The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 2,918 | 60,000 | SH | DFND | 1,2 | 60,000 | 0 | 0 | |
AMERICAN INTL GROUP INC | *W EXP 01/19/202 | 026874156 | 5,496 | 290,000 | SH | DFND | 1,2 | 0 | 0 | 290,000 | |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 9,088 | 175,000 | SH | DFND | 1,2 | 0 | 0 | 175,000 | |
BARRICK GOLD CORP | COM | 067901108 | 2,607 | 140,000 | SH | Call | DFND | 1,2 | 0 | 0 | 0 |
CHARTER FINL CORP MD | COM | 16122W108 | 280 | 25,900 | SH | DFND | 1,2 | 25,900 | 0 | 0 | |
CIT GROUP INC | COM NEW | 125581801 | 3,658 | 75,000 | SH | DFND | 1,2 | 75,000 | 0 | 0 | |
CLIFFS NAT RES INC | COM | 18683K101 | 2,050 | 100,000 | SH | Put | DFND | 1,2 | 100,000 | 0 | 0 |
DEAN FOODS CO NEW | COM NEW | 242370203 | 8,203 | 425,000 | SH | DFND | 1,2 | 425,000 | 0 | 0 | |
ENGILITY HLDGS INC | COM | 29285W104 | 368 | 11,612 | SH | DFND | 1,2 | 11,612 | 0 | 0 | |
ENZON PHARMACEUTICALS INC | COM | 293904108 | 406 | 241,800 | SH | DFND | 1,2 | 241,800 | 0 | 0 | |
EXELIS INC | COM | 30162A108 | 7,855 | 500,000 | SH | DFND | 1,2 | 500,000 | 0 | 0 | |
HARVARD BIOSCIENCE INC | COM | 416906105 | 1,184 | 225,000 | SH | DFND | 1,2 | 225,000 | 0 | 0 | |
HESS CORP | COM | 42809H107 | 8,507 | 110,000 | SH | DFND | 1,2 | 110,000 | 0 | 0 | |
LOEWS CORP | COM | 540424108 | 9,348 | 200,000 | SH | DFND | 1,2 | 200,000 | 0 | 0 | |
MARATHON OIL CORP | COM | 565849106 | 6,453 | 185,000 | SH | DFND | 1,2 | 185,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 3,494 | 200,000 | SH | Call | DFND | 1,2 | 0 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 9,160 | 275,000 | SH | DFND | 1,2 | 275,000 | 0 | 0 | |
NATIONAL BK HLDGS CORP | CL A | 633707104 | 4,622 | 225,000 | SH | DFND | 1,2 | 225,000 | 0 | 0 | |
NEWS CORP NEW | CL A | 65249B109 | 3,614 | 225,000 | SH | DFND | 1,2 | 0 | 0 | 225,000 | |
ORACLE CORP | COM | 68389X105 | 10,780 | 325,000 | SH | DFND | 1,2 | 325,000 | 0 | 0 | |
SAIC INC | COM | 78390X101 | 2,561 | 56,250 | SH | DFND | 1,2 | 56,250 | 0 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 1,010 | 500,000 | SH | Call | DFND | 1,2 | 0 | 0 | 500,000 |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 2,988 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
TESLA MTRS INC | COM | 88160R101 | 60,154 | 311,000 | SH | Put | DFND | 1,2 | 311,000 | 0 | 0 |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 8,501 | 225,000 | SH | DFND | 1,2 | 0 | 0 | 225,000 | |
TRIPLE-S MGMT CORP | CL B | 896749108 | 4,119 | 224,000 | SH | DFND | 1,2 | 224,000 | 0 | 0 | |
URS CORP NEW | COM | 903236107 | 4,058 | 75,500 | SH | DFND | 1,2 | 75,500 | 0 | 0 |