Due to File size constraints, this filing is being made in seven related submissions.
This submission is the 4th of 6 related submissions.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-01944
Principal Variable Contracts Funds, Inc.
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(Exact name of registrant as specified in charter)
The Principal Financial Group, 650 8th Street, Des Moines, Iowa 50309
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(Address of principal executive offices) (Zip code)
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Jennifer A. Mills | Copy to: | | |
The Principal Financial Group | | John W. Blouch, Esq. |
Des Moines, Iowa 50392 | | Drinker Biddle & Reath, LLP |
| | | 1500 K Street, N.W. |
| | | Washington, DC 20005-1209 |
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(Name and address of agent for service)
Registrant's telephone number, including area code: 515-235-9154
Date of fiscal year end: 12/31
Date of reporting period: 07/01/2012 - 06/30/2013
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Principal Variable Contracts Funds, Inc. - LargeCap S&P 500 Index Account |
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3M COMPANY | | | | |
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Ticker: | MMM | Security ID: | 88579Y101 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Linda G. Alvarado | For | For | Mgmt |
1b | Elect Director Vance D. Coffman | For | For | Mgmt |
1c | Elect Director Michael L. Eskew | For | For | Mgmt |
1d | Elect Director W. James Farrell | For | For | Mgmt |
1e | Elect Director Herbert L. Henkel | For | For | Mgmt |
1f | Elect Director Muhtar Kent | For | For | Mgmt |
1g | Elect Director Edward M. Liddy | For | For | Mgmt |
1h | Elect Director Robert S. Morrison | For | For | Mgmt |
1i | Elect Director Aulana L. Peters | For | For | Mgmt |
1j | Elect Director Inge G. Thulin | For | For | Mgmt |
1k | Elect Director Robert J. Ulrich | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Provide Right to Act by Written Consent | Against | For | Shldr |
5 | Study Feasibility of Prohibiting | Against | Against | Shldr |
| Political Contributions | | | |
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ABBOTT LABORATORIES | | | | |
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Ticker: | ABT | Security ID: | 2,824,100 | |
Meeting Date: APR 26, 2013 | Meeting Type: Annual | | | |
Record Date: | February 27, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert J. Alpern | For | For | Mgmt |
1.2 | Elect Director Roxanne S. Austin | For | For | Mgmt |
1.3 | Elect Director Sally E. Blount | For | For | Mgmt |
1.4 | Elect Director W. James Farrell | For | For | Mgmt |
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1.5 | Elect Director Edward M. Liddy | For | For | Mgmt |
1.6 | Elect Director Nancy McKinstry | For | For | Mgmt |
1.7 | Elect Director Phebe N. Novakovic | For | For | Mgmt |
1.8 | Elect Director William A. Osborn | For | For | Mgmt |
1.9 | Elect Director Samuel C. Scott, III | For | For | Mgmt |
1.10 | Elect Director Glenn F. Tilton | For | For | Mgmt |
1.11 | Elect Director Miles D. White | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Label and Eliminate GMO Ingredients in | Against | Against | Shldr |
| Products | | | |
5 | Report on Lobbying Payments and Policy | Against | For | Shldr |
6 | Require Independent Board Chairman | Against | Against | Shldr |
7 | Stock Retention/Holding Period | Against | For | Shldr |
8 | Cease Compliance Adjustments to | Against | For | Shldr |
| Performance Criteria | | | |
9 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
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ABBVIE INC. | | | | |
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Ticker: | ABBV | Security ID: | 00287Y109 | |
Meeting Date: MAY 06, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William H.L. Burnside | For | For | Mgmt |
1.2 | Elect Director Edward J. Rapp | For | For | Mgmt |
1.3 | Elect Director Roy S. Roberts | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Mgmt |
5 | Approve Omnibus Stock Plan | For | For | Mgmt |
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ABERCROMBIE & FITCH CO. | | | | |
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Ticker: | ANF | Security ID: | 2,896,207 | |
Meeting Date: JUN 20, 2013 | Meeting Type: Annual | | | |
Record Date: | May 1, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James B. Bachmann | For | For | Mgmt |
1b | Elect Director Michael E. Greenlees | For | For | Mgmt |
1c | Elect Director Kevin S. Huvane | For | For | Mgmt |
1d | Elect Director Michael S. Jeffries | For | For | Mgmt |
1e | Elect Director John W. Kessler | For | For | Mgmt |
1f | Elect Director Craig R. Stapleton | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Pro-rata Vesting of Equity Plans | Against | For | Shldr |
5 | Require Shldr Approval of | Against | For | Shldr |
| Specific Performance Metrics in Equity | | | |
| Compensation Plans | | | |
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ACCENTURE PLC | | | | |
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Ticker: | ACN | Security ID: | G1151C101 | |
Meeting Date: FEB 06, 2013 | Meeting Type: Annual | | | |
Record Date: | December 11, 2012 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and | For | For | Mgmt |
| Statutory Reports | | | |
2.1 | Elect Director William L. Kimsey | For | For | Mgmt |
2.2 | Elect Director Robert I. Lipp | For | For | Mgmt |
2.3 | Elect Director Pierre Nanterme | For | For | Mgmt |
2.4 | Elect Director Gilles C. Pelisson | For | For | Mgmt |
2.5 | Elect Director Wulf von Schimmelmann | For | For | Mgmt |
3 | Approve Auditors and Authorize Board | For | For | Mgmt |
| to Fix Their Remuneration | | | |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Amend 2010 Share Incentive Plan | For | Against | Mgmt |
6 | Authorize the Holding of the 2014 AGM | For | For | Mgmt |
| at a Location Outside Ireland | | | |
7 | Authorize Open-Market Purchases of | For | For | Mgmt |
| Class A Ordinary Shares | | | |
8 | Determine the Price Range at which | For | For | Mgmt |
| Accenture Plc can Re-issue Shares that | | | |
| it Acquires as Treasury Stock | | | |
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9 | Report on Lobbying Payments and Policy | Against | For | Shldr |
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ACE LIMITED | | | | |
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Ticker: | ACE | Security ID: | H0023R105 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Robert M. Hernandez as Director | For | For | Mgmt |
1.2 | Elect Peter Menikoff as Director | For | For | Mgmt |
1.3 | Elect Robert Ripp as Director | For | For | Mgmt |
1.4 | Elect Theodore E. Shasta as Director | For | For | Mgmt |
2 | Declassify the Board of Directors | For | For | Mgmt |
3.1 | Approve Annual Report | For | For | Mgmt |
3.2 | Accept Statutory Financial Statements | For | For | Mgmt |
3.3 | Accept Consolidated Financial | For | For | Mgmt |
| Statements | | | |
4 | Approve Allocation of Income and | For | For | Mgmt |
| Dividends | | | |
5 | Approve Discharge of Board and Senior | For | For | Mgmt |
| Mgmt | | | |
6.1 | Ratify PricewaterhouseCoopers AG as | For | For | Mgmt |
| Auditors | | | |
6.2 | Ratify PricewaterhouseCoopers LLP as | For | For | Mgmt |
| Independent Registered Public | | | |
| Accounting Firm as Auditors | | | |
6.3 | Ratify BDO AG as Special Auditors | For | For | Mgmt |
7 | Amend Omnibus Stock Plan | For | For | Mgmt |
8 | Approve Dividend Distribution From | For | For | Mgmt |
| Legal Reserves Through Reduction of | | | |
| Par Value | | | |
9 | Advisory Vote to ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
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ACTAVIS, INC. | | | | |
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Ticker: | ACT | Security ID: | 00507K103 | |
Meeting Date: MAY 10, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jack Michelson | For | For | Mgmt |
1b | Elect Director Ronald R. Taylor | For | For | Mgmt |
1c | Elect Director Andrew L. Turner | For | For | Mgmt |
1d | Elect Director Paul M. Bisaro | For | For | Mgmt |
1e | Elect Director Christopher W. Bodine | For | For | Mgmt |
1f | Elect Director Michael J. Feldman | For | For | Mgmt |
1g | Elect Director Fred G. Weiss | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Stock Retention | Against | For | Shldr |
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ADOBE SYSTEMS INCORPORATED | | | | |
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Ticker: | ADBE | Security ID: | 00724F101 | |
Meeting Date: APR 11, 2013 | Meeting Type: Annual | | | |
Record Date: | February 14, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Amy L. Banse | For | For | Mgmt |
1b | Elect Director Kelly J. Barlow | For | For | Mgmt |
1c | Elect Director Edward W. Barnholt | For | For | Mgmt |
1d | Elect Director Robert K. Burgess | For | For | Mgmt |
1e | Elect Director Frank A. Calderoni | For | For | Mgmt |
1f | Elect Director Michael R. Cannon | For | For | Mgmt |
1g | Elect Director James E. Daley | For | For | Mgmt |
1h | Elect Director Laura B. Desmond | For | For | Mgmt |
1i | Elect Director Charles M. Geschke | For | For | Mgmt |
1j | Elect Director Shantanu Narayen | For | For | Mgmt |
1k | Elect Director Daniel L. Rosensweig | For | For | Mgmt |
1l | Elect Director Robert Sedgewick | For | For | Mgmt |
1m | Elect Director John E. Warnock | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
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AETNA INC. | | | | |
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Ticker: | AET | Security ID: | 00817Y108 | |
Meeting Date: MAY 17, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Fernando Aguirre | For | For | Mgmt |
1b | Elect Director Mark T. Bertolini | For | For | Mgmt |
1c | Elect Director Frank M. Clark | For | For | Mgmt |
1d | Elect Director Betsy Z. Cohen | For | For | Mgmt |
1e | Elect Director Molly J. Coye | For | For | Mgmt |
1f | Elect Director Roger N. Farah | For | For | Mgmt |
1g | Elect Director Barbara Hackman Franklin | For | For | Mgmt |
1h | Elect Director Jeffrey E. Garten | For | For | Mgmt |
1i | Elect Director Ellen M. Hancock | For | For | Mgmt |
1j | Elect Director Richard J. Harrington | For | For | Mgmt |
1k | Elect Director Edward J. Ludwig | For | For | Mgmt |
1l | Elect Director Joseph P. Newhouse | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Require Independent Board Chairman | Against | Against | Shldr |
6 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
7 | Enhance Board Oversight of Political | Against | Against | Shldr |
| Contributions | | | |
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AFLAC INCORPORATED | | | | |
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Ticker: | AFL | Security ID: | 1,055,102 | |
Meeting Date: MAY 06, 2013 | Meeting Type: Annual | | | |
Record Date: | February 27, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Daniel P. Amos | For | For | Mgmt |
1b | Elect Director John Shelby Amos, II | For | For | Mgmt |
1c | Elect Director Paul S. Amos, II | For | For | Mgmt |
1d | Elect Director W. Paul Bowers | For | For | Mgmt |
1e | Elect Director Kriss Cloninger, III | For | For | Mgmt |
1f | Elect Director Elizabeth J. Hudson | For | For | Mgmt |
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1g | Elect Director Douglas W. Johnson | For | For | Mgmt |
1h | Elect Director Robert B. Johnson | For | For | Mgmt |
1i | Elect Director Charles B. Knapp | For | For | Mgmt |
1j | Elect Director E. Stephen Purdom | For | For | Mgmt |
1k | Elect Director Barbara K. Rimer | For | For | Mgmt |
1l | Elect Director Melvin T. Stith | For | For | Mgmt |
1m | Elect Director David Gary Thompson | For | For | Mgmt |
1n | Elect Director Takuro Yoshida | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
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AGILENT TECHNOLOGIES, INC. | | | | |
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Ticker: | A | Security ID: | 00846U101 | |
Meeting Date: MAR 20, 2013 | Meeting Type: Annual | | | |
Record Date: | January 22, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul N. Clark | For | For | Mgmt |
1.2 | Elect Director James G. Cullen | For | For | Mgmt |
1.3 | Elect Director Tadataka Yamada | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | Against | For | Shldr |
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AGL RESOURCES INC. | | | | |
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Ticker: | GAS | Security ID: | 1,204,106 | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
Record Date: | February 21, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Sandra N. Bane | For | For | Mgmt |
1.2 | Elect Director Thomas D. Bell, Jr. | For | For | Mgmt |
1.3 | Elect Director Norman R. Bobins | For | For | Mgmt |
1.4 | Elect Director Charles R. Crisp | For | For | Mgmt |
1.5 | Elect Director Brenda J. Gaines | For | For | Mgmt |
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1.6 | Elect Director Arthur E. Johnson | For | For | Mgmt |
1.7 | Elect Director Wyck A. Knox, Jr. | For | For | Mgmt |
1.8 | Elect Director Dennis M. Love | For | For | Mgmt |
1.9 | Elect Director Charles H. "Pete" McTier | For | For | Mgmt |
1.10 | Elect Director Dean R. O'Hare | For | For | Mgmt |
1.11 | Elect Director Armando J. Olivera | For | For | Mgmt |
1.12 | Elect Director John E. Rau | For | For | Mgmt |
1.13 | Elect Director James A. Rubright | For | For | Mgmt |
1.14 | Elect Director John W. Somerhalder II | For | For | Mgmt |
1.15 | Elect Director Bettina M. Whyte | For | For | Mgmt |
1.16 | Elect Director Henry C. Wolf | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend EEO Policy to Prohibit | Against | For | Shldr |
| Discrimination based on Gender Identity | | | |
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AIR PRODUCTS AND CHEMICALS, INC. | | | | |
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Ticker: | APD | Security ID: | 9,158,106 | |
Meeting Date: JAN 24, 2013 | Meeting Type: Annual | | | |
Record Date: | November 30, 2012 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director William L. Davis, III | For | For | Mgmt |
1b | Elect Director W. Douglas Ford | For | For | Mgmt |
1c | Elect Director Evert Henkes | For | For | Mgmt |
1d | Elect Director Margaret G. McGlynn | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
5 | Declassify the Board of Directors | Against | For | Shldr |
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AIRGAS, INC. | | | | |
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Ticker: | ARG | Security ID: | 9,363,102 | |
Meeting Date: AUG 14, 2012 | Meeting Type: Annual | | | |
Record Date: | June 18, 2012 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James W. Hovey | For | For | Mgmt |
1.2 | Elect Director Michael L. Molinini | For | For | Mgmt |
1.3 | Elect Director Paula A. Sneed | For | For | Mgmt |
1.4 | Elect Director David M. Stout | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Declassify the Board of Directors | Against | For | Shldr |
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AKAMAI TECHNOLOGIES, INC. | | | | |
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Ticker: | AKAM | Security ID: | 00971T101 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pamela J. Craig | For | For | Mgmt |
1.2 | Elect Director F. Thomson Leighton | For | For | Mgmt |
1.3 | Elect Director Paul Sagan | For | For | Mgmt |
1.4 | Elect Director Naomi O. Seligman | For | For | Mgmt |
2 | Approve Omnibus Stock Plan | For | For | Mgmt |
3a | Declassify the Board of Directors | For | For | Mgmt |
3b | Amend Certificate of Incorporation to | For | For | Mgmt |
| Provide Directors May be Removed With | | | |
| or Without Cause | | | |
3c | Reduce Supermajority Vote Requirement | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Ratify Auditors | For | For | Mgmt |
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ALCOA INC. | | | | |
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Ticker: | AA | Security ID: | 13,817,101 | |
Meeting Date: MAY 03, 2013 | Meeting Type: Annual | | | |
Record Date: | February 4, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Arthur D. Collins, Jr. | For | For | Mgmt |
1.2 | Elect Director Michael G. Morris | For | For | Mgmt |
1.3 | Elect Director E. Stanley O'Neal | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
5 | Provide Right to Call Special Meeting | For | For | Mgmt |
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ALEXION PHARMACEUTICALS, INC. | | | | |
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Ticker: | ALXN | Security ID: | 15,351,109 | |
Meeting Date: MAY 06, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Leonard Bell | For | For | Mgmt |
1.2 | Elect Director Max Link | For | For | Mgmt |
1.3 | Elect Director William R. Keller | For | For | Mgmt |
1.4 | Elect Director Joseph A. Madri | For | For | Mgmt |
1.5 | Elect Director Larry L. Mathis | For | For | Mgmt |
1.6 | Elect Director R. Douglas Norby | For | For | Mgmt |
1.7 | Elect Director Alvin S. Parven | For | For | Mgmt |
1.8 | Elect Director Andreas Rummelt | For | For | Mgmt |
1.9 | Elect Director Ann M. Veneman | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
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ALLEGHENY TECHNOLOGIES INCORPORATED | | | | |
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Ticker: | ATI | Security ID: | 01741R102 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard J. Harshman | For | For | Mgmt |
1.2 | Elect Director Carolyn Corvi | For | For | Mgmt |
1.3 | Elect Director Barbara S. Jeremiah | For | For | Mgmt |
1.4 | Elect Director John D. Turner | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
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ALLERGAN, INC. | | | | |
| | | | |
Ticker: | AGN | Security ID: | 18,490,102 | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
Record Date: | March 6, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director David E.I. Pyott | For | For | Mgmt |
1b | Elect Director Michael R. Gallagher | For | For | Mgmt |
1c | Elect Director Deborah Dunsire | For | For | Mgmt |
1d | Elect Director Dawn Hudson | For | For | Mgmt |
1e | Elect Director Trevor M. Jones | For | For | Mgmt |
1f | Elect Director Louis J. Lavigne, Jr. | For | For | Mgmt |
1g | Elect Director Peter J. McDonnell | For | For | Mgmt |
1h | Elect Director Timothy D. Proctor | For | For | Mgmt |
1i | Elect Director Russell T. Ray | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Provide Right to Call Special Meeting | For | For | Mgmt |
5.1 | Provide Right to Act by Written Consent | Against | For | Shldr |
5.2 | Report on Lobbying Payments and Policy | Against | For | Shldr |
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ALTERA CORPORATION | | | | |
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Ticker: | ALTR | Security ID: | 21,441,100 | |
Meeting Date: MAY 06, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director John P. Daane | For | For | Mgmt |
1b | Elect Director T. Michael Nevens | For | For | Mgmt |
1c | Elect Director A. Blaine Bowman | For | For | Mgmt |
1d | Elect Director Elisha W. Finney | For | For | Mgmt |
1e | Elect Director Kevin McGarity | For | For | Mgmt |
1f | Elect Director Shane V. Robison | For | For | Mgmt |
1g | Elect Director John Shoemaker | For | For | Mgmt |
1h | Elect Director Thomas H. Waechter | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Amend Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
6 | Ratify Auditors | For | For | Mgmt |
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ALTRIA GROUP, INC. | | | | |
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Ticker: | MO | Security ID: | 02209S103 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gerald L. Baliles | For | For | Mgmt |
1.2 | Elect Director Martin J. Barrington | For | For | Mgmt |
1.3 | Elect Director John T. Casteen, III | For | For | Mgmt |
1.4 | Elect Director Dinyar S. Devitre | For | For | Mgmt |
1.5 | Elect Director Thomas F. Farrell, II | For | For | Mgmt |
1.6 | Elect Director Thomas W. Jones | For | For | Mgmt |
1.7 | Elect Director Debra J. Kelly-Ennis | For | For | Mgmt |
1.8 | Elect Director W. Leo Kiely, III | For | For | Mgmt |
1.9 | Elect Director Kathryn B. McQuade | For | For | Mgmt |
1.10 | Elect Director George Munoz | For | For | Mgmt |
1.11 | Elect Director Nabil Y. Sakkab | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Lobbying Payments and Policy | Against | For | Shldr |
|
| | | | |
| | | | |
AMAZON.COM, INC. | | | | |
| | | | |
Ticker: | AMZN | Security ID: | 23,135,106 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jeffrey P. Bezos | For | For | Mgmt |
1b | Elect Director Tom A. Alberg | For | For | Mgmt |
1c | Elect Director John Seely Brown | For | For | Mgmt |
1d | Elect Director William B. Gordon | For | For | Mgmt |
1e | Elect Director Jamie S. Gorelick | For | For | Mgmt |
1f | Elect Director Alain Monie | For | For | Mgmt |
1g | Elect Director Jonathan J. Rubinstein | For | For | Mgmt |
1h | Elect Director Thomas O. Ryder | For | For | Mgmt |
1i | Elect Director Patricia Q. Stonesifer | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Report on Political Contributions | Against | For | Shldr |
| | | | |
AMEREN CORPORATION | | | | |
| | | | |
Ticker: | AEE | Security ID: | 23,608,102 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen F. Brauer | For | W/hold | Mgmt |
1.2 | Elect Director Catherine S. Brune | For | For | Mgmt |
1.3 | Elect Director Ellen M. Fitzsimmons | For | For | Mgmt |
1.4 | Elect Director Walter J. Galvin | For | For | Mgmt |
1.5 | Elect Director Gayle P. W. Jackson | For | For | Mgmt |
1.6 | Elect Director James C. Johnson | For | For | Mgmt |
1.7 | Elect Director Steven H. Lipstein | For | For | Mgmt |
1.8 | Elect Director Patrick T. Stokes | For | For | Mgmt |
1.9 | Elect Director Thomas R. Voss | For | For | Mgmt |
1.10 | Elect Director Stephen R. Wilson | For | For | Mgmt |
1.11 | Elect Director Jack D. Woodard | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
|
| | | | |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Energy Efficiency and | Against | Against | Shldr |
| Renewable Energy Programs | | | |
| | | | |
AMERICAN ELECTRIC POWER COMPANY, INC. | | | | |
| | | | |
Ticker: | AEP | Security ID: | 25,537,101 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Nicholas K. Akins | For | For | Mgmt |
1.2 | Elect Director David J. Anderson | For | For | Mgmt |
1.3 | Elect Director Ralph D. Crosby, Jr. | For | For | Mgmt |
1.4 | Elect Director Linda A. Goodspeed | For | For | Mgmt |
1.5 | Elect Director Thomas E. Hoaglin | For | For | Mgmt |
1.6 | Elect Director Sandra Beach Lin | For | For | Mgmt |
1.7 | Elect Director Michael G. Morris | For | For | Mgmt |
1.8 | Elect Director Richard C. Notebaert | For | For | Mgmt |
1.9 | Elect Director Lionel L. Nowell, III | For | For | Mgmt |
1.10 | Elect Director Stephen S. Rasmussen | For | For | Mgmt |
1.11 | Elect Director Oliver G. Richard, III | For | For | Mgmt |
1.12 | Elect Director Richard L. Sandor | For | For | Mgmt |
1.13 | Elect Director Sara Martinez Tucker | For | For | Mgmt |
1.14 | Elect Director John F. Turner | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
| | | | |
AMERICAN EXPRESS COMPANY | | | | |
| | | | |
Ticker: | AXP | Security ID: | 25,816,109 | |
Meeting Date: APR 29, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1.1 | Elect Director Charlene Barshefsky | For | For | Mgmt |
1.2 | Elect Director Ursula M. Burns | For | For | Mgmt |
1.3 | Elect Director Kenneth I. Chenault | For | For | Mgmt |
1.4 | Elect Director Peter Chernin | For | For | Mgmt |
1.5 | Elect Director Anne Lauvergeon | For | For | Mgmt |
1.6 | Elect Director Theodore J. Leonsis | For | For | Mgmt |
1.7 | Elect Director Richard C. Levin | For | For | Mgmt |
1.8 | Elect Director Richard A. McGinn | For | For | Mgmt |
1.9 | Elect Director Samuel J. Palmisano | For | For | Mgmt |
1.10 | Elect Director Steven S Reinemund | For | For | Mgmt |
1.11 | Elect Director Daniel L. Vasella | For | For | Mgmt |
1.12 | Elect Director Robert D. Walter | For | For | Mgmt |
1.13 | Elect Director Ronald A. Williams | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
AMERICAN INTERNATIONAL GROUP, INC. | �� | | | |
| | | | |
Ticker: | AIG | Security ID: | 26,874,784 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert H. Benmosche | For | For | Mgmt |
1b | Elect Director W. Don Cornwell | For | For | Mgmt |
1c | Elect Director John H. Fitzpatrick | For | For | Mgmt |
1d | Elect Director William G. Jurgensen | For | For | Mgmt |
1e | Elect Director Christopher S. Lynch | For | For | Mgmt |
1f | Elect Director Arthur C. Martinez | For | For | Mgmt |
1g | Elect Director George L. Miles, Jr. | For | For | Mgmt |
1h | Elect Director Henry S. Miller | For | For | Mgmt |
1i | Elect Director Robert S. Miller | For | For | Mgmt |
1j | Elect Director Suzanne Nora Johnson | For | For | Mgmt |
1k | Elect Director Ronald A. Rittenmeyer | For | For | Mgmt |
1l | Elect Director Douglas M. Steenland | For | For | Mgmt |
1m | Elect Director Theresa M. Stone | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Mgmt |
5 | Ratify Auditors | For | For | Mgmt |
|
| | | | |
6 | Limit Total Number of Boards on Which | Against | Against | Shldr |
| Company Directors May Serve | | | |
| | | | |
AMERICAN TOWER CORPORATION | | | | |
| | | | |
Ticker: | AMT | Security ID: | 03027X100 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 26, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Raymond P. Dolan | For | For | Mgmt |
1b | Elect Director Ronald M. Dykes | For | For | Mgmt |
1c | Elect Director Carolyn F. Katz | For | For | Mgmt |
1d | Elect Director Gustavo Lara Cantu | For | For | Mgmt |
1e | Elect Director JoAnn A. Reed | For | For | Mgmt |
1f | Elect Director Pamela D.A. Reeve | For | For | Mgmt |
1g | Elect Director David E. Sharbutt | For | For | Mgmt |
1h | Elect Director James D. Taiclet, Jr. | For | For | Mgmt |
1i | Elect Director Samme L. Thompson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Right to Call Special Meeting | For | For | Mgmt |
| | | | |
AMERIPRISE FINANCIAL, INC. | | | | |
| | | | |
Ticker: | AMP | Security ID: | 03076C106 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James M. Cracchiolo | For | For | Mgmt |
1b | Elect Director Lon R. Greenberg | For | For | Mgmt |
1c | Elect Director Warren D. Knowlton | For | For | Mgmt |
1d | Elect Director W. Walker Lewis | For | For | Mgmt |
1e | Elect Director Siri S. Marshall | For | For | Mgmt |
1f | Elect Director Jeffery Noddle | For | For | Mgmt |
1g | Elect Director H. Jay Sarles | For | For | Mgmt |
|
| | | | |
1h | Elect Director Robert F. Sharpe, Jr. | For | For | Mgmt |
1i | Elect Director William H. Turner | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
| | | | |
AMERISOURCEBERGEN CORPORATION | | | | |
| | | | |
Ticker: | ABC | Security ID: | 03073E105 | |
Meeting Date: FEB 28, 2013 | Meeting Type: Annual | | | |
Record Date: | January 2, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steven H. Collis | For | For | Mgmt |
1.2 | Elect Director Douglas R. Conant | For | For | Mgmt |
1.3 | Elect Director Richard W. Gochnauer | For | For | Mgmt |
1.4 | Elect Director Richard C. Gozon | For | For | Mgmt |
1.5 | Elect Director Edward E. Hagenlocker | For | For | Mgmt |
1.6 | Elect Director Kathleen W. Hyle | For | For | Mgmt |
1.7 | Elect Director Michael J. Long | For | For | Mgmt |
1.8 | Elect Director Henry W. McGee | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
AMGEN INC. | | | | |
| | | | |
Ticker: | AMGN | Security ID: | 31,162,100 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David Baltimore | For | For | Mgmt |
1.2 | Elect Director Frank J. Biondi, Jr. | For | For | Mgmt |
1.3 | Elect Director Robert A. Bradway | For | For | Mgmt |
1.4 | Elect Director Francois de Carbonnel | For | For | Mgmt |
1.5 | Elect Director Vance D. Coffman | For | For | Mgmt |
|
| | | | |
1.6 | Elect Director Robert A. Eckert | For | For | Mgmt |
1.7 | Elect Director Rebecca M. Henderson | For | For | Mgmt |
1.8 | Elect Director Frank C. Herringer | For | For | Mgmt |
1.9 | Elect Director Tyler Jacks | For | For | Mgmt |
1.10 | Elect Director Gilbert S. Omenn | For | For | Mgmt |
1.11 | Elect Director Judith C. Pelham | For | For | Mgmt |
1.12 | Elect Director Leonard D. Schaeffer | For | For | Mgmt |
1.13 | Elect Director Ronald D. Sugar | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
AMPHENOL CORPORATION | | | | |
| | | | |
Ticker: | APH | Security ID: | 32,095,101 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stanley L. Clark | For | For | Mgmt |
1.2 | Elect Director David P. Falck | For | For | Mgmt |
1.3 | Elect Director Edward G. Jepsen | For | For | Mgmt |
1.4 | Elect Director Andrew E. Lietz | For | For | Mgmt |
1.5 | Elect Director Martin H. Loeffler | For | For | Mgmt |
1.6 | Elect Director John R. Lord | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Bylaws -- Call Special Meetings | Against | For | Shldr |
| | | | |
ANADARKO PETROLEUM CORPORATION | | | | |
| | | | |
Ticker: | APC | Security ID: | 32,511,107 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1a | Elect Director Kevin P. Chilton | For | For | Mgmt |
1b | Elect Director Luke R. Corbett | For | For | Mgmt |
1c | Elect Director H. Paulett Eberhart | For | For | Mgmt |
1d | Elect Director Peter J. Fluor | For | For | Mgmt |
1e | Elect Director Richard L. George | For | For | Mgmt |
1f | Elect Director Preston M. Geren, III | For | For | Mgmt |
1g | Elect Director Charles W. Goodyear | For | For | Mgmt |
1h | Elect Director John R. Gordon | For | For | Mgmt |
1i | Elect Director Eric D. Mullins | For | For | Mgmt |
1j | Elect Director Paula Rosput Reynolds | For | For | Mgmt |
1k | Elect Director R. A. Walker | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Political Contributions | Against | For | Shldr |
| | | | |
ANALOG DEVICES, INC. | | | | |
| | | | |
Ticker: | ADI | Security ID: | 32,654,105 | |
Meeting Date: MAR 13, 2013 | Meeting Type: Annual | | | |
Record Date: | January 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Ray Stata | For | For | Mgmt |
1b | Elect Director Jerald G. Fishman | For | For | Mgmt |
1c | Elect Director James A. Champy | For | For | Mgmt |
1d | Elect Director John C. Hodgson | For | For | Mgmt |
1e | Elect Director Yves-Andre Istel | For | For | Mgmt |
1f | Elect Director Neil Novich | For | For | Mgmt |
1g | Elect Director F. Grant Saviers | For | For | Mgmt |
1h | Elect Director Paul J. Severino | For | For | Mgmt |
1i | Elect Director Kenton J. Sicchitano | For | For | Mgmt |
1j | Elect Director Lisa T. Su | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
AON PLC | | | | |
| | | | |
|
| | | | |
Ticker: | AON | Security ID: | G0408V102 | |
Meeting Date: MAY 17, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Lester B. Knight as Director | For | For | Mgmt |
1.2 | Elect Gregory C. Case as Director | For | For | Mgmt |
1.3 | Elect Fulvio Conti as Director | For | Against | Mgmt |
1.4 | Elect Cheryl A. Francis as Director | For | For | Mgmt |
1.5 | Elect Edgar D. Jannotta as Director | For | For | Mgmt |
1.6 | Elect J. Michael Losh as Director | For | For | Mgmt |
1.7 | Elect Robert S. Morrison as Director | For | For | Mgmt |
1.8 | Elect Richard B. Myers as Director | For | For | Mgmt |
1.9 | Elect Richard C. Notebaert as Director | For | For | Mgmt |
1.10 | Elect Gloria Santona as Director | For | For | Mgmt |
1.11 | Elect Carolyn Y. Woo as Director | For | For | Mgmt |
2 | Accept Financial Statements and | For | For | Mgmt |
| Statutory Reports | | | |
3 | Ratify Ernst and Young LLP as Aon's | For | For | Mgmt |
| Auditors | | | |
4 | Ratify Ernst and Young LLP as Aon's U. | For | For | Mgmt |
| K. Statutory Auditor | | | |
5 | Authorize Board to Fix Remuneration of | For | For | Mgmt |
| Internal Statutory Auditors | | | |
6 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
7 | Advisory Vote to Ratify Directors' | For | For | Mgmt |
| Remuneration Report | | | |
8 | Approve Nonqualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
| | | | |
APACHE CORPORATION | | | | |
| | | | |
Ticker: | APA | Security ID: | 37,411,105 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Eugene C. Fiedorek | For | For | Mgmt |
2 | Elect Director Chansoo Joung | For | For | Mgmt |
3 | Elect Director William C. Montgomery | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
|
| | | | |
5 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
6 | Amend Omnibus Stock Plan | For | For | Mgmt |
7 | Declassify the Board of Directors | For | For | Mgmt |
| | | | |
APARTMENT INVESTMENT AND MGMT COMPANY | | | | |
| | | | |
Ticker: | AIV | Security ID: | 03748R101 | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
Record Date: | February 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James N. Bailey | For | For | Mgmt |
1.2 | Elect Director Terry Considine | For | For | Mgmt |
1.3 | Elect Director Thomas L. Keltner | For | For | Mgmt |
1.4 | Elect Director J. Landis Martin | For | For | Mgmt |
1.5 | Elect Director Robert A. Miller | For | For | Mgmt |
1.6 | Elect Director Kathleen M. Nelson | For | For | Mgmt |
1.7 | Elect Director Michael A. Stein | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
APPLE INC. | | | | |
| | | | |
Ticker: | AAPL | Security ID: | 37,833,100 | |
Meeting Date: FEB 27, 2013 | Meeting Type: Annual | | | |
Record Date: | January 2, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William Campbell | For | For | Mgmt |
1.2 | Elect Director Timothy Cook | For | For | Mgmt |
1.3 | Elect Director Millard Drexler | For | For | Mgmt |
1.4 | Elect Director Al Gore | For | For | Mgmt |
1.5 | Elect Director Robert Iger | For | For | Mgmt |
1.6 | Elect Director Andrea Jung | For | For | Mgmt |
1.7 | Elect Director Arthur Levinson | For | For | Mgmt |
1.8 | Elect Director Ronald Sugar | For | For | Mgmt |
|
| | | | |
2 | Amend Articles of Incorporation | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
5 | Stock Retention/Holding Period | Against | For | Shldr |
6 | Establish Board Committee on Human | Against | Against | Shldr |
| Rights | | | |
| | | | |
APPLIED MATERIALS, INC. | | | | |
| | | | |
Ticker: | AMAT | Security ID: | 38,222,105 | |
Meeting Date: MAR 05, 2013 | Meeting Type: Annual | | | |
Record Date: | January 9, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Aart J. de Geus | For | For | Mgmt |
1b | Elect Director Stephen R. Forrest | For | For | Mgmt |
1c | Elect Director Thomas J. Iannotti | For | For | Mgmt |
1d | Elect Director Susan M. James | For | For | Mgmt |
1e | Elect Director Alexander A. Karsner | For | For | Mgmt |
1f | Elect Director Gerhard H. Parker | For | For | Mgmt |
1g | Elect Director Dennis D. Powell | For | For | Mgmt |
1h | Elect Director Willem P. Roelandts | For | For | Mgmt |
1i | Elect Director James E. Rogers | For | For | Mgmt |
1j | Elect Director Michael R. Splinter | For | For | Mgmt |
1k | Elect Director Robert H. Swan | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
ARCHER-DANIELS-MIDLAND COMPANY | | | | |
| | | | |
Ticker: | ADM | Security ID: | 39,483,102 | |
Meeting Date: NOV 01, 2012 | Meeting Type: Annual | | | |
Record Date: | September 7, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan L. Boeckmann | For | For | Mgmt |
|
| | | | |
1.2 | Elect Director George W. Buckley | For | For | Mgmt |
1.3 | Elect Director Mollie Hale Carter | For | For | Mgmt |
1.4 | Elect Director Terrell K. Crews | For | For | Mgmt |
1.5 | Elect Director Pierre Dufour | For | For | Mgmt |
1.6 | Elect Director Donald E. Felsinger | For | For | Mgmt |
1.7 | Elect Director Antonio Maciel | For | For | Mgmt |
1.8 | Elect Director Patrick J. Moore | For | For | Mgmt |
1.9 | Elect Director Thomas F. O'Neill | For | For | Mgmt |
1.10 | Elect Director Daniel Shih | For | For | Mgmt |
1.11 | Elect Director Kelvin R. Westbrook | For | For | Mgmt |
1.12 | Elect Director Patricia A. Woertz | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shldr |
| Special Meetings | | | |
| | | | |
ARCHER-DANIELS-MIDLAND COMPANY | | | | |
| | | | |
Ticker: | ADM | Security ID: | 39,483,102 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan L. Boeckmann | For | For | Mgmt |
1.2 | Elect Director George W. Buckley | For | For | Mgmt |
1.3 | Elect Director Mollie Hale Carter | For | For | Mgmt |
1.4 | Elect Director Terell K. Crews | For | For | Mgmt |
1.5 | Elect Director Pierre Dufour | For | For | Mgmt |
1.6 | Elect Director Donald E. Felsinger | For | For | Mgmt |
1.7 | Elect Director Antonio Maciel | For | For | Mgmt |
1.8 | Elect Director Patrick J. Moore | For | For | Mgmt |
1.9 | Elect Director Thomas F. O'Neill | For | For | Mgmt |
1.10 | Elect Director Daniel Shih | For | For | Mgmt |
1.11 | Elect Director Kelvin R. Westbrook | For | For | Mgmt |
1.12 | Elect Director Patricia A. Woertz | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
ASSURANT, INC. | | | | |
|
| | | | |
| | | | |
Ticker: | AIZ | Security ID: | 04621X108 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 14, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Elaine D. Rosen | For | For | Mgmt |
1b | Elect Director Howard L. Carver | For | For | Mgmt |
1c | Elect Director Juan N. Cento | For | For | Mgmt |
1d | Elect Director Elyse Douglas | For | For | Mgmt |
1e | Elect Director Lawrence V. Jackson | For | For | Mgmt |
1f | Elect Director David B. Kelso | For | For | Mgmt |
1g | Elect Director Charles J. Koch | For | For | Mgmt |
1h | Elect Director Jean-Paul L. Montupet | For | For | Mgmt |
1i | Elect Director Robert B. Pollock | For | For | Mgmt |
1j | Elect Director Paul J. Reilly | For | For | Mgmt |
1k | Elect Director Robert W. Stein | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
AT&T INC. | | | | |
| | | | |
Ticker: | T | Security ID: | 00206R102 | |
Meeting Date: APR 26, 2013 | Meeting Type: Annual | | | |
Record Date: | February 27, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Randall L. Stephenson | For | For | Mgmt |
1.2 | Elect Director Gilbert F. Amelio | For | For | Mgmt |
1.3 | Elect Director Reuben V. Anderson | For | For | Mgmt |
1.4 | Elect Director James H. Blanchard | For | For | Mgmt |
1.5 | Elect Director Jaime Chico Pardo | For | For | Mgmt |
1.6 | Elect Director Scott T. Ford | For | For | Mgmt |
1.7 | Elect Director James P. Kelly | For | For | Mgmt |
1.8 | Elect Director Jon C. Madonna | For | For | Mgmt |
1.9 | Elect Director Michael B. McCallister | For | For | Mgmt |
1.10 | Elect Director John B. McCoy | For | For | Mgmt |
1.11 | Elect Director Joyce M. Roche | For | For | Mgmt |
1.12 | Elect Director Matthew K. Rose | For | For | Mgmt |
|
| | | | |
1.13 | Elect Director Laura D'Andrea Tyson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Stock Purchase and Deferral Plan | For | For | Mgmt |
5 | Report on Political Contributions | Against | For | Shldr |
6 | Report on Reducing Lead Battery Health | Against | For | Shldr |
| Hazards | | | |
7 | Submit Severance Agreement | Against | For | Shldr |
| (Change-in-Control) to Shldr Vote | | | |
8 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
AUTODESK, INC. | | | | |
| | | | |
Ticker: | ADSK | Security ID: | 52,769,106 | |
Meeting Date: JUN 13, 2013 | Meeting Type: Annual | | | |
Record Date: | April 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Carl Bass | For | For | Mgmt |
1b | Elect Director Crawford W. Beveridge | For | For | Mgmt |
1c | Elect Director J. Hallam Dawson | For | For | Mgmt |
1d | Elect Director Thomas Georgens | For | For | Mgmt |
1e | Elect Director Per-Kristian Halvorsen | For | Against | Mgmt |
1f | Elect Director Mary T. McDowell | For | For | Mgmt |
1g | Elect Director Lorrie M. Norrington | For | For | Mgmt |
1h | Elect Director Stacy J. Smith | For | For | Mgmt |
1i | Elect Director Steven M. West | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
AUTOMATIC DATA PROCESSING, INC. | | | | |
| | | | |
Ticker: | ADP | Security ID: | 53,015,103 | |
Meeting Date: NOV 13, 2012 | Meeting Type: Annual | | | |
Record Date: | September 14, 2012 | | | |
| | | | |
|
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ellen R. Alemany | For | For | Mgmt |
1.2 | Elect Director Gregory D. Brenneman | For | For | Mgmt |
1.3 | Elect Director Leslie A. Brun | For | For | Mgmt |
1.4 | Elect Director Richard T. Clark | For | For | Mgmt |
1.5 | Elect Director Eric C. Fast | For | For | Mgmt |
1.6 | Elect Director Linda R. Gooden | For | For | Mgmt |
1.7 | Elect Director R. Glenn Hubbard | For | For | Mgmt |
1.8 | Elect Director John P. Jones | For | For | Mgmt |
1.9 | Elect Director Carlos A. Rodriguez | For | For | Mgmt |
1.10 | Elect Director Enrique T. Salem | For | For | Mgmt |
1.11 | Elect Director Gregory L. Summe | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
AUTONATION, INC. | | | | |
| | | | |
Ticker: | AN | Security ID: | 05329W102 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 14, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mike Jackson | For | For | Mgmt |
1.2 | Elect Director Robert J. Brown | For | For | Mgmt |
1.3 | Elect Director Rick L. Burdick | For | For | Mgmt |
1.4 | Elect Director David B. Edelson | For | For | Mgmt |
1.5 | Elect Director Robert R. Grusky | For | For | Mgmt |
1.6 | Elect Director Michael Larson | For | For | Mgmt |
1.7 | Elect Director Michael E. Maroone | For | For | Mgmt |
1.8 | Elect Director Carlos A. Migoya | For | For | Mgmt |
1.9 | Elect Director G. Mike Mikan | For | For | Mgmt |
1.10 | Elect Director Alison H. Rosenthal | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shldr |
| Special Meetings | | | |
4 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
5 | Report on Political Contributions | Against | For | Shldr |
| | | | |
AUTOZONE, INC. | | | | |
|
| | | | |
| | | | |
Ticker: | AZO | Security ID: | 53,332,102 | |
Meeting Date: DEC 12, 2012 | Meeting Type: Annual | | | |
Record Date: | October 15, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Sue E. Gove | For | For | Mgmt |
1.2 | Elect Director Earl G. Graves, Jr. | For | For | Mgmt |
1.3 | Elect Director Enderson Guimaraes | For | For | Mgmt |
1.4 | Elect Director J. R. Hyde, III | For | For | Mgmt |
1.5 | Elect Director W. Andrew McKenna | For | For | Mgmt |
1.6 | Elect Director George R. Mrkonic, Jr. | For | For | Mgmt |
1.7 | Elect Director Luis P. Nieto | For | For | Mgmt |
1.8 | Elect Director William C. Rhodes, III | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
AVALONBAY COMMUNITIES, INC. | | | | |
| | | | |
Ticker: | AVB | Security ID: | 53,484,101 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Glyn F. Aeppel | For | For | Mgmt |
1.2 | Elect Director Alan B. Buckelew | For | For | Mgmt |
1.3 | Elect Director Bruce A. Choate | For | For | Mgmt |
1.4 | Elect Director John J. Healy, Jr. | For | For | Mgmt |
1.5 | Elect Director Timothy J. Naughton | For | For | Mgmt |
1.6 | Elect Director Lance R. Primis | For | For | Mgmt |
1.7 | Elect Director Peter S. Rummell | For | For | Mgmt |
1.8 | Elect Director H. Jay Sarles | For | For | Mgmt |
1.9 | Elect Director W. Edward Walter | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Increase Authorized Common Stock | For | For | Mgmt |
| | | | |
|
| | | | |
AVERY DENNISON CORPORATION | | | | |
| | | | |
Ticker: | AVY | Security ID: | 53,611,109 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Bradley A. Alford | For | For | Mgmt |
1.2 | Elect Director Anthony K. Anderson | For | For | Mgmt |
1.3 | Elect Director Rolf L. Borjesson | For | For | Mgmt |
1.4 | Elect Director John T. Cardis | For | For | Mgmt |
1.5 | Elect Director David E. I. Pyott | For | For | Mgmt |
1.6 | Elect Director Dean A. Scarborough | For | For | Mgmt |
1.7 | Elect Director Patrick T. Siewert | For | For | Mgmt |
1.8 | Elect Director Julia A. Stewart | For | For | Mgmt |
1.9 | Elect Director Martha N. Sullivan | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
AVON PRODUCTS, INC. | | | | |
| | | | |
Ticker: | AVP | Security ID: | 54,303,102 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Douglas R. Conant | For | For | Mgmt |
1.2 | Elect Director W. Don Cornwell | For | For | Mgmt |
1.3 | Elect Director V. Ann Hailey | For | For | Mgmt |
1.4 | Elect Director Fred Hassan | For | For | Mgmt |
1.5 | Elect Director Maria Elena Lagomasino | For | For | Mgmt |
1.6 | Elect Director Sheri S. McCoy | For | For | Mgmt |
1.7 | Elect Director Ann S. Moore | For | For | Mgmt |
1.8 | Elect Director Charles H. Noski | For | For | Mgmt |
1.9 | Elect Director Gary M. Rodkin | For | For | Mgmt |
1.10 | Elect Director Paula Stern | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
|
| | | | |
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Ratify Auditors | For | For | Mgmt |
6 | Report on Safer Substitutes for | Against | For | Shldr |
| Product Ingredients | | | |
| | | | |
BAKER HUGHES INCORPORATED | | | | |
| | | | |
Ticker: | BHI | Security ID: | 57,224,107 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | February 27, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Larry D. Brady | For | For | Mgmt |
1.2 | Elect Director Clarence P. Cazalot, Jr. | For | For | Mgmt |
1.3 | Elect Director Martin S. Craighead | For | For | Mgmt |
1.4 | Elect Director Lynn L. Elsenhans | For | For | Mgmt |
1.5 | Elect Director Anthony G. Fernandes | For | For | Mgmt |
1.6 | Elect Director Claire W. Gargalli | For | For | Mgmt |
1.7 | Elect Director Pierre H. Jungels | For | For | Mgmt |
1.8 | Elect Director James A. Lash | For | For | Mgmt |
1.9 | Elect Director J. Larry Nichols | For | For | Mgmt |
1.10 | Elect Director James W. Stewart | For | For | Mgmt |
1.11 | Elect Director Charles L. Watson | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Amend Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
5 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
BALL CORPORATION | | | | |
| | | | |
Ticker: | BLL | Security ID: | 58,498,106 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Hanno C. Fiedler | For | W/hold | Mgmt |
1.2 | Elect Director John F. Lehman | For | W/hold | Mgmt |
|
| | | | |
1.3 | Elect Director Georgia R. Nelson | For | W/hold | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Require a Majority Vote for the | Against | For | Shldr |
| Election of Directors | | | |
| | | | |
BANK OF AMERICA CORPORATION | | | | |
| | | | |
Ticker: | BAC | Security ID: | 60,505,104 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 13, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Sharon L. Allen | For | For | Mgmt |
1.2 | Elect Director Susan S. Bies | For | For | Mgmt |
1.3 | Elect Director Jack O. Bovender, Jr. | For | For | Mgmt |
1.4 | Elect Director Frank P. Bramble, Sr. | For | For | Mgmt |
1.5 | Elect Director Arnold W. Donald | For | For | Mgmt |
1.6 | Elect Director Charles K. Gifford | For | For | Mgmt |
1.7 | Elect Director Charles O. Holliday, Jr. | For | For | Mgmt |
1.8 | Elect Director Linda P. Hudson | For | For | Mgmt |
1.9 | Elect Director Monica C. Lozano | For | For | Mgmt |
1.10 | Elect Director Thomas J. May | For | For | Mgmt |
1.11 | Elect Director Brian T. Moynihan | For | For | Mgmt |
1.12 | Elect Director Lionel L. Nowell, III | For | For | Mgmt |
1.13 | Elect Director R. David Yost | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Political Contributions | Against | For | Shldr |
5 | Adopt Proxy Access Right | Against | Against | Shldr |
6 | Amend Bylaw to Limit Multiple Board | Against | Against | Shldr |
| Service | | | |
7 | Report on Feasibility of Prohibiting | Against | Against | Shldr |
| Political Contributions | | | |
8 | Review Fair Housing and Fair Lending | Against | For | Shldr |
| Compliance | | | |
| | | | |
BAXTER INTERNATIONAL INC. | | | | |
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| | | | |
| | | | |
Ticker: | BAX | Security ID: | 71,813,109 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Thomas F. Chen | For | For | Mgmt |
1b | Elect Director Blake E. Devitt | For | For | Mgmt |
1c | Elect Director John D. Forsyth | For | For | Mgmt |
1d | Elect Director Gail D. Fosler | For | For | Mgmt |
1e | Elect Director Carole J. Shapazian | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
5 | Provide Right to Call Special Meeting | For | For | Mgmt |
| | | | |
BB&T CORPORATION | | | | |
| | | | |
Ticker: | BBT | Security ID: | 54,937,107 | |
Meeting Date: APR 23, 2013 | Meeting Type: Special | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles of Incorporation of | For | For | Mgmt |
| BB&T to Change the Payment Dates of | | | |
| its Preferred Stock Dividends to | | | |
| Conform with the Payment Date of its | | | |
| Common Stock Dividends and Conform | | | |
| Preferred Stock Record Dates | | | |
2 | Adjourn Meeting | For | For | Mgmt |
| | | | |
BB&T CORPORATION | | | | |
| | | | |
Ticker: | BBT | Security ID: | 54,937,107 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | February 20, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John A. Allison, IV | For | For | Mgmt |
1.2 | Elect Director Jennifer S. Banner | For | For | Mgmt |
1.3 | Elect Director K. David Boyer, Jr. | For | For | Mgmt |
1.4 | Elect Director Anna R. Cablik | For | For | Mgmt |
1.5 | Elect Director Ronald E. Deal | For | For | Mgmt |
1.6 | Elect Director James A. Faulkner | For | For | Mgmt |
1.7 | Elect Director I. Patricia Henry | For | For | Mgmt |
1.8 | Elect Director John P. Howe, III | For | For | Mgmt |
1.9 | Elect Director Eric C. Kendrick | For | For | Mgmt |
1.10 | Elect Director Kelly S. King | For | For | Mgmt |
1.11 | Elect Director Louis B. Lynn | For | For | Mgmt |
1.12 | Elect Director Edward C. Milligan | For | W/hold | Mgmt |
1.13 | Elect Director Charles A. Patton | For | For | Mgmt |
1.14 | Elect Director Nido R. Qubein | For | For | Mgmt |
1.15 | Elect Director Tollie W. Rich, Jr. | For | For | Mgmt |
1.16 | Elect Director Thomas E. Skains | For | For | Mgmt |
1.17 | Elect Director Thomas N. Thompson | For | For | Mgmt |
1.18 | Elect Director Edwin H. Welch | For | For | Mgmt |
1.19 | Elect Director Stephen T. Williams | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Political Contributions and | Against | For | Shldr |
| Lobbying Expenditures | | | |
5 | Require a Majority Vote for the | Against | For | Shldr |
| Election of Directors | | | |
| | | | |
BEAM INC. | | | | |
| | | | |
Ticker: | BEAM | Security ID: | 73,730,103 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | February 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Richard A. Goldstein | For | For | Mgmt |
1b | Elect Director Stephen W. Golsby | For | For | Mgmt |
1c | Elect Director Ann F. Hackett | For | For | Mgmt |
1d | Elect Director A. D. David Mackay | For | For | Mgmt |
1e | Elect Director Gretchen W. Price | For | For | Mgmt |
1f | Elect Director Matthew J. Shattock | For | For | Mgmt |
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| | | | |
1g | Elect Director Robert A. Steele | For | For | Mgmt |
1h | Elect Director Peter M. Wilson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
BECTON, DICKINSON AND COMPANY | | | | |
| | | | |
Ticker: | BDX | Security ID: | 75,887,109 | |
Meeting Date: JAN 29, 2013 | Meeting Type: Annual | | | |
Record Date: | December 7, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Basil L. Anderson | For | For | Mgmt |
1.2 | Elect Director Henry P. Becton, Jr. | For | For | Mgmt |
1.3 | Elect Director Catherine M. Burzik | For | For | Mgmt |
1.4 | Elect Director Edward F. DeGraan | For | For | Mgmt |
1.5 | Elect Director Vincent A. Forlenza | For | For | Mgmt |
1.6 | Elect Director Claire M. Fraser | For | For | Mgmt |
1.7 | Elect Director Christopher Jones | For | For | Mgmt |
1.8 | Elect Director Marshall O. Larsen | For | For | Mgmt |
1.9 | Elect Director Adel A.F. Mahmoud | For | For | Mgmt |
1.10 | Elect Director Gary A. Mecklenburg | For | For | Mgmt |
1.11 | Elect Director James F. Orr | For | For | Mgmt |
1.12 | Elect Director Willard J. Overlock, Jr. | For | For | Mgmt |
1.13 | Elect Director Rebecca W. Rimel | For | For | Mgmt |
1.14 | Elect Director Bertram L. Scott | For | For | Mgmt |
1.15 | Elect Director Alfred Sommer | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Rescind Fair Price Provision | For | For | Mgmt |
5 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
BED BATH & BEYOND INC. | | | | |
| | | | |
Ticker: | BBBY | Security ID: | 75,896,100 | |
Meeting Date: JUN 28, 2013 | Meeting Type: Annual | | | |
Record Date: | May 3, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Warren Eisenberg | For | For | Mgmt |
1b | Elect Director Leonard Feinstein | For | For | Mgmt |
1c | Elect Director Steven H. Temares | For | For | Mgmt |
1d | Elect Director Dean S. Adler | For | For | Mgmt |
1e | Elect Director Stanley F. Barshay | For | For | Mgmt |
1f | Elect Director Klaus Eppler | For | For | Mgmt |
1g | Elect Director Patrick R. Gaston | For | For | Mgmt |
1h | Elect Director Jordan Heller | For | For | Mgmt |
1i | Elect Director Victoria A. Morrison | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
BEMIS COMPANY, INC. | | | | |
| | | | |
Ticker: | BMS | Security ID: | 81,437,105 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 7, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David S. Haffner | For | For | Mgmt |
1.2 | Elect Director Holly A. Van Deursen | For | For | Mgmt |
1.3 | Elect Director David T. Szczupak | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
BERKSHIRE HATHAWAY INC. | | | | |
| | | | |
Ticker: | BRK.B | Security ID: | 84,670,702 | |
Meeting Date: MAY 04, 2013 | Meeting Type: Annual | | | |
Record Date: | March 6, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Warren E. Buffett | For | For | Mgmt |
|
| | | | |
1.2 | Elect Director Charles T. Munger | For | For | Mgmt |
1.3 | Elect Director Howard G. Buffett | For | For | Mgmt |
1.4 | Elect Director Stephen B. Burke | For | For | Mgmt |
1.5 | Elect Director Susan L. Decker | For | For | Mgmt |
1.6 | Elect Director William H. Gates III | For | For | Mgmt |
1.7 | Elect Director David S. Gottesman | For | For | Mgmt |
1.8 | Elect Director Charlotte Guyman | For | For | Mgmt |
1.9 | Elect Director Donald R. Keough | For | For | Mgmt |
1.10 | Elect Director Thomas S. Murphy | For | For | Mgmt |
1.11 | Elect Director Ronald L. Olson | For | For | Mgmt |
1.12 | Elect Director Walter Scott, Jr. | For | For | Mgmt |
1.13 | Elect Director Meryl B. Witmer | For | For | Mgmt |
2 | Adopt Quantitative Goals for GHG and | Against | For | Shldr |
| Other Air Emissions | | | |
| | | | |
BEST BUY CO., INC. | | | | |
| | | | |
Ticker: | BBY | Security ID: | 86,516,101 | |
Meeting Date: JUN 20, 2013 | Meeting Type: Annual | | | |
Record Date: | April 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Bradbury H. Anderson | For | For | Mgmt |
1b | Elect Director Sanjay Khosla | For | For | Mgmt |
1c | Elect Director Allen U. Lenzmeier | For | Against | Mgmt |
1d | Elect Director Hatim A. Tyabji | For | For | Mgmt |
1e | Elect Director Russell P. Fradin | For | For | Mgmt |
1f | Elect Director Hubert Joly | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
| | | | |
BIOGEN IDEC INC. | | | | |
| | | | |
Ticker: | BIIB | Security ID: | 09062X103 | |
Meeting Date: JUN 12, 2013 | Meeting Type: Annual | | | |
Record Date: | April 15, 2013 | | | |
| | | | |
|
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Caroline D. Dorsa | For | For | Mgmt |
1.2 | Elect Director Stelios Papadopoulos | For | For | Mgmt |
1.3 | Elect Director George A. Scangos | For | For | Mgmt |
1.4 | Elect Director Lynn Schenk | For | For | Mgmt |
1.5 | Elect Director Alexander J. Denner | For | For | Mgmt |
1.6 | Elect Director Nancy L. Leaming | For | For | Mgmt |
1.7 | Elect Director Richard C. Mulligan | For | For | Mgmt |
1.8 | Elect Director Robert W. Pangia | For | For | Mgmt |
1.9 | Elect Director Brian S. Posner | For | For | Mgmt |
1.10 | Elect Director Eric K. Rowinsky | For | For | Mgmt |
1.11 | Elect Director Stephen A. Sherwin | For | For | Mgmt |
1.12 | Elect Director William D. Young | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Amend Omnibus Stock Plan | For | For | Mgmt |
6 | Stock Retention/Holding Period | Against | For | Shldr |
| | | | |
BLACKROCK, INC. | | | | |
| | | | |
Ticker: | BLK | Security ID: | 09247X101 | |
Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | | |
Record Date: | April 3, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Abdlatif Yousef Al-Hamad | For | For | Mgmt |
1b | Elect Director Mathis Cabiallavetta | For | For | Mgmt |
1c | Elect Director Dennis D. Dammerman | For | For | Mgmt |
1d | Elect Director Jessica P. Einhorn | For | For | Mgmt |
1e | Elect Director Fabrizio Freda | For | For | Mgmt |
1f | Elect Director David H. Komansky | For | For | Mgmt |
1g | Elect Director James E. Rohr | For | For | Mgmt |
1h | Elect Director Susan L. Wagner | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
BMC SOFTWARE, INC. | | | | |
|
| | | | |
| | | | |
Ticker: | BMC | Security ID: | 55,921,100 | |
Meeting Date: JUL 25, 2012 | Meeting Type: Proxy Contest | | | |
Record Date: | June 4, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
| Mgmt Proxy (White Card) | None | | |
1 | Elect Director Robert E. Beauchamp | For | For | Mgmt |
2 | Elect Director Jon E. Barfield | For | For | Mgmt |
3 | Elect Director Gary L. Bloom | For | For | Mgmt |
4 | Elect Director John M. Dillon | For | For | Mgmt |
5 | Elect Director Meldon K. Gafner | For | For | Mgmt |
6 | Elect Director Mark J. Hawkins | For | For | Mgmt |
7 | Elect Director Stephan A. James | For | For | Mgmt |
8 | Elect Director P. Thomas Jenkins | For | For | Mgmt |
9 | Elect Director Louis J. Lavigne, Jr. | For | For | Mgmt |
10 | Elect Director Kathleen A. O'Neil | For | For | Mgmt |
11 | Elect Director Carl James Schaper | For | For | Mgmt |
12 | Elect Director Tom C. Tinsley | For | For | Mgmt |
13 | Approve Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
14 | Ratify Auditors | For | For | Mgmt |
15 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
# | Proposal | Diss Rec | Vote Cast | Sponsor |
| Dissident Proxy (Green Card) | None | | |
1.1 | Elect Director Carl James Schaper | Do Not | Did Not Vote | Shldr |
| Vote | | | |
1.2 | Elect Director Thomas E. Hogan | Do Not | Did Not Vote | Shldr |
| Vote | | | |
1.3 | Elect Director John M. Dillon | Do Not | Did Not Vote | Shldr |
| Vote | | | |
1.4 | Elect Director Andreas W. Mattes | Do Not | Did Not Vote | Shldr |
| Vote | | | |
1.5 | Mgmt Nominee - Robert E. | Do Not | Did Not Vote | Shldr |
| Beauchamp | Vote | | |
1.6 | Mgmt Nominee - Gary L. Bloom | Do Not | Did Not Vote | Shldr |
| Vote | | | |
1.7 | Mgmt Nominee - Mark J. Hawkins | Do Not | Did Not Vote | Shldr |
| Vote | | | |
1.8 | Mgmt Nominee - Stephan A. James | Do Not | Did Not Vote | Shldr |
| Vote | | | |
1.9 | Mgmt Nominee - P. Thomas Jenkins | Do Not | Did Not Vote | Shldr |
| Vote | | | |
1.10 | Mgmt Nominee - Louis J. Lavigne, | Do Not | Did Not Vote | Shldr |
| Jr. | Vote | | |
|
| | | | |
2 | Approve Qualified Employee Stock | Do Not | Did Not Vote | Mgmt |
| Purchase Plan | Vote | | |
3 | Ratify Auditors | Do Not | Did Not Vote | Mgmt |
| Vote | | | |
4 | Advisory Vote to Ratify Named | Do Not | Did Not Vote | Mgmt |
| Executive Officers' Compensation | Vote | | |
5 | Repeal Any Bylaws Amendments Adopted | Do Not | Did Not Vote | Shldr |
| after November 10, 2010 | Vote | | |
| | | | |
BORGWARNER INC. | | | | |
| | | | |
Ticker: | BWA | Security ID: | 99,724,106 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Jere A. Drummond | For | For | Mgmt |
2 | Elect Director John R. McKernan, Jr. | For | For | Mgmt |
3 | Elect Director Ernest J. Novak, Jr. | For | For | Mgmt |
4 | Elect Director James R. Verrier | For | For | Mgmt |
5 | Ratify Auditors | For | For | Mgmt |
6 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
7 | Declassify the Board of Directors | For | For | Shldr |
| | | | |
BOSTON PROPERTIES, INC. | | | | |
| | | | |
Ticker: | BXP | Security ID: | 101,121,101 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 27, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Zoe Baird Budinger | For | For | Mgmt |
1.2 | Elect Director Carol B. Einiger | For | For | Mgmt |
1.3 | Elect Director Jacob A. Frenkel | For | For | Mgmt |
1.4 | Elect Director Joel I. Klein | For | For | Mgmt |
1.5 | Elect Director Douglas T. Linde | For | For | Mgmt |
1.6 | Elect Director Matthew J. Lustig | For | For | Mgmt |
1.7 | Elect Director Alan J. Patricof | For | For | Mgmt |
|
| | | | |
1.8 | Elect Director Owen D. Thomas | For | For | Mgmt |
1.9 | Elect Director Martin Turchin | For | For | Mgmt |
1.10 | Elect Director David A. Twardock | For | For | Mgmt |
1.11 | Elect Director Mortimer B. Zuckerman | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
BOSTON SCIENTIFIC CORPORATION | | | | |
| | | | |
Ticker: | BSX | Security ID: | 101,137,107 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Katharine T. Bartlett | For | For | Mgmt |
1b | Elect Director Bruce L. Byrnes | For | For | Mgmt |
1c | Elect Director Nelda J. Connors | For | For | Mgmt |
1d | Elect Director Kristina M. Johnson | For | For | Mgmt |
1e | Elect Director Michael F. Mahoney | For | For | Mgmt |
1f | Elect Director Ernest Mario | For | For | Mgmt |
1g | Elect Director N.J. Nicholas, Jr. | For | For | Mgmt |
1h | Elect Director Pete M. Nicholas | For | For | Mgmt |
1i | Elect Director Uwe E. Reinhardt | For | For | Mgmt |
1j | Elect Director John E. Sununu | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
BRISTOL-MYERS SQUIBB COMPANY | | | | |
| | | | |
Ticker: | BMY | Security ID: | 110,122,108 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 14, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1A | Elect Director Lamberto Andreotti | For | For | Mgmt |
|
| | | | |
1B | Elect Director Lewis B. Campbell | For | For | Mgmt |
1C | Elect Director James M. Cornelius | For | For | Mgmt |
1D | Elect Director Laurie H. Glimcher | For | For | Mgmt |
1E | Elect Director Michael Grobstein | For | For | Mgmt |
1F | Elect Director Alan J. Lacy | For | For | Mgmt |
1G | Elect Director Vicki L. Sato | For | For | Mgmt |
1H | Elect Director Elliott Sigal | For | For | Mgmt |
1I | Elect Director Gerald L. Storch | For | For | Mgmt |
1J | Elect Director Togo D. West, Jr. | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
BROADCOM CORPORATION | | | | |
| | | | |
Ticker: | BRCM | Security ID: | 111,320,107 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert J. Finocchio, Jr. | For | For | Mgmt |
1.2 | Elect Director Nancy H. Handel | For | For | Mgmt |
1.3 | Elect Director Eddy W. Hartenstein | For | For | Mgmt |
1.4 | Elect Director Maria M. Klawe | For | For | Mgmt |
1.5 | Elect Director John E. Major | For | For | Mgmt |
1.6 | Elect Director Scott A. McGregor | For | For | Mgmt |
1.7 | Elect Director William T. Morrow | For | For | Mgmt |
1.8 | Elect Director Henry Samueli | For | For | Mgmt |
1.9 | Elect Director Robert E. Switz | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
| | | | |
BROWN-FORMAN CORPORATION | | | | |
| | | | |
Ticker: | BF.A | Security ID: | 115,637,209 | |
Meeting Date: JUL 26, 2012 | Meeting Type: Annual | | | |
Record Date: | June 18, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Increase Authorized Common Stock | For | Against | Mgmt |
|
| | | | |
| | | | |
C. R. BARD, INC. | | | | |
| | | | |
Ticker: | BCR | Security ID: | 67,383,109 | |
Meeting Date: APR 17, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David M. Barrett | For | For | Mgmt |
1.2 | Elect Director Anthony Welters | For | For | Mgmt |
1.3 | Elect Director Tony L. White | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Report on Sustainability | Against | For | Shldr |
6 | Require Independent Board Chairman | Against | For | Shldr |
| | | | |
C.H. ROBINSON WORLDWIDE, INC. | | | | |
| | | | |
Ticker: | CHRW | Security ID: | 12541W209 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Scott P. Anderson | For | For | Mgmt |
1b | Elect Director Mary J. Steele Guilfoile | For | For | Mgmt |
1c | Elect Director Jodee A. Kozlak | For | For | Mgmt |
1d | Elect Director ReBecca Koenig Roloff | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
CA, INC. | | | | |
|
| | | | |
| | | | |
Ticker: | CA | Security ID: | 12673P105 | |
Meeting Date: AUG 01, 2012 | Meeting Type: Annual | | | |
Record Date: | June 5, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Jens Alder | For | For | Mgmt |
2 | Elect Director Raymond J. Bromark | For | For | Mgmt |
3 | Elect Director Gary J. Fernandes | For | For | Mgmt |
4 | Elect Director Rohit Kapoor | For | For | Mgmt |
5 | Elect Director Kay Koplovitz | For | For | Mgmt |
6 | Elect Director Christopher B. Lofgren | For | For | Mgmt |
7 | Elect Director William E. McCracken | For | For | Mgmt |
8 | Elect Director Richard Sulpizio | For | For | Mgmt |
9 | Elect Director Laura S. Unger | For | For | Mgmt |
10 | Elect Director Arthur F. Weinbach | For | For | Mgmt |
11 | Elect Director Renato (Ron) Zambonini | For | For | Mgmt |
12 | Ratify Auditors | For | For | Mgmt |
13 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
14 | Approve Outside Director Stock Awards | For | For | Mgmt |
| in Lieu of Cash | | | |
| | | | |
CABLEVISION SYSTEMS CORPORATION | | | | |
| | | | |
Ticker: | CVC | Security ID: | 12686C109 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Zachary W. Carter | For | W/hold | Mgmt |
1.2 | Elect Director Thomas V. Reifenheiser | For | W/hold | Mgmt |
1.3 | Elect Director John R. Ryan | For | W/hold | Mgmt |
1.4 | Elect Director Vincent Tese | For | W/hold | Mgmt |
1.5 | Elect Director Leonard Tow | For | W/hold | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
| | | | |
CABOT OIL & GAS CORPORATION | | | | |
|
| | | | |
| | | | |
Ticker: | COG | Security ID: | 127,097,103 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert L. Keiser | For | For | Mgmt |
1b | Elect Director W. Matt Ralls | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Pro-rata Vesting of Equity Plans | Against | For | Shldr |
| | | | |
CAMERON INTERNATIONAL CORPORATION | | | | |
| | | | |
Ticker: | CAM | Security ID: | 13342B105 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James T. Hackett | For | For | Mgmt |
1.2 | Elect Director Michael E. Patrick | For | For | Mgmt |
1.3 | Elect Director Jon Erik Reinhardsen | For | For | Mgmt |
1.4 | Elect Director Bruce W. Wilkinson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
CAMPBELL SOUP COMPANY | | | | |
| | | | |
Ticker: | CPB | Security ID: | 134,429,109 | |
Meeting Date: NOV 14, 2012 | Meeting Type: Annual | | | |
Record Date: | September 17, 2012 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edmund M. Carpenter | For | For | Mgmt |
1.2 | Elect Director Paul R. Charron | For | For | Mgmt |
1.3 | Elect Director Bennett Dorrance | For | For | Mgmt |
1.4 | Elect Director Lawrence C. Karlson | For | For | Mgmt |
1.5 | Elect Director Randall W. Larrimore | For | For | Mgmt |
1.6 | Elect Director Mary Alice Dorrance | For | For | Mgmt |
| Malone | | | |
1.7 | Elect Director Sara Mathew | For | For | Mgmt |
1.8 | Elect Director Denise M. Morrison | For | For | Mgmt |
1.9 | Elect Director Charles R. Perrin | For | For | Mgmt |
1.10 | Elect Director A. Barry Rand | For | For | Mgmt |
1.11 | Elect Director Nick Shreiber | For | For | Mgmt |
1.12 | Elect Director Tracey T. Travis | For | For | Mgmt |
1.13 | Elect Director Archbold D. van Beuren | For | For | Mgmt |
1.14 | Elect Director Les C. Vinney | For | For | Mgmt |
1.15 | Elect Director Charlotte C. Weber | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
CAPITAL ONE FINANCIAL CORPORATION | | | | |
| | | | |
Ticker: | COF | Security ID: | 14040H105 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 7, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Richard D. Fairbank | For | For | Mgmt |
1b | Elect Director W. Ronald Dietz | For | For | Mgmt |
1c | Elect Director Lewis Hay, III | For | For | Mgmt |
1d | Elect Director Benjamin P. Jenkins, III | For | For | Mgmt |
1e | Elect Director Peter E. Raskind | For | For | Mgmt |
1f | Elect Director Mayo A. Shattuck, III | For | For | Mgmt |
1g | Elect Director Bradford H. Warner | For | For | Mgmt |
1h | Elect Director Catherine G. West | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4a | Reduce Supermajority Vote Requirement | For | For | Mgmt |
4b | Reduce Supermajority Vote Requirement | For | For | Mgmt |
|
| | | | |
4c | Reduce Supermajority Vote Requirement | For | For | Mgmt |
| | | | |
CARDINAL HEALTH, INC. | | | | |
| | | | |
Ticker: | CAH | Security ID: | 14149Y108 | |
Meeting Date: NOV 02, 2012 | Meeting Type: Annual | | | |
Record Date: | September 6, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Colleen F. Arnold | For | For | Mgmt |
1.2 | Elect Director George S. Barrett | For | For | Mgmt |
1.3 | Elect Director Glenn A. Britt | For | For | Mgmt |
1.4 | Elect Director Carrie S. Cox | For | For | Mgmt |
1.5 | Elect Director Calvin Darden | For | For | Mgmt |
1.6 | Elect Director Bruce L. Downey | For | For | Mgmt |
1.7 | Elect Director John F. Finn | For | For | Mgmt |
1.8 | Elect Director Clayton M. Jones | For | For | Mgmt |
1.9 | Elect Director Gregory B. Kenny | For | For | Mgmt |
1.10 | Elect Director David P. King | For | For | Mgmt |
1.11 | Elect Director Richard C. Notebaert | For | For | Mgmt |
1.12 | Elect Director Jean G. Spaulding | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Stock Retention/Holding Period | Against | For | Shldr |
| | | | |
CAREFUSION CORPORATION | | | | |
| | | | |
Ticker: | CFN | Security ID: | 14170T101 | |
Meeting Date: APR 15, 2013 | Meeting Type: Annual | | | |
Record Date: | February 14, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Philip L. Francis | For | For | Mgmt |
1b | Elect Director Robert F. Friel | For | For | Mgmt |
1c | Elect Director Gregory T. Lucier | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
4 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
5 | Declassify the Board of Directors | Against | For | Shldr |
| | | | |
CARMAX, INC. | | | | |
| | | | |
Ticker: | KMX | Security ID: | 143,130,102 | |
Meeting Date: JUN 24, 2013 | Meeting Type: Annual | | | |
Record Date: | April 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ronald E. Blaylock | For | For | Mgmt |
1.2 | Elect Director Rakesh Gangwal | For | For | Mgmt |
1.3 | Elect Director Mitchell D. Steenrod | For | For | Mgmt |
1.4 | Elect Director Thomas G. Stemberg | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
5 | Amend Articles of Incorporation to | For | For | Mgmt |
| Update and Modify Certain Provisions | | | |
| Related to Indemnification | | | |
| | | | |
CARNIVAL CORPORATION | | | | |
| | | | |
Ticker: | CCL | Security ID: | 143,658,300 | |
Meeting Date: APR 17, 2013 | Meeting Type: Annual | | | |
Record Date: | February 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Reelect Micky Arison As A Director Of | For | For | Mgmt |
| Carnival Corporation and As A Director | | | |
| Of Carnival Plc. | | | |
2 | Reelect Jonathon Band As A Director Of | For | For | Mgmt |
| Carnival Corporation and As A Director | | | |
| Of Carnival Plc. | | | |
3 | Reelect Arnold W. Donald As A Director | For | For | Mgmt |
| Of Carnival Corporation and As A | | | |
| Director Of Carnival Plc. | | | |
4 | Reelect Pier Luigi Foschi As A | For | For | Mgmt |
|
| | | | |
| Director Of Carnival Corporation and | | | |
| As A Director Of Carnival Plc. | | | |
5 | Reelect Howard S. Frank As A Director | For | For | Mgmt |
| Of Carnival Corporation and As A | | | |
| Director Of Carnival Plc. | | | |
6 | Reelect Richard J. Glasier As A | For | For | Mgmt |
| Director Of Carnival Corporation and | | | |
| As A Director Of Carnival Plc. | | | |
7 | Reelect Debra Kelly-Ennis As A | For | For | Mgmt |
| Director Of Carnival Corporation and | | | |
| As A Director Of Carnival Plc. | | | |
8 | Reelect John Parker As A Director Of | For | For | Mgmt |
| Carnival Corporation and As A Director | | | |
| Of Carnival Plc. | | | |
9 | Reelect Stuart Subotnick As A Director | For | For | Mgmt |
| Of Carnival Corporation and As A | | | |
| Director Of Carnival Plc. | | | |
10 | Reelect Laura Weil As A Director Of | For | For | Mgmt |
| Carnival Corporation and As A Director | | | |
| Of Carnival Plc. | | | |
11 | Reelect Randall J. Weisenburger As A | For | For | Mgmt |
| Director Of Carnival Corporation and | | | |
| As A Director Of Carnival Plc. | | | |
12 | Reappoint The UK Firm Of | For | For | Mgmt |
| PricewaterhouseCoopers LLP As | | | |
| Independent Auditors For Carnival Plc | | | |
| And Ratify The U.S. Firm Of | | | |
| PricewaterhouseCoopers LLP As The | | | |
| Independent Auditor For Carnival | | | |
| Corporation | | | |
13 | Authorize The Audit Committee Of | For | For | Mgmt |
| Carnival Plc To Fix Remuneration Of | | | |
| The Independent Auditors Of Carnival | | | |
| Plc | | | |
14 | Receive The UK Accounts And Reports Of | For | For | Mgmt |
| The Directors And Auditors Of Carnival | | | |
| Plc For The Year Ended November 30, | | | |
| 2,011 | | | |
15 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
16 | Approve Remuneration of Executive | For | For | Mgmt |
| Directors | | | |
17 | Authorize Issue of Equity with | For | For | Mgmt |
| Pre-emptive Rights | | | |
18 | Authorize Issue of Equity without | For | For | Mgmt |
| Pre-emptive Rights | | | |
19 | Authorize Shares for Market Purchase | For | For | Mgmt |
| | | | |
|
| | | | |
CATERPILLAR INC. | | | | |
| | | | |
Ticker: | CAT | Security ID: | 149,123,101 | |
Meeting Date: JUN 12, 2013 | Meeting Type: Annual | | | |
Record Date: | April 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director | David L. Calhoun | For | For |
1.2 | Elect Director Daniel M. Dickinson | For | For | Mgmt |
1.3 | Elect Director Juan Gallardo | For | For | Mgmt |
1.4 | Elect Director David R. Goode | For | For | Mgmt |
1.5 | Elect Director Jesse J. Greene, Jr. | For | For | Mgmt |
1.6 | Elect Director Jon M. Huntsman, Jr. | For | For | Mgmt |
1.7 | Elect Director Peter A. Magowan | For | For | Mgmt |
1.8 | Elect Director Dennis A. Muilenburg | For | For | Mgmt |
1.9 | Elect Director Douglas R. Oberhelman | For | For | Mgmt |
1.10 | Elect Director William A. Osborn | For | For | Mgmt |
1.11 | Elect Director Charles D. Powell | For | For | Mgmt |
1.12 | Elect Director Edward B. Rust, Jr. | For | For | Mgmt |
1.13 | Elect Director Susan C. Schwab | For | For | Mgmt |
1.14 | Elect Director Joshua I. Smith | For | For | Mgmt |
1.15 | Elect Director Miles D. White | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require a Majority Vote for the | Against | For | Shldr |
| Election of Directors | | | |
5 | Provide Right to Act by Written Consent | Against | For | Shldr |
6 | Stock Retention/Holding Period | Against | For | Shldr |
7 | Include Sustainability as a | Against | Against | Shldr |
| Performance Measure for Senior | | | |
| Executive Compensation | | | |
8 | Review and Assess Human Rights Policies | Against | For | Shldr |
9 | Prohibit Sales to the Government of | Against | Against | Shldr |
| Sudan | | | |
| | | | |
CBRE GROUP, INC. | | | | |
| | | | |
Ticker: | CBG | Security ID: | 12504L109 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard C. Blum | For | For | Mgmt |
1.2 | Elect Director Brandon B. Boze | For | For | Mgmt |
1.3 | Elect Director Curtis F. Feeny | For | For | Mgmt |
1.4 | Elect Director Bradford M. Freeman | For | For | Mgmt |
1.5 | Elect Director Michael Kantor | For | For | Mgmt |
1.6 | Elect Director Frederic V. Malek | For | For | Mgmt |
1.7 | Elect Director Jane J. Su | For | For | Mgmt |
1.8 | Elect Director Robert E. Sulentic | For | For | Mgmt |
1.9 | Elect Director Laura D. Tyson | For | For | Mgmt |
1.10 | Elect Director Gary L. Wilson | For | For | Mgmt |
1.11 | Elect Director Ray Wirta | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
CELGENE CORPORATION | | | | |
| | | | |
Ticker: | CELG | Security ID: | 151,020,104 | |
Meeting Date: JUN 12, 2013 | Meeting Type: Annual | | | |
Record Date: | April 17, 2013 | | | |
|
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert J. Hugin | For | For | Mgmt |
1.2 | Elect Director Richard Barker | For | For | Mgmt |
1.3 | Elect Director Michael D. Casey | For | For | Mgmt |
1.4 | Elect Director Carrie S. Cox | For | For | Mgmt |
1.5 | Elect Director Rodman L. Drake | For | For | Mgmt |
1.6 | Elect Director Michael A. Friedman | For | For | Mgmt |
1.7 | Elect Director Gilla Kaplan | For | For | Mgmt |
1.8 | Elect Director James J. Loughlin | For | For | Mgmt |
1.9 | Elect Director Ernest Mario | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Stock Retention/Holding Period | Against | For | Shldr |
| | | | |
CENTERPOINT ENERGY, INC. | | | | |
| | | | |
|
| | | | |
Ticker: | CNP | Security ID: | 15189T107 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Milton Carroll | For | For | Mgmt |
1b | Elect Director Michael P. Johnson | For | For | Mgmt |
1c | Elect Director Janiece M. Longoria | For | For | Mgmt |
1d | Elect Director David M. McClanahan | For | For | Mgmt |
1e | Elect Director Susan O. Rheney | For | For | Mgmt |
1f | Elect Director R. A. Walker | For | For | Mgmt |
1g | Elect Director Peter S. Wareing | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
CENTURYLINK, INC. | | | | |
| | | | |
Ticker: | CTL | Security ID: | 156,700,106 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | April 3, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director W. Bruce Hanks | For | For | Mgmt |
1.2 | Elect Director C. G. Melville, Jr. | For | For | Mgmt |
1.3 | Elect Director Fred R. Nichols | For | For | Mgmt |
1.4 | Elect Director William A. Owens | For | For | Mgmt |
1.5 | Elect Director Harvey P. Perry | For | For | Mgmt |
1.6 | Elect Director Glen F. Post, III | For | For | Mgmt |
1.7 | Elect Director Laurie A. Siegel | For | For | Mgmt |
1.8 | Elect Director Joseph R. Zimmel | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4a | Share Retention Policy | Against | For | Shldr |
4b | Adopt Policy on Bonus Banking | Against | For | Shldr |
4c | Proxy Access | Against | For | Shldr |
4d | Provide for Confidential Voting | Against | For | Shldr |
| | | | |
CERNER CORPORATION | | | | |
|
| | | | |
| | | | |
Ticker: | CERN | Security ID: | 156,782,104 | |
Meeting Date: MAY 24, 2013 | Meeting Type: Annual | | | |
Record Date: | April 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Gerald E. Bisbee, Jr. | For | For | Mgmt |
1b | Elect Director Denis A. Cortese | For | For | Mgmt |
1c | Elect Director Linda M. Dillman | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
5 | Increase Authorized Common Stock | For | For | Mgmt |
| | | | |
CF INDUSTRIES HOLDINGS, INC. | | | | |
| | | | |
Ticker: | CF | Security ID: | 125,269,100 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Declassify the Board of Directors | For | For | Mgmt |
2a | Elect Director Robert C. Arzbaecher | For | For | Mgmt |
2b | Elect Director Stephen J. Hagge | For | For | Mgmt |
2c | Elect Director Edward A. Schmitt | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
5 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
6 | Adopt Policy and Report on Board | Against | For | Shldr |
| Diversity | | | |
7 | Report on Political Contributions | Against | For | Shldr |
8 | Report on Sustainability | Against | For | Shldr |
| | | | |
CHESAPEAKE ENERGY CORPORATION | | | | |
|
| | | | |
| | | | |
Ticker: | CHK | Security ID: | 165,167,107 | |
Meeting Date: JUN 14, 2013 | Meeting Type: Annual | | | |
Record Date: | April 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Bob G. Alexander | For | For | Mgmt |
1b | Elect Director Merrill A. ('Pete') | For | For | Mgmt |
| Miller, Jr. | | | |
1c | Elect Director Thomas L. Ryan | For | For | Mgmt |
1d | Elect Director Vincent J. Intrieri | For | For | Mgmt |
1e | Elect Director Frederic M. Poses | For | For | Mgmt |
1f | Elect Director Archie W. Dunham | For | For | Mgmt |
1g | Elect Director R. Brad Martin | For | For | Mgmt |
1h | Elect Director Louis A. Raspino | For | For | Mgmt |
2 | Declassify the Board of Directors | For | For | Mgmt |
3 | Provide Proxy Access Right | For | For | Mgmt |
4 | Reduce Supermajority Vote Requirement | For | For | Mgmt |
5 | Approve Non-Employee Director | For | For | Mgmt |
| Restricted Stock Plan | | | |
6 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
7 | Amend Omnibus Stock Plan | For | For | Mgmt |
8 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
9 | Ratify Auditors | For | For | Mgmt |
10 | Establish Risk Oversight Committee | Against | Against | Shldr |
11 | Reincorporate in Another State [from | Against | Against | Shldr |
| Oklahoma to Delaware] | | | |
12 | Pro-rata Vesting of Equity Plans | Against | For | Shldr |
| | | | |
CHEVRON CORPORATION | | | | |
| | | | |
Ticker: | CVX | Security ID: | 166,764,100 | |
Meeting Date: MAY 29, 2013 | Meeting Type: Annual | | | |
Record Date: | April 3, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Linnet F. Deily | For | For | Mgmt |
1b | Elect Director Robert E. Denham | For | For | Mgmt |
1c | Elect Director Alice P. Gast | For | For | Mgmt |
|
| | | | |
1d | Elect Director Enrique Hernandez, Jr. | For | For | Mgmt |
1e | Elect Director George L. Kirkland | For | For | Mgmt |
1f | Elect Director Charles W. Moorman, IV | For | For | Mgmt |
1g | Elect Director Kevin W. Sharer | For | For | Mgmt |
1h | Elect Director John G. Stumpf | For | For | Mgmt |
1i | Elect Director Ronald D. Sugar | For | For | Mgmt |
1j | Elect Director Carl Ware | For | For | Mgmt |
1k | Elect Director John S. Watson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Report on Mgmt of Hydraulic | Against | For | Shldr |
| Fracturing Risks and Opportunities | | | |
6 | Report on Offshore Oil Wells and Spill | Against | Against | Shldr |
| Mitigation Measures | | | |
7 | Report on Financial Risks of Climate | Against | Against | Shldr |
| Change | | | |
8 | Report on Lobbying Payments and Policy | Against | For | Shldr |
9 | Prohibit Political Contributions | Against | Against | Shldr |
10 | Provide for Cumulative Voting | Against | For | Shldr |
11 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shldr |
| Special Meetings | | | |
12 | Require Director Nominee with | Against | For | Shldr |
| Environmental Expertise | | | |
13 | Adopt Guidelines for Country Selection | Against | For | Shldr |
| | | | |
CHIPOTLE MEXICAN GRILL, INC. | | | | |
| | | | |
Ticker: | CMG | Security ID: | 169,656,105 | |
Meeting Date: MAY 17, 2013 | Meeting Type: Annual | | | |
Record Date: | March 21, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Albert S. Baldocchi | For | For | Mgmt |
1.2 | Elect Director Neil W. Flanzraich | For | For | Mgmt |
1.3 | Elect Director Darlene J. Friedman | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Declassify the Board of Directors | For | For | Mgmt |
6 | Pro-rata Vesting of Equity Plan | Against | For | Shldr |
|
| | | | |
| | | | |
CIGNA CORPORATION | | | | |
| | | | |
Ticker: | CI | Security ID: | 125,509,109 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David M. Cordani | For | For | Mgmt |
1.2 | Elect Director Isaiah Harris, Jr. | For | For | Mgmt |
1.3 | Elect Director Jane E. Henney | For | For | Mgmt |
1.4 | Elect Director Donna F. Zarcone | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
| | | | |
CINCINNATI FINANCIAL CORPORATION | | | | |
| | | | |
Ticker: | CINF | Security ID: | 172,062,101 | |
Meeting Date: APR 27, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William F. Bahl | For | For | Mgmt |
1.2 | Elect Director Gregory T. Bier | For | For | Mgmt |
1.3 | Elect Director Linda Clement-Holmes | For | For | Mgmt |
1.4 | Elect Director Dirk J. Debbink | For | For | Mgmt |
1.5 | Elect Director Steven J. Johnston | For | For | Mgmt |
1.6 | Elect Director Kenneth C. Lichtendahl | For | For | Mgmt |
1.7 | Elect Director W. Rodney McMullen | For | For | Mgmt |
1.8 | Elect Director Gretchen W. Price | For | For | Mgmt |
1.9 | Elect Director John J. Schiff, Jr. | For | For | Mgmt |
1.10 | Elect Director Thomas R. Schiff | For | For | Mgmt |
1.11 | Elect Director Douglas S. Skidmore | For | For | Mgmt |
1.12 | Elect Director Kenneth W. Stecher | For | For | Mgmt |
1.13 | Elect Director John F. Steele, Jr. | For | For | Mgmt |
|
| | | | |
1.14 | Elect Director Larry R. Webb | For | For | Mgmt |
1.15 | Elect Director E. Anthony Woods | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Sustainability | Against | For | Shldr |
| | | | |
CINTAS CORPORATION | | | | |
| | | | |
Ticker: | CTAS | Security ID: | 172,908,105 | |
Meeting Date: OCT 16, 2012 | Meeting Type: Annual | | | |
Record Date: | August 20, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Gerald S. Adolph | For | For | Mgmt |
1b | Elect Director John F. Barrett | For | For | Mgmt |
1c | Elect Director Melanie W. Barstad | For | For | Mgmt |
1d | Elect Director Richard T. Farmer | For | For | Mgmt |
1e | Elect Director Scott D. Farmer | For | For | Mgmt |
1f | Elect Director James J. Johnson | For | For | Mgmt |
1g | Elect Director Robert J. Kohlhepp | For | For | Mgmt |
1h | Elect Director Joseph Scaminace | For | For | Mgmt |
1i | Elect Director Ronald W. Tysoe | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
CISCO SYSTEMS, INC. | | | | |
| | | | |
Ticker: | CSCO | Security ID: | 17275R102 | |
Meeting Date: NOV 15, 2012 | Meeting Type: Annual | | | |
Record Date: | September 17, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Carol A. Bartz | For | For | Mgmt |
1b | Elect Director Marc Benioff | For | For | Mgmt |
1c | Elect Director M. Michele Burns | For | For | Mgmt |
1d | Elect Director Michael D. Capellas | For | For | Mgmt |
1e | Elect Director Larry R. Carter | For | For | Mgmt |
|
| | | | |
1f | Elect Director John T. Chambers | For | For | Mgmt |
1g | Elect Director Brian L. Halla | For | For | Mgmt |
1h | Elect Director John L. Hennessy | For | For | Mgmt |
1i | Elect Director Kristina M. Johnson | For | For | Mgmt |
1j | Elect Director Richard M. Kovacevich | For | For | Mgmt |
1k | Elect Director Roderick C. McGeary | For | For | Mgmt |
1l | Elect Director Arun Sarin | For | For | Mgmt |
1m | Elect Director Steven M. West | For | For | Mgmt |
2 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
5 | Require Independent Board Chairman | Against | Against | Shldr |
6 | Report on Eliminating Conflict | Against | Against | Shldr |
| Minerals from Supply Chain | | | |
| | | | |
CITIGROUP INC. | | | | |
| | | | |
Ticker: | C | Security ID: | 172,967,424 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Michael L. Corbat | For | For | Mgmt |
1b | Elect Director Franz B. Humer | For | For | Mgmt |
1c | Elect Director Robert L. Joss | For | For | Mgmt |
1d | Elect Director Michael E. O'Neill | For | For | Mgmt |
1e | Elect Director Judith Rodin | For | For | Mgmt |
1f | Elect Director Robert L. Ryan | For | For | Mgmt |
1g | Elect Director Anthony M. Santomero | For | For | Mgmt |
1h | Elect Director Joan E. Spero | For | For | Mgmt |
1i | Elect Director Diana L. Taylor | For | For | Mgmt |
1j | Elect Director William S. Thompson, Jr. | For | For | Mgmt |
1k | Elect Director Ernesto Zedillo Ponce | For | For | Mgmt |
| de Leon | | | |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Stock Retention/Holding Period | Against | For | Shldr |
6 | Report on Lobbying Payments and Policy | Against | For | Shldr |
7 | Amend Indemnifications Provisions | Against | Against | Shldr |
|
| | | | |
| | | | |
CITRIX SYSTEMS, INC. | | | | |
| | | | |
Ticker: | CTXS | Security ID: | 177,376,100 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Mark B. Templeton | For | For | Mgmt |
1b | Elect Director Stephen M. Dow | For | For | Mgmt |
1c | Elect Director Godfrey R. Sullivan | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Declassify the Board of Directors | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
CLIFFS NATURAL RESOURCES INC. | | | | |
| | | | |
Ticker: | CLF | Security ID: | 18683K101 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Joseph A. Carrabba | For | For | Mgmt |
1b | Elect Director Susan M. Cunningham | For | For | Mgmt |
1c | Elect Director Barry J. Eldridge | For | For | Mgmt |
1d | Elect Director Andres R. Gluski | For | For | Mgmt |
1e | Elect Director Susan M. Green | For | For | Mgmt |
1f | Elect Director Janice K. Henry | For | For | Mgmt |
1g | Elect Director James F. Kirsch | For | For | Mgmt |
1h | Elect Director Francis R. McAllister | For | For | Mgmt |
1i | Elect Director Richard K. Riederer | For | For | Mgmt |
1j | Elect Director Timothy W. Sullivan | For | For | Mgmt |
2 | Adopt Majority Voting for Uncontested | For | For | Mgmt |
| Election of Directors | | | |
3 | Eliminate Cumulative Voting | For | For | Mgmt |
4 | Permit Board to Amend Bylaws Without | For | For | Mgmt |
|
| | | | |
| Shldr Consent | | | |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
6 | Ratify Auditors | For | For | Mgmt |
| | | | |
CME GROUP INC. | | | | |
| | | | |
Ticker: | CME | Security ID: | 12572Q105 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 27, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Terrence A. Duffy | For | For | Mgmt |
1.2 | Elect Director Charles P. Carey | For | For | Mgmt |
1.3 | Elect Director Mark E. Cermak | For | For | Mgmt |
1.4 | Elect Director Martin J. Gepsman | For | For | Mgmt |
1.5 | Elect Director Leo Melamed | For | For | Mgmt |
1.6 | Elect Director Joseph Niciforo | For | For | Mgmt |
1.7 | Elect Director C.C. Odom, II | For | For | Mgmt |
1.8 | Elect Director John F. Sandner | For | For | Mgmt |
1.9 | Elect Director Dennis A. Suskind | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Proxy Access | Against | For | Shldr |
| | | | |
CMS ENERGY CORPORATION | | | | |
| | | | |
Ticker: | CMS | Security ID: | 125,896,100 | |
Meeting Date: MAY 17, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jon E. Barfield | For | For | Mgmt |
1.2 | Elect Director Stephen E. Ewing | For | For | Mgmt |
1.3 | Elect Director Richard M. Gabrys | For | For | Mgmt |
1.4 | Elect Director William D. Harvey | For | For | Mgmt |
1.5 | Elect Director David W. Joos | For | For | Mgmt |
1.6 | Elect Director Philip R. Lochner, Jr. | For | For | Mgmt |
|
| | | | |
1.7 | Elect Director Michael T. Monahan | For | For | Mgmt |
1.8 | Elect Director John G. Russell | For | For | Mgmt |
1.9 | Elect Director Kenneth L. Way | For | For | Mgmt |
1.10 | Elect Director Laura H. Wright | For | For | Mgmt |
1.11 | Elect Director John B. Yasinsky | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
COACH, INC. | | | | |
| | | | |
Ticker: | COH | Security ID: | 189,754,104 | |
Meeting Date: NOV 07, 2012 | Meeting Type: Annual | | | |
Record Date: | September 10, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lew Frankfort | For | For | Mgmt |
1.2 | Elect Director Susan Kropf | For | For | Mgmt |
1.3 | Elect Director Gary Loveman | For | For | Mgmt |
1.4 | Elect Director Ivan Menezes | For | For | Mgmt |
1.5 | Elect Director Irene Miller | For | For | Mgmt |
1.6 | Elect Director Michael Murphy | For | For | Mgmt |
1.7 | Elect Director Stephanie Tilenius | For | For | Mgmt |
1.8 | Elect Director Jide Zeitlin | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
COCA-COLA ENTERPRISES, INC. | | | | |
| | | | |
Ticker: | CCE | Security ID: | 19122T109 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jan Bennink | For | For | Mgmt |
1.2 | Elect Director John F. Brock | For | For | Mgmt |
1.3 | Elect Director Calvin Darden | For | For | Mgmt |
1.4 | Elect Director L. Phillip Humann | For | For | Mgmt |
|
| | | | |
1.5 | Elect Director Orrin H. Ingram, II | For | For | Mgmt |
1.6 | Elect Director Thomas H. Johnson | For | For | Mgmt |
1.7 | Elect Director Suzanne B. Labarge | For | For | Mgmt |
1.8 | Elect Director Veronique Morali | For | For | Mgmt |
1.9 | Elect Director Andrea L. Saia | For | For | Mgmt |
1.10 | Elect Director Garry Watts | For | For | Mgmt |
1.11 | Elect Director Curtis R. Welling | For | For | Mgmt |
1.12 | Elect Director Phoebe A. Wood | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | | | | |
| | | | |
Ticker: | CTSH | Security ID: | 192,446,102 | |
Meeting Date: JUN 04, 2013 | Meeting Type: Annual | | | |
Record Date: | April 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Maureen Breakiron-Evans | For | For | Mgmt |
1b | Elect Director John E. Klein | For | For | Mgmt |
1c | Elect Director Lakshmi Narayanan | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Declassify the Board of Directors | For | For | Mgmt |
4 | Amend Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
5 | Ratify Auditors | For | For | Mgmt |
6 | Provide Right to Act by Written Consent | Against | For | Shldr |
| | | | |
COLGATE-PALMOLIVE COMPANY | | | | |
| | | | |
Ticker: | CL | Security ID: | 194,162,103 | |
Meeting Date: MAY 10, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Nikesh Arora | For | For | Mgmt |
|
| | | | |
1b | Elect Director John T. Cahill | For | For | Mgmt |
1c | Elect Director Ian Cook | For | For | Mgmt |
1d | Elect Director Helene D. Gayle | For | For | Mgmt |
1e | Elect Director Ellen M. Hancock | For | For | Mgmt |
1f | Elect Director Joseph Jimenez | For | For | Mgmt |
1g | Elect Director Richard J. Kogan | For | For | Mgmt |
1h | Elect Director Delano E. Lewis | For | For | Mgmt |
1i | Elect Director J. Pedro Reinhard | For | For | Mgmt |
1j | Elect Director Stephen I. Sadove | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
5 | Adopt Share Retention Policy For | Against | For | Shldr |
| Senior Executives | | | |
| | | | |
COMCAST CORPORATION | | | | |
| | | | |
Ticker: | CMCSA | Security ID: | 20030N101 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 6, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kenneth J. Bacon | For | For | Mgmt |
1.2 | Elect Director Sheldon M. Bonovitz | For | For | Mgmt |
1.3 | Elect Director Joseph J. Collins | For | For | Mgmt |
1.4 | Elect Director J. Michael Cook | For | For | Mgmt |
1.5 | Elect Director Gerald L. Hassell | For | For | Mgmt |
1.6 | Elect Director Jeffrey A. Honickman | For | For | Mgmt |
1.7 | Elect Director Eduardo G. Mestre | For | For | Mgmt |
1.8 | Elect Director Brian L. Roberts | For | For | Mgmt |
1.9 | Elect Director Ralph J. Roberts | For | For | Mgmt |
1.10 | Elect Director Johnathan A. Rodgers | For | For | Mgmt |
1.11 | Elect Director Judith Rodin | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
4 | Approve Recapitalization Plan for all | Against | For | Shldr |
| Stock to Have One-vote per Share | | | |
| | | | |
COMERICA INCORPORATED | | | | |
|
| | | | |
| | | | |
Ticker: | CMA | Security ID: | 200,340,107 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | February 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ralph W. Babb, Jr. | For | For | Mgmt |
1.2 | Elect Director Roger A. Cregg | For | For | Mgmt |
1.3 | Elect Director T. Kevin DeNicola | For | For | Mgmt |
1.4 | Elect Director Jacqueline P. Kane | For | For | Mgmt |
1.5 | Elect Director Richard G. Lindner | For | For | Mgmt |
1.6 | Elect Director Alfred A. Piergallini | For | For | Mgmt |
1.7 | Elect Director Robert S. Taubman | For | For | Mgmt |
1.8 | Elect Director Reginald M. Turner, Jr. | For | For | Mgmt |
1.9 | Elect Director Nina G. Vaca | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
COMPUTER SCIENCES CORPORATION | | | | |
| | | | |
Ticker: | CSC | Security ID: | 205,363,104 | |
Meeting Date: AUG 07, 2012 | Meeting Type: Annual | | | |
Record Date: | June 11, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Irving W. Bailey, II | For | For | Mgmt |
2 | Elect Director David J. Barram | For | For | Mgmt |
3 | Elect Director Stephen L. Baum | For | For | Mgmt |
4 | Elect Director Erik Brynjolfsson | For | For | Mgmt |
5 | Elect Director Rodney F. Chase | For | For | Mgmt |
6 | Elect Director Judith R. Haberkorn | For | For | Mgmt |
7 | Elect Director J. Michael Lawrie | For | For | Mgmt |
8 | Elect Director Chong Sup Park | For | For | Mgmt |
9 | Elect Director Lawrence A. Zimmerman | For | For | Mgmt |
10 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
11 | Ratify Auditors | For | For | Mgmt |
|
| | | | |
| | | | |
CONAGRA FOODS, INC. | | | | |
| | | | |
Ticker: | CAG | Security ID: | 205,887,102 | |
Meeting Date: SEP 21, 2012 | Meeting Type: Annual | | | |
Record Date: | July 27, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mogens C. Bay | For | For | Mgmt |
1.2 | Elect Director Stephen G. Butler | For | For | Mgmt |
1.3 | Elect Director Steven F. Goldstone | For | For | Mgmt |
1.4 | Elect Director Joie A. Gregor | For | For | Mgmt |
1.5 | Elect Director Rajive Johri | For | For | Mgmt |
1.6 | Elect Director W.G. Jurgensen | For | For | Mgmt |
1.7 | Elect Director Richard H. Lenny | For | For | Mgmt |
1.8 | Elect Director Ruth Ann Marshall | For | For | Mgmt |
1.9 | Elect Director Gary M. Rodkin | For | For | Mgmt |
1.10 | Elect Director Andrew J. Schindler | For | For | Mgmt |
1.11 | Elect Director Kenneth E. Stinson | For | For | Mgmt |
2 | Ratification Of The Appointment Of | For | For | Mgmt |
| Independent Auditor | | | |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
CONOCOPHILLIPS | | | | |
| | | | |
Ticker: | COP | Security ID: | 20825C104 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Richard L. Armitage | For | For | Mgmt |
1b | Elect Director Richard H. Auchinleck | For | For | Mgmt |
1c | Elect Director James E. Copeland, Jr. | For | For | Mgmt |
1d | Elect Director Jody L. Freeman | For | For | Mgmt |
1e | Elect Director Gay Huey Evans | For | For | Mgmt |
1f | Elect Director Ryan M. Lance | For | For | Mgmt |
1g | Elect Director Mohd H. Marican | For | For | Mgmt |
1h | Elect Director Robert A. Niblock | For | For | Mgmt |
|
| | | | |
1i | Elect Director Harald J. Norvik | For | For | Mgmt |
1j | Elect Director William E. Wade, Jr. | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Lobbying Payments and Policy | Against | For | Shldr |
5 | Adopt Quantitative GHG Goals for | Against | For | Shldr |
| Products and Operations | | | |
6 | Amend EEO Policy to Prohibit | Against | For | Shldr |
| Discrimination based on Gender Identity | | | |
| | | | |
CONSOL ENERGY INC. | | | | |
| | | | |
Ticker: | CNX | Security ID: | 20854P109 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director J. Brett Harvey | For | For | Mgmt |
1.2 | Elect Director Philip W. Baxter | For | For | Mgmt |
1.3 | Elect Director James E. Altmeyer, Sr. | For | For | Mgmt |
1.4 | Elect Director William E. Davis | For | For | Mgmt |
1.5 | Elect Director Raj K. Gupta | For | For | Mgmt |
1.6 | Elect Director David C. Hardesty, Jr. | For | For | Mgmt |
1.7 | Elect Director John T. Mills | For | For | Mgmt |
1.8 | Elect Director William P. Powell | For | For | Mgmt |
1.9 | Elect Director Joseph T. Williams | For | For | Mgmt |
2 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
5 | Report on Political Contributions | Against | For | Shldr |
6 | Report on Climate Change | Against | For | Shldr |
| | | | |
CONSOLIDATED EDISON, INC. | | | | |
| | | | |
Ticker: | ED | Security ID: | 209,115,104 | |
Meeting Date: MAY 20, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kevin Burke | For | For | Mgmt |
1.2 | Elect Director Vincent A. Calarco | For | For | Mgmt |
1.3 | Elect Director George Campbell, Jr. | For | For | Mgmt |
1.4 | Elect Director Gordon J. Davis | For | For | Mgmt |
1.5 | Elect Director Michael J. Del Giudice | For | For | Mgmt |
1.6 | Elect Director Ellen V. Futter | For | For | Mgmt |
1.7 | Elect Director John F. Hennessy, III | For | For | Mgmt |
1.8 | Elect Director John F. Killian | For | For | Mgmt |
1.9 | Elect Director Eugene R. McGrath | For | For | Mgmt |
1.10 | Elect Director Sally H. Pinero | For | For | Mgmt |
1.11 | Elect Director Michael W. Ranger | For | For | Mgmt |
1.12 | Elect Director L. Frederick Sutherland | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Cease CEO Compensation Benchmarking | Against | Against | Shldr |
| Policy | | | |
| | | | |
CONSTELLATION BRANDS, INC. | | | | |
| | | | |
Ticker: | STZ | Security ID: | 21036P108 | |
Meeting Date: JUL 27, 2012 | Meeting Type: Annual | | | |
Record Date: | May 29, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Barry A. Fromberg | For | For | Mgmt |
1.2 | Elect Director Jeananne K. Hauswald | For | For | Mgmt |
1.3 | Elect Director Paul L. Smith | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Amend Omnibus Stock Plan | For | For | Mgmt |
6 | Approve Recapitalization Plan for all | Against | For | Shldr |
| Stock to have One-vote per Share | | | |
7 | Adopt Multiple Performance Metrics | Against | For | Shldr |
| Under Executive Incentive Plans | | | |
|
| | | | |
| | | | |
COOPER INDUSTRIES PLC | | | | |
| | | | |
Ticker: | CBE | Security ID: | G24140111 | |
Meeting Date: OCT 26, 2012 | Meeting Type: Special | | | |
Record Date: | September 13, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Scheme of Arrangement | For | For | Mgmt |
2 | Approve Cancellation of Capital | For | For | Mgmt |
| Authorization | | | |
3 | Authority to Allot Securities and | For | For | Mgmt |
| Application of Reserves | | | |
4 | Amend Articles of Association | For | For | Mgmt |
5 | Issue Shares in Connection with | For | For | Mgmt |
| Acquisition | | | |
6 | Advisory Vote on Golden Parachutes | For | Against | Mgmt |
7 | Adjourn Meeting | For | For | Mgmt |
| | | | |
COOPER INDUSTRIES PLC | | | | |
| | | | |
Ticker: | CBE | Security ID: | G24140108 | |
Meeting Date: OCT 26, 2012 | Meeting Type: Court | | | |
Record Date: | September 13, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Scheme of Arrangement | For | For | Mgmt |
| | | | |
CORNING INCORPORATED | | | | |
| | | | |
Ticker: | GLW | Security ID: | 219,350,105 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John Seely Brown | For | For | Mgmt |
1.2 | Elect Director Stephanie A. Burns | For | For | Mgmt |
1.3 | Elect Director John A. Canning, Jr. | For | For | Mgmt |
1.4 | Elect Director Richard T. Clark | For | For | Mgmt |
1.5 | Elect Director Robert F. Cummings, Jr. | For | For | Mgmt |
1.6 | Elect Director James B. Flaws | For | For | Mgmt |
1.7 | Elect Director Kurt M. Landgraf | For | For | Mgmt |
1.8 | Elect Director Kevin J. Martin | For | For | Mgmt |
1.9 | Elect Director Deborah D. Rieman | For | For | Mgmt |
1.10 | Elect Director Hansel E. Tookes, II | For | For | Mgmt |
1.11 | Elect Director Wendell P. Weeks | For | For | Mgmt |
1.12 | Elect Director Mark S. Wrighton | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
COSTCO WHOLESALE CORPORATION | | | | |
| | | | |
Ticker: | COST | Security ID: | 22160K105 | |
Meeting Date: JAN 24, 2013 | Meeting Type: Annual | | | |
Record Date: | November 23, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Benjamin S. Carson, Sr. | For | For | Mgmt |
1.2 | Elect Director William H. Gates | For | For | Mgmt |
1.3 | Elect Director Hamilton E. James | For | For | Mgmt |
1.4 | Elect Director W. Craig Jelinek | For | For | Mgmt |
1.5 | Elect Director Jill S. Ruckelshaus | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | Against | For | Shldr |
| | | | |
COVENTRY HEALTH CARE, INC. | | | | |
| | | | |
Ticker: | CVH | Security ID: | 222,862,104 | |
|
| | | | |
Meeting Date: NOV 21, 2012 | Meeting Type: Special | | | |
Record Date: | October 15, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Mgmt |
2 | Adjourn Meeting | For | For | Mgmt |
3 | Advisory Vote on Golden Parachutes | For | Against | Mgmt |
| | | | |
COVIDIEN PLC | | | | |
| | | | |
Ticker: | COV | Security ID: | G2554F113 | |
Meeting Date: MAR 20, 2013 | Meeting Type: Annual | | | |
Record Date: | January 10, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jose E. Almeida | For | For | Mgmt |
1b | Elect Director Joy A. Amundson | For | For | Mgmt |
1c | Elect Director Craig Arnold | For | For | Mgmt |
1d | Elect Director Robert H. Brust | For | For | Mgmt |
1e | Elect Director John M. Connors, Jr. | For | For | Mgmt |
1f | Elect Director Christopher J. Coughlin | For | For | Mgmt |
1g | Elect Director Randall J. Hogan, III | For | For | Mgmt |
1h | Elect Director Martin D. Madaus | For | For | Mgmt |
1i | Elect Director Dennis H. Reilley | For | For | Mgmt |
1j | Elect Director Joseph A. Zaccagnino | For | For | Mgmt |
2 | Approve Auditors and Authorize Board | For | For | Mgmt |
| to Fix Their Remuneration | | | |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Authorize Open-Market Purchases of | For | For | Mgmt |
| Ordinary Shares | | | |
6 | Authorize the Price Range at which the | For | For | Mgmt |
| Company can Reissue Shares that it | | | |
| holds as Treasury Shares | | | |
7 | Amend Articles of Association to | For | For | Mgmt |
| expand the authority to execute | | | |
| instruments of transfer | | | |
8 | Approve Creation of Distributable | For | For | Mgmt |
| Reserves | | | |
|
| | | | |
| | | | |
CROWN CASTLE INTERNATIONAL CORP. | | | | |
| | | | |
Ticker: | CCI | Security ID: | 228,227,104 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Edward C. Hutcheson, Jr. | For | For | Mgmt |
1b | Elect Director J. Landis Martin | For | For | Mgmt |
1c | Elect Director W. Benjamin Moreland | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
4 | Declassify the Board of Directors | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
CSX CORPORATION | | | | |
| | | | |
Ticker: | CSX | Security ID: | 126,408,103 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Donna M. Alvarado | For | For | Mgmt |
1b | Elect Director John B. Breaux | For | For | Mgmt |
1c | Elect Director Pamela L. Carter | For | For | Mgmt |
1d | Elect Director Steven T. Halverson | For | For | Mgmt |
1e | Elect Director Edward J. Kelly, III | For | For | Mgmt |
1f | Elect Director Gilbert H. Lamphere | For | For | Mgmt |
1g | Elect Director John D. McPherson | For | For | Mgmt |
1h | Elect Director Timothy T. O'Toole | For | For | Mgmt |
1i | Elect Director David M. Ratcliffe | For | For | Mgmt |
1j | Elect Director Donald J. Shepard | For | For | Mgmt |
1k | Elect Director Michael J. Ward | For | For | Mgmt |
1l | Elect Director J.C. Watts, Jr. | For | For | Mgmt |
1m | Elect Director J. Steven Whisler | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
|
| | | | |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
CUMMINS INC. | | | | |
| | | | |
Ticker: | CMI | Security ID: | 231,021,106 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director N. Thomas Linebarger | For | For | Mgmt |
2 | Elect Director William I. Miller | For | For | Mgmt |
3 | Elect Director Alexis M. Herman | For | For | Mgmt |
4 | Elect Director Georgia R. Nelson | For | For | Mgmt |
5 | Elect Director Carl Ware | For | For | Mgmt |
6 | Elect Director Robert K. Herdman | For | For | Mgmt |
7 | Elect Director Robert J. Bernhard | For | For | Mgmt |
8 | Elect Director Franklin R. Chang Diaz | For | For | Mgmt |
9 | Elect Director Stephen B. Dobbs | For | For | Mgmt |
10 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
11 | Ratify Auditors | For | For | Mgmt |
12 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
CVS CAREMARK CORPORATION | | | | |
| | | | |
Ticker: | CVS | Security ID: | 126,650,100 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 13, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director C. David Brown II | For | For | Mgmt |
1.2 | Elect Director David W. Dorman | For | For | Mgmt |
1.3 | Elect Director Anne M. Finucane | For | For | Mgmt |
1.4 | Elect Director Kristen Gibney Williams | For | For | Mgmt |
1.5 | Elect Director Larry J. Merlo | For | For | Mgmt |
1.6 | Elect Director Jean-Pierre Millon | For | For | Mgmt |
1.7 | Elect Director Richard J. Swift | For | For | Mgmt |
1.8 | Elect Director William C. Weldon | For | For | Mgmt |
|
| | | | |
1.9 | Elect Director Tony L. White | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
5 | Reduce Vote Requirement Under the Fair | For | For | Mgmt |
| Price Provision | | | |
6 | Report on Political Contributions | Against | For | Shldr |
7 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
8 | Report on Lobbying Payments and Policy | Against | For | Shldr |
| | | | |
D.R. HORTON, INC. | | | | |
| | | | |
Ticker: | DHI | Security ID: | 23331A109 | |
Meeting Date: JAN 24, 2013 | Meeting Type: Annual | | | |
Record Date: | November 30, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Donald R. Horton | For | For | Mgmt |
1b | Elect Director Bradley S. Anderson | For | For | Mgmt |
1c | Elect Director Michael R. Buchanan | For | For | Mgmt |
1d | Elect Director Michael W. Hewatt | For | For | Mgmt |
1e | Elect Director Bob G. Scott | For | For | Mgmt |
1f | Elect Director Donald J. Tomnitz | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
DANAHER CORPORATION | | | | |
| | | | |
Ticker: | DHR | Security ID: | 235,851,102 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Donald J. Ehrlich | For | For | Mgmt |
1.2 | Elect Director Linda Hefner Filler | For | For | Mgmt |
|
| | | | |
1.3 | Elect Director Teri List-Stoll | For | For | Mgmt |
1.4 | Elect Director Walter G. Lohr, Jr. | For | For | Mgmt |
1.5 | Elect Director Steven M. Rales | For | For | Mgmt |
1.6 | Elect Director John T. Schwieters | For | For | Mgmt |
1.7 | Elect Director Alan G. Spoon | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Stock Retention/Holding Period | Against | For | Shldr |
6 | Report on Political Contributions | Against | For | Shldr |
| | | | |
DARDEN RESTAURANTS, INC. | | | | |
| | | | |
Ticker: | DRI | Security ID: | 237,194,105 | |
Meeting Date: SEP 18, 2012 | Meeting Type: Annual | | | |
Record Date: | July 23, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael W. Barnes | For | For | Mgmt |
1.2 | Elect Director Leonard L. Berry | For | For | Mgmt |
1.3 | Elect Director Christopher J. (CJ) | For | For | Mgmt |
| Fraleigh | | | |
1.4 | Elect Director Victoria D. Harker | For | For | Mgmt |
1.5 | Elect Director David H. Hughes | For | For | Mgmt |
1.6 | Elect Director Charles A. Ledsinger, | For | For | Mgmt |
| Jr. | | | |
1.7 | Elect Director William M. Lewis, Jr. | For | For | Mgmt |
1.8 | Elect Director Connie Mack, III | For | For | Mgmt |
1.9 | Elect Director Andrew H. (Drew) Madsen | For | For | Mgmt |
1.10 | Elect Director Clarence Otis, Jr. | For | For | Mgmt |
1.11 | Elect Director Michael D. Rose | For | For | Mgmt |
1.12 | Elect Director Maria A. Sastre | For | For | Mgmt |
1.13 | Elect Director William S. Simon | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
DAVITA HEALTHCARE PARTNERS INC. | | | | |
| | | | |
|
| | | | |
Ticker: | DVA | Security ID: | 23918K108 | |
Meeting Date: JUN 17, 2013 | Meeting Type: Annual | | | |
Record Date: | April 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Pamela M. Arway | For | For | Mgmt |
1b | Elect Director Charles G. Berg | For | For | Mgmt |
1c | Elect Director Carol Anthony ('John') | For | For | Mgmt |
| Davidson | | | |
1d | Elect Director Paul J. Diaz | For | For | Mgmt |
1e | Elect Director Peter T. Grauer | For | For | Mgmt |
1f | Elect Director Robert J. Margolis | For | For | Mgmt |
1g | Elect Director John M. Nehra | For | For | Mgmt |
1h | Elect Director William L. Roper | For | For | Mgmt |
1i | Elect Director Kent J. Thiry | For | For | Mgmt |
1j | Elect Director Roger J. Valine | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
6 | Report on Lobbying Payments and Policy | Against | For | Shldr |
| | | | |
DEAN FOODS COMPANY | | | | |
| | | | |
Ticker: | DF | Security ID: | 242,370,104 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gregg L. Engles | For | For | Mgmt |
1.2 | Elect Director Tom C. Davis | For | For | Mgmt |
1.3 | Elect Director Jim L. Turner | For | For | Mgmt |
1.4 | Elect Director Robert T. Wiseman | For | For | Mgmt |
2 | Approve Reverse Stock Split | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Ratify Auditors | For | For | Mgmt |
6 | Pro-rata Vesting of Equity Plans | Against | For | Shldr |
7 | Stock Retention/Holding Period | Against | For | Shldr |
8 | Adopt Policy to Require Suppliers to | Against | Against | Shldr |
|
| | | | |
| Eliminate Cattle Dehorning | | | |
9 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
DEERE & COMPANY | | | | |
| | | | |
Ticker: | DE | Security ID: | 244,199,105 | |
Meeting Date: FEB 27, 2013 | Meeting Type: Annual | | | |
Record Date: | December 31, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Samuel R. Allen | For | For | Mgmt |
1b | Elect Director Crandall C. Bowles | For | For | Mgmt |
1c | Elect Director Vance D. Coffman | For | For | Mgmt |
1d | Elect Director Charles O. Holliday, Jr. | For | For | Mgmt |
1e | Elect Director Dipak C. Jain | For | For | Mgmt |
1f | Elect Director Clayton M. Jones | For | For | Mgmt |
1g | Elect Director Joachim Milberg | For | For | Mgmt |
1h | Elect Director Richard B. Myers | For | For | Mgmt |
1i | Elect Director Thomas H. Patrick | For | For | Mgmt |
1j | Elect Director Aulana L. Peters | For | For | Mgmt |
1k | Elect Director Sherry M. Smith | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
DELL INC. | | | | |
| | | | |
Ticker: | DELL | Security ID: | 24702R101 | |
Meeting Date: JUL 13, 2012 | Meeting Type: Annual | | | |
Record Date: | May 18, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director James W. Breyer | For | For | Mgmt |
2 | Elect Director Donald J. Carty | For | For | Mgmt |
3 | Elect Director Janet F. Clark | For | For | Mgmt |
4 | Elect Director Laura Conigliaro | For | For | Mgmt |
5 | Elect Director Michael S. Dell | For | For | Mgmt |
6 | Elect Director Kenneth M. Duberstein | For | For | Mgmt |
|
| | | | |
7 | Elect Director William H. Gray, III | For | For | Mgmt |
8 | Elect Director Gerard J. Kleisterlee | For | For | Mgmt |
9 | Elect Director Klaus S. Luft | For | For | Mgmt |
10 | Elect Director Alex J. Mandl | For | For | Mgmt |
11 | Elect Director Shantanu Narayen | For | For | Mgmt |
12 | Elect Director H. Ross Perot, Jr. | For | For | Mgmt |
13 | Ratify Auditors | For | For | Mgmt |
14 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
15 | Approve Omnibus Stock Plan | For | For | Mgmt |
| | | | |
DELPHI AUTOMOTIVE PLC | | | | |
| | | | |
Ticker: | DLPH | Security ID: | G27823106 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | February 26, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Reelect Gary L. Cowger as a Director | For | For | Mgmt |
1.2 | Reelect Nicholas M. Donofrio as a | For | For | Mgmt |
| Director | | | |
1.3 | Reelect Mark P. Frissora as a Director | For | For | Mgmt |
1.4 | Reelect Rajiv L. Gupta as a Director | For | For | Mgmt |
1.5 | Reelect John A. Krol as a Director | For | For | Mgmt |
1.6 | Reelect J. Randall MacDonald as a | For | For | Mgmt |
| Director | | | |
1.7 | Reelect Sean O. Mahoney as a Director | For | For | Mgmt |
1.8 | Reelect Rodney O'Neal as a Director | For | For | Mgmt |
1.9 | Reelect Thomas W. Sidlik as a Director | For | For | Mgmt |
1.10 | Reelect Bernd Wiedemann as a Director | For | For | Mgmt |
1.11 | Reelect Lawrence A. Zimmerman as a | For | For | Mgmt |
| Director | | | |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Mgmt |
| and Authorize Board to Fix Their | | | |
| Remuneration | | | |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
DENBURY RESOURCES INC. | | | | |
| | | | |
|
| | | | |
Ticker: | DNR | Security ID: | 247,916,208 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Wieland F. Wettstein | For | For | Mgmt |
1.2 | Elect Director Michael L. Beatty | For | For | Mgmt |
1.3 | Elect Director Michael B. Decker | For | For | Mgmt |
1.4 | Elect Director Ronald G. Greene | For | For | Mgmt |
1.5 | Elect Director Gregory L. McMichael | For | For | Mgmt |
1.6 | Elect Director Kevin O. Meyers | For | For | Mgmt |
1.7 | Elect Director Phil Rykhoek | For | For | Mgmt |
1.8 | Elect Director Randy Stein | For | For | Mgmt |
1.9 | Elect Director Laura A. Sugg | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Nonqualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Ratify Auditors | For | For | Mgmt |
| | | | |
DENTSPLY INTERNATIONAL INC. | | | | |
| | | | |
Ticker: | XRAY | Security ID: | 249,030,107 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Paula H. Cholmondeley | For | For | Mgmt |
1b | Elect Director Michael J. Coleman | For | For | Mgmt |
1c | Elect Director John C. Miles, II | For | For | Mgmt |
1d | Elect Director John L. Miclot | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
5 | Report on Political Contributions | Against | For | Shldr |
| | | | |
DEVON ENERGY CORPORATION | | | | |
|
| | | | |
| | | | |
Ticker: | DVN | Security ID: | 25179M103 | |
Meeting Date: JUN 05, 2013 | Meeting Type: Annual | | | |
Record Date: | April 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert H. Henry | For | For | Mgmt |
1.2 | Elect Director John A. Hill | For | For | Mgmt |
1.3 | Elect Director Michael M. Kanovsky | For | For | Mgmt |
1.4 | Elect Director Robert A. Mosbacher, Jr. | For | For | Mgmt |
1.5 | Elect Director J. Larry Nichols | For | For | Mgmt |
1.6 | Elect Director Duane C. Radtke | For | For | Mgmt |
1.7 | Elect Director Mary P. Ricciardello | For | For | Mgmt |
1.8 | Elect Director John Richels | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Lobbying Payments and Policy | Against | For | Shldr |
5 | Require a Majority Vote for the | Against | For | Shldr |
| Election of Directors | | | |
6 | Provide Right to Act by Written Consent | Against | For | Shldr |
| | | | |
DEVRY INC. | | | | |
| | | | |
Ticker: | DV | Security ID: | 251,893,103 | |
Meeting Date: NOV 07, 2012 | Meeting Type: Annual | | | |
Record Date: | September 24, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Darren R. Huston | For | For | Mgmt |
1.2 | Elect Director William T. Keevan | For | For | Mgmt |
1.3 | Elect Director Lyle Logan | For | For | Mgmt |
1.4 | Elect Director Alan G. Merten | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Declassify the Board of Directors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
|
| | | | |
DIAMOND OFFSHORE DRILLING, INC. | | | | |
| | | | |
Ticker: | DO | Security ID: | 25271C102 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James S. Tisch | For | Against | Mgmt |
1.2 | Elect Director Lawrence R. Dickerson | For | Against | Mgmt |
1.3 | Elect Director John R. Bolton | For | For | Mgmt |
1.4 | Elect Director Charles L. Fabrikant | For | For | Mgmt |
1.5 | Elect Director Paul G. Gaffney, II | For | For | Mgmt |
1.6 | Elect Director Edward Grebow | For | For | Mgmt |
1.7 | Elect Director Herbert C. Hofmann | For | Against | Mgmt |
1.8 | Elect Director Clifford M. Sobel | For | For | Mgmt |
1.9 | Elect Director Andrew H. Tisch | For | Against | Mgmt |
1.10 | Elect Director Raymond S. Troubh | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
DIRECTV | | | | |
| | | | |
Ticker: | DTV | Security ID: | 25490A309 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Neil Austrian | For | For | Mgmt |
1b | Elect Director Ralph Boyd, Jr. | For | For | Mgmt |
1c | Elect Director Abelardo Bru | For | For | Mgmt |
1d | Elect Director David Dillon | For | For | Mgmt |
1e | Elect Director Samuel DiPiazza, Jr. | For | For | Mgmt |
1f | Elect Director Dixon Doll | For | For | Mgmt |
1g | Elect Director Charles Lee | For | For | Mgmt |
1h | Elect Director Peter Lund | For | For | Mgmt |
1i | Elect Director Nancy Newcomb | For | For | Mgmt |
1j | Elect Director Lorrie Norrington | For | For | Mgmt |
1k | Elect Director Michael White | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
|
| | | | |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
5 | Require Independent Board Chairman | Against | Against | Shldr |
6 | Provide Right to Act by Written Consent | Against | For | Shldr |
| | | | |
DISCOVER FINANCIAL SERVICES | | | | |
| | | | |
Ticker: | DFS | Security ID: | 254,709,108 | |
Meeting Date: APR 17, 2013 | Meeting Type: Annual | | | |
Record Date: | February 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jeffrey S. Aronin | For | For | Mgmt |
1.2 | Elect Director Mary K. Bush | For | For | Mgmt |
1.3 | Elect Director Gregory C. Case | For | For | Mgmt |
1.4 | Elect Director Cynthia A. Glassman | For | For | Mgmt |
1.5 | Elect Director Richard H. Lenny | For | For | Mgmt |
1.6 | Elect Director Thomas G. Maheras | For | For | Mgmt |
1.7 | Elect Director Michael H. Moskow | For | For | Mgmt |
1.8 | Elect Director David W. Nelms | For | For | Mgmt |
1.9 | Elect Director E. Follin Smith | For | For | Mgmt |
1.10 | Elect Director Mark A. Thierer | For | For | Mgmt |
1.11 | Elect Director Lawrence A. Weinbach | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
DISCOVERY COMMUNICATIONS, INC. | | | | |
| | | | |
Ticker: | DISCA | Security ID: | 25470F104 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 21, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul A. Gould | For | W/hold | Mgmt |
1.2 | Elect Director John S. Hendricks | For | W/hold | Mgmt |
1.3 | Elect Director M. LaVoy Robison | For | For | Mgmt |
|
| | | | |
2 | Ratify Auditors | For | For | Mgmt |
3 | Approve Omnibus Stock Plan | For | Against | Mgmt |
| | | | |
DOLLAR GENERAL CORPORATION | | | | |
| | | | |
Ticker: | DG | Security ID: | 256,677,105 | |
Meeting Date: MAY 29, 2013 | Meeting Type: Annual | | | |
Record Date: | March 21, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Raj Agrawal | For | For | Mgmt |
1.2 | Elect Director Warren F. Bryant | For | For | Mgmt |
1.3 | Elect Director Michael M. Calbert | For | For | Mgmt |
1.4 | Elect Director Sandra B. Cochran | For | For | Mgmt |
1.5 | Elect Director Richard W. Dreiling | For | For | Mgmt |
1.6 | Elect Director Patricia D. Fili-Krushel | For | For | Mgmt |
1.7 | Elect Director Adrian Jones | For | For | Mgmt |
1.8 | Elect Director William C. Rhodes, III | For | For | Mgmt |
1.9 | Elect Director David B. Rickard | For | For | Mgmt |
2 | Adopt Majority Voting for the Election | For | For | Mgmt |
| of Directors | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
DOLLAR TREE, INC. | | | | |
| | | | |
Ticker: | DLTR | Security ID: | 256,746,108 | |
Meeting Date: JUN 20, 2013 | Meeting Type: Annual | | | |
Record Date: | April 12, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Arnold S. Barron | For | For | Mgmt |
1.2 | Elect Director Macon F. Brock, Jr. | For | For | Mgmt |
1.3 | Elect Director Mary Anne Citrino | For | For | Mgmt |
1.4 | Elect Director H. Ray Compton | For | For | Mgmt |
1.5 | Elect Director Conrad M. Hall | For | For | Mgmt |
1.6 | Elect Director Lemuel E. Lewis | For | For | Mgmt |
1.7 | Elect Director J. Douglas Perry | For | For | Mgmt |
1.8 | Elect Director Bob Sasser | For | For | Mgmt |
|
| | | | |
1.9 | Elect Director Thomas A. Saunders, III | For | For | Mgmt |
1.10 | Elect Director Thomas E. Whiddon | For | For | Mgmt |
1.11 | Elect Director Carl P. Zeithaml | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Approve Deferred Compensation Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Increase Authorized Common Stock | For | For | Mgmt |
| | | | |
DOMINION RESOURCES, INC. | | | | |
| | | | |
Ticker: | D | Security ID: | 25746U109 | |
Meeting Date: MAY 03, 2013 | Meeting Type: Annual | | | |
Record Date: | February 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William P. Barr | For | For | Mgmt |
1.2 | Elect Director Peter W. Brown | For | For | Mgmt |
1.3 | Elect Director Helen E. Dragas | For | For | Mgmt |
1.4 | Elect Director James O. Ellis, Jr. | For | For | Mgmt |
1.5 | Elect Director Thomas F. Farrell, II | For | For | Mgmt |
1.6 | Elect Director John W. Harris | For | Against | Mgmt |
1.7 | Elect Director Robert S. Jepson, Jr. | For | For | Mgmt |
1.8 | Elect Director Mark J. Kington | For | For | Mgmt |
1.9 | Elect Director Pamela J. Royal | For | For | Mgmt |
1.10 | Elect Director Robert H. Spilman, Jr. | For | For | Mgmt |
1.11 | Elect Director Michael E. Szymanczyk | For | For | Mgmt |
1.12 | Elect Director David A. Wollard | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Provide Right to Call Special Meeting | For | For | Mgmt |
5 | Report on Coal Use from Mountaintop | Against | Against | Shldr |
| Removal Mining | | | |
6 | Include Sustainability as a | Against | Against | Shldr |
| Performance Measure for Senior | | | |
| Executive Compensation | | | |
7 | Minimize Pool Storage of Spent Nuclear | Against | Against | Shldr |
| Fuel | | | |
8 | Report on Financial Risks of Climate | Against | For | Shldr |
| Change | | | |
| | | | |
|
| | | | |
DOVER CORPORATION | | | | |
| | | | |
Ticker: | DOV | Security ID: | 260,003,108 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 6, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director David H. Benson | For | For | Mgmt |
1b | Elect Director Robert W. Cremin | For | For | Mgmt |
1c | Elect Director Jean-Pierre M. Ergas | For | For | Mgmt |
1d | Elect Director Peter T. Francis | For | For | Mgmt |
1e | Elect Director Kristiane C. Graham | For | For | Mgmt |
1f | Elect Director M.F. Johnston | For | For | Mgmt |
1g | Elect Director Robert A. Livingston | For | For | Mgmt |
1h | Elect Director Richard K. Lochridge | For | For | Mgmt |
1i | Elect Director Bernard G. Rethore | For | For | Mgmt |
1j | Elect Director Michael B. Stubbs | For | For | Mgmt |
1k | Elect Director Stephen M. Todd | For | For | Mgmt |
1l | Elect Director Stephen K. Wagner | For | For | Mgmt |
1m | Elect Director Mary A. Winston | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
| | | | |
DR PEPPER SNAPPLE GROUP, INC. | | | | |
| | | | |
Ticker: | DPS | Security ID: | 26138E109 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John L. Adams | For | For | Mgmt |
1.2 | Elect Director Ronald G. Rogers | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
|
| | | | |
| | | | |
DTE ENERGY COMPANY | | | | |
| | | | |
Ticker: | DTE | Security ID: | 233,331,107 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 7, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gerard M. Anderson | For | For | Mgmt |
1.2 | Elect Director David A. Brandon | For | For | Mgmt |
1.3 | Elect Director Charles G. McClure, Jr. | For | For | Mgmt |
1.4 | Elect Director Gail J. McGovern | For | For | Mgmt |
1.5 | Elect Director James B. Nicholson | For | For | Mgmt |
1.6 | Elect Director Charles W. Pryor, Jr. | For | For | Mgmt |
1.7 | Elect Director Ruth G. Shaw | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Political Contributions | Against | For | Shldr |
| | | | |
DUKE ENERGY CORPORATION | | | | |
| | | | |
Ticker: | DUK | Security ID: | 26441C204 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William Barnet, III | For | For | Mgmt |
1.2 | Elect Director G. Alex Bernhardt, Sr. | For | For | Mgmt |
1.3 | Elect Director Michael G. Browning | For | For | Mgmt |
1.4 | Elect Director Harris E. DeLoach, Jr. | For | For | Mgmt |
1.5 | Elect Director Daniel R. DiMicco | For | For | Mgmt |
1.6 | Elect Director John H. Forsgren | For | For | Mgmt |
1.7 | Elect Director Ann Maynard Gray | For | For | Mgmt |
1.8 | Elect Director James H. Hance, Jr. | For | For | Mgmt |
1.9 | Elect Director John T. Herron | For | For | Mgmt |
1.10 | Elect Director James B. Hyler, Jr. | For | For | Mgmt |
1.11 | Elect Director E. Marie McKee | For | For | Mgmt |
1.12 | Elect Director E. James Reinsch | For | For | Mgmt |
|
| | | | |
1.13 | Elect Director James T. Rhodes | For | For | Mgmt |
1.14 | Elect Director James E. Rogers | For | For | Mgmt |
1.15 | Elect Director Carlos A. Saladrigas | For | For | Mgmt |
1.16 | Elect Director Philip R. Sharp | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Provide Right to Act by Written Consent | Against | For | Shldr |
6 | Require a Majority Vote for the | Against | For | Shldr |
| Election of Directors | | | |
| | | | |
E*TRADE FINANCIAL CORPORATION | | | | |
| | | | |
Ticker: | ETFC | Security ID: | 269,246,401 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Paul T. Idzik | For | For | Mgmt |
1b | Elect Director Frederick W. Kanner | For | For | Mgmt |
1c | Elect Director James Lam | For | For | Mgmt |
1d | Elect Director Rodger A. Lawson | For | For | Mgmt |
1e | Elect Director Rebecca Saeger | For | For | Mgmt |
1f | Elect Director Joseph L. Sclafani | For | For | Mgmt |
1g | Elect Director Joseph M. Velli | For | For | Mgmt |
1h | Elect Director Donna L. Weaver | For | For | Mgmt |
1i | Elect Director Stephen H. Willard | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
E. I. DU PONT DE NEMOURS AND COMPANY | | | | |
| | | | |
Ticker: | DD | Security ID: | 263,534,109 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 27, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Lamberto Andreotti | For | For | Mgmt |
1b | Elect Director Richard H. Brown | For | For | Mgmt |
1c | Elect Director Robert A. Brown | For | For | Mgmt |
1d | Elect Director Bertrand P. Collomb | For | For | Mgmt |
1e | Elect Director Curtis J. Crawford | For | For | Mgmt |
1f | Elect Director Alexander M. Cutler | For | For | Mgmt |
1g | Elect Director Eleuthere I. Du Pont | For | For | Mgmt |
1h | Elect Director Marillyn A. Hewson | For | For | Mgmt |
1i | Elect Director Lois D. Juliber | For | For | Mgmt |
1j | Elect Director Ellen J. Kullman | For | For | Mgmt |
1k | Elect Director Lee M. Thomas | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require Independent Board Chairman | Against | For | Shldr |
5 | Report on Lobbying Payments and Policy | Against | For | Shldr |
6 | Report on Genetically Engineered Seed | Against | Against | Shldr |
7 | Report on Pay Disparity | Against | Against | Shldr |
| | | | |
EASTMAN CHEMICAL COMPANY | | | | |
| | | | |
Ticker: | EMN | Security ID: | 277,432,100 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gary E. Anderson | For | For | Mgmt |
1.2 | Elect Director Brett D. Begemann | For | For | Mgmt |
1.3 | Elect Director Stephen R. Demeritt | For | For | Mgmt |
1.4 | Elect Director Robert M. Hernandez | For | For | Mgmt |
1.5 | Elect Director Julie F. Holder | For | For | Mgmt |
1.6 | Elect Director Renee J. Hornbaker | For | For | Mgmt |
1.7 | Elect Director Lewis M. Kling | For | For | Mgmt |
1.8 | Elect Director David W. Raisbeck | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Provide Right to Act by Written Consent | Against | For | Shldr |
|
| | | | |
| | | | |
EATON CORPORATION | | | | |
| | | | |
Ticker: | ETN | Security ID: | 278,058,102 | |
Meeting Date: OCT 26, 2012 | Meeting Type: Special | | | |
Record Date: | September 13, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Mgmt |
2 | Approve Reduction of Capital of New | For | For | Mgmt |
| Eaton to Allow Creation of | | | |
| Distributable Reserves of New Eaton | | | |
| which are Required Under Irish Law to | | | |
| Allow New Eaton to Make Distributions | | | |
| and to Pay Dividends and Repurchase or | | | |
| Redeem Shares | | | |
3 | Advisory Vote on Golden Parachutes | For | Against | Mgmt |
4 | Adjourn Meeting | For | For | Mgmt |
| | | | |
EATON CORPORATION PLC | | | | |
| | | | |
Ticker: | ETN | Security ID: | G29183103 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director George S. Barrett | For | For | Mgmt |
1b | Elect Director Todd M. Bluedorn | For | For | Mgmt |
1c | Elect Director Christopher M. Connor | For | For | Mgmt |
1d | Elect Director Michael J. Critelli | For | For | Mgmt |
1e | Elect Director Alexander M. Cutler | For | For | Mgmt |
1f | Elect Director Charles E. Golden | For | For | Mgmt |
1g | Elect Director Linda A. Hill | For | For | Mgmt |
1h | Elect Director Arthur E. Johnson | For | For | Mgmt |
1i | Elect Director Ned C. Lautenbach | For | For | Mgmt |
1j | Elect Director Deborah L. McCoy | For | For | Mgmt |
1k | Elect Director Gregory R. Page | For | For | Mgmt |
1l | Elect Director Gerald B. Smith | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
|
| | | | |
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
6 | Approval of Overseas Market Purchases | For | For | Mgmt |
| of the Company Shares | | | |
7 | Approve the Price Range for the | For | For | Mgmt |
| Reissuance of Shares | | | |
| | | | |
EBAY INC. | | | | |
| | | | |
Ticker: | EBAY | Security ID: | 278,642,103 | |
Meeting Date: APR 18, 2013 | Meeting Type: Annual | | | |
Record Date: | March 13, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director David M. Moffett | For | For | Mgmt |
1b | Elect Director Richard T. Schlosberg, | For | For | Mgmt |
| III | | | |
1c | Elect Director Thomas J. Tierney | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Report on Lobbying Payments and Policy | Against | For | Shldr |
4 | Report on Privacy and Data Security | Against | Against | Shldr |
5 | Ratify Auditors | For | For | Mgmt |
| | | | |
ECOLAB INC. | | | | |
| | | | |
Ticker: | ECL | Security ID: | 278,865,100 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Douglas M. Baker, Jr. | For | For | Mgmt |
1.2 | Elect Director Barbara J. Beck | For | For | Mgmt |
1.3 | Elect Director Leslie S. Biller | For | For | Mgmt |
1.4 | Elect Director Stephen I. Chazen | For | For | Mgmt |
1.5 | Elect Director Jerry A. Grundhofer | For | For | Mgmt |
1.6 | Elect Director Arthur J. Higgins | For | For | Mgmt |
|
| | | | |
1.7 | Elect Director Joel W. Johnson | For | For | Mgmt |
1.8 | Elect Director Michael Larson | For | For | Mgmt |
1.9 | Elect Director Jerry W. Levin | For | For | Mgmt |
1.10 | Elect Director Robert L. Lumpkins | For | For | Mgmt |
1.11 | Elect Director Victoria J. Reich | For | For | Mgmt |
1.12 | Elect Director Mary M. VanDeWeghe | For | For | Mgmt |
1.13 | Elect Director John J. Zillmer | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Stock Retention/Holding Period | Against | For | Shldr |
6 | Require Consistency with Corporate | Against | Against | Shldr |
| Values and Report on Political | | | |
| Contributions | | | |
| | | | |
EDISON INTERNATIONAL | | | | |
| | | | |
Ticker: | EIX | Security ID: | 281,020,107 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jagjeet S. Bindra | For | For | Mgmt |
1.2 | Elect Director Vanessa C.L. Chang | For | For | Mgmt |
1.3 | Elect Director France A. Cordova | For | For | Mgmt |
1.4 | Elect Director Theodore F. Craver, Jr. | For | For | Mgmt |
1.5 | Elect Director Bradford M. Freeman | For | For | Mgmt |
1.6 | Elect Director Luis G. Nogales | For | For | Mgmt |
1.7 | Elect Director Ronald L. Olson | For | For | Mgmt |
1.8 | Elect Director Richard T. Schlosberg, | For | For | Mgmt |
| III | | | |
1.9 | Elect Director Thomas C. Sutton | For | For | Mgmt |
1.10 | Elect Director Peter J. Taylor | For | For | Mgmt |
1.11 | Elect Director Brett White | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
EDWARDS LIFESCIENCES CORPORATION | | | | |
|
| | | | |
| | | | |
Ticker: | EW | Security ID: | 28176E108 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert A. Ingram | For | For | Mgmt |
1.2 | Elect Director William J. Link | For | For | Mgmt |
1.3 | Elect Director Wesley W. von Schack | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Amend Nonqualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Ratify Auditors | For | For | Mgmt |
6 | Declassify the Board of Directors | For | For | Mgmt |
7 | Reduce Supermajority Vote Requirement | For | For | Mgmt |
8 | Amend Bylaws -- Call Special Meetings | Against | For | Shldr |
| | | | |
ELECTRONIC ARTS INC. | | | | |
| | | | |
Ticker: | EA | Security ID: | 285,512,109 | |
Meeting Date: JUL 26, 2012 | Meeting Type: Annual | | | |
Record Date: | June 4, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Leonard S. Coleman | For | For | Mgmt |
2 | Elect Director Jay C. Hoag | For | For | Mgmt |
3 | Elect Director Jeffrey T. Huber | For | For | Mgmt |
4 | Elect Director Geraldine B. Laybourne | For | For | Mgmt |
5 | Elect Director Gregory B. Maffei | For | Against | Mgmt |
6 | Elect Director Vivek Paul | For | For | Mgmt |
7 | Elect Director Lawrence F. Probst, III | For | For | Mgmt |
8 | Elect Director John S. Riccitiello | For | For | Mgmt |
9 | Elect Director Richard A. Simonson | For | For | Mgmt |
10 | Elect Director Luis A. Ubinas | For | For | Mgmt |
11 | Amend Omnibus Stock Plan | For | For | Mgmt |
12 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
13 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
14 | Ratify Auditors | For | For | Mgmt |
| | | | |
ELI LILLY AND COMPANY | | | | |
| | | | |
Ticker: | LLY | Security ID: | 532,457,108 | |
Meeting Date: MAY 06, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Ralph Alvarez | For | For | Mgmt |
2 | Elect Director Winfried Bischoff | For | For | Mgmt |
3 | Elect Director R. David Hoover | For | For | Mgmt |
4 | Elect Director Franklyn G. Prendergast | For | For | Mgmt |
5 | Elect Director Kathi P. Seifert | For | For | Mgmt |
6 | Ratify Auditors | For | For | Mgmt |
7 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
8 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
EMC CORPORATION | | | | |
| | | | |
Ticker: | EMC | Security ID: | 268,648,102 | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Michael W. Brown | For | For | Mgmt |
1b | Elect Director Randolph L. Cowen | For | For | Mgmt |
1c | Elect Director Gail Deegan | For | For | Mgmt |
1d | Elect Director James S. DiStasio | For | For | Mgmt |
1e | Elect Director John R. Egan | For | For | Mgmt |
1f | Elect Director Edmund F. Kelly | For | For | Mgmt |
1g | Elect Director Judith A. Miscik | For | For | Mgmt |
1h | Elect Director Windle B. Priem | For | For | Mgmt |
1i | Elect Director Paul Sagan | For | For | Mgmt |
1j | Elect Director David N. Strohm | For | For | Mgmt |
1k | Elect Director Joseph M. Tucci | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
|
| | | | |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Amend Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
6 | Provide Right to Act by Written Consent | For | For | Mgmt |
7 | Require Consistency with Corporate | Against | Against | Shldr |
| Values and Report on Political | | | |
| Contributions | | | |
| | | | |
EMERSON ELECTRIC CO. | | | | |
| | | | |
Ticker: | EMR | Security ID: | 291,011,104 | |
Meeting Date: FEB 05, 2013 | Meeting Type: Annual | | | |
Record Date: | November 27, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director C. A. H. Boersig | For | For | Mgmt |
1.2 | Elect Director J. B. Bolten | For | For | Mgmt |
1.3 | Elect Director M. S. Levatich | For | For | Mgmt |
1.4 | Elect Director R. L. Stephenson | For | For | Mgmt |
1.5 | Elect Director A.A. Busch, III | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Declassify the Board of Directors | For | For | Mgmt |
5 | Report on Sustainability | Against | For | Shldr |
| | | | |
ENSCO PLC | | | | |
| | | | |
Ticker: | ESV | Security ID: | G3157S106 | |
Meeting Date: MAY 20, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Re-elect Francis S. Kalman as Director | For | For | Mgmt |
2 | Re-elect Roxanne J. Decyk as Director | For | For | Mgmt |
3 | Re-elect Mary Francis CBE as Director | For | For | Mgmt |
4 | Reappoint KPMG LLP as Auditors of the | For | For | Mgmt |
| Company | | | |
|
| | | | |
5 | Reappoint KPMG Audit Plc as Auditors | For | For | Mgmt |
| of the Company | | | |
6 | Authorize Board to Fix Remuneration of | For | For | Mgmt |
| Auditors | | | |
7 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
8 | Advisory Vote to Approve Directors' | For | For | Mgmt |
| Remuneration Report | | | |
9 | Accept Auditors' and Directors' | For | For | Mgmt |
| Reports and Statutory Reports | | | |
10 | Amend Articles of Association | For | For | Mgmt |
| Declassifying the Board and Conversion | | | |
| of American Depositary Shares to Class | | | |
| A ordinary Shares | | | |
11 | Authorize Share Repurchase Program | For | For | Mgmt |
| | | | |
ENTERGY CORPORATION | | | | |
| | | | |
Ticker: | ETR | Security ID: | 29364G103 | |
Meeting Date: MAY 03, 2013 | Meeting Type: Annual | | | |
Record Date: | March 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Maureen Scannell Bateman | For | For | Mgmt |
1b | Elect Director L.P. Denault | For | For | Mgmt |
1c | Elect Director Gary W. Edwards | For | For | Mgmt |
1d | Elect Director Alexis M. Herman | For | For | Mgmt |
1e | Elect Director Donald C. Hintz | For | For | Mgmt |
1f | Elect Director Stuart L. Levenick | For | For | Mgmt |
1g | Elect Director Blanche L. Lincoln | For | For | Mgmt |
1h | Elect Director Stewart C. Myers | For | For | Mgmt |
1i | Elect Director W.J. Tauzin | For | For | Mgmt |
1j | Elect Director Steven V. Wilkinson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Lobbying Payments and Policy | Against | For | Shldr |
5 | Minimize Pool Storage of Spent Nuclear | Against | Against | Shldr |
| Fuel | | | |
| | | | |
EOG RESOURCES, INC. | | | | |
|
| | | | |
| | | | |
Ticker: | EOG | Security ID: | 26875P101 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Charles R. Crisp | For | For | Mgmt |
1b | Elect Director James C. Day | For | For | Mgmt |
1c | Elect Director Mark G. Papa | For | For | Mgmt |
1d | Elect Director H. Leighton Steward | For | For | Mgmt |
1e | Elect Director Donald F. Textor | For | For | Mgmt |
1f | Elect Director William R. Thomas | For | For | Mgmt |
1g | Elect Director Frank G. Wisner | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
EQT CORPORATION | | | | |
| | | | |
Ticker: | EQT | Security ID: | 26884L109 | |
Meeting Date: APR 17, 2013 | Meeting Type: Annual | | | |
Record Date: | February 14, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Vicky A. Bailey | For | For | Mgmt |
1.2 | Elect Director Kenneth M. Burke | For | For | Mgmt |
1.3 | Elect Director George L. Miles, Jr. | For | For | Mgmt |
1.4 | Elect Director Stephen A. Thorington | For | For | Mgmt |
2 | Declassify the Board of Directors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
5 | Report on Feasibility of Prohibiting | Against | Against | Shldr |
| Political Contributions | | | |
| | | | |
EQUIFAX INC. | | | | |
|
| | | | |
| | | | |
Ticker: | EFX | Security ID: | 294,429,105 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James E. Copeland, Jr. | For | For | Mgmt |
1b | Elect Director Robert D. Daleo | For | For | Mgmt |
1c | Elect Director Walter W. Driver, Jr. | For | For | Mgmt |
1d | Elect Director Mark L. Feidler | For | For | Mgmt |
1e | Elect Director L. Phillip Humann | For | For | Mgmt |
1f | Elect Director Siri S. Marshall | For | For | Mgmt |
1g | Elect Director John A. McKinley | For | For | Mgmt |
1h | Elect Director Richard F. Smith | For | For | Mgmt |
1i | Elect Director Mark B. Templeton | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
EQUITY RESIDENTIAL | | | | |
| | | | |
Ticker: | EQR | Security ID: | 29476L107 | |
Meeting Date: JUN 13, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John W. Alexander | For | For | Mgmt |
1.2 | Elect Director Charles L. Atwood | For | For | Mgmt |
1.3 | Elect Director Linda Walker Bynoe | For | For | Mgmt |
1.4 | Elect Director Mary Kay Haben | For | For | Mgmt |
1.5 | Elect Director Bradley A. Keywell | For | For | Mgmt |
1.6 | Elect Director John E. Neal | For | For | Mgmt |
1.7 | Elect Director David J. Neithercut | For | For | Mgmt |
1.8 | Elect Director Mark S. Shapiro | For | For | Mgmt |
1.9 | Elect Director Gerald A. Spector | For | For | Mgmt |
1.10 | Elect Director B. Joseph White | For | For | Mgmt |
1.11 | Elect Director Samuel Zell | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
|
| | | | |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Sustainability | Against | For | Shldr |
| | | | |
EXELON CORPORATION | | | | |
| | | | |
Ticker: | EXC | Security ID: | 30161N101 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Anthony K. Anderson | For | For | Mgmt |
1b | Elect Director Ann C. Berzin | For | For | Mgmt |
1c | Elect Director John A. Canning, Jr. | For | For | Mgmt |
1d | Elect Director Christopher M. Crane | For | For | Mgmt |
1e | Elect Director Yves C. de Balmann | For | For | Mgmt |
1f | Elect Director Nicholas DeBenedictis | For | For | Mgmt |
1g | Elect Director Nelson A. Diaz | For | For | Mgmt |
1h | Elect Director Sue L. Gin | For | For | Mgmt |
1i | Elect Director Paul L. Joskow | For | For | Mgmt |
1j | Elect Director Robert J. Lawless | For | For | Mgmt |
1k | Elect Director Richard W. Mies | For | For | Mgmt |
1l | Elect Director William C. Richardson | For | For | Mgmt |
1m | Elect Director Thomas J. Ridge | For | For | Mgmt |
1n | Elect Director John W. Rogers, Jr. | For | For | Mgmt |
1o | Elect Director Mayo A. Shattuck, III | For | For | Mgmt |
1p | Elect Director Stephen D. Steinour | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
| | | | |
EXPEDIA, INC. | | | | |
| | | | |
Ticker: | EXPE | Security ID: | 30212P303 | |
Meeting Date: JUN 18, 2013 | Meeting Type: Annual | | | |
Record Date: | April 19, 2013 | | | |
| | | | |
|
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George (Skip) Battle | For | For | Mgmt |
1.2 | Elect Director Pamela L. Coe | For | W/hold | Mgmt |
1.3 | Elect Director Barry Diller | For | W/hold | Mgmt |
1.4 | Elect Director Jonathan L. Dolgen | For | W/hold | Mgmt |
1.5 | Elect Director Craig A. Jacobson | For | W/hold | Mgmt |
1.6 | Elect Director Victor A. Kaufman | For | W/hold | Mgmt |
1.7 | Elect Director Peter M. Kern | For | W/hold | Mgmt |
1.8 | Elect Director Dara Khosrowshahi | For | W/hold | Mgmt |
1.9 | Elect Director John C. Malone | For | W/hold | Mgmt |
1.10 | Elect Director Jose A. Tazon | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | Against | Mgmt |
3 | Approve Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. | | | | |
| | | | |
Ticker: | EXPD | Security ID: | 302,130,109 | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
Record Date: | March 7, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Peter J. Rose | For | For | Mgmt |
2 | Elect Director Robert R. Wright | For | For | Mgmt |
3 | Elect Director Mark A. Emmert | For | For | Mgmt |
4 | Elect Director R. Jordan Gates | For | For | Mgmt |
5 | Elect Director Dan P. Kourkoumelis | For | For | Mgmt |
6 | Elect Director Michael J. Malone | For | For | Mgmt |
7 | Elect Director John W. Meisenbach | For | For | Mgmt |
8 | Elect Director Liane J. Pelletier | For | For | Mgmt |
9 | Elect Director James L.k. Wang | For | For | Mgmt |
10 | Elect Director Tay Yoshitani | For | For | Mgmt |
11 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
12 | Approve Stock Option Plan | For | For | Mgmt |
13 | Ratify Auditors | For | For | Mgmt |
14 | Stock Retention | Against | For | Shldr |
| | | | |
|
| | | | |
EXPRESS SCRIPTS HOLDING COMPANY | | | | |
| | | | |
Ticker: | ESRX | Security ID: | 30219G108 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Gary G. Benanav | For | For | Mgmt |
1b | Elect Director Maura C. Breen | For | For | Mgmt |
1c | Elect Director William J. DeLaney | For | For | Mgmt |
1d | Elect Director Nicholas J. LaHowchic | For | For | Mgmt |
1e | Elect Director Thomas P. Mac Mahon | For | For | Mgmt |
1f | Elect Director Frank Mergenthaler | For | For | Mgmt |
1g | Elect Director Woodrow A. Myers, Jr. | For | For | Mgmt |
1h | Elect Director John O. Parker, Jr. | For | For | Mgmt |
1i | Elect Director George Paz | For | For | Mgmt |
1j | Elect Director William L. Roper | For | For | Mgmt |
1k | Elect Director Samuel K. Skinner | For | For | Mgmt |
1l | Elect Director Seymour Sternberg | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
EXXON MOBIL CORPORATION | | | | |
| | | | |
Ticker: | XOM | Security ID: | 30231G102 | |
Meeting Date: MAY 29, 2013 | Meeting Type: Annual | | | |
Record Date: | April 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director M.J. Boskin | For | For | Mgmt |
1.2 | Elect Director P. Brabeck-Letmathe | For | For | Mgmt |
1.3 | Elect Director U.M. Burns | For | For | Mgmt |
1.4 | Elect Director L.R. Faulkner | For | For | Mgmt |
1.5 | Elect Director J.S. Fishman | For | For | Mgmt |
1.6 | Elect Director H.H. Fore | For | For | Mgmt |
1.7 | Elect Director K.C. Frazier | For | For | Mgmt |
1.8 | Elect Director W.W. George | For | For | Mgmt |
1.9 | Elect Director S.J. Palmisano | For | For | Mgmt |
1.10 | Elect Director S.S. Reinemund | For | For | Mgmt |
|
| | | | |
1.11 | Elect Director R.W. Tillerson | For | For | Mgmt |
1.12 | Elect Director W.C. Weldon | For | For | Mgmt |
1.13 | Elect Director E.E. Whitacre, Jr. | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require Independent Board Chairman | Against | For | Shldr |
5 | Require a Majority Vote for the | Against | For | Shldr |
| Election of Directors | | | |
6 | Limit Directors to a Maximum of Three | Against | Against | Shldr |
| Board Memberships in Companies with | | | |
| Sales over $500 Million Annually | | | |
7 | Report on Lobbying Payments and Policy | Against | For | Shldr |
8 | Study Feasibility of Prohibiting | Against | Against | Shldr |
| Political Contributions | | | |
9 | Adopt Sexual Orientation Anti-bias | Against | Against | Shldr |
| Policy | | | |
10 | Report on Mgmt of Hydraulic | Against | For | Shldr |
| Fracturing Risks and Opportunities | | | |
11 | Adopt Quantitative GHG Goals for | Against | For | Shldr |
| Products and Operations | | | |
| | | | |
F5 NETWORKS, INC. | | | | |
| | | | |
Ticker: | FFIV | Security ID: | 315,616,102 | |
Meeting Date: MAR 13, 2013 | Meeting Type: Annual | | | |
Record Date: | January 7, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Michael Dreyer | For | For | Mgmt |
1b | Elect Director Sandra Bergeron | For | For | Mgmt |
1c | Elect Director Deborah L. Bevier | For | For | Mgmt |
1d | Elect Director Alan J. Higginson | For | For | Mgmt |
1e | Elect Director John McAdam | For | For | Mgmt |
1f | Elect Director Stephen Smith | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
| | | | |
FAMILY DOLLAR STORES, INC. | | | | |
|
| | | | |
| | | | |
Ticker: | FDO | Security ID: | 307,000,109 | |
Meeting Date: JAN 17, 2013 | Meeting Type: Annual | | | |
Record Date: | November 23, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark R. Bernstein | For | For | Mgmt |
1.2 | Elect Director Pamela L. Davies | For | For | Mgmt |
1.3 | Elect Director Sharon Allred Decker | For | For | Mgmt |
1.4 | Elect Director Edward C. Dolby | For | For | Mgmt |
1.5 | Elect Director Glenn A. Eisenberg | For | For | Mgmt |
1.6 | Elect Director Edward P. Garden | For | For | Mgmt |
1.7 | Elect Director Howard R. Levine | For | For | Mgmt |
1.8 | Elect Director George R. Mahoney, Jr. | For | For | Mgmt |
1.9 | Elect Director James G. Martin | For | For | Mgmt |
1.10 | Elect Director Harvey Morgan | For | For | Mgmt |
1.11 | Elect Director Dale C. Pond | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Approve Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
4 | Ratify Auditors | For | For | Mgmt |
5 | Adopt ILO Based Code of Conduct | Against | Against | Shldr |
| | | | |
FASTENAL COMPANY | | | | |
| | | | |
Ticker: | FAST | Security ID: | 311,900,104 | |
Meeting Date: APR 16, 2013 | Meeting Type: Annual | | | |
Record Date: | February 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert A. Kierlin | For | For | Mgmt |
1b | Elect Director Stephen M. Slaggie | For | For | Mgmt |
1c | Elect Director Michael M. Gostomski | For | For | Mgmt |
1d | Elect Director Willard D. Oberton | For | For | Mgmt |
1e | Elect Director Michael J. Dolan | For | For | Mgmt |
1f | Elect Director Reyne K. Wisecup | For | For | Mgmt |
1g | Elect Director Hugh L. Miller | For | For | Mgmt |
1h | Elect Director Michael J. Ancius | For | For | Mgmt |
1i | Elect Director Scott A. Satterlee | For | For | Mgmt |
|
| | | | |
1j | Elect Director Rita J. Heise | For | For | Mgmt |
1k | Elect Director Darren R. Jackson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
FEDEX CORPORATION | | | | |
| | | | |
Ticker: | FDX | Security ID: | 31428X106 | |
Meeting Date: SEP 24, 2012 | Meeting Type: Annual | | | |
Record Date: | July 30, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James L. Barksdale | For | For | Mgmt |
1.2 | Elect Director John A. Edwardson | For | For | Mgmt |
1.3 | Elect Director Shirley Ann Jackson | For | For | Mgmt |
1.4 | Elect Director Steven R. Loranger | For | For | Mgmt |
1.5 | Elect Director Gary W. Loveman | For | For | Mgmt |
1.6 | Elect Director R. Brad Martin | For | For | Mgmt |
1.7 | Elect Director Joshua Cooper Ramo | For | For | Mgmt |
1.8 | Elect Director Susan C. Schwab | For | For | Mgmt |
1.9 | Elect Director Frederick W. Smith | For | For | Mgmt |
1.10 | Elect Director Joshua I. Smith | For | For | Mgmt |
1.11 | Elect Director David P. Steiner | For | For | Mgmt |
1.12 | Elect Director Paul S. Walsh | For | Against | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require Independent Board Chairman | Against | For | Shldr |
5 | Report on Political Contributions | Against | For | Shldr |
| | | | |
FIDELITY NATIONAL INFORMATION SERVICES, INC. | | | | |
| | | | |
Ticker: | FIS | Security ID: | 31620M106 | |
Meeting Date: MAY 29, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1a | Elect Director Stephan A. James | For | For | Mgmt |
1b | Elect Director Frank R. Martire | For | For | Mgmt |
1c | Elect Director Gary A. Norcross | For | For | Mgmt |
1d | Elect Director James B. Stallings, Jr. | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
FIFTH THIRD BANCORP | | | | |
| | | | |
Ticker: | FITB | Security ID: | 316,773,100 | |
Meeting Date: APR 16, 2013 | Meeting Type: Annual | | | |
Record Date: | February 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Darryl F. Allen | For | For | Mgmt |
1.2 | Elect Director B. Evan Bayh, III | For | For | Mgmt |
1.3 | Elect Director Ulysses L. Bridgeman, | For | For | Mgmt |
| Jr. | | | |
1.4 | Elect Director Emerson L. Brumback | For | For | Mgmt |
1.5 | Elect Director James P. Hackett | For | For | Mgmt |
1.6 | Elect Director Gary R. Heminger | For | For | Mgmt |
1.7 | Elect Director Jewell D. Hoover | For | For | Mgmt |
1.8 | Elect Director William M. Isaac | For | For | Mgmt |
1.9 | Elect Director Kevin T. Kabat | For | For | Mgmt |
1.10 | Elect Director Mitchel D. Livingston | For | For | Mgmt |
1.11 | Elect Director Michael B. McCallister | For | For | Mgmt |
1.12 | Elect Director Hendrik G. Meijer | For | For | Mgmt |
1.13 | Elect Director John J. Schiff, Jr. | For | For | Mgmt |
1.14 | Elect Director Marsha C. Williams | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Mgmt |
| | | | |
FIRST HORIZON NATIONAL CORPORATION | | | | |
| | | | |
Ticker: | FHN | Security ID: | 320,517,105 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
|
| | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert B. Carter | For | For | Mgmt |
1.2 | Elect Director John C. Compton | For | For | Mgmt |
1.3 | Elect Director Mark A. Emkes | For | For | Mgmt |
1.4 | Elect Director Corydon J. Gilchrist | For | For | Mgmt |
1.5 | Elect Director Vicky B. Gregg | For | For | Mgmt |
1.6 | Elect Director D. Bryan Jordan | For | For | Mgmt |
1.7 | Elect Director R. Brad Martin | For | For | Mgmt |
1.8 | Elect Director Scott M. Niswonger | For | For | Mgmt |
1.9 | Elect Director Vicki R. Palmer | For | For | Mgmt |
1.10 | Elect Director Colin V. Reed | For | For | Mgmt |
1.11 | Elect Director Luke Yancy, III | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
FIRST SOLAR, INC. | | | | |
| | | | |
Ticker: | FSLR | Security ID: | 336,433,107 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | April 2, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael J. Ahearn | For | For | Mgmt |
1.2 | Elect Director Richard D. Chapman | For | For | Mgmt |
1.3 | Elect Director George A. Hambro | For | For | Mgmt |
1.4 | Elect Director James A. Hughes | For | For | Mgmt |
1.5 | Elect Director Craig Kennedy | For | For | Mgmt |
1.6 | Elect Director James F. Nolan | For | For | Mgmt |
1.7 | Elect Director William J. Post | For | For | Mgmt |
1.8 | Elect Director J. Thomas Presby | For | For | Mgmt |
1.9 | Elect Director Paul H. Stebbins | For | For | Mgmt |
1.10 | Elect Director Michael Sweeney | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
4 | Require a Majority Vote for the | Against | For | Shldr |
| Election of Directors | | | |
| | | | |
|
| | | | |
FIRSTENERGY CORP. | | | | |
| | | | |
Ticker: | FE | Security ID: | 337,932,107 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul T. Addison | For | For | Mgmt |
1.2 | Elect Director Anthony J. Alexander | For | For | Mgmt |
1.3 | Elect Director Michael J. Anderson | For | For | Mgmt |
1.4 | Elect Director Carol A. Cartwright | For | For | Mgmt |
1.5 | Elect Director William T. Cottle | For | For | Mgmt |
1.6 | Elect Director Robert B. Heisler, Jr. | For | W/hold | Mgmt |
1.7 | Elect Director Julia L. Johnson | For | For | Mgmt |
1.8 | Elect Director Ted J. Kleisner | For | W/hold | Mgmt |
1.9 | Elect Director Donald T. Misheff | For | For | Mgmt |
1.10 | Elect Director Ernest J. Novak, Jr. | For | For | Mgmt |
1.11 | Elect Director Christopher D. Pappas | For | W/hold | Mgmt |
1.12 | Elect Director Catherine A. Rein | For | W/hold | Mgmt |
1.13 | Elect Director George M. Smart | For | For | Mgmt |
1.14 | Elect Director Wes M. Taylor | For | W/hold | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Reduce Supermajority Vote Requirement | For | For | Mgmt |
5 | Cease CEO Compensation Benchmarking | Against | Against | Shldr |
| Policy | | | |
6 | Submit SERP to Shldr Vote | Against | For | Shldr |
7 | Stock Retention/Holding Period | Against | For | Shldr |
8 | Require a Majority Vote for the | Against | For | Shldr |
| Election of Directors | | | |
9 | Provide Right to Act by Written Consent | Against | For | Shldr |
| | | | |
FISERV, INC. | | | | |
| | | | |
Ticker: | FISV | Security ID: | 337,738,108 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 26, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1.1 | Elect Director Christopher M. Flink | For | For | Mgmt |
1.2 | Elect Director Dennis F. Lynch | For | For | Mgmt |
1.3 | Elect Director Kim M. Robak | For | For | Mgmt |
1.4 | Elect Director Doyle R. Simons | For | For | Mgmt |
1.5 | Elect Director Thomas C. Wertheimer | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
5 | Stock Retention/Holding Period | Against | For | Shldr |
| | | | |
FLIR SYSTEMS, INC. | | | | |
| | | | |
Ticker: | FLIR | Security ID: | 302,445,101 | |
Meeting Date: APR 26, 2013 | Meeting Type: Annual | | | |
Record Date: | February 27, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John D. Carter | For | For | Mgmt |
1.2 | Elect Director Michael T. Smith | For | For | Mgmt |
1.3 | Elect Director John W. Wood, Jr. | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Declassify the Board of Directors | For | For | Mgmt |
4 | Adopt Majority Voting for Uncontested | For | For | Mgmt |
| Election of Directors | | | |
| | | | |
FLOWSERVE CORPORATION | | | | |
| | | | |
Ticker: | FLS | Security ID: | 34354P105 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gayla J. Delly | For | For | Mgmt |
1.2 | Elect Director Rick J. Mills | For | For | Mgmt |
1.3 | Elect Director Charles M. Rampacek | For | For | Mgmt |
1.4 | Elect Director William C. Rusnack | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
3 | Increase Authorized Common Stock | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Provide Right to Act by Written Consent | Against | For | Shldr |
| | | | |
FLUOR CORPORATION | | | | |
| | | | |
Ticker: | FLR | Security ID: | 343,412,102 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1A | Elect Director Peter K. Barker | For | Against | Mgmt |
1B | Elect Director Alan M. Bennett | For | For | Mgmt |
1C | Elect Director Rosemary T. Berkery | For | Against | Mgmt |
1D | Elect Director James T. Hackett | For | For | Mgmt |
1E | Elect Director Kent Kresa | For | For | Mgmt |
1F | Elect Director Dean R. O'Hare | For | For | Mgmt |
1G | Elect Director Armando J. Olivera | For | For | Mgmt |
1H | Elect Director David T. Seaton | For | For | Mgmt |
1I | Elect Director Nader H. Sultan | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
FMC CORPORATION | | | | |
| | | | |
Ticker: | FMC | Security ID: | 302,491,303 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | February 26, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pierre Brondeau | For | For | Mgmt |
1.2 | Elect Director Dirk A. Kempthorne | For | For | Mgmt |
1.3 | Elect Director Robert C. Pallash | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
|
| | | | |
| | | | |
FMC TECHNOLOGIES, INC. | | | | |
| | | | |
Ticker: | FTI | Security ID: | 30249U101 | |
Meeting Date: MAY 03, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Eleazar de Carvalho | For | For | Mgmt |
| Filho | | | |
1b | Elect Director Claire S. Farley | For | For | Mgmt |
1c | Elect Director Joseph H. Netherland | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
| | | | |
FORD MOTOR COMPANY | | | | |
| | | | |
Ticker: | F | Security ID: | 345,370,860 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 13, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen G. Butler | For | For | Mgmt |
1.2 | Elect Director Kimberly A. Casiano | For | For | Mgmt |
1.3 | Elect Director Anthony F. Earley, Jr. | For | For | Mgmt |
1.4 | Elect Director Edsel B. Ford II | For | For | Mgmt |
1.5 | Elect Director William Clay Ford, Jr. | For | For | Mgmt |
1.6 | Elect Director Richard A. Gephardt | For | For | Mgmt |
1.7 | Elect Director James H. Hance, Jr. | For | For | Mgmt |
1.8 | Elect Director William W. Helman IV | For | For | Mgmt |
1.9 | Elect Director Jon M. Huntsman, Jr. | For | For | Mgmt |
1.10 | Elect Director Richard A. Manoogian | For | Against | Mgmt |
1.11 | Elect Director Ellen R. Marram | For | For | Mgmt |
1.12 | Elect Director Alan Mulally | For | For | Mgmt |
1.13 | Elect Director Homer A. Neal | For | For | Mgmt |
1.14 | Elect Director Gerald L. Shaheen | For | For | Mgmt |
|
| | | | |
1.15 | Elect Director John L. Thornton | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Executive Incentive Bonus Plan | For | Against | Mgmt |
5 | Amend Omnibus Stock Plan | For | Against | Mgmt |
6 | Approval of Tax Benefits Preservation | For | For | Mgmt |
| Plan | | | |
7 | Approve Recapitalization Plan for all | Against | For | Shldr |
| Stock to Have One-vote per Share | | | |
8 | Amend Bylaws -- Call Special Meetings | Against | For | Shldr |
| | | | |
FOREST LABORATORIES, INC. | | | | |
| | | | |
Ticker: | FRX | Security ID: | 345,838,106 | |
Meeting Date: AUG 15, 2012 | Meeting Type: Proxy Contest | | | |
Record Date: | June 25, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
| Mgmt Proposals (White Card) | None | | |
1.1 | Elect Director Howard Solomon | For | Did Not Vote | Mgmt |
1.2 | Elect Director Nesli Basgoz | For | Did Not Vote | Mgmt |
1.3 | Elect Director Christopher J. Coughlin | For | Did Not Vote | Mgmt |
1.4 | Elect Director Dan L. Goldwasser | For | Did Not Vote | Mgmt |
1.5 | Elect Director Kenneth E. Goodman | For | Did Not Vote | Mgmt |
1.6 | Elect Director Gerald M. Lieberman | For | Did Not Vote | Mgmt |
1.7 | Elect Director Lawrence S. Olanoff | For | Did Not Vote | Mgmt |
1.8 | Elect Director Lester B. Salans | For | Did Not Vote | Mgmt |
1.9 | Elect Director Brenton L. Saunders | For | Did Not Vote | Mgmt |
1.10 | Elect Director Peter J. Zimetbaum | For | Did Not Vote | Mgmt |
2 | Advisory Vote to Ratify Named | For | Did Not Vote | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | Did Not Vote | Mgmt |
4 | Adopt Proxy Access Right | Against | Did Not Vote | Shldr |
5 | Repeal Any Bylaws Amendments | Against | Did Not Vote | Shldr |
| Implemented on or after June 18, 2012 | | | |
# | Proposal | Diss Rec | Vote Cast | Sponsor |
| Dissident Proxy (Gold Card) | None | | |
1.1 | Elect Director Eric J. Ende | For | W/hold | Shldr |
1.2 | Elect Director Pierre Legault | For | For | Shldr |
1.3 | Elect Director Andrew J. Fromkin | For | W/hold | Shldr |
1.4 | Elect Director Daniel A. Ninivaggi | For | For | Shldr |
1.5 | Mgmt Nominee - Howard Solomon | For | For | Shldr |
1.6 | Mgmt Nominee - Nesli Basgoz | For | For | Shldr |
|
| | | | |
1.7 | Mgmt Nominee - Christopher J. | For | For | Shldr |
| Coughlin | | | |
1.8 | Mgmt Nominee - Gerald M. | For | For | Shldr |
| Lieberman | | | |
1.9 | Mgmt Nominee - Brenton L. | For | For | Shldr |
| Saunders | | | |
1.10 | Mgmt Nominee - Peter J. Zimetbaum | For | For | Shldr |
2 | Advisory Vote to Ratify Named | Against | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Adopt Proxy Access Right | Abstain | Against | Shldr |
5 | Repeal Any Bylaws Amendments | For | For | Shldr |
| Implemented on or after June 18, 2012 | | | |
| | | | |
FOSSIL, INC. | | | | |
| | | | |
Ticker: | FOSL | Security ID: | 349,882,100 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Elaine Agather | For | For | Mgmt |
1.2 | Elect Director Jeffrey N. Boyer | For | For | Mgmt |
1.3 | Elect Director Kosta N. Kartsotis | For | For | Mgmt |
1.4 | Elect Director Diane L. Neal | For | For | Mgmt |
1.5 | Elect Director Thomas M. Nealon | For | For | Mgmt |
1.6 | Elect Director Mark D. Quick | For | For | Mgmt |
1.7 | Elect Director Elysia Holt Ragusa | For | For | Mgmt |
1.8 | Elect Director Jal S. Shroff | For | For | Mgmt |
1.9 | Elect Director James E. Skinner | For | For | Mgmt |
1.10 | Elect Director James M. Zimmerman | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Change Company Name to Fossil Group, | For | For | Mgmt |
| Inc. | | | |
5 | Report on Supply Chain Environmental | Against | For | Shldr |
| Mgmt | | | |
| | | | |
FRANKLIN RESOURCES, INC. | | | | |
|
| | | | |
| | | | |
Ticker: | BEN | Security ID: | 354,613,101 | |
Meeting Date: MAR 13, 2013 | Meeting Type: Annual | | | |
Record Date: | January 16, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Samuel H. Armacost | For | For | Mgmt |
1b | Elect Director Peter K. Barker | For | For | Mgmt |
1c | Elect Director Charles Crocker | For | For | Mgmt |
1d | Elect Director Charles B. Johnson | For | For | Mgmt |
1e | Elect Director Gregory E. Johnson | For | For | Mgmt |
1f | Elect Director Rupert H. Johnson, Jr. | For | For | Mgmt |
1g | Elect Director Mark C. Pigott | For | For | Mgmt |
1h | Elect Director Chutta Ratnathicam | For | For | Mgmt |
1i | Elect Director Laura Stein | For | For | Mgmt |
1j | Elect Director Anne M. Tatlock | For | For | Mgmt |
1k | Elect Director Geoffrey Y. Yang | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Institute Procedures to Prevent | Against | Against | Shldr |
| Investments in Companies that | | | |
| Contribute to Genocide or Crimes | | | |
| Against Humanity | | | |
| | | | |
FRONTIER COMMUNICATIONS CORPORATION | | | | |
| | | | |
Ticker: | FTR | Security ID: | 35906A108 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 12, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Leroy T. Barnes, Jr. | For | For | Mgmt |
1.2 | Elect Director Peter C.B. Bynoe | For | For | Mgmt |
1.3 | Elect Director Jeri B. Finard | For | For | Mgmt |
1.4 | Elect Director Edward Fraioli | For | For | Mgmt |
1.5 | Elect Director James S. Kahan | For | For | Mgmt |
1.6 | Elect Director Pamela D.A. Reeve | For | For | Mgmt |
1.7 | Elect Director Howard L. Schrott | For | For | Mgmt |
1.8 | Elect Director Larraine D. Segil | For | For | Mgmt |
1.9 | Elect Director Mark Shapiro | For | For | Mgmt |
1.10 | Elect Director Myron A. Wick, III | For | For | Mgmt |
|
| | | | |
1.11 | Elect Director Mary Agnes Wilderotter | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
5 | Require Independent Board Chairman | Against | For | Shldr |
6 | Ratify Auditors | For | For | Mgmt |
| | | | |
GAMESTOP CORP. | | | | |
| | | | |
Ticker: | GME | Security ID: | 36467W109 | |
Meeting Date: JUN 25, 2013 | Meeting Type: Annual | | | |
Record Date: | May 2, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director JeromeL. Davis | For | For | Mgmt |
1.2 | Elect Director R. Richard Fontaine | For | For | Mgmt |
1.3 | Elect Director Steven R. Koonin | For | For | Mgmt |
1.4 | Elect Director Stephanie M. Shern | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Declassify the Board of Directors | For | For | Mgmt |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
GANNETT CO., INC. | | | | |
| | | | |
Ticker: | GCI | Security ID: | 364,730,101 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director John E. Cody | For | For | Mgmt |
1b | Elect Director Howard D. Elias | For | For | Mgmt |
1c | Elect Director John Jeffry Louis | For | For | Mgmt |
1d | Elect Director Marjorie Magner | For | For | Mgmt |
1e | Elect Director Gracia C. Martore | For | For | Mgmt |
1f | Elect Director Scott K. McCune | For | For | Mgmt |
1g | Elect Director Duncan M. McFarland | For | For | Mgmt |
1h | Elect Director Susan Ness | For | For | Mgmt |
|
| | | | |
1i | Elect Director Neal Shapiro | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Double Trigger on Equity Plans | Against | For | Shldr |
| | | | |
GARMIN LTD. | | | | |
| | | | |
Ticker: | GRMN | Security ID: | H2906T109 | |
Meeting Date: JUN 07, 2013 | Meeting Type: Annual | | | |
Record Date: | April 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Consolidated Financial | For | For | Mgmt |
| Statements and Statutory Reports | | | |
2 | Accept Financial Statements and | For | For | Mgmt |
| Statutory Reports | | | |
3 | Approve Dividends | For | For | Mgmt |
4 | Approve Discharge of Board and Senior | For | For | Mgmt |
| Mgmt | | | |
5.1 | Elect Director Joseph J. Hartnett | For | For | Mgmt |
5.2 | Elect Director Thomas P. Poberezny | For | For | Mgmt |
6 | Amend Omnibus Stock Plan | For | For | Mgmt |
7 | Ratify Ernst and Young LLP as Auditors | For | For | Mgmt |
8 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
9 | Transact Other Business (Voting) | For | Against | Mgmt |
| | | | |
GENERAL DYNAMICS CORPORATION | | | | |
| | | | |
Ticker: | GD | Security ID: | 369,550,108 | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
Record Date: | March 7, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mary T. Barra | For | For | Mgmt |
1.2 | Elect Director Nicholas D. Chabraja | For | For | Mgmt |
1.3 | Elect Director James S. Crown | For | For | Mgmt |
|
| | | | |
1.4 | Elect Director William P. Fricks | For | For | Mgmt |
1.5 | Elect Director Paul G. Kaminski | For | For | Mgmt |
1.6 | Elect Director John M. Keane | For | For | Mgmt |
1.7 | Elect Director Lester L. Lyles | For | For | Mgmt |
1.8 | Elect Director Phebe N. Novakovic | For | For | Mgmt |
1.9 | Elect Director William A. Osborn | For | For | Mgmt |
1.10 | Elect Director Robert Walmsley | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Lobbying Payments and Policy | Against | For | Shldr |
5 | Review and Assess Human Rights Policy | Against | For | Shldr |
| | | | |
GENERAL ELECTRIC COMPANY | | | | |
| | | | |
Ticker: | GE | Security ID: | 369,604,103 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director W. Geoffrey Beattie | For | For | Mgmt |
2 | Elect Director John J. Brennan | For | For | Mgmt |
3 | Elect Director James I. Cash, Jr. | For | For | Mgmt |
4 | Elect Director Francisco D'Souza | For | For | Mgmt |
5 | Elect Director Marijn E. Dekkers | For | For | Mgmt |
6 | Elect Director Ann M. Fudge | For | For | Mgmt |
7 | Elect Director Susan Hockfield | For | For | Mgmt |
8 | Elect Director Jeffrey R. Immelt | For | For | Mgmt |
9 | Elect Director Andrea Jung | For | For | Mgmt |
10 | Elect Director Robert W. Lane | For | For | Mgmt |
11 | Elect Director Ralph S. Larsen | For | For | Mgmt |
12 | Elect Director Rochelle B. Lazarus | For | For | Mgmt |
13 | Elect Director James J. Mulva | For | For | Mgmt |
14 | Elect Director Mary L. Schapiro | For | For | Mgmt |
15 | Elect Director Robert J. Swieringa | For | For | Mgmt |
16 | Elect Director James S. Tisch | For | For | Mgmt |
17 | Elect Director Douglas A. Warner, III | For | For | Mgmt |
18 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
19 | Ratify Auditors | For | For | Mgmt |
20 | Cessation of All Stock Options and | Against | Against | Shldr |
| Bonuses | | | |
21 | Establish Term Limits for Directors | Against | Against | Shldr |
22 | Require Independent Board Chairman | Against | Against | Shldr |
|
| | | | |
23 | Provide Right to Act by Written Consent | Against | Against | Shldr |
24 | Stock Retention/Holding Period | Against | For | Shldr |
25 | Require More Director Nominations Than | Against | Against | Shldr |
| Open Seats | | | |
| | | | |
GENERAL MILLS, INC. | | | | |
| | | | |
Ticker: | GIS | Security ID: | 370,334,104 | |
Meeting Date: SEP 24, 2012 | Meeting Type: Annual | | | |
Record Date: | July 26, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Bradbury H. Anderson | For | For | Mgmt |
2 | Elect Director R. Kerry Clark | For | For | Mgmt |
3 | Elect Director Paul Danos | For | For | Mgmt |
4 | Elect Director William T. Esrey | For | For | Mgmt |
5 | Elect Director Raymond V. Gilmartin | For | For | Mgmt |
6 | Elect Director Judith Richards Hope | For | For | Mgmt |
7 | Elect Director Heidi G. Miller | For | For | Mgmt |
8 | Elect Director Hilda Ochoa-Brillembourg | For | For | Mgmt |
9 | Elect Director Steve Odland | For | For | Mgmt |
10 | Elect Director Kendall J. Powell | For | For | Mgmt |
11 | Elect Director Michael D. Rose | For | For | Mgmt |
12 | Elect Director Robert L. Ryan | For | For | Mgmt |
13 | Elect Director Dorothy A. Terrell | For | For | Mgmt |
14 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
15 | Ratify Auditors | For | For | Mgmt |
| | | | |
GENUINE PARTS COMPANY | | | | |
| | | | |
Ticker: | GPC | Security ID: | 372,460,105 | |
Meeting Date: APR 22, 2013 | Meeting Type: Annual | | | |
Record Date: | February 14, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mary B. Bullock | For | For | Mgmt |
1.2 | Elect Director Paul D. Donahue | For | For | Mgmt |
1.3 | Elect Director Jean Douville | For | For | Mgmt |
|
| | | | |
1.4 | Elect Director Thomas C. Gallagher | For | For | Mgmt |
1.5 | Elect Director George C. 'Jack' Guynn | For | For | Mgmt |
1.6 | Elect Director John R. Holder | For | For | Mgmt |
1.7 | Elect Director John D. Johns | For | For | Mgmt |
1.8 | Elect Director Michael M. E. Johns | For | For | Mgmt |
1.9 | Elect Director Robert C. 'Robin' | For | For | Mgmt |
| Loudermilk, Jr. | | | |
1.10 | Elect Director Wendy B. Needham | For | For | Mgmt |
1.11 | Elect Director Jerry W. Nix | For | For | Mgmt |
1.12 | Elect Director Gary W. Rollins | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
GENWORTH FINANCIAL, INC. | | | | |
| | | | |
Ticker: | GNW | Security ID: | 37247D106 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | April 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William H. Bolinder | For | For | Mgmt |
1.2 | Elect Director G. Kent Conrad | For | For | Mgmt |
1.3 | Elect Director Nancy J. Karch | For | For | Mgmt |
1.4 | Elect Director Thomas J. McInerney | For | For | Mgmt |
1.5 | Elect Director Christine B. Mead | For | For | Mgmt |
1.6 | Elect Director David M. Moffett | For | For | Mgmt |
1.7 | Elect Director Thomas E. Moloney | For | For | Mgmt |
1.8 | Elect Director James A. Parke | For | For | Mgmt |
1.9 | Elect Director James S. Riepe | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
GILEAD SCIENCES, INC. | | | | |
| | | | |
Ticker: | GILD | Security ID: | 375,558,103 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 13, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John F. Cogan | For | For | Mgmt |
1.2 | Elect Director Etienne F. Davignon | For | For | Mgmt |
1.3 | Elect Director Carla A. Hills | For | For | Mgmt |
1.4 | Elect Director Kevin E. Lofton | For | For | Mgmt |
1.5 | Elect Director John W. Madigan | For | For | Mgmt |
1.6 | Elect Director John C. Martin | For | For | Mgmt |
1.7 | Elect Director Nicholas G. Moore | For | For | Mgmt |
1.8 | Elect Director Richard J. Whitley | For | For | Mgmt |
1.9 | Elect Director Gayle E. Wilson | For | For | Mgmt |
1.10 | Elect Director Per Wold-Olsen | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Increase Authorized Common Stock | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
6 | Require Independent Board Chairman | Against | Against | Shldr |
7 | Provide Right to Act by Written Consent | Against | For | Shldr |
| | | | |
GOOGLE INC. | | | | |
| | | | |
Ticker: | GOOG | Security ID: | 38259P508 | |
Meeting Date: JUN 06, 2013 | Meeting Type: Annual | | | |
Record Date: | April 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Larry Page | For | For | Mgmt |
1.2 | Elect Director Sergey Brin | For | For | Mgmt |
1.3 | Elect Director Eric E. Schmidt | For | For | Mgmt |
1.4 | Elect Director L. John Doerr | For | For | Mgmt |
1.5 | Elect Director Diane B. Greene | For | For | Mgmt |
1.6 | Elect Director John L. Hennessy | For | For | Mgmt |
1.7 | Elect Director Ann Mather | For | For | Mgmt |
1.8 | Elect Director Paul S. Otellini | For | For | Mgmt |
1.9 | Elect Director K. Ram Shriram | For | For | Mgmt |
1.10 | Elect Director Shirley M. Tilghman | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Report on Reducing Lead Battery Health | Against | For | Shldr |
| Hazards | | | |
4 | Approve Recapitalization Plan for all | Against | For | Shldr |
| Stock to Have One-vote per Share | | | |
|
| | | | |
5 | Stock Retention/Holding Period | Against | For | Shldr |
6 | Adopt Policy on Succession Planning | Against | For | Shldr |
| | | | |
H&R BLOCK, INC. | | | | |
| | | | |
Ticker: | HRB | Security ID: | 93,671,105 | |
Meeting Date: SEP 13, 2012 | Meeting Type: Annual | | | |
Record Date: | July 12, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Paul J. Brown | For | For | Mgmt |
2 | Elect Director William C. Cobb | For | For | Mgmt |
3 | Elect Director Marvin R. Ellison | For | For | Mgmt |
4 | Elect Director Robert A. Gerard | For | For | Mgmt |
5 | Elect Director David Baker Lewis | For | For | Mgmt |
6 | Elect Director Victoria J. Reich | For | For | Mgmt |
7 | Elect Director Bruce C. Rohde | For | For | Mgmt |
8 | Elect Director Tom D. Seip | For | For | Mgmt |
9 | Elect Director Christianna Wood | For | For | Mgmt |
10 | Elect Director James F. Wright | For | For | Mgmt |
11 | Ratify Auditors | For | For | Mgmt |
12 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
13 | Approve Omnibus Stock Plan | For | For | Mgmt |
14 | Amend Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
15 | Proxy Access | Against | Against | Shldr |
| | | | |
H. J. HEINZ COMPANY | | | | |
| | | | |
Ticker: | HNZ | Security ID: | 423,074,103 | |
Meeting Date: AUG 28, 2012 | Meeting Type: Annual | | | |
Record Date: | June 19, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director W.R. Johnson | For | For | Mgmt |
2 | Elect Director C.E. Bunch | For | For | Mgmt |
3 | Elect Director L.S. Coleman, Jr. | For | For | Mgmt |
4 | Elect Director J.G. Drosdick | For | For | Mgmt |
|
| | | | |
5 | Elect Director E.E. Holiday | For | For | Mgmt |
6 | Elect Director C. Kendle | For | For | Mgmt |
7 | Elect Director D.R. O'Hare | For | For | Mgmt |
8 | Elect Director N. Peltz | For | For | Mgmt |
9 | Elect Director D.H. Reilley | For | For | Mgmt |
10 | Elect Director L.C. Swann | For | For | Mgmt |
11 | Elect Director T.J. Usher | For | For | Mgmt |
12 | Elect Director M.F. Weinstein | For | For | Mgmt |
13 | Ratify Auditors | For | For | Mgmt |
14 | Approve Omnibus Stock Plan | For | For | Mgmt |
15 | Amend Omnibus Stock Plan | For | For | Mgmt |
16 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
H. J. HEINZ COMPANY | | | | |
| | | | |
Ticker: | HNZ | Security ID: | 423,074,103 | |
Meeting Date: APR 30, 2013 | Meeting Type: Special | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Mgmt |
2 | Adjourn Meeting | For | For | Mgmt |
3 | Advisory Vote on Golden Parachutes | For | Against | Mgmt |
| | | | |
HALLIBURTON COMPANY | | | | |
| | | | |
Ticker: | HAL | Security ID: | 406,216,101 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan M. Bennett | For | For | Mgmt |
1.2 | Elect Director James R. Boyd | For | For | Mgmt |
1.3 | Elect Director Milton Carroll | For | For | Mgmt |
1.4 | Elect Director Nance K. Dicciani | For | For | Mgmt |
1.5 | Elect Director Murry S. Gerber | For | For | Mgmt |
1.6 | Elect Director Jose C. Grubisich | For | For | Mgmt |
1.7 | Elect Director Abdallah S. Jum'ah | For | For | Mgmt |
|
| | | | |
1.8 | Elect Director David J. Lesar | For | For | Mgmt |
1.9 | Elect Director Robert A. Malone | For | For | Mgmt |
1.10 | Elect Director J. Landis Martin | For | For | Mgmt |
1.11 | Elect Director Debra L. Reed | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Report on Human Rights Risk Assessment | Against | For | Shldr |
| Process | | | |
| | | | |
HARLEY-DAVIDSON, INC. | | | | |
| | | | |
Ticker: | HOG | Security ID: | 412,822,108 | |
Meeting Date: APR 27, 2013 | Meeting Type: Annual | | | |
Record Date: | February 27, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Barry K. Allen | For | For | Mgmt |
1.2 | Elect Director R. John Anderson | For | For | Mgmt |
1.3 | Elect Director Richard R. Beattie | For | For | Mgmt |
1.4 | Elect Director Martha F. Brooks | For | For | Mgmt |
1.5 | Elect Director Michael J. Cave | For | For | Mgmt |
1.6 | Elect Director George H. Contrades | For | For | Mgmt |
1.7 | Elect Director Donald A. James | For | For | Mgmt |
1.8 | Elect Director Sara L. Levinson | For | For | Mgmt |
1.9 | Elect Director N. Thomas Linebarger | For | For | Mgmt |
1.10 | Elect Director George L. Miles, Jr. | For | For | Mgmt |
1.11 | Elect Director James A. Norling | For | For | Mgmt |
1.12 | Elect Director Keith E. Wandell | For | For | Mgmt |
1.13 | Elect Director Jochen Zeitz | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED | | | | |
| | | | |
Ticker: | HAR | Security ID: | 413,086,109 | |
Meeting Date: DEC 05, 2012 | Meeting Type: Annual | | | |
Record Date: | October 8, 2012 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jiren Liu | For | For | Mgmt |
1b | Elect Director Edward H. Meyer | For | For | Mgmt |
1c | Elect Director Dinesh C. Paliwal | For | For | Mgmt |
1d | Elect Director Hellene S. Runtagh | For | For | Mgmt |
1e | Elect Director Frank Sklarsky | For | For | Mgmt |
1f | Elect Director Gary G. Steel | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
HARRIS CORPORATION | | | | |
| | | | |
Ticker: | HRS | Security ID: | 413,875,105 | |
Meeting Date: OCT 26, 2012 | Meeting Type: Annual | | | |
Record Date: | August 31, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.01 | Elect Director William M. Brown | For | For | Mgmt |
1.02 | Elect Director Peter W. Chiarelli | For | For | Mgmt |
1.03 | Elect Director Thomas A. Dattilo | For | For | Mgmt |
1.04 | Elect Director Terry D. Growcock | For | For | Mgmt |
1.05 | Elect Director Lewis Hay, III | For | For | Mgmt |
1.06 | Elect Director Karen Katen | For | For | Mgmt |
1.07 | Elect Director Stephen P. Kaufman | For | For | Mgmt |
1.08 | Elect Director Leslie F. Kenne | For | For | Mgmt |
1.09 | Elect Director David B. Rickard | For | For | Mgmt |
1.10 | Elect Director James C. Stoffel | For | For | Mgmt |
1.11 | Elect Director Gregory T. Swienton | For | For | Mgmt |
1.12 | Elect Director Hansel E. Tookes, II | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Provide Right to Call Special Meeting | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
HASBRO, INC. | | | | |
| | | | |
Ticker: | HAS | Security ID: | 418,056,107 | |
|
| | | | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 27, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Basil L. Anderson | For | For | Mgmt |
1.2 | Elect Director Alan R. Batkin | For | For | Mgmt |
1.3 | Elect Director Frank J. Biondi, Jr. | For | For | Mgmt |
1.4 | Elect Director Kenneth A. Bronfin | For | For | Mgmt |
1.5 | Elect Director John M. Connors, Jr. | For | For | Mgmt |
1.6 | Elect Director Michael W. O. Garrett | For | For | Mgmt |
1.7 | Elect Director Lisa Gersh | For | For | Mgmt |
1.8 | Elect Director Brian D. Goldner | For | For | Mgmt |
1.9 | Elect Director Jack M. Greenberg | For | For | Mgmt |
1.10 | Elect Director Alan G. Hassenfeld | For | For | Mgmt |
1.11 | Elect Director Tracy A. Leinbach | For | For | Mgmt |
1.12 | Elect Director Edward M. Philip | For | For | Mgmt |
1.13 | Elect Director Alfred J. Verrecchia | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Require Suppliers to Publish | Against | Against | Shldr |
| Sustainability Report | | | |
| | | | |
HCP, INC. | | | | |
| | | | |
Ticker: | HCP | Security ID: | 40414L109 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James F. Flaherty, III | For | For | Mgmt |
1b | Elect Director Christine N. Garvey | For | For | Mgmt |
1c | Elect Director David B. Henry | For | For | Mgmt |
1d | Elect Director Lauralee E. Martin | For | For | Mgmt |
1e | Elect Director Michael D. McKee | For | For | Mgmt |
1f | Elect Director Peter L. Rhein | For | For | Mgmt |
1g | Elect Director Kenneth B. Roath | For | For | Mgmt |
1h | Elect Director Joseph P. Sullivan | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
| | | | |
HEALTH CARE REIT, INC. | | | | |
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Ticker: | HCN | Security ID: | 42217K106 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William C. Ballard, Jr. | For | For | Mgmt |
1.2 | Elect Director George L. Chapman | For | For | Mgmt |
1.3 | Elect Director Thomas J. DeRosa | For | For | Mgmt |
1.4 | Elect Director Jeffrey H. Donahue | For | For | Mgmt |
1.5 | Elect Director Peter J. Grua | For | For | Mgmt |
1.6 | Elect Director Fred S. Klipsch | For | For | Mgmt |
1.7 | Elect Director Sharon M. Oster | For | For | Mgmt |
1.8 | Elect Director Jeffrey R. Otten | For | For | Mgmt |
1.9 | Elect Director Judith C. Pelham | For | For | Mgmt |
1.10 | Elect Director R. Scott Trumbull | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
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HELMERICH & PAYNE, INC. | | | | |
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Ticker: | HP | Security ID: | 423,452,101 | |
Meeting Date: MAR 06, 2013 | Meeting Type: Annual | | | |
Record Date: | January 10, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Hans Helmerich | For | For | Mgmt |
1.2 | Elect Director John W. Lindsay | For | For | Mgmt |
1.3 | Elect Director Paula Marshall | For | For | Mgmt |
1.4 | Elect Director Randy A. Foutch | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require a Majority Vote for the | None | For | Shldr |
| Election of Directors | | | |
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HESS CORPORATION | | | | |
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Ticker: | HES | Security ID: | 42809H107 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Proxy Contest | | | |
Record Date: | April 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
| Mgmt Proxy (White Card) | None | | |
1.1 | Elect Director J. Krenicki | For | Did Not Vote | Mgmt |
1.2 | Elect Director K. Meyers | For | Did Not Vote | Mgmt |
1.3 | Elect Director Fredric G. Reynolds | For | Did Not Vote | Mgmt |
1.4 | Elect Director William G. Schrader | For | Did Not Vote | Mgmt |
1.5 | Director Mark Williams | For | Did Not Vote | Mgmt |
2 | Ratify Auditors | For | Did Not Vote | Mgmt |
3 | Advisory Vote to Ratify Named | For | Did Not Vote | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | Did Not Vote | Mgmt |
5 | Require Independent Board Chairman | Against | Did Not Vote | Shldr |
6 | Reduce Supermajority Vote Requirement | Against | Did Not Vote | Shldr |
7 | Report on Political Contributions | Against | Did Not Vote | Shldr |
8 | Repeal Any Bylaws Amendments Adopted | Against | Did Not Vote | Shldr |
| subsequent to February 2, 2011 | | | |
# | Proposal | Diss Rec | Vote Cast | Sponsor |
| Dissident Proxy (Green Card) | None | | |
1.1 | Elect Director Rodney F. Chase | For | For | Shldr |
1.2 | Elect Director Harvey Golub | For | For | Shldr |
1.3 | Elect Director Karl F. Kurz | For | For | Shldr |
1.4 | Elect Director David McManus | For | For | Shldr |
1.5 | Elect Director Marshall D. Smith | For | For | Shldr |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | Against | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
5 | Require Independent Board Chairman | For | For | Shldr |
6 | Reduce Supermajority Vote Requirement | For | For | Shldr |
7 | Report on Political Contributions | For | For | Shldr |
8 | Repeal Any Bylaws Amendments Adopted | For | For | Shldr |
| subsequent to February 2, 2011 | | | |
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HEWLETT-PACKARD COMPANY | | | | |
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Ticker: | HPQ | Security ID: | 428,236,103 | |
Meeting Date: MAR 20, 2013 | Meeting Type: Annual | | | |
Record Date: | January 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Marc L. Andreessen | For | For | Mgmt |
1.2 | Elect Director Shumeet Banerji | For | For | Mgmt |
1.3 | Elect Director Rajiv L. Gupta | For | For | Mgmt |
1.4 | Elect Director John H. Hammergren | For | Against | Mgmt |
1.5 | Elect Director Raymond J. Lane | For | Against | Mgmt |
1.6 | Elect Director Ann M. Livermore | For | For | Mgmt |
1.7 | Elect Director Gary M. Reiner | For | For | Mgmt |
1.8 | Elect Director Patricia F. Russo | For | For | Mgmt |
1.9 | Elect Director G. Kennedy Thompson | For | Against | Mgmt |
1.10 | Elect Director Margaret C. Whitman | For | For | Mgmt |
1.11 | Elect Director Ralph V. Whitworth | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Provide Proxy Access Right | For | For | Mgmt |
5 | Amend Omnibus Stock Plan | For | For | Mgmt |
6 | Establish Environmental/Social Issue | Against | Against | Shldr |
| Board Committee | | | |
7 | Amend Human Rights Policies | Against | Against | Shldr |
8 | Stock Retention/Holding Period | Against | For | Shldr |
| | | | |
HONEYWELL INTERNATIONAL INC. | | | | |
| | | | |
Ticker: | HON | Security ID: | 438,516,106 | |
Meeting Date: APR 22, 2013 | Meeting Type: Annual | | | |
Record Date: | February 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1A | Elect Director Gordon M. Bethune | For | For | Mgmt |
1B | Elect Director Kevin Burke | For | For | Mgmt |
1C | Elect Director Jaime Chico Pardo | For | For | Mgmt |
1D | Elect Director David M. Cote | For | For | Mgmt |
1E | Elect Director D. Scott Davis | For | For | Mgmt |
1F | Elect Director Linnet F. Deily | For | For | Mgmt |
|
| | | | |
1G | Elect Director Judd Gregg | For | For | Mgmt |
1H | Elect Director Clive Hollick | For | For | Mgmt |
1I | Elect Director Grace D. Lieblein | For | For | Mgmt |
1J | Elect Director George Paz | For | For | Mgmt |
1K | Elect Director Bradley T. Sheares | For | For | Mgmt |
1L | Elect Director Robin L. Washington | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require Independent Board Chairman | Against | For | Shldr |
5 | Provide Right to Act by Written Consent | Against | For | Shldr |
6 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
| | | | |
HORMEL FOODS CORPORATION | | | | |
| | | | |
Ticker: | HRL | Security ID: | 440,452,100 | |
Meeting Date: JAN 29, 2013 | Meeting Type: Annual | | | |
Record Date: | November 30, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Terrell K. Crews | For | For | Mgmt |
1.2 | Elect Director Jeffrey M. Ettinger | For | For | Mgmt |
1.3 | Elect Director Jody H. Feragen | For | For | Mgmt |
1.4 | Elect Director Glenn S. Forbes | For | For | Mgmt |
1.5 | Elect Director Stephen M. Lacy | For | For | Mgmt |
1.6 | Elect Director Susan I. Marvin | For | For | Mgmt |
1.7 | Elect Director John L. Morrison | For | For | Mgmt |
1.8 | Elect Director Elsa A. Murano | For | W/hold | Mgmt |
1.9 | Elect Director Robert C. Nakasone | For | For | Mgmt |
1.10 | Elect Director Susan K. Nestegard | For | For | Mgmt |
1.11 | Elect Director Dakota A. Pippins | For | For | Mgmt |
1.12 | Elect Director Christopher J. | For | For | Mgmt |
| Policinski | | | |
2 | Ratify Auditors | For | For | Mgmt |
3 | Approve Incentive Bonus Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
HOSPIRA, INC. | | | | |
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Ticker: | HSP | Security ID: | 441,060,100 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Connie R. Curran | For | For | Mgmt |
1b | Elect Director William G. Dempsey | For | For | Mgmt |
1c | Elect Director Dennis M. Fenton | For | For | Mgmt |
1d | Elect Director Heino von Prondzynski | For | For | Mgmt |
1e | Elect Director Mark F. Wheeler | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Provide Right to Act by Written Consent | Against | For | Shldr |
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HOST HOTELS & RESORTS, INC. | | | | |
| | | | |
Ticker: | HST | Security ID: | 44107P104 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Sheila C. Bair | For | For | Mgmt |
1.2 | Elect Director Robert M. Baylis | For | For | Mgmt |
1.3 | Elect Director Terence C. Golden | For | For | Mgmt |
1.4 | Elect Director Ann M. Korologos | For | For | Mgmt |
1.5 | Elect Director Richard E. Marriott | For | For | Mgmt |
1.6 | Elect Director John B. Morse, Jr. | For | For | Mgmt |
1.7 | Elect Director Walter C. Rakowich | For | For | Mgmt |
1.8 | Elect Director Gordon H. Smith | For | For | Mgmt |
1.9 | Elect Director W. Edward Walter | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
HUDSON CITY BANCORP, INC. | | | | |
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Ticker: | HCBK | Security ID: | 443,683,107 | |
Meeting Date: APR 18, 2013 | Meeting Type: Special | | | |
|
| | | | |
Record Date: | February 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Mgmt |
2 | Advisory Vote on Golden Parachutes | For | Against | Mgmt |
3 | Adjourn Meeting | For | For | Mgmt |
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HUMANA INC. | | | | |
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Ticker: | HUM | Security ID: | 444,859,102 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Bruce D. Broussard | For | For | Mgmt |
1b | Elect Director Frank A. D'Amelio | For | For | Mgmt |
1c | Elect Director W. Roy Dunbar | For | For | Mgmt |
1d | Elect Director Kurt J. Hilzinger | For | For | Mgmt |
1e | Elect Director David A. Jones, Jr. | For | For | Mgmt |
1f | Elect Director Michael B. McCallister | For | For | Mgmt |
1g | Elect Director William J. McDonald | For | For | Mgmt |
1h | Elect Director William E. Mitchell | For | For | Mgmt |
1i | Elect Director David B. Nash | For | For | Mgmt |
1j | Elect Director James J. O'Brien | For | For | Mgmt |
1k | Elect Director Marissa T. Peterson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Political Contributions | Against | For | Shldr |
| | | | |
HUNTINGTON BANCSHARES INCORPORATED | | | | |
| | | | |
Ticker: | HBAN | Security ID: | 446,150,104 | |
Meeting Date: APR 18, 2013 | Meeting Type: Annual | | | |
Record Date: | February 20, 2013 | | | |
| | | | |
|
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Don M. Casto, III | For | For | Mgmt |
1.2 | Elect Director Ann 'Tanny' B. Crane | For | For | Mgmt |
1.3 | Elect Director Steven G. Elliott | For | For | Mgmt |
1.4 | Elect Director Michael J. Endres | For | For | Mgmt |
1.5 | Elect Director John B. Gerlach, Jr. | For | For | Mgmt |
1.6 | Elect Director Peter J. Kight | For | For | Mgmt |
1.7 | Elect Director Jonathan A. Levy | For | For | Mgmt |
1.8 | Elect Director Richard W. Neu | For | For | Mgmt |
1.9 | Elect Director David L. Porteous | For | For | Mgmt |
1.10 | Elect Director Kathleen H. Ransier | For | For | Mgmt |
1.11 | Elect Director Stephen D. Steinour | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
ILLINOIS TOOL WORKS INC. | | | | |
| | | | |
Ticker: | ITW | Security ID: | 452,308,109 | |
Meeting Date: MAY 03, 2013 | Meeting Type: Annual | | | |
Record Date: | March 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Daniel J. Brutto | For | For | Mgmt |
1b | Elect Director Susan Crown | For | For | Mgmt |
1c | Elect Director Don H. Davis, Jr. | For | For | Mgmt |
1d | Elect Director James W. Griffith | For | For | Mgmt |
1e | Elect Director Robert C. McCormack | For | For | Mgmt |
1f | Elect Director Robert S. Morrison | For | For | Mgmt |
1g | Elect Director E. Scott Santi | For | For | Mgmt |
1h | Elect Director James A. Skinner | For | For | Mgmt |
1i | Elect Director David B. Smith, Jr. | For | For | Mgmt |
1j | Elect Director Pamela B. Strobel | For | For | Mgmt |
1k | Elect Director Kevin M. Warren | For | For | Mgmt |
1l | Elect Director Anre D. Williams | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
| | | | |
INGERSOLL-RAND PLC | | | | |
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| | | | |
Ticker: | IR | Security ID: | G47791101 | |
Meeting Date: JUN 06, 2013 | Meeting Type: Annual | | | |
Record Date: | April 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Ann C. Berzin | For | For | Mgmt |
1b | Elect Director John Bruton | For | For | Mgmt |
1c | Elect Director Jared L. Cohon | For | For | Mgmt |
1d | Elect Director Gary D. Forsee | For | For | Mgmt |
1e | Elect Director Edward E. Hagenlocker | For | For | Mgmt |
1f | Elect Director Constance J. Horner | For | For | Mgmt |
1g | Elect Director Michael W. Lamach | For | For | Mgmt |
1h | Elect Director Theodore E. Martin | For | For | Mgmt |
1i | Elect Director Nelson Peltz | For | For | Mgmt |
1j | Elect Director John P. Surma | For | Against | Mgmt |
1k | Elect Director Richard J. Swift | For | For | Mgmt |
1l | Elect Director Tony L. White | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Approve Auditors and Authorize Board | For | For | Mgmt |
| to Fix Their Remuneration | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
5 | Amend the Company's Articles of | For | For | Mgmt |
| Association to Give the Board of | | | |
| Directors Authority to Declare | | | |
| Non-Cash Dividends | | | |
6 | Capital Reduction and Creation of | For | For | Mgmt |
| Distributable Reserves | | | |
7 | Amend the Company's Articles of | For | For | Mgmt |
| Association to Expand the Authority to | | | |
| Execute Instruments of Transfer | | | |
8 | Amend the Company's Articles of | For | For | Mgmt |
| Association to Provide for Escheatment | | | |
| in Accordance with U.S. Laws | | | |
| | | | |
INTEGRYS ENERGY GROUP, INC. | | | | |
| | | | |
Ticker: | TEG | Security ID: | 45822P105 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 12, 2013 | | | |
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| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William J. Brodsky | For | For | Mgmt |
1.2 | Elect Director Albert J. Budney, Jr. | For | For | Mgmt |
1.3 | Elect Director Ellen Carnahan | For | For | Mgmt |
1.4 | Elect Director Michelle L. Collins | For | For | Mgmt |
1.5 | Elect Director Kathryn M. | For | For | Mgmt |
| Hasselblad-Pascale | | | |
1.6 | Elect Director John W. Higgins | For | For | Mgmt |
1.7 | Elect Director Paul W. Jones | For | For | Mgmt |
1.8 | Elect Director Holly Keller Koeppel | For | For | Mgmt |
1.9 | Elect Director Michael E. Lavin | For | For | Mgmt |
1.10 | Elect Director William F. Protz, Jr. | For | For | Mgmt |
1.11 | Elect Director Charles A. Schrock | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
INTEL CORPORATION | | | | |
| | | | |
Ticker: | INTC | Security ID: | 458,140,100 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Charlene Barshefsky | For | For | Mgmt |
1b | Elect Director Andy D. Bryant | For | For | Mgmt |
1c | Elect Director Susan L. Decker | For | For | Mgmt |
1d | Elect Director John J. Donahoe | For | For | Mgmt |
1e | Elect Director Reed E. Hundt | For | For | Mgmt |
1f | Elect Director James D. Plummer | For | For | Mgmt |
1g | Elect Director David S. Pottruck | For | For | Mgmt |
1h | Elect Director Frank D. Yeary | For | For | Mgmt |
1i | Elect Director David B. Yoffie | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Stock Retention/Holding Period | Against | For | Shldr |
| | | | |
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INTERCONTINENTALEXCHANGE, INC. | | | | |
| | | | |
Ticker: | ICE | Security ID: | 45865V100 | |
Meeting Date: MAY 17, 2013 | Meeting Type: Annual | | | |
Record Date: | March 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Charles R. Crisp | For | For | Mgmt |
1b | Elect Director Jean-Marc Forneri | For | For | Mgmt |
1c | Elect Director Judd A. Gregg | For | For | Mgmt |
1d | Elect Director Fred W. Hatfield | For | For | Mgmt |
1e | Elect Director Terrence F. Martell | For | For | Mgmt |
1f | Elect Director Callum McCarthy | For | For | Mgmt |
1g | Elect Director Robert Reid | For | For | Mgmt |
1h | Elect Director Frederic V. Salerno | For | For | Mgmt |
1i | Elect Director Jeffrey C. Sprecher | For | For | Mgmt |
1j | Elect Director Judith A. Sprieser | For | For | Mgmt |
1k | Elect Director Vincent Tese | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
4 | Approve Non-Employee Director Stock | For | For | Mgmt |
| Option Plan | | | |
5 | Ratify Auditors | For | For | Mgmt |
| | | | |
INTERCONTINENTALEXCHANGE, INC. | | | | |
| | | | |
Ticker: | ICE | Security ID: | 45865V100 | |
Meeting Date: JUN 03, 2013 | Meeting Type: Special | | | |
Record Date: | April 26, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Mgmt |
2A | Increase Authorized Preferred and | For | For | Mgmt |
| Common Stock | | | |
2B | Approve Stock Ownership Limitations | For | For | Mgmt |
2C | Provisions Related to Disqualification | For | For | Mgmt |
| of Officers and Directors and Certain | | | |
| Powers of the Board of Directors | | | |
|
| | | | |
2D | Provisions Related to Considerations | For | For | Mgmt |
| of the Board of Directors | | | |
2E | Amend ICE Group Certificate of | For | For | Mgmt |
| Incorporation | | | |
3 | Adjourn Meeting | For | For | Mgmt |
| | | | |
INTERNATIONAL BUSINESS MACHINES CORPORATION | | | | |
| | | | |
Ticker: | IBM | Security ID: | 459,200,101 | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alain J.P. Belda | For | For | Mgmt |
1.2 | Elect Director William R. Brody | For | For | Mgmt |
1.3 | Elect Director Kenneth I. Chenault | For | For | Mgmt |
1.4 | Elect Director Michael L. Eskew | For | For | Mgmt |
1.5 | Elect Director David N. Farr | For | For | Mgmt |
1.6 | Elect Director Shirley Ann Jackson | For | For | Mgmt |
1.7 | Elect Director Andrew N. Liveris | For | For | Mgmt |
1.8 | Elect Director W. James McNerney, Jr. | For | For | Mgmt |
1.9 | Elect Director James W. Owens | For | For | Mgmt |
1.10 | Elect Director Virginia M. Rometty | For | For | Mgmt |
1.11 | Elect Director Joan E. Spero | For | For | Mgmt |
1.12 | Elect Director Sidney Taurel | For | For | Mgmt |
1.13 | Elect Director Lorenzo H. Zambrano | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Lobbying Payments and Policy | Against | For | Shldr |
5 | Provide Right to Act by Written Consent | Against | For | Shldr |
6 | Require Independent Board Chairman | Against | For | Shldr |
7 | Stock Retention/Holding Period | Against | For | Shldr |
| | | | |
INTERNATIONAL FLAVORS & FRAGRANCES INC. | | | | |
| | | | |
Ticker: | IFF | Security ID: | 459,506,101 | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Marcello V. Bottoli | For | For | Mgmt |
1b | Elect Director Linda B. Buck | For | For | Mgmt |
1c | Elect Director J. Michael Cook | For | For | Mgmt |
1d | Elect Director Roger W. Ferguson, Jr. | For | For | Mgmt |
1e | Elect Director Andreas Fibig | For | For | Mgmt |
1f | Elect Director Christina Gold | For | For | Mgmt |
1g | Elect Director Alexandra A. Herzan | For | For | Mgmt |
1h | Elect Director Henry W. Howell, Jr. | For | For | Mgmt |
1i | Elect Director Katherine M. Hudson | For | For | Mgmt |
1j | Elect Director Arthur C. Martinez | For | For | Mgmt |
1k | Elect Director Dale F. Morrison | For | For | Mgmt |
1l | Elect Director Douglas D. Tough | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
INTERNATIONAL GAME TECHNOLOGY | | | | |
| | | | |
Ticker: | IGT | Security ID: | 459,902,102 | |
Meeting Date: MAR 05, 2013 | Meeting Type: Proxy Contest | | | |
Record Date: | January 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
| Mgmt Proxy (White Card) | None | | |
1.1 | Elect Director Paget L. Alves | For | Did Not Vote | Mgmt |
1.2 | Elect Director Janice Chaffin | For | Did Not Vote | Mgmt |
1.3 | Elect Director Greg Creed | For | Did Not Vote | Mgmt |
1.4 | Elect Director Patti S. Hart | For | Did Not Vote | Mgmt |
1.5 | Elect Director Robert J. Miller | For | Did Not Vote | Mgmt |
1.6 | Elect Director David E. Roberson | For | Did Not Vote | Mgmt |
1.7 | Elect Director Vincent L. Sadusky | For | Did Not Vote | Mgmt |
1.8 | Elect Director Philip G. Satre | For | Did Not Vote | Mgmt |
2 | Amend Omnibus Stock Plan | For | Did Not Vote | Mgmt |
3 | Advisory Vote to Ratify Named | For | Did Not Vote | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | Did Not Vote | Mgmt |
# | Proposal | Diss Rec | Vote Cast | Sponsor |
| Dissident Proxy (Gold Card) | None | | |
1.1 | Elect Director Raymond J. Brooks, Jr. | For | W/hold | Shldr |
1.2 | Elect Director Charles N. Mathewson | For | W/hold | Shldr |
|
| | | | |
1.3 | Elect Director Daniel B. Silvers | For | For | Shldr |
1.4 | Mgmt Nominee - Janice Chaffin | For | For | Shldr |
1.5 | Mgmt Nominee - Greg Creed | For | For | Shldr |
1.6 | Mgmt Nominee - Patti S. Hart | For | For | Shldr |
1.7 | Mgmt Nominee - Robert J. Miller | For | For | Shldr |
1.8 | Mgmt Nominee - Philip G. Satre | For | For | Shldr |
2 | Amend Omnibus Stock Plan | None | For | Mgmt |
3 | Advisory Vote to Ratify Named | None | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | None | For | Mgmt |
| | | | |
INTERNATIONAL PAPER COMPANY | | | | |
| | | | |
Ticker: | IP | Security ID: | 460,146,103 | |
Meeting Date: MAY 13, 2013 | Meeting Type: Annual | | | |
Record Date: | March 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director David J. Bronczek | For | For | Mgmt |
1b | Elect Director Ahmet C. Dorduncu | For | For | Mgmt |
1c | Elect Director John V. Faraci | For | For | Mgmt |
1d | Elect Director Ilene S. Gordon | For | For | Mgmt |
1e | Elect Director Stacey J. Mobley | For | For | Mgmt |
1f | Elect Director Joan E. Spero | For | For | Mgmt |
1g | Elect Director John L. Townsend, III | For | For | Mgmt |
1h | Elect Director John F. Turner | For | For | Mgmt |
1i | Elect Director William G. Walter | For | For | Mgmt |
1j | Elect Director J. Steven Whisler | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Provide Right to Act by Written Consent | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Pro-rata Vesting of Equity Plans | Against | For | Shldr |
| | | | |
INTUIT INC. | | | | |
| | | | |
Ticker: | INTU | Security ID: | 461,202,103 | |
Meeting Date: JAN 17, 2013 | Meeting Type: Annual | | | |
Record Date: | November 23, 2012 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Christopher W. Brody | For | For | Mgmt |
1b | Elect Director William V. Campbell | For | For | Mgmt |
1c | Elect Director Scott D. Cook | For | For | Mgmt |
1d | Elect Director Diane B. Greene | For | For | Mgmt |
1e | Elect Director Edward A. Kangas | For | For | Mgmt |
1f | Elect Director Suzanne Nora Johnson | For | For | Mgmt |
1g | Elect Director Dennis D. Powell | For | For | Mgmt |
1h | Elect Director Brad D. Smith | For | For | Mgmt |
1i | Elect Director Jeff Weiner | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
| | | | |
INTUITIVE SURGICAL, INC. | | | | |
| | | | |
Ticker: | ISRG | Security ID: | 46120E602 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Amal M. Johnson | For | For | Mgmt |
1.2 | Elect Director Eric H. Halvorson | For | For | Mgmt |
1.3 | Elect Director Alan J. Levy | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | Against | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
INVESCO LTD. | | | | |
| | | | |
Ticker: | IVZ | Security ID: | G491BT108 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
|
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joseph R. Canion | For | For | Mgmt |
1.2 | Elect Director Edward P. Lawrence | For | For | Mgmt |
1.3 | Elect Director Phoebe A. Wood | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
IRON MOUNTAIN INCORPORATED | | | | |
| | | | |
Ticker: | IRM | Security ID: | 462,846,106 | |
Meeting Date: JUN 06, 2013 | Meeting Type: Annual | | | |
Record Date: | April 12, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Ted R. Antenucci | For | For | Mgmt |
1b | Elect Director Clarke H. Bailey | For | For | Mgmt |
1c | Elect Director Kent P. Dauten | For | For | Mgmt |
1d | Elect Director Paul F. Deninger | For | For | Mgmt |
1e | Elect Director Per-Kristian Halvorsen | For | For | Mgmt |
1f | Elect Director Michael W. Lamach | For | For | Mgmt |
1g | Elect Director Arthur D. Little | For | For | Mgmt |
1h | Elect Director William L. Meaney | For | For | Mgmt |
1i | Elect Director Vincent J. Ryan | For | For | Mgmt |
1j | Elect Director Laurie A. Tucker | For | For | Mgmt |
1k | Elect Director Alfred J. Verrecchia | For | For | Mgmt |
2 | Approve Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
J. C. PENNEY COMPANY, INC. | | | | |
| | | | |
Ticker: | JCP | Security ID: | 708,160,106 | |
Meeting Date: MAY 17, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
|
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director William A. Ackman | For | For | Mgmt |
1b | Elect Director Colleen C. Barrett | For | For | Mgmt |
1c | Elect Director Thomas J. Engibous | For | For | Mgmt |
1d | Elect Director Kent B. Foster | For | For | Mgmt |
1e | Elect Director Geraldine B. Laybourne | For | For | Mgmt |
1f | Elect Director Leonard H. Roberts | For | For | Mgmt |
1g | Elect Director Steven Roth | For | For | Mgmt |
1h | Elect Director Javier G. Teruel | For | For | Mgmt |
1i | Elect Director R. Gerald Turner | For | For | Mgmt |
1j | Elect Director Myron E. Ullman, III | For | For | Mgmt |
1k | Elect Director Mary Beth West | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
JABIL CIRCUIT, INC. | | | | |
| | | | |
Ticker: | JBL | Security ID: | 466,313,103 | |
Meeting Date: JAN 24, 2013 | Meeting Type: Annual | | | |
Record Date: | November 26, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Martha F. Brooks | For | For | Mgmt |
1.2 | Elect Director Mel S. Lavitt | For | For | Mgmt |
1.3 | Elect Director Timothy L. Main | For | For | Mgmt |
1.4 | Elect Director Mark T. Mondello | For | For | Mgmt |
1.5 | Elect Director Lawrence J. Murphy | For | For | Mgmt |
1.6 | Elect Director Frank A. Newman | For | For | Mgmt |
1.7 | Elect Director Steven A. Raymund | For | For | Mgmt |
1.8 | Elect Director Thomas A. Sansone | For | For | Mgmt |
1.9 | Elect Director David M. Stout | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Other Business | For | Against | Mgmt |
| | | | |
JACOBS ENGINEERING GROUP INC. | | | | |
| | | | |
|
| | | | |
Ticker: | JEC | Security ID: | 469,814,107 | |
Meeting Date: JAN 24, 2013 | Meeting Type: Annual | | | |
Record Date: | December 3, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert C. Davidson, Jr. | For | For | Mgmt |
1b | Elect Director Ralph E. Eberhart | For | For | Mgmt |
1c | Elect Director Edward V. Fritzky | For | For | Mgmt |
1d | Elect Director Christopher M.T. | For | For | Mgmt |
| Thompson | | | |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Declassify the Board of Directors | Against | For | Shldr |
| | | | |
JDS UNIPHASE CORPORATION | | | | |
| | | | |
Ticker: | JDSU | Security ID: | 46612J507 | |
Meeting Date: NOV 14, 2012 | Meeting Type: Annual | | | |
Record Date: | September 17, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard E. Belluzzo | For | For | Mgmt |
1.2 | Elect Director Harold L. Covert | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
5 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
JOHNSON & JOHNSON | | | | |
| | | | |
Ticker: | JNJ | Security ID: | 478,160,104 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | February 26, 2013 | | | |
| | | | |
|
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mary Sue Coleman | For | For | Mgmt |
1.2 | Elect Director James G. Cullen | For | For | Mgmt |
1.3 | Elect Director Ian E.L. Davis | For | For | Mgmt |
1.4 | Elect Director Alex Gorsky | For | For | Mgmt |
1.5 | Elect Director Michael M.E. Johns | For | For | Mgmt |
1.6 | Elect Director Susan L. Lindquist | For | For | Mgmt |
1.7 | Elect Director Anne M. Mulcahy | For | For | Mgmt |
1.8 | Elect Director Leo F. Mullin | For | For | Mgmt |
1.9 | Elect Director William D. Perez | For | For | Mgmt |
1.10 | Elect Director Charles Prince | For | For | Mgmt |
1.11 | Elect Director A. Eugene Washington | For | For | Mgmt |
1.12 | Elect Director Ronald A. Williams | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Stock Retention/Holding Period | Against | For | Shldr |
5 | Screen Political Contributions for | Against | Against | Shldr |
| Consistency with Corporate Values | | | |
6 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
JOHNSON CONTROLS, INC. | | | | |
| | | | |
Ticker: | JCI | Security ID: | 478,366,107 | |
Meeting Date: JAN 23, 2013 | Meeting Type: Annual | | | |
Record Date: | November 15, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David P. Abney | For | For | Mgmt |
1.2 | Elect Director Julie L. Bushman | For | For | Mgmt |
1.3 | Elect Director Eugenio Clariond | For | For | Mgmt |
| Reyes-Retana | | | |
1.4 | Elect Director Jeffrey A. Joerres | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Declassify the Board of Directors | For | For | Mgmt |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
6 | Require Independent Board Chairman | Against | Against | Shldr |
7 | Provide Right to Act by Written Consent | Against | Against | Shldr |
| | | | |
JOY GLOBAL INC. | | | | |
|
| | | | |
| | | | |
Ticker: | JOY | Security ID: | 481,165,108 | |
Meeting Date: MAR 05, 2013 | Meeting Type: Annual | | | |
Record Date: | January 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steven L. Gerard | For | For | Mgmt |
1.2 | Elect Director John T. Gremp | For | For | Mgmt |
1.3 | Elect Director John Nils Hanson | For | For | Mgmt |
1.4 | Elect Director Gale E. Klappa | For | For | Mgmt |
1.5 | Elect Director Richard B. Loynd | For | For | Mgmt |
1.6 | Elect Director P. Eric Siegert | For | For | Mgmt |
1.7 | Elect Director Michael W. Sutherlin | For | For | Mgmt |
1.8 | Elect Director James H. Tate | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Adopt Majority Voting for Uncontested | None | For | Mgmt |
| Election of Directors | | | |
| | | | |
JPMORGAN CHASE & CO. | | | | |
| | | | |
Ticker: | JPM | Security ID: | 46625H100 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James A. Bell | For | For | Mgmt |
1b | Elect Director Crandall C.Bowles | For | For | Mgmt |
1c | Elect Director Stephen B. Burke | For | For | Mgmt |
1d | Elect Director David M. Cote | For | Against | Mgmt |
1e | Elect Director James S. Crown | For | Against | Mgmt |
1f | Elect Director James Dimon | For | For | Mgmt |
1g | Elect Director Timothy P. Flynn | For | For | Mgmt |
1h | Elect Director Ellen V. Futter | For | Against | Mgmt |
1i | Elect Director Laban P. Jackson, Jr. | For | For | Mgmt |
1j | Elect Director Lee R. Raymond | For | For | Mgmt |
1k | Elect Director William C. Weldon | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
|
| | | | |
| Executive Officers' Compensation | | | |
4 | Provide Right to Act by Written Consent | For | For | Mgmt |
5 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
6 | Require Independent Board Chairman | Against | For | Shldr |
7 | Stock Retention/Holding Period | Against | Against | Shldr |
8 | Institute Procedures to Prevent | Against | Against | Shldr |
| Investments in Companies that | | | |
| Contribute to Genocide or Crimes | | | |
| Against Humanity | | | |
9 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
| | | | |
JUNIPER NETWORKS, INC. | | | | |
| | | | |
Ticker: | JNPR | Security ID: | 48203R104 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pradeep Sindhu | For | For | Mgmt |
1.2 | Elect Director Robert M. Calderoni | For | For | Mgmt |
1.3 | Elect Director William F. Meehan | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
KELLOGG COMPANY | | | | |
| | | | |
Ticker: | K | Security ID: | 487,836,108 | |
Meeting Date: APR 26, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gordon Gund | For | For | Mgmt |
1.2 | Elect Director Mary Laschinger | For | For | Mgmt |
1.3 | Elect Director Ann McLaughlin Korologos | For | For | Mgmt |
1.4 | Elect Director Cynthia Milligan | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
|
| | | | |
4 | Ratify Auditors | For | For | Mgmt |
5 | Declassify the Board of Directors | Against | For | Shldr |
| | | | |
KEYCORP | | | | |
| | | | |
Ticker: | KEY | Security ID: | 493,267,108 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward P. Campbell | For | For | Mgmt |
1.2 | Elect Director Joseph A. Carrabba | For | For | Mgmt |
1.3 | Elect Director Charles P. Cooley | For | For | Mgmt |
1.4 | Elect Director Alexander M. Cutler | For | For | Mgmt |
1.5 | Elect Director H. James Dallas | For | For | Mgmt |
1.6 | Elect Director Elizabeth R. Gile | For | For | Mgmt |
1.7 | Elect Director Ruth Ann M. Gillis | For | For | Mgmt |
1.8 | Elect Director William G. Gisel, Jr. | For | For | Mgmt |
1.9 | Elect Director Richard J. Hipple | For | For | Mgmt |
1.10 | Elect Director Kristen L. Manos | For | For | Mgmt |
1.11 | Elect Director Beth E. Mooney | For | For | Mgmt |
1.12 | Elect Director Barbara R. Snyder | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
| | | | |
KIMBERLY-CLARK CORPORATION | | | | |
| | | | |
Ticker: | KMB | Security ID: | 494,368,103 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John R. Alm | For | For | Mgmt |
1.2 | Elect Director John F. Bergstrom | For | For | Mgmt |
1.3 | Elect Director Abelardo E. Bru | For | For | Mgmt |
1.4 | Elect Director Robert W. Decherd | For | For | Mgmt |
1.5 | Elect Director Thomas J. Falk | For | For | Mgmt |
|
| | | | |
1.6 | Elect Director Fabian T. Garcia | For | For | Mgmt |
1.7 | Elect Director Mae C. Jemison | For | For | Mgmt |
1.8 | Elect Director James M. Jenness | For | For | Mgmt |
1.9 | Elect Director Nancy J. Karch | For | For | Mgmt |
1.10 | Elect Director Ian C. Read | For | For | Mgmt |
1.11 | Elect Director Linda Johnson Rice | For | For | Mgmt |
1.12 | Elect Director Marc J. Shapiro | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
KIMCO REALTY CORPORATION | | | | |
| | | | |
Ticker: | KIM | Security ID: | 49446R109 | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Milton Cooper | For | For | Mgmt |
1.2 | Elect Director Phillip E. Coviello | For | For | Mgmt |
1.3 | Elect Director Richard G. Dooley | For | For | Mgmt |
1.4 | Elect Director Joe Grills | For | For | Mgmt |
1.5 | Elect Director David B. Henry | For | For | Mgmt |
1.6 | Elect Director F. Patrick Hughes | For | For | Mgmt |
1.7 | Elect Director Frank Lourenso | For | For | Mgmt |
1.8 | Elect Director Colombe M. Nicholas | For | For | Mgmt |
1.9 | Elect Director Richard B. Saltzman | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
KINDER MORGAN, INC. | | | | |
| | | | |
Ticker: | KMI | Security ID: | 49456B101 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard D. Kinder | For | For | Mgmt |
|
| | | | |
1.2 | Elect Director C. Park Shaper | For | For | Mgmt |
1.3 | Elect Director Steven J. Kean | For | For | Mgmt |
1.4 | Elect Director Anthony W. Hall, Jr. | For | For | Mgmt |
1.5 | Elect Director Deborah A. Macdonald | For | For | Mgmt |
1.6 | Elect Director Michael Miller | For | For | Mgmt |
1.7 | Elect Director Michael C. Morgan | For | For | Mgmt |
1.8 | Elect Director Fayez Sarofim | For | For | Mgmt |
1.9 | Elect Director Joel V. Staff | For | W/hold | Mgmt |
1.10 | Elect Director John Stokes | For | For | Mgmt |
1.11 | Elect Director Robert F. Vagt | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
| | | | |
KLA-TENCOR CORPORATION | | | | |
| | | | |
Ticker: | KLAC | Security ID: | 482,480,100 | |
Meeting Date: NOV 07, 2012 | Meeting Type: Annual | | | |
Record Date: | September 18, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert P. Akins | For | W/hold | Mgmt |
1.2 | Elect Director Robert T. Bond | For | For | Mgmt |
1.3 | Elect Director Kiran M. Patel | For | For | Mgmt |
1.4 | Elect Director David C. Wang | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Declassify the Board of Directors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
KOHL'S CORPORATION | | | | |
| | | | |
Ticker: | KSS | Security ID: | 500,255,104 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 13, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Peter Boneparth | For | For | Mgmt |
1b | Elect Director Steven A. Burd | For | For | Mgmt |
1c | Elect Director Dale E. Jones | For | For | Mgmt |
1d | Elect Director Kevin Mansell | For | For | Mgmt |
|
| | | | |
1e | Elect Director John E. Schlifske | For | For | Mgmt |
1f | Elect Director Frank V. Sica | For | For | Mgmt |
1g | Elect Director Peter M. Sommerhauser | For | For | Mgmt |
1h | Elect Director Stephanie A. Streeter | For | For | Mgmt |
1i | Elect Director Nina G. Vaca | For | For | Mgmt |
1j | Elect Director Stephen E. Watson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Adopt Policy on Animal Cruelty | Against | Against | Shldr |
5 | Require Independent Board Chairman | Against | For | Shldr |
| | | | |
KRAFT FOODS GROUP, INC. | | | | |
| | | | |
Ticker: | KRFT | Security ID: | 50076Q106 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Abelardo E. Bru | For | For | Mgmt |
1b | Elect Director Jeanne P. Jackson | For | For | Mgmt |
1c | Elect Director E. Follin Smith | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Mgmt |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Ratify Auditors | For | For | Mgmt |
6 | Label Products with GMO Ingredients | Against | Against | Shldr |
| | | | |
L BRANDS, INC. | | | | |
| | | | |
Ticker: | LTD | Security ID: | 501,797,104 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | April 3, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dennis S. Hersch | For | For | Mgmt |
1.2 | Elect Director David T. Kollat | For | For | Mgmt |
1.3 | Elect Director William R. Loomis, Jr. | For | For | Mgmt |
|
| | | | |
1.4 | Elect Director Leslie H. Wexner | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
5 | Pro-rata Vesting of Equity Plans | Against | For | Shldr |
| | | | |
L-3 COMMUNICATIONS HOLDINGS, INC. | | | | |
| | | | |
Ticker: | LLL | Security ID: | 502,424,104 | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Claude R. Canizares | For | For | Mgmt |
1.2 | Elect Director Thomas A. Corcoran | For | For | Mgmt |
1.3 | Elect Director Lloyd W. Newton | For | For | Mgmt |
1.4 | Elect Director Vincent Pagano, Jr. | For | For | Mgmt |
1.5 | Elect Director Alan H. Washkowitz | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Declassify the Board of Directors | For | For | Mgmt |
4 | Reduce Supermajority Vote Requirement | For | For | Mgmt |
5 | Provide Right to Act by Written Consent | For | For | Mgmt |
6 | Ratify Auditors | For | For | Mgmt |
7 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
LABORATORY CORPORATION OF AMERICA HOLDINGS | | | | |
| | | | |
Ticker: | LH | Security ID: | 50540R409 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Kerrii B. Anderson | For | For | Mgmt |
1b | Elect Director Jean-Luc Belingard | For | For | Mgmt |
1c | Elect Director David P. King | For | For | Mgmt |
|
| | | | |
1d | Elect Director Wendy E. Lane | For | For | Mgmt |
1e | Elect Director Robert E. Mittelstaedt, | For | For | Mgmt |
| Jr. | | | |
1f | Elect Director Peter M. Neupert | For | For | Mgmt |
1g | Elect Director Arthur H. Rubenstein | For | For | Mgmt |
1h | Elect Director Adam H. Schechter | For | For | Mgmt |
1i | Elect Director M. Keith Weikel | For | For | Mgmt |
1j | Elect Director R. Sanders Williams | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
LAM RESEARCH CORPORATION | | | | |
| | | | |
Ticker: | LRCX | Security ID: | 512,807,108 | |
Meeting Date: NOV 01, 2012 | Meeting Type: Annual | | | |
Record Date: | September 7, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Martin B. Anstice | For | For | Mgmt |
1.2 | Elect Director Eric K. Brandt | For | For | Mgmt |
1.3 | Elect Director Michael R. Cannon | For | For | Mgmt |
1.4 | Elect Director Youssef A. El-mansy | For | For | Mgmt |
1.5 | Elect Director Christine A. Heckart | For | For | Mgmt |
1.6 | Elect Director Grant M. Inman | For | For | Mgmt |
1.7 | Elect Director Catherine P. Lego | For | For | Mgmt |
1.8 | Elect Director Stephen G. Newberry | For | For | Mgmt |
1.9 | Elect Director Krishna C. Saraswat | For | For | Mgmt |
1.10 | Elect Director William R. Spivey | For | For | Mgmt |
1.11 | Elect Director Abhijit Y. Talwalkar | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
LEGG MASON, INC. | | | | |
| | | | |
Ticker: | LM | Security ID: | 524,901,105 | |
Meeting Date: JUL 24, 2012 | Meeting Type: Annual | | | |
Record Date: | May 24, 2012 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert E. Angelica | For | For | Mgmt |
1.2 | Elect Director Barry W. Huff | For | For | Mgmt |
1.3 | Elect Director John E. Koerner, III | For | For | Mgmt |
1.4 | Elect Director Cheryl Gordon Krongard | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
LEGGETT & PLATT, INCORPORATED | | | | |
| | | | |
Ticker: | LEG | Security ID: | 524,660,107 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 7, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert E. Brunner | For | For | Mgmt |
1b | Elect Director Ralph W. Clark | For | For | Mgmt |
1c | Elect Director Robert G. Culp, III | For | For | Mgmt |
1d | Elect Director R. Ted Enloe, III | For | For | Mgmt |
1e | Elect Director Richard T. Fisher | For | For | Mgmt |
1f | Elect Director Matthew C. Flanigan | For | For | Mgmt |
1g | Elect Director Karl G. Glassman | For | For | Mgmt |
1h | Elect Director David S. Haffner | For | For | Mgmt |
1i | Elect Director Joseph W. McClanathan | For | For | Mgmt |
1j | Elect Director Judy C. Odom | For | For | Mgmt |
1k | Elect Director Phoebe A. Wood | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend EEO Policy to Prohibit | Against | For | Shldr |
| Discrimination based on Sexual | | | |
| Orientation and Gender Identity | | | |
| | | | |
LENNAR CORPORATION | | | | |
| | | | |
Ticker: | LEN | Security ID: | 526,057,104 | |
|
| | | | |
Meeting Date: APR 10, 2013 | Meeting Type: Annual | | | |
Record Date: | February 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Irving Bolotin | For | For | Mgmt |
1.2 | Elect Director Steven L. Gerard | For | For | Mgmt |
1.3 | Elect Director Theron I. (Tig) Gilliam | For | For | Mgmt |
1.4 | Elect Director Sherrill W. Hudson | For | For | Mgmt |
1.5 | Elect Director R. Kirk Landon | For | For | Mgmt |
1.6 | Elect Director Sidney Lapidus | For | For | Mgmt |
1.7 | Elect Director Stuart A. Miller | For | For | Mgmt |
1.8 | Elect Director Jeffrey Sonnenfeld | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
LEUCADIA NATIONAL CORPORATION | | | | |
| | | | |
Ticker: | LUK | Security ID: | 527,288,104 | |
Meeting Date: FEB 28, 2013 | Meeting Type: Special | | | |
Record Date: | January 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Acquisition OR Issue Shares in | For | For | Mgmt |
| Connection with Acquisition | | | |
2 | Amend Securities Transfer Restrictions | For | Against | Mgmt |
3 | Advisory Vote on Golden Parachutes | For | Against | Mgmt |
4 | Adjourn Meeting | For | Against | Mgmt |
| | | | |
LIFE TECHNOLOGIES CORPORATION | | | | |
| | | | |
Ticker: | LIFE | Security ID: | 53217V109 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | March 6, 2013 | | | |
| | | | |
|
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George F. Adam, Jr. | For | For | Mgmt |
1.2 | Elect Director Raymond V. Dittamore | For | For | Mgmt |
1.3 | Elect Director Donald W. Grimm | For | For | Mgmt |
1.4 | Elect Director Craig J. Mundie | For | For | Mgmt |
1.5 | Elect Director Ora H. Pescovitz | For | For | Mgmt |
1.6 | Elect Director Per A. Peterson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
| | | | |
LINCOLN NATIONAL CORPORATION | | | | |
| | | | |
Ticker: | LNC | Security ID: | 534,187,109 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William J. Avery | For | For | Mgmt |
1.2 | Elect Director William H. Cunningham | For | For | Mgmt |
1.3 | Elect Director William Porter Payne | For | For | Mgmt |
1.4 | Elect Director Patrick S. Pittard | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
LINEAR TECHNOLOGY CORPORATION | | | | |
| | | | |
Ticker: | LLTC | Security ID: | 535,678,106 | |
Meeting Date: NOV 07, 2012 | Meeting Type: Annual | | | |
Record Date: | September 10, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert H. Swanson, Jr. | For | For | Mgmt |
1.2 | Elect Director Lothar Maier | For | For | Mgmt |
1.3 | Elect Director Arthur C. Agnos | For | For | Mgmt |
|
| | | | |
1.4 | Elect Director John J. Gordon | For | For | Mgmt |
1.5 | Elect Director David S. Lee | For | For | Mgmt |
1.6 | Elect Director Richard M. Moley | For | For | Mgmt |
1.7 | Elect Director Thomas S. Volpe | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
LOCKHEED MARTIN CORPORATION | | | | |
| | | | |
Ticker: | LMT | Security ID: | 539,830,109 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Nolan D. Archibald | For | For | Mgmt |
1.2 | Elect Director Rosalind G. Brewer | For | For | Mgmt |
1.3 | Elect Director David B. Burritt | For | For | Mgmt |
1.4 | Elect Director James O. Ellis, Jr. | For | For | Mgmt |
1.5 | Elect Director Thomas J. Falk | For | For | Mgmt |
1.6 | Elect Director Marillyn A. Hewson | For | For | Mgmt |
1.7 | Elect Director Gwendolyn S. King | For | For | Mgmt |
1.8 | Elect Director James M. Loy | For | For | Mgmt |
1.9 | Elect Director Douglas H. McCorkindale | For | For | Mgmt |
1.10 | Elect Director Joseph W. Ralston | For | For | Mgmt |
1.11 | Elect Director Anne Stevens | For | For | Mgmt |
1.12 | Elect Director Robert J. Stevens | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Provide Right to Act by Written Consent | Against | For | Shldr |
5 | Require Independent Board Chairman | Against | Against | Shldr |
6 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
| | | | |
LOEWS CORPORATION | | | | |
| | | | |
Ticker: | L | Security ID: | 540,424,108 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 20, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Lawrence S. Bacow | For | For | Mgmt |
1b | Elect Director Ann E. Berman | For | For | Mgmt |
1c | Elect Director Joseph L. Bower | For | For | Mgmt |
1d | Elect Director Charles M. Diker | For | For | Mgmt |
1e | Elect Director Jacob A. Frenkel | For | For | Mgmt |
1f | Elect Director Paul J. Fribourg | For | For | Mgmt |
1g | Elect Director Walter L. Harris | For | Against | Mgmt |
1h | Elect Director Philip A. Laskawy | For | For | Mgmt |
1i | Elect Director Ken Miller | For | For | Mgmt |
1j | Elect Director Gloria R. Scott | For | For | Mgmt |
1k | Elect Director Andrew H. Tisch | For | For | Mgmt |
1l | Elect Director James S. Tisch | For | For | Mgmt |
1m | Elect Director Jonathan M. Tisch | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
LORILLARD, INC. | | | | |
| | | | |
Ticker: | LO | Security ID: | 544,147,101 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Declassify the Board of Directors | For | For | Mgmt |
2.1 | Elect Director Andrew H. Card, Jr. | For | For | Mgmt |
2.2 | Elect Director Virgis W. Colbert | For | For | Mgmt |
2.3 | Elect Director Richard W. Roedel | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
5 | Report on Lobbying Payments and Policy | Against | For | Shldr |
| | | | |
LOWE'S COMPANIES, INC. | | | | |
| | | | |
Ticker: | LOW | Security ID: | 548,661,107 | |
Meeting Date: MAY 31, 2013 | Meeting Type: Annual | | | |
|
| | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Raul Alvarez | For | For | Mgmt |
1.2 | Elect Director David W. Bernauer | For | For | Mgmt |
1.3 | Elect Director Leonard L. Berry | For | For | Mgmt |
1.4 | Elect Director Peter C. Browning | For | For | Mgmt |
1.5 | Elect Director Richard W. Dreiling | For | For | Mgmt |
1.6 | Elect Director Dawn E. Hudson | For | For | Mgmt |
1.7 | Elect Director Robert L. Johnson | For | For | Mgmt |
1.8 | Elect Director Marshall O. Larsen | For | For | Mgmt |
1.9 | Elect Director Richard K. Lochridge | For | For | Mgmt |
1.10 | Elect Director Robert A. Niblock | For | For | Mgmt |
1.11 | Elect Director Eric C. Wisemen | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Stock Retention/Holding Period | Against | For | Shldr |
| | | | |
LSI CORPORATION | | | | |
| | | | |
Ticker: | LSI | Security ID: | 502,161,102 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Charles A. Haggerty | For | For | Mgmt |
1b | Elect Director Richard S. Hill | For | For | Mgmt |
1c | Elect Director John H.F. Miner | For | For | Mgmt |
1d | Elect Director Arun Netravali | For | For | Mgmt |
1e | Elect Director Charles C. Pope | For | For | Mgmt |
1f | Elect Director Gregorio Reyes | For | For | Mgmt |
1g | Elect Director Michael G. Strachan | For | For | Mgmt |
1h | Elect Director Abhijit Y. Talwalkar | For | For | Mgmt |
1i | Elect Director Susan M. Whitney | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Amend Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
|
| | | | |
| | | | |
LYONDELLBASELL INDUSTRIES NV | | | | |
| | | | |
Ticker: | LYB | Security ID: | N53745100 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | April 24, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jacques Aigrain | For | For | Mgmt |
1.2 | Elect Director Scott M. Kleinman | For | For | Mgmt |
1.3 | Elect Director Bruce A. Smith | For | For | Mgmt |
2 | Adopt Financial Statements and | For | For | Mgmt |
| Statutory Reports | | | |
3 | Approve Discharge of Mgmt Board | For | For | Mgmt |
4 | Approve Discharge of Supervisory Board | For | For | Mgmt |
5 | Ratify PricewaterhouseCoopers LLP as | For | For | Mgmt |
| Auditors | | | |
6 | Ratify PricewaterhouseCoopers as | For | For | Mgmt |
| Auditors | | | |
7 | Approve Remuneration of Supervisory | For | For | Mgmt |
| Board | | | |
8 | Approve Dividends of USD 4.20 Per Share For | For | Mgmt | |
9 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
10 | Authorize Repurchase of Up to 10 | For | For | Mgmt |
| Percent of Issued Share Capital | | | |
11 | Approve Cancellation of up to 10 | For | For | Mgmt |
| Percent of Issued Share Capital in | | | |
| Treasury Account | | | |
12 | Amend Articles of Association | For | For | Mgmt |
| | | | |
M&T BANK CORPORATION | | | | |
| | | | |
Ticker: | MTB | Security ID: | 55261F104 | |
Meeting Date: APR 16, 2013 | Meeting Type: Special | | | |
Record Date: | February 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1 | Issue Shares in Connection with | For | For | Mgmt |
| Acquisition | | | |
2 | Approve amendments to the terms of the | For | For | Mgmt |
| Series A Preferred Shares that would | | | |
| serve to reduce the dividend rate on | | | |
| the Series A Preferred Shares from 9% | | | |
| per annum to 6.375% per annum | | | |
3 | Approve amendments to the terms of the | For | For | Mgmt |
| Series C Preferred Shares that would | | | |
| serve to reduce the dividend rate on | | | |
| the Series C Preferred Shares from 9% | | | |
| per annum to 6.375% per annum | | | |
4 | Adjourn Meeting | For | For | Mgmt |
| | | | |
M&T BANK CORPORATION | | | | |
| | | | |
Ticker: | MTB | Security ID: | 55261F104 | |
Meeting Date: APR 16, 2013 | Meeting Type: Annual | | | |
Record Date: | February 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Brent D. Baird | For | For | Mgmt |
1.2 | Elect Director C. Angela Bontempo | For | For | Mgmt |
1.3 | Elect Director Robert T. Brady | For | For | Mgmt |
1.4 | Elect Director T. Jefferson | For | For | Mgmt |
| Cunningham, III | | | |
1.5 | Elect Director Mark J. Czarnecki | For | For | Mgmt |
1.6 | Elect Director Gary N. Geisel | For | W/hold | Mgmt |
1.7 | Elect Director John D. Hawke, Jr | For | For | Mgmt |
1.8 | Elect Director Patrick W.E. Hodgson | For | For | Mgmt |
1.9 | Elect Director Richard G. King | For | For | Mgmt |
1.10 | Elect Director Jorge G. Pereira | For | For | Mgmt |
1.11 | Elect Director Michael P. Pinto | For | For | Mgmt |
1.12 | Elect Director Melinda R. Rich | For | For | Mgmt |
1.13 | Elect Director Robert E. Sadler, Jr. | For | For | Mgmt |
1.14 | Elect Director Herbert L. Washington | For | For | Mgmt |
1.15 | Elect Director Robert G. Wilmers | For | For | Mgmt |
2 | Approve Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Mgmt |
5 | Ratify Auditors | For | For | Mgmt |
|
| | | | |
| | | | |
MACY'S, INC. | | | | |
| | | | |
Ticker: | M | Security ID: | 55616P104 | |
Meeting Date: MAY 17, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Stephen F. Bollenbach | For | For | Mgmt |
1b | Elect Director Deirdre P. Connelly | For | For | Mgmt |
1c | Elect Director Meyer Feldberg | For | For | Mgmt |
1d | Elect Director Sara Levinson | For | For | Mgmt |
1e | Elect Director Terry J. Lundgren | For | For | Mgmt |
1f | Elect Director Joseph Neubauer | For | For | Mgmt |
1g | Elect Director Joyce M. Roche | For | For | Mgmt |
1h | Elect Director Paul C. Varga | For | For | Mgmt |
1i | Elect Director Craig E. Weatherup | For | For | Mgmt |
1j | Elect Director Marna C. Whittington | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
MARATHON OIL CORPORATION | | | | |
| | | | |
Ticker: | MRO | Security ID: | 565,849,106 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Gregory H. Boyce | For | For | Mgmt |
1b | Elect Director Pierre Brondeau | For | For | Mgmt |
1c | Elect Director Clarence P. Cazalot, Jr. | For | For | Mgmt |
1d | Elect Director Linda Z. Cook | For | For | Mgmt |
1e | Elect Director Shirley Ann Jackson | For | For | Mgmt |
1f | Elect Director Philip Lader | For | For | Mgmt |
1g | Elect Director Michael E. J. Phelps | For | For | Mgmt |
1h | Elect Director Dennis H. Reilley | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
|
| | | | |
| Executive Officers' Compensation | | | |
4 | Report on Lobbying Payments and Policy | Against | For | Shldr |
| | | | |
MARATHON PETROLEUM CORPORATION | | | | |
| | | | |
Ticker: | MPC | Security ID: | 56585A102 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Evan Bayh | For | For | Mgmt |
1.2 | Elect Director William L. Davis | For | For | Mgmt |
1.3 | Elect Director Thomas J. Usher | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
| | | | |
MARRIOTT INTERNATIONAL, INC. | | | | |
| | | | |
Ticker: | MAR | Security ID: | 571,903,202 | |
Meeting Date: MAY 10, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director J.W. Marriott, Jr. | For | For | Mgmt |
1.2 | Elect Director John W. Marriott, III | For | For | Mgmt |
1.3 | Elect Director Mary K. Bush | For | For | Mgmt |
1.4 | Elect Director Frederick A. Henderson | For | Against | Mgmt |
1.5 | Elect Director Lawrence W. Kellner | For | For | Mgmt |
1.6 | Elect Director Debra L. Lee | For | For | Mgmt |
1.7 | Elect Director George Munoz | For | For | Mgmt |
1.8 | Elect Director Harry J. Pearce | For | For | Mgmt |
1.9 | Elect Director Steven S Reinemund | For | For | Mgmt |
1.10 | Elect Director W. Mitt Romney | For | For | Mgmt |
1.11 | Elect Director Lawrence M. Small | For | For | Mgmt |
1.12 | Elect Director Arne M. Sorenson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
|
| | | | |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
MARSH & MCLENNAN COMPANIES, INC. | | | | |
| | | | |
Ticker: | MMC | Security ID: | 571,748,102 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Zachary W. Carter | For | For | Mgmt |
1b | Elect Director Oscar Fanjul | For | For | Mgmt |
1c | Elect Director Daniel S. Glaser | For | For | Mgmt |
1d | Elect Director H. Edward Hanway | For | For | Mgmt |
1e | Elect Director Lord Lang | For | For | Mgmt |
1f | Elect Director Elaine La Roche | For | For | Mgmt |
1g | Elect Director Steven A. Mills | For | For | Mgmt |
1h | Elect Director Bruce P. Nolop | For | For | Mgmt |
1i | Elect Director Marc D. Oken | For | For | Mgmt |
1j | Elect Director Morton O. Schapiro | For | For | Mgmt |
1k | Elect Director Adele Simmons | For | For | Mgmt |
1l | Elect Director Lloyd M. Yates | For | For | Mgmt |
1m | Elect Director R. David Yost | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
MASCO CORPORATION | | | | |
| | | | |
Ticker: | MAS | Security ID: | 574,599,106 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Dennis W. Archer | For | For | Mgmt |
1b | Elect Director Donald R. Parfet | For | For | Mgmt |
1c | Elect Director Lisa A. Payne | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
|
| | | | |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Declassify the Board of Directors | For | For | Mgmt |
5 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
MASTERCARD INCORPORATED | | | | |
| | | | |
Ticker: | MA | Security ID: | 57636Q104 | |
Meeting Date: JUN 18, 2013 | Meeting Type: Annual | | | |
Record Date: | April 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Richard Haythornthwaite | For | For | Mgmt |
1b | Elect Director Ajay Banga | For | For | Mgmt |
1c | Elect Director Silvio Barzi | For | For | Mgmt |
1d | Elect Director David R. Carlucci | For | For | Mgmt |
1e | Elect Director Steven J. Freiberg | For | For | Mgmt |
1f | Elect Director Nancy J. Karch | For | For | Mgmt |
1g | Elect Director Marc Olivie | For | For | Mgmt |
1h | Elect Director Rima Qureshi | For | For | Mgmt |
1i | Elect Director Jose Octavio Reyes | For | For | Mgmt |
| Lagunes | | | |
1j | Elect Director Mark Schwartz | For | For | Mgmt |
1k | Elect Director Jackson P. Tai | For | For | Mgmt |
1l | Elect Director Edward Suning Tian | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
MATTEL, INC. | | | | |
| | | | |
Ticker: | MAT | Security ID: | 577,081,102 | |
Meeting Date: MAY 10, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Michael J. Dolan | For | For | Mgmt |
1b | Elect Director Trevor A. Edwards | For | For | Mgmt |
1c | Elect Director Frances D. Fergusson | For | For | Mgmt |
|
| | | | |
1d | Elect Director Dominic Ng | For | For | Mgmt |
1e | Elect Director Vasant M. Prabhu | For | For | Mgmt |
1f | Elect Director Andrea L. Rich | For | For | Mgmt |
1g | Elect Director Dean A. Scarborough | For | For | Mgmt |
1h | Elect Director Christopher A. Sinclair | For | For | Mgmt |
1i | Elect Director Bryan G. Stockton | For | For | Mgmt |
1j | Elect Director Dirk Van de Put | For | For | Mgmt |
1k | Elect DirectorKathy White Loyd | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
MCDONALD'S CORPORATION | | | | |
| | | | |
Ticker: | MCD | Security ID: | 580,135,101 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Walter E. Massey | For | For | Mgmt |
1b | Elect Director John W. Rogers, Jr. | For | For | Mgmt |
1c | Elect Director Roger W. Stone | For | For | Mgmt |
1d | Elect Director Miles D. White | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Pay Disparity | Against | Against | Shldr |
5 | Stock Retention/Holding Period | Against | For | Shldr |
6 | Report on Human Rights Risk Assessment | Against | For | Shldr |
| Process | | | |
7 | Report on Nutrition Initiatives and | Against | Against | Shldr |
| Childhood Obesity Concerns | | | |
| | | | |
MCGRAW HILL FINANCIAL INC. | | | | |
| | | | |
Ticker: | MHP | Security ID: | 580,645,109 | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pedro Aspe | For | For | Mgmt |
1.2 | Elect Director Winfried Bischoff | For | For | Mgmt |
1.3 | Elect Director William D. Green | For | For | Mgmt |
1.4 | Elect Director Charles E. Haldeman, Jr. | For | For | Mgmt |
1.5 | Elect Director Linda Koch Lorimer | For | For | Mgmt |
1.6 | Elect Director Harold McGraw, III | For | For | Mgmt |
1.7 | Elect Director Robert P. McGraw | For | For | Mgmt |
1.8 | Elect Director Hilda Ochoa-Brillembourg | For | For | Mgmt |
1.9 | Elect Director Michael Rake | For | For | Mgmt |
1.10 | Elect Director Edward B. Rust, Jr. | For | For | Mgmt |
1.11 | Elect Director Kurt L. Schmoke | For | For | Mgmt |
1.12 | Elect Director Sidney Taurel | For | For | Mgmt |
1.13 | Elect Director Richard E. Thornburgh | For | For | Mgmt |
2 | Change Company Name | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
5 | Provide Right to Act by Written Consent | Against | For | Shldr |
| | | | |
MCKESSON CORPORATION | | | | |
| | | | |
Ticker: | MCK | Security ID: | 58155Q103 | |
Meeting Date: JUL 25, 2012 | Meeting Type: Annual | | | |
Record Date: | May 31, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Andy D. Bryant | For | For | Mgmt |
2 | Elect Director Wayne A. Budd | For | For | Mgmt |
3 | Elect Director John H. Hammergren | For | For | Mgmt |
4 | Elect Director Alton F. Irby, III | For | For | Mgmt |
5 | Elect Director M. Christine Jacobs | For | For | Mgmt |
6 | Elect Director Marie L. Knowles | For | For | Mgmt |
7 | Elect Director David M. Lawrence | For | For | Mgmt |
8 | Elect Director Edward A. Mueller | For | For | Mgmt |
9 | Elect Director Jane E. Shaw | For | For | Mgmt |
10 | Ratify Auditors | For | For | Mgmt |
11 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
12 | Provide Right to Act by Written Consent | Against | For | Shldr |
13 | Require Independent Board Chairman | Against | For | Shldr |
|
| | | | |
14 | Stock Retention | Against | For | Shldr |
15 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
| | | | |
MEAD JOHNSON NUTRITION COMPANY | | | | |
| | | | |
Ticker: | MJN | Security ID: | 582,839,106 | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Steven M. Altschuler | For | For | Mgmt |
1b | Elect Director Howard B. Bernick | For | For | Mgmt |
1c | Elect Director Kimberly A. Casiano | For | For | Mgmt |
1d | Elect Director Anna C. Catalano | For | For | Mgmt |
1e | Elect Director Celeste A. Clark | For | For | Mgmt |
1f | Elect Director James M. Cornelius | For | For | Mgmt |
1g | Elect Director Stephen W. Golsby | For | For | Mgmt |
1h | Elect Director Peter Kasper Jakobsen | For | For | Mgmt |
1i | Elect Director Peter G. Ratcliffe | For | For | Mgmt |
1j | Elect Director Elliott Sigal | For | For | Mgmt |
1k | Elect Director Robert S. Singer | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
MEADWESTVACO CORPORATION | | | | |
| | | | |
Ticker: | MWV | Security ID: | 583,334,107 | |
Meeting Date: APR 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael E. Campbell | For | For | Mgmt |
1.2 | Elect Director James G. Kasier | For | For | Mgmt |
1.3 | Elect Director Richard B. Kelson | For | For | Mgmt |
1.4 | Elect Director James M. Kilts | For | For | Mgmt |
1.5 | Elect Director Susan J. Kropf | For | For | Mgmt |
1.6 | Elect Director Douglas S. Luke | For | For | Mgmt |
|
| | | | |
1.7 | Elect Director John A. Luke, Jr. | For | For | Mgmt |
1.8 | Elect Director Gracia C. Martore | For | For | Mgmt |
1.9 | Elect Director Timothy H. Powers | For | For | Mgmt |
1.10 | Elect Director Jane L. Warner | For | For | Mgmt |
1.11 | Elect Director Alan D. Wilson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
MEDTRONIC, INC. | | | | |
| | | | |
Ticker: | MDT | Security ID: | 585,055,106 | |
Meeting Date: AUG 23, 2012 | Meeting Type: Annual | | | |
Record Date: | June 25, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard H. Anderson | For | For | Mgmt |
1.2 | Elect Director Victor J. Dzau | For | For | Mgmt |
1.3 | Elect Director Omar Ishrak | For | For | Mgmt |
1.4 | Elect Director Shirley Ann Jackson | For | For | Mgmt |
1.5 | Elect Director Michael O. Leavitt | For | For | Mgmt |
1.6 | Elect Director James T. Lenehan | For | For | Mgmt |
1.7 | Elect Director Denise M. O'Leary | For | For | Mgmt |
1.8 | Elect Director Kendall J. Powell | For | For | Mgmt |
1.9 | Elect Director Robert C. Pozen | For | For | Mgmt |
1.10 | Elect Director Jack W. Schuler | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Adopt Majority Voting for Uncontested | For | For | Mgmt |
| Election of Directors | | | |
5 | Adopt Proxy Access Right | Against | Against | Shldr |
6 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
| | | | |
MERCK & CO., INC. | | | | |
| | | | |
Ticker: | MRK | Security ID: | 58933Y105 | |
Meeting Date: MAY 28, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Leslie A. Brun | For | For | Mgmt |
1b | Elect Director Thomas R. Cech | For | For | Mgmt |
1c | Elect Director Kenneth C. Frazier | For | For | Mgmt |
1d | Elect Director Thomas H. Glocer | For | For | Mgmt |
1e | Elect Director William B. Harrison Jr. | For | For | Mgmt |
1f | Elect Director C. Robert Kidder | For | For | Mgmt |
1g | Elect Director Rochelle B. Lazarus | For | For | Mgmt |
1h | Elect Director Carlos E. Represas | For | For | Mgmt |
1i | Elect Director Patricia F. Russo | For | For | Mgmt |
1j | Elect Director Craig B. Thompson | For | For | Mgmt |
1k | Elect Director Wendell P. Weeks | For | For | Mgmt |
1l | Elect Director Peter C. Wendell | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Provide Right to Act by Written Consent | Against | For | Shldr |
5 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shldr |
| Special Meetings | | | |
6 | Report on Charitable and Political | Against | Against | Shldr |
| Contributions | | | |
7 | Report on Lobbying Activities | Against | Against | Shldr |
| | | | |
METLIFE, INC. | | | | |
| | | | |
Ticker: | MET | Security ID: | 59156R108 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director R. Glenn Hubbard | For | For | Mgmt |
1.2 | Elect Director Steven A. Kandarian | For | For | Mgmt |
1.3 | Elect Director John M. Keane | For | For | Mgmt |
1.4 | Elect Director Alfred F. Kelly, Jr. | For | For | Mgmt |
1.5 | Elect Director James M. Kilts | For | For | Mgmt |
1.6 | Elect Director Catherine R. Kinney | For | For | Mgmt |
1.7 | Elect Director Hugh B. Price | For | For | Mgmt |
1.8 | Elect Director Kenton J. Sicchitano | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
| | | | |
METROPCS COMMUNICATIONS, INC. | | | | |
| | | | |
Ticker: | PCS | Security ID: | 591,708,102 | |
Meeting Date: APR 24, 2013 | Meeting Type: Proxy Contest | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
| Mgmt Proxy (Yellow Card) | None | | |
1 | Issue Shares in Connection with | For | For | Mgmt |
| Acquisition | | | |
2 | Approve Reverse Stock Split | For | For | Mgmt |
3 | Declassify the Board of Directors | For | For | Mgmt |
4 | Amend Certificate of Incorporation | For | For | Mgmt |
| giving Deutsche Telekom the Right to | | | |
| Director Designations | | | |
5 | Provide Directors May Be Removed with | For | For | Mgmt |
| or without Cause | | | |
6 | Amend Certificate of Incorporation | For | For | Mgmt |
| Granting Deutsche Telekom the same | | | |
| Approval Rights as set forth in the | | | |
| Stockholder's Agreement | | | |
7 | Provide Right to Call Special Meeting | For | For | Mgmt |
8 | Provide Right to Act by Written Consent | For | For | Mgmt |
9 | Provide that the Combined Company's | For | For | Mgmt |
| Bylaws may be Amended upon the | | | |
| Affirmative Vote of the Holders of | | | |
| Shares having a Majority of the | | | |
| Combined Company's Voting Power | | | |
10 | Adopt the Jurisdiction of | For | For | Mgmt |
| Incorporation as the Exclusive Forum | | | |
| for Certain Disputes | | | |
11 | Advisory Vote on Golden Parachutes | For | Against | Mgmt |
12 | Adjourn Meeting | For | For | Mgmt |
# | Proposal | Diss Rec | Vote Cast | Sponsor |
| Dissident Proxy (White Card) | None | | |
1 | Issue Shares in Connection with | Against | Did Not Vote | Mgmt |
| Acquisition | | | |
2 | Approve Reverse Stock Split | Against | Did Not Vote | Mgmt |
3 | Declassify the Board of Directors | Against | Did Not Vote | Mgmt |
4 | Amend Certificate of Incorporation | Against | Did Not Vote | Mgmt |
| giving Deutsche Telekom the Right to | | | |
| Director Designations | | | |
|
| | | | |
5 | Provide Directors May Be Removed with | Against | Did Not Vote | Mgmt |
| or without Cause | | | |
6 | Amend Certificate of Incorporation | Against | Did Not Vote | Mgmt |
| Granting Deutsche Telekom the same | | | |
| Approval Rights as set forth in the | | | |
| Stockholder's Agreement | | | |
7 | Provide Right to Call Special Meeting | Against | Did Not Vote | Mgmt |
8 | Provide Right to Act by Written Consent | Against | Did Not Vote | Mgmt |
9 | Provide that the Combined Company's | Against | Did Not Vote | Mgmt |
| Bylaws may be Amended upon the | | | |
| Affirmative Vote of the Holders of | | | |
| Shares having a Majority of the | | | |
| Combined Company's Voting Power | | | |
10 | Adopt the Jurisdiction of | Against | Did Not Vote | Mgmt |
| Incorporation as the Exclusive Forum | | | |
| for Certain Disputes | | | |
11 | Advisory Vote on Golden Parachutes | Against | Did Not Vote | Mgmt |
12 | Adjourn Meeting | Against | Did Not Vote | Mgmt |
| | | | |
MICROCHIP TECHNOLOGY INCORPORATED | | | | |
| | | | |
Ticker: | MCHP | Security ID: | 595,017,104 | |
Meeting Date: AUG 17, 2012 | Meeting Type: Annual | | | |
Record Date: | June 22, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steve Sanghi | For | For | Mgmt |
1.2 | Elect Director Albert J. Hugo-Martinez | For | For | Mgmt |
1.3 | Elect Director L.B. Day | For | For | Mgmt |
1.4 | Elect Director Matthew W. Chapman | For | For | Mgmt |
1.5 | Elect Director Wade F. Meyercord | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Approve Conversion of Securities | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
MICRON TECHNOLOGY, INC. | | | | |
| | | | |
Ticker: | MU | Security ID: | 595,112,103 | |
|
| | | | |
Meeting Date: JAN 22, 2013 | Meeting Type: Annual | | | |
Record Date: | November 23, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert L. Bailey | For | For | Mgmt |
1.2 | Elect Director Patrick J. Byrne | For | For | Mgmt |
1.3 | Elect Director D. Mark Durcan | For | For | Mgmt |
1.4 | Elect Director Mercedes Johnson | For | For | Mgmt |
1.5 | Elect Director Lawrence N. Mondry | For | For | Mgmt |
1.6 | Elect Director Robert E. Switz | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
MICROSOFT CORPORATION | | | | |
| | | | |
Ticker: | MSFT | Security ID: | 594,918,104 | |
Meeting Date: NOV 28, 2012 | Meeting Type: Annual | | | |
Record Date: | September 14, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Steven A. Ballmer | For | For | Mgmt |
2 | Elect Director Dina Dublon | For | For | Mgmt |
3 | Elect Director William H. Gates, III | For | For | Mgmt |
4 | Elect Director Maria M. Klawe | For | For | Mgmt |
5 | Elect Director Stephen J. Luczo | For | For | Mgmt |
6 | Elect Director David F. Marquardt | For | For | Mgmt |
7 | Elect Director Charles H. Noski | For | For | Mgmt |
8 | Elect Director Helmut Panke | For | For | Mgmt |
9 | Elect Director John W. Thompson | For | For | Mgmt |
10 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
11 | Approve Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
12 | Ratify Auditors | For | For | Mgmt |
13 | Provide for Cumulative Voting | Against | For | Shldr |
| | | | |
MOLEX INCORPORATED | | | | |
|
| | | | |
| | | | |
Ticker: | MOLX | Security ID: | 608,554,101 | |
Meeting Date: OCT 26, 2012 | Meeting Type: Annual | | | |
Record Date: | August 31, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michelle L. Collins | For | For | Mgmt |
1.2 | Elect Director Fred L. Krehbiel | For | For | Mgmt |
1.3 | Elect Director David L. Landsittel | For | For | Mgmt |
1.4 | Elect Director Joe W. Laymon | For | For | Mgmt |
1.5 | Elect Director James S. Metcalf | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
| | | | |
MOLSON COORS BREWING COMPANY | | | | |
| | | | |
Ticker: | TAP | Security ID: | 60871R209 | |
Meeting Date: MAY 29, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Roger Eaton | For | For | Mgmt |
1.2 | Elect Director Charles M. Herington | For | For | Mgmt |
1.3 | Elect Director H. Sanford Riley | For | For | Mgmt |
2 | Amend Certificate of Incorporation to | For | For | Mgmt |
| Provide that Holders of Class A and | | | |
| Class B Common Stock shall Vote | | | |
| Together as a Single Class, on an | | | |
| Advisory Basis, to Approve Compensation | | | |
| | | | |
MONDELEZ INTERNATIONAL, INC. | | | | |
| | | | |
Ticker: | MDLZ | Security ID: | 609,207,105 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Stephen F. Bollenbach | For | For | Mgmt |
1b | Elect Director Lewis W.K. Booth | For | For | Mgmt |
1c | Elect Director Lois D. Juliber | For | For | Mgmt |
1d | Elect Director Mark D. Ketchum | For | For | Mgmt |
1e | Elect Director Jorge S. Mesquita | For | For | Mgmt |
1f | Elect Director Fredric G. Reynolds | For | For | Mgmt |
1g | Elect Director Irene B. Rosenfeld | For | For | Mgmt |
1h | Elect Director Patrick T. Siewert | For | For | Mgmt |
1i | Elect Director Ruth J. Simmons | For | For | Mgmt |
1j | Elect Director Ratan N. Tata | For | For | Mgmt |
1k | Elect Director Jean-Francois M. L. van | For | For | Mgmt |
| Boxmeer | | | |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Adopting Extended Producer | Against | Against | Shldr |
| Responsibility Policy | | | |
| | | | |
MONSANTO COMPANY | | | | |
| | | | |
Ticker: | MON | Security ID: | 61166W101 | |
Meeting Date: JAN 31, 2013 | Meeting Type: Annual | | | |
Record Date: | December 3, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director David L. Chicoine | For | For | Mgmt |
1b | Elect Director Arthur H. Harper | For | For | Mgmt |
1c | Elect Director Gwendolyn S. King | For | For | Mgmt |
1d | Elect Director Jon R. Moeller | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
5 | Report on Risk of Genetically | Against | Against | Shldr |
| Engineered Products | | | |
| | | | |
MONSTER BEVERAGE CORPORATION | | | | |
|
| | | | |
| | | | |
Ticker: | MNST | Security ID: | 611,740,101 | |
Meeting Date: JUN 03, 2013 | Meeting Type: Annual | | | |
Record Date: | April 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Rodney C. Sacks | For | For | Mgmt |
1.2 | Elect Director Hilton H. Schlosberg | For | For | Mgmt |
1.3 | Elect Director Norman C. Epstein | For | For | Mgmt |
1.4 | Elect Director Benjamin M. Polk | For | For | Mgmt |
1.5 | Elect Director Sydney Selati | For | For | Mgmt |
1.6 | Elect Director Harold C. Taber, Jr. | For | For | Mgmt |
1.7 | Elect Director Mark S. Vidergauz | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
MOODY'S CORPORATION | | | | |
| | | | |
Ticker: | MCO | Security ID: | 615,369,105 | |
Meeting Date: APR 16, 2013 | Meeting Type: Annual | | | |
Record Date: | February 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Basil L. Anderson | For | For | Mgmt |
1.2 | Elect Director Darrell Duffie | For | For | Mgmt |
1.3 | Elect Director Raymond W. McDaniel, Jr. | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Amend Non-Employee Director Omnibus | For | For | Mgmt |
| Stock Plan | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
5 | Ratify Auditors | For | For | Mgmt |
6 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
MORGAN STANLEY | | | | |
| | | | |
|
| | | | |
Ticker: | MS | Security ID: | 617,446,448 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Erskine B. Bowles | For | For | Mgmt |
1.2 | Elect Director Howard J. Davies | For | For | Mgmt |
1.3 | Elect Director Thomas H. Glocer | For | For | Mgmt |
1.4 | Elect Director James P. Gorman | For | For | Mgmt |
1.5 | Elect Director Robert H. Herz | For | For | Mgmt |
1.6 | Elect Director C. Robert Kidder | For | For | Mgmt |
1.7 | Elect Director Klaus Kleinfeld | For | For | Mgmt |
1.8 | Elect Director Donald T. Nicolaisen | For | For | Mgmt |
1.9 | Elect Director Hutham S. Olayan | For | For | Mgmt |
1.10 | Elect Director James W. Owens | For | For | Mgmt |
1.11 | Elect Director O. Griffith Sexton | For | For | Mgmt |
1.12 | Elect Director Ryosuke Tamakoshi | For | For | Mgmt |
1.13 | Elect Director Masaaki Tanaka | For | For | Mgmt |
1.14 | Elect Director Laura D. Tyson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | Against | Mgmt |
5 | Amend Omnibus Stock Plan | For | For | Mgmt |
6 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
| | | | |
MOTOROLA SOLUTIONS, INC. | | | | |
| | | | |
Ticker: | MSI | Security ID: | 620,076,307 | |
Meeting Date: MAY 06, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Gregory Q. Brown | For | For | Mgmt |
1b | Elect Director William J. Bratton | For | Against | Mgmt |
1c | Elect Director Kenneth C. Dahlberg | For | Against | Mgmt |
1d | Elect Director David W. Dorman | For | Against | Mgmt |
1e | Elect Director Michael V. Hayden | For | For | Mgmt |
1f | Elect Director Judy C. Lewent | For | For | Mgmt |
1g | Elect Director Anne R. Pramaggiore | For | For | Mgmt |
1h | Elect Director Samuel C. Scott, III | For | For | Mgmt |
1i | Elect Director Bradley E. Singer | For | For | Mgmt |
|
| | | | |
1j | Elect Director John A. White | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Encourage Suppliers to Produce | Against | Against | Shldr |
| Sustainability Reports | | | |
5 | Report on Political Contributions | Against | For | Shldr |
| | | | |
MURPHY OIL CORPORATION | | | | |
| | | | |
Ticker: | MUR | Security ID: | 626,717,102 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Frank W. Blue | For | For | Mgmt |
1b | Elect Director Steven A. Cosse | For | For | Mgmt |
1c | Elect Director Claiborne P. Deming | For | For | Mgmt |
1d | Elect Director Robert A. Hermes | For | For | Mgmt |
1e | Elect Director James V. Kelley | For | For | Mgmt |
1f | Elect Director Walentin Mirosh | For | For | Mgmt |
1g | Elect Director R. Madison Murphy | For | For | Mgmt |
1h | Elect Director J.W. Nolan | For | For | Mgmt |
1i | Elect Director Neal E. Schmale | For | For | Mgmt |
1j | Elect Director David J.H. Smith | For | For | Mgmt |
1k | Elect Director Caroline G. Theus | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Approve Non-Employee Director Omnibus | For | For | Mgmt |
| Stock Plan | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
MYLAN INC. | | | | |
| | | | |
Ticker: | MYL | Security ID: | 628,530,107 | |
Meeting Date: MAY 24, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1.1 | Elect Director Heather Bresch | For | For | Mgmt |
1.2 | Elect Director Wendy Cameron | For | For | Mgmt |
1.3 | Elect Director Robert J. Cindrich | For | For | Mgmt |
1.4 | Elect Director Robert J. Coury | For | For | Mgmt |
1.5 | Elect Director Neil Dimick | For | For | Mgmt |
1.6 | Elect Director Melina Higgins | For | For | Mgmt |
1.7 | Elect Director Douglas J. Leech | For | For | Mgmt |
1.8 | Elect Director Rajiv Malik | For | For | Mgmt |
1.9 | Elect Director Joseph C. Maroon | For | For | Mgmt |
1.10 | Elect Director Mark W. Parrish | For | For | Mgmt |
1.11 | Elect Director Rodney L. Piatt | For | For | Mgmt |
1.12 | Elect Director C.B. Todd | For | For | Mgmt |
1.13 | Elect Director Randall L. (Pete) | For | For | Mgmt |
| Vanderveen | | | |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require Independent Board Chairman | Against | For | Shldr |
| | | | |
NABORS INDUSTRIES LTD. | | | | |
| | | | |
Ticker: | NBR | Security ID: | G6359F103 | |
Meeting Date: JUN 04, 2013 | Meeting Type: Annual | | | |
Record Date: | April 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James R. Crane | For | W/hold | Mgmt |
1.2 | Elect Director Michael C. Linn | For | W/hold | Mgmt |
1.3 | Elect Director John V. Lombardi | For | W/hold | Mgmt |
1.4 | Elect Director Howard Wolf | For | For | Mgmt |
1.5 | Elect Director John Yearwood | For | W/hold | Mgmt |
2 | Approve Pricewaterhouse Coopers LLP as | For | For | Mgmt |
| Auditor and Authorize Board to Fix | | | |
| Their Renumeration | | | |
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Approve Omnibus Stock Plan | For | Against | Mgmt |
5 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
6 | Require Shldr Approval of | Against | For | Shldr |
| Specific Performance Metrics in Equity | | | |
| Compensation Plans | | | |
7 | Require Independent Board Chairman | Against | For | Shldr |
8 | Stock Retention/Holding Period | Against | For | Shldr |
9 | Submit Severance Agreement | Against | For | Shldr |
|
| | | | |
| (Change-in-Control) to Shldr Vote | | | |
10 | Adopt Proxy Access Right | Against | For | Shldr |
| | | | |
NATIONAL OILWELL VARCO, INC. | | | | |
| | | | |
Ticker: | NOV | Security ID: | 637,071,101 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1A | Elect Director Merrill A. Miller, Jr. | For | For | Mgmt |
1B | Elect Director Greg L. Armstrong | For | For | Mgmt |
1C | Elect Director Ben A. Guill | For | For | Mgmt |
1D | Elect Director David D. Harrison | For | For | Mgmt |
1E | Elect Director Roger L. Jarvis | For | For | Mgmt |
1F | Elect Director Eric L. Mattson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
| | | | |
NETAPP, INC. | | | | |
| | | | |
Ticker: | NTAP | Security ID: | 64110D104 | |
Meeting Date: AUG 31, 2012 | Meeting Type: Annual | | | |
Record Date: | July 11, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel J. Warmenhoven | For | For | Mgmt |
1.2 | Elect Director Nicholas G. Moore | For | For | Mgmt |
1.3 | Elect Director Thomas Georgens | For | For | Mgmt |
1.4 | Elect Director Jeffry R. Allen | For | For | Mgmt |
1.5 | Elect Director Alan L. Earhart | For | For | Mgmt |
1.6 | Elect Director Gerald Held | For | For | Mgmt |
1.7 | Elect Director T. Michael Nevens | For | For | Mgmt |
1.8 | Elect Director George T. Shaheen | For | For | Mgmt |
1.9 | Elect Director Robert T. Wall | For | For | Mgmt |
1.10 | Elect Director Richard P. Wallace | For | For | Mgmt |
|
| | | | |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Amend Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Ratify Auditors | For | For | Mgmt |
6 | Reduce Supermajority Vote Requirement | None | For | Shldr |
| | | | |
NETFLIX, INC. | | | | |
| | | | |
Ticker: | NFLX | Security ID: | 64110L106 | |
Meeting Date: JUN 07, 2013 | Meeting Type: Annual | | | |
Record Date: | April 10, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Timothy M. Haley | For | W/hold | Mgmt |
1.2 | Elect Director Ann Mather | For | W/hold | Mgmt |
1.3 | Elect Director Leslie Kilgore | For | W/hold | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | Against | For | Shldr |
5 | Require a Majority Vote for the | Against | For | Shldr |
| Election of Directors | | | |
6 | Require Independent Board Chairman | Against | For | Shldr |
7 | Proxy Access | Against | Against | Shldr |
8 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
| | | | |
NEWELL RUBBERMAID INC. | | | | |
| | | | |
Ticker: | NWL | Security ID: | 651,229,106 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Scott S. Cowen | For | For | Mgmt |
1b | Elect Director Cynthia A. Montgomery | For | For | Mgmt |
1c | Elect Director Jose Ignacio | For | For | Mgmt |
| Perez-lizaur | | | |
|
| | | | |
1d | Elect Director Michael B. Polk | For | For | Mgmt |
1e | Elect Director Michael A. Todman | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
NEWFIELD EXPLORATION COMPANY | | | | |
| | | | |
Ticker: | NFX | Security ID: | 651,290,108 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Lee K. Boothby | For | For | Mgmt |
1b | Elect Director Pamela J. Gardner | For | For | Mgmt |
1c | Elect Director John Randolph Kemp III | For | For | Mgmt |
1d | Elect Director Joseph H. Netherland | For | For | Mgmt |
1e | Elect Director Howard H. Newman | For | For | Mgmt |
1f | Elect Director Thomas G. Ricks | For | For | Mgmt |
1g | Elect Director Juanita M. Romans | For | For | Mgmt |
1h | Elect Director C. E. (Chuck) Shultz | For | For | Mgmt |
1i | Elect Director Richard K. Stoneburner | For | For | Mgmt |
1j | Elect Director J. Terry Strange | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Require Director Nominee with | Against | Against | Shldr |
| Environmental Expertise | | | |
| | | | |
NEWMONT MINING CORPORATION | | | | |
| | | | |
Ticker: | NEM | Security ID: | 651,639,106 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
|
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Bruce R. Brook | For | For | Mgmt |
1.2 | Elect Director J. Kofi Bucknor | For | For | Mgmt |
1.3 | Elect Director Vincent A. Calarco | For | For | Mgmt |
1.4 | Elect Director Joseph A. Carrabba | For | For | Mgmt |
1.5 | Elect Director Noreen Doyle | For | For | Mgmt |
1.6 | Elect Director Gary J. Goldberg | For | For | Mgmt |
1.7 | Elect Director Veronica M. Hagen | For | For | Mgmt |
1.8 | Elect Director Jane Nelson | For | For | Mgmt |
1.9 | Elect Director Donald C. Roth | For | For | Mgmt |
1.10 | Elect Director Simon R. Thompson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
5 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
| | | | |
NEWS CORPORATION | | | | |
| | | | |
Ticker: | NWS | Security ID: | 65248E104 | |
Meeting Date: JUN 11, 2013 | Meeting Type: Special | | | |
Record Date: | April 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Certificate of Incorporation | For | For | Mgmt |
| Clarifying the Ability to Make | | | |
| Distributions in Comparable Securities | | | |
| in Connection with Separation | | | |
| Transactions | | | |
2 | Amend Certificate of Incorporation | For | For | Mgmt |
| Allowing for Certain Distributions on | | | |
| Subsidiary-owned Shares and the | | | |
| Creation of Additional | | | |
| Subsidiary-owned Shares | | | |
| | | | |
NEXTERA ENERGY, INC. | | | | |
| | | | |
Ticker: | NEE | Security ID: | 65339F101 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Sherry S. Barrat | For | For | Mgmt |
1b | Elect Director Robert M. Beall, II | For | For | Mgmt |
1c | Elect Director James L. Camaren | For | For | Mgmt |
1d | Elect Director Kenneth B. Dunn | For | For | Mgmt |
1e | Elect Director Lewis Hay, III | For | For | Mgmt |
1f | Elect Director Toni Jennings | For | For | Mgmt |
1g | Elect Director James L. Robo | For | For | Mgmt |
1h | Elect Director Rudy E. Schupp | For | For | Mgmt |
1i | Elect Director John L. Skolds | For | For | Mgmt |
1j | Elect Director William H. Swanson | For | For | Mgmt |
1k | Elect Director Michael H. Thaman | For | For | Mgmt |
1l | Elect Director Hansel E. Tookes, II | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Minimize Pool Storage of Spent Nuclear | Against | Against | Shldr |
| Fuel | | | |
| | | | |
NIKE, INC. | | | | |
| | | | |
Ticker: | NKE | Security ID: | 654,106,103 | |
Meeting Date: SEP 20, 2012 | Meeting Type: Annual | | | |
Record Date: | July 23, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan B. Graf, Jr. | For | For | Mgmt |
1.2 | Elect Director John C. Lechleiter | For | For | Mgmt |
1.3 | Elect Director Phyllis M. Wise | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Increase Authorized Common Stock | For | For | Mgmt |
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Ratify Auditors | For | For | Mgmt |
6 | Report on Political Contributions | Against | For | Shldr |
| | | | |
NISOURCE INC. | | | | |
|
| | | | |
| | | | |
Ticker: | NI | Security ID: | 65473P105 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard A. Abdoo | For | For | Mgmt |
1.2 | Elect Director Aristides S. Candris | For | For | Mgmt |
1.3 | Elect Director Sigmund L. Cornelius | For | For | Mgmt |
1.4 | Elect Director Michael E. Jesanis | For | For | Mgmt |
1.5 | Elect Director Marty R. Kittrell | For | For | Mgmt |
1.6 | Elect Director W. Lee Nutter | For | For | Mgmt |
1.7 | Elect Director Deborah S. Parker | For | For | Mgmt |
1.8 | Elect Director Robert C. Skaggs, Jr. | For | For | Mgmt |
1.9 | Elect Director Teresa A. Taylor | For | For | Mgmt |
1.10 | Elect Director Richard L. Thompson | For | For | Mgmt |
1.11 | Elect Director Carolyn Y. Woo | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Provide Right to Act by Written Consent | Against | For | Shldr |
5 | Adopt Compensation Benchmarking Policy | Against | Against | Shldr |
| | | | |
NOBLE CORPORATION | | | | |
| | | | |
Ticker: | NE | Security ID: | H5833N103 | |
Meeting Date: APR 26, 2013 | Meeting Type: Annual | | | |
Record Date: | April 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Michael A. Cawley | For | For | Mgmt |
1b | Elect Director Gordon T. Hall | For | For | Mgmt |
1c | Elect Director Ashley Almanza | For | For | Mgmt |
2 | Accept Financial Statements and | For | For | Mgmt |
| Statutory Reports | | | |
3 | Approve Dividends | For | For | Mgmt |
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Mgmt |
| Independent Registered Public | | | |
| Accounting Firm and | | | |
| PricewaterhouseCoopers AG as Statutory | | | |
|
| | | | |
| Auditor | | | |
5 | Approve Discharge of Board and Senior | For | For | Mgmt |
| Mgmt | | | |
6 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
7 | Approve Extension of CHF 133 Million | For | For | Mgmt |
| Pool of Capital without Preemptive | | | |
| Rights | | | |
| | | | |
NOBLE ENERGY, INC. | | | | |
| | | | |
Ticker: | NBL | Security ID: | 655,044,105 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 6, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jeffrey L. Berenson | For | For | Mgmt |
1.2 | Elect Director Michael A. Cawley | For | For | Mgmt |
1.3 | Elect Director Edward F. Cox | For | For | Mgmt |
1.4 | Elect Director Charles D. Davidson | For | For | Mgmt |
1.5 | Elect Director Thomas J. Edelman | For | For | Mgmt |
1.6 | Elect Director Eric P. Grubman | For | For | Mgmt |
1.7 | Elect Director Kirby L. Hedrick | For | For | Mgmt |
1.8 | Elect Director Scott D. Urban | For | For | Mgmt |
1.9 | Elect Director William T. Van Kleef | For | For | Mgmt |
1.10 | Elect Director Molly K. Williamson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Adopt the Jurisdiction of | For | Against | Mgmt |
| Incorporation as the Exclusive Forum | | | |
| for Certain Disputes | | | |
6 | Amend Bylaws to Change Certain | For | For | Mgmt |
| Provisions | | | |
| | | | |
NORDSTROM, INC. | | | | |
| | | | |
Ticker: | JWN | Security ID: | 655,664,100 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
|
| | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Phyllis J. Campbell | For | For | Mgmt |
1b | Elect Director Michelle M. Ebanks | For | For | Mgmt |
1c | Elect Director Enrique Hernandez, Jr. | For | For | Mgmt |
1d | Elect Director Robert G. Miller | For | For | Mgmt |
1e | Elect Director Blake W. Nordstrom | For | For | Mgmt |
1f | Elect Director Erik B. Nordstrom | For | For | Mgmt |
1g | Elect Director Peter E. Nordstrom | For | For | Mgmt |
1h | Elect Director Philip G. Satre | For | For | Mgmt |
1i | Elect Director B. Kevin Turner | For | For | Mgmt |
1j | Elect Director Robert D. Walter | For | For | Mgmt |
1k | Elect Director Alison A. Winter | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
NORFOLK SOUTHERN CORPORATION | | | | |
| | | | |
Ticker: | NSC | Security ID: | 655,844,108 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas D. Bell, Jr | For | For | Mgmt |
1.2 | Elect Director Erskine B. Bowles | For | For | Mgmt |
1.3 | Elect Director Robert A. Bradway | For | For | Mgmt |
1.4 | Elect Director Wesley G. Bush | For | For | Mgmt |
1.5 | Elect Director Daniel A. Carp | For | For | Mgmt |
1.6 | Elect Director Karen N. Horn | For | For | Mgmt |
1.7 | Elect Director Burton M. Joyce | For | For | Mgmt |
1.8 | Elect Director Steven F. Leer | For | For | Mgmt |
1.9 | Elect Director Michael D. Lockhart | For | For | Mgmt |
1.10 | Elect Director Charles W. Moorman | For | For | Mgmt |
1.11 | Elect Director Martin H. Nesbitt | For | For | Mgmt |
1.12 | Elect Director John R. Thompson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Provide Right to Call Special Meeting | For | For | Mgmt |
|
| | | | |
| | | | |
NORTHEAST UTILITIES | | | | |
| | | | |
Ticker: | NU | Security ID: | 664,397,106 | |
Meeting Date: OCT 31, 2012 | Meeting Type: Annual | | | |
Record Date: | September 4, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard H. Booth | For | For | Mgmt |
1.2 | Elect Director John S. Clarkeson | For | For | Mgmt |
1.3 | Elect Director Cotton M. Cleveland | For | For | Mgmt |
1.4 | Elect Director Sanford Cloud, Jr. | For | For | Mgmt |
1.5 | Elect Director James S. DiStasio | For | For | Mgmt |
1.6 | Elect Director Francis A. Doyle | For | For | Mgmt |
1.7 | Elect Director Charles K. Gifford | For | For | Mgmt |
1.8 | Elect Director Paul A. La Camera | For | For | Mgmt |
1.9 | Elect Director Kenneth R. Leibler | For | For | Mgmt |
1.10 | Elect Director Thomas J. May | For | For | Mgmt |
1.11 | Elect Director Charles W. Shivery | For | For | Mgmt |
1.12 | Elect Director William C. Van Faasen | For | For | Mgmt |
1.13 | Elect Director Frederica M. Williams | For | For | Mgmt |
1.14 | Elect Director Dennis R. Wraase | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
NORTHEAST UTILITIES | | | | |
| | | | |
Ticker: | NU | Security ID: | 664,397,106 | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard H. Booth | For | For | Mgmt |
1.2 | Elect Director John S. Clarkeson | For | For | Mgmt |
1.3 | Elect Director Cotton M. Cleveland | For | For | Mgmt |
1.4 | Elect Director Sanford Cloud, Jr. | For | For | Mgmt |
1.5 | Elect Director James S. DiStasio | For | For | Mgmt |
|
| | | | |
1.6 | Elect Director Francis A. Doyle | For | For | Mgmt |
1.7 | Elect Director Charles K. Gifford | For | For | Mgmt |
1.8 | Elect Director Paul A. La Camera | For | For | Mgmt |
1.9 | Elect Director Kenneth R. Leibler | For | For | Mgmt |
1.10 | Elect Director Thomas J. May | For | For | Mgmt |
1.11 | Elect Director Charles W. Shivery | For | For | Mgmt |
1.12 | Elect Director William C. Van Faasen | For | For | Mgmt |
1.13 | Elect Director Frederica M. Williams | For | For | Mgmt |
1.14 | Elect Director Dennis R. Wraase | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
NORTHERN TRUST CORPORATION | | | | |
| | | | |
Ticker: | NTRS | Security ID: | 665,859,104 | |
Meeting Date: APR 16, 2013 | Meeting Type: Annual | | | |
Record Date: | February 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Linda Walker Bynoe | For | For | Mgmt |
1.2 | Elect Director Nicholas D. Chabraja | For | W/hold | Mgmt |
1.3 | Elect Director Susan Crown | For | For | Mgmt |
1.4 | Elect Director Dipak C. Jain | For | For | Mgmt |
1.5 | Elect Director Robert W. Lane | For | For | Mgmt |
1.6 | Elect Director Edward J. Mooney | For | For | Mgmt |
1.7 | Elect Director Jose Luis Prado | For | For | Mgmt |
1.8 | Elect Director John W. Rowe | For | For | Mgmt |
1.9 | Elect Director Martin P. Slark | For | For | Mgmt |
1.10 | Elect Director David H. B. Smith, Jr. | For | For | Mgmt |
1.11 | Elect Director Charles A. Tribbett, III | For | For | Mgmt |
1.12 | Elect Director Frederick H. Waddell | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Political Contributions and | Against | For | Shldr |
| Lobbying Expenditures | | | |
| | | | |
NORTHROP GRUMMAN CORPORATION | | | | |
|
| | | | |
| | | | |
Ticker: | NOC | Security ID: | 666,807,102 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Wesley G. Bush | For | For | Mgmt |
1.2 | Elect Director Victor H. Fazio | For | For | Mgmt |
1.3 | Elect Director Donald E. Felsinger | For | For | Mgmt |
1.4 | Elect Director Stephen E. Frank | For | For | Mgmt |
1.5 | Elect Director Bruce S. Gordon | For | For | Mgmt |
1.6 | Elect Director Madeleine A. Kleiner | For | For | Mgmt |
1.7 | Elect Director Karl J. Krapek | For | For | Mgmt |
1.8 | Elect Director Richard B. Myers | For | For | Mgmt |
1.9 | Elect Director Aulana L. Peters | For | For | Mgmt |
1.10 | Elect Director Gary Roughead | For | For | Mgmt |
1.11 | Elect Director Thomas M. Schoewe | For | For | Mgmt |
1.12 | Elect Director Kevin W. Sharer | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
5 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
NRG ENERGY, INC. | | | | |
| | | | |
Ticker: | NRG | Security ID: | 629,377,508 | |
Meeting Date: NOV 09, 2012 | Meeting Type: Special | | | |
Record Date: | October 5, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with | For | For | Mgmt |
| Acquisition | | | |
2 | Fix Number of Directors at Sixteen | For | For | Mgmt |
3 | Adjourn Meeting | For | For | Mgmt |
| | | | |
NRG ENERGY, INC. | | | | |
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| | | | |
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Ticker: | NRG | Security ID: | 629,377,508 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kirbyjon H. Caldwell | For | For | Mgmt |
1.2 | Elect Director David Crane | For | For | Mgmt |
1.3 | Elect Director Kathleen A. McGinty | For | For | Mgmt |
1.4 | Elect Director Evan J. Silverstein | For | For | Mgmt |
1.5 | Elect Director Thomas H. Weidemeyer | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
NUCOR CORPORATION | | | | |
| | | | |
Ticker: | NUE | Security ID: | 670,346,105 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
|
| | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peter C. Browning | For | For | Mgmt |
1.2 | Elect Director Clayton C. Daley, Jr. | For | For | Mgmt |
1.3 | Elect Director Daniel R. DiMicco | For | For | Mgmt |
1.4 | Elect Director John J. Ferriola | For | For | Mgmt |
1.5 | Elect Director Harvey B. Gantt | For | For | Mgmt |
1.6 | Elect Director Victoria F. Haynes | For | For | Mgmt |
1.7 | Elect Director Bernard L. Kasriel | For | For | Mgmt |
1.8 | Elect Director Christopher J. Kearney | For | For | Mgmt |
1.9 | Elect Director Raymond J. Milchovich | For | For | Mgmt |
1.10 | Elect Director John H. Walker | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Reduce Supermajority Vote Requirement | For | For | Mgmt |
| for Amendments to the Certificate of | | | |
| Incorporation | | | |
5 | Reduce Supermajority Vote Requirement | For | For | Mgmt |
|
| | | | |
| for Amendments to the Bylaws | | | |
6 | Require a Majority Vote for the | Against | For | Shldr |
| Election of Directors | | | |
7 | Report on Lobbying Payments and Policy | Against | For | Shldr |
| | | | |
NVIDIA CORPORATION | | | | |
| | | | |
Ticker: | NVDA | Security ID: | 67066G104 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Tench Coxe | For | For | Mgmt |
1b | Elect Director James C. Gaither | For | For | Mgmt |
1c | Elect Director Jen-Hsun Huang | For | For | Mgmt |
1d | Elect Director Mark L. Perry | For | For | Mgmt |
1e | Elect Director A. Brooke Seawell | For | For | Mgmt |
1f | Elect Director Mark A. Stevens | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
NYSE EURONEXT | | | | |
| | | | |
Ticker: | NYX | Security ID: | 629,491,101 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | February 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Andre Bergen | For | For | Mgmt |
1b | Elect Director Ellyn L. Brown | For | For | Mgmt |
1c | Elect Director Marshall N. Carter | For | For | Mgmt |
1d | Elect Director Dominique Cerutti | For | For | Mgmt |
1e | Elect Director George Cox | For | For | Mgmt |
1f | Elect Director Sylvain Hefes | For | For | Mgmt |
1g | Elect Director Jan-Michiel Hessels | For | For | Mgmt |
1h | Elect Director Lawrence E. Leibowitz | For | For | Mgmt |
1i | Elect Director Duncan M. McFarland | For | For | Mgmt |
|
| | | | |
1j | Elect Director James J. McNulty | For | For | Mgmt |
1k | Elect Director Duncan L. Niederauer | For | For | Mgmt |
1l | Elect Director Luis Maria Viana Palha | For | For | Mgmt |
| da Silva | | | |
1m | Elect Director Robert G. Scott | For | For | Mgmt |
1n | Elect Director Jackson P. Tai | For | For | Mgmt |
1o | Elect Director Rijnhard van Tets | For | For | Mgmt |
1p | Elect Director Brian Williamson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Amend Omnibus Stock Plan | For | For | Mgmt |
6 | Provide Right to Call Special Meeting | For | For | Mgmt |
7 | Provide Right to Act by Written Consent | For | For | Mgmt |
| | | | |
NYSE EURONEXT | | | | |
| | | | |
Ticker: | NYX | Security ID: | 629,491,101 | |
Meeting Date: JUN 03, 2013 | Meeting Type: Special | | | |
Record Date: | April 26, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Mgmt |
2 | Advisory Vote on Golden Parachutes | For | For | Mgmt |
3 | Adjourn Meeting | For | For | Mgmt |
| | | | |
O'REILLY AUTOMOTIVE, INC. | | | | |
| | | | |
Ticker: | ORLY | Security ID: | 67103H107 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | February 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Larry O'Reilly | For | For | Mgmt |
1b | Elect Director Rosalie O'Reilly-Wooten | For | For | Mgmt |
1c | Elect Director Thomas T. Hendrickson | For | For | Mgmt |
2 | Declassify the Board of Directors | For | For | Mgmt |
3 | Provide Right to Call Special Meeting | For | For | Mgmt |
|
| | | | |
4 | Amend Articles of Incorporation to | For | For | Mgmt |
| Eliminate Unnecessary and Outdated | | | |
| Provisions and to Make Minor Revisions | | | |
| to Conform to Current State Laws and | | | |
| Clarify | | | |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
6 | Ratify Auditors | For | For | Mgmt |
| | | | |
OCCIDENTAL PETROLEUM CORPORATION | | | | |
| | | | |
Ticker: | OXY | Security ID: | 674,599,105 | |
Meeting Date: MAY 03, 2013 | Meeting Type: Annual | | | |
Record Date: | March 13, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Spencer Abraham | For | For | Mgmt |
1.2 | Elect Director Howard I. Atkins | For | For | Mgmt |
1.3 | Elect Director Stephen I. Chazen | For | For | Mgmt |
1.4 | Elect Director Edward P. Djerejian | For | For | Mgmt |
1.5 | Elect Director John E. Feick | For | For | Mgmt |
1.6 | Elect Director Margaret M. Foran | For | For | Mgmt |
1.7 | Elect Director Carlos M. Gutierrez | For | For | Mgmt |
1.8 | Elect Director Ray R. Irani | For | Against | Mgmt |
1.9 | Elect Director Avedick B. Poladian | For | For | Mgmt |
1.10 | Elect Director Aziz D. Syriani | For | Against | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Provide Right to Act by Written Consent | Against | For | Shldr |
| | | | |
OMNICOM GROUP INC. | | | | |
| | | | |
Ticker: | OMC | Security ID: | 681,919,106 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | April 2, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1.1 | Elect Director John D. Wren | For | For | Mgmt |
1.2 | Elect Director Bruce Crawford | For | For | Mgmt |
1.3 | Elect Director Alan R. Batkin | For | For | Mgmt |
1.4 | Elect Director Mary C. Choksi | For | For | Mgmt |
1.5 | Elect Director Robert Charles Clark | For | For | Mgmt |
1.6 | Elect Director Leonard S. Coleman, Jr. | For | For | Mgmt |
1.7 | Elect Director Errol M. Cook | For | For | Mgmt |
1.8 | Elect Director Susan S. Denison | For | For | Mgmt |
1.9 | Elect Director Michael A. Henning | For | For | Mgmt |
1.10 | Elect Director John R. Murphy | For | For | Mgmt |
1.11 | Elect Director John R. Purcell | For | For | Mgmt |
1.12 | Elect Director Linda Johnson Rice | For | For | Mgmt |
1.13 | Elect Director Gary L. Roubos | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Prepare Employment Diversity Report | Against | For | Shldr |
6 | Stock Retention | Against | For | Shldr |
| | | | |
ONEOK, INC. | | | | |
| | | | |
Ticker: | OKE | Security ID: | 682,680,103 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James C. Day | For | For | Mgmt |
1.2 | Elect Director Julie H. Edwards | For | For | Mgmt |
1.3 | Elect Director William L. Ford | For | For | Mgmt |
1.4 | Elect Director John W. Gibson | For | For | Mgmt |
1.5 | Elect Director Bert H. Mackie | For | For | Mgmt |
1.6 | Elect Director Steven J. Malcolm | For | For | Mgmt |
1.7 | Elect Director Jim W. Mogg | For | For | Mgmt |
1.8 | Elect Director Pattye L. Moore | For | For | Mgmt |
1.9 | Elect Director Gary D. Parker | For | For | Mgmt |
1.10 | Elect Director Eduardo A. Rodriguez | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Report on Methane Emissions | Against | For | Shldr |
|
| | | | |
| | | | |
ORACLE CORPORATION | | | | |
| | | | |
Ticker: | ORCL | Security ID: | 68389X105 | |
Meeting Date: NOV 07, 2012 | Meeting Type: Annual | | | |
Record Date: | September 10, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jeffrey S. Berg | For | For | Mgmt |
1.2 | Elect Director H. Raymond Bingham | For | For | Mgmt |
1.3 | Elect Director Michael J. Boskin | For | For | Mgmt |
1.4 | Elect Director Safra A. Catz | For | For | Mgmt |
1.5 | Elect Director Bruce R. Chizen | For | W/hold | Mgmt |
1.6 | Elect Director George H. Conrades | For | W/hold | Mgmt |
1.7 | Elect Director Lawrence J. Ellison | For | For | Mgmt |
1.8 | Elect Director Hector Garcia-Molina | For | For | Mgmt |
1.9 | Elect Director Jeffrey O. Henley | For | For | Mgmt |
1.10 | Elect Director Mark V. Hurd | For | For | Mgmt |
1.11 | Elect Director Donald L. Lucas | For | For | Mgmt |
1.12 | Elect Director Naomi O. Seligman | For | W/hold | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Non-Employee Director Stock | For | For | Mgmt |
| Option Plan | | | |
4 | Ratify Auditors | For | For | Mgmt |
5 | Adopt Multiple Performance Metrics | Against | For | Shldr |
| Under Executive Incentive Plans | | | |
6 | Require Independent Board Chairman | Against | For | Shldr |
7 | Adopt Retention Ratio for | Against | For | Shldr |
| Executives/Directors | | | |
8 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
| | | | |
OWENS-ILLINOIS, INC. | | | | |
| | | | |
Ticker: | OI | Security ID: | 690,768,403 | |
Meeting Date: MAY 17, 2013 | Meeting Type: Annual | | | |
Record Date: | March 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1.1 | Elect Director Jay L. Geldmacher | For | For | Mgmt |
1.2 | Elect Director Albert P. L. Stroucken | For | For | Mgmt |
1.3 | Elect Director Dennis K. Williams | For | For | Mgmt |
1.4 | Elect Director Thomas L. Young | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
PACCAR INC | | | | |
| | | | |
Ticker: | PCAR | Security ID: | 693,718,108 | |
Meeting Date: APR 29, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alison J. Carnwath | For | For | Mgmt |
1.2 | Elect Director Luiz Kaufmann | For | For | Mgmt |
1.3 | Elect Director John M. Pigott | For | For | Mgmt |
1.4 | Elect Director Gregory M. E. Spierkel | For | For | Mgmt |
2 | Declassify the Board of Directors | Against | For | Shldr |
3 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
| | | | |
PALL CORPORATION | | | | |
| | | | |
Ticker: | PLL | Security ID: | 696,429,307 | |
Meeting Date: DEC 12, 2012 | Meeting Type: Annual | | | |
Record Date: | October 23, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Amy E. Alving | For | For | Mgmt |
1.2 | Elect Director Robert B. Coutts | For | For | Mgmt |
1.3 | Elect Director Mark E. Goldstein | For | For | Mgmt |
1.4 | Elect Director Cheryl W. Grise | For | For | Mgmt |
1.5 | Elect Director Ronald L. Hoffman | For | For | Mgmt |
1.6 | Elect Director Lawrence D. Kingsley | For | For | Mgmt |
1.7 | Elect Director Dennis N. Longstreet | For | For | Mgmt |
1.8 | Elect Director B. Craig Owens | For | For | Mgmt |
1.9 | Elect Director Katharine L. Plourde | For | For | Mgmt |
1.10 | Elect Director Edward Travaglianti | For | For | Mgmt |
|
| | | | |
1.11 | Elect Director Bret W. Wise | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Bylaws | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
PARKER-HANNIFIN CORPORATION | | | | |
| | | | |
Ticker: | PH | Security ID: | 701,094,104 | |
Meeting Date: OCT 24, 2012 | Meeting Type: Annual | | | |
Record Date: | August 31, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert G. Bohn | For | For | Mgmt |
1.2 | Elect Director Linda S. Harty | For | For | Mgmt |
1.3 | Elect Director William E. Kassling | For | For | Mgmt |
1.4 | Elect Director Robert J. Kohlhepp | For | For | Mgmt |
1.5 | Elect Director Klaus-Peter Muller | For | For | Mgmt |
1.6 | Elect Director Candy M. Obourn | For | For | Mgmt |
1.7 | Elect Director Joseph M. Scaminace | For | For | Mgmt |
1.8 | Elect Director Wolfgang R. Schmitt | For | For | Mgmt |
1.9 | Elect Director Ake Svensson | For | For | Mgmt |
1.10 | Elect Director James L. Wainscott | For | For | Mgmt |
1.11 | Elect Director Donald E. Washkewicz | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
PATTERSON COMPANIES, INC. | | | | |
| | | | |
Ticker: | PDCO | Security ID: | 703,395,103 | |
Meeting Date: SEP 10, 2012 | Meeting Type: Annual | | | |
Record Date: | July 13, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Scott P. Anderson | For | For | Mgmt |
|
| | | | |
1.2 | Elect Director Ellen A. Rudnick | For | For | Mgmt |
1.3 | Elect Director Harold C. Slavkin | For | For | Mgmt |
1.4 | Elect Director James W. Wiltz | For | For | Mgmt |
1.5 | Elect Director Jody H. Feragen | For | For | Mgmt |
2 | Declassify the Board of Directors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Amend Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
6 | Ratify Auditors | For | For | Mgmt |
7 | Restore or Provide for Cumulative | Against | For | Shldr |
| Voting | | | |
| | | | |
PAYCHEX, INC. | | | | |
| | | | |
Ticker: | PAYX | Security ID: | 704,326,107 | |
Meeting Date: OCT 23, 2012 | Meeting Type: Annual | | | |
Record Date: | August 24, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director B. Thomas Golisano | For | For | Mgmt |
1b | Elect Director Joseph G. Doody | For | For | Mgmt |
1c | Elect Director David J. S. Flaschen | For | For | Mgmt |
1d | Elect Director Phillip Horsley | For | For | Mgmt |
1e | Elect Director Grant M. Inman | For | For | Mgmt |
1f | Elect Director Pamela A. Joseph | For | For | Mgmt |
1g | Elect Director Martin Mucci | For | For | Mgmt |
1h | Elect Director Joseph M. Tucci | For | For | Mgmt |
1i | Elect Director Joseph M. Velli | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
PEABODY ENERGY CORPORATION | | | | |
| | | | |
Ticker: | BTU | Security ID: | 704,549,104 | |
Meeting Date: APR 29, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gregory H. Boyce | For | For | Mgmt |
1.2 | Elect Director William A. Coley | For | For | Mgmt |
1.3 | Elect Director William E. James | For | For | Mgmt |
1.4 | Elect Director Robert B. Karn, III | For | For | Mgmt |
1.5 | Elect Director Henry E. Lentz | For | For | Mgmt |
1.6 | Elect Director Robert A. Malone | For | For | Mgmt |
1.7 | Elect Director William C. Rusnack | For | For | Mgmt |
1.8 | Elect Director John F. Turner | For | For | Mgmt |
1.9 | Elect Director Sandra A. Van Trease | For | For | Mgmt |
1.10 | Elect Director Alan H. Washkowitz | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Report on Lobbying Payments and Policy | Against | For | Shldr |
6 | Require Independent Board Chairman | Against | For | Shldr |
| | | | |
PENTAIR LTD. | | | | |
| | | | |
Ticker: | PNR | Security ID: | H6169Q108 | |
Meeting Date: APR 29, 2013 | Meeting Type: Annual | | | |
Record Date: | April 9, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director T. Michael Glenn | For | For | Mgmt |
1b | Elect Director David H. Y. Ho | For | For | Mgmt |
1c | Elect Director Ronald L. Merriman | For | For | Mgmt |
2 | Accept Financial Statements and | For | For | Mgmt |
| Statutory Reports | | | |
3 | Approve Discharge of Board and Senior | For | For | Mgmt |
| Mgmt | | | |
4a | Ratify Deloitte AG as Statutory | For | For | Mgmt |
| Auditors | | | |
4b | Ratify Deloitte & Touche LLP as | For | For | Mgmt |
| Auditors | | | |
4c | Ratify PricewaterhouseCoopers as | For | For | Mgmt |
| special auditors | | | |
5a | Appropriation of Results for the Year | For | For | Mgmt |
| Ended December 31, 2012 | | | |
5b | Approve Conversion of Capital | For | For | Mgmt |
|
| | | | |
| Contributions to Distribute an | | | |
| Ordinary Cash Dividend | | | |
6 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
7 | Approve Omnibus Stock Plan | For | For | Mgmt |
| | | | |
PEOPLE'S UNITED FINANCIAL, INC. | | | | |
| | | | |
Ticker: | PBCT | Security ID: | 712,704,105 | |
Meeting Date: APR 18, 2013 | Meeting Type: Annual | | | |
Record Date: | February 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kevin T. Bottomley | For | For | Mgmt |
1.2 | Elect Director John K. Dwight | For | For | Mgmt |
1.3 | Elect Director Janet M. Hansen | For | For | Mgmt |
1.4 | Elect Director Mark W. Richards | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Declassify the Board of Directors | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
PEPCO HOLDINGS, INC. | | | | |
| | | | |
Ticker: | POM | Security ID: | 713,291,102 | |
Meeting Date: MAY 17, 2013 | Meeting Type: Annual | | | |
Record Date: | March 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jack B. Dunn, IV | For | For | Mgmt |
1.2 | Elect Director H. Russell Frisby, Jr. | For | For | Mgmt |
1.3 | Elect Director Terence C. Golden | For | For | Mgmt |
1.4 | Elect Director Patrick T. Harker | For | For | Mgmt |
1.5 | Elect Director Frank O. Heintz | For | For | Mgmt |
1.6 | Elect Director Barbara J. Krumsiek | For | For | Mgmt |
1.7 | Elect Director George F. MacCormack | For | For | Mgmt |
1.8 | Elect Director Lawrence C. Nussdorf | For | For | Mgmt |
1.9 | Elect Director Patricia A. Oelrich | For | For | Mgmt |
|
| | | | |
1.10 | Elect Director Joseph M. Rigby | For | For | Mgmt |
1.11 | Elect Director Frank K. Ross | For | For | Mgmt |
1.12 | Elect Director Pauline A. Schneider | For | For | Mgmt |
1.13 | Elect Director Lester P. Silverman | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
PEPSICO, INC. | | | | |
| | | | |
Ticker: | PEP | Security ID: | 713,448,108 | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
Record Date: | March 7, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Shona L. Brown | For | For | Mgmt |
1.2 | Elect Director George W. Buckley | For | For | Mgmt |
1.3 | Elect Director Ian M. Cook | For | For | Mgmt |
1.4 | Elect Director Dina Dublon | For | For | Mgmt |
1.5 | Elect Director Victor J. Dzau | For | For | Mgmt |
1.6 | Elect Director Ray L. Hunt | For | For | Mgmt |
1.7 | Elect Director Alberto Ibarguen | For | For | Mgmt |
1.8 | Elect Director Indra K. Nooyi | For | For | Mgmt |
1.9 | Elect Director Sharon Percy Rockefeller | For | For | Mgmt |
1.10 | Elect Director James J. Schiro | For | For | Mgmt |
1.11 | Elect Director Lloyd G. Trotter | For | For | Mgmt |
1.12 | Elect Director Daniel Vasella | For | For | Mgmt |
1.13 | Elect Director Alberto Weisser | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
PERKINELMER, INC. | | | | |
| | | | |
Ticker: | PKI | Security ID: | 714,046,109 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1a | Elect Director Peter Barrett | For | For | Mgmt |
1b | Elect Director Robert F. Friel | For | For | Mgmt |
1c | Elect Director Nicholas A. Lopardo | For | For | Mgmt |
1d | Elect Director Alexis P. Michas | For | For | Mgmt |
1e | Elect Director James C. Mullen | For | For | Mgmt |
1f | Elect Director Vicki L. Sato | For | For | Mgmt |
1g | Elect Director Kenton J. Sicchitano | For | For | Mgmt |
1h | Elect Director Patrick J. Sullivan | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
PERRIGO COMPANY | | | | |
| | | | |
Ticker: | PRGO | Security ID: | 714,290,103 | |
Meeting Date: NOV 06, 2012 | Meeting Type: Annual | | | |
Record Date: | September 7, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gary M. Cohen | For | For | Mgmt |
1.2 | Elect Director David T. Gibbons | For | W/hold | Mgmt |
1.3 | Elect Director Ran Gottfried | For | For | Mgmt |
1.4 | Elect Director Ellen R. Hoffing | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
PETSMART, INC. | | | | |
| | | | |
Ticker: | PETM | Security ID: | 716,768,106 | |
Meeting Date: JUN 14, 2013 | Meeting Type: Annual | | | |
Record Date: | April 17, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Angel Cabrera | For | For | Mgmt |
1b | Elect Director Rita V. Foley | For | For | Mgmt |
1c | Elect Director Rakesh Gangwal | For | For | Mgmt |
1d | Elect Director Joseph S. Hardin, Jr. | For | For | Mgmt |
1e | Elect Director Gregory P. Josefowicz | For | For | Mgmt |
|
| | | | |
1f | Elect Director Richard K. Lochridge | For | For | Mgmt |
1g | Elect Director Robert F. Moran | For | For | Mgmt |
1h | Elect Director Barbara Munder | For | For | Mgmt |
1i | Elect Director Thomas G. Stemberg | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
PFIZER INC. | | | | |
| | | | |
Ticker: | PFE | Security ID: | 717,081,103 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | February 27, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dennis A. Ausiello | For | For | Mgmt |
1.2 | Elect Director M. Anthony Burns | For | For | Mgmt |
1.3 | Elect Director W. Don Cornwell | For | For | Mgmt |
1.4 | Elect Director Frances D. Fergusson | For | For | Mgmt |
1.5 | Elect Director William H. Gray, III | For | For | Mgmt |
1.6 | Elect Director Helen H. Hobbs | For | For | Mgmt |
1.7 | Elect Director Constance J. Horner | For | For | Mgmt |
1.8 | Elect Director James M. Kilts | For | For | Mgmt |
1.9 | Elect Director George A. Lorch | For | For | Mgmt |
1.10 | Elect Director Suzanne Nora Johnson | For | For | Mgmt |
1.11 | Elect Director Ian C. Read | For | For | Mgmt |
1.12 | Elect Director Stephen W. Sanger | For | For | Mgmt |
1.13 | Elect Director Marc Tessier-Lavigne | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Stock Retention/Holding Period | Against | For | Shldr |
5 | Provide Right to Act by Written Consent | Against | For | Shldr |
| | | | |
PG&E CORPORATION | | | | |
| | | | |
Ticker: | PCG | Security ID: | 69331C108 | |
Meeting Date: MAY 06, 2013 | Meeting Type: Annual | | | |
Record Date: | March 7, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David R. Andrews | For | For | Mgmt |
1.2 | Elect Director Lewis Chew | For | For | Mgmt |
1.3 | Elect Director C. Lee Cox | For | For | Mgmt |
1.4 | Elect Director Anthony F. Earley, Jr. | For | For | Mgmt |
1.5 | Elect Director Fred J. Fowler | For | For | Mgmt |
1.6 | Elect Director Maryellen C. Herringer | For | For | Mgmt |
1.7 | Elect Director Roger H. Kimmel | For | For | Mgmt |
1.8 | Elect Director Richard A. Meserve | For | For | Mgmt |
1.9 | Elect Director Forrest E. Miller | For | For | Mgmt |
1.10 | Elect Director Rosendo G. Parra | For | For | Mgmt |
1.11 | Elect Director Barbara L. Rambo | For | For | Mgmt |
1.12 | Elect Director Barry Lawson Williams | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
PHILIP MORRIS INTERNATIONAL INC. | | | | |
| | | | |
Ticker: | PM | Security ID: | 718,172,109 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Harold Brown | For | For | Mgmt |
1.2 | Elect Director Mathis Cabiallavetta | For | For | Mgmt |
1.3 | Elect Director Andre Calantzopoulos | For | For | Mgmt |
1.4 | Elect Director Louis C. Camilleri | For | For | Mgmt |
1.5 | Elect Director J. Dudley Fishburn | For | For | Mgmt |
1.6 | Elect Director Jennifer Li | For | For | Mgmt |
1.7 | Elect Director Graham Mackay | For | For | Mgmt |
1.8 | Elect Director Sergio Marchionne | For | For | Mgmt |
1.9 | Elect Director Kalpana Morparia | For | For | Mgmt |
1.10 | Elect DirectorLucio A. Noto | For | For | Mgmt |
1.11 | Elect Director Robert B. Polet | For | For | Mgmt |
1.12 | Elect Director Carlos Slim Helu | For | For | Mgmt |
1.13 | Elect Director Stephen M. Wolf | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
| | | | |
PHILLIPS 66 | | | | |
| | | | |
Ticker: | PSX | Security ID: | 718,546,104 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Greg C. Garland | For | For | Mgmt |
1b | Elect Director John E. Lowe | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Mgmt |
| | | | |
PINNACLE WEST CAPITAL CORPORATION | | | | |
| | | | |
Ticker: | PNW | Security ID: | 723,484,101 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 12, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward N. Basha, Jr. | For | For | Mgmt |
1.2 | Elect Director Donald E. Brandt | For | For | Mgmt |
1.3 | Elect Director Susan Clark-Johnson | For | For | Mgmt |
1.4 | Elect Director Denis A. Cortese | For | For | Mgmt |
1.5 | Elect Director Michael L. Gallagher | For | For | Mgmt |
1.6 | Elect Director Roy A. Herberger, Jr. | For | For | Mgmt |
1.7 | Elect Director Dale E. Klein | For | For | Mgmt |
1.8 | Elect Director Humberto S. Lopez | For | For | Mgmt |
1.9 | Elect Director Kathryn L. Munro | For | For | Mgmt |
1.10 | Elect Director Bruce J. Nordstrom | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
|
| | | | |
| | | | |
PIONEER NATURAL RESOURCES COMPANY | | | | |
| | | | |
Ticker: | PXD | Security ID: | 723,787,107 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Timothy L. Dove | For | For | Mgmt |
1.2 | Elect Director Charles E. Ramsey, Jr. | For | For | Mgmt |
1.3 | Elect Director Frank A. Risch | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Mgmt of Hydraulic | Against | For | Shldr |
| Fracturing Risks and Opportunities | | | |
| | | | |
PITNEY BOWES INC. | | | | |
| | | | |
Ticker: | PBI | Security ID: | 724,479,100 | |
Meeting Date: MAY 13, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Linda G. Alvarado | For | For | Mgmt |
1b | Elect Director Anne M. Busquet | For | For | Mgmt |
1c | Elect Director Roger Fradin | For | For | Mgmt |
1d | Elect Director Anne Sutherland Fuchs | For | For | Mgmt |
1e | Elect Director S. Douglas Hutcheson | For | For | Mgmt |
1f | Elect Director Marc B. Lautenbach | For | For | Mgmt |
1g | Elect Director Eduardo R. Menasce | For | For | Mgmt |
1h | Elect Director Michael I. Roth | For | For | Mgmt |
1i | Elect Director David L. Shedlarz | For | For | Mgmt |
1j | Elect Director David B. Snow, Jr. | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
|
| | | | |
| | | | |
PLUM CREEK TIMBER COMPANY, INC. | | | | |
| | | | |
Ticker: | PCL | Security ID: | 729,251,108 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Rick R. Holley | For | For | Mgmt |
1b | Elect Director Robin Josephs | For | For | Mgmt |
1c | Elect Director John G. McDonald | For | For | Mgmt |
1d | Elect Director Robert B. McLeod | For | For | Mgmt |
1e | Elect Director John F. Morgan Sr. | For | For | Mgmt |
1f | Elect Director Marc F. Racicot | For | For | Mgmt |
1g | Elect Director Lawrence A. Selzer | For | For | Mgmt |
1h | Elect Director Stephen C. Tobias | For | For | Mgmt |
1i | Elect Director Martin A. White | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
PPG INDUSTRIES, INC. | | | | |
| | | | |
Ticker: | PPG | Security ID: | 693,506,107 | |
Meeting Date: APR 18, 2013 | Meeting Type: Annual | | | |
Record Date: | February 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James G. Berges | For | For | Mgmt |
1.2 | Elect Director John V. Faraci | For | For | Mgmt |
1.3 | Elect Director Victoria F. Haynes | For | For | Mgmt |
1.4 | Elect Director Martin H. Richenhagen | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Declassify the Board of Directors | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
|
| | | | |
| | | | |
PPL CORPORATION | | | | |
| | | | |
Ticker: | PPL | Security ID: | 69351T106 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | February 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frederick M. Bernthal | For | For | Mgmt |
1.2 | Elect Director John W. Conway | For | For | Mgmt |
1.3 | Elect Director Philip G. Cox | For | For | Mgmt |
1.4 | Elect Director Steven G. Elliott | For | For | Mgmt |
1.5 | Elect Director Louise K. Goeser | For | For | Mgmt |
1.6 | Elect Director Stuart E. Graham | For | For | Mgmt |
1.7 | Elect Director Stuart Heydt | For | For | Mgmt |
1.8 | Elect Director Raja Rajamannar | For | For | Mgmt |
1.9 | Elect Director Craig A. Rogerson | For | For | Mgmt |
1.10 | Elect Director William H. Spence | For | For | Mgmt |
1.11 | Elect Director Natica von Althann | For | For | Mgmt |
1.12 | Elect Director Keith H. Williamson | For | For | Mgmt |
2 | Adopt Majority Voting for Uncontested | For | For | Mgmt |
| Election of Directors | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Report on Political Contributions | Against | For | Shldr |
| | | | |
PRAXAIR, INC. | | | | |
| | | | |
Ticker: | PX | Security ID: | 74005P104 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen F. Angel | For | For | Mgmt |
1.2 | Elect Director Oscar Bernardes | For | For | Mgmt |
1.3 | Elect Director Bret K. Clayton | For | For | Mgmt |
1.4 | Elect Director Nance K. Dicciani | For | For | Mgmt |
1.5 | Elect Director Edward G. Galante | For | For | Mgmt |
|
| | | | |
1.6 | Elect Director Claire W. Gargalli | For | For | Mgmt |
1.7 | Elect Director Ira D. Hall | For | For | Mgmt |
1.8 | Elect Director Raymond W. LeBoeuf | For | For | Mgmt |
1.9 | Elect Director Larry D. McVay | For | For | Mgmt |
1.10 | Elect Director Wayne T. Smith | For | For | Mgmt |
1.11 | Elect Director Robert L. Wood | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Require Consistency with Corporate | Against | Against | Shldr |
| Values and Report on Political | | | |
| Contributions | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
PRECISION CASTPARTS CORP. | | | | |
| | | | |
Ticker: | PCP | Security ID: | 740,189,105 | |
Meeting Date: AUG 14, 2012 | Meeting Type: Annual | | | |
Record Date: | June 12, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark Donegan | For | For | Mgmt |
1.2 | Elect Director Vernon E. Oechsle | For | For | Mgmt |
1.3 | Elect Director Ulrich Schmidt | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
| | | | |
PRICELINE.COM INCORPORATED | | | | |
| | | | |
Ticker: | PCLN | Security ID: | 741,503,403 | |
Meeting Date: JUN 06, 2013 | Meeting Type: Annual | | | |
Record Date: | April 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Tim Armstrong | For | For | Mgmt |
1.2 | Elect Director Howard W. Barker, Jr. | For | For | Mgmt |
1.3 | Elect Director Jeffery H. Boyd | For | For | Mgmt |
1.4 | Elect Director Jan L. Docter | For | For | Mgmt |
|
| | | | |
1.5 | Elect Director Jeffrey E. Epstein | For | For | Mgmt |
1.6 | Elect Director James M. Guyette | For | For | Mgmt |
1.7 | Elect Director Nancy B. Peretsman | For | For | Mgmt |
1.8 | Elect Director Thomas E. Rothman | For | For | Mgmt |
1.9 | Elect Director Craig W. Rydin | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
| | | | |
PROLOGIS, INC. | | | | |
| | | | |
Ticker: | PLD | Security ID: | 74340W103 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Hamid R. Moghadam | For | For | Mgmt |
1b | Elect Director George L. Fotiades | For | For | Mgmt |
1c | Elect Director Christine N. Garvey | For | For | Mgmt |
1d | Elect Director Lydia H. Kennard | For | For | Mgmt |
1e | Elect Director J. Michael Losh | For | For | Mgmt |
1f | Elect Director Irving F. Lyons III | For | For | Mgmt |
1g | Elect Director Jeffrey L. Skelton | For | For | Mgmt |
1h | Elect Director D. Michael Steuert | For | For | Mgmt |
1i | Elect Director Carl B. Webb | For | For | Mgmt |
1j | Elect Director William D. Zollars | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
PRUDENTIAL FINANCIAL, INC. | | | | |
| | | | |
Ticker: | PRU | Security ID: | 744,320,102 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1.1 | Elect Director Thomas J. Baltimore, Jr. | For | For | Mgmt |
1.2 | Elect Director Gordon M. Bethune | For | For | Mgmt |
1.3 | Elect Director Gaston Caperton | For | For | Mgmt |
1.4 | Elect Director Gilbert F. Casellas | For | For | Mgmt |
1.5 | Elect Director James G. Cullen | For | For | Mgmt |
1.6 | Elect Director William H. Gray, III | For | For | Mgmt |
1.7 | Elect Director Mark B. Grier | For | For | Mgmt |
1.8 | Elect Director Constance J. Horner | For | For | Mgmt |
1.9 | Elect Director Martina Hund-Mejean | For | For | Mgmt |
1.10 | Elect Director Karl J. Krapek | For | For | Mgmt |
1.11 | Elect Director Christine A. Poon | For | For | Mgmt |
1.12 | Elect Director John R. Strangfeld | For | For | Mgmt |
1.13 | Elect Director James A. Unruh | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Provide Right to Act by Written Consent | Against | Against | Shldr |
| | | | |
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED | | | | |
| | | | |
Ticker: | PEG | Security ID: | 744,573,106 | |
Meeting Date: APR 16, 2013 | Meeting Type: Annual | | | |
Record Date: | February 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Albert R. Gamper, Jr. | For | For | Mgmt |
1.2 | Elect Director William V. Hickey | For | For | Mgmt |
1.3 | Elect Director Ralph Izzo | For | For | Mgmt |
1.4 | Elect Director Shirley Ann Jackson | For | For | Mgmt |
1.5 | Elect Director David Lilley | For | For | Mgmt |
1.6 | Elect Director Thomas A. Renyi | For | For | Mgmt |
1.7 | Elect Director Hak Cheol Shin | For | For | Mgmt |
1.8 | Elect Director Richard J. Swift | For | For | Mgmt |
1.9 | Elect Director Susan Tomasky | For | For | Mgmt |
1.10 | Elect Director Alfred W. Zollar | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Amend Nonqualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
5 | Ratify Auditors | For | For | Mgmt |
6 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
|
| | | | |
| | | | |
PUBLIC STORAGE | | | | |
| | | | |
Ticker: | PSA | Security ID: | 74460D109 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ronald L. Havner, Jr. | For | For | Mgmt |
1.2 | Elect Director Tamara Hughes Gustavson | For | For | Mgmt |
1.3 | Elect Director Uri P. Harkham | For | For | Mgmt |
1.4 | Elect Director B. Wayne Hughes, Jr. | For | For | Mgmt |
1.5 | Elect Director Avedick B. Poladian | For | W/hold | Mgmt |
1.6 | Elect Director Gary E. Pruitt | For | W/hold | Mgmt |
1.7 | Elect Director Ronald P. Spogli | For | For | Mgmt |
1.8 | Elect Director Daniel C. Staton | For | W/hold | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
PULTEGROUP, INC. | | | | |
| | | | |
Ticker: | PHM | Security ID: | 745,867,101 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Brian P. Anderson | For | For | Mgmt |
1.2 | Elect Director Bryce Blair | For | For | Mgmt |
1.3 | Elect Director Richard J. Dugas, Jr. | For | For | Mgmt |
1.4 | Elect Director Thomas Folliard | For | For | Mgmt |
1.5 | Elect Director Cheryl W. Grise | For | For | Mgmt |
1.6 | Elect Director Andre J. Hawaux | For | For | Mgmt |
1.7 | Elect Director Debra J. Kelly-Ennis | For | For | Mgmt |
1.8 | Elect Director Patrick J. O'Leary | For | For | Mgmt |
1.9 | Elect Director James J. Postl | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Approve Omnibus Stock Plan | For | For | Mgmt |
6 | Amend NOL Rights Plan (NOL Pill) | For | For | Mgmt |
7 | Require a Majority Vote for the | Against | For | Shldr |
| Election of Directors | | | |
8 | Performance-Based and/or Time-Based | Against | For | Shldr |
| Equity Awards | | | |
| | | | |
PVH CORP. | | | | |
| | | | |
Ticker: | PVH | Security ID: | 693,656,100 | |
Meeting Date: JUN 20, 2013 | Meeting Type: Annual | | | |
Record Date: | April 23, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mary Baglivo | For | For | Mgmt |
1.2 | Elect Director Emanuel Chirico | For | For | Mgmt |
1.3 | Elect Director Juan R. Figuereo | For | For | Mgmt |
1.4 | Elect Director Joseph B. Fuller | For | For | Mgmt |
1.5 | Elect Director Fred Gehring | For | For | Mgmt |
1.6 | Elect Director Margaret L. Jenkins | For | For | Mgmt |
1.7 | Elect Director Bruce Maggin | For | For | Mgmt |
1.8 | Elect Director V. James Marino | For | For | Mgmt |
1.9 | Elect Director Helen McCluskey | For | For | Mgmt |
1.10 | Elect Director Henry Nasella | For | For | Mgmt |
1.11 | Elect Director Rita M. Rodriguez | For | For | Mgmt |
1.12 | Elect Director Craig Rydin | For | For | Mgmt |
2 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Ratify Auditors | For | For | Mgmt |
| | | | |
QEP RESOURCES, INC. | | | | |
| | | | |
Ticker: | QEP | Security ID: | 74733V100 | |
Meeting Date: MAY 24, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
|
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Julie A. Dill | For | For | Mgmt |
1.2 | Elect Director L. Richard Flury | For | For | Mgmt |
1.3 | Elect Director M.W. Scoggins | For | For | Mgmt |
1.4 | Elect Director Robert E. McKee, III | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Declassify the Board of Directors | For | For | Mgmt |
5 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
QUALCOMM INCORPORATED | | | | |
| | | | |
Ticker: | QCOM | Security ID: | 747,525,103 | |
Meeting Date: MAR 05, 2013 | Meeting Type: Annual | | | |
Record Date: | January 7, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Barbara T. Alexander | For | For | Mgmt |
1b | Elect Director Donald G. Cruickshank | For | For | Mgmt |
1c | Elect Director Raymond V. Dittamore | For | For | Mgmt |
1d | Elect Director Susan Hockfield | For | For | Mgmt |
1e | Elect Director Thomas W. Horton | For | For | Mgmt |
1f | Elect Director Paul E. Jacobs | For | For | Mgmt |
1g | Elect Director Sherry Lansing | For | For | Mgmt |
1h | Elect Director Duane A. Nelles | For | For | Mgmt |
1i | Elect Director Francisco Ros | For | For | Mgmt |
1j | Elect Director Brent Scowcroft | For | For | Mgmt |
1k | Elect Director Marc I. Stern | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
QUANTA SERVICES, INC. | | | | |
| | | | |
Ticker: | PWR | Security ID: | 74762E102 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James R. Ball | For | For | Mgmt |
1.2 | Elect Director J. Michal Conaway | For | For | Mgmt |
1.3 | Elect Director Vincent D. Foster | For | For | Mgmt |
1.4 | Elect Director Bernard Fried | For | For | Mgmt |
1.5 | Elect Director Louis C. Golm | For | For | Mgmt |
1.6 | Elect Director Worthing F. Jackman | For | For | Mgmt |
1.7 | Elect Director James F. O'Neil III | For | For | Mgmt |
1.8 | Elect Director Bruce Ranck | For | For | Mgmt |
1.9 | Elect Director Margaret B. Shannon | For | For | Mgmt |
1.10 | Elect Director Pat Wood, III | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
QUEST DIAGNOSTICS INCORPORATED | | | | |
| | | | |
Ticker: | DGX | Security ID: | 74834L100 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John C. Baldwin | For | For | Mgmt |
1.2 | Elect Director Gary M. Pfeiffer | For | For | Mgmt |
1.3 | Elect Director Stephen H. Rusckowski | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Declassify the Board of Directors | For | For | Mgmt |
4 | Eliminate Class of Preferred Stock | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
6 | Reduce Supermajority Vote Requirement | None | For | Shldr |
7 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
| | | | |
RALPH LAUREN CORPORATION | | | | |
| | | | |
Ticker: | RL | Security ID: | 751,212,101 | |
Meeting Date: AUG 09, 2012 | Meeting Type: Annual | | | |
|
| | | | |
Record Date: | June 21, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank A. Bennack, Jr. | For | For | Mgmt |
1.2 | Elect Director Joel L. Fleishman | For | For | Mgmt |
1.3 | Elect Director Steven P. Murphy | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
| | | | |
RANGE RESOURCES CORPORATION | | | | |
| | | | |
Ticker: | RRC | Security ID: | 75281A109 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 26, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Anthony V. Dub | For | For | Mgmt |
1b | Elect Director V. Richard Eales | For | For | Mgmt |
1c | Elect Director Allen Finkelson | For | For | Mgmt |
1d | Elect Director James M. Funk | For | For | Mgmt |
1e | Elect Director Jonathan S. Linker | For | For | Mgmt |
1f | Elect Director Mary Ralph Lowe | For | For | Mgmt |
1g | Elect Director Kevin S. McCarthy | For | For | Mgmt |
1h | Elect Director John H. Pinkerton | For | For | Mgmt |
1i | Elect Director Jeffrey L. Ventura | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Methane Emissions | Against | For | Shldr |
| | | | |
RAYTHEON COMPANY | | | | |
| | | | |
Ticker: | RTN | Security ID: | 755,111,507 | |
Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | | |
Record Date: | April 9, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James E. Cartwright | For | For | Mgmt |
1b | Elect Director Vernon E. Clark | For | For | Mgmt |
1c | Elect Director Stephen J. Hadley | For | For | Mgmt |
1d | Elect Director Michael C. Ruettgers | For | For | Mgmt |
1e | Elect Director Ronald L. Skates | For | For | Mgmt |
1f | Elect Director William R. Spivey | For | For | Mgmt |
1g | Elect Director Linda G. Stuntz | For | Against | Mgmt |
1h | Elect Director William H. Swanson | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Political Contributions | Against | For | Shldr |
5 | Provide Right to Act by Written Consent | Against | For | Shldr |
6 | Submit SERP to Shldr Vote | Against | For | Shldr |
7 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
| | | | |
RED HAT, INC. | | | | |
| | | | |
Ticker: | RHT | Security ID: | 756,577,102 | |
Meeting Date: AUG 09, 2012 | Meeting Type: Annual | | | |
Record Date: | June 15, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Marye Anne Fox | For | For | Mgmt |
2 | Elect Director Donald H. Livingstone | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Amend Omnibus Stock Plan | For | For | Mgmt |
6 | Declassify the Board of Directors | Against | For | Shldr |
| | | | |
REGIONS FINANCIAL CORPORATION | | | | |
| | | | |
Ticker: | RF | Security ID: | 7591EP100 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director George W. Bryan | For | For | Mgmt |
1b | Elect Director Carolyn H. Byrd | For | For | Mgmt |
1c | Elect Director David J. Cooper, Sr. | For | For | Mgmt |
1d | Elect Director Don DeFosset | For | For | Mgmt |
1e | Elect Director Eric C. Fast | For | For | Mgmt |
1f | Elect Director O.B. Grayson Hall, Jr. | For | For | Mgmt |
1g | Elect Director John D. Johns | For | For | Mgmt |
1h | Elect Director Charles D. McCrary | For | For | Mgmt |
1i | Elect Director James R. Malone | For | For | Mgmt |
1j | Elect Director Ruth Ann Marshall | For | For | Mgmt |
1k | Elect Director Susan W. Matlock | For | For | Mgmt |
1l | Elect Director John E. Maupin, Jr. | For | For | Mgmt |
1m | Elect Director John R. Roberts | For | For | Mgmt |
1n | Elect Director Lee J. Styslinger, III | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Report on Political Contributions | Against | For | Shldr |
| | | | |
REPUBLIC SERVICES, INC. | | | | |
| | | | |
Ticker: | RSG | Security ID: | 760,759,100 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 12, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James W. Crownover | For | For | Mgmt |
1b | Elect Director William J. Flynn | For | For | Mgmt |
1c | Elect Director Michael Larson | For | For | Mgmt |
1d | Elect Director Nolan Lehmann | For | For | Mgmt |
1e | Elect Director W. Lee Nutter | For | For | Mgmt |
1f | Elect Director Ramon A. Rodriguez | For | For | Mgmt |
1g | Elect Director Donald W. Slager | For | For | Mgmt |
1h | Elect Director Allan C. Sorensen | For | For | Mgmt |
1i | Elect Director John M. Trani | For | For | Mgmt |
1j | Elect Director Michael W. Wickham | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
|
| | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Adopt a Policy in which the Company | Against | For | Shldr |
| will not Make or Promise to Make Any | | | |
| Death Benefit Payments to Senior | | | |
| Executives | | | |
6 | Report on Political Contributions | Against | Against | Shldr |
| | | | |
REYNOLDS AMERICAN INC. | | | | |
| | | | |
Ticker: | RAI | Security ID: | 761,713,106 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Daniel M. Delen | For | For | Mgmt |
1b | Elect Director Martin D. Feinstein | For | Against | Mgmt |
1c | Elect Director Lionel L. Nowell, III | For | For | Mgmt |
1d | Elect Director Neil R. Withington | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Declassify the Board of Directors | Against | For | Shldr |
| | | | |
ROBERT HALF INTERNATIONAL INC. | | | | |
| | | | |
Ticker: | RHI | Security ID: | 770,323,103 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | April 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Andrew S. Berwick, Jr. | For | For | Mgmt |
1.2 | Elect Director Harold M. Messmer, Jr. | For | For | Mgmt |
1.3 | Elect Director Barbara J. Novogradac | For | For | Mgmt |
1.4 | Elect Director Robert J. Pace | For | For | Mgmt |
1.5 | Elect Director Frederick A. Richman | For | For | Mgmt |
1.6 | Elect Director M. Keith Waddell | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
|
| | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
ROCKWELL AUTOMATION, INC. | | | | |
| | | | |
Ticker: | ROK | Security ID: | 773,903,109 | |
Meeting Date: FEB 05, 2013 | Meeting Type: Annual | | | |
Record Date: | December 10, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Barry C. Johnson | For | For | Mgmt |
1.2 | Elect Director William T. McCormick,Jr. | For | For | Mgmt |
1.3 | Elect Director Keith D. Nosbusch | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
ROCKWELL COLLINS, INC. | | | | |
| | | | |
Ticker: | COL | Security ID: | 774,341,101 | |
Meeting Date: FEB 07, 2013 | Meeting Type: Annual | | | |
Record Date: | December 10, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John A. Edwardson | For | For | Mgmt |
1.2 | Elect Director Andrew J. Policano | For | For | Mgmt |
1.3 | Elect Director Jeffrey L. Turner | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Approve Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
5 | Declassify the Board of Directors | None | For | Shldr |
| | | | |
ROPER INDUSTRIES, INC. | | | | |
|
| | | | |
| | | | |
Ticker: | ROP | Security ID: | 776,696,106 | |
Meeting Date: MAY 24, 2013 | Meeting Type: Annual | | | |
Record Date: | April 12, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David W. Devonshire | For | For | Mgmt |
1.2 | Elect Director John F. Fort, III | For | For | Mgmt |
1.3 | Elect Director Brian D. Jellison | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Declassify the Board of Directors | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
ROSS STORES, INC. | | | | |
| | | | |
Ticker: | ROST | Security ID: | 778,296,103 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 26, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Michael Balmuth | For | For | Mgmt |
1b | Elect Director K. Gunnar Bjorklund | For | For | Mgmt |
1c | Elect Director Sharon D. Garrett | For | For | Mgmt |
1d | Elect Director Michael J. Bush | For | For | Mgmt |
1e | Elect Director Norman A. Ferber | For | For | Mgmt |
1f | Elect Director Gregory L. Quesnel | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
ROWAN COMPANIES PLC | | | | |
| | | | |
Ticker: | RDC | Security ID: | G7665A101 | |
Meeting Date: JUL 25, 2012 | Meeting Type: Annual | | | |
Record Date: | June 4, 2012 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Re-elect Thomas R. Hix as Director | For | For | Mgmt |
2 | Re-elect Suzanne P. Nimocks as Director | For | For | Mgmt |
3 | Re-elect P. Dexter Peacock as Director | For | For | Mgmt |
4 | Appoint Deloitte & Touche LLP as U.S. | For | For | Mgmt |
| Auditors | | | |
5 | Appoint Deloitte & Touche UK LLP as U. | For | For | Mgmt |
| K. Auditors | | | |
6 | Authorize Board to Fix Remuneration of | For | For | Mgmt |
| Auditors | | | |
7 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
ROWAN COMPANIES PLC | | | | |
| | | | |
Ticker: | RDC | Security ID: | G7665A101 | |
Meeting Date: APR 26, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect William T. Fox, III as Director | For | For | Mgmt |
2 | Elect Sir Graham Hearne as Director | For | For | Mgmt |
3 | Elect H. E. Lentz as Director | For | For | Mgmt |
4 | Ratify Deloitte & Touche LLP as our U. | For | For | Mgmt |
| S. Auditors | | | |
5 | Reappoint Deloitte & Touche U.K LLP as | For | For | Mgmt |
| our U.K. Auditors | | | |
6 | Authorize the Audit Committee to Fix | For | For | Mgmt |
| Remuneration of Auditors | | | |
7 | Approve Omnibus Stock Plan | For | For | Mgmt |
8 | Approve Remuneration Report | For | For | Mgmt |
9 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
RYDER SYSTEM, INC. | | | | |
| | | | |
Ticker: | R | Security ID: | 783,549,108 | |
Meeting Date: MAY 03, 2013 | Meeting Type: Annual | | | |
|
| | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director J. Eck | For | For | Mgmt |
1b | Elect Director Tamara L. Lundgren | For | For | Mgmt |
1c | Elect Director Eugene A. Renna | For | For | Mgmt |
1d | Elect Director Abbie J. Smith | For | For | Mgmt |
1e | Elect Director Robert E. Sanchez | For | For | Mgmt |
1f | Elect Director Michael F. Hilton | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
5 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
| | | | |
SAFEWAY INC. | | | | |
| | | | |
Ticker: | SWY | Security ID: | 786,514,208 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Janet E. Grove | For | For | Mgmt |
1b | Elect Director Mohan Gyani | For | For | Mgmt |
1c | Elect Director Frank C. Herringer | For | Against | Mgmt |
1d | Elect Director George J. Morrow | For | For | Mgmt |
1e | Elect Director Kenneth W. Oder | For | Against | Mgmt |
1f | Elect Director T. Gary Rogers | For | Against | Mgmt |
1g | Elect Director Arun Sarin | For | Against | Mgmt |
1h | Elect Director William Y. Tauscher | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
SAIC, INC. | | | | |
| | | | |
Ticker: | SAI | Security ID: | 78390X101 | |
Meeting Date: JUN 07, 2013 | Meeting Type: Annual | | | |
|
| | | | |
Record Date: | April 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director France A. Cordova | For | For | Mgmt |
1b | Elect Director Jere A. Drummond | For | For | Mgmt |
1c | Elect Director Thomas F. Frist, III | For | For | Mgmt |
1d | Elect Director John J. Hamre | For | For | Mgmt |
1e | Elect Director Miriam E. John | For | For | Mgmt |
1f | Elect Director Anita K. Jones | For | For | Mgmt |
1g | Elect Director John P. Jumper | For | For | Mgmt |
1h | Elect Director Harry M.J. Kraemer, Jr. | For | For | Mgmt |
1i | Elect Director Lawrence C. Nussdorf | For | For | Mgmt |
1j | Elect Director Edward J. Sanderson, Jr. | For | For | Mgmt |
2 | Approve Reverse Stock Split | For | For | Mgmt |
3 | Change Company Name | For | For | Mgmt |
4 | Establish Range For Board Size | For | For | Mgmt |
5 | Reduce Supermajority Vote Requirement | For | For | Mgmt |
6 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
7 | Ratify Auditors | For | For | Mgmt |
| | | | |
SALESFORCE.COM, INC. | | | | |
| | | | |
Ticker: | CRM | Security ID: | 79466L302 | |
Meeting Date: MAR 20, 2013 | Meeting Type: Special | | | |
Record Date: | February 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Increase Authorized Common Stock | For | Against | Mgmt |
| | | | |
SALESFORCE.COM, INC. | | | | |
| | | | |
Ticker: | CRM | Security ID: | 79466L302 | |
Meeting Date: JUN 06, 2013 | Meeting Type: Annual | | | |
Record Date: | May 6, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1.1 | Elect Director Stratton Sclavos | For | For | Mgmt |
1.2 | Elect Director Lawrence Tomlinson | For | For | Mgmt |
1.3 | Elect Director Shirley Young | For | For | Mgmt |
2 | Declassify the Board of Directors | For | For | Mgmt |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
SANDISK CORPORATION | | | | |
| | | | |
Ticker: | SNDK | Security ID: | 80004C101 | |
Meeting Date: JUN 12, 2013 | Meeting Type: Annual | | | |
Record Date: | April 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael E. Marks | For | For | Mgmt |
1.2 | Elect Director Kevin DeNuccio | For | For | Mgmt |
1.3 | Elect Director Irwin Federman | For | For | Mgmt |
1.4 | Elect Director Steven J. Gomo | For | For | Mgmt |
1.5 | Elect Director Eddy W. Hartenstein | For | For | Mgmt |
1.6 | Elect Director Chenming Hu | For | For | Mgmt |
1.7 | Elect Director Catherine P. Lego | For | For | Mgmt |
1.8 | Elect Director Sanjay Mehrotra | For | For | Mgmt |
2 | Approve Omnibus Stock Plan | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
SCANA CORPORATION | | | | |
| | | | |
Ticker: | SCG | Security ID: | 80589M102 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | March 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kevin B. Marsh | For | For | Mgmt |
1.2 | Elect Director Joshua W. Martin, III | For | For | Mgmt |
1.3 | Elect Director James M. Micali | For | For | Mgmt |
|
| | | | |
1.4 | Elect Director Harold C. Stowe | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Declassify the Board of Directors | None | For | Shldr |
| | | | |
SCHLUMBERGER LIMITED | | | | |
| | | | |
Ticker: | SLB | Security ID: | 806,857,108 | |
Meeting Date: APR 10, 2013 | Meeting Type: Annual | | | |
Record Date: | February 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Peter L.S. Currie | For | For | Mgmt |
1b | Elect Director Tony Isaac | For | For | Mgmt |
1c | Elect Director K. Vaman Kamath | For | For | Mgmt |
1d | Elect Director Paal Kibsgaard | For | For | Mgmt |
1e | Elect Director Nikolay Kudryavtsev | For | For | Mgmt |
1f | Elect Director Adrian Lajous | For | For | Mgmt |
1g | Elect Director Michael E. Marks | For | For | Mgmt |
1h | Elect Director Lubna S. Olayan | For | For | Mgmt |
1i | Elect Director L. Rafael Reif | For | For | Mgmt |
1j | Elect Director Tore I. Sandvold | For | For | Mgmt |
1k | Elect Director Henri Seydoux | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Adopt and Approve Financials and | For | For | Mgmt |
| Dividends | | | |
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Mgmt |
| Auditors | | | |
5 | Approve Omnibus Stock Plan | For | For | Mgmt |
6 | Amend Employee Stock Purchase Plan | For | For | Mgmt |
| | | | |
SCRIPPS NETWORKS INTERACTIVE, INC. | | | | |
| | | | |
Ticker: | SNI | Security ID: | 811,065,101 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1.1 | Elect Director David A. Galloway | For | For | Mgmt |
1.2 | Elect Director Nicholas B. Paumgarten | For | For | Mgmt |
1.3 | Elect Director Jeffrey Sagansky | For | For | Mgmt |
1.4 | Elect Director Ronald W. Tysoe | For | For | Mgmt |
| | | | |
SEAGATE TECHNOLOGY PLC | | | | |
| | | | |
Ticker: | STX | Security ID: | G7945M107 | |
Meeting Date: OCT 24, 2012 | Meeting Type: Annual | | | |
Record Date: | September 4, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Stephen J. Luczo | For | For | Mgmt |
1b | Elect Director Frank J. Biondi, Jr. | For | For | Mgmt |
1c | Elect Director Michael R. Cannon | For | For | Mgmt |
1d | Elect Director Mei-Wei Cheng | For | For | Mgmt |
1e | Elect Director William T. Coleman | For | For | Mgmt |
1f | Elect Director Jay L. Geldmacher | For | For | Mgmt |
1g | Elect Director Seh-Woong Jeong | For | For | Mgmt |
1h | Elect Director Lydia M. Marshall | For | For | Mgmt |
1i | Elect Director Kristen M. Onken | For | For | Mgmt |
1j | Elect Director Chong Sup Park | For | For | Mgmt |
1k | Elect Director Gregorio Reyes | For | For | Mgmt |
1l | Elect Director Edward J. Zander | For | For | Mgmt |
2 | Amend Employee Stock Purchase Plan | For | For | Mgmt |
3 | Determine Price Range for Reissuance | For | For | Mgmt |
| of Treasury Shares | | | |
4 | Authorize the Holding of the 2013 AGM | For | For | Mgmt |
| at a Location Outside Ireland | | | |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
6 | Ratify Auditors | For | For | Mgmt |
| | | | |
SEALED AIR CORPORATION | | | | |
| | | | |
Ticker: | SEE | Security ID: | 81211K100 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
|
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Hank Brown | For | For | Mgmt |
2 | Elect Director Michael Chu | For | For | Mgmt |
3 | Elect Director Lawrence R. Codey | For | For | Mgmt |
4 | Elect Director Patrick Duff | For | For | Mgmt |
5 | Elect Director William V. Hickey | For | For | Mgmt |
6 | Elect Director Jacqueline B. Kosecoff | For | For | Mgmt |
7 | Elect Director Kenneth P. Manning | For | For | Mgmt |
8 | Elect Director William J. Marino | For | For | Mgmt |
9 | Elect Director Jerome A. Peribere | For | For | Mgmt |
10 | Elect Director Richard L. Wambold | For | For | Mgmt |
11 | Elect Director Jerry R. Whitaker | For | For | Mgmt |
12 | Amend Restricted Stock Plan | For | For | Mgmt |
13 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
14 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
15 | Ratify Auditors | For | For | Mgmt |
| | | | |
SEMPRA ENERGY | | | | |
| | | | |
Ticker: | SRE | Security ID: | 816,851,109 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 12, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan L. Boeckmann | For | For | Mgmt |
1.2 | Elect Director James G. Brocksmith, Jr. | For | For | Mgmt |
1.3 | Elect Director William D. Jones | For | For | Mgmt |
1.4 | Elect Director William G. Ouchi | For | For | Mgmt |
1.5 | Elect Director Debra L. Reed | For | For | Mgmt |
1.6 | Elect Director William C. Rusnack | For | For | Mgmt |
1.7 | Elect Director William P. Rutledge | For | For | Mgmt |
1.8 | Elect Director Lynn Schenk | For | For | Mgmt |
1.9 | Elect Director Jack T. Taylor | For | For | Mgmt |
1.10 | Elect Director Luis M. Tellez | For | For | Mgmt |
1.11 | Elect Director James C. Yardley | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
5 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
|
| | | | |
SIGMA-ALDRICH CORPORATION | | | | |
| | | | |
Ticker: | SIAL | Security ID: | 826,552,101 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Rebecca M. Bergman | For | For | Mgmt |
1b | Elect Director George M. Church | For | For | Mgmt |
1c | Elect Director Michael L. Marberry | For | For | Mgmt |
1d | Elect Director W. Lee McCollum | For | For | Mgmt |
1e | Elect Director Avi M. Nash | For | For | Mgmt |
1f | Elect Director Steven M. Paul | For | For | Mgmt |
1g | Elect Director J. Pedro Reinhard | For | For | Mgmt |
1h | Elect Director Rakesh Sachdev | For | For | Mgmt |
1i | Elect Director D. Dean Spatz | For | For | Mgmt |
1j | Elect Director Barrett A. Toan | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
SIMON PROPERTY GROUP, INC. | | | | |
| | | | |
Ticker: | SPG | Security ID: | 828,806,109 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Melvyn E. Bergstein | For | For | Mgmt |
1b | Elect Director Larry C. Glasscock | For | For | Mgmt |
1c | Elect Director Karen N. Horn | For | For | Mgmt |
1d | Elect Director Allan Hubbard | For | For | Mgmt |
1e | Elect Director Reuben S. Leibowitz | For | For | Mgmt |
1f | Elect Director Daniel C. Smith | For | For | Mgmt |
1g | Elect Director J. Albert Smith, Jr. | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
|
| | | | |
SLM CORPORATION | | | | |
| | | | |
Ticker: | SLM | Security ID: | 78442P106 | |
Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | | |
Record Date: | April 2, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Ann Torre Bates | For | For | Mgmt |
1b | Elect Director W.M. Diefenderfer III | For | For | Mgmt |
1c | Elect Director Diane Suitt Gilleland | For | For | Mgmt |
1d | Elect Director Earl A. Goode | For | For | Mgmt |
1e | Elect Director Ronald F. Hunt | For | For | Mgmt |
1f | Elect Director Albert L. Lord | For | For | Mgmt |
1g | Elect Director Barry A. Munitz | For | For | Mgmt |
1h | Elect Director Howard H. Newman | For | For | Mgmt |
1i | Elect Director Frank C. Puleo | For | For | Mgmt |
1j | Elect Director Wolfgang Schoellkopf | For | For | Mgmt |
1k | Elect Director Steven L. Shapiro | For | For | Mgmt |
1l | Elect Director Anthony P. Terracciano | For | For | Mgmt |
1m | Elect Director Barry L. Williams | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Lobbying Payments and Policy | Against | For | Shldr |
| | | | |
SNAP-ON INCORPORATED | | | | |
| | | | |
Ticker: | SNA | Security ID: | 833,034,101 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John F. Fiedler | For | For | Mgmt |
1.2 | Elect Director James P. Holden | For | For | Mgmt |
1.3 | Elect Director W. Dudley Lehman | For | For | Mgmt |
1.4 | Elect Director Edward H. Rensi | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
|
| | | | |
| | | | |
SOUTHWEST AIRLINES CO. | | | | |
| | | | |
Ticker: | LUV | Security ID: | 844,741,108 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director David W. Biegler | For | For | Mgmt |
1b | Elect Director J. Veronica Biggins | For | For | Mgmt |
1c | Elect Director Douglas H. Brooks | For | For | Mgmt |
1d | Elect Director William H. Cunningham | For | For | Mgmt |
1e | Elect Director John G. Denison | For | For | Mgmt |
1f | Elect Director Gary C. Kelly | For | For | Mgmt |
1g | Elect Director Nancy B. Loeffler | For | For | Mgmt |
1h | Elect Director John T. Montford | For | For | Mgmt |
1i | Elect Director Thomas M. Nealon | For | For | Mgmt |
1j | Elect Director Daniel D. Villanueva | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
SOUTHWESTERN ENERGY COMPANY | | | | |
| | | | |
Ticker: | SWN | Security ID: | 845,467,109 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | April 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John D. Gass | For | For | Mgmt |
1.2 | Elect Director Catherine A. Kehr | For | For | Mgmt |
1.3 | Elect Director Greg D. Kerley | For | For | Mgmt |
1.4 | Elect Director Harold M. Korell | For | For | Mgmt |
1.5 | Elect Director Vello A. Kuuskraa | For | For | Mgmt |
1.6 | Elect Director Kenneth R. Mourton | For | For | Mgmt |
1.7 | Elect Director Steven L. Mueller | For | For | Mgmt |
|
| | | | |
1.8 | Elect Director Elliott Pew | For | For | Mgmt |
1.9 | Elect Director Alan H. Stevens | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
| | | | |
SPECTRA ENERGY CORP | | | | |
| | | | |
Ticker: | SE | Security ID: | 847,560,109 | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director William T. Esrey | For | For | Mgmt |
1b | Elect Director Gregory L. Ebel | For | For | Mgmt |
1c | Elect Director Austin A. Adams | For | For | Mgmt |
1d | Elect Director Joseph Alvarado | For | For | Mgmt |
1e | Elect Director Pamela L. Carter | For | For | Mgmt |
1f | Elect Director F. Anthony Comper | For | For | Mgmt |
1g | Elect Director Peter B. Hamilton | For | For | Mgmt |
1h | Elect Director Dennis R. Hendrix | For | For | Mgmt |
1i | Elect Director Michael McShane | For | For | Mgmt |
1j | Elect Director Michael G. Morris | For | For | Mgmt |
1k | Elect Director Michael E.J. Phelps | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Lobbying Payments and Policy | Against | For | Shldr |
5 | Report on Methane Emissions | Against | For | Shldr |
| | | | |
SPRINT NEXTEL CORPORATION | | | | |
| | | | |
Ticker: | S | Security ID: | 852,061,100 | |
Meeting Date: JUN 25, 2013 | Meeting Type: Special | | | |
Record Date: | April 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Mgmt |
|
| | | | |
2 | Advisory Vote on Golden Parachutes | For | For | Mgmt |
3 | Adjourn Meeting | For | For | Mgmt |
| | | | |
ST. JUDE MEDICAL, INC. | | | | |
| | | | |
Ticker: | STJ | Security ID: | 790,849,103 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Stuart M. Essig | For | For | Mgmt |
1b | Elect Director Barbara B. Hill | For | For | Mgmt |
1c | Elect Director Michael A. Rocca | For | For | Mgmt |
2 | Declassify the Board of Directors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
STANLEY BLACK & DECKER, INC. | | | | |
| | | | |
Ticker: | SWK | Security ID: | 854,502,101 | |
Meeting Date: APR 16, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George W. Buckley | For | For | Mgmt |
1.2 | Elect Director Patrick D. Campbell | For | For | Mgmt |
1.3 | Elect Director Carlos M. Cardoso | For | For | Mgmt |
1.4 | Elect Director Robert B. Coutts | For | For | Mgmt |
1.5 | Elect Director Benjamin H. Griswold, IV | For | For | Mgmt |
1.6 | Elect Director John F. Lundgren | For | For | Mgmt |
1.7 | Elect Director Anthony Luiso | For | For | Mgmt |
1.8 | Elect Director Marianne M. Parrs | For | For | Mgmt |
1.9 | Elect Director Robert L. Ryan | For | For | Mgmt |
2 | Approve Omnibus Stock Plan | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
| | | | |
STAPLES, INC. | | | | |
| | | | |
Ticker: | SPLS | Security ID: | 855,030,102 | |
Meeting Date: JUN 03, 2013 | Meeting Type: Annual | | | |
Record Date: | April 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Basil L. Anderson | For | For | Mgmt |
1b | Elect Director Arthur M. Blank | For | For | Mgmt |
1c | Elect Director Drew G. Faust | For | For | Mgmt |
1d | Elect Director Justin King | For | For | Mgmt |
1e | Elect Director Carol Meyrowitz | For | For | Mgmt |
1f | Elect Director Rowland T. Moriarty | For | For | Mgmt |
1g | Elect Director Robert C. Nakasone | For | For | Mgmt |
1h | Elect Director Ronald L. Sargent | For | For | Mgmt |
1i | Elect Director Elizabeth A. Smith | For | For | Mgmt |
1j | Elect Director Robert E. Sulentic | For | For | Mgmt |
1k | Elect Director Raul Vazquez | For | For | Mgmt |
1l | Elect Director Vijay Vishwanath | For | For | Mgmt |
1m | Elect Director Paul F. Walsh | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Proxy Access | Against | For | Shldr |
5 | Require Independent Board Chairman | Against | For | Shldr |
| | | | |
STARBUCKS CORPORATION | | | | |
| | | | |
Ticker: | SBUX | Security ID: | 855,244,109 | |
Meeting Date: MAR 20, 2013 | Meeting Type: Annual | | | |
Record Date: | January 10, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Howard Schultz | For | For | Mgmt |
1b | Elect Director William W. Bradley | For | For | Mgmt |
1c | Elect Director Robert M. Gates | For | For | Mgmt |
1d | Elect Director Mellody Hobson | For | For | Mgmt |
1e | Elect Director Kevin R. Johnson | For | For | Mgmt |
|
| | | | |
1f | Elect Director Olden Lee | For | For | Mgmt |
1g | Elect Director Joshua Cooper Ramo | For | For | Mgmt |
1h | Elect Director James G. Shennan, Jr. | For | For | Mgmt |
1i | Elect Director Clara Shih | For | For | Mgmt |
1j | Elect Director Javier G. Teruel | For | For | Mgmt |
1k | Elect Director Myron E. Ullman, III | For | For | Mgmt |
1l | Elect Director Craig E. Weatherup | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Prohibit Political Spending | Against | Against | Shldr |
| | | | |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC. | | | | |
| | | | |
Ticker: | HOT | Security ID: | 85590A401 | |
Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | | |
Record Date: | April 3, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frits van Paasschen | For | For | Mgmt |
1.2 | Elect Director Bruce W. Duncan | For | For | Mgmt |
1.3 | Elect Director Adam M. Aron | For | For | Mgmt |
1.4 | Elect Director Charlene Barshefsky | For | For | Mgmt |
1.5 | Elect Director Thomas E. Clarke | For | For | Mgmt |
1.6 | Elect Director Clayton C. Daley, Jr. | For | For | Mgmt |
1.7 | Elect Director Lizanne Galbreath | For | For | Mgmt |
1.8 | Elect Director Eric Hippeau | For | For | Mgmt |
1.9 | Elect Director Aylwin B. Lewis | For | For | Mgmt |
1.10 | Elect Director Stephen R. Quazzo | For | For | Mgmt |
1.11 | Elect Director Thomas O. Ryder | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
STATE STREET CORPORATION | | | | |
| | | | |
Ticker: | STT | Security ID: | 857,477,103 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
|
| | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Kennett F. Burnes | For | For | Mgmt |
1b | Elect Director Peter Coym | For | For | Mgmt |
1c | Elect Director Patrick de Saint-Aignan | For | For | Mgmt |
1d | Elect Director Amelia C. Fawcett | For | For | Mgmt |
1e | Elect Director Linda A. Hill | For | For | Mgmt |
1f | Elect Director Joseph L. Hooley | For | For | Mgmt |
1g | Elect Director Robert S. Kaplan | For | For | Mgmt |
1h | Elect Director Richard P. Sergel | For | For | Mgmt |
1i | Elect Director Ronald L. Skates | For | For | Mgmt |
1j | Elect Director Gregory L. Summe | For | For | Mgmt |
1k | Elect Director Thomas J. Wilson | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
STERICYCLE, INC. | | | | |
| | | | |
Ticker: | SRCL | Security ID: | 858,912,108 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Mark C. Miller | For | For | Mgmt |
1b | Elect Director Jack W. Schuler | For | For | Mgmt |
1c | Elect Director Charles A. Alutto | For | For | Mgmt |
1d | Elect Director Thomas D. Brown | For | For | Mgmt |
1e | Elect Director Rod F. Dammeyer | For | For | Mgmt |
1f | Elect Director William K. Hall | For | For | Mgmt |
1g | Elect Director Jonathan T. Lord | For | For | Mgmt |
1h | Elect Director John Patience | For | For | Mgmt |
1i | Elect Director Ronald G. Spaeth | For | For | Mgmt |
1j | Elect Director Mike S. Zafirovski | For | For | Mgmt |
2 | Amend Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Stock Retention/Holding Period | Against | For | Shldr |
|
| | | | |
| | | | |
STRYKER CORPORATION | | | | |
| | | | |
Ticker: | SYK | Security ID: | 863,667,101 | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Howard E. Cox, Jr. | For | For | Mgmt |
1b | Elect Director Srikant M. Datar | For | For | Mgmt |
1c | Elect Director Roch Doliveux | For | For | Mgmt |
1d | Elect Director Louise L. Francesconi | For | For | Mgmt |
1e | Elect Director Allan C. Golston | For | For | Mgmt |
1f | Elect Director Howard L. Lance | For | For | Mgmt |
1g | Elect Director Kevin A. Lobo | For | For | Mgmt |
1h | Elect Director William U. Parfet | For | For | Mgmt |
1i | Elect Director Ronda E. Stryker | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
SUNOCO, INC. | | | | |
| | | | |
Ticker: | SUN | Security ID: | 86764P109 | |
Meeting Date: OCT 04, 2012 | Meeting Type: Special | | | |
Record Date: | August 27, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Mgmt |
2 | Advisory Vote on Golden Parachutes | For | Against | Mgmt |
3 | Adjourn Meeting | For | For | Mgmt |
| | | | |
SUNTRUST BANKS, INC. | | | | |
| | | | |
Ticker: | STI | Security ID: | 867,914,103 | |
|
| | | | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | February 13, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert M. Beall, II | For | For | Mgmt |
1.2 | Elect Director Alston D. Correll | For | For | Mgmt |
1.3 | Elect Director Jeffrey C. Crowe | For | For | Mgmt |
1.4 | Elect Director David H. Hughes | For | For | Mgmt |
1.5 | Elect Director M. Douglas Ivester | For | For | Mgmt |
1.6 | Elect Director Kyle Prechtl Legg | For | For | Mgmt |
1.7 | Elect Director William A. Linnenbringer | For | For | Mgmt |
1.8 | Elect Director Donna S. Morea | For | For | Mgmt |
1.9 | Elect Director David M. Ratcliffe | For | For | Mgmt |
1.10 | Elect Director William H. Rogers, Jr. | For | For | Mgmt |
1.11 | Elect Director Frank W. Scruggs | For | For | Mgmt |
1.12 | Elect Director Thomas R. Watjen | For | For | Mgmt |
1.13 | Elect Director Phail Wynn, Jr. | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
SYMANTEC CORPORATION | | | | |
| | | | |
Ticker: | SYMC | Security ID: | 871,503,108 | |
Meeting Date: OCT 23, 2012 | Meeting Type: Annual | | | |
Record Date: | August 24, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Stephen M. Bennett | For | For | Mgmt |
1b | Elect Director Michael A. Brown | For | For | Mgmt |
1c | Elect Director Frank E. Dangeard | For | For | Mgmt |
1d | Elect Director Stephen E. Gillett | For | For | Mgmt |
1e | Elect Director Geraldine B. Laybourne | For | For | Mgmt |
1f | Elect Director David L. Mahoney | For | For | Mgmt |
1g | Elect Director Robert S. Miller | For | For | Mgmt |
1h | Elect Director Daniel H. Schulman | For | For | Mgmt |
1i | Elect Director V. Paul Unruh | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Stock Retention/Holding Period | Against | For | Shldr |
|
| | | | |
| | | | |
SYSCO CORPORATION | | | | |
| | | | |
Ticker: | SYY | Security ID: | 871,829,107 | |
Meeting Date: NOV 14, 2012 | Meeting Type: Annual | | | |
Record Date: | September 17, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jonathan Golden | For | For | Mgmt |
1b | Elect Director Joseph A. Hafner, Jr. | For | For | Mgmt |
1c | Elect Director Nancy S. Newcomb | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
T. ROWE PRICE GROUP, INC. | | | | |
| | | | |
Ticker: | TROW | Security ID: | 74144T108 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | February 21, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Edward C. Bernard | For | For | Mgmt |
1b | Elect Director James T. Brady | For | For | Mgmt |
1c | Elect Director Mary K. Bush | For | For | Mgmt |
1d | Elect Director Donald B. Hebb, Jr. | For | For | Mgmt |
1e | Elect Director Freeman A. Hrabowski, | For | For | Mgmt |
| III | | | |
1f | Elect Director James A.C. Kennedy | For | For | Mgmt |
1g | Elect Director Robert F. MacLellan | For | For | Mgmt |
1h | Elect Director Brian C. Rogers | For | For | Mgmt |
1i | Elect Director Alfred Sommer | For | For | Mgmt |
1j | Elect Director Dwight S. Taylor | For | For | Mgmt |
1k | Elect Director Anne Marie Whittemore | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
|
| | | | |
| | | | |
TARGET CORPORATION | | | | |
| | | | |
Ticker: | TGT | Security ID: | 87612E106 | |
Meeting Date: JUN 12, 2013 | Meeting Type: Annual | | | |
Record Date: | April 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Roxanne S. Austin | For | For | Mgmt |
1b | Elect Director Douglas M. Baker, Jr. | For | For | Mgmt |
1c | Elect Director Henrique De Castro | For | For | Mgmt |
1d | Elect Director Calvin Darden | For | For | Mgmt |
1e | Elect Director Mary N. Dillon | For | For | Mgmt |
1f | Elect Director James A. Johnson | For | For | Mgmt |
1g | Elect Director Mary E. Minnick | For | For | Mgmt |
1h | Elect Director Anne M. Mulcahy | For | For | Mgmt |
1i | Elect Director Derica W. Rice | For | For | Mgmt |
1j | Elect Director Gregg W. Steinhafel | For | For | Mgmt |
1k | Elect Director John G. Stumpf | For | For | Mgmt |
1l | Elect Director Solomon D. Trujillo | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require Independent Board Chairman | Against | For | Shldr |
5 | Report on Electronics Recycling and | Against | Against | Shldr |
| Preventing E-Waste Export | | | |
| | | | |
TE CONNECTIVITY LTD. | | | | |
| | | | |
Ticker: | TEL | Security ID: | H84989104 | |
Meeting Date: JUL 25, 2012 | Meeting Type: Special | | | |
Record Date: | July 5, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Reallocation of Legal Reserves | For | For | Mgmt |
| to Free Reserves | | | |
2 | Adjourn Meeting | For | For | Mgmt |
|
| | | | |
| | | | |
TE CONNECTIVITY LTD. | | | | |
| | | | |
Ticker: | TEL | Security ID: | H84989104 | |
Meeting Date: MAR 06, 2013 | Meeting Type: Annual | | | |
Record Date: | February 14, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pierre R. Brondeau | For | For | Mgmt |
1.2 | Elect Director Juergen W. Gromer | For | For | Mgmt |
1.3 | Elect Director William A. Jeffrey | For | For | Mgmt |
1.4 | Elect Director Thomas J. Lynch | For | For | Mgmt |
1.5 | Elect Director Yong Nam | For | For | Mgmt |
1.6 | Elect Director Daniel J. Phelan | For | For | Mgmt |
1.7 | Elect Director Frederic M. Poses | For | For | Mgmt |
1.8 | Elect Director Lawrence S. Smith | For | For | Mgmt |
1.9 | Elect Director Paula A. Sneed | For | For | Mgmt |
1.10 | Elect Director David P. Steiner | For | For | Mgmt |
1.11 | Elect Director John C. Van Scoter | For | For | Mgmt |
2.1 | Accept Annual Report for Fiscal | For | For | Mgmt |
| 2011/2012 | | | |
2.2 | Accept Statutory Financial Statements | For | For | Mgmt |
| for Fiscal 2012/2013 | | | |
2.3 | Accept Consolidated Financial | For | For | Mgmt |
| Statements for Fiscal 2012/2013 | | | |
3 | Approve Discharge of Board and Senior | For | For | Mgmt |
| Mgmt | | | |
4.1 | Ratify Deloitte & Touche LLP as | For | For | Mgmt |
| Independent Registered Public | | | |
| Accounting Firm for Fiscal 2012/2013 | | | |
4.2 | Ratify Deloitte AG as Swiss Registered | For | For | Mgmt |
| Auditors for Fiscal 2012/2013 | | | |
4.3 | Ratify PricewaterhouseCoopers AG as | For | For | Mgmt |
| Special Auditor for Fiscal 2012/2013 | | | |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
6 | Approve Ordinary Cash Dividend | For | For | Mgmt |
7 | Renew Authorized Capital | For | For | Mgmt |
8 | Approve Reduction in Share Capital | For | For | Mgmt |
9 | Adjourn Meeting | For | For | Mgmt |
| | | | |
TECO ENERGY, INC. | | | | |
|
| | | | |
| | | | |
Ticker: | TE | Security ID: | 872,375,100 | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
Record Date: | February 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John B. Ramil | For | For | Mgmt |
1.2 | Elect Director Tom L. Rankin | For | For | Mgmt |
1.3 | Elect Director William D. Rockford | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend EEO Policy to Prohibit | Against | For | Shldr |
| Discrimination based on Sexual | | | |
| Orientation and Gender Identity | | | |
| | | | |
TENET HEALTHCARE CORPORATION | | | | |
| | | | |
Ticker: | THC | Security ID: | 88033G407 | |
Meeting Date: MAY 03, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director John Ellis 'Jeb' Bush | For | For | Mgmt |
1b | Elect Director Trevor Fetter | For | For | Mgmt |
1c | Elect Director Brenda J. Gaines | For | For | Mgmt |
1d | Elect Director Karen M. Garrison | For | For | Mgmt |
1e | Elect Director Edward A. Kangas | For | For | Mgmt |
1f | Elect Director J. Robert Kerrey | For | For | Mgmt |
1g | Elect Director Richard R. Pettingill | For | For | Mgmt |
1h | Elect Director Ronald A. Rittenmeyer | For | For | Mgmt |
1i | Elect Director James A. Unruh | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
TERADATA CORPORATION | | | | |
|
| | | | |
| | | | |
Ticker: | TDC | Security ID: | 88076W103 | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Edward P. Boykin | For | For | Mgmt |
1b | Elect Director Cary T. Fu | For | For | Mgmt |
1c | Elect Director Victor L. Lund | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Declassify the Board of Directors | For | For | Shldr |
| | | | |
TERADYNE, INC. | | | | |
| | | | |
Ticker: | TER | Security ID: | 880,770,102 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James W. Bagley | For | For | Mgmt |
1b | Elect Director Michael A. Bradley | For | For | Mgmt |
1c | Elect Director Albert Carnesale | For | For | Mgmt |
1d | Elect Director Daniel W. Christman | For | For | Mgmt |
1e | Elect Director Edwin J. Gillis | For | For | Mgmt |
1f | Elect Director Timothy E. Guertin | For | For | Mgmt |
1g | Elect Director Paul J. Tufano | For | For | Mgmt |
1h | Elect Director Roy A. Vallee | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Amend Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
5 | Ratify Auditors | For | For | Mgmt |
| | | | |
TESORO CORPORATION | | | | |
|
| | | | |
| | | | |
Ticker: | TSO | Security ID: | 881,609,101 | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
Record Date: | March 12, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Rodney F. Chase | For | For | Mgmt |
1.2 | Elect Director Gregory J. Goff | For | For | Mgmt |
1.3 | Elect Director Robert W. Goldman | For | For | Mgmt |
1.4 | Elect Director Steven H. Grapstein | For | For | Mgmt |
1.5 | Elect Director David Lilley | For | For | Mgmt |
1.6 | Elect Director Mary Pat McCarthy | For | For | Mgmt |
1.7 | Elect Director J.W. Nokes | For | For | Mgmt |
1.8 | Elect Director Susan Tomasky | For | For | Mgmt |
1.9 | Elect Director Michael E. Wiley | For | For | Mgmt |
1.10 | Elect Director Patrick Y. Yang | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
TEXAS INSTRUMENTS INCORPORATED | | | | |
| | | | |
Ticker: | TXN | Security ID: | 882,508,104 | |
Meeting Date: APR 18, 2013 | Meeting Type: Annual | | | |
Record Date: | February 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Ralph W. Babb, JR. | For | For | Mgmt |
1b | Elect Director Mark A. Blinn | For | For | Mgmt |
1c | Elect Director Daniel A. Carp | For | For | Mgmt |
1d | Elect Director Carrie S. Cox | For | For | Mgmt |
1e | Elect Director Pamela H. Patsley | For | For | Mgmt |
1f | Elect Director Robert E. Sanchez | For | For | Mgmt |
1g | Elect Director Wayne R. Sanders | For | For | Mgmt |
1h | Elect Director Ruth J. Simmons | For | For | Mgmt |
1i | Elect Director Richard K. Templeton | For | For | Mgmt |
1j | Elect Director Christine Todd Whitman | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
TEXTRON INC. | | | | |
| | | | |
Ticker: | TXT | Security ID: | 883,203,101 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Scott C. Donnelly | For | For | Mgmt |
1.2 | Elect Director Kathleen M. Bader | For | For | Mgmt |
1.3 | Elect Director R. Kerry Clark | For | For | Mgmt |
1.4 | Elect Director James T. Conway | For | For | Mgmt |
1.5 | Elect Director Ivor J. Evans | For | For | Mgmt |
1.6 | Elect Director Lawrence K. Fish | For | For | Mgmt |
1.7 | Elect Director Paul E. Gagne | For | For | Mgmt |
1.8 | Elect Director Dain M. Hancock | For | For | Mgmt |
1.9 | Elect Director Lord Powell | For | For | Mgmt |
1.10 | Elect Director Lloyd G. Trotter | For | For | Mgmt |
1.11 | Elect Director James L. Ziemer | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
THE ADT CORPORATION | | | | |
| | | | |
Ticker: | ADT | Security ID: | 00101J106 | |
Meeting Date: MAR 14, 2013 | Meeting Type: Annual | | | |
Record Date: | January 16, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas Colligan | For | For | Mgmt |
1.2 | Elect Director Timothy Donahue | For | For | Mgmt |
1.3 | Elect Director Robert Dutkowsky | For | For | Mgmt |
1.4 | Elect Director Bruce Gordon | For | For | Mgmt |
1.5 | Elect Director Naren Gursahaney | For | For | Mgmt |
1.6 | Elect Director Bridgette Heller | For | For | Mgmt |
1.7 | Elect Director Kathleen Hyle | For | For | Mgmt |
|
| | | | |
1.8 | Elect Director Keith Meister | For | For | Mgmt |
1.9 | Elect Director Dinesh Paliwal | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Mgmt |
| | | | |
THE AES CORPORATION | | | | |
| | | | |
Ticker: | AES | Security ID: | 00130H105 | |
Meeting Date: APR 18, 2013 | Meeting Type: Annual | | | |
Record Date: | February 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Andres R. Gluski | For | For | Mgmt |
1.2 | Elect Director Zhang Guo Bao | For | Against | Mgmt |
1.3 | Elect Director Kristina M. Johnson | For | For | Mgmt |
1.4 | Elect Director Tarun Khanna | For | For | Mgmt |
1.5 | Elect Director John A. Koskinen | For | For | Mgmt |
1.6 | Elect Director Philip Lader | For | For | Mgmt |
1.7 | Elect Director Sandra O. Moose | For | For | Mgmt |
1.8 | Elect Director John B. Morse, Jr. | For | For | Mgmt |
1.9 | Elect Director Moises Naim | For | For | Mgmt |
1.10 | Elect Director Charles O. Rossotti | For | For | Mgmt |
1.11 | Elect Director Sven Sandstrom | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
THE ALLSTATE CORPORATION | | | | |
| | | | |
Ticker: | ALL | Security ID: | 20,002,101 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director F. Duane Ackerman | For | For | Mgmt |
1b | Elect Director Robert D. Beyer | For | For | Mgmt |
1c | Elect Director Kermit R. Crawford | For | For | Mgmt |
|
| | | | |
1d | Elect Director Jack M. Greenberg | For | For | Mgmt |
1e | Elect Director Herbert L. Henkel | For | For | Mgmt |
1f | Elect Director Ronald T. LeMay | For | For | Mgmt |
1g | Elect Director Andrea Redmond | For | For | Mgmt |
1h | Elect Director H. John Riley, Jr. | For | For | Mgmt |
1i | Elect Director John W. Rowe | For | For | Mgmt |
1j | Elect Director Judith A. Sprieser | For | For | Mgmt |
1k | Elect Director Mary Alice Taylor | For | For | Mgmt |
1l | Elect Director Thomas J. Wilson | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Stock Retention/Holding Period | Against | For | Shldr |
6 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
| | | | |
THE BANK OF NEW YORK MELLON CORPORATION | | | | |
| | | | |
Ticker: | BK | Security ID: | 64,058,100 | |
Meeting Date: APR 09, 2013 | Meeting Type: Annual | | | |
Record Date: | February 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ruth E. Bruch | For | For | Mgmt |
1.2 | Elect Director Nicholas M. Donofrio | For | For | Mgmt |
1.3 | Elect Director Gerald L. Hassell | For | For | Mgmt |
1.4 | Elect Director Edmund F. 'Ted' Kelly | For | For | Mgmt |
1.5 | Elect Director Richard J. Kogan | For | For | Mgmt |
1.6 | Elect Director Michael J. Kowalski | For | For | Mgmt |
1.7 | Elect Director John A. Luke, Jr. | For | For | Mgmt |
1.8 | Elect Director Mark A. Nordenberg | For | For | Mgmt |
1.9 | Elect Director Catherine A. Rein | For | For | Mgmt |
1.10 | Elect Director William C. Richardson | For | For | Mgmt |
1.11 | Elect Director Samuel C. Scott, III | For | For | Mgmt |
1.12 | Elect Director Wesley W. von Schack | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
THE BOEING COMPANY | | | | |
|
| | | | |
| | | | |
Ticker: | BA | Security ID: | 97,023,105 | |
Meeting Date: APR 29, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director David L. Calhoun | For | For | Mgmt |
1b | Elect Director Arthur D. Collins, Jr. | For | For | Mgmt |
1c | Elect Director Linda Z. Cook | For | For | Mgmt |
1d | Elect Director Kenneth M. Duberstein | For | For | Mgmt |
1e | Elect Director Edmund P. Giambastiani, | For | For | Mgmt |
| Jr. | | | |
1f | Elect Director Lawrence W. Kellner | For | For | Mgmt |
1g | Elect Director Edward M. Liddy | For | For | Mgmt |
1h | Elect Director W. James McNerney, Jr. | For | For | Mgmt |
1i | Elect Director Susan C. Schwab | For | For | Mgmt |
1j | Elect Director Ronald A. Williams | For | For | Mgmt |
1k | Elect Director Mike S. Zafirovski | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Submit SERP to Shldr Vote | Against | For | Shldr |
5 | Provide Right to Act by Written Consent | Against | For | Shldr |
6 | Stock Retention/Holding Period | Against | For | Shldr |
7 | Require Independent Board Chairman | Against | For | Shldr |
| | | | |
THE CHARLES SCHWAB CORPORATION | | | | |
| | | | |
Ticker: | SCHW | Security ID: | 808,513,105 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Stephen A. Ellis | For | For | Mgmt |
1b | Elect Director Arun Sarin | For | For | Mgmt |
1c | Elect Director Charles R. Schwab | For | For | Mgmt |
1d | Elect Director Paula A. Sneed | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
5 | Report on Political Contributions | Against | For | Shldr |
6 | Adopt Proxy Access Right | Against | For | Shldr |
| | | | |
THE CHUBB CORPORATION | | | | |
| | | | |
Ticker: | CB | Security ID: | 171,232,101 | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Election Of Director Zoe Baird Budinger | For | For | Mgmt |
1b | Election Of Director Sheila P. Burke | For | For | Mgmt |
1c | Election Of Director James I. Cash, Jr. | For | For | Mgmt |
1d | Election Of Director John D. Finnegan | For | For | Mgmt |
1e | Election Of Director Lawrence W. | For | For | Mgmt |
| Kellner | | | |
1f | Election Of Director Martin G. Mcguinn | For | For | Mgmt |
1g | Election Of Director Lawrence M. Small | For | For | Mgmt |
1h | Election Of Director Jess Soderberg | For | For | Mgmt |
1i | Election Of Director Daniel E. Somers | For | For | Mgmt |
1j | Election Of Director William C. Weldon | For | For | Mgmt |
1k | Election Of Director James M. Zimmerman | For | For | Mgmt |
1l | Election Of Director Alfred W. Zollar | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require Consistency with Corporate | Against | Against | Shldr |
| Values and Report on Political | | | |
| Contributions | | | |
5 | Report on Sustainability | Against | For | Shldr |
| | | | |
THE CLOROX COMPANY | | | | |
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Ticker: | CLX | Security ID: | 189,054,109 | |
Meeting Date: NOV 14, 2012 | Meeting Type: Annual | | | |
Record Date: | September 18, 2012 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1.1 | Elect Director Daniel Boggan, Jr. | For | For | Mgmt |
1.2 | Elect Director Richard H. Carmona | For | For | Mgmt |
1.3 | Elect Director Tully M. Friedman | For | For | Mgmt |
1.4 | Elect Director George J. Harad | For | For | Mgmt |
1.5 | Elect Director Donald R. Knauss | For | For | Mgmt |
1.6 | Elect Director Robert W. Matschullat | For | For | Mgmt |
1.7 | Elect Director Edward A. Mueller | For | For | Mgmt |
1.8 | Elect Director Pamela Thomas-Graham | For | For | Mgmt |
1.9 | Elect Director Carolyn M. Ticknor | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
THE COCA-COLA COMPANY | | | | |
| | | | |
Ticker: | KO | Security ID: | 191,216,100 | |
Meeting Date: JUL 10, 2012 | Meeting Type: Special | | | |
Record Date: | May 21, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Stock Split | For | For | Mgmt |
| | | | |
THE COCA-COLA COMPANY | | | | |
| | | | |
Ticker: | KO | Security ID: | 191,216,100 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Herbert A. Allen | For | For | Mgmt |
1.2 | Elect Director Ronald W. Allen | For | Against | Mgmt |
1.3 | Elect Director Howard G. Buffett | For | For | Mgmt |
1.4 | Elect Director Richard M. Daley | For | For | Mgmt |
1.5 | Elect Director Barry Diller | For | For | Mgmt |
1.6 | Elect Director Helene D. Gayle | For | For | Mgmt |
1.7 | Elect Director Evan G. Greenberg | For | For | Mgmt |
1.8 | Elect Director Alexis M. Herman | For | For | Mgmt |
1.9 | Elect Director Muhtar Kent | For | For | Mgmt |
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| | | | |
1.10 | Elect Director Robert A. Kotick | For | For | Mgmt |
1.11 | Elect Director Maria Elena Lagomasino | For | For | Mgmt |
1.12 | Elect Director Donald F. McHenry | For | For | Mgmt |
1.13 | Elect Director Sam Nunn | For | For | Mgmt |
1.14 | Elect Director James D. Robinson, III | For | For | Mgmt |
1.15 | Elect Director Peter V. Ueberroth | For | For | Mgmt |
1.16 | Elect Director Jacob Wallenberg | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Provide Right to Call Special Meeting | For | For | Mgmt |
5 | Establish Board Committee on Human | Against | Against | Shldr |
| Rights | | | |
| | | | |
THE DOW CHEMICAL COMPANY | | | | |
| | | | |
Ticker: | DOW | Security ID: | 260,543,103 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Arnold A. Allemang | For | For | Mgmt |
1b | Elect Director Ajay Banga | For | For | Mgmt |
1c | Elect Director Jacqueline K. Barton | For | For | Mgmt |
1d | Elect Director James A. Bell | For | For | Mgmt |
1e | Elect Director Jeff M. Fettig | For | For | Mgmt |
1f | Elect Director Andrew N. Liveris | For | For | Mgmt |
1g | Elect Director Paul Polman | For | For | Mgmt |
1h | Elect Director Dennis H. Reilley | For | For | Mgmt |
1i | Elect Director James M. Ringler | For | For | Mgmt |
1j | Elect Director Ruth G. Shaw | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Stock Retention | Against | For | Shldr |
| | | | |
THE DUN & BRADSTREET CORPORATION | | | | |
| | | | |
Ticker: | DNB | Security ID: | 26483E100 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
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| | | | |
Record Date: | March 12, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Austin A. Adams | For | For | Mgmt |
1b | Elect Director John W. Alden | For | For | Mgmt |
1c | Elect Director Christopher J. Coughlin | For | For | Mgmt |
1d | Elect Director James N. Fernandez | For | For | Mgmt |
1e | Elect Director Paul R. Garcia | For | For | Mgmt |
1f | Elect Director Sara Mathew | For | For | Mgmt |
1g | Elect Director Sandra E. Peterson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Provide Right to Act by Written Consent | For | For | Mgmt |
| | | | |
THE ESTEE LAUDER COMPANIES INC. | | | | |
| | | | |
Ticker: | EL | Security ID: | 518,439,104 | |
Meeting Date: NOV 09, 2012 | Meeting Type: Annual | | | |
Record Date: | September 11, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Rose Marie Bravo | For | For | Mgmt |
1.2 | Elect Director Paul J. Fribourg | For | For | Mgmt |
1.3 | Elect Director Mellody Hobson | For | For | Mgmt |
1.4 | Elect Director Irvine O. Hockaday, Jr. | For | For | Mgmt |
1.5 | Elect Director Barry S. Sternlicht | For | W/hold | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Increase Authorized Common Stock | For | Against | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
THE GAP, INC. | | | | |
| | | | |
Ticker: | GPS | Security ID: | 364,760,108 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
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| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Adrian D. P. Bellamy | For | For | Mgmt |
1b | Elect Director Domenico De Sole | For | For | Mgmt |
1c | Elect Director Robert J. Fisher | For | Against | Mgmt |
1d | Elect Director William S. Fisher | For | For | Mgmt |
1e | Elect Director Isabella D. Goren | For | For | Mgmt |
1f | Elect Director Bob L. Martin | For | For | Mgmt |
1g | Elect Director Jorge P. Montoya | For | For | Mgmt |
1h | Elect Director Glenn K. Murphy | For | For | Mgmt |
1i | Elect Director Mayo A. Shattuck, III | For | For | Mgmt |
1j | Elect Director Katherine Tsang | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
THE GOLDMAN SACHS GROUP, INC. | | | | |
| | | | |
Ticker: | GS | Security ID: | 38141G104 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Lloyd C. Blankfein | For | For | Mgmt |
2 | Elect Director M. Michele Burns | For | For | Mgmt |
3 | Elect Director Gary D. Cohn | For | For | Mgmt |
4 | Elect Director Claes Dahlback | For | For | Mgmt |
5 | Elect Director William W. George | For | For | Mgmt |
6 | Elect Director James A. Johnson | For | For | Mgmt |
7 | Elect Director Lakshmi N. Mittal | For | For | Mgmt |
8 | Elect Director Adebayo O. Ogunlesi | For | For | Mgmt |
9 | Elect Director James J. Schiro | For | For | Mgmt |
10 | Elect Director Debora L. Spar | For | For | Mgmt |
11 | Elect Director Mark E. Tucker | For | For | Mgmt |
12 | Elect Director David A. Viniar | For | For | Mgmt |
13 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
14 | Approve Omnibus Stock Plan | For | Against | Mgmt |
15 | Ratify Auditors | For | For | Mgmt |
16 | Establish Board Committee on Human | Against | Against | Shldr |
| Rights | | | |
17 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
|
| | | | |
18 | Adopt Proxy Access Right | Against | Against | Shldr |
19 | Employ Investment Bank to Explore | Against | Against | Shldr |
| Alternatives to Maximize Shldr | | | |
| Value | | | |
| | | | |
THE GOODYEAR TIRE & RUBBER COMPANY | | | | |
| | | | |
Ticker: | GT | Security ID: | 382,550,101 | |
Meeting Date: APR 15, 2013 | Meeting Type: Annual | | | |
Record Date: | February 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director William J. Conaty | For | For | Mgmt |
1b | Elect Director James A. Firestone | For | For | Mgmt |
1c | Elect Director Werner Geissler | For | For | Mgmt |
1d | Elect Director Peter S. Hellman | For | For | Mgmt |
1e | Elect Director Richard J. Kramer | For | For | Mgmt |
1f | Elect Director W. Alan McCollough | For | For | Mgmt |
1g | Elect Director John E. McGlade | For | For | Mgmt |
1h | Elect Director Roderick A. Palmore | For | For | Mgmt |
1i | Elect Director Shirley D. Peterson | For | For | Mgmt |
1j | Elect Director Stephanie A. Streeter | For | For | Mgmt |
1k | Elect Director Thomas H. Weidemeyer | For | For | Mgmt |
1l | Elect Director Michael R. Wessel | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
4 | Reduce Supermajority Vote Requirement | For | For | Mgmt |
| to Remove Directors | | | |
5 | Reduce Supermajority Vote Requirement | For | For | Mgmt |
| for Certain Business Combinations | | | |
6 | Eliminate Cumulative Voting | For | For | Mgmt |
7 | Amend Right to Call Special Meeting | For | For | Mgmt |
8 | Opt Out of State's Control Share | For | For | Mgmt |
| Acquisition Law | | | |
9 | Ratify Auditors | For | For | Mgmt |
| | | | |
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | | | | |
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| | | | |
Ticker: | HIG | Security ID: | 416,515,104 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert B. Allardice, III For | For | Mgmt | |
1b | Elect Director Trevor Fetter | For | For | Mgmt |
1c | Elect Director Paul G. Kirk, Jr. | For | For | Mgmt |
1d | Elect Director Liam E. McGee | For | For | Mgmt |
1e | Elect Director Kathryn A. Mikells | For | For | Mgmt |
1f | Elect Director Michael G. Morris | For | For | Mgmt |
1g | Elect Director Thomas A. Renyi | For | For | Mgmt |
1h | Elect Director Charles B. Strauss | For | For | Mgmt |
1i | Elect Director H. Patrick Swygert | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
THE HERSHEY COMPANY | | | | |
| | | | |
Ticker: | HSY | Security ID: | 427,866,108 | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pamela M. Arway | For | For | Mgmt |
1.2 | Elect Director John P. Bilbrey | For | For | Mgmt |
1.3 | Elect Director Robert F. Cavanaugh | For | For | Mgmt |
1.4 | Elect Director Charles A. Davis | For | For | Mgmt |
1.5 | Elect Director Robert M. Malcolm | For | For | Mgmt |
1.6 | Elect Director James M. Mead | For | For | Mgmt |
1.7 | Elect Director James E. Nevels | For | For | Mgmt |
1.8 | Elect Director Anthony J. Palmer | For | For | Mgmt |
1.9 | Elect Director Thomas J. Ridge | For | For | Mgmt |
1.10 | Elect Director David L. Shedlarz | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
THE HOME DEPOT, INC. | | | | |
|
| | | | |
| | | | |
Ticker: | HD | Security ID: | 437,076,102 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director F. Duane Ackerman | For | For | Mgmt |
1b | Elect Director Francis S. Blake | For | For | Mgmt |
1c | Elect Director Ari Bousbib | For | For | Mgmt |
1d | Elect Director Gregory D. Brenneman | For | For | Mgmt |
1e | Elect Director J. Frank Brown | For | For | Mgmt |
1f | Elect Director Albert P. Carey | For | For | Mgmt |
1g | Elect Director Armando Codina | For | For | Mgmt |
1h | Elect Director Bonnie G. Hill | For | For | Mgmt |
1i | Elect Director Karen L. Katen | For | For | Mgmt |
1j | Elect Director Mark Vadon | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Amend Omnibus Stock Plan | For | For | Mgmt |
6 | Prepare Employment Diversity Report | Against | For | Shldr |
7 | Adopt Stormwater Run-off Mgmt | Against | Against | Shldr |
| Policy | | | |
| | | | |
THE INTERPUBLIC GROUP OF COMPANIES, INC. | | | | |
| | | | |
Ticker: | IPG | Security ID: | 460,690,100 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 27, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jocelyn Carter-Miller | For | For | Mgmt |
1.2 | Elect Director Jill M. Considine | For | For | Mgmt |
1.3 | Elect Director Richard A. Goldstein | For | For | Mgmt |
1.4 | Elect Director Mary J. Steele Guilfoile | For | For | Mgmt |
1.5 | Elect Director H. John Greeniaus | For | For | Mgmt |
1.6 | Elect Director Dawn Hudson | For | For | Mgmt |
1.7 | Elect Director William T. Kerr | For | For | Mgmt |
1.8 | Elect Director Michael I. Roth | For | For | Mgmt |
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| | | | |
1.9 | Elect Director David M. Thomas | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Prepare Employment Diversity Report | Against | Against | Shldr |
5 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
| | | | |
THE J. M. SMUCKER COMPANY | | | | |
| | | | |
Ticker: | SJM | Security ID: | 832,696,405 | |
Meeting Date: AUG 15, 2012 | Meeting Type: Annual | | | |
Record Date: | June 18, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Paul J. Dolan | For | For | Mgmt |
2 | Elect Director Nancy Lopez Knight | For | For | Mgmt |
3 | Elect Director Gary A. Oatey | For | For | Mgmt |
4 | Elect Director Alex Shumate | For | For | Mgmt |
5 | Elect Director Timothy P. Smucker | For | For | Mgmt |
6 | Ratify Auditors | For | For | Mgmt |
7 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
8 | Declassify the Board of Directors | Against | For | Shldr |
9 | Prepare Coffee Sustainability Plan | Against | Against | Shldr |
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THE KROGER CO. | | | | |
| | | | |
Ticker: | KR | Security ID: | 501,044,101 | |
Meeting Date: JUN 27, 2013 | Meeting Type: Annual | | | |
Record Date: | April 30, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Reuben V. Anderson | For | For | Mgmt |
1b | Elect Director Robert D. Beyer | For | For | Mgmt |
1c | Elect Director David B. Dillon | For | For | Mgmt |
1d | Elect Director Susan J. Kropf | For | For | Mgmt |
1e | Elect Director John T. LaMacchia | For | For | Mgmt |
1f | Elect Director David B. Lewis | For | For | Mgmt |
1g | Elect Director W. Rodney McMullen | For | For | Mgmt |
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| | | | |
1h | Elect Director Jorge P. Montoya | For | For | Mgmt |
1i | Elect Director Clyde R. Moore | For | For | Mgmt |
1j | Elect Director Susan M. Phillips | For | For | Mgmt |
1k | Elect Director Steven R. Rogel | For | For | Mgmt |
1l | Elect Director James A. Runde | For | For | Mgmt |
1m | Elect Director Ronald L. Sargent | For | For | Mgmt |
1n | Elect Director Bobby S. Shackouls | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Supply Chain Human Rights | Against | Against | Shldr |
| Risks and Mgmt | | | |
5 | Require Independent Board Chairman | Against | Against | Shldr |
6 | Report on Adopting Extended Producer | Against | Against | Shldr |
| Responsibility Policy | | | |
7 | Adopt and Implement Sustainable Palm | Against | Against | Shldr |
| Oil Policy | | | |
| | | | |
THE MOSAIC COMPANY | | | | |
| | | | |
Ticker: | MOS | Security ID: | 61945C103 | |
Meeting Date: OCT 04, 2012 | Meeting Type: Annual | | | |
Record Date: | August 13, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Phyllis E. Cochran | For | For | Mgmt |
1.2 | Elect Director Gregory L. Ebel | For | For | Mgmt |
1.3 | Elect Director Robert L. Lumpkins | For | For | Mgmt |
1.4 | Elect Director William T. Monahan | For | For | Mgmt |
2 | Elect Director Harold H. Mackay | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
THE NASDAQ OMX GROUP, INC. | | | | |
| | | | |
Ticker: | NDAQ | Security ID: | 631,103,108 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | April 2, 2013 | | | |
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| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Steven D. Black | For | For | Mgmt |
1b | Elect Director Borje E. Ekholm | For | For | Mgmt |
1c | Elect Director Robert Greifeld | For | For | Mgmt |
1d | Elect Director Glenn H. Hutchins | For | For | Mgmt |
1e | Elect Director Essa Kazim | For | For | Mgmt |
1f | Elect Director John D. Markese | For | For | Mgmt |
1g | Elect Director Ellyn A. McColgan | For | For | Mgmt |
1h | Elect Director Thomas F. O'Neill | For | For | Mgmt |
1i | Elect Director James S. Riepe | For | For | Mgmt |
1j | Elect Director Michael R. Splinter | For | For | Mgmt |
1k | Elect Director Lars R. Wedenborn | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Reduce Supermajority Vote Requirement | For | For | Mgmt |
5 | Approve Amendment and Restatement of | For | For | Mgmt |
| NASDAQ OMX's Restated Certificate of | | | |
| Incorporation to Make Other | | | |
| Non-Substantive Changes | | | |
| | | | |
THE PNC FINANCIAL SERVICES GROUP, INC. | | | | |
| | | | |
Ticker: | PNC | Security ID: | 693,475,105 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | January 31, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard O. Berndt | For | For | Mgmt |
1.2 | Elect Director Charles E. Bunch | For | For | Mgmt |
1.3 | Elect Director Paul W. Chellgren | For | For | Mgmt |
1.4 | Elect Director William S. Demchak | For | For | Mgmt |
1.5 | Elect Director Kay Coles James | For | For | Mgmt |
1.6 | Elect Director Richard B. Kelson | For | For | Mgmt |
1.7 | Elect Director Bruce C. Lindsay | For | For | Mgmt |
1.8 | Elect Director Anthony A. Massaro | For | For | Mgmt |
1.9 | Elect Director Jane G. Pepper | For | For | Mgmt |
1.10 | Elect Director James E. Rohr | For | For | Mgmt |
1.11 | Elect Director Donald J. Shepard | For | For | Mgmt |
1.12 | Elect Director Lorene K. Steffes | For | For | Mgmt |
1.13 | Elect Director Dennis F. Strigl | For | For | Mgmt |
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| | | | |
1.14 | Elect Director Thomas J. Usher | For | For | Mgmt |
1.15 | Elect Director George H. Walls, Jr. | For | For | Mgmt |
1.16 | Elect Director Helge H. Wehmeier | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Climate Change Financing Risk | Against | For | Shldr |
| | | | |
THE PROCTER & GAMBLE COMPANY | | | | |
| | | | |
Ticker: | PG | Security ID: | 742,718,109 | |
Meeting Date: OCT 09, 2012 | Meeting Type: Annual | | | |
Record Date: | August 10, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Angela F. Braly | For | For | Mgmt |
1.2 | Elect Director Kenneth I. Chenault | For | For | Mgmt |
1.3 | Elect Director Scott D. Cook | For | For | Mgmt |
1.4 | Elect Director Susan Desmond-Hellmann | For | For | Mgmt |
1.5 | Elect Director Robert A. McDonald | For | For | Mgmt |
1.6 | Elect Director W. James McNerney, Jr. | For | For | Mgmt |
1.7 | Elect Director Johnathan A. Rodgers | For | For | Mgmt |
1.8 | Elect Director Margaret C. Whitman | For | For | Mgmt |
1.9 | Elect Director Mary Agnes Wilderotter | For | For | Mgmt |
1.10 | Elect Director Patricia A. Woertz | For | For | Mgmt |
1.11 | Elect Director Ernesto Zedillo | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Adopt Proxy Statement Reporting on | Against | Against | Shldr |
| Political Contributions and Advisory | | | |
| Vote | | | |
5 | Report on Adopting Extended Producer | Against | Against | Shldr |
| Responsibility Policy | | | |
6 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
| | | | |
THE PROGRESSIVE CORPORATION | | | | |
| | | | |
Ticker: | PGR | Security ID: | 743,315,103 | |
|
| | | | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lawton W. Fitt | For | For | Mgmt |
1.2 | Elect Director Jeffrey D. Kelly | For | For | Mgmt |
1.3 | Elect Director Peter B. Lewis | For | For | Mgmt |
1.4 | Elect Director Patrick H. Nettles | For | For | Mgmt |
1.5 | Elect Director Glenn M. Renwick | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
THE SHERWIN-WILLIAMS COMPANY | | | | |
| | | | |
Ticker: | SHW | Security ID: | 824,348,106 | |
Meeting Date: APR 17, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Arthur F. Anton | For | For | Mgmt |
1.2 | Elect Director Christopher M. Connor | For | For | Mgmt |
1.3 | Elect Director David F. Hodnik | For | For | Mgmt |
1.4 | Elect Director Thomas G. Kadien | For | For | Mgmt |
1.5 | Elect Director Richard J. Kramer | For | For | Mgmt |
1.6 | Elect Director Susan J. Kropf | For | For | Mgmt |
1.7 | Elect Director Richard K. Smucker | For | For | Mgmt |
1.8 | Elect Director John M. Stropki | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Adopt Majority Voting for Uncontested | For | For | Mgmt |
| Election of Directors | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
THE SOUTHERN COMPANY | | | | |
| | | | |
Ticker: | SO | Security ID: | 842,587,107 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
|
| | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Juanita Powell Baranco | For | For | Mgmt |
1b | Elect Director Jon A. Boscia | For | For | Mgmt |
1c | Elect Director Henry A. 'Hal' Clark, | For | For | Mgmt |
| III | | | |
1d | Electi Director Thomas A. Fanning | For | For | Mgmt |
1e | Elect Director David J. Grain | For | For | Mgmt |
1f | Elect Director H. William Habermeyer, | For | For | Mgmt |
| Jr. | | | |
1g | Elect Director Veronica M. Hagen | For | For | Mgmt |
1h | Elect Director Warren A. Hood, Jr. | For | For | Mgmt |
1i | Elect Director Donald M. James | For | For | Mgmt |
1j | Elect Director Dale E. Klein | For | For | Mgmt |
1k | Elect Director William G. Smith, Jr. | For | For | Mgmt |
1l | Elect Director Steven R. Specker | For | For | Mgmt |
1m | Elect Director E. Jenner Wood, III | For | Against | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Alter Mandatory Retirement Policy for | For | For | Mgmt |
| Directors | | | |
5 | Reduce Supermajority Vote Requirement | For | For | Mgmt |
6 | Reduce Supermajority Vote Requirement | For | For | Mgmt |
| | | | |
THE TJX COMPANIES, INC. | | | | |
| | | | |
Ticker: | TJX | Security ID: | 872,540,109 | |
Meeting Date: JUN 11, 2013 | Meeting Type: Annual | | | |
Record Date: | April 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Zein Abdalla | For | For | Mgmt |
1.2 | Elect Director Jose B. Alvarez | For | For | Mgmt |
1.3 | Elect Director Alan M. Bennett | For | For | Mgmt |
1.4 | Elect Director Bernard Cammarata | For | For | Mgmt |
1.5 | Elect Director David T. Ching | For | For | Mgmt |
1.6 | Elect Director Michael F. Hines | For | For | Mgmt |
1.7 | Elect Director Amy B. Lane | For | For | Mgmt |
1.8 | Elect Director Dawn G. Lepore | For | For | Mgmt |
1.9 | Elect Director Carol Meyrowitz | For | For | Mgmt |
|
| | | | |
1.10 | Elect Director John F. O'Brien | For | For | Mgmt |
1.11 | Elect Director Willow B. Shire | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
THE TRAVELERS COMPANIES, INC. | | | | |
| | | | |
Ticker: | TRV | Security ID: | 89417E109 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Alan L. Beller | For | For | Mgmt |
1b | Elect Director John H. Dasburg | For | For | Mgmt |
1c | Elect Director Janet M. Dolan | For | For | Mgmt |
1d | Elect Director Kenneth M. Duberstein | For | For | Mgmt |
1e | Elect Director Jay S. Fishman | For | For | Mgmt |
1f | Elect Director Patricia L. Higgins | For | For | Mgmt |
1g | Elect Director Thomas R. Hodgson | For | For | Mgmt |
1h | Elect Director William J. Kane | For | For | Mgmt |
1i | Elect Director Cleve L. Killingsworth, | For | For | Mgmt |
| Jr. | | | |
1j | Elect Director Donald J. Shepard | For | For | Mgmt |
1k | Elect Director Laurie J. Thomsen | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Authorize New Class of Preferred Stock | For | For | Mgmt |
5 | Report on Political Contributions | Against | For | Shldr |
| | | | |
THE WALT DISNEY COMPANY | | | | |
| | | | |
Ticker: | DIS | Security ID: | 254,687,106 | |
Meeting Date: MAR 06, 2013 | Meeting Type: Annual | | | |
Record Date: | January 7, 2013 | | | |
| | | | |
|
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.a | Elect Director Susan E. Arnold | For | For | Mgmt |
1.b | Elect Director John S. Chen | For | For | Mgmt |
1.c | Elect Director Judith L. Estrin | For | For | Mgmt |
1.d | Elect Director Robert A. Iger | For | For | Mgmt |
1.e | Elect Director Fred H. Langhammer | For | For | Mgmt |
1.f | Elect Director Aylwin B. Lewis | For | For | Mgmt |
1.g | Elect Director Monica C. Lozano | For | For | Mgmt |
1.h | Elect Director Robert W. Matschullat | For | For | Mgmt |
1.i | Elect Director Sheryl K. Sandberg | For | For | Mgmt |
1.j | Elect Director Orin C. Smith | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
5 | Adopt Proxy Access Right | Against | For | Shldr |
6 | Require Independent Board Chairman | Against | For | Shldr |
| | | | |
THE WASHINGTON POST COMPANY | | | | |
| | | | |
Ticker: | WPO | Security ID: | 939,640,108 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1. | Elect Director Christopher C. Davis | For | For | Mgmt |
1.2 | Elect Director Thomas S. Gayner | For | For | Mgmt |
1.3 | Elect Director Anne M. Mulcahy | For | For | Mgmt |
1.4 | Elect Director Larry D. Thompson | For | For | Mgmt |
| | | | |
THE WESTERN UNION COMPANY | | | | |
| | | | |
Ticker: | WU | Security ID: | 959,802,109 | |
Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Dinyar S. Devitre | For | For | Mgmt |
|
| | | | |
2 | Elect Director Betsy D. Holden | For | For | Mgmt |
3 | Elect Director Wulf von Schimmelmann | For | For | Mgmt |
4 | Elect Director Solomon D. Trujillo | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
6 | Ratify Auditors | For | For | Mgmt |
7 | Provide Right to Call Special Meeting | For | For | Mgmt |
8 | Require Consistency with Corporate | Against | Against | Shldr |
| Values and Report on Political | | | |
| Contributions | | | |
| | | | |
THE WILLIAMS COMPANIES, INC. | | | | |
| | | | |
Ticker: | WMB | Security ID: | 969,457,100 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan S. Armstrong | For | For | Mgmt |
1.2 | Elect Director Joseph R. Cleveland | For | For | Mgmt |
1.3 | Elect Director Kathleen B. Cooper | For | For | Mgmt |
1.4 | Elect Director John A. Hagg | For | For | Mgmt |
1.5 | Elect Director Juanita H. Hinshaw | For | For | Mgmt |
1.6 | Elect Director Ralph Izzo | For | For | Mgmt |
1.7 | Elect Director Frank T. MacInnis | For | For | Mgmt |
1.8 | Elect Director Steven W. Nance | For | For | Mgmt |
1.9 | Elect Director Murray D. Smith | For | For | Mgmt |
1.10 | Elect Director Janice D. Stoney | For | For | Mgmt |
1.11 | Elect Director Laura A. Sugg | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
THERMO FISHER SCIENTIFIC INC. | | | | |
| | | | |
Ticker: | TMO | Security ID: | 883,556,102 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
| | | | |
|
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director C. Martin Harris | For | For | Mgmt |
1b | Elect Director Judy C. Lewent | For | For | Mgmt |
1c | Elect Director Jim P. Manzi | For | For | Mgmt |
1d | Elect Director Lars R. Sorensen | For | For | Mgmt |
1e | Elect Director Elaine S. Ullian | For | For | Mgmt |
1f | Elect Director Marc N. Casper | For | For | Mgmt |
1g | Elect Director Nelson J. Chai | For | For | Mgmt |
1h | Elect Director Tyler Jacks | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Ratify Auditors | For | For | Mgmt |
| | | | |
TIFFANY & CO. | | | | |
| | | | |
Ticker: | TIF | Security ID: | 886,547,108 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael J. Kowalski | For | For | Mgmt |
1.2 | Elect Director Rose Marie Bravo | For | For | Mgmt |
1.3 | Elect Director Gary E. Costley | For | For | Mgmt |
1.4 | Elect Director Lawrence K. Fish | For | For | Mgmt |
1.5 | Elect Director Abby F. Kohnstamm | For | For | Mgmt |
1.6 | Elect Director Charles K. Marquis | For | For | Mgmt |
1.7 | Elect Director Peter W. May | For | For | Mgmt |
1.8 | Elect Director William A. Shutzer | For | For | Mgmt |
1.9 | Elect Director Robert S. Singer | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
TIME WARNER CABLE INC. | | | | |
| | | | |
Ticker: | TWC | Security ID: | 88732J207 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Carole Black | For | For | Mgmt |
1b | Elect Director Glenn A. Britt | For | For | Mgmt |
1c | Elect Director Thomas H. Castro | For | For | Mgmt |
1d | Elect Director David C. Chang | For | For | Mgmt |
1e | Elect Director James E. Copeland, Jr. | For | For | Mgmt |
1f | Elect Director Peter R. Haje | For | For | Mgmt |
1g | Elect Director Donna A. James | For | For | Mgmt |
1h | Elect Director Don Logan | For | For | Mgmt |
1i | Elect Director N.J. Nicholas, Jr. | For | For | Mgmt |
1j | Elect Director Wayne H. Pace | For | For | Mgmt |
1k | Elect Director Edward D. Shirley | For | For | Mgmt |
1l | Elect Director John E. Sununu | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
5 | Pro-rata Vesting of Equity Plan | Against | For | Shldr |
| | | | |
TIME WARNER INC. | | | | |
| | | | |
Ticker: | TWX | Security ID: | 887,317,303 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James L. Barksdale | For | For | Mgmt |
1.2 | Elect Director William P. Barr | For | For | Mgmt |
1.3 | Elect Director Jeffrey L. Bewkes | For | For | Mgmt |
1.4 | Elect Director Stephen F. Bollenbach | For | For | Mgmt |
1.5 | Elect Director Robert C. Clark | For | For | Mgmt |
1.6 | Elect Director Mathias Dopfner | For | For | Mgmt |
1.7 | Elect Director Jessica P. Einhorn | For | For | Mgmt |
1.8 | Elect Director Fred Hassan | For | For | Mgmt |
1.9 | Elect Director Kenneth J. Novack | For | For | Mgmt |
1.10 | Elect Director Paul D. Wachter | For | For | Mgmt |
1.11 | Elect Director Deborah C. Wright | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
|
| | | | |
| | | | |
TORCHMARK CORPORATION | | | | |
| | | | |
Ticker: | TMK | Security ID: | 891,027,104 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charles E. Adair | For | For | Mgmt |
1.2 | Elect Director Marilyn A. Alexander | For | For | Mgmt |
1.3 | Elect Director David L. Boren | For | For | Mgmt |
1.4 | Elect Director Jane M. Buchan | For | For | Mgmt |
1.5 | Elect Director Gary L. Coleman | For | For | Mgmt |
1.6 | Elect Director Larry M. Hutchison | For | For | Mgmt |
1.7 | Elect Director Robert W. Ingram | For | For | Mgmt |
1.8 | Elect Director Mark S. McAndrew | For | For | Mgmt |
1.9 | Elect Director Lloyd W. Newton | For | For | Mgmt |
1.10 | Elect Director Wesley D. Protheroe | For | For | Mgmt |
1.11 | Elect Director Darren M. Rebelez | For | For | Mgmt |
1.12 | Elect Director Lamar C. Smith | For | For | Mgmt |
1.13 | Elect Director Paul J. Zucconi | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
TOTAL SYSTEM SERVICES, INC. | | | | |
| | | | |
Ticker: | TSS | Security ID: | 891,906,109 | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
Record Date: | February 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James H. Blanchard | For | For | Mgmt |
1.2 | Elect Director Richard Y. Bradley | For | For | Mgmt |
1.3 | Elect Director Kriss Cloninger III | For | For | Mgmt |
1.4 | Elect Director Walter W. Driver, Jr. | For | For | Mgmt |
1.5 | Elect Director Gardiner W. Garrard, Jr. | For | For | Mgmt |
1.6 | Elect Director Sidney E. Harris | For | For | Mgmt |
|
| | | | |
1.7 | Elect Director Mason H. Lampton | For | For | Mgmt |
1.8 | Elect Director H. Lynn Page | For | For | Mgmt |
1.9 | Elect Director Philip W. Tomlinson | For | For | Mgmt |
1.10 | Elect Director John T. Turner | For | For | Mgmt |
1.11 | Elect Director Richard W. Ussery | For | For | Mgmt |
1.12 | Elect Director M. Troy Woods | For | For | Mgmt |
1.13 | Elect Director James D. Yancey | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
TRIPADVISOR, INC. | | | | |
| | | | |
Ticker: | TRIP | Security ID: | 896,945,201 | |
Meeting Date: JUN 28, 2013 | Meeting Type: Annual | | | |
Record Date: | May 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gregory B. Maffei | For | W/hold | Mgmt |
1.2 | Elect Director Stephen Kaufer | For | W/hold | Mgmt |
1.3 | Elect Director Jonathan F. Miller | For | For | Mgmt |
1.4 | Elect Director Jeremy Philips | For | For | Mgmt |
1.5 | Elect Director Christopher W. Shean | For | W/hold | Mgmt |
1.6 | Elect Director Sukhinder Singh Cassidy | For | For | Mgmt |
1.7 | Elect Director Robert S. Wiesenthal | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | Against | Mgmt |
| | | | |
TYCO INTERNATIONAL LTD. | | | | |
| | | | |
Ticker: | TYC | Security ID: | H89128104 | |
Meeting Date: SEP 14, 2012 | Meeting Type: Special | | | |
Record Date: | July 23, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Special Dividends | For | For | Mgmt |
2 | Approve Special Dividends | For | For | Mgmt |
3.1 | Elect George R. Oliver as Director | For | For | Mgmt |
3.2 | Elect Frank M. Drendel as Director | For | For | Mgmt |
|
| | | | |
4 | Approve Dividends | For | For | Mgmt |
5 | Approve Omnibus Stock Plan | For | For | Mgmt |
| | | | |
TYCO INTERNATIONAL LTD. | | | | |
| | | | |
Ticker: | TYC | Security ID: | H89128104 | |
Meeting Date: MAR 06, 2013 | Meeting Type: Annual | | | |
Record Date: | January 7, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and | For | For | Mgmt |
| Statutory Reports | | | |
2 | Approve Discharge of Board and Senior | For | For | Mgmt |
| Mgmt | | | |
3.1 | Elect Director Edward D. Breen | For | For | Mgmt |
3.2 | Elect Director Michael E. Daniels | For | For | Mgmt |
3.3 | Elect Director Frank M. Drendel | For | For | Mgmt |
3.4 | Elect Director Brian Duperreault | For | For | Mgmt |
3.5 | Elect Director Rajiv L. Gupta | For | For | Mgmt |
3.6 | Elect Director John A. Krol | For | For | Mgmt |
3.7 | Elect Director George R. Oliver | For | For | Mgmt |
3.8 | Elect Director Brendan R. O'Neill | For | For | Mgmt |
3.9 | Elect Director Sandra S. Wijnberg | For | For | Mgmt |
3.10 | Elect Director R. David Yost | For | For | Mgmt |
4a | Ratify Deloitte AG as Auditors | For | For | Mgmt |
4b | Appoint Deloitte & Touche LLP as | For | For | Mgmt |
| Independent Registered Public | | | |
| Accounting Firm for Fiscal 2012/2013 | | | |
4c | Ratify PricewaterhouseCoopers AG as | For | For | Mgmt |
| Special Auditors | | | |
5a | Approve Allocation of Income | For | For | Mgmt |
5b | Approve Ordinary Cash Dividend | For | For | Mgmt |
6 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
7 | Renew Authorized Capital | For | For | Mgmt |
8 | Approve Reduction in Share Capital | For | For | Mgmt |
| | | | |
TYSON FOODS, INC. | | | | |
| | | | |
Ticker: | TSN | Security ID: | 902,494,103 | |
|
| | | | |
Meeting Date: FEB 01, 2013 | Meeting Type: Annual | | | |
Record Date: | December 3, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director John Tyson | For | For | Mgmt |
1b | Elect Director Kathleen M. Bader | For | For | Mgmt |
1c | Elect Director Gaurdie E. Banister, Jr. | For | For | Mgmt |
1d | Elect Director Jim Kever | For | For | Mgmt |
1e | Elect Director Kevin M. McNamara | For | For | Mgmt |
1f | Elect Director Brad T. Sauer | For | For | Mgmt |
1g | Elect Director Robert Thurber | For | For | Mgmt |
1h | Elect Director Barbara A. Tyson | For | For | Mgmt |
1i | Elect Director Albert C. Zapanta | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | Against | Mgmt |
3 | Amend Nonqualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
U.S. BANCORP | | | | |
| | | | |
Ticker: | USB | Security ID: | 902,973,304 | |
Meeting Date: APR 16, 2013 | Meeting Type: Annual | | | |
Record Date: | February 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Douglas M. Baker, Jr. | For | For | Mgmt |
1b | Elect Director Y. Marc Belton | For | For | Mgmt |
1c | Elect Director Victoria Buyniski | For | For | Mgmt |
| Gluckman | | | |
1d | Elect Director Arthur D. Collins, Jr. | For | For | Mgmt |
1e | Elect Director Richard K. Davis | For | For | Mgmt |
1f | Elect Director Roland A. Hernandez | For | For | Mgmt |
1g | Elect Director Doreen Woo Ho | For | For | Mgmt |
1h | Elect Director Joel W. Johnson | For | For | Mgmt |
1i | Elect Director Olivia F. Kirtley | For | For | Mgmt |
1j | Elect Director Jerry W. Levin | For | For | Mgmt |
1k | Elect Director David B. O'Maley | For | For | Mgmt |
1l | Elect Director O'dell M. Owens | For | For | Mgmt |
1m | Elect Director Craig D. Schnuck | For | For | Mgmt |
1n | Elect Director Patrick T. Stokes | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
|
| | | | |
| Executive Officers' Compensation | | | |
4 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
UNION PACIFIC CORPORATION | | | | |
| | | | |
Ticker: | UNP | Security ID: | 907,818,108 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | February 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Andrew H. Card, Jr. | For | For | Mgmt |
1.2 | Elect Director Erroll B. Davis, Jr. | For | For | Mgmt |
1.3 | Elect Director Thomas J. Donohue | For | For | Mgmt |
1.4 | Elect Director Archie W. Dunham | For | For | Mgmt |
1.5 | Elect Director Judith Richards Hope | For | For | Mgmt |
1.6 | Elect Director John J. Koraleski | For | For | Mgmt |
1.7 | Elect Director Charles C. Krulak | For | For | Mgmt |
1.8 | Elect Director Michael R. McCarthy | For | For | Mgmt |
1.9 | Elect Director Michael W. McConnell | For | For | Mgmt |
1.10 | Elect Director Thomas F. McLarty, III | For | For | Mgmt |
1.11 | Elect Director Steven R. Rogel | For | For | Mgmt |
1.12 | Elect Director Jose H. Villarreal | For | For | Mgmt |
1.13 | Elect Director James R. Young | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
5 | Report on Lobbying Payments and Policy | Against | For | Shldr |
| | | | |
UNITED PARCEL SERVICE, INC. | | | | |
| | | | |
Ticker: | UPS | Security ID: | 911,312,106 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director F. Duane Ackerman | For | For | Mgmt |
1b | Elect Director Michael J. Burns | For | For | Mgmt |
1c | Elect Director D. Scott Davis | For | For | Mgmt |
|
| | | | |
1d | Elect Director Stuart E. Eizenstat | For | For | Mgmt |
1e | Elect Director Michael L. Eskew | For | For | Mgmt |
1f | Elect Director William R. Johnson | For | For | Mgmt |
1g | Elect Director Candace Kendle | For | For | Mgmt |
1h | Elect Director Ann M. Livermore | For | For | Mgmt |
1i | Elect Director Rudy H. P. Markham | For | For | Mgmt |
1j | Elect Director Clark T. Randt, Jr. | For | For | Mgmt |
1k | Elect Director Carol B. Tome | For | For | Mgmt |
1l | Elect Director Kevin M. Warsh | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
4 | Approve Recapitalization Plan for all | Against | For | Shldr |
| Stock to Have One-vote per Share | | | |
| | | | |
UNITED STATES STEEL CORPORATION | | | | |
| | | | |
Ticker: | X | Security ID: | 912,909,108 | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dan O. Dinges | For | Against | Mgmt |
1.2 | Elect Director John G. Drosdick | For | Against | Mgmt |
1.3 | Elect Director John J. Engel | For | For | Mgmt |
1.4 | Elect Director Charles R. Lee | For | Against | Mgmt |
1.5 | Elect Director Thomas W. LaSorda | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | Against | For | Shldr |
| | | | |
UNITED TECHNOLOGIES CORPORATION | | | | |
| | | | |
Ticker: | UTX | Security ID: | 913,017,109 | |
Meeting Date: APR 29, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
|
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Louis R. Chenevert | For | For | Mgmt |
1b | Elect Director John V. Faraci | For | For | Mgmt |
1c | Elect Director Jean-Pierre Garnier | For | For | Mgmt |
1d | Elect Director Jamie S. Gorelick | For | For | Mgmt |
1e | Elect Director Edward A. Kangas | For | For | Mgmt |
1f | Elect Director Ellen J. Kullman | For | For | Mgmt |
1g | Elect Director Marshall O. Larsen | For | For | Mgmt |
1h | Elect Director Harold McGraw, III | For | For | Mgmt |
1i | Elect Director Richard B. Myers | For | For | Mgmt |
1j | Elect Director H. Patrick Swygert | For | For | Mgmt |
1k | Elect Director Andre Villeneuve | For | For | Mgmt |
1l | Elect Director Christine Todd Whitman | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
UNITEDHEALTH GROUP INCORPORATED | | | | |
| | | | |
Ticker: | UNH | Security ID: | 91324P102 | |
Meeting Date: JUN 03, 2013 | Meeting Type: Annual | | | |
Record Date: | April 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director William C. Ballard, Jr. | For | For | Mgmt |
1b | Elect Director Edson Bueno | For | For | Mgmt |
1c | Elect Director Richard T. Burke | For | For | Mgmt |
1d | Elect Director Robert J. Darretta | For | For | Mgmt |
1e | Elect Director Stephen J. Hemsley | For | For | Mgmt |
1f | Elect Director Michele J. Hooper | For | For | Mgmt |
1g | Elect Director Rodger A. Lawson | For | For | Mgmt |
1h | Elect Director Douglas W. Leatherdale | For | For | Mgmt |
1i | Elect Director Glenn M. Renwick | For | For | Mgmt |
1j | Elect Director Kenneth I. Shine | For | For | Mgmt |
1k | Elect Director Gail R. Wilensky | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Lobbying Payments and Policy | Against | For | Shldr |
| | | | |
UNUM GROUP | | | | |
|
| | | | |
| | | | |
Ticker: | UNM | Security ID: | 91529Y106 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director E. Michael Caulfield | For | For | Mgmt |
1.2 | Elect Director Ronald E. Goldsberry | For | For | Mgmt |
1.3 | Elect Director Kevin T. Kabat | For | For | Mgmt |
1.4 | Elect Director Michael J. Passarella | For | For | Mgmt |
2 | Declassify the Board of Directors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Ratify Auditors | For | For | Mgmt |
| | | | |
URBAN OUTFITTERS, INC. | | | | |
| | | | |
Ticker: | URBN | Security ID: | 917,047,102 | |
Meeting Date: MAY 28, 2013 | Meeting Type: Annual | | | |
Record Date: | March 13, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Scott A. Belair | For | W/hold | Mgmt |
1.2 | Elect Director Robert H. Strouse | For | For | Mgmt |
1.3 | Elect Director Margaret A. Hayne | For | W/hold | Mgmt |
2 | Amend Omnibus Stock Plan | For | Against | Mgmt |
3 | Eliminate Cumulative Voting and Adopt | For | For | Mgmt |
| Majority Vote Standard | | | |
4 | Ratify Auditors | For | For | Mgmt |
5 | Require Independent Board Chairman | Against | For | Shldr |
6 | Adopt Policy and Report on Board | Against | For | Shldr |
| Diversity | | | |
| | | | |
VALERO ENERGY CORPORATION | | | | |
| | | | |
Ticker: | VLO | Security ID: | 91913Y100 | |
|
| | | | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jerry D. Choate | For | For | Mgmt |
1b | Elect Director Ruben M. Escobedo | For | For | Mgmt |
1c | Elect Director William R. Klesse | For | For | Mgmt |
1d | Elect Director Deborah P. Majoras | For | For | Mgmt |
1e | Elect Director Bob Marbut | For | For | Mgmt |
1f | Elect Director Donald L. Nickles | For | For | Mgmt |
1g | Elect Director Philip J. Pfeiffer | For | For | Mgmt |
1h | Elect Director Robert A. Profusek | For | For | Mgmt |
1i | Elect Director Susan Kaufman Purcell | For | For | Mgmt |
1j | Elect Director Stephen M. Waters | For | For | Mgmt |
1k | Elect Director Randall J. Weisenburger | For | For | Mgmt |
1l | Elect Director Rayford Wilkins, Jr. | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Political Contributions and | Against | For | Shldr |
| Lobbying Expenditures | | | |
| | | | |
VARIAN MEDICAL SYSTEMS, INC. | | | | |
| | | | |
Ticker: | VAR | Security ID: | 92220P105 | |
Meeting Date: FEB 14, 2013 | Meeting Type: Annual | | | |
Record Date: | December 18, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director R. Andrew Eckert | For | For | Mgmt |
1.2 | Elect Director Mark R. Laret | For | For | Mgmt |
1.3 | Elect Director Erich R. Reinhardt | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Declassify the Board of Directors | Against | For | Shldr |
| | | | |
VENTAS, INC. | | | | |
| | | | |
|
| | | | |
Ticker: | VTR | Security ID: | 92276F100 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Debra A. Cafaro | For | For | Mgmt |
1b | Elect Director Douglas Crocker, II | For | For | Mgmt |
1c | Elect Director Ronald G. Geary | For | For | Mgmt |
1d | Elect Director Jay M. Gellert | For | For | Mgmt |
1e | Elect Director Richard I. Gilchrist | For | For | Mgmt |
1f | Elect Director Matthew J. Lustig | For | For | Mgmt |
1g | Elect Director Douglas M. Pasquale | For | For | Mgmt |
1h | Elect Director Robert D. Reed | For | For | Mgmt |
1i | Elect Director Sheli Z. Rosenberg | For | For | Mgmt |
1j | Elect Director Glenn J. Rufrano | For | For | Mgmt |
1k | Elect Director James D. Shelton | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Stock Retention/Holding Period | Against | For | Shldr |
5 | Require Independent Board Chairman | Against | Against | Shldr |
6 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
7 | Adopt Anti Gross-up Policy | Against | For | Shldr |
| | | | |
VERISIGN, INC. | | | | |
| | | | |
Ticker: | VRSN | Security ID: | 92343E102 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director D. James Bidzos | For | For | Mgmt |
1.2 | Elect Director William L. Chenevich | For | For | Mgmt |
1.3 | Elect Director Kathleen A. Cote | For | For | Mgmt |
1.4 | Elect Director Roger H. Moore | For | For | Mgmt |
1.5 | Elect Director John D. Roach | For | For | Mgmt |
1.6 | Elect Director Louis A. Simpson | For | For | Mgmt |
1.7 | Elect Director Timothy Tomlinson | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
|
| | | | |
| | | | |
VERIZON COMMUNICATIONS INC. | | | | |
| | | | |
Ticker: | VZ | Security ID: | 92343V104 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard L. Carrion | For | For | Mgmt |
1.2 | Elect Director Melanie L. Healey | For | For | Mgmt |
1.3 | Elect Director M. Frances Keeth | For | For | Mgmt |
1.4 | Elect Director Robert W. Lane | For | For | Mgmt |
1.5 | Elect Director Lowell C. McAdam | For | For | Mgmt |
1.6 | Elect Director Sandra O. Moose | For | For | Mgmt |
1.7 | Elect Director Joseph Neubauer | For | For | Mgmt |
1.8 | Elect Director Donald T. Nicolaisen | For | For | Mgmt |
1.9 | Elect Director Clarence Otis, Jr. | For | For | Mgmt |
1.10 | Elect Director Hugh B. Price | For | For | Mgmt |
1.11 | Elect Director Rodney E. Slater | For | For | Mgmt |
1.12 | Elect Director Kathryn A. Tesija | For | For | Mgmt |
1.13 | Elect Director Gregory D. Wasson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Commit to Wireless Network Neutrality | Against | For | Shldr |
6 | Report on Lobbying Payments and Policy | Against | For | Shldr |
7 | Adopt Proxy Access Right | Against | For | Shldr |
8 | Submit Severance Agreement | Against | For | Shldr |
| (Change-in-Control) to Shldr Vote | | | |
9 | Amend Articles/Bylaws/Charter- Call | Against | For | Shldr |
| Special Meetings | | | |
10 | Provide Right to Act by Written Consent | Against | For | Shldr |
| | | | |
VF CORPORATION | | | | |
| | | | |
Ticker: | VFC | Security ID: | 918,204,108 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 5, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard T. Carucci | For | For | Mgmt |
1.2 | Elect Director Juliana L. Chugg | For | For | Mgmt |
1.3 | Elect Director George Fellows | For | For | Mgmt |
1.4 | Elect Director Clarence Otis, Jr. | For | For | Mgmt |
1.5 | Elect Director Matthew J. Shattock | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
VISA INC. | | | | |
| | | | |
Ticker: | V | Security ID: | 92826C839 | |
Meeting Date: JAN 30, 2013 | Meeting Type: Annual | | | |
Record Date: | December 4, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Gary P. Coughlan | For | For | Mgmt |
1b | Elect Director Mary B. Cranston | For | For | Mgmt |
1c | Elect Director Francisco Javier | For | For | Mgmt |
| Fernandez-Carbajal | | | |
1d | Elect Director Robert W. Matschullat | For | For | Mgmt |
1e | Elect Director Cathy E. Minehan | For | For | Mgmt |
1f | Elect Director Suzanne Nora Johnson | For | For | Mgmt |
1g | Elect Director David J. Pang | For | For | Mgmt |
1h | Elect Director Joseph W. Saunders | For | For | Mgmt |
1i | Elect Director Charles W. Scharf | For | For | Mgmt |
1j | Elect Director William S. Shanahan | For | For | Mgmt |
1k | Elect Director John A. Swainson | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Lobbying Payments and Policy | Against | For | Shldr |
| | | | |
VORNADO REALTY TRUST | | | | |
| | | | |
Ticker: | VNO | Security ID: | 929,042,109 | |
|
| | | | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Candace K. Beinecke | For | W/hold | Mgmt |
1.2 | Elect Director Robert P. Kogod | For | W/hold | Mgmt |
1.3 | Elect Director David Mandelbaum | For | W/hold | Mgmt |
1.4 | Elect Director Richard R. West | For | W/hold | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require a Majority Vote for the | Against | For | Shldr |
| Election of Directors | | | |
5 | Require Independent Board Chairman | Against | For | Shldr |
6 | Declassify the Board of Directors | Against | For | Shldr |
| | | | |
VULCAN MATERIALS COMPANY | | | | |
| | | | |
Ticker: | VMC | Security ID: | 929,160,109 | |
Meeting Date: MAY 10, 2013 | Meeting Type: Annual | | | |
Record Date: | March 14, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Douglas J. McGregor | For | For | Mgmt |
1.2 | Elect Director Lee J. Styslinger, III | For | For | Mgmt |
1.3 | Elect Director Vincent J. Trosino | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Eliminate Supermajority Vote | For | For | Mgmt |
| Requirement | | | |
5 | Declassify the Board of Directors | For | For | Mgmt |
6 | Require Independent Board Chairman | Against | For | Shldr |
| | | | |
W.W. GRAINGER, INC. | | | | |
| | | | |
Ticker: | GWW | Security ID: | 384,802,104 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Brian P. Anderson | For | For | Mgmt |
1.2 | Elect Director V. Ann Hailey | For | For | Mgmt |
1.3 | Elect Director William K. Hall | For | For | Mgmt |
1.4 | Elect Director Stuart L. Levenick | For | For | Mgmt |
1.5 | Elect Director John W. McCarter, Jr. | For | For | Mgmt |
1.6 | Elect Director Neil S. Novich | For | For | Mgmt |
1.7 | Elect Director Michael J. Roberts | For | For | Mgmt |
1.8 | Elect Director Gary L. Rogers | For | For | Mgmt |
1.9 | Elect Director James T. Ryan | For | For | Mgmt |
1.10 | Elect Director E. Scott Santi | For | For | Mgmt |
1.11 | Elect Director James D. Slavik | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
WAL-MART STORES, INC. | | | | |
| | | | |
Ticker: | WMT | Security ID: | 931,142,103 | |
Meeting Date: JUN 07, 2013 | Meeting Type: Annual | | | |
Record Date: | April 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Aida M. Alvarez | For | For | Mgmt |
1b | Elect Director James I. Cash, Jr. | For | For | Mgmt |
1c | Elect Director Roger C. Corbett | For | For | Mgmt |
1d | Elect Director Douglas N. Daft | For | For | Mgmt |
1e | Elect Director Michael T. Duke | For | Against | Mgmt |
1f | Elect Director Timothy P. Flynn | For | For | Mgmt |
1g | Elect Director Marissa A. Mayer | For | For | Mgmt |
1h | Elect Director Gregory B. Penner | For | For | Mgmt |
1i | Elect Director Steven S. Reinemund | For | For | Mgmt |
1j | Elect Director H. Lee Scott, Jr. | For | For | Mgmt |
1k | Elect Director Jim C. Walton | For | For | Mgmt |
1l | Elect Director S. Robson Walton | For | Against | Mgmt |
1m | Elect Director Christopher J. Williams | For | Against | Mgmt |
1n | Elect Director Linda S. Wolf | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
|
| | | | |
5 | Amend Bylaws -- Call Special Meetings | Against | For | Shldr |
6 | Stock Retention/Holding Period | Against | For | Shldr |
7 | Require Independent Board Chairman | Against | For | Shldr |
8 | Disclosure of Recoupment Activity from | Against | For | Shldr |
| Senior Officers | | | |
| | | | |
WALGREEN CO. | | | | |
| | | | |
Ticker: | WAG | Security ID: | 931,422,109 | |
Meeting Date: JAN 09, 2013 | Meeting Type: Annual | | | |
Record Date: | November 12, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Janice M. Babiak | For | For | Mgmt |
1b | Elect Director David J. Brailer | For | For | Mgmt |
1c | Elect Director Steven A. Davis | For | For | Mgmt |
1d | Elect Director William C. Foote | For | For | Mgmt |
1e | Elect Director Mark P. Frissora | For | For | Mgmt |
1f | Elect Director Ginger L. Graham | For | For | Mgmt |
1g | Elect Director Alan G. McNally | For | For | Mgmt |
1h | Elect Director Dominic P. Murphy | For | For | Mgmt |
1i | Elect Director Stefano Pessina | For | For | Mgmt |
1j | Elect Director Nancy M. Schlichting | For | For | Mgmt |
1k | Elect Director Alejandro Silva | For | For | Mgmt |
1l | Elect Director James A. Skinner | For | For | Mgmt |
1m | Elect Director Gregory D. Wasson | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
| | | | |
WASTE MGMT, INC. | | | | |
| | | | |
Ticker: | WM | Security ID: | 94106L109 | |
Meeting Date: MAY 10, 2013 | Meeting Type: Annual | | | |
Record Date: | March 13, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1a | Elect Director Bradbury H. Anderson | For | For | Mgmt |
1b | Elect Director Frank M. Clark, Jr. | For | For | Mgmt |
1c | Elect Director Patrick W. Gross | For | For | Mgmt |
1d | Elect Director Victoria M. Holt | For | For | Mgmt |
1e | Elect Director John C. Pope | For | For | Mgmt |
1f | Elect Director W. Robert Reum | For | For | Mgmt |
1g | Elect Director David P. Steiner | For | For | Mgmt |
1h | Elect Director Thomas H. Weidemeyer | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Stock Retention | Against | For | Shldr |
5 | Report on Political Contributions | Against | For | Shldr |
6 | Adopt Compensation Benchmarking Policy | Against | For | Shldr |
| | | | |
WATERS CORPORATION | | | | |
| | | | |
Ticker: | WAT | Security ID: | 941,848,103 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joshua Bekenstein | For | For | Mgmt |
1.2 | Elect Director Michael J. Berendt | For | For | Mgmt |
1.3 | Elect Director Douglas A. Berthiaume | For | For | Mgmt |
1.4 | Elect Director Edward Conard | For | For | Mgmt |
1.5 | Elect Director Laurie H. Glimcher | For | For | Mgmt |
1.6 | Elect Director Christopher A. Kuebler | For | For | Mgmt |
1.7 | Elect Director William J. Miller | For | For | Mgmt |
1.8 | Elect Director JoAnn A. Reed | For | For | Mgmt |
1.9 | Elect Director Thomas P. Salice | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
WELLPOINT, INC. | | | | |
| | | | |
Ticker: | WLP | Security ID: | 94973V107 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Sheila P. Burke | For | For | Mgmt |
1b | Elect Director George A. Schaefer, Jr. | For | For | Mgmt |
1c | Elect Director Joseph R. Swedish | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Political Contributions | Against | Against | Shldr |
| | | | |
WELLS FARGO & COMPANY | | | | |
| | | | |
Ticker: | WFC | Security ID: | 949,746,101 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | February 26, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director John D. Baker, II | For | For | Mgmt |
1b | Elect Director Elaine L. Chao | For | For | Mgmt |
1c | Elect Director John S. Chen | For | For | Mgmt |
1d | Elect Director Lloyd H. Dean | For | For | Mgmt |
1e | Elect Director Susan E. Engel | For | For | Mgmt |
1f | Elect Director Enrique Hernandez, Jr. | For | For | Mgmt |
1g | Elect Director Donald M. James | For | For | Mgmt |
1h | Elect Director Cynthia H. Milligan | For | For | Mgmt |
1i | Elect Director Federico F. Pena | For | For | Mgmt |
1j | Elect Director Howard V. Richardson | For | For | Mgmt |
1k | Elect Director Judith M. Runstad | For | For | Mgmt |
1l | Elect Director Stephen W. Sanger | For | For | Mgmt |
1m | Elect Director John G. Stumpf | For | For | Mgmt |
1n | Elect Director Susan G. Swenson | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Require Independent Board Chairman | Against | Against | Shldr |
6 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
7 | Review Fair Housing and Fair Lending | Against | For | Shldr |
| Compliance | | | |
| | | | |
|
| | | | |
WESTERN DIGITAL CORPORATION | | | | |
| | | | |
Ticker: | WDC | Security ID: | 958,102,105 | |
Meeting Date: NOV 08, 2012 | Meeting Type: Annual | | | |
Record Date: | September 17, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Kathleen A. Cote | For | For | Mgmt |
1b | Elect Director John F. Coyne | For | For | Mgmt |
1c | Elect Director Henry T. DeNero | For | For | Mgmt |
1d | Elect Director William L. Kimsey | For | For | Mgmt |
1e | Elect Director Michael D. Lambert | For | For | Mgmt |
1f | Elect Director Len J. Lauer | For | For | Mgmt |
1g | Elect Director Matthew E. Massengill | For | For | Mgmt |
1h | Elect Director Roger H. Moore | For | For | Mgmt |
1i | Elect Director Kensuke Oka | For | For | Mgmt |
1j | Elect Director Thomas E. Pardun | For | For | Mgmt |
1k | Elect Director Arif Shakeel | For | For | Mgmt |
1l | Elect Director Masahiro Yamamura | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Amend Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Ratify Auditors | For | For | Mgmt |
| | | | |
WEYERHAEUSER COMPANY | | | | |
| | | | |
Ticker: | WY | Security ID: | 962,166,104 | |
Meeting Date: APR 11, 2013 | Meeting Type: Annual | | | |
Record Date: | February 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Debra A. Cafaro | For | For | Mgmt |
1.2 | Elect Director Mark A. Emmert | For | For | Mgmt |
1.3 | Elect Director Daniel S. Fulton | For | For | Mgmt |
1.4 | Elect Director John I. Kieckhefer | For | For | Mgmt |
1.5 | Elect Director Wayne W. Murdy | For | For | Mgmt |
1.6 | Elect Director Nicole W. Piasecki | For | For | Mgmt |
1.7 | Elect Director Doyle R. Simons | For | For | Mgmt |
|
| | | | |
1.8 | Elect Director Richard H. Sinkfield | For | For | Mgmt |
1.9 | Elect Director D. Michael Steuert | For | For | Mgmt |
1.10 | Elect Director Kim Williams | For | For | Mgmt |
1.11 | Elect Director Charles R. Williamson | For | For | Mgmt |
2 | Approve Omnibus Stock Plan | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
WHIRLPOOL CORPORATION | | | | |
| | | | |
Ticker: | WHR | Security ID: | 963,320,106 | |
Meeting Date: APR 16, 2013 | Meeting Type: Annual | | | |
Record Date: | February 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Samuel R. Allen | For | For | Mgmt |
1b | Elect Director Gary T. DiCamillo | For | For | Mgmt |
1c | Elect Director Diane M. Dietz | For | For | Mgmt |
1d | Elect Director Jeff M. Fettig | For | For | Mgmt |
1e | Elect Director Michael F. Johnston | For | For | Mgmt |
1f | Elect Director William T. Kerr | For | For | Mgmt |
1g | Elect Director John D. Liu | For | For | Mgmt |
1h | Elect Director Harish Manwani | For | For | Mgmt |
1i | Elect Director William D. Perez | For | For | Mgmt |
1j | Elect Director Michael A. Todman | For | For | Mgmt |
1k | Elect Director Michael D. White | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Adopt a Policy in which the Company | Against | For | Shldr |
| will not Make or Promise to Make Any | | | |
| Death Benefit Payments to Senior | | | |
| Executives | | | |
| | | | |
WHOLE FOODS MARKET, INC. | | | | |
| | | | |
Ticker: | WFM | Security ID: | 966,837,106 | |
Meeting Date: MAR 15, 2013 | Meeting Type: Annual | | | |
|
| | | | |
Record Date: | January 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John Elstrott | For | For | Mgmt |
1.2 | Elect Director Gabrielle Greene | For | For | Mgmt |
1.3 | Elect Director Shahid 'Hass' Hassan | For | For | Mgmt |
1.4 | Elect Director Stephanie Kugelman | For | For | Mgmt |
1.5 | Elect Director John Mackey | For | For | Mgmt |
1.6 | Elect Director Walter Robb | For | For | Mgmt |
1.7 | Elect Director Jonathan Seiffer | For | For | Mgmt |
1.8 | Elect Director Morris 'Mo' Siegel | For | For | Mgmt |
1.9 | Elect Director Jonathan Sokoloff | For | For | Mgmt |
1.10 | Elect Director Ralph Sorenson | For | For | Mgmt |
1.11 | Elect Director William 'Kip' Tindell, | For | For | Mgmt |
| III | | | |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Report on Adopting Extended Producer | Against | Against | Shldr |
| Responsibility Policy | | | |
6 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
WINDSTREAM CORPORATION | | | | |
| | | | |
Ticker: | WIN | Security ID: | 97381W104 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Carol B. Armitage | For | For | Mgmt |
1.2 | Elect Director Samuel E. Beall, III | For | For | Mgmt |
1.3 | Elect Director Dennis E. Foster | For | For | Mgmt |
1.4 | Elect Director Francis X. ('Skip') | For | For | Mgmt |
| Frantz | | | |
1.5 | Elect Director Jeffery R. Gardner | For | For | Mgmt |
1.6 | Elect Director Jeffrey T. Hinson | For | For | Mgmt |
1.7 | Elect Director Judy K. Jones | For | For | Mgmt |
1.8 | Elect Director William A. Montgomery | For | For | Mgmt |
1.9 | Elect Director Alan L. Wells | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Pro-rata Vesting of Equity Plans | Against | For | Shldr |
5 | Report on Political Contributions | Against | For | Shldr |
6 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
| | | | |
WISCONSIN ENERGY CORPORATION | | | | |
| | | | |
Ticker: | WEC | Security ID: | 976,657,106 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | February 21, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John F. Bergstrom | For | For | Mgmt |
1.2 | Elect Director Barbara L. Bowles | For | For | Mgmt |
1.3 | Elect Director Patricia W. Chadwick | For | For | Mgmt |
1.4 | Elect Director Curt S. Culver | For | For | Mgmt |
1.5 | Elect Director Thomas J. Fischer | For | For | Mgmt |
1.6 | Elect Director Gale E. Klappa | For | For | Mgmt |
1.7 | Elect Director Henry W. Knueppel | For | For | Mgmt |
1.8 | Elect Director Ulice Payne, Jr. | For | For | Mgmt |
1.9 | Elect Director Mary Ellen Stanek | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
WPX ENERGY, INC. | | | | |
| | | | |
Ticker: | WPX | Security ID: | 98212B103 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John A. Carrig | For | For | Mgmt |
1.2 | Elect Director Henry E. Lentz | For | For | Mgmt |
1.3 | Elect Director William G. Lowrie | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Mgmt |
|
| | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
5 | Ratify Auditors | For | For | Mgmt |
| | | | |
WYNDHAM WORLDWIDE CORPORATION | | | | |
| | | | |
Ticker: | WYN | Security ID: | 98310W108 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Brian Mulroney | For | For | Mgmt |
1.2 | Elect Director Michael H. Wargotz | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
WYNN RESORTS, LIMITED | | | | |
| | | | |
Ticker: | WYNN | Security ID: | 983,134,107 | |
Meeting Date: NOV 02, 2012 | Meeting Type: Annual | | | |
Record Date: | September 12, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Linda Chen | For | For | Mgmt |
1.2 | Elect Director Marc D. Schorr | For | For | Mgmt |
1.3 | Elect Director J. Edward (Ted) Virtue | For | For | Mgmt |
1.4 | Elect Director Elaine P. Wynn | For | For | Mgmt |
2 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
WYNN RESORTS, LIMITED | | | | |
| | | | |
Ticker: | WYNN | Security ID: | 983,134,107 | |
Meeting Date: FEB 22, 2013 | Meeting Type: Special | | | |
|
| | | | |
Record Date: | January 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Remove Director Kazuo Okada | For | For | Mgmt |
2 | Adjourn Meeting | For | For | Mgmt |
| | | | |
WYNN RESORTS, LIMITED | | | | |
| | | | |
Ticker: | WYNN | Security ID: | 983,134,107 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 13, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ray R. Irani | For | W/hold | Mgmt |
1.2 | Elect Director Alvin V. Shoemaker | For | W/hold | Mgmt |
1.3 | Elect Director D. Boone Wayson | For | W/hold | Mgmt |
1.4 | Elect Director Stephen A. Wynn | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
| | | | |
XCEL ENERGY INC. | | | | |
| | | | |
Ticker: | XEL | Security ID: | 98389B100 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 26, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Gail Koziara Boudreaux | For | For | Mgmt |
1b | Elect Director Fredric W. Corrigan | For | For | Mgmt |
1c | Elect Director Richard K. Davis | For | For | Mgmt |
1d | Elect Director Benjamin G.S. Fowke, III | For | For | Mgmt |
1e | Elect Director Albert F. Moreno | For | For | Mgmt |
1f | Elect Director Richard T. O'Brien | For | For | Mgmt |
1g | Elect Director Christopher J. | For | For | Mgmt |
| Policinski | | | |
1h | Elect Director A. Patricia Sampson | For | For | Mgmt |
1i | Elect Director James J. Sheppard | For | For | Mgmt |
1j | Elect Director David A. Westerlund | For | For | Mgmt |
|
| | | | |
1k | Elect Director Kim Williams | For | For | Mgmt |
1l | Elect Director Timothy V. Wolf | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
XEROX CORPORATION | | | | |
| | | | |
Ticker: | XRX | Security ID: | 984,121,103 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Glenn A. Britt | For | For | Mgmt |
1.2 | Elect Director Ursula M. Burns | For | For | Mgmt |
1.3 | Elect Director Richard J. Harrington | For | For | Mgmt |
1.4 | Elect Director William Curt Hunter | For | For | Mgmt |
1.5 | Elect Director Robert J. Keegan | For | For | Mgmt |
1.6 | Elect Director Robert A. McDonald | For | For | Mgmt |
1.7 | Elect Director Charles Prince | For | For | Mgmt |
1.8 | Elect Director Ann N. Reese | For | For | Mgmt |
1.9 | Elect Director Sara Martinez Tucker | For | For | Mgmt |
1.10 | Elect Director Mary Agnes Wilderotter | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Non-Employee Director Omnibus | For | For | Mgmt |
| Stock Plan | | | |
| | | | |
XILINX, INC. | | | | |
| | | | |
Ticker: | XLNX | Security ID: | 983,919,101 | |
Meeting Date: AUG 08, 2012 | Meeting Type: Annual | | | |
Record Date: | June 11, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Philip T. Gianos | For | For | Mgmt |
2 | Elect Director Moshe N. Gavrielov | For | For | Mgmt |
|
| | | | |
3 | Elect Director John L. Doyle | For | For | Mgmt |
4 | Elect Director Jerald G. Fishman | For | For | Mgmt |
5 | Elect Director William G. Howard, Jr. | For | For | Mgmt |
6 | Elect Director J. Michael Patterson | For | For | Mgmt |
7 | Elect Director Albert A. Pimentel | For | For | Mgmt |
8 | Elect Director Marshall C. Turner | For | For | Mgmt |
9 | Elect Director Elizabeth W. Vanderslice | For | For | Mgmt |
10 | Amend Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
11 | Amend Omnibus Stock Plan | For | For | Mgmt |
12 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
13 | Ratify Auditors | For | For | Mgmt |
| | | | |
XL GROUP PLC | | | | |
| | | | |
Ticker: | XL | Security ID: | G98290102 | |
Meeting Date: APR 26, 2013 | Meeting Type: Annual | | | |
Record Date: | March 6, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Joseph Mauriello as Director | For | For | Mgmt |
2 | Elect Eugene M. McQuade as Director | For | For | Mgmt |
3 | Elect Clayton S. Rose as Director | For | For | Mgmt |
4 | Approve PricewaterhouseCoopers LLP as | For | For | Mgmt |
| Auditors and Authorize Board to Fix | | | |
| Their Remuneration | | | |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
XYLEM INC. | | | | |
| | | | |
Ticker: | XYL | Security ID: | 98419M100 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 13, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Curtis J. Crawford | For | For | Mgmt |
1b | Elect Director Robert F. Friel | For | For | Mgmt |
|
| | | | |
1c | Elect Director Surya N. Mohapatra | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
5 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shldr |
| Special Meetings | | | |
| | | | |
YAHOO! INC. | | | | |
| | | | |
Ticker: | YHOO | Security ID: | 984,332,106 | |
Meeting Date: JUL 12, 2012 | Meeting Type: Annual | | | |
Record Date: | May 17, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Alfred J. Amoroso | For | For | Mgmt |
2 | Elect Director John D. Hayes | For | For | Mgmt |
3 | Elect Director Susan M. James | For | For | Mgmt |
4 | Elect Director David W. Kenny | For | For | Mgmt |
5 | Elect Director Peter Liguori | For | For | Mgmt |
6 | Elect Director Daniel S. Loeb | For | For | Mgmt |
7 | Elect Director Thomas J. McInerney | For | For | Mgmt |
8 | Elect Director Brad D. Smith | For | For | Mgmt |
9 | Elect Director Maynard G. Webb, Jr. | For | For | Mgmt |
10 | Elect Director Harry J. Wilson | For | For | Mgmt |
11 | Elect Director Michael J. Wolf | For | For | Mgmt |
12 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
13 | Amend Omnibus Stock Plan | For | For | Mgmt |
14 | Amend Non-Employee Director Omnibus | For | For | Mgmt |
| Stock Plan | | | |
15 | Ratify Auditors | For | For | Mgmt |
| | | | |
YAHOO! INC. | | | | |
| | | | |
Ticker: | YHOO | Security ID: | 984,332,106 | |
Meeting Date: JUN 25, 2013 | Meeting Type: Annual | | | |
Record Date: | April 26, 2013 | | | |
| | | | |
|
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John D. Hayes | For | For | Mgmt |
1.2 | Elect Director Susan M. James | For | For | Mgmt |
1.3 | Elect Director Max R. Levchin | For | For | Mgmt |
1.4 | Elect Director Peter Liguori | For | For | Mgmt |
1.5 | Elect Director Daniel S. Loeb | For | For | Mgmt |
1.6 | Elect Director Marissa A. Mayer | For | For | Mgmt |
1.7 | Elect Director Thomas J. McInerney | For | For | Mgmt |
1.8 | Elect Director Maynard G. Webb, Jr. | For | For | Mgmt |
1.9 | Elect Director Harry J. Wilson | For | For | Mgmt |
1.10 | Elect Director Michael J. Wolf | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Sustainability | Against | For | Shldr |
5 | Report on Political Contributions | Against | For | Shldr |
| | | | |
YUM! BRANDS, INC. | | | | |
| | | | |
Ticker: | YUM | Security ID: | 988,498,101 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Michael J. Cavanagh | For | For | Mgmt |
1b | Elect Director David W. Dorman | For | For | Mgmt |
1c | Elect Director Massimo Ferragamo | For | For | Mgmt |
1d | Elect Director Mirian M. Graddick-Weir | For | For | Mgmt |
1e | Elect Director J. David Grissom | For | For | Mgmt |
1f | Elect Director Bonnie G. Hill | For | For | Mgmt |
1g | Elect Director Jonathan S. Linen | For | For | Mgmt |
1h | Elect Director Thomas C. Nelson | For | For | Mgmt |
1i | Elect Director David C. Novak | For | For | Mgmt |
1j | Elect Director Thomas M. Ryan | For | For | Mgmt |
1k | Elect Director Jing-Shyh S. Su | For | For | Mgmt |
1l | Elect Director Robert D. Walter | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Adopt Comprehensive Packaging | Against | Against | Shldr |
| Recycling Strategy | | | |
|
| | | | |
| | | | |
ZIMMER HOLDINGS, INC. | | | | |
| | | | |
Ticker: | ZMH | Security ID: | 98956P102 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Christopher B. Begley | For | For | Mgmt |
1b | Elect Director Betsy J. Bernard | For | For | Mgmt |
1c | Elect Director Gail K. Boudreaux | For | For | Mgmt |
1d | Elect Director David C. Dvorak | For | For | Mgmt |
1e | Elect Director Larry C. Glasscock | For | For | Mgmt |
1f | Elect Director Robert A. Hagemann | For | For | Mgmt |
1g | Elect Director Arthur J. Higgins | For | For | Mgmt |
1h | Elect Director John L. McGoldrick | For | For | Mgmt |
1i | Elect Director Cecil B. Pickett | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
ZIONS BANCORPORATION | | | | |
| | | | |
Ticker: | ZION | Security ID: | 989,701,107 | |
Meeting Date: MAY 24, 2013 | Meeting Type: Annual | | | |
Record Date: | March 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jerry C. Atkin | For | For | Mgmt |
1b | Elect Director R.D. Cash | For | For | Mgmt |
1c | Elect Director Patricia Frobes | For | For | Mgmt |
1d | Elect Director J. David Heaney | For | For | Mgmt |
1e | Elect Director Roger B. Porter | For | For | Mgmt |
1f | Elect Director Stephen D. Quinn | For | For | Mgmt |
1g | Elect Director Harris H. Simmons | For | For | Mgmt |
1h | Elect Director L.E. Simmons | For | For | Mgmt |
1i | Elect Director Shelley Thomas Williams | For | For | Mgmt |
|
| | | | |
1j | Elect Director Steven C. Wheelwright | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Mgmt |
5 | Require Independent Board Chairman | Against | For | Shldr |
|
| | | | |
Principal Variable Contracts Funds, Inc. -- LargeCap Value Account |
| | | | |
ABBVIE INC. | | | | |
| | | | |
Ticker: | ABBV | Security ID: | 00287Y109 | |
Meeting Date: MAY 06, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William H.L. Burnside | For | For | Mgmt |
1.2 | Elect Director Edward J. Rapp | For | For | Mgmt |
1.3 | Elect Director Roy S. Roberts | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Mgmt |
5 | Approve Omnibus Stock Plan | For | For | Mgmt |
| | | | |
ACCENTURE PLC | | | | |
| | | | |
Ticker: | ACN | Security ID: | G1151C101 | |
Meeting Date: FEB 06, 2013 | Meeting Type: Annual | | | |
Record Date: | December 11, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and | For | For | Mgmt |
| Statutory Reports | | | |
2.1 | Elect Director William L. Kimsey | For | For | Mgmt |
2.2 | Elect Director Robert I. Lipp | For | For | Mgmt |
2.3 | Elect Director Pierre Nanterme | For | For | Mgmt |
2.4 | Elect Director Gilles C. Pelisson | For | For | Mgmt |
2.5 | Elect Director Wulf von Schimmelmann | For | For | Mgmt |
3 | Approve Auditors and Authorize Board | For | For | Mgmt |
| to Fix Their Remuneration | | | |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Amend 2010 Share Incentive Plan | For | Against | Mgmt |
6 | Authorize the Holding of the 2014 AGM | For | For | Mgmt |
| at a Location Outside Ireland | | | |
|
| | | | |
7 | Authorize Open-Market Purchases of | For | For | Mgmt |
| Class A Ordinary Shares | | | |
8 | Determine the Price Range at which | For | For | Mgmt |
| Accenture Plc can Re-issue Shares that | | | |
| it Acquires as Treasury Stock | | | |
9 | Report on Lobbying Payments and Policy | Against | For | Shldr |
| | | | |
ALTRIA GROUP, INC. | | | | |
| | | | |
Ticker: | MO | Security ID: | 02209S103 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gerald L. Baliles | For | For | Mgmt |
1.2 | Elect Director Martin J. Barrington | For | For | Mgmt |
1.3 | Elect Director John T. Casteen, III | For | For | Mgmt |
1.4 | Elect Director Dinyar S. Devitre | For | For | Mgmt |
1.5 | Elect Director Thomas F. Farrell, II | For | For | Mgmt |
1.6 | Elect Director Thomas W. Jones | For | For | Mgmt |
1.7 | Elect Director Debra J. Kelly-Ennis | For | For | Mgmt |
1.8 | Elect Director W. Leo Kiely, III | For | For | Mgmt |
1.9 | Elect Director Kathryn B. McQuade | For | For | Mgmt |
1.10 | Elect Director George Munoz | For | For | Mgmt |
1.11 | Elect Director Nabil Y. Sakkab | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Lobbying Payments and Policy | Against | For | Shldr |
| | | | |
AMEREN CORPORATION | | | | |
| | | | |
Ticker: | AEE | Security ID: | 23,608,102 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen F. Brauer | For | W/hold | Mgmt |
1.2 | Elect Director Catherine S. Brune | For | For | Mgmt |
|
| | | | |
1.3 | Elect Director Ellen M. Fitzsimmons | For | For | Mgmt |
1.4 | Elect Director Walter J. Galvin | For | For | Mgmt |
1.5 | Elect Director Gayle P. W. Jackson | For | For | Mgmt |
1.6 | Elect Director James C. Johnson | For | For | Mgmt |
1.7 | Elect Director Steven H. Lipstein | For | For | Mgmt |
1.8 | Elect Director Patrick T. Stokes | For | For | Mgmt |
1.9 | Elect Director Thomas R. Voss | For | For | Mgmt |
1.10 | Elect Director Stephen R. Wilson | For | For | Mgmt |
1.11 | Elect Director Jack D. Woodard | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Energy Efficiency and | Against | Against | Shldr |
| Renewable Energy Programs | | | |
| | | | |
AMERICAN CAPITAL, LTD. | | | | |
| | | | |
Ticker: | ACAS | Security ID: | 02503Y103 | |
Meeting Date: APR 26, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mary C. Baskin | For | For | Mgmt |
1.2 | Elect Director Neil M. Hahl | For | For | Mgmt |
1.3 | Elect Director Philip R. Harper | For | For | Mgmt |
1.4 | Elect Director John A. Koskinen | For | For | Mgmt |
1.5 | Elect Director Stan Lundine | For | For | Mgmt |
1.6 | Elect Director Kenneth D. Peterson, Jr. | For | For | Mgmt |
1.7 | Elect Director Alvin N. Puryear | For | For | Mgmt |
1.8 | Elect Director Malon Wilkus | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
| | | | |
AMERICAN FINANCIAL GROUP, INC. | | | | |
| | | | |
Ticker: | AFG | Security ID: | 25,932,104 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
|
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Carl H. Lindner, III | For | For | Mgmt |
1.2 | Elect Director S. Craig Lindner | For | For | Mgmt |
1.3 | Elect Director Kenneth C. Ambrecht | For | For | Mgmt |
1.4 | Elect Director John B. Berding | For | For | Mgmt |
1.5 | Elect Director Joseph E. (Jeff) | For | For | Mgmt |
| Consolino | | | |
1.6 | Elect Director Virginia 'Gina' C. | For | For | Mgmt |
| Drosos | | | |
1.7 | Elect Director James E. Evans | For | For | Mgmt |
1.8 | Elect Director Terry S. Jacobs | For | For | Mgmt |
1.9 | Elect Director Gregory G. Joseph | For | For | Mgmt |
1.10 | Elect Director William W. Verity | For | For | Mgmt |
1.11 | Elect Director John I. Von Lehman | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend EEO Policy to Prohibit | Against | For | Shldr |
| Discrimination Based on Sexual | | | |
| Orientation and Gender Identity | | | |
| | | | |
AMERICAN TOWER CORPORATION | | | | |
| | | | |
Ticker: | AMT | Security ID: | 03027X100 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 26, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Raymond P. Dolan | For | For | Mgmt |
1b | Elect Director Ronald M. Dykes | For | For | Mgmt |
1c | Elect Director Carolyn F. Katz | For | For | Mgmt |
1d | Elect Director Gustavo Lara Cantu | For | For | Mgmt |
1e | Elect Director JoAnn A. Reed | For | For | Mgmt |
1f | Elect Director Pamela D.A. Reeve | For | For | Mgmt |
1g | Elect Director David E. Sharbutt | For | For | Mgmt |
1h | Elect Director James D. Taiclet, Jr. | For | For | Mgmt |
1i | Elect Director Samme L. Thompson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Right to Call Special Meeting | For | For | Mgmt |
| | | | |
|
| | | | |
AMERICAN WATER WORKS COMPANY, INC. | | | | |
| | | | |
Ticker: | AWK | Security ID: | 30,420,103 | |
Meeting Date: MAY 13, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Stephen P. Adik | For | For | Mgmt |
1b | Elect Director Martha Clark Goss | For | For | Mgmt |
1c | Elect Director Julie A. Dobson | For | For | Mgmt |
1d | Elect Director Paul J. Evanson | For | For | Mgmt |
1e | Elect Director Richard R. Grigg | For | For | Mgmt |
1f | Elect Director Julia L. Johnson | For | For | Mgmt |
1g | Elect Director George MacKenzie | For | For | Mgmt |
1h | Elect Director William J. Marrazzo | For | For | Mgmt |
1i | Elect Director Jeffry E. Sterba | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
AMGEN INC. | | | | |
| | | | |
Ticker: | AMGN | Security ID: | 31,162,100 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David Baltimore | For | For | Mgmt |
1.2 | Elect Director Frank J. Biondi, Jr. | For | For | Mgmt |
1.3 | Elect Director Robert A. Bradway | For | For | Mgmt |
1.4 | Elect Director Francois de Carbonnel | For | For | Mgmt |
1.5 | Elect Director Vance D. Coffman | For | For | Mgmt |
1.6 | Elect Director Robert A. Eckert | For | For | Mgmt |
1.7 | Elect Director Rebecca M. Henderson | For | For | Mgmt |
1.8 | Elect Director Frank C. Herringer | For | For | Mgmt |
1.9 | Elect Director Tyler Jacks | For | For | Mgmt |
1.10 | Elect Director Gilbert S. Omenn | For | For | Mgmt |
1.11 | Elect Director Judith C. Pelham | For | For | Mgmt |
1.12 | Elect Director Leonard D. Schaeffer | For | For | Mgmt |
1.13 | Elect Director Ronald D. Sugar | For | For | Mgmt |
|
| | | | |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
AT&T INC. | | | | |
| | | | |
Ticker: | T | Security ID: | 00206R102 | |
Meeting Date: APR 26, 2013 | Meeting Type: Annual | | | |
Record Date: | February 27, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Randall L. Stephenson | For | For | Mgmt |
1.2 | Elect Director Gilbert F. Amelio | For | For | Mgmt |
1.3 | Elect Director Reuben V. Anderson | For | For | Mgmt |
1.4 | Elect Director James H. Blanchard | For | For | Mgmt |
1.5 | Elect Director Jaime Chico Pardo | For | For | Mgmt |
1.6 | Elect Director Scott T. Ford | For | For | Mgmt |
1.7 | Elect Director James P. Kelly | For | For | Mgmt |
1.8 | Elect Director Jon C. Madonna | For | For | Mgmt |
1.9 | Elect Director Michael B. McCallister | For | For | Mgmt |
1.10 | Elect Director John B. McCoy | For | For | Mgmt |
1.11 | Elect Director Joyce M. Roche | For | For | Mgmt |
1.12 | Elect Director Matthew K. Rose | For | For | Mgmt |
1.13 | Elect Director Laura D'Andrea Tyson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Stock Purchase and Deferral Plan | For | For | Mgmt |
5 | Report on Political Contributions | Against | For | Shldr |
6 | Report on Reducing Lead Battery Health | Against | For | Shldr |
| Hazards | | | |
7 | Submit Severance Agreement | Against | For | Shldr |
| (Change-in-Control) to Shldr Vote | | | |
8 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
AUTONATION, INC. | | | | |
| | | | |
Ticker: | AN | Security ID: | 05329W102 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
|
| | | | |
Record Date: | March 14, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mike Jackson | For | For | Mgmt |
1.2 | Elect Director Robert J. Brown | For | For | Mgmt |
1.3 | Elect Director Rick L. Burdick | For | For | Mgmt |
1.4 | Elect Director David B. Edelson | For | For | Mgmt |
1.5 | Elect Director Robert R. Grusky | For | For | Mgmt |
1.6 | Elect Director Michael Larson | For | For | Mgmt |
1.7 | Elect Director Michael E. Maroone | For | For | Mgmt |
1.8 | Elect Director Carlos A. Migoya | For | For | Mgmt |
1.9 | Elect Director G. Mike Mikan | For | For | Mgmt |
1.10 | Elect Director Alison H. Rosenthal | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shldr |
| Special Meetings | | | |
4 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
5 | Report on Political Contributions | Against | For | Shldr |
| | | | |
CA, INC. | | | | |
| | | | |
Ticker: | CA | Security ID: | 12673P105 | |
Meeting Date: AUG 01, 2012 | Meeting Type: Annual | | | |
Record Date: | June 5, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Jens Alder | For | For | Mgmt |
2 | Elect Director Raymond J. Bromark | For | For | Mgmt |
3 | Elect Director Gary J. Fernandes | For | For | Mgmt |
4 | Elect Director Rohit Kapoor | For | For | Mgmt |
5 | Elect Director Kay Koplovitz | For | For | Mgmt |
6 | Elect Director Christopher B. Lofgren | For | For | Mgmt |
7 | Elect Director William E. McCracken | For | For | Mgmt |
8 | Elect Director Richard Sulpizio | For | For | Mgmt |
9 | Elect Director Laura S. Unger | For | For | Mgmt |
10 | Elect Director Arthur F. Weinbach | For | For | Mgmt |
11 | Elect Director Renato (Ron) Zambonini | For | For | Mgmt |
12 | Ratify Auditors | For | For | Mgmt |
13 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
14 | Approve Outside Director Stock Awards | For | For | Mgmt |
| in Lieu of Cash | | | |
|
| | | | |
| | | | |
CARDINAL HEALTH, INC. | | | | |
| | | | |
Ticker: | CAH | Security ID: | 14149Y108 | |
Meeting Date: NOV 02, 2012 | Meeting Type: Annual | | | |
Record Date: | September 6, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Colleen F. Arnold | For | For | Mgmt |
1.2 | Elect Director George S. Barrett | For | For | Mgmt |
1.3 | Elect Director Glenn A. Britt | For | For | Mgmt |
1.4 | Elect Director Carrie S. Cox | For | For | Mgmt |
1.5 | Elect Director Calvin Darden | For | For | Mgmt |
1.6 | Elect Director Bruce L. Downey | For | For | Mgmt |
1.7 | Elect Director John F. Finn | For | For | Mgmt |
1.8 | Elect Director Clayton M. Jones | For | For | Mgmt |
1.9 | Elect Director Gregory B. Kenny | For | For | Mgmt |
1.10 | Elect Director David P. King | For | For | Mgmt |
1.11 | Elect Director Richard C. Notebaert | For | For | Mgmt |
1.12 | Elect Director Jean G. Spaulding | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Stock Retention/Holding Period | Against | For | Shldr |
| | | | |
CF INDUSTRIES HOLDINGS, INC. | | | | |
| | | | |
Ticker: | CF | Security ID: | 125,269,100 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Declassify the Board of Directors | For | For | Mgmt |
2a | Elect Director Robert C. Arzbaecher | For | For | Mgmt |
2b | Elect Director Stephen J. Hagge | For | For | Mgmt |
2c | Elect Director Edward A. Schmitt | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
4 | Ratify Auditors | For | For | Mgmt |
5 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
6 | Adopt Policy and Report on Board | Against | For | Shldr |
| Diversity | | | |
7 | Report on Political Contributions | Against | For | Shldr |
8 | Report on Sustainability | Against | For | Shldr |
| | | | |
CHEVRON CORPORATION | | | | |
| | | | |
Ticker: | CVX | Security ID: | 166,764,100 | |
Meeting Date: MAY 29, 2013 | Meeting Type: Annual | | | |
Record Date: | April 3, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Linnet F. Deily | For | For | Mgmt |
1b | Elect Director Robert E. Denham | For | For | Mgmt |
1c | Elect Director Alice P. Gast | For | For | Mgmt |
1d | Elect Director Enrique Hernandez, Jr. | For | For | Mgmt |
1e | Elect Director George L. Kirkland | For | For | Mgmt |
1f | Elect Director Charles W. Moorman, IV | For | For | Mgmt |
1g | Elect Director Kevin W. Sharer | For | For | Mgmt |
1h | Elect Director John G. Stumpf | For | For | Mgmt |
1i | Elect Director Ronald D. Sugar | For | For | Mgmt |
1j | Elect Director Carl Ware | For | For | Mgmt |
1k | Elect Director John S. Watson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Report on Mgmt of Hydraulic | Against | For | Shldr |
| Fracturing Risks and Opportunities | | | |
6 | Report on Offshore Oil Wells and Spill | Against | Against | Shldr |
| Mitigation Measures | | | |
7 | Report on Financial Risks of Climate | Against | Against | Shldr |
| Change | | | |
8 | Report on Lobbying Payments and Policy | Against | For | Shldr |
9 | Prohibit Political Contributions | Against | Against | Shldr |
10 | Provide for Cumulative Voting | Against | For | Shldr |
11 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shldr |
| Special Meetings | | | |
12 | Require Director Nominee with | Against | For | Shldr |
| Environmental Expertise | | | |
13 | Adopt Guidelines for Country Selection | Against | For | Shldr |
|
| | | | |
| | | | |
CIGNA CORPORATION | | | | |
| | | | |
Ticker: | CI | Security ID: | 125,509,109 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David M. Cordani | For | For | Mgmt |
1.2 | Elect Director Isaiah Harris, Jr. | For | For | Mgmt |
1.3 | Elect Director Jane E. Henney | For | For | Mgmt |
1.4 | Elect Director Donna F. Zarcone | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
| | | | |
CIMAREX ENERGY CO. | | | | |
| | | | |
Ticker: | XEC | Security ID: | 171,798,101 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Hans Helmerich | For | For | Mgmt |
1.2 | Elect Director Harold R. Logan, Jr. | For | For | Mgmt |
1.3 | Elect Director Monroe W. Robertson | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
CISCO SYSTEMS, INC. | | | | |
| | | | |
Ticker: | CSCO | Security ID: | 17275R102 | |
|
| | | | |
Meeting Date: NOV 15, 2012 | Meeting Type: Annual | | | |
Record Date: | September 17, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Carol A. Bartz | For | For | Mgmt |
1b | Elect Director Marc Benioff | For | For | Mgmt |
1c | Elect Director M. Michele Burns | For | For | Mgmt |
1d | Elect Director Michael D. Capellas | For | For | Mgmt |
1e | Elect Director Larry R. Carter | For | For | Mgmt |
1f | Elect Director John T. Chambers | For | For | Mgmt |
1g | Elect Director Brian L. Halla | For | For | Mgmt |
1h | Elect Director John L. Hennessy | For | For | Mgmt |
1i | Elect Director Kristina M. Johnson | For | For | Mgmt |
1j | Elect Director Richard M. Kovacevich | For | For | Mgmt |
1k | Elect Director Roderick C. McGeary | For | For | Mgmt |
1l | Elect Director Arun Sarin | For | For | Mgmt |
1m | Elect Director Steven M. West | For | For | Mgmt |
2 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
5 | Require Independent Board Chairman | Against | Against | Shldr |
6 | Report on Eliminating Conflict | Against | Against | Shldr |
| Minerals from Supply Chain | | | |
| | | | |
COMCAST CORPORATION | | | | |
| | | | |
Ticker: | CMCSA | Security ID: | 20030N101 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 6, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kenneth J. Bacon | For | For | Mgmt |
1.2 | Elect Director Sheldon M. Bonovitz | For | For | Mgmt |
1.3 | Elect Director Joseph J. Collins | For | For | Mgmt |
1.4 | Elect Director J. Michael Cook | For | For | Mgmt |
1.5 | Elect Director Gerald L. Hassell | For | For | Mgmt |
1.6 | Elect Director Jeffrey A. Honickman | For | For | Mgmt |
1.7 | Elect Director Eduardo G. Mestre | For | For | Mgmt |
1.8 | Elect Director Brian L. Roberts | For | For | Mgmt |
1.9 | Elect Director Ralph J. Roberts | For | For | Mgmt |
1.10 | Elect Director Johnathan A. Rodgers | For | For | Mgmt |
|
| | | | |
1.11 | Elect Director Judith Rodin | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
4 | Approve Recapitalization Plan for all | Against | For | Shldr |
| Stock to Have One-vote per Share | | | |
| | | | |
CONAGRA FOODS, INC. | | | | |
| | | | |
Ticker: | CAG | Security ID: | 205,887,102 | |
Meeting Date: SEP 21, 2012 | Meeting Type: Annual | | | |
Record Date: | July 27, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mogens C. Bay | For | For | Mgmt |
1.2 | Elect Director Stephen G. Butler | For | For | Mgmt |
1.3 | Elect Director Steven F. Goldstone | For | For | Mgmt |
1.4 | Elect Director Joie A. Gregor | For | For | Mgmt |
1.5 | Elect Director Rajive Johri | For | For | Mgmt |
1.6 | Elect Director W.G. Jurgensen | For | For | Mgmt |
1.7 | Elect Director Richard H. Lenny | For | For | Mgmt |
1.8 | Elect Director Ruth Ann Marshall | For | For | Mgmt |
1.9 | Elect Director Gary M. Rodkin | For | For | Mgmt |
1.10 | Elect Director Andrew J. Schindler | For | For | Mgmt |
1.11 | Elect Director Kenneth E. Stinson | For | For | Mgmt |
2 | Ratification Of The Appointment Of | For | For | Mgmt |
| Independent Auditor | | | |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
CONOCOPHILLIPS | | | | |
| | | | |
Ticker: | COP | Security ID: | 20825C104 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Richard L. Armitage | For | For | Mgmt |
1b | Elect Director Richard H. Auchinleck | For | For | Mgmt |
1c | Elect Director James E. Copeland, Jr. | For | For | Mgmt |
|
| | | | |
1d | Elect Director Jody L. Freeman | For | For | Mgmt |
1e | Elect Director Gay Huey Evans | For | For | Mgmt |
1f | Elect Director Ryan M. Lance | For | For | Mgmt |
1g | Elect Director Mohd H. Marican | For | For | Mgmt |
1h | Elect Director Robert A. Niblock | For | For | Mgmt |
1i | Elect Director Harald J. Norvik | For | For | Mgmt |
1j | Elect Director William E. Wade, Jr. | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Lobbying Payments and Policy | Against | For | Shldr |
5 | Adopt Quantitative GHG Goals for | Against | For | Shldr |
| Products and Operations | | | |
6 | Amend EEO Policy to Prohibit | Against | For | Shldr |
| Discrimination based on Gender Identity | | | |
| | | | |
CONSTELLATION BRANDS, INC. | | | | |
| | | | |
Ticker: | STZ | Security ID: | 21036P108 | |
Meeting Date: JUL 27, 2012 | Meeting Type: Annual | | | |
Record Date: | May 29, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Barry A. Fromberg | For | For | Mgmt |
1.2 | Elect Director Jeananne K. Hauswald | For | For | Mgmt |
1.3 | Elect Director Paul L. Smith | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Amend Omnibus Stock Plan | For | For | Mgmt |
6 | Approve Recapitalization Plan for all | Against | For | Shldr |
| Stock to have One-vote per Share | | | |
7 | Adopt Multiple Performance Metrics | Against | For | Shldr |
| Under Executive Incentive Plans | | | |
| | | | |
DANAHER CORPORATION | | | | |
| | | | |
Ticker: | DHR | Security ID: | 235,851,102 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
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Record Date: | March 8, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Donald J. Ehrlich | For | For | Mgmt |
1.2 | Elect Director Linda Hefner Filler | For | For | Mgmt |
1.3 | Elect Director Teri List-Stoll | For | For | Mgmt |
1.4 | Elect Director Walter G. Lohr, Jr. | For | For | Mgmt |
1.5 | Elect Director Steven M. Rales | For | For | Mgmt |
1.6 | Elect Director John T. Schwieters | For | For | Mgmt |
1.7 | Elect Director Alan G. Spoon | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Stock Retention/Holding Period | Against | For | Shldr |
6 | Report on Political Contributions | Against | For | Shldr |
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DILLARD'S, INC. | | | | |
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Ticker: | DDS | Security ID: | 254,067,101 | |
Meeting Date: MAY 18, 2013 | Meeting Type: Annual | | | |
Record Date: | March 21, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Frank R. Mori | For | For | Mgmt |
1b | Elect Director Reynie Rutledge | For | For | Mgmt |
1c | Elect Director J.C. Watts, Jr. | For | For | Mgmt |
1d | Elect Director Nick White | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
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DISCOVER FINANCIAL SERVICES | | | | |
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Ticker: | DFS | Security ID: | 254,709,108 | |
Meeting Date: APR 17, 2013 | Meeting Type: Annual | | | |
Record Date: | February 19, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jeffrey S. Aronin | For | For | Mgmt |
1.2 | Elect Director Mary K. Bush | For | For | Mgmt |
1.3 | Elect Director Gregory C. Case | For | For | Mgmt |
1.4 | Elect Director Cynthia A. Glassman | For | For | Mgmt |
1.5 | Elect Director Richard H. Lenny | For | For | Mgmt |
1.6 | Elect Director Thomas G. Maheras | For | For | Mgmt |
1.7 | Elect Director Michael H. Moskow | For | For | Mgmt |
1.8 | Elect Director David W. Nelms | For | For | Mgmt |
1.9 | Elect Director E. Follin Smith | For | For | Mgmt |
1.10 | Elect Director Mark A. Thierer | For | For | Mgmt |
1.11 | Elect Director Lawrence A. Weinbach | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
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DTE ENERGY COMPANY | | | | |
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Ticker: | DTE | Security ID: | 233,331,107 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 7, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gerard M. Anderson | For | For | Mgmt |
1.2 | Elect Director David A. Brandon | For | For | Mgmt |
1.3 | Elect Director Charles G. McClure, Jr. | For | For | Mgmt |
1.4 | Elect Director Gail J. McGovern | For | For | Mgmt |
1.5 | Elect Director James B. Nicholson | For | For | Mgmt |
1.6 | Elect Director Charles W. Pryor, Jr. | For | For | Mgmt |
1.7 | Elect Director Ruth G. Shaw | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Political Contributions | Against | For | Shldr |
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ELI LILLY AND COMPANY | | | | |
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Ticker: | LLY | Security ID: | 532,457,108 | |
Meeting Date: MAY 06, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Ralph Alvarez | For | For | Mgmt |
2 | Elect Director Winfried Bischoff | For | For | Mgmt |
3 | Elect Director R. David Hoover | For | For | Mgmt |
4 | Elect Director Franklyn G. Prendergast | For | For | Mgmt |
5 | Elect Director Kathi P. Seifert | For | For | Mgmt |
6 | Ratify Auditors | For | For | Mgmt |
7 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
8 | Amend Omnibus Stock Plan | For | For | Mgmt |
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ESSEX PROPERTY TRUST, INC. | | | | |
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Ticker: | ESS | Security ID: | 297,178,105 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | February 28, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Keith R. Guericke | For | For | Mgmt |
1.2 | Elect Director Issie N. Rabinovitch | For | For | Mgmt |
1.3 | Elect Director Thomas E. Randlett | For | For | Mgmt |
2 | Declassify the Board of Directors | For | For | Mgmt |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
4 | Approve Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
5 | Ratify Auditors | For | For | Mgmt |
6 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
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EXTRA SPACE STORAGE INC. | | | | |
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Ticker: | EXR | Security ID: | 30225T102 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kenneth M. Woolley | For | For | Mgmt |
1.2 | Elect Director Spencer F. Kirk | For | For | Mgmt |
1.3 | Elect Director Anthony Fanticola | For | For | Mgmt |
1.4 | Elect Director Hugh W. Horne | For | For | Mgmt |
1.5 | Elect Director Joseph D. Margolis | For | For | Mgmt |
1.6 | Elect Director Roger B. Porter | For | For | Mgmt |
1.7 | Elect Director K. Fred Skousen | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
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EXXON MOBIL CORPORATION | | | | |
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Ticker: | XOM | Security ID: | 30231G102 | |
Meeting Date: MAY 29, 2013 | Meeting Type: Annual | | | |
Record Date: | April 4, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director M.J. Boskin | For | For | Mgmt |
1.2 | Elect Director P. Brabeck-Letmathe | For | For | Mgmt |
1.3 | Elect Director U.M. Burns | For | For | Mgmt |
1.4 | Elect Director L.R. Faulkner | For | For | Mgmt |
1.5 | Elect Director J.S. Fishman | For | For | Mgmt |
1.6 | Elect Director H.H. Fore | For | For | Mgmt |
1.7 | Elect Director K.C. Frazier | For | For | Mgmt |
1.8 | Elect Director W.W. George | For | For | Mgmt |
1.9 | Elect Director S.J. Palmisano | For | For | Mgmt |
1.10 | Elect Director S.S. Reinemund | For | For | Mgmt |
1.11 | Elect Director R.W. Tillerson | For | For | Mgmt |
1.12 | Elect Director W.C. Weldon | For | For | Mgmt |
1.13 | Elect Director E.E. Whitacre, Jr. | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require Independent Board Chairman | Against | For | Shldr |
5 | Require a Majority Vote for the | Against | For | Shldr |
| Election of Directors | | | |
6 | Limit Directors to a Maximum of Three | Against | Against | Shldr |
| Board Memberships in Companies with | | | |
| Sales over $500 Million Annually | | | |
7 | Report on Lobbying Payments and Policy | Against | For | Shldr |
8 | Study Feasibility of Prohibiting | Against | Against | Shldr |
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| Political Contributions | | | |
9 | Adopt Sexual Orientation Anti-bias | Against | Against | Shldr |
| Policy | | | |
10 | Report on Mgmt of Hydraulic | Against | For | Shldr |
| Fracturing Risks and Opportunities | | | |
11 | Adopt Quantitative GHG Goals for | Against | For | Shldr |
| Products and Operations | | | |
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FIFTH THIRD BANCORP | | | | |
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Ticker: | FITB | Security ID: | 316,773,100 | |
Meeting Date: APR 16, 2013 | Meeting Type: Annual | | | |
Record Date: | February 28, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Darryl F. Allen | For | For | Mgmt |
1.2 | Elect Director B. Evan Bayh, III | For | For | Mgmt |
1.3 | Elect Director Ulysses L. Bridgeman, | For | For | Mgmt |
| Jr. | | | |
1.4 | Elect Director Emerson L. Brumback | For | For | Mgmt |
1.5 | Elect Director James P. Hackett | For | For | Mgmt |
1.6 | Elect Director Gary R. Heminger | For | For | Mgmt |
1.7 | Elect Director Jewell D. Hoover | For | For | Mgmt |
1.8 | Elect Director William M. Isaac | For | For | Mgmt |
1.9 | Elect Director Kevin T. Kabat | For | For | Mgmt |
1.10 | Elect Director Mitchel D. Livingston | For | For | Mgmt |
1.11 | Elect Director Michael B. McCallister | For | For | Mgmt |
1.12 | Elect Director Hendrik G. Meijer | For | For | Mgmt |
1.13 | Elect Director John J. Schiff, Jr. | For | For | Mgmt |
1.14 | Elect Director Marsha C. Williams | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Mgmt |
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FOOT LOCKER, INC. | | | | |
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Ticker: | FL | Security ID: | 344,849,104 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ken C. Hicks | For | For | Mgmt |
1.2 | Elect Director Guillermo G. Marmol | For | For | Mgmt |
1.3 | Elect Director Dona D. Young | For | For | Mgmt |
1.4 | Elect Director Maxine Clark | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Approve Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Declassify the Board of Directors | Against | For | Shldr |
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GENERAL DYNAMICS CORPORATION | | | | |
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Ticker: | GD | Security ID: | 369,550,108 | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
Record Date: | March 7, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mary T. Barra | For | For | Mgmt |
1.2 | Elect Director Nicholas D. Chabraja | For | For | Mgmt |
1.3 | Elect Director James S. Crown | For | For | Mgmt |
1.4 | Elect Director William P. Fricks | For | For | Mgmt |
1.5 | Elect Director Paul G. Kaminski | For | For | Mgmt |
1.6 | Elect Director John M. Keane | For | For | Mgmt |
1.7 | Elect Director Lester L. Lyles | For | For | Mgmt |
1.8 | Elect Director Phebe N. Novakovic | For | For | Mgmt |
1.9 | Elect Director William A. Osborn | For | For | Mgmt |
1.10 | Elect Director Robert Walmsley | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Lobbying Payments and Policy | Against | For | Shldr |
5 | Review and Assess Human Rights Policy | Against | For | Shldr |
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GENERAL ELECTRIC COMPANY | | | | |
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Ticker: | GE | Security ID: | 369,604,103 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director W. Geoffrey Beattie | For | For | Mgmt |
2 | Elect Director John J. Brennan | For | For | Mgmt |
3 | Elect Director James I. Cash, Jr. | For | For | Mgmt |
4 | Elect Director Francisco D'Souza | For | For | Mgmt |
5 | Elect Director Marijn E. Dekkers | For | For | Mgmt |
6 | Elect Director Ann M. Fudge | For | For | Mgmt |
7 | Elect Director Susan Hockfield | For | For | Mgmt |
8 | Elect Director Jeffrey R. Immelt | For | For | Mgmt |
9 | Elect Director Andrea Jung | For | For | Mgmt |
10 | Elect Director Robert W. Lane | For | For | Mgmt |
11 | Elect Director Ralph S. Larsen | For | For | Mgmt |
12 | Elect Director Rochelle B. Lazarus | For | For | Mgmt |
13 | Elect Director James J. Mulva | For | For | Mgmt |
14 | Elect Director Mary L. Schapiro | For | For | Mgmt |
15 | Elect Director Robert J. Swieringa | For | For | Mgmt |
16 | Elect Director James S. Tisch | For | For | Mgmt |
17 | Elect Director Douglas A. Warner, III | For | For | Mgmt |
18 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
19 | Ratify Auditors | For | For | Mgmt |
20 | Cessation of All Stock Options and | Against | Against | Shldr |
| Bonuses | | | |
21 | Establish Term Limits for Directors | Against | Against | Shldr |
22 | Require Independent Board Chairman | Against | Against | Shldr |
23 | Provide Right to Act by Written Consent | Against | Against | Shldr |
24 | Stock Retention/Holding Period | Against | For | Shldr |
25 | Require More Director Nominations Than | Against | Against | Shldr |
| Open Seats | | | |
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HCA HOLDINGS, INC. | | | | |
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Ticker: | HCA | Security ID: | 40412C101 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard M. Bracken | For | W/hold | Mgmt |
1.2 | Elect Director R. Milton Johnson | For | W/hold | Mgmt |
1.3 | Elect Director John P. Connaughton | For | W/hold | Mgmt |
1.4 | Elect Director Kenneth W. Freeman | For | W/hold | Mgmt |
1.5 | Elect Director Thomas F. Frist, III | For | W/hold | Mgmt |
1.6 | Elect Director William R. Frist | For | W/hold | Mgmt |
1.7 | Elect Director Christopher R. Gordon | For | W/hold | Mgmt |
1.8 | Elect Director Jay O. Light | For | For | Mgmt |
1.9 | Elect Director Geoffrey G. Meyers | For | For | Mgmt |
1.10 | Elect Director Michael W. Michelson | For | W/hold | Mgmt |
1.11 | Elect Director James C. Momtazee | For | W/hold | Mgmt |
1.12 | Elect Director Stephen G. Pagliuca | For | W/hold | Mgmt |
1.13 | Elect Director Wayne J. Riley | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
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HOLLYFRONTIER CORPORATION | | | | |
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Ticker: | HFC | Security ID: | 436,106,108 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Douglas Y. Bech | For | For | Mgmt |
1b | Elect Director Buford P. Berry | For | For | Mgmt |
1c | Elect Director Leldon E. Echols | For | For | Mgmt |
1d | Elect Director R. Kevin Hardage | For | For | Mgmt |
1e | Elect Director Michael C. Jennings | For | For | Mgmt |
1f | Elect Director Robert J. Kostelnik | For | For | Mgmt |
1g | Elect Director James H. Lee | For | For | Mgmt |
1h | Elect Director Robert G. McKenzie | For | For | Mgmt |
1i | Elect Director Franklin Myers | For | For | Mgmt |
1j | Elect Director Michael E. Rose | For | For | Mgmt |
1k | Elect Director Tommy A. Valenta | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
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INGERSOLL-RAND PLC | | | | |
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Ticker: | IR | Security ID: | G47791101 | |
Meeting Date: JUN 06, 2013 | Meeting Type: Annual | | | |
Record Date: | April 8, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Ann C. Berzin | For | For | Mgmt |
1b | Elect Director John Bruton | For | For | Mgmt |
1c | Elect Director Jared L. Cohon | For | For | Mgmt |
1d | Elect Director Gary D. Forsee | For | For | Mgmt |
1e | Elect Director Edward E. Hagenlocker | For | For | Mgmt |
1f | Elect Director Constance J. Horner | For | For | Mgmt |
1g | Elect Director Michael W. Lamach | For | For | Mgmt |
1h | Elect Director Theodore E. Martin | For | For | Mgmt |
1i | Elect Director Nelson Peltz | For | For | Mgmt |
1j | Elect Director John P. Surma | For | Against | Mgmt |
1k | Elect Director Richard J. Swift | For | For | Mgmt |
1l | Elect Director Tony L. White | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Approve Auditors and Authorize Board | For | For | Mgmt |
| to Fix Their Remuneration | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
5 | Amend the Company's Articles of | For | For | Mgmt |
| Association to Give the Board of | | | |
| Directors Authority to Declare | | | |
| Non-Cash Dividends | | | |
6 | Capital Reduction and Creation of | For | For | Mgmt |
| Distributable Reserves | | | |
7 | Amend the Company's Articles of | For | For | Mgmt |
| Association to Expand the Authority to | | | |
| Execute Instruments of Transfer | | | |
8 | Amend the Company's Articles of | For | For | Mgmt |
| Association to Provide for Escheatment | | | |
| in Accordance with U.S. Laws | | | |
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INTERNATIONAL PAPER COMPANY | | | | |
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Ticker: | IP | Security ID: | 460,146,103 | |
Meeting Date: MAY 13, 2013 | Meeting Type: Annual | | | |
Record Date: | March 19, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director David J. Bronczek | For | For | Mgmt |
1b | Elect Director Ahmet C. Dorduncu | For | For | Mgmt |
1c | Elect Director John V. Faraci | For | For | Mgmt |
1d | Elect Director Ilene S. Gordon | For | For | Mgmt |
1e | Elect Director Stacey J. Mobley | For | For | Mgmt |
1f | Elect Director Joan E. Spero | For | For | Mgmt |
1g | Elect Director John L. Townsend, III | For | For | Mgmt |
1h | Elect Director John F. Turner | For | For | Mgmt |
1i | Elect Director William G. Walter | For | For | Mgmt |
1j | Elect Director J. Steven Whisler | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Provide Right to Act by Written Consent | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Pro-rata Vesting of Equity Plans | Against | For | Shldr |
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JARDEN CORPORATION | | | | |
| | | | |
Ticker: | JAH | Security ID: | 471,109,108 | |
Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | | |
Record Date: | April 5, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ian G. H. Ashken | For | For | Mgmt |
1.2 | Elect Director William P. Lauder | For | For | Mgmt |
1.3 | Elect Director Robert L. Wood | For | For | Mgmt |
2 | Approve Omnibus Stock Plan | For | Against | Mgmt |
3 | Approve Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
4 | Ratify Auditors | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
6 | Declassify the Board of Directors | Against | For | Shldr |
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JPMORGAN CHASE & CO. | | | | |
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Ticker: | JPM | Security ID: | 46625H100 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James A. Bell | For | For | Mgmt |
1b | Elect Director Crandall C.Bowles | For | For | Mgmt |
1c | Elect Director Stephen B. Burke | For | For | Mgmt |
1d | Elect Director David M. Cote | For | Against | Mgmt |
1e | Elect Director James S. Crown | For | Against | Mgmt |
1f | Elect Director James Dimon | For | For | Mgmt |
1g | Elect Director Timothy P. Flynn | For | For | Mgmt |
1h | Elect Director Ellen V. Futter | For | Against | Mgmt |
1i | Elect Director Laban P. Jackson, Jr. | For | For | Mgmt |
1j | Elect Director Lee R. Raymond | For | For | Mgmt |
1k | Elect Director William C. Weldon | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Provide Right to Act by Written Consent | For | For | Mgmt |
5 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
6 | Require Independent Board Chairman | Against | For | Shldr |
7 | Stock Retention/Holding Period | Against | Against | Shldr |
8 | Institute Procedures to Prevent | Against | Against | Shldr |
| Investments in Companies that | | | |
| Contribute to Genocide or Crimes | | | |
| Against Humanity | | | |
9 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
| | | | |
KIMBERLY-CLARK CORPORATION | | | | |
| | | | |
Ticker: | KMB | Security ID: | 494,368,103 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John R. Alm | For | For | Mgmt |
1.2 | Elect Director John F. Bergstrom | For | For | Mgmt |
1.3 | Elect Director Abelardo E. Bru | For | For | Mgmt |
|
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1.4 | Elect Director Robert W. Decherd | For | For | Mgmt |
1.5 | Elect Director Thomas J. Falk | For | For | Mgmt |
1.6 | Elect Director Fabian T. Garcia | For | For | Mgmt |
1.7 | Elect Director Mae C. Jemison | For | For | Mgmt |
1.8 | Elect Director James M. Jenness | For | For | Mgmt |
1.9 | Elect Director Nancy J. Karch | For | For | Mgmt |
1.10 | Elect Director Ian C. Read | For | For | Mgmt |
1.11 | Elect Director Linda Johnson Rice | For | For | Mgmt |
1.12 | Elect Director Marc J. Shapiro | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
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LOCKHEED MARTIN CORPORATION | | | | |
| | | | |
Ticker: | LMT | Security ID: | 539,830,109 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Nolan D. Archibald | For | For | Mgmt |
1.2 | Elect Director Rosalind G. Brewer | For | For | Mgmt |
1.3 | Elect Director David B. Burritt | For | For | Mgmt |
1.4 | Elect Director James O. Ellis, Jr. | For | For | Mgmt |
1.5 | Elect Director Thomas J. Falk | For | For | Mgmt |
1.6 | Elect Director Marillyn A. Hewson | For | For | Mgmt |
1.7 | Elect Director Gwendolyn S. King | For | For | Mgmt |
1.8 | Elect Director James M. Loy | For | For | Mgmt |
1.9 | Elect Director Douglas H. McCorkindale | For | For | Mgmt |
1.10 | Elect Director Joseph W. Ralston | For | For | Mgmt |
1.11 | Elect Director Anne Stevens | For | For | Mgmt |
1.12 | Elect Director Robert J. Stevens | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Provide Right to Act by Written Consent | Against | For | Shldr |
5 | Require Independent Board Chairman | Against | Against | Shldr |
6 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
| | | | |
LOWE'S COMPANIES, INC. | | | | |
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| | | | |
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Ticker: | LOW | Security ID: | 548,661,107 | |
Meeting Date: MAY 31, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Raul Alvarez | For | For | Mgmt |
1.2 | Elect Director David W. Bernauer | For | For | Mgmt |
1.3 | Elect Director Leonard L. Berry | For | For | Mgmt |
1.4 | Elect Director Peter C. Browning | For | For | Mgmt |
1.5 | Elect Director Richard W. Dreiling | For | For | Mgmt |
1.6 | Elect Director Dawn E. Hudson | For | For | Mgmt |
1.7 | Elect Director Robert L. Johnson | For | For | Mgmt |
1.8 | Elect Director Marshall O. Larsen | For | For | Mgmt |
1.9 | Elect Director Richard K. Lochridge | For | For | Mgmt |
1.10 | Elect Director Robert A. Niblock | For | For | Mgmt |
1.11 | Elect Director Eric C. Wisemen | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Stock Retention/Holding Period | Against | For | Shldr |
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LYONDELLBASELL INDUSTRIES NV | | | | |
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Ticker: | LYB | Security ID: | N53745100 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | April 24, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jacques Aigrain | For | For | Mgmt |
1.2 | Elect Director Scott M. Kleinman | For | For | Mgmt |
1.3 | Elect Director Bruce A. Smith | For | For | Mgmt |
2 | Adopt Financial Statements and | For | For | Mgmt |
| Statutory Reports | | | |
3 | Approve Discharge of Mgmt Board | For | For | Mgmt |
4 | Approve Discharge of Supervisory Board | For | For | Mgmt |
5 | Ratify PricewaterhouseCoopers LLP as | For | For | Mgmt |
| Auditors | | | |
6 | Ratify PricewaterhouseCoopers as | For | For | Mgmt |
| Auditors | | | |
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| | | | |
7 | Approve Remuneration of Supervisory | For | For | Mgmt |
| Board | | | |
8 | Approve Dividends of USD 4.20 Per Share | For | For | Mgmt |
9 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
10 | Authorize Repurchase of Up to 10 | For | For | Mgmt |
| Percent of Issued Share Capital | | | |
11 | Approve Cancellation of up to 10 | For | For | Mgmt |
| Percent of Issued Share Capital in | | | |
| Treasury Account | | | |
12 | Amend Articles of Association | For | For | Mgmt |
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MACY'S, INC. | | | | |
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Ticker: | M | Security ID: | 55616P104 | |
Meeting Date: MAY 17, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Stephen F. Bollenbach | For | For | Mgmt |
1b | Elect Director Deirdre P. Connelly | For | For | Mgmt |
1c | Elect Director Meyer Feldberg | For | For | Mgmt |
1d | Elect Director Sara Levinson | For | For | Mgmt |
1e | Elect Director Terry J. Lundgren | For | For | Mgmt |
1f | Elect Director Joseph Neubauer | For | For | Mgmt |
1g | Elect Director Joyce M. Roche | For | For | Mgmt |
1h | Elect Director Paul C. Varga | For | For | Mgmt |
1i | Elect Director Craig E. Weatherup | For | For | Mgmt |
1j | Elect Director Marna C. Whittington | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
MARATHON OIL CORPORATION | | | | |
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Ticker: | MRO | Security ID: | 565,849,106 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Gregory H. Boyce | For | For | Mgmt |
1b | Elect Director Pierre Brondeau | For | For | Mgmt |
1c | Elect Director Clarence P. Cazalot, Jr. | For | For | Mgmt |
1d | Elect Director Linda Z. Cook | For | For | Mgmt |
1e | Elect Director Shirley Ann Jackson | For | For | Mgmt |
1f | Elect Director Philip Lader | For | For | Mgmt |
1g | Elect Director Michael E. J. Phelps | For | For | Mgmt |
1h | Elect Director Dennis H. Reilley | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Lobbying Payments and Policy | Against | For | Shldr |
| | | | |
MARATHON PETROLEUM CORPORATION | | | | |
| | | | |
Ticker: | MPC | Security ID: | 56585A102 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Evan Bayh | For | For | Mgmt |
1.2 | Elect Director William L. Davis | For | For | Mgmt |
1.3 | Elect Director Thomas J. Usher | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
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METLIFE, INC. | | | | |
| | | | |
Ticker: | MET | Security ID: | 59156R108 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director R. Glenn Hubbard | For | For | Mgmt |
1.2 | Elect Director Steven A. Kandarian | For | For | Mgmt |
1.3 | Elect Director John M. Keane | For | For | Mgmt |
1.4 | Elect Director Alfred F. Kelly, Jr. | For | For | Mgmt |
1.5 | Elect Director James M. Kilts | For | For | Mgmt |
1.6 | Elect Director Catherine R. Kinney | For | For | Mgmt |
1.7 | Elect Director Hugh B. Price | For | For | Mgmt |
1.8 | Elect Director Kenton J. Sicchitano | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
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MICROSOFT CORPORATION | | | | |
| | | | |
Ticker: | MSFT | Security ID: | 594,918,104 | |
Meeting Date: NOV 28, 2012 | Meeting Type: Annual | | | |
Record Date: | September 14, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Steven A. Ballmer | For | For | Mgmt |
2 | Elect Director Dina Dublon | For | For | Mgmt |
3 | Elect Director William H. Gates, III | For | For | Mgmt |
4 | Elect Director Maria M. Klawe | For | For | Mgmt |
5 | Elect Director Stephen J. Luczo | For | For | Mgmt |
6 | Elect Director David F. Marquardt | For | For | Mgmt |
7 | Elect Director Charles H. Noski | For | For | Mgmt |
8 | Elect Director Helmut Panke | For | For | Mgmt |
9 | Elect Director John W. Thompson | For | For | Mgmt |
10 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
11 | Approve Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
12 | Ratify Auditors | For | For | Mgmt |
13 | Provide for Cumulative Voting | Against | For | Shldr |
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MOHAWK INDUSTRIES, INC. | | | | |
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Ticker: | MHK | Security ID: | 608,190,104 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
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Record Date: | March 15, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John F. Fiedler | For | For | Mgmt |
1.2 | Elect Director W. Christopher Wellborn | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
NRG ENERGY, INC. | | | | |
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Ticker: | NRG | Security ID: | 629,377,508 | |
Meeting Date: NOV 09, 2012 | Meeting Type: Special | | | |
Record Date: | October 5, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with | For | For | Mgmt |
| Acquisition | | | |
2 | Fix Number of Directors at Sixteen | For | For | Mgmt |
3 | Adjourn Meeting | For | For | Mgmt |
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OCCIDENTAL PETROLEUM CORPORATION | | | | |
| | | | |
Ticker: | OXY | Security ID: | 674,599,105 | |
Meeting Date: MAY 03, 2013 | Meeting Type: Annual | | | |
Record Date: | March 13, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Spencer Abraham | For | For | Mgmt |
1.2 | Elect Director Howard I. Atkins | For | For | Mgmt |
1.3 | Elect Director Stephen I. Chazen | For | For | Mgmt |
1.4 | Elect Director Edward P. Djerejian | For | For | Mgmt |
1.5 | Elect Director John E. Feick | For | For | Mgmt |
1.6 | Elect Director Margaret M. Foran | For | For | Mgmt |
1.7 | Elect Director Carlos M. Gutierrez | For | For | Mgmt |
1.8 | Elect Director Ray R. Irani | For | Against | Mgmt |
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| | | | |
1.9 | Elect Director Avedick B. Poladian | For | For | Mgmt |
1.10 | Elect Director Aziz D. Syriani | For | Against | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Provide Right to Act by Written Consent | Against | For | Shldr |
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PATTERSON-UTI ENERGY, INC. | | | | |
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Ticker: | PTEN | Security ID: | 703,481,101 | |
Meeting Date: JUN 05, 2013 | Meeting Type: Annual | | | |
Record Date: | April 9, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark S. Siegel | For | For | Mgmt |
1.2 | Elect Director Kenneth N. Berns | For | For | Mgmt |
1.3 | Elect Director Charles O. Buckner | For | For | Mgmt |
1.4 | Elect Director Michael W. Conlon | For | For | Mgmt |
1.5 | Elect Director Curtis W. Huff | For | For | Mgmt |
1.6 | Elect Director Terry H. Hunt | For | For | Mgmt |
1.7 | Elect Director Cloyce A. Talbott | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
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PFIZER INC. | | | | |
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Ticker: | PFE | Security ID: | 717,081,103 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | February 27, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dennis A. Ausiello | For | For | Mgmt |
1.2 | Elect Director M. Anthony Burns | For | For | Mgmt |
1.3 | Elect Director W. Don Cornwell | For | For | Mgmt |
1.4 | Elect Director Frances D. Fergusson | For | For | Mgmt |
1.5 | Elect Director William H. Gray, III | For | For | Mgmt |
1.6 | Elect Director Helen H. Hobbs | For | For | Mgmt |
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1.7 | Elect Director Constance J. Horner | For | For | Mgmt |
1.8 | Elect Director James M. Kilts | For | For | Mgmt |
1.9 | Elect Director George A. Lorch | For | For | Mgmt |
1.10 | Elect Director Suzanne Nora Johnson | For | For | Mgmt |
1.11 | Elect Director Ian C. Read | For | For | Mgmt |
1.12 | Elect Director Stephen W. Sanger | For | For | Mgmt |
1.13 | Elect Director Marc Tessier-Lavigne | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Stock Retention/Holding Period | Against | For | Shldr |
5 | Provide Right to Act by Written Consent | Against | For | Shldr |
| | | | |
PHILLIPS 66 | | | | |
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Ticker: | PSX | Security ID: | 718,546,104 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Greg C. Garland | For | For | Mgmt |
1b | Elect Director John E. Lowe | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Mgmt |
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PINNACLE WEST CAPITAL CORPORATION | | | | |
| | | | |
Ticker: | PNW | Security ID: | 723,484,101 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 12, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward N. Basha, Jr. | For | For | Mgmt |
1.2 | Elect Director Donald E. Brandt | For | For | Mgmt |
1.3 | Elect Director Susan Clark-Johnson | For | For | Mgmt |
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| | | | |
1.4 | Elect Director Denis A. Cortese | For | For | Mgmt |
1.5 | Elect Director Michael L. Gallagher | For | For | Mgmt |
1.6 | Elect Director Roy A. Herberger, Jr. | For | For | Mgmt |
1.7 | Elect Director Dale E. Klein | For | For | Mgmt |
1.8 | Elect Director Humberto S. Lopez | For | For | Mgmt |
1.9 | Elect Director Kathryn L. Munro | For | For | Mgmt |
1.10 | Elect Director Bruce J. Nordstrom | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
PIONEER NATURAL RESOURCES COMPANY | | | | |
| | | | |
Ticker: | PXD | Security ID: | 723,787,107 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Timothy L. Dove | For | For | Mgmt |
1.2 | Elect Director Charles E. Ramsey, Jr. | For | For | Mgmt |
1.3 | Elect Director Frank A. Risch | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Mgmt of Hydraulic | Against | For | Shldr |
| Fracturing Risks and Opportunities | | | |
| | | | |
PROTECTIVE LIFE CORPORATION | | | | |
| | | | |
Ticker: | PL | Security ID: | 743,674,103 | |
Meeting Date: MAY 13, 2013 | Meeting Type: Annual | | | |
Record Date: | March 27, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert O. Burton | For | For | Mgmt |
1b | Elect Director Elaine L. Chao | For | For | Mgmt |
1c | Elect Director Thomas L. Hamby | For | For | Mgmt |
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| | | | |
1d | Elect Director John D. Johns | For | For | Mgmt |
1e | Elect Director Vanessa Leonard | For | For | Mgmt |
1f | Elect Director Charles D. McCrary | For | For | Mgmt |
1g | Elect Director John J. McMahon, Jr. | For | For | Mgmt |
1h | Elect Director Hans H. Miller | For | For | Mgmt |
1i | Elect Director Malcolm Portera | For | For | Mgmt |
1j | Elect Director C. Dowd Ritter | For | For | Mgmt |
1k | Elect Director Jesse J. Spikes | For | For | Mgmt |
1l | Elect Director William A. Terry | For | For | Mgmt |
1m | Elect Director W. Michael Warren, Jr. | For | For | Mgmt |
1n | Elect Director Vanessa Wilson | For | For | Mgmt |
2 | Amend Non-Employee Director Stock Plan | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
PRUDENTIAL FINANCIAL, INC. | | | | |
| | | | |
Ticker: | PRU | Security ID: | 744,320,102 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas J. Baltimore, Jr. | For | For | Mgmt |
1.2 | Elect Director Gordon M. Bethune | For | For | Mgmt |
1.3 | Elect Director Gaston Caperton | For | For | Mgmt |
1.4 | Elect Director Gilbert F. Casellas | For | For | Mgmt |
1.5 | Elect Director James G. Cullen | For | For | Mgmt |
1.6 | Elect Director William H. Gray, III | For | For | Mgmt |
1.7 | Elect Director Mark B. Grier | For | For | Mgmt |
1.8 | Elect Director Constance J. Horner | For | For | Mgmt |
1.9 | Elect Director Martina Hund-Mejean | For | For | Mgmt |
1.10 | Elect Director Karl J. Krapek | For | For | Mgmt |
1.11 | Elect Director Christine A. Poon | For | For | Mgmt |
1.12 | Elect Director John R. Strangfeld | For | For | Mgmt |
1.13 | Elect Director James A. Unruh | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Provide Right to Act by Written Consent | Against | Against | Shldr |
| | | | |
PULTEGROUP, INC. | | | | |
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| | | | |
| | | | |
Ticker: | PHM | Security ID: | 745,867,101 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Brian P. Anderson | For | For | Mgmt |
1.2 | Elect Director Bryce Blair | For | For | Mgmt |
1.3 | Elect Director Richard J. Dugas, Jr. | For | For | Mgmt |
1.4 | Elect Director Thomas Folliard | For | For | Mgmt |
1.5 | Elect Director Cheryl W. Grise | For | For | Mgmt |
1.6 | Elect Director Andre J. Hawaux | For | For | Mgmt |
1.7 | Elect Director Debra J. Kelly-Ennis | For | For | Mgmt |
1.8 | Elect Director Patrick J. O'Leary | For | For | Mgmt |
1.9 | Elect Director James J. Postl | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Approve Omnibus Stock Plan | For | For | Mgmt |
6 | Amend NOL Rights Plan (NOL Pill) | For | For | Mgmt |
7 | Require a Majority Vote for the | Against | For | Shldr |
| Election of Directors | | | |
8 | Performance-Based and/or Time-Based | Against | For | Shldr |
| Equity Awards | | | |
| | | | |
RAYTHEON COMPANY | | | | |
| | | | |
Ticker: | RTN | Security ID: | 755,111,507 | |
Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | | |
Record Date: | April 9, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James E. Cartwright | For | For | Mgmt |
1b | Elect Director Vernon E. Clark | For | For | Mgmt |
1c | Elect Director Stephen J. Hadley | For | For | Mgmt |
1d | Elect Director Michael C. Ruettgers | For | For | Mgmt |
1e | Elect Director Ronald L. Skates | For | For | Mgmt |
1f | Elect Director William R. Spivey | For | For | Mgmt |
1g | Elect Director Linda G. Stuntz | For | Against | Mgmt |
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| | | | |
1h | Elect Director William H. Swanson | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Political Contributions | Against | For | Shldr |
5 | Provide Right to Act by Written Consent | Against | For | Shldr |
6 | Submit SERP to Shldr Vote | Against | For | Shldr |
7 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
| | | | |
SIMON PROPERTY GROUP, INC. | | | | |
| | | | |
Ticker: | SPG | Security ID: | 828,806,109 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Melvyn E. Bergstein | For | For | Mgmt |
1b | Elect Director Larry C. Glasscock | For | For | Mgmt |
1c | Elect Director Karen N. Horn | For | For | Mgmt |
1d | Elect Director Allan Hubbard | For | For | Mgmt |
1e | Elect Director Reuben S. Leibowitz | For | For | Mgmt |
1f | Elect Director Daniel C. Smith | For | For | Mgmt |
1g | Elect Director J. Albert Smith, Jr. | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
STANLEY BLACK & DECKER, INC. | | | | |
| | | | |
Ticker: | SWK | Security ID: | 854,502,101 | |
Meeting Date: APR 16, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George W. Buckley | For | For | Mgmt |
1.2 | Elect Director Patrick D. Campbell | For | For | Mgmt |
1.3 | Elect Director Carlos M. Cardoso | For | For | Mgmt |
|
| | | | |
1.4 | Elect Director Robert B. Coutts | For | For | Mgmt |
1.5 | Elect Director Benjamin H. Griswold, IV | For | For | Mgmt |
1.6 | Elect Director John F. Lundgren | For | For | Mgmt |
1.7 | Elect Director Anthony Luiso | For | For | Mgmt |
1.8 | Elect Director Marianne M. Parrs | For | For | Mgmt |
1.9 | Elect Director Robert L. Ryan | For | For | Mgmt |
2 | Approve Omnibus Stock Plan | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
TAUBMAN CENTERS, INC. | | | | |
| | | | |
Ticker: | TCO | Security ID: | 876,664,103 | |
Meeting Date: MAY 29, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jerome A. Chazen | For | For | Mgmt |
1.2 | Elect Director Craig M. Hatkoff | For | For | Mgmt |
1.3 | Elect Director Ronald W. Tysoe | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
THE ADT CORPORATION | | | | |
| | | | |
Ticker: | ADT | Security ID: | 00101J106 | |
Meeting Date: MAR 14, 2013 | Meeting Type: Annual | | | |
Record Date: | January 16, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas Colligan | For | For | Mgmt |
1.2 | Elect Director Timothy Donahue | For | For | Mgmt |
1.3 | Elect Director Robert Dutkowsky | For | For | Mgmt |
1.4 | Elect Director Bruce Gordon | For | For | Mgmt |
1.5 | Elect Director Naren Gursahaney | For | For | Mgmt |
1.6 | Elect Director Bridgette Heller | For | For | Mgmt |
1.7 | Elect Director Kathleen Hyle | For | For | Mgmt |
|
| | | | |
1.8 | Elect Director Keith Meister | For | For | Mgmt |
1.9 | Elect Director Dinesh Paliwal | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Mgmt |
| | | | |
THE ALLSTATE CORPORATION | | | | |
| | | | |
Ticker: | ALL | Security ID: | 20,002,101 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director F. Duane Ackerman | For | For | Mgmt |
1b | Elect Director Robert D. Beyer | For | For | Mgmt |
1c | Elect Director Kermit R. Crawford | For | For | Mgmt |
1d | Elect Director Jack M. Greenberg | For | For | Mgmt |
1e | Elect Director Herbert L. Henkel | For | For | Mgmt |
1f | Elect Director Ronald T. LeMay | For | For | Mgmt |
1g | Elect Director Andrea Redmond | For | For | Mgmt |
1h | Elect Director H. John Riley, Jr. | For | For | Mgmt |
1i | Elect Director John W. Rowe | For | For | Mgmt |
1j | Elect Director Judith A. Sprieser | For | For | Mgmt |
1k | Elect Director Mary Alice Taylor | For | For | Mgmt |
1l | Elect Director Thomas J. Wilson | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Stock Retention/Holding Period | Against | For | Shldr |
6 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
| | | | |
THE BOEING COMPANY | | | | |
| | | | |
Ticker: | BA | Security ID: | 97,023,105 | |
Meeting Date: APR 29, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director David L. Calhoun | For | For | Mgmt |
1b | Elect Director Arthur D. Collins, Jr. | For | For | Mgmt |
1c | Elect Director Linda Z. Cook | For | For | Mgmt |
1d | Elect Director Kenneth M. Duberstein | For | For | Mgmt |
1e | Elect Director Edmund P. Giambastiani, | For | For | Mgmt |
| Jr. | | | |
1f | Elect Director Lawrence W. Kellner | For | For | Mgmt |
1g | Elect Director Edward M. Liddy | For | For | Mgmt |
1h | Elect Director W. James McNerney, Jr. | For | For | Mgmt |
1i | Elect Director Susan C. Schwab | For | For | Mgmt |
1j | Elect Director Ronald A. Williams | For | For | Mgmt |
1k | Elect Director Mike S. Zafirovski | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Submit SERP to Shldr Vote | Against | For | Shldr |
5 | Provide Right to Act by Written Consent | Against | For | Shldr |
6 | Stock Retention/Holding Period | Against | For | Shldr |
7 | Require Independent Board Chairman | Against | For | Shldr |
| | | | |
THE GOLDMAN SACHS GROUP, INC. | | | | |
| | | | |
Ticker: | GS | Security ID: | 38141G104 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Lloyd C. Blankfein | For | For | Mgmt |
2 | Elect Director M. Michele Burns | For | For | Mgmt |
3 | Elect Director Gary D. Cohn | For | For | Mgmt |
4 | Elect Director Claes Dahlback | For | For | Mgmt |
5 | Elect Director William W. George | For | For | Mgmt |
6 | Elect Director James A. Johnson | For | For | Mgmt |
7 | Elect Director Lakshmi N. Mittal | For | For | Mgmt |
8 | Elect Director Adebayo O. Ogunlesi | For | For | Mgmt |
9 | Elect Director James J. Schiro | For | For | Mgmt |
10 | Elect Director Debora L. Spar | For | For | Mgmt |
11 | Elect Director Mark E. Tucker | For | For | Mgmt |
12 | Elect Director David A. Viniar | For | For | Mgmt |
13 | Advisory Vote to Ratify Named | For | For | Mgmt |
|
| | | | |
| Executive Officers' Compensation | | | |
14 | Approve Omnibus Stock Plan | For | Against | Mgmt |
15 | Ratify Auditors | For | For | Mgmt |
16 | Establish Board Committee on Human | Against | Against | Shldr |
| Rights | | | |
17 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
18 | Adopt Proxy Access Right | Against | Against | Shldr |
19 | Employ Investment Bank to Explore | Against | Against | Shldr |
| Alternatives to Maximize Shldr | | | |
| Value | | | |
| | | | |
THE KROGER CO. | | | | |
| | | | |
Ticker: | KR | Security ID: | 501,044,101 | |
Meeting Date: JUN 27, 2013 | Meeting Type: Annual | | | |
Record Date: | April 30, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Reuben V. Anderson | For | For | Mgmt |
1b | Elect Director Robert D. Beyer | For | For | Mgmt |
1c | Elect Director David B. Dillon | For | For | Mgmt |
1d | Elect Director Susan J. Kropf | For | For | Mgmt |
1e | Elect Director John T. LaMacchia | For | For | Mgmt |
1f | Elect Director David B. Lewis | For | For | Mgmt |
1g | Elect Director W. Rodney McMullen | For | For | Mgmt |
1h | Elect Director Jorge P. Montoya | For | For | Mgmt |
1i | Elect Director Clyde R. Moore | For | For | Mgmt |
1j | Elect Director Susan M. Phillips | For | For | Mgmt |
1k | Elect Director Steven R. Rogel | For | For | Mgmt |
1l | Elect Director James A. Runde | For | For | Mgmt |
1m | Elect Director Ronald L. Sargent | For | For | Mgmt |
1n | Elect Director Bobby S. Shackouls | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Supply Chain Human Rights | Against | Against | Shldr |
| Risks and Mgmt | | | |
5 | Require Independent Board Chairman | Against | Against | Shldr |
6 | Report on Adopting Extended Producer | Against | Against | Shldr |
| Responsibility Policy | | | |
7 | Adopt and Implement Sustainable Palm | Against | Against | Shldr |
| Oil Policy | | | |
|
| | | | |
| | | | |
THE PROCTER & GAMBLE COMPANY | | | | |
| | | | |
Ticker: | PG | Security ID: | 742,718,109 | |
Meeting Date: OCT 09, 2012 | Meeting Type: Annual | | | |
Record Date: | August 10, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Angela F. Braly | For | For | Mgmt |
1.2 | Elect Director Kenneth I. Chenault | For | For | Mgmt |
1.3 | Elect Director Scott D. Cook | For | For | Mgmt |
1.4 | Elect Director Susan Desmond-Hellmann | For | For | Mgmt |
1.5 | Elect Director Robert A. McDonald | For | For | Mgmt |
1.6 | Elect Director W. James McNerney, Jr. | For | For | Mgmt |
1.7 | Elect Director Johnathan A. Rodgers | For | For | Mgmt |
1.8 | Elect Director Margaret C. Whitman | For | For | Mgmt |
1.9 | Elect Director Mary Agnes Wilderotter | For | For | Mgmt |
1.10 | Elect Director Patricia A. Woertz | For | For | Mgmt |
1.11 | Elect Director Ernesto Zedillo | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Adopt Proxy Statement Reporting on | Against | Against | Shldr |
| Political Contributions and Advisory | | | |
| Vote | | | |
5 | Report on Adopting Extended Producer | Against | Against | Shldr |
| Responsibility Policy | | | |
6 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
| | | | |
TYCO INTERNATIONAL LTD. | | | | |
| | | | |
Ticker: | TYC | Security ID: | H89128104 | |
Meeting Date: SEP 14, 2012 | Meeting Type: Special | | | |
Record Date: | July 23, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Special Dividends | For | For | Mgmt |
2 | Approve Special Dividends | For | For | Mgmt |
|
| | | | |
3.1 | Elect George R. Oliver as Director | For | For | Mgmt |
3.2 | Elect Frank M. Drendel as Director | For | For | Mgmt |
4 | Approve Dividends | For | For | Mgmt |
5 | Approve Omnibus Stock Plan | For | For | Mgmt |
| | | | |
TYCO INTERNATIONAL LTD. | | | | |
| | | | |
Ticker: | TYC | Security ID: | H89128104 | |
Meeting Date: MAR 06, 2013 | Meeting Type: Annual | | | |
Record Date: | January 7, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and | For | For | Mgmt |
| Statutory Reports | | | |
2 | Approve Discharge of Board and Senior | For | For | Mgmt |
| Mgmt | | | |
3.1 | Elect Director Edward D. Breen | For | For | Mgmt |
3.2 | Elect Director Michael E. Daniels | For | For | Mgmt |
3.3 | Elect Director Frank M. Drendel | For | For | Mgmt |
3.4 | Elect Director Brian Duperreault | For | For | Mgmt |
3.5 | Elect Director Rajiv L. Gupta | For | For | Mgmt |
3.6 | Elect Director John A. Krol | For | For | Mgmt |
3.7 | Elect Director George R. Oliver | For | For | Mgmt |
3.8 | Elect Director Brendan R. O'Neill | For | For | Mgmt |
3.9 | Elect Director Sandra S. Wijnberg | For | For | Mgmt |
3.10 | Elect Director R. David Yost | For | For | Mgmt |
4a | Ratify Deloitte AG as Auditors | For | For | Mgmt |
4b | Appoint Deloitte & Touche LLP as | For | For | Mgmt |
| Independent Registered Public | | | |
| Accounting Firm for Fiscal 2012/2013 | | | |
4c | Ratify PricewaterhouseCoopers AG as | For | For | Mgmt |
| Special Auditors | | | |
5a | Approve Allocation of Income | For | For | Mgmt |
5b | Approve Ordinary Cash Dividend | For | For | Mgmt |
6 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
7 | Renew Authorized Capital | For | For | Mgmt |
8 | Approve Reduction in Share Capital | For | For | Mgmt |
| | | | |
U.S. BANCORP | | | | |
|
| | | | |
| | | | |
Ticker: | USB | Security ID: | 902,973,304 | |
Meeting Date: APR 16, 2013 | Meeting Type: Annual | | | |
Record Date: | February 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Douglas M. Baker, Jr. | For | For | Mgmt |
1b | Elect Director Y. Marc Belton | For | For | Mgmt |
1c | Elect Director Victoria Buyniski | For | For | Mgmt |
| Gluckman | | | |
1d | Elect Director Arthur D. Collins, Jr. | For | For | Mgmt |
1e | Elect Director Richard K. Davis | For | For | Mgmt |
1f | Elect Director Roland A. Hernandez | For | For | Mgmt |
1g | Elect Director Doreen Woo Ho | For | For | Mgmt |
1h | Elect Director Joel W. Johnson | For | For | Mgmt |
1i | Elect Director Olivia F. Kirtley | For | For | Mgmt |
1j | Elect Director Jerry W. Levin | For | For | Mgmt |
1k | Elect Director David B. O'Maley | For | For | Mgmt |
1l | Elect Director O'dell M. Owens | For | For | Mgmt |
1m | Elect Director Craig D. Schnuck | For | For | Mgmt |
1n | Elect Director Patrick T. Stokes | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
UNITEDHEALTH GROUP INCORPORATED | | | | |
| | | | |
Ticker: | UNH | Security ID: | 91324P102 | |
Meeting Date: JUN 03, 2013 | Meeting Type: Annual | | | |
Record Date: | April 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director William C. Ballard, Jr. | For | For | Mgmt |
1b | Elect Director Edson Bueno | For | For | Mgmt |
1c | Elect Director Richard T. Burke | For | For | Mgmt |
1d | Elect Director Robert J. Darretta | For | For | Mgmt |
1e | Elect Director Stephen J. Hemsley | For | For | Mgmt |
1f | Elect Director Michele J. Hooper | For | For | Mgmt |
1g | Elect Director Rodger A. Lawson | For | For | Mgmt |
|
| | | | |
1h | Elect Director Douglas W. Leatherdale | For | For | Mgmt |
1i | Elect Director Glenn M. Renwick | For | For | Mgmt |
1j | Elect Director Kenneth I. Shine | For | For | Mgmt |
1k | Elect Director Gail R. Wilensky | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Lobbying Payments and Policy | Against | For | Shldr |
| | | | |
VALERO ENERGY CORPORATION | | | | |
| | | | |
Ticker: | VLO | Security ID: | 91913Y100 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jerry D. Choate | For | For | Mgmt |
1b | Elect Director Ruben M. Escobedo | For | For | Mgmt |
1c | Elect Director William R. Klesse | For | For | Mgmt |
1d | Elect Director Deborah P. Majoras | For | For | Mgmt |
1e | Elect Director Bob Marbut | For | For | Mgmt |
1f | Elect Director Donald L. Nickles | For | For | Mgmt |
1g | Elect Director Philip J. Pfeiffer | For | For | Mgmt |
1h | Elect Director Robert A. Profusek | For | For | Mgmt |
1i | Elect Director Susan Kaufman Purcell | For | For | Mgmt |
1j | Elect Director Stephen M. Waters | For | For | Mgmt |
1k | Elect Director Randall J. Weisenburger | For | For | Mgmt |
1l | Elect Director Rayford Wilkins, Jr. | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Political Contributions and | Against | For | Shldr |
| Lobbying Expenditures | | | |
| | | | |
VALIDUS HOLDINGS, LTD. | | | | |
| | | | |
Ticker: | VR | Security ID: | G9319H102 | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward J. Noonan | For | W/hold | Mgmt |
1.2 | Elect Director Mahmoud Abdallah | For | For | Mgmt |
1.3 | Elect Director Jeffrey W. Greenberg | For | W/hold | Mgmt |
1.4 | Elect Director John J. Hendrickson | For | W/hold | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify PricewaterhouseCoopers Hamilton | For | For | Mgmt |
| Bermuda as Independent Auditors | | | |
| | | | |
VECTREN CORPORATION | | | | |
| | | | |
Ticker: | VVC | Security ID: | 92240G101 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Carl L. Chapman | For | For | Mgmt |
1.2 | Elect Director James H. | For | For | Mgmt |
| DeGraffenreidt, Jr. | | | |
1.3 | Elect Director Niel C. Ellerbrook | For | For | Mgmt |
1.4 | Elect Director John D. Engelbrecht | For | For | Mgmt |
1.5 | Elect Director Anton H. George | For | For | Mgmt |
1.6 | Elect Director Martin C. Jischke | For | For | Mgmt |
1.7 | Elect Director Robert G. Jones | For | For | Mgmt |
1.8 | Elect Director J. Timothy McGinley | For | For | Mgmt |
1.9 | Elect Director R. Daniel Sadlier | For | For | Mgmt |
1.10 | Elect Director Michael L. Smith | For | For | Mgmt |
1.11 | Elect Director Jean L. Wojtowicz | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
VISTEON CORPORATION | | | | |
| | | | |
Ticker: | VC | Security ID: | 92839U206 | |
Meeting Date: JUN 13, 2013 | Meeting Type: Annual | | | |
|
| | | | |
Record Date: | April 16, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Duncan H. Cocroft | For | For | Mgmt |
1b | Elect Director Jeffrey D. Jones | For | For | Mgmt |
1c | Elect Director Timothy D. Leuliette | For | For | Mgmt |
1d | Elect Director Robert Manzo | For | For | Mgmt |
1e | Elect Director Francis M. Scricco | For | For | Mgmt |
1f | Elect Director David L. Treadwell | For | For | Mgmt |
1g | Elect Director Harry J. Wilson | For | For | Mgmt |
1h | Elect Director Yuen Kam Ho, George | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Non-Employee Director Restricted | For | For | Mgmt |
| Stock Plan | | | |
| | | | |
WAL-MART STORES, INC. | | | | |
| | | | |
Ticker: | WMT | Security ID: | 931,142,103 | |
Meeting Date: JUN 07, 2013 | Meeting Type: Annual | | | |
Record Date: | April 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Aida M. Alvarez | For | For | Mgmt |
1b | Elect Director James I. Cash, Jr. | For | For | Mgmt |
1c | Elect Director Roger C. Corbett | For | For | Mgmt |
1d | Elect Director Douglas N. Daft | For | For | Mgmt |
1e | Elect Director Michael T. Duke | For | Against | Mgmt |
1f | Elect Director Timothy P. Flynn | For | For | Mgmt |
1g | Elect Director Marissa A. Mayer | For | For | Mgmt |
1h | Elect Director Gregory B. Penner | For | For | Mgmt |
1i | Elect Director Steven S. Reinemund | For | For | Mgmt |
1j | Elect Director H. Lee Scott, Jr. | For | For | Mgmt |
1k | Elect Director Jim C. Walton | For | For | Mgmt |
1l | Elect Director S. Robson Walton | For | Against | Mgmt |
1m | Elect Director Christopher J. Williams | For | Against | Mgmt |
1n | Elect Director Linda S. Wolf | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
|
| | | | |
5 | Amend Bylaws -- Call Special Meetings | Against | For | Shldr |
6 | Stock Retention/Holding Period | Against | For | Shldr |
7 | Require Independent Board Chairman | Against | For | Shldr |
8 | Disclosure of Recoupment Activity from | Against | For | Shldr |
| Senior Officers | | | |
| | | | |
WALGREEN CO. | | | | |
| | | | |
Ticker: | WAG | Security ID: | 931,422,109 | |
Meeting Date: JAN 09, 2013 | Meeting Type: Annual | | | |
Record Date: | November 12, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Janice M. Babiak | For | For | Mgmt |
1b | Elect Director David J. Brailer | For | For | Mgmt |
1c | Elect Director Steven A. Davis | For | For | Mgmt |
1d | Elect Director William C. Foote | For | For | Mgmt |
1e | Elect Director Mark P. Frissora | For | For | Mgmt |
1f | Elect Director Ginger L. Graham | For | For | Mgmt |
1g | Elect Director Alan G. McNally | For | For | Mgmt |
1h | Elect Director Dominic P. Murphy | For | For | Mgmt |
1i | Elect Director Stefano Pessina | For | For | Mgmt |
1j | Elect Director Nancy M. Schlichting | For | For | Mgmt |
1k | Elect Director Alejandro Silva | For | For | Mgmt |
1l | Elect Director James A. Skinner | For | For | Mgmt |
1m | Elect Director Gregory D. Wasson | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
| | | | |
WELLS FARGO & COMPANY | | | | |
| | | | |
Ticker: | WFC | Security ID: | 949,746,101 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | February 26, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1a | Elect Director John D. Baker, II | For | For | Mgmt |
1b | Elect Director Elaine L. Chao | For | For | Mgmt |
1c | Elect Director John S. Chen | For | For | Mgmt |
1d | Elect Director Lloyd H. Dean | For | For | Mgmt |
1e | Elect Director Susan E. Engel | For | For | Mgmt |
1f | Elect Director Enrique Hernandez, Jr. | For | For | Mgmt |
1g | Elect Director Donald M. James | For | For | Mgmt |
1h | Elect Director Cynthia H. Milligan | For | For | Mgmt |
1i | Elect Director Federico F. Pena | For | For | Mgmt |
1j | Elect Director Howard V. Richardson | For | For | Mgmt |
1k | Elect Director Judith M. Runstad | For | For | Mgmt |
1l | Elect Director Stephen W. Sanger | For | For | Mgmt |
1m | Elect Director John G. Stumpf | For | For | Mgmt |
1n | Elect Director Susan G. Swenson | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Require Independent Board Chairman | Against | Against | Shldr |
6 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
7 | Review Fair Housing and Fair Lending | Against | For | Shldr |
| Compliance | | | |
| | | | |
WESTLAKE CHEMICAL CORPORATION | | | | |
| | | | |
Ticker: | WLK | Security ID: | 960,413,102 | |
Meeting Date: MAY 17, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert T. Blakely | For | For | Mgmt |
1.2 | Elect Director Albert Chao | For | W/hold | Mgmt |
1.3 | Elect Director Michael J. Graff | For | For | Mgmt |
1.4 | Elect Director R. Bruce Northcutt | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
WHIRLPOOL CORPORATION | | | | |
| | | | |
Ticker: | WHR | Security ID: | 963,320,106 | |
|
| | | | |
Meeting Date: APR 16, 2013 | Meeting Type: Annual | | | |
Record Date: | February 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Samuel R. Allen | For | For | Mgmt |
1b | Elect Director Gary T. DiCamillo | For | For | Mgmt |
1c | Elect Director Diane M. Dietz | For | For | Mgmt |
1d | Elect Director Jeff M. Fettig | For | For | Mgmt |
1e | Elect Director Michael F. Johnston | For | For | Mgmt |
1f | Elect Director William T. Kerr | For | For | Mgmt |
1g | Elect Director John D. Liu | For | For | Mgmt |
1h | Elect Director Harish Manwani | For | For | Mgmt |
1i | Elect Director William D. Perez | For | For | Mgmt |
1j | Elect Director Michael A. Todman | For | For | Mgmt |
1k | Elect Director Michael D. White | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Adopt a Policy in which the Company | Against | For | Shldr |
| will not Make or Promise to Make Any | | | |
| Death Benefit Payments to Senior | | | |
| Executives | | | |
|
| | | | |
Principal Variable Contracts Funds, Inc. - MidCap Account f/k/a MidCap Blend Account | |
| | | | |
| | | | |
AIRGAS, INC. | | | | |
| | | | |
Ticker: | ARG | Security ID: | 9,363,102 | |
Meeting Date: AUG 14, 2012 | Meeting Type: Annual | | | |
Record Date: | June 18, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James W. Hovey | For | For | Mgmt |
1.2 | Elect Director Michael L. Molinini | For | For | Mgmt |
1.3 | Elect Director Paula A. Sneed | For | For | Mgmt |
1.4 | Elect Director David M. Stout | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Declassify the Board of Directors | Against | For | Shldr |
| | | | |
ALLEGHANY CORPORATION | | | | |
| | | | |
Ticker: | Y | Security ID: | 17,175,100 | |
Meeting Date: APR 26, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Stephen P. Bradley | For | For | Mgmt |
1b | Elect Director Karen Brenner | For | For | Mgmt |
1c | Elect Director Thomas S. Johnson | For | For | Mgmt |
1d | Elect Director James F. Will | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
|
| | | | |
AON PLC | | | | |
| | | | |
Ticker: | AON | Security ID: | G0408V102 | |
Meeting Date: MAY 17, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Lester B. Knight as Director | For | For | Mgmt |
1.2 | Elect Gregory C. Case as Director | For | For | Mgmt |
1.3 | Elect Fulvio Conti as Director | For | Against | Mgmt |
1.4 | Elect Cheryl A. Francis as Director | For | For | Mgmt |
1.5 | Elect Edgar D. Jannotta as Director | For | For | Mgmt |
1.6 | Elect J. Michael Losh as Director | For | For | Mgmt |
1.7 | Elect Robert S. Morrison as Director | For | For | Mgmt |
1.8 | Elect Richard B. Myers as Director | For | For | Mgmt |
1.9 | Elect Richard C. Notebaert as Director | For | For | Mgmt |
1.10 | Elect Gloria Santona as Director | For | For | Mgmt |
1.11 | Elect Carolyn Y. Woo as Director | For | For | Mgmt |
2 | Accept Financial Statements and | For | For | Mgmt |
| Statutory Reports | | | |
3 | Ratify Ernst and Young LLP as Aon's | For | For | Mgmt |
| Auditors | | | |
4 | Ratify Ernst and Young LLP as Aon's U. | For | For | Mgmt |
| K. Statutory Auditor | | | |
5 | Authorize Board to Fix Remuneration of | For | For | Mgmt |
| Internal Statutory Auditors | | | |
6 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
7 | Advisory Vote to Ratify Directors' | For | For | Mgmt |
| Remuneration Report | | | |
8 | Approve Nonqualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
| | | | |
ARCH CAPITAL GROUP LTD. | | | | |
| | | | |
Ticker: | ACGL | Security ID: | G0450A105 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 12, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1a | Elect Director John L. Bunce, Jr. | For | For | Mgmt |
1b | Elect Director Yiorgos Lillikas | For | For | Mgmt |
1c | Elect Director Deanna M. Mulligan | For | For | Mgmt |
2a | Elect Director Anthony Asquith as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2b | Elect Director Edgardo Balois as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2c | Elect Director Dennis R. Brand as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2d | Elect Director Peter Calleo as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2e | Elect Director Paul Cole as Designated | For | For | Mgmt |
| Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2f | Elect Director Michael Constantinides | For | For | Mgmt |
| as Designated Company Director of | | | |
| Non-U.S. Subsidiaries | | | |
2g | Elect Director Graham B.R. Collis as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2h | Elect Director William J. Cooney as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2i | Elect Director Nick Denniston as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2j | Elect Director Michael Feetham as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2k | Elect Director Stephen Fogarty as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2l | Elect Director Elizabeth | For | For | Mgmt |
| Fullerton-Rome as Designated Company | | | |
| Director of Non-U.S. Subsidiaries | | | |
2m | Elect Director Marc Grandisson as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2n | Elect Director Michael A. Greene as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2o | Elect Director Jerome Halgan as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2p | Elect Director David W. Hipkin as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
|
| | | | |
| Subsidiaries | | | |
2q | Elect Director W. Preston Hutchings as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2r | Elect Director Constantine Iordanou as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2s | Elect Director Wolbert H. Kamphuijs as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2t | Elect Director Michael H. Kier as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2u | Elect Director Lin Li-Williams as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2v | Elect Director Mark D. Lyons as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2w | Elect Director Adam Matteson as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2x | Elect Director Robert McDowell as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2y | Elect Director David H. McElroy as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2z | Elect Director Rommel Mercado as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2aa | Elect Director David J. Mulholland as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2ab | Elect Director Michael R. Murphy as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2ac | Elect Director Martin J. Nilsen as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2ad | Elect Director Mark Nolan as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2ae | Elect Director Marita Oliver as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2af | Elect Director Nicolas Papadopoulo as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2ag | Elect Director Elisabeth Quinn as | For | For | Mgmt |
|
| | | | |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2ah | Elect Director Maamoun Rajeh as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2ai | Elect Director John F. Rathgeber as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2aj | Elect Director Andrew Rippert as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2ak | Elect Director Carla Santamaria-Sena | For | For | Mgmt |
| as Designated Company Director of | | | |
| Non-U.S. Subsidiaries | | | |
2al | Elect Director Arthur Scace as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2am | Elect Director Scott Schenker as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2an | Elect Director Soren Scheuer as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2ao | Elect Director Budhi Singh as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2ap | Elect Director Helmut Sohler as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2aq | Elect Director Iwan Van Munster as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2ar | Elect Director Angus Watson as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
2as | Elect Director James R. Weatherstone | For | For | Mgmt |
| as Designated Company Director of | | | |
| Non-U.S. Subsidiaries | | | |
2at | Elect Director Gerald Wolfe as | For | For | Mgmt |
| Designated Company Director of Non-U.S. | | | |
| Subsidiaries | | | |
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Mgmt |
| Auditors | | | |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
ASCENT CAPITAL GROUP, INC. | | | | |
|
| | | | |
| | | | |
Ticker: | ASCMA | Security ID: | 43,632,108 | |
Meeting Date: JUL 02, 2012 | Meeting Type: Annual | | | |
Record Date: | May 7, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John C. Malone | For | For | Mgmt |
1.2 | Elect Director Carl E. Vogel | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
| | | | |
ASCENT CAPITAL GROUP, INC. | | | | |
| | | | |
Ticker: | ASCMA | Security ID: | 43,632,108 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | April 3, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Philip J. Holthouse | For | W/hold | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Submit Shldr Rights Plan (Poison | Against | For | Shldr |
| Pill) to Shldr Vote | | | |
| | | | |
AUTOZONE, INC. | | | | |
| | | | |
Ticker: | AZO | Security ID: | 53,332,102 | |
Meeting Date: DEC 12, 2012 | Meeting Type: Annual | | | |
Record Date: | October 15, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Sue E. Gove | For | For | Mgmt |
1.2 | Elect Director Earl G. Graves, Jr. | For | For | Mgmt |
1.3 | Elect Director Enderson Guimaraes | For | For | Mgmt |
1.4 | Elect Director J. R. Hyde, III | For | For | Mgmt |
1.5 | Elect Director W. Andrew McKenna | For | For | Mgmt |
1.6 | Elect Director George R. Mrkonic, Jr. | For | For | Mgmt |
|
| | | | |
1.7 | Elect Director Luis P. Nieto | For | For | Mgmt |
1.8 | Elect Director William C. Rhodes, III | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
BANKUNITED, INC. | | | | |
| | | | |
Ticker: | BKU | Security ID: | 06652K103 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | April 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John Bohlsen | For | For | Mgmt |
1.2 | Elect Director Chinh E. Chu | For | For | Mgmt |
1.3 | Elect Director Sue M. Cobb | For | For | Mgmt |
1.4 | Elect Director Eugene F. DeMark | For | For | Mgmt |
1.5 | Elect Director Michael J. Dowling | For | For | Mgmt |
1.6 | Elect Director John A. Kanas | For | For | Mgmt |
1.7 | Elect Director Thomas M. O'Brien | For | For | Mgmt |
1.8 | Elect Director Wilbur L. Ross, Jr. | For | W/hold | Mgmt |
1.9 | Elect Director P. Olivier Sarkozy | For | For | Mgmt |
1.10 | Elect Director Lance N. West | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
| | | | |
BEAM INC. | | | | |
| | | | |
Ticker: | BEAM | Security ID: | 73,730,103 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | February 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Richard A. Goldstein | For | For | Mgmt |
1b | Elect Director Stephen W. Golsby | For | For | Mgmt |
1c | Elect Director Ann F. Hackett | For | For | Mgmt |
1d | Elect Director A. D. David Mackay | For | For | Mgmt |
1e | Elect Director Gretchen W. Price | For | For | Mgmt |
1f | Elect Director Matthew J. Shattock | For | For | Mgmt |
|
| | | | |
1g | Elect Director Robert A. Steele | For | For | Mgmt |
1h | Elect Director Peter M. Wilson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
BECTON, DICKINSON AND COMPANY | | | | |
| | | | |
Ticker: | BDX | Security ID: | 75,887,109 | |
Meeting Date: JAN 29, 2013 | Meeting Type: Annual | | | |
Record Date: | December 7, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Basil L. Anderson | For | For | Mgmt |
1.2 | Elect Director Henry P. Becton, Jr. | For | For | Mgmt |
1.3 | Elect Director Catherine M. Burzik | For | For | Mgmt |
1.4 | Elect Director Edward F. DeGraan | For | For | Mgmt |
1.5 | Elect Director Vincent A. Forlenza | For | For | Mgmt |
1.6 | Elect Director Claire M. Fraser | For | For | Mgmt |
1.7 | Elect Director Christopher Jones | For | For | Mgmt |
1.8 | Elect Director Marshall O. Larsen | For | For | Mgmt |
1.9 | Elect Director Adel A.F. Mahmoud | For | For | Mgmt |
1.10 | Elect Director Gary A. Mecklenburg | For | For | Mgmt |
1.11 | Elect Director James F. Orr | For | For | Mgmt |
1.12 | Elect Director Willard J. Overlock, Jr. | For | For | Mgmt |
1.13 | Elect Director Rebecca W. Rimel | For | For | Mgmt |
1.14 | Elect Director Bertram L. Scott | For | For | Mgmt |
1.15 | Elect Director Alfred Sommer | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Rescind Fair Price Provision | For | For | Mgmt |
5 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
BROOKFIELD ASSET MGMT INC. | | | | |
| | | | |
Ticker: | BAM.A | Security ID: | 112,585,104 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Marcel R. Coutu | For | For | Mgmt |
1.2 | Elect Director Maureen Kempston Darkes | For | For | Mgmt |
1.3 | Elect Director Lance Liebman | For | For | Mgmt |
1.4 | Elect Director Frank J. McKenna | For | For | Mgmt |
1.5 | Elect Director Youssef A. Nasr | For | For | Mgmt |
1.6 | Elect Director James A. Pattison | For | For | Mgmt |
1.7 | Elect Director Seek Ngee Huat | For | For | Mgmt |
1.8 | Elect Director Diana L. Taylor | For | For | Mgmt |
2 | Approve Deloitte LLP as Auditors and | For | For | Mgmt |
| Authorize Board to Fix Their | | | |
| Remuneration | | | |
3 | Advisory Vote on Executive | For | For | Mgmt |
| Compensation Approach | | | |
| | | | |
BROWN & BROWN, INC. | | | | |
| | | | |
Ticker: | BRO | Security ID: | 115,236,101 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director J. Hyatt Brown | For | For | Mgmt |
1.2 | Elect Director Samuel P. Bell, III | For | For | Mgmt |
1.3 | Elect Director Hugh M. Brown | For | For | Mgmt |
1.4 | Elect Director J. Powell Brown | For | For | Mgmt |
1.5 | Elect Director Bradley Currey, Jr. | For | For | Mgmt |
1.6 | Elect Director Theodore J. Hoepner | For | For | Mgmt |
1.7 | Elect Director James S. Hunt | For | For | Mgmt |
1.8 | Elect Director Toni Jennings | For | For | Mgmt |
1.9 | Elect Director Timothy R.M. Main | For | For | Mgmt |
1.10 | Elect Director H. Palmer Proctor, Jr. | For | For | Mgmt |
1.11 | Elect Director Wendell S. Reilly | For | For | Mgmt |
1.12 | Elect Director Chilton D. Varner | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
BURGER KING WORLDWIDE, INC. | | | | |
|
| | | | |
| | | | |
Ticker: | BKW | Security ID: | 121,220,107 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Bernardo Hees | For | W/hold | Mgmt |
1.2 | Elect Director Alexandre Behring | For | W/hold | Mgmt |
1.3 | Elect Director Martin E. Franklin | For | For | Mgmt |
1.4 | Elect Director Paul J. Fribourg | For | For | Mgmt |
1.5 | Elect Director Alan C. Parker | For | For | Mgmt |
1.6 | Elect Director Carlos Alberto R. | For | W/hold | Mgmt |
| Sicupira | | | |
1.7 | Elect Director Marcel Herrmann Telles | For | W/hold | Mgmt |
1.8 | Elect Director Alexandre Van Damme | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Amend Omnibus Stock Plan | For | Against | Mgmt |
| | | | |
C. R. BARD, INC. | | | | |
| | | | |
Ticker: | BCR | Security ID: | 67,383,109 | |
Meeting Date: APR 17, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David M. Barrett | For | For | Mgmt |
1.2 | Elect Director Anthony Welters | For | For | Mgmt |
1.3 | Elect Director Tony L. White | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Report on Sustainability | Against | For | Shldr |
6 | Require Independent Board Chairman | Against | For | Shldr |
| | | | |
CALPINE CORPORATION | | | | |
|
| | | | |
| | | | |
Ticker: | CPN | Security ID: | 131,347,304 | |
Meeting Date: MAY 10, 2013 | Meeting Type: Annual | | | |
Record Date: | March 12, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank Cassidy | For | For | Mgmt |
1.2 | Elect Director Jack A. Fusco | For | For | Mgmt |
1.3 | Elect Director Robert C. Hinckley | For | For | Mgmt |
1.4 | Elect Director Michael W. Hofmann | For | For | Mgmt |
1.5 | Elect Director David C. Merritt | For | For | Mgmt |
1.6 | Elect Director W. Benjamin Moreland | For | For | Mgmt |
1.7 | Elect Director Robert A. Mosbacher, Jr. | For | For | Mgmt |
1.8 | Elect Director Denise M. O'Leary | For | For | Mgmt |
1.9 | Elect Director J. Stuart Ryan | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
CARMAX, INC. | | | | |
| | | | |
Ticker: | KMX | Security ID: | 143,130,102 | |
Meeting Date: JUN 24, 2013 | Meeting Type: Annual | | | |
Record Date: | April 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ronald E. Blaylock | For | For | Mgmt |
1.2 | Elect Director Rakesh Gangwal | For | For | Mgmt |
1.3 | Elect Director Mitchell D. Steenrod | For | For | Mgmt |
1.4 | Elect Director Thomas G. Stemberg | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
5 | Amend Articles of Incorporation to | For | For | Mgmt |
| Update and Modify Certain Provisions | | | |
| Related to Indemnification | | | |
| | | | |
|
| | | | |
CBRE GROUP, INC. | | | | |
| | | | |
Ticker: | CBG | Security ID: | 12504L109 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard C. Blum | For | For | Mgmt |
1.2 | Elect Director Brandon B. Boze | For | For | Mgmt |
1.3 | Elect Director Curtis F. Feeny | For | For | Mgmt |
1.4 | Elect Director Bradford M. Freeman | For | For | Mgmt |
1.5 | Elect Director Michael Kantor | For | For | Mgmt |
1.6 | Elect Director Frederic V. Malek | For | For | Mgmt |
1.7 | Elect Director Jane J. Su | For | For | Mgmt |
1.8 | Elect Director Robert E. Sulentic | For | For | Mgmt |
1.9 | Elect Director Laura D. Tyson | For | For | Mgmt |
1.10 | Elect Director Gary L. Wilson | For | For | Mgmt |
1.11 | Elect Director Ray Wirta | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
CIMAREX ENERGY CO. | | | | |
| | | | |
Ticker: | XEC | Security ID: | 171,798,101 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Hans Helmerich | For | For | Mgmt |
1.2 | Elect Director Harold R. Logan, Jr. | For | For | Mgmt |
1.3 | Elect Director Monroe W. Robertson | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
CIT GROUP INC. | | | | |
|
| | | | |
| | | | |
Ticker: | CIT | Security ID: | 125,581,801 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director John A. Thain | For | For | Mgmt |
1b | Elect Director Michael J. Embler | For | For | Mgmt |
1c | Elect Director William M. Freeman | For | For | Mgmt |
1d | Elect Director David M. Moffett | For | For | Mgmt |
1e | Elect Director R. Brad Oates | For | For | Mgmt |
1f | Elect Director Marianne Miller Parrs | For | For | Mgmt |
1g | Elect Director Gerald Rosenfeld | For | For | Mgmt |
1h | Elect Director John R. Ryan | For | For | Mgmt |
1i | Elect Director Seymour Sternberg | For | For | Mgmt |
1j | Elect Director Peter J. Tobin | For | For | Mgmt |
1k | Elect Director Laura S. Unger | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
COPART, INC. | | | | |
| | | | |
Ticker: | CPRT | Security ID: | 217,204,106 | |
Meeting Date: DEC 05, 2012 | Meeting Type: Annual | | | |
Record Date: | October 9, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Willis J. Johnson | For | For | Mgmt |
1.2 | Elect Director A. Jayson Adair | For | For | Mgmt |
1.3 | Elect Director Matt Blunt | For | For | Mgmt |
1.4 | Elect Director Steven D. Cohan | For | For | Mgmt |
1.5 | Elect Director Daniel J. Englander | For | For | Mgmt |
1.6 | Elect Director James E. Meeks | For | For | Mgmt |
1.7 | Elect Director Vincent W. Mitz | For | For | Mgmt |
1.8 | Elect Director Thomas N. Tryforos | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
|
| | | | |
| | | | |
COVENTRY HEALTH CARE, INC. | | | | |
| | | | |
Ticker: | CVH | Security ID: | 222,862,104 | |
Meeting Date: NOV 21, 2012 | Meeting Type: Special | | | |
Record Date: | October 15, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Mgmt |
2 | Adjourn Meeting | For | For | Mgmt |
3 | Advisory Vote on Golden Parachutes | For | Against | Mgmt |
| | | | |
CROWN CASTLE INTERNATIONAL CORP. | | | | |
| | | | |
Ticker: | CCI | Security ID: | 228,227,104 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Edward C. Hutcheson, Jr. For | For | Mgmt | |
1b | Elect Director J. Landis Martin | For | For | Mgmt |
1c | Elect Director W. Benjamin Moreland | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
4 | Declassify the Board of Directors | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
DE MASTER BLENDERS 1753 NV | | | | |
| | | | |
Ticker: | DE | Security ID: | N2563N109 | |
Meeting Date: NOV 28, 2012 | Meeting Type: Annual | | | |
Record Date: | October 31, 2012 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Open Meeting | None | None | Mgmt |
2 | Presentation by the CEO and CFO of the | None | None | Mgmt |
| Results for Fiscal Year 2012 | | | |
3.1 | Adopt Financial Statements | For | For | Mgmt |
3.2 | Discuss Company's Reserves and | None | None | Mgmt |
| Dividend Policy | | | |
4.1 | Approve Discharge of Executive | For | For | Mgmt |
| Directors | | | |
4.2 | Approve Discharge of Non-Executive | For | For | Mgmt |
| Directors | | | |
5.1 | Elect G. Picaud as Non-Executive | For | For | Mgmt |
| Director | | | |
5.2 | Elect R. Zwartendijk as Non-Executive | For | For | Mgmt |
| Director | | | |
6 | Authorize Repurchase of Up to 10 | For | For | Mgmt |
| Percent of Issued Share Capital | | | |
7 | Other Business (Non-Voting) | None | None | Mgmt |
8 | Close Meeting | None | None | Mgmt |
| | | | |
DENTSPLY INTERNATIONAL INC. | | | | |
| | | | |
Ticker: | XRAY | Security ID: | 249,030,107 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Paula H. Cholmondeley | For | For | Mgmt |
1b | Elect Director Michael J. Coleman | For | For | Mgmt |
1c | Elect Director John C. Miles, II | For | For | Mgmt |
1d | Elect Director John L. Miclot | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
5 | Report on Political Contributions | Against | For | Shldr |
| | | | |
DOLLAR GENERAL CORPORATION | | | | |
|
| | | | |
| | | | |
Ticker: | DG | Security ID: | 256,677,105 | |
Meeting Date: MAY 29, 2013 | Meeting Type: Annual | | | |
Record Date: | March 21, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Raj Agrawal | For | For | Mgmt |
1.2 | Elect Director Warren F. Bryant | For | For | Mgmt |
1.3 | Elect Director Michael M. Calbert | For | For | Mgmt |
1.4 | Elect Director Sandra B. Cochran | For | For | Mgmt |
1.5 | Elect Director Richard W. Dreiling | For | For | Mgmt |
1.6 | Elect Director Patricia D. Fili-Krushel | For | For | Mgmt |
1.7 | Elect Director Adrian Jones | For | For | Mgmt |
1.8 | Elect Director William C. Rhodes, III | For | For | Mgmt |
1.9 | Elect Director David B. Rickard | For | For | Mgmt |
2 | Adopt Majority Voting for the Election | For | For | Mgmt |
| of Directors | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
DONALDSON COMPANY, INC. | | | | |
| | | | |
Ticker: | DCI | Security ID: | 257,651,109 | |
Meeting Date: NOV 16, 2012 | Meeting Type: Annual | | | |
Record Date: | September 19, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William M. Cook | For | For | Mgmt |
1.2 | Elect Director Paul David Miller | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
| | | | |
ECHOSTAR CORPORATION | | | | |
| | | | |
Ticker: | SATS | Security ID: | 278,768,106 | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
Record Date: | March 7, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director R. Stanton Dodge | For | W/hold | Mgmt |
1.2 | Elect Director Michael T. Dugan | For | W/hold | Mgmt |
1.3 | Elect Director Charles W. Ergen | For | W/hold | Mgmt |
1.4 | Elect Director Anthony M. Federico | For | For | Mgmt |
1.5 | Elect Director Pradman P. Kaul | For | W/hold | Mgmt |
1.6 | Elect Director Tom A. Ortolf | For | For | Mgmt |
1.7 | Elect Director C. Michael Schroeder | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Other Business | For | Against | Mgmt |
| | | | |
ECOLAB INC. | | | | |
| | | | |
Ticker: | ECL | Security ID: | 278,865,100 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Douglas M. Baker, Jr. | For | For | Mgmt |
1.2 | Elect Director Barbara J. Beck | For | For | Mgmt |
1.3 | Elect Director Leslie S. Biller | For | For | Mgmt |
1.4 | Elect Director Stephen I. Chazen | For | For | Mgmt |
1.5 | Elect Director Jerry A. Grundhofer | For | For | Mgmt |
1.6 | Elect Director Arthur J. Higgins | For | For | Mgmt |
1.7 | Elect Director Joel W. Johnson | For | For | Mgmt |
1.8 | Elect Director Michael Larson | For | For | Mgmt |
1.9 | Elect Director Jerry W. Levin | For | For | Mgmt |
1.10 | Elect Director Robert L. Lumpkins | For | For | Mgmt |
1.11 | Elect Director Victoria J. Reich | For | For | Mgmt |
1.12 | Elect Director Mary M. VanDeWeghe | For | For | Mgmt |
1.13 | Elect Director John J. Zillmer | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Stock Retention/Holding Period | Against | For | Shldr |
6 | Require Consistency with Corporate | Against | Against | Shldr |
| Values and Report on Political | | | |
| Contributions | | | |
|
| | | | |
| | | | |
EOG RESOURCES, INC. | | | | |
| | | | |
Ticker: | EOG | Security ID: | 26875P101 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Charles R. Crisp | For | For | Mgmt |
1b | Elect Director James C. Day | For | For | Mgmt |
1c | Elect Director Mark G. Papa | For | For | Mgmt |
1d | Elect Director H. Leighton Steward | For | For | Mgmt |
1e | Elect Director Donald F. Textor | For | For | Mgmt |
1f | Elect Director William R. Thomas | For | For | Mgmt |
1g | Elect Director Frank G. Wisner | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC. | | | | |
| | | | |
Ticker: | EXPD | Security ID: | 302,130,109 | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
Record Date: | March 7, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Peter J. Rose | For | For | Mgmt |
2 | Elect Director Robert R. Wright | For | For | Mgmt |
3 | Elect Director Mark A. Emmert | For | For | Mgmt |
4 | Elect Director R. Jordan Gates | For | For | Mgmt |
5 | Elect Director Dan P. Kourkoumelis | For | For | Mgmt |
6 | Elect Director Michael J. Malone | For | For | Mgmt |
7 | Elect Director John W. Meisenbach | For | For | Mgmt |
8 | Elect Director Liane J. Pelletier | For | For | Mgmt |
9 | Elect Director James L.k. Wang | For | For | Mgmt |
10 | Elect Director Tay Yoshitani | For | For | Mgmt |
11 | Advisory Vote to Ratify Named | For | For | Mgmt |
|
| | | | |
| Executive Officers' Compensation | | | |
12 | Approve Stock Option Plan | For | For | Mgmt |
13 | Ratify Auditors | For | For | Mgmt |
14 | Stock Retention | Against | For | Shldr |
| | | | |
FACTSET RESEARCH SYSTEMS INC. | | | | |
| | | | |
Ticker: | FDS | Security ID: | 303,075,105 | |
Meeting Date: DEC 18, 2012 | Meeting Type: Annual | | | |
Record Date: | October 22, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Scott A. Billeadeau | For | For | Mgmt |
1.2 | Elect Director Philip A. Hadley | For | For | Mgmt |
1.3 | Elect Director Joseph R. Zimmel | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
FAIRFAX FINANCIAL HOLDINGS LIMITED | | | | |
| | | | |
Ticker: | FFH | Security ID: | 303,901,102 | |
Meeting Date: APR 11, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Anthony F. Griffiths | For | For | Mgmt |
1.2 | Elect Director Robert J. Gunn | For | For | Mgmt |
1.3 | Elect Director Alan D. Horn | For | For | Mgmt |
1.4 | Elect Director John R.V. Palmer | For | For | Mgmt |
1.5 | Elect Director Timothy R. Price | For | For | Mgmt |
1.6 | Elect Director Brandon W. Sweitzer | For | For | Mgmt |
1.7 | Elect Director V. Prem Watsa | For | For | Mgmt |
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Mgmt |
| Auditors | | | |
|
| | | | |
| | | | |
FASTENAL COMPANY | | | | |
| | | | |
Ticker: | FAST | Security ID: | 311,900,104 | |
Meeting Date: APR 16, 2013 | Meeting Type: Annual | | | |
Record Date: | February 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert A. Kierlin | For | For | Mgmt |
1b | Elect Director Stephen M. Slaggie | For | For | Mgmt |
1c | Elect Director Michael M. Gostomski | For | For | Mgmt |
1d | Elect Director Willard D. Oberton | For | For | Mgmt |
1e | Elect Director Michael J. Dolan | For | For | Mgmt |
1f | Elect Director Reyne K. Wisecup | For | For | Mgmt |
1g | Elect Director Hugh L. Miller | For | For | Mgmt |
1h | Elect Director Michael J. Ancius | For | For | Mgmt |
1i | Elect Director Scott A. Satterlee | For | For | Mgmt |
1j | Elect Director Rita J. Heise | For | For | Mgmt |
1k | Elect Director Darren R. Jackson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
FIDELITY NATIONAL INFORMATION SERVICES, INC. | | | | |
| | | | |
Ticker: | FIS | Security ID: | 31620M106 | |
Meeting Date: MAY 29, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Stephan A. James | For | For | Mgmt |
1b | Elect Director Frank R. Martire | For | For | Mgmt |
1c | Elect Director Gary A. Norcross | For | For | Mgmt |
1d | Elect Director James B. Stallings, Jr. | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
|
| | | | |
| | | | |
FOREST CITY ENTERPRISES, INC. | | | | |
| | | | |
Ticker: | FCE.A | Security ID: | 345,550,107 | |
Meeting Date: JUN 13, 2013 | Meeting Type: Annual | | | |
Record Date: | April 17, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Arthur F. Anton | For | For | Mgmt |
1.2 | Elect Director Scott S. Cowen | For | For | Mgmt |
1.3 | Elect Director Michael P. Esposito, Jr | For | For | Mgmt |
1.4 | Elect Director Stan Ross | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Amend Omnibus Stock Plan | For | Against | Mgmt |
6 | Ratify Auditors | For | For | Mgmt |
| | | | |
FRANCO-NEVADA CORPORATION | | | | |
| | | | |
Ticker: | FNV | Security ID: | 351,858,105 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual/Special | | | |
Record Date: | March 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pierre Lassonde | For | For | Mgmt |
1.2 | Elect Director David Harquail | For | For | Mgmt |
1.3 | Elect Director Derek W. Evans | For | For | Mgmt |
1.4 | Elect Director Graham Farquharson | For | For | Mgmt |
1.5 | Elect Director Louis Gignac | For | For | Mgmt |
1.6 | Elect Director Randall Oliphant | For | For | Mgmt |
1.7 | Elect Director David R. Peterson | For | For | Mgmt |
2 | Approve PricewaterhouseCoopers LLP as | For | For | Mgmt |
| Auditors and Authorize Board to Fix | | | |
| Their Remuneration | | | |
3 | Advisory Vote on Executive | For | For | Mgmt |
| Compensation Approach | | | |
|
| | | | |
| | | | |
FRANCO-NEVADA CORPORATION | | | | |
| | | | |
Ticker: | FNV | Security ID: | 351,858,204 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual/Special | | | |
Record Date: | March 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pierre Lassonde | For | For | Mgmt |
1.2 | Elect Director David Harquail | For | For | Mgmt |
1.3 | Elect Director Derek W. Evans | For | For | Mgmt |
1.4 | Elect Director Graham Farquharson | For | For | Mgmt |
1.5 | Elect Director Louis Gignac | For | For | Mgmt |
1.6 | Elect Director Randall Oliphant | For | For | Mgmt |
1.7 | Elect Director David R. Peterson | For | For | Mgmt |
2 | Approve PricewaterhouseCoopers LLP as | For | For | Mgmt |
| Auditors and Authorize Board to Fix | | | |
| Their Remuneration | | | |
3 | Advisory Vote on Executive | For | For | Mgmt |
| Compensation Approach | | | |
| | | | |
GENERAL GROWTH PROPERTIES, INC. | | | | |
| | | | |
Ticker: | GGP | Security ID: | 370,023,103 | |
Meeting Date: MAY 10, 2013 | Meeting Type: Annual | | | |
Record Date: | March 12, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard B. Clark | For | For | Mgmt |
1.2 | Elect Director Mary Lou Fiala | For | For | Mgmt |
1.3 | Elect Director J. Bruce Flatt | For | For | Mgmt |
1.4 | Elect Director John K. Haley | For | For | Mgmt |
1.5 | Elect Director Cyrus Madon | For | For | Mgmt |
1.6 | Elect Director Sandeep Mathrani | For | For | Mgmt |
1.7 | Elect Director David J. Neithercut | For | For | Mgmt |
1.8 | Elect Director Mark R. Patterson | For | For | Mgmt |
1.9 | Elect Director John G. Schreiber | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
|
| | | | |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
GENTEX CORPORATION | | | | |
| | | | |
Ticker: | GNTX | Security ID: | 371,901,109 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pete Hoekstra | For | For | Mgmt |
1.2 | Elect Director John Mulder | For | For | Mgmt |
1.3 | Elect Director Frederick Sotok | For | For | Mgmt |
2 | Report on Sustainability | Against | For | Shldr |
3 | Require Independent Board Chairman | Against | For | Shldr |
4 | Ratify Auditors | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
6 | Approve Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
| | | | |
HESS CORPORATION | | | | |
| | | | |
Ticker: | HES | Security ID: | 42809H107 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Proxy Contest | | | |
Record Date: | April 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
| Mgmt Proxy (White Card) | None | | |
1.1 | Elect Director J. Krenicki | For | Did Not Vote | Mgmt |
1.2 | Elect Director K. Meyers | For | Did Not Vote | Mgmt |
1.3 | Elect Director Fredric G. Reynolds | For | Did Not Vote | Mgmt |
1.4 | Elect Director William G. Schrader | For | Did Not Vote | Mgmt |
1.5 | Director Mark Williams | For | Did Not Vote | Mgmt |
2 | Ratify Auditors | For | Did Not Vote | Mgmt |
3 | Advisory Vote to Ratify Named | For | Did Not Vote | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | Did Not Vote | Mgmt |
5 | Require Independent Board Chairman | Against | Did Not Vote | Shldr |
|
| | | | |
6 | Reduce Supermajority Vote Requirement | Against | Did Not Vote | Shldr |
7 | Report on Political Contributions | Against | Did Not Vote | Shldr |
8 | Repeal Any Bylaws Amendments Adopted | Against | Did Not Vote | Shldr |
| subsequent to February 2, 2011 | | | |
# | Proposal | Diss Rec | Vote Cast | Sponsor |
| Dissident Proxy (Green Card) | None | | |
1.1 | Elect Director Rodney F. Chase | For | For | Shldr |
1.2 | Elect Director Harvey Golub | For | For | Shldr |
1.3 | Elect Director Karl F. Kurz | For | For | Shldr |
1.4 | Elect Director David McManus | For | For | Shldr |
1.5 | Elect Director Marshall D. Smith | For | For | Shldr |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | Against | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
5 | Require Independent Board Chairman | For | For | Shldr |
6 | Reduce Supermajority Vote Requirement | For | For | Shldr |
7 | Report on Political Contributions | For | For | Shldr |
8 | Repeal Any Bylaws Amendments Adopted | For | For | Shldr |
| subsequent to February 2, 2011 | | | |
| | | | |
INTUIT INC. | | | | |
| | | | |
Ticker: | INTU | Security ID: | 461,202,103 | |
Meeting Date: JAN 17, 2013 | Meeting Type: Annual | | | |
Record Date: | November 23, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Christopher W. Brody | For | For | Mgmt |
1b | Elect Director William V. Campbell | For | For | Mgmt |
1c | Elect Director Scott D. Cook | For | For | Mgmt |
1d | Elect Director Diane B. Greene | For | For | Mgmt |
1e | Elect Director Edward A. Kangas | For | For | Mgmt |
1f | Elect Director Suzanne Nora Johnson | For | For | Mgmt |
1g | Elect Director Dennis D. Powell | For | For | Mgmt |
1h | Elect Director Brad D. Smith | For | For | Mgmt |
1i | Elect Director Jeff Weiner | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
| | | | |
|
| | | | |
IRON MOUNTAIN INCORPORATED | | | | |
| | | | |
Ticker: | IRM | Security ID: | 462,846,106 | |
Meeting Date: JUN 06, 2013 | Meeting Type: Annual | | | |
Record Date: | April 12, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Ted R. Antenucci | For | For | Mgmt |
1b | Elect Director Clarke H. Bailey | For | For | Mgmt |
1c | Elect Director Kent P. Dauten | For | For | Mgmt |
1d | Elect Director Paul F. Deninger | For | For | Mgmt |
1e | Elect Director Per-Kristian Halvorsen | For | For | Mgmt |
1f | Elect Director Michael W. Lamach | For | For | Mgmt |
1g | Elect Director Arthur D. Little | For | For | Mgmt |
1h | Elect Director William L. Meaney | For | For | Mgmt |
1i | Elect Director Vincent J. Ryan | For | For | Mgmt |
1j | Elect Director Laurie A. Tucker | For | For | Mgmt |
1k | Elect Director Alfred J. Verrecchia | For | For | Mgmt |
2 | Approve Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
KAR AUCTION SERVICES, INC. | | | | |
| | | | |
Ticker: | KAR | Security ID: | 48238T109 | |
Meeting Date: JUN 12, 2013 | Meeting Type: Annual | | | |
Record Date: | April 17, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David J. Ament | For | W/hold | Mgmt |
1.2 | Elect Director Ryan M. Birtwell | For | W/hold | Mgmt |
1.3 | Elect Director Thomas J. Carella | For | W/hold | Mgmt |
1.4 | Elect Director Brian T. Clingen | For | W/hold | Mgmt |
1.5 | Elect Director Robert M. Finlayson | For | For | Mgmt |
1.6 | Elect Director Peter R. Formanek | For | For | Mgmt |
1.7 | Elect Director Michael B. Goldberg | For | W/hold | Mgmt |
1.8 | Elect Director James P. Hallett | For | W/hold | Mgmt |
1.9 | Elect Director Sanjeev Mehra | For | W/hold | Mgmt |
|
| | | | |
1.10 | Elect Director Church M. Moore | For | W/hold | Mgmt |
1.11 | Elect Director Thomas C. O'Brien | For | W/hold | Mgmt |
1.12 | Elect Director Gregory P. Spivy | For | W/hold | Mgmt |
1.13 | Elect Director Jonathan P. Ward | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
KINDER MORGAN, INC. | | | | |
| | | | |
Ticker: | KMI | Security ID: | 49456B101 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard D. Kinder | For | For | Mgmt |
1.2 | Elect Director C. Park Shaper | For | For | Mgmt |
1.3 | Elect Director Steven J. Kean | For | For | Mgmt |
1.4 | Elect Director Anthony W. Hall, Jr. | For | For | Mgmt |
1.5 | Elect Director Deborah A. Macdonald | For | For | Mgmt |
1.6 | Elect Director Michael Miller | For | For | Mgmt |
1.7 | Elect Director Michael C. Morgan | For | For | Mgmt |
1.8 | Elect Director Fayez Sarofim | For | For | Mgmt |
1.9 | Elect Director Joel V. Staff | For | W/hold | Mgmt |
1.10 | Elect Director John Stokes | For | For | Mgmt |
1.11 | Elect Director Robert F. Vagt | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
| | | | |
LABORATORY CORPORATION OF AMERICA HOLDINGS | | | | |
| | | | |
Ticker: | LH | Security ID: | 50540R409 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Kerrii B. Anderson | For | For | Mgmt |
1b | Elect Director Jean-Luc Belingard | For | For | Mgmt |
1c | Elect Director David P. King | For | For | Mgmt |
1d | Elect Director Wendy E. Lane | For | For | Mgmt |
|
| | | | |
1e | Elect Director Robert E. Mittelstaedt, | For | For | Mgmt |
| Jr. | | | |
1f | Elect Director Peter M. Neupert | For | For | Mgmt |
1g | Elect Director Arthur H. Rubenstein | For | For | Mgmt |
1h | Elect Director Adam H. Schechter | For | For | Mgmt |
1i | Elect Director M. Keith Weikel | For | For | Mgmt |
1j | Elect Director R. Sanders Williams | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
LAMAR ADVERTISING COMPANY | | | | |
| | | | |
Ticker: | LAMR | Security ID: | 512,815,101 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 27, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John Maxwell Hamilton | For | For | Mgmt |
1.2 | Elect Director John E. Koerner, III | For | For | Mgmt |
1.3 | Elect Director Stephen P. Mumblow | For | For | Mgmt |
1.4 | Elect Director Thomas V. Reifenheiser | For | For | Mgmt |
1.5 | Elect Director Anna Reilly | For | For | Mgmt |
1.6 | Elect Director Kevin P. Reilly, Jr. | For | For | Mgmt |
1.7 | Elect Director Wendell Reilly | For | W/hold | Mgmt |
2 | Amend Omnibus Stock Plan | For | Against | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
LEUCADIA NATIONAL CORPORATION | | | | |
| | | | |
Ticker: | LUK | Security ID: | 527,288,104 | |
Meeting Date: FEB 28, 2013 | Meeting Type: Special | | | |
Record Date: | January 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Acquisition OR Issue Shares in | For | For | Mgmt |
| Connection with Acquisition | | | |
|
| | | | |
2 | Amend Securities Transfer Restrictions | For | Against | Mgmt |
3 | Advisory Vote on Golden Parachutes | For | Against | Mgmt |
4 | Adjourn Meeting | For | Against | Mgmt |
| | | | |
LIBERTY GLOBAL, INC. | | | | |
| | | | |
Ticker: | LBTYA | Security ID: | 530,555,101 | |
Meeting Date: JUN 03, 2013 | Meeting Type: Special | | | |
Record Date: | April 30, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with | For | For | Mgmt |
| Acquisition | | | |
2 | Approve Merger Agreement | For | For | Mgmt |
3 | Adjourn Meeting | For | For | Mgmt |
| | | | |
LIBERTY INTERACTIVE CORPORATION | | | | |
| | | | |
Ticker: | LINTA | Security ID: | 53071M104 | |
Meeting Date: AUG 08, 2012 | Meeting Type: Annual | | | |
Record Date: | June 25, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Authorize a New Class of Common Stock | For | Against | Mgmt |
2 | Adjourn Meeting | For | Against | Mgmt |
3.1 | Elect Director Michael A. George | For | For | Mgmt |
3.2 | Elect Director Gregory B. Maffei | For | For | Mgmt |
3.3 | Elect Director M. Lavoy Robison | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
LIBERTY INTERACTIVE CORPORATION | | | | |
| | | | |
Ticker: | LINTA | Security ID: | 53071M104 | |
Meeting Date: JUN 04, 2013 | Meeting Type: Annual | | | |
|
| | | | |
Record Date: | April 10, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John C. Malone | For | For | Mgmt |
1.2 | Elect Director M. Ian G. Gilchrist | For | W/hold | Mgmt |
1.3 | Elect Director Andrea L. Wong | For | W/hold | Mgmt |
2 | Approve Omnibus Stock Plan | For | Against | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
LIBERTY INTERACTIVE CORPORATION | | | | |
| | | | |
Ticker: | LINTA | Security ID: | 53071M880 | |
Meeting Date: JUN 04, 2013 | Meeting Type: Annual | | | |
Record Date: | April 10, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John C. Malone | For | For | Mgmt |
1.2 | Elect Director M. Ian G. Gilchrist | For | W/hold | Mgmt |
1.3 | Elect Director Andrea L. Wong | For | W/hold | Mgmt |
2 | Approve Omnibus Stock Plan | For | Against | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
LIBERTY MEDIA CORPORATION | | | | |
| | | | |
Ticker: | LMCA | Security ID: | 530,322,106 | |
Meeting Date: AUG 08, 2012 | Meeting Type: Annual | | | |
Record Date: | June 25, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Donne F. Fisher | For | For | Mgmt |
1.2 | Elect Director Gregory B. Maffei | For | For | Mgmt |
1.3 | Elect Director Andrea L. Wong | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Mgmt |
4 | Approve Omnibus Stock Plan | For | Against | Mgmt |
|
| | | | |
5 | Approve Non-Employee Director Omnibus | For | Against | Mgmt |
| Stock Plan | | | |
6 | Ratify Auditors | For | For | Mgmt |
| | | | |
LIBERTY MEDIA CORPORATION | | | | |
| | | | |
Ticker: | LMCA | Security ID: | 531,229,102 | |
Meeting Date: JUN 04, 2013 | Meeting Type: Annual | | | |
Record Date: | April 10, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John C. Malone | For | For | Mgmt |
1.2 | Elect Director Robert R. Bennett | For | For | Mgmt |
1.3 | Elect Director M. Ian G. Gilchrist | For | W/hold | Mgmt |
2 | Approve Omnibus Stock Plan | For | Against | Mgmt |
3 | Approve Non-Employee Director Omnibus | For | Against | Mgmt |
| Stock Plan | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
LIVE NATION ENTERTAINMENT, INC. | | | | |
| | | | |
Ticker: | LYV | Security ID: | 538,034,109 | |
Meeting Date: JUN 06, 2013 | Meeting Type: Annual | | | |
Record Date: | April 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark Carleton | For | Against | Mgmt |
1.2 | Elect Director Michael Rapino | For | For | Mgmt |
1.3 | Elect Director Mark S. Shapiro | For | Against | Mgmt |
2 | Declassify the Board of Directors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
LOEWS CORPORATION | | | | |
|
| | | | |
| | | | |
Ticker: | L | Security ID: | 540,424,108 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Lawrence S. Bacow | For | For | Mgmt |
1b | Elect Director Ann E. Berman | For | For | Mgmt |
1c | Elect Director Joseph L. Bower | For | For | Mgmt |
1d | Elect Director Charles M. Diker | For | For | Mgmt |
1e | Elect Director Jacob A. Frenkel | For | For | Mgmt |
1f | Elect Director Paul J. Fribourg | For | For | Mgmt |
1g | Elect Director Walter L. Harris | For | Against | Mgmt |
1h | Elect Director Philip A. Laskawy | For | For | Mgmt |
1i | Elect Director Ken Miller | For | For | Mgmt |
1j | Elect Director Gloria R. Scott | For | For | Mgmt |
1k | Elect Director Andrew H. Tisch | For | For | Mgmt |
1l | Elect Director James S. Tisch | For | For | Mgmt |
1m | Elect Director Jonathan M. Tisch | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
LPL FINANCIAL HOLDINGS INC. | | | | |
| | | | |
Ticker: | LPLA | Security ID: | 50212V100 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard W. Boyce | For | W/hold | Mgmt |
1.2 | Elect Director John J. Brennan | For | For | Mgmt |
1.3 | Elect Director Mark S. Casady | For | For | Mgmt |
1.4 | Elect Director Jeffrey A. Goldstein | For | For | Mgmt |
1.5 | Elect Director James S. Putnam | For | For | Mgmt |
1.6 | Elect Director Anne M. Mulcahy | For | For | Mgmt |
1.7 | Elect Director James S. Riepe | For | For | Mgmt |
1.8 | Elect Director Richard P. Schifter | For | W/hold | Mgmt |
1.9 | Elect Director Jeffrey E. Stiefler | For | For | Mgmt |
1.10 | Elect Director Allen R. Thorpe | For | For | Mgmt |
|
| | | | |
2 | Approve Increase in Size of Board | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Approve Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
| | | | |
M&T BANK CORPORATION | | | | |
| | | | |
Ticker: | MTB | Security ID: | 55261F104 | |
Meeting Date: APR 16, 2013 | Meeting Type: Special | | | |
Record Date: | February 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with | For | For | Mgmt |
| Acquisition | | | |
2 | Approve amendments to the terms of the | For | For | Mgmt |
| Series A Preferred Shares that would | | | |
| serve to reduce the dividend rate on | | | |
| the Series A Preferred Shares from 9% | | | |
| per annum to 6.375% per annum | | | |
3 | Approve amendments to the terms of the | For | For | Mgmt |
| Series C Preferred Shares that would | | | |
| serve to reduce the dividend rate on | | | |
| the Series C Preferred Shares from 9% | | | |
| per annum to 6.375% per annum | | | |
4 | Adjourn Meeting | For | For | Mgmt |
| | | | |
M&T BANK CORPORATION | | | | |
| | | | |
Ticker: | MTB | Security ID: | 55261F104 | |
Meeting Date: APR 16, 2013 | Meeting Type: Annual | | | |
Record Date: | February 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Brent D. Baird | For | For | Mgmt |
1.2 | Elect Director C. Angela Bontempo | For | For | Mgmt |
1.3 | Elect Director Robert T. Brady | For | For | Mgmt |
1.4 | Elect Director T. Jefferson | For | For | Mgmt |
| Cunningham, III | | | |
1.5 | Elect Director Mark J. Czarnecki | For | For | Mgmt |
|
| | | | |
1.6 | Elect Director Gary N. Geisel | For | W/hold | Mgmt |
1.7 | Elect Director John D. Hawke, Jr | For | For | Mgmt |
1.8 | Elect Director Patrick W.E. Hodgson | For | For | Mgmt |
1.9 | Elect Director Richard G. King | For | For | Mgmt |
1.10 | Elect Director Jorge G. Pereira | For | For | Mgmt |
1.11 | Elect Director Michael P. Pinto | For | For | Mgmt |
1.12 | Elect Director Melinda R. Rich | For | For | Mgmt |
1.13 | Elect Director Robert E. Sadler, Jr. | For | For | Mgmt |
1.14 | Elect Director Herbert L. Washington | For | For | Mgmt |
1.15 | Elect Director Robert G. Wilmers | For | For | Mgmt |
2 | Approve Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Mgmt |
5 | Ratify Auditors | For | For | Mgmt |
| | | | |
MACQUARIE INFRASTRUCTURE COMPANY LLC | | | | |
| | | | |
Ticker: | MIC | Security ID: | 55608B105 | |
Meeting Date: MAY 20, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Norman H. Brown, Jr. | For | For | Mgmt |
1.2 | Elect Director George W. Carmany, III | For | For | Mgmt |
1.3 | Elect Director H.E. (Jack) Lentz | For | For | Mgmt |
1.4 | Elect Director Ouma Sananikone | For | For | Mgmt |
1.5 | Elect Director William H. Webb | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
MARATHON PETROLEUM CORPORATION | | | | |
| | | | |
Ticker: | MPC | Security ID: | 56585A102 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Evan Bayh | For | For | Mgmt |
1.2 | Elect Director William L. Davis | For | For | Mgmt |
1.3 | Elect Director Thomas J. Usher | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
| | | | |
MARKEL CORPORATION | | | | |
| | | | |
Ticker: | MKL | Security ID: | 570,535,104 | |
Meeting Date: FEB 26, 2013 | Meeting Type: Special | | | |
Record Date: | January 17, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with | For | For | Mgmt |
| Acquisition | | | |
2 | Other Business | For | Against | Mgmt |
| | | | |
MARKEL CORPORATION | | | | |
| | | | |
Ticker: | MKL | Security ID: | 570,535,104 | |
Meeting Date: MAY 13, 2013 | Meeting Type: Annual | | | |
Record Date: | March 7, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director J. Alfred Broaddus, Jr. | For | For | Mgmt |
1b | Elect Director Douglas C. Eby | For | For | Mgmt |
1c | Elect Director Stewart M. Kasen | For | For | Mgmt |
1d | Elect Director Alan I. Kirshner | For | For | Mgmt |
1e | Elect Director Lemuel E. Lewis | For | For | Mgmt |
1f | Elect Director Darrell D. Martin | For | Against | Mgmt |
1g | Elect Director Anthony F. Markel | For | For | Mgmt |
1h | Elect Director Steven A. Markel | For | For | Mgmt |
1i | Elect Director Jay M. Weinberg | For | For | Mgmt |
|
| | | | |
1j | Elect Director Debora J. Wilson | For | For | Mgmt |
1k | Elect Director K. Bruce Connell | For | For | Mgmt |
1l | Elect Director Michael O'Reilly | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
| | | | |
MARSH & MCLENNAN COMPANIES, INC. | | | | |
| | | | |
Ticker: | MMC | Security ID: | 571,748,102 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Zachary W. Carter | For | For | Mgmt |
1b | Elect Director Oscar Fanjul | For | For | Mgmt |
1c | Elect Director Daniel S. Glaser | For | For | Mgmt |
1d | Elect Director H. Edward Hanway | For | For | Mgmt |
1e | Elect Director Lord Lang | For | For | Mgmt |
1f | Elect Director Elaine La Roche | For | For | Mgmt |
1g | Elect Director Steven A. Mills | For | For | Mgmt |
1h | Elect Director Bruce P. Nolop | For | For | Mgmt |
1i | Elect Director Marc D. Oken | For | For | Mgmt |
1j | Elect Director Morton O. Schapiro | For | For | Mgmt |
1k | Elect Director Adele Simmons | For | For | Mgmt |
1l | Elect Director Lloyd M. Yates | For | For | Mgmt |
1m | Elect Director R. David Yost | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
MARTIN MARIETTA MATERIALS, INC. | | | | |
| | | | |
Ticker: | MLM | Security ID: | 573,284,106 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director C. Howard Nye | For | For | Mgmt |
|
| | | | |
1.2 | Elect Director Laree E. Perez | For | For | Mgmt |
1.3 | Elect Director Dennis L. Rediker | For | For | Mgmt |
2 | Adopt Majority Voting for Uncontested | For | For | Mgmt |
| Election of Directors | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
MCGRAW HILL FINANCIAL INC. | | | | |
| | | | |
Ticker: | MHP | Security ID: | 580,645,109 | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pedro Aspe | For | For | Mgmt |
1.2 | Elect Director Winfried Bischoff | For | For | Mgmt |
1.3 | Elect Director William D. Green | For | For | Mgmt |
1.4 | Elect Director Charles E. Haldeman, Jr. For | For | Mgmt | |
1.5 | Elect Director Linda Koch Lorimer | For | For | Mgmt |
1.6 | Elect Director Harold McGraw, III | For | For | Mgmt |
1.7 | Elect Director Robert P. McGraw | For | For | Mgmt |
1.8 | Elect Director Hilda Ochoa-Brillembourg For | For | Mgmt | |
1.9 | Elect Director Michael Rake | For | For | Mgmt |
1.10 | Elect Director Edward B. Rust, Jr. | For | For | Mgmt |
1.11 | Elect Director Kurt L. Schmoke | For | For | Mgmt |
1.12 | Elect Director Sidney Taurel | For | For | Mgmt |
1.13 | Elect Director Richard E. Thornburgh | For | For | Mgmt |
2 | Change Company Name | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
5 | Provide Right to Act by Written Consent Against | For | Shldr | |
| | | | |
MEAD JOHNSON NUTRITION COMPANY | | | | |
| | | | |
Ticker: | MJN | Security ID: | 582,839,106 | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Steven M. Altschuler | For | For | Mgmt |
1b | Elect Director Howard B. Bernick | For | For | Mgmt |
1c | Elect Director Kimberly A. Casiano | For | For | Mgmt |
1d | Elect Director Anna C. Catalano | For | For | Mgmt |
1e | Elect Director Celeste A. Clark | For | For | Mgmt |
1f | Elect Director James M. Cornelius | For | For | Mgmt |
1g | Elect Director Stephen W. Golsby | For | For | Mgmt |
1h | Elect Director Peter Kasper Jakobsen | For | For | Mgmt |
1i | Elect Director Peter G. Ratcliffe | For | For | Mgmt |
1j | Elect Director Elliott Sigal | For | For | Mgmt |
1k | Elect Director Robert S. Singer | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
MICROCHIP TECHNOLOGY INCORPORATED | | | | |
| | | | |
Ticker: | MCHP | Security ID: | 595,017,104 | |
Meeting Date: AUG 17, 2012 | Meeting Type: Annual | | | |
Record Date: | June 22, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steve Sanghi | For | For | Mgmt |
1.2 | Elect Director Albert J. Hugo-Martinez | For | For | Mgmt |
1.3 | Elect Director L.B. Day | For | For | Mgmt |
1.4 | Elect Director Matthew W. Chapman | For | For | Mgmt |
1.5 | Elect Director Wade F. Meyercord | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Approve Conversion of Securities | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
MOHAWK INDUSTRIES, INC. | | | | |
| | | | |
Ticker: | MHK | Security ID: | 608,190,104 | |
|
| | | | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John F. Fiedler | For | For | Mgmt |
1.2 | Elect Director W. Christopher Wellborn | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
MOLSON COORS BREWING COMPANY | | | | |
| | | | |
Ticker: | TAP | Security ID: | 60871R209 | |
Meeting Date: MAY 29, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Roger Eaton | For | For | Mgmt |
1.2 | Elect Director Charles M. Herington | For | For | Mgmt |
1.3 | Elect Director H. Sanford Riley | For | For | Mgmt |
2 | Amend Certificate of Incorporation to | For | For | Mgmt |
| Provide that Holders of Class A and | | | |
| Class B Common Stock shall Vote | | | |
| Together as a Single Class, on an | | | |
| Advisory Basis, to Approve Compensation | | | |
| | | | |
MOODY'S CORPORATION | | | | |
| | | | |
Ticker: | MCO | Security ID: | 615,369,105 | |
Meeting Date: APR 16, 2013 | Meeting Type: Annual | | | |
Record Date: | February 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Basil L. Anderson | For | For | Mgmt |
1.2 | Elect Director Darrell Duffie | For | For | Mgmt |
1.3 | Elect Director Raymond W. McDaniel, Jr. | For | For | Mgmt |
|
| | | | |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Amend Non-Employee Director Omnibus | For | For | Mgmt |
| Stock Plan | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
5 | Ratify Auditors | For | For | Mgmt |
6 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
MOTOROLA SOLUTIONS, INC. | | | | |
| | | | |
Ticker: | MSI | Security ID: | 620,076,307 | |
Meeting Date: MAY 06, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Gregory Q. Brown | For | For | Mgmt |
1b | Elect Director William J. Bratton | For | Against | Mgmt |
1c | Elect Director Kenneth C. Dahlberg | For | Against | Mgmt |
1d | Elect Director David W. Dorman | For | Against | Mgmt |
1e | Elect Director Michael V. Hayden | For | For | Mgmt |
1f | Elect Director Judy C. Lewent | For | For | Mgmt |
1g | Elect Director Anne R. Pramaggiore | For | For | Mgmt |
1h | Elect Director Samuel C. Scott, III | For | For | Mgmt |
1i | Elect Director Bradley E. Singer | For | For | Mgmt |
1j | Elect Director John A. White | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Encourage Suppliers to Produce | Against | Against | Shldr |
| Sustainability Reports | | | |
5 | Report on Political Contributions | Against | For | Shldr |
| | | | |
NABORS INDUSTRIES LTD. | | | | |
| | | | |
Ticker: | NBR | Security ID: | G6359F103 | |
Meeting Date: JUN 04, 2013 | Meeting Type: Annual | | | |
Record Date: | April 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1.1 | Elect Director James R. Crane | For | W/hold | Mgmt |
1.2 | Elect Director Michael C. Linn | For | W/hold | Mgmt |
1.3 | Elect Director John V. Lombardi | For | W/hold | Mgmt |
1.4 | Elect Director Howard Wolf | For | For | Mgmt |
1.5 | Elect Director John Yearwood | For | W/hold | Mgmt |
2 | Approve Pricewaterhouse Coopers LLP as | For | For | Mgmt |
| Auditor and Authorize Board to Fix | | | |
| Their Renumeration | | | |
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Approve Omnibus Stock Plan | For | Against | Mgmt |
5 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
6 | Require Shldr Approval of | Against | For | Shldr |
| Specific Performance Metrics in Equity | | | |
| Compensation Plans | | | |
7 | Require Independent Board Chairman | Against | For | Shldr |
8 | Stock Retention/Holding Period | Against | For | Shldr |
9 | Submit Severance Agreement | Against | For | Shldr |
| (Change-in-Control) to Shldr Vote | | | |
10 | Adopt Proxy Access Right | Against | For | Shldr |
| | | | |
NATIONAL FUEL GAS COMPANY | | | | |
| | | | |
Ticker: | NFG | Security ID: | 636,180,101 | |
Meeting Date: MAR 07, 2013 | Meeting Type: Annual | | | |
Record Date: | January 7, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David C. Carroll | For | For | Mgmt |
1.2 | Elect Director Craig G. Matthews | For | For | Mgmt |
1.3 | Elect Director David F. Smith | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
O'REILLY AUTOMOTIVE, INC. | | | | |
| | | | |
Ticker: | ORLY | Security ID: | 67103H107 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | February 28, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Larry O'Reilly | For | For | Mgmt |
1b | Elect Director Rosalie O'Reilly-Wooten | For | For | Mgmt |
1c | Elect Director Thomas T. Hendrickson | For | For | Mgmt |
2 | Declassify the Board of Directors | For | For | Mgmt |
3 | Provide Right to Call Special Meeting | For | For | Mgmt |
4 | Amend Articles of Incorporation to | For | For | Mgmt |
| Eliminate Unnecessary and Outdated | | | |
| Provisions and to Make Minor Revisions | | | |
| to Conform to Current State Laws and | | | |
| Clarify | | | |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
6 | Ratify Auditors | For | For | Mgmt |
| | | | |
ONEX CORPORATION | | | | |
| | | | |
Ticker: | OCX | Security ID: | 68272K103 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual/Special | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Ratify PricewaterhouseCoopers LLP as | For | For | Mgmt |
| Auditors | | | |
2 | Authorize Board to Fix Remuneration of | For | For | Mgmt |
| Auditors | | | |
3.1 | Elect Director William A. Etherington | For | For | Mgmt |
3.2 | Elect Director Peter C. Godsoe | For | For | Mgmt |
3.3 | Elect Director Serge Gouin | For | For | Mgmt |
3.4 | Elect Director Arni C. Thorsteinson | For | For | Mgmt |
4 | Amend Stock Option Plan | For | Against | Mgmt |
| | | | |
QUEST DIAGNOSTICS INCORPORATED | | | | |
| | | | |
Ticker: | DGX | Security ID: | 74834L100 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John C. Baldwin | For | For | Mgmt |
1.2 | Elect Director Gary M. Pfeiffer | For | For | Mgmt |
1.3 | Elect Director Stephen H. Rusckowski | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Declassify the Board of Directors | For | For | Mgmt |
4 | Eliminate Class of Preferred Stock | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
6 | Reduce Supermajority Vote Requirement | None | For | Shldr |
7 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
| | | | |
SBA COMMUNICATIONS CORPORATION | | | | |
| | | | |
Ticker: | SBAC | Security ID: | 78388J106 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kevin L. Beebe | For | For | Mgmt |
1.2 | Elect Director Jack Langer | For | For | Mgmt |
1.3 | Elect Director Jeffrey A. Stoops | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
SENSATA TECHNOLOGIES HOLDING N.V. | | | | |
| | | | |
Ticker: | 9ST | Security ID: | N7902X106 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | April 24, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Thomas Wroe, Jr. as Director | For | For | Mgmt |
|
| | | | |
1.2 | Elect Martha Sullivan as Director | For | For | Mgmt |
1.3 | Elect Lewis B. Campbell as Director | For | For | Mgmt |
1.4 | Elect Paul Edgerley as Director | For | For | Mgmt |
1.5 | Elect Michael J. Jacobson as Director | For | For | Mgmt |
1.6 | Elect John Lewis as Director | For | For | Mgmt |
1.7 | Elect Charles W. Peffer as Director | For | For | Mgmt |
1.8 | Elect Kirk P. Pond as Director | For | For | Mgmt |
1.9 | Elect Michael Ward as Director | For | For | Mgmt |
1.10 | Elect Stephen Zide as Director | For | For | Mgmt |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Mgmt |
3 | Approve Financial Statements and | For | For | Mgmt |
| Statutory Reports for Fiscal Year 2012 | | | |
4 | Approve Discharge of Board | For | For | Mgmt |
5 | Approve Remuneration of Supervisory | For | Against | Mgmt |
| Board | | | |
6 | Grant Board Authority to Repurchase | For | For | Mgmt |
| Shares | | | |
7 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
SLM CORPORATION | | | | |
| | | | |
Ticker: | SLM | Security ID: | 78442P106 | |
Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | | |
Record Date: | April 2, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Ann Torre Bates | For | For | Mgmt |
1b | Elect Director W.M. Diefenderfer III | For | For | Mgmt |
1c | Elect Director Diane Suitt Gilleland | For | For | Mgmt |
1d | Elect Director Earl A. Goode | For | For | Mgmt |
1e | Elect Director Ronald F. Hunt | For | For | Mgmt |
1f | Elect Director Albert L. Lord | For | For | Mgmt |
1g | Elect Director Barry A. Munitz | For | For | Mgmt |
1h | Elect Director Howard H. Newman | For | For | Mgmt |
1i | Elect Director Frank C. Puleo | For | For | Mgmt |
1j | Elect Director Wolfgang Schoellkopf | For | For | Mgmt |
1k | Elect Director Steven L. Shapiro | For | For | Mgmt |
1l | Elect Director Anthony P. Terracciano | For | For | Mgmt |
1m | Elect Director Barry L. Williams | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Lobbying Payments and Policy | Against | For | Shldr |
|
| | | | |
| | | | |
STARZ | | | | |
| | | | |
Ticker: | STRZA | Security ID: | 85571Q102 | |
Meeting Date: JUN 06, 2013 | Meeting Type: Annual | | | |
Record Date: | April 17, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gregory B. Maffei | For | W/hold | Mgmt |
1.2 | Elect Director Irving L. Azoff | For | For | Mgmt |
1.3 | Elect Director Susan M. Lyne | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Mgmt |
4 | Amend Charter to Recapitalize the | For | For | Mgmt |
| Company by Deleting Provisions | | | |
| Relating to the Company's Capital and | | | |
| Starz Tracking Stock Groups | | | |
5 | Authorize a New Class of Common Stock | For | For | Mgmt |
6 | Reclassify Each Share of Each Series | For | For | Mgmt |
| of the Company's Existing Liberty | | | |
| Capital Common Stock Into One Share of | | | |
| the Corresponding Series of the | | | |
| Company's Common Stock | | | |
7 | Amend Charter to Make Certain | For | For | Mgmt |
| Conforming Changes that Will be | | | |
| Necessary as a Result of the Charter | | | |
| Proposals | | | |
8 | Ratify Auditors | For | For | Mgmt |
| | | | |
THE ADT CORPORATION | | | | |
| | | | |
Ticker: | ADT | Security ID: | 00101J106 | |
Meeting Date: MAR 14, 2013 | Meeting Type: Annual | | | |
Record Date: | January 16, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas Colligan | For | For | Mgmt |
1.2 | Elect Director Timothy Donahue | For | For | Mgmt |
|
| | | | |
1.3 | Elect Director Robert Dutkowsky | For | For | Mgmt |
1.4 | Elect Director Bruce Gordon | For | For | Mgmt |
1.5 | Elect Director Naren Gursahaney | For | For | Mgmt |
1.6 | Elect Director Bridgette Heller | For | For | Mgmt |
1.7 | Elect Director Kathleen Hyle | For | For | Mgmt |
1.8 | Elect Director Keith Meister | For | For | Mgmt |
1.9 | Elect Director Dinesh Paliwal | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Mgmt |
| | | | |
THE CHARLES SCHWAB CORPORATION | | | | |
| | | | |
Ticker: | SCHW | Security ID: | 808,513,105 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Stephen A. Ellis | For | For | Mgmt |
1b | Elect Director Arun Sarin | For | For | Mgmt |
1c | Elect Director Charles R. Schwab | For | For | Mgmt |
1d | Elect Director Paula A. Sneed | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
5 | Report on Political Contributions | Against | For | Shldr |
6 | Adopt Proxy Access Right | Against | For | Shldr |
| | | | |
THE CLOROX COMPANY | | | | |
| | | | |
Ticker: | CLX | Security ID: | 189,054,109 | |
Meeting Date: NOV 14, 2012 | Meeting Type: Annual | | | |
Record Date: | September 18, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel Boggan, Jr. | For | For | Mgmt |
|
| | | | |
1.2 | Elect Director Richard H. Carmona | For | For | Mgmt |
1.3 | Elect Director Tully M. Friedman | For | For | Mgmt |
1.4 | Elect Director George J. Harad | For | For | Mgmt |
1.5 | Elect Director Donald R. Knauss | For | For | Mgmt |
1.6 | Elect Director Robert W. Matschullat | For | For | Mgmt |
1.7 | Elect Director Edward A. Mueller | For | For | Mgmt |
1.8 | Elect Director Pamela Thomas-Graham | For | For | Mgmt |
1.9 | Elect Director Carolyn M. Ticknor | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
THE HOWARD HUGHES CORPORATION | | | | |
| | | | |
Ticker: | HHC | Security ID: | 44267D107 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William A. Ackman | For | For | Mgmt |
1.2 | Elect Director Adam Flatto | For | For | Mgmt |
1.3 | Elect Director Jeffrey Furber | For | For | Mgmt |
1.4 | Elect Director Gary Krow | For | For | Mgmt |
1.5 | Elect Director Allen Model | For | For | Mgmt |
1.6 | Elect Director R. Scot Sellers | For | For | Mgmt |
1.7 | Elect Director Steven Shepsman | For | For | Mgmt |
1.8 | Elect Director Burton M. Tansky | For | For | Mgmt |
1.9 | Elect Director Mary Ann Tighe | For | For | Mgmt |
1.10 | Elect Director David R. Weinreb | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
THE PROGRESSIVE CORPORATION | | | | |
| | | | |
Ticker: | PGR | Security ID: | 743,315,103 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lawton W. Fitt | For | For | Mgmt |
1.2 | Elect Director Jeffrey D. Kelly | For | For | Mgmt |
1.3 | Elect Director Peter B. Lewis | For | For | Mgmt |
1.4 | Elect Director Patrick H. Nettles | For | For | Mgmt |
1.5 | Elect Director Glenn M. Renwick | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
THE TJX COMPANIES, INC. | | | | |
| | | | |
Ticker: | TJX | Security ID: | 872,540,109 | |
Meeting Date: JUN 11, 2013 | Meeting Type: Annual | | | |
Record Date: | April 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Zein Abdalla | For | For | Mgmt |
1.2 | Elect Director Jose B. Alvarez | For | For | Mgmt |
1.3 | Elect Director Alan M. Bennett | For | For | Mgmt |
1.4 | Elect Director Bernard Cammarata | For | For | Mgmt |
1.5 | Elect Director David T. Ching | For | For | Mgmt |
1.6 | Elect Director Michael F. Hines | For | For | Mgmt |
1.7 | Elect Director Amy B. Lane | For | For | Mgmt |
1.8 | Elect Director Dawn G. Lepore | For | For | Mgmt |
1.9 | Elect Director Carol Meyrowitz | For | For | Mgmt |
1.10 | Elect Director John F. O'Brien | For | For | Mgmt |
1.11 | Elect Director Willow B. Shire | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
THE WILLIAMS COMPANIES, INC. | | | | |
| | | | |
Ticker: | WMB | Security ID: | 969,457,100 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan S. Armstrong | For | For | Mgmt |
1.2 | Elect Director Joseph R. Cleveland | For | For | Mgmt |
1.3 | Elect Director Kathleen B. Cooper | For | For | Mgmt |
1.4 | Elect Director John A. Hagg | For | For | Mgmt |
1.5 | Elect Director Juanita H. Hinshaw | For | For | Mgmt |
1.6 | Elect Director Ralph Izzo | For | For | Mgmt |
1.7 | Elect Director Frank T. MacInnis | For | For | Mgmt |
1.8 | Elect Director Steven W. Nance | For | For | Mgmt |
1.9 | Elect Director Murray D. Smith | For | For | Mgmt |
1.10 | Elect Director Janice D. Stoney | For | For | Mgmt |
1.11 | Elect Director Laura A. Sugg | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
TYCO INTERNATIONAL LTD. | | | | |
| | | | |
Ticker: | TYC | Security ID: | H89128104 | |
Meeting Date: SEP 14, 2012 | Meeting Type: Special | | | |
Record Date: | July 23, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Special Dividends | For | For | Mgmt |
2 | Approve Special Dividends | For | For | Mgmt |
3.1 | Elect George R. Oliver as Director | For | For | Mgmt |
3.2 | Elect Frank M. Drendel as Director | For | For | Mgmt |
4 | Approve Dividends | For | For | Mgmt |
5 | Approve Omnibus Stock Plan | For | For | Mgmt |
| | | | |
TYCO INTERNATIONAL LTD. | | | | |
| | | | |
Ticker: | TYC | Security ID: | H89128104 | |
Meeting Date: MAR 06, 2013 | Meeting Type: Annual | | | |
Record Date: | January 7, 2013 | | | |
| | | | |
|
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and | For | For | Mgmt |
| Statutory Reports | | | |
2 | Approve Discharge of Board and Senior | For | For | Mgmt |
| Mgmt | | | |
3.1 | Elect Director Edward D. Breen | For | For | Mgmt |
3.2 | Elect Director Michael E. Daniels | For | For | Mgmt |
3.3 | Elect Director Frank M. Drendel | For | For | Mgmt |
3.4 | Elect Director Brian Duperreault | For | For | Mgmt |
3.5 | Elect Director Rajiv L. Gupta | For | For | Mgmt |
3.6 | Elect Director John A. Krol | For | For | Mgmt |
3.7 | Elect Director George R. Oliver | For | For | Mgmt |
3.8 | Elect Director Brendan R. O'Neill | For | For | Mgmt |
3.9 | Elect Director Sandra S. Wijnberg | For | For | Mgmt |
3.10 | Elect Director R. David Yost | For | For | Mgmt |
4a | Ratify Deloitte AG as Auditors | For | For | Mgmt |
4b | Appoint Deloitte & Touche LLP as | For | For | Mgmt |
| Independent Registered Public | | | |
| Accounting Firm for Fiscal 2012/2013 | | | |
4c | Ratify PricewaterhouseCoopers AG as | For | For | Mgmt |
| Special Auditors | | | |
5a | Approve Allocation of Income | For | For | Mgmt |
5b | Approve Ordinary Cash Dividend | For | For | Mgmt |
6 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
7 | Renew Authorized Capital | For | For | Mgmt |
8 | Approve Reduction in Share Capital | For | For | Mgmt |
| | | | |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. | | | | |
| | | | |
Ticker: | VRX | Security ID: | 91911K102 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | April 3, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Ronald H. Farmer | For | For | Mgmt |
1b | Elect Director Robert A. Ingram | For | For | Mgmt |
1c | Elect Director Theo Melas-Kyriazi | For | For | Mgmt |
1d | Elect Director G. Mason Morfit | For | For | Mgmt |
1e | Elect Director Laurence E. Paul | For | For | Mgmt |
1f | Elect Director J. Michael Pearson | For | For | Mgmt |
1g | Elect Director Robert N. Power | For | For | Mgmt |
1h | Elect Director Norma A. Provencio | For | For | Mgmt |
|
| | | | |
1i | Elect Director Howard B. Schiller | For | For | Mgmt |
1j | Elect Director Lloyd M. Segal | For | For | Mgmt |
1k | Elect Director Katharine B. Stevenson | For | For | Mgmt |
2 | Advisory Vote on Executive | For | For | Mgmt |
| Compensation Approach | | | |
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Mgmt |
| Auditors | | | |
4 | Approve Continuance of Company [CBCA | For | For | Mgmt |
| to BCBCA] | | | |
| | | | |
VERISIGN, INC. | | | | |
| | | | |
Ticker: | VRSN | Security ID: | 92343E102 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director D. James Bidzos | For | For | Mgmt |
1.2 | Elect Director William L. Chenevich | For | For | Mgmt |
1.3 | Elect Director Kathleen A. Cote | For | For | Mgmt |
1.4 | Elect Director Roger H. Moore | For | For | Mgmt |
1.5 | Elect Director John D. Roach | For | For | Mgmt |
1.6 | Elect Director Louis A. Simpson | For | For | Mgmt |
1.7 | Elect Director Timothy Tomlinson | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
VORNADO REALTY TRUST | | | | |
| | | | |
Ticker: | VNO | Security ID: | 929,042,109 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Candace K. Beinecke | For | W/hold | Mgmt |
1.2 | Elect Director Robert P. Kogod | For | W/hold | Mgmt |
1.3 | Elect Director David Mandelbaum | For | W/hold | Mgmt |
1.4 | Elect Director Richard R. West | For | W/hold | Mgmt |
|
| | | | |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require a Majority Vote for the | Against | For | Shldr |
| Election of Directors | | | |
5 | Require Independent Board Chairman | Against | For | Shldr |
6 | Declassify the Board of Directors | Against | For | Shldr |
| | | | |
W.W. GRAINGER, INC. | | | | |
| | | | |
Ticker: | GWW | Security ID: | 384,802,104 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Brian P. Anderson | For | For | Mgmt |
1.2 | Elect Director V. Ann Hailey | For | For | Mgmt |
1.3 | Elect Director William K. Hall | For | For | Mgmt |
1.4 | Elect Director Stuart L. Levenick | For | For | Mgmt |
1.5 | Elect Director John W. McCarter, Jr. | For | For | Mgmt |
1.6 | Elect Director Neil S. Novich | For | For | Mgmt |
1.7 | Elect Director Michael J. Roberts | For | For | Mgmt |
1.8 | Elect Director Gary L. Rogers | For | For | Mgmt |
1.9 | Elect Director James T. Ryan | For | For | Mgmt |
1.10 | Elect Director E. Scott Santi | For | For | Mgmt |
1.11 | Elect Director James D. Slavik | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
WHITE MOUNTAINS INSURANCE GROUP, LTD. | | | | |
| | | | |
Ticker: | WTM | Security ID: | G9618E107 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Morgan W. Davis as Director | For | For | Mgmt |
|
| | | | |
1.2 | Elect Edith E. Holiday as Director | For | For | Mgmt |
1.3 | Elect Lowndes A. Smith as Director | For | For | Mgmt |
2.1 | Elect Jeffrey Davis as Director for | For | For | Mgmt |
| Sirius International Insurance | | | |
| Corporation | | | |
2.2 | Elect Lars Ek as Director for Sirius | For | For | Mgmt |
| International Insurance Corporation | | | |
2.3 | Elect Brian E. Kensil as Director for | For | For | Mgmt |
| Sirius International Insurance | | | |
| Corporation | | | |
2.4 | Elect Jan Onselius as Director for | For | For | Mgmt |
| Sirius International Insurance | | | |
| Corporation | | | |
2.5 | Elect Goran A. Thorstensson as | For | For | Mgmt |
| Director for Sirius International | | | |
| Insurance Corporation | | | |
2.6 | Elect Allan L. Waters as Director for | For | For | Mgmt |
| Sirius International Insurance | | | |
| Corporation | | | |
3.1 | Elect Sheila E. Nicoll as Director for | For | For | Mgmt |
| HG Re Ltd. | | | |
3.2 | Elect Kevin Pearson as Director for HG | For | For | Mgmt |
| Re Ltd. | | | |
3.3 | Elect Warren J. Trace as Director for | For | For | Mgmt |
| HG Re Ltd. | | | |
3.4 | Elect Allan L. Waters as Director for | For | For | Mgmt |
| HG Re Ltd. | | | |
4.1 | Elect Jennifer L. Pitts as Director | For | For | Mgmt |
| for White Mountains Life Reinsurance | | | |
| (Bermuda) Ltd. | | | |
4.2 | Elect Christine H. Repasy as Director | For | For | Mgmt |
| for White Mountains Life Reinsurance | | | |
| (Bermuda) Ltd. | | | |
4.3 | Elect Warren J. Trace as Director for | For | For | Mgmt |
| White Mountains Life Reinsurance | | | |
| (Bermuda) Ltd. | | | |
4.4 | Elect Allan L. Waters as Director for | For | For | Mgmt |
| White Mountains Life Reinsurance | | | |
| (Bermuda) Ltd. | | | |
5.1 | Elect Christine H. Repasy as Director | For | For | Mgmt |
| for White Shoals Re Ltd. | | | |
5.2 | Elect Warren J. Trace as Director for | For | For | Mgmt |
| White Shoals Re Ltd. | | | |
5.3 | Elect Allan L. Waters as Director for | For | For | Mgmt |
| White Shoals Re Ltd. | | | |
6.1 | Elect Christine H. Repasy as Director | For | For | Mgmt |
| for Star Re Ltd. | | | |
6.2 | Elect Goran A. Thorstensson as | For | For | Mgmt |
| Director for Star Re Ltd. | | | |
6.3 | Elect Warren J. Trace as Director for | For | For | Mgmt |
|
| | | | |
| Star Re Ltd. | | | |
6.4 | Elect Allan L. Waters as Director for | For | For | Mgmt |
| Star Re Ltd. | | | |
7.1 | Elect Michael Dashfield as Director of | For | For | Mgmt |
| Sirius Capital Ltd. | | | |
7.2 | Elect Lars Ek as Director of Sirius | For | For | Mgmt |
| Capital Ltd. | | | |
7.3 | Elect Goran A. Thorstensson as | For | For | Mgmt |
| Director of Sirius Capital Ltd. | | | |
7.4 | Elect Allan L. Waters as Director of | For | For | Mgmt |
| Sirius Capital Ltd. | | | |
8.1 | Elect Paul J. Brehm as Director of | For | For | Mgmt |
| Split Rock Insurance, Ltd. | | | |
8.2 | Elect Sarah A. Kolar as Director of | For | For | Mgmt |
| Split Rock Insurance, Ltd. | | | |
8.3 | Elect Sheila E. Nicoll as Director of | For | For | Mgmt |
| Split Rock Insurance, Ltd. | | | |
8.4 | Elect John C. Treacy as Director of | For | For | Mgmt |
| Split Rock Insurance, Ltd. | | | |
9.1 | Elect Raymond Barrette as Director for | For | For | Mgmt |
| Any New Designated Subsidiary | | | |
9.2 | Elect David T. Foy as Director for Any | For | For | Mgmt |
| New Designated Subsidiary | | | |
9.3 | Elect Jennifer L. Pitts as Director | For | For | Mgmt |
| for Any New Designated Subsidiary | | | |
9.4 | Elect Warren J. Trace as Director for | For | For | Mgmt |
| Any New Designated Subsidiary | | | |
10 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
11 | Amend Omnibus Stock Plan | For | Against | Mgmt |
12 | Ratify PricewaterhouseCoopers LLP as | For | For | Mgmt |
| Auditors | | | |
| | | | |
WYNN RESORTS, LIMITED | | | | |
| | | | |
Ticker: | WYNN | Security ID: | 983,134,107 | |
Meeting Date: NOV 02, 2012 | Meeting Type: Annual | | | |
Record Date: | September 12, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Linda Chen | For | For | Mgmt |
1.2 | Elect Director Marc D. Schorr | For | For | Mgmt |
1.3 | Elect Director J. Edward (Ted) Virtue | For | For | Mgmt |
1.4 | Elect Director Elaine P. Wynn | For | For | Mgmt |
|
| | | | |
2 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
WYNN RESORTS, LIMITED | | | | |
| | | | |
Ticker: | WYNN | Security ID: | 983,134,107 | |
Meeting Date: FEB 22, 2013 | Meeting Type: Special | | | |
Record Date: | January 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Remove Director Kazuo Okada | For | For | Mgmt |
2 | Adjourn Meeting | For | For | Mgmt |
| | | | |
WYNN RESORTS, LIMITED | | | | |
| | | | |
Ticker: | WYNN | Security ID: | 983,134,107 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 13, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ray R. Irani | For | W/hold | Mgmt |
1.2 | Elect Director Alvin V. Shoemaker | For | W/hold | Mgmt |
1.3 | Elect Director D. Boone Wayson | For | W/hold | Mgmt |
1.4 | Elect Director Stephen A. Wynn | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
Principal Variable Contracts Funds, Inc. - Money Market Account
Sub-Advisor: Principal Global Investors, LLC
Vote Summary Report
July 1, 2012 - June 30, 2013
|
| | | | | | | |
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Proponent | Voted |
|
| |
7/1/2012 - 6/30/2013 | No proxies were voted during this time period |
|
| | | | |
Principal Variable Contracts Funds, Inc. -- Principal Capital Appreciation Account |
| | | | |
ABBOTT LABORATORIES | |
| | | | |
Ticker: | ABT | Security ID: | 2,824,100 | |
Meeting Date: APR 26, 2013 | Meeting Type: Annual | | | |
Record Date: | February 27, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert J. Alpern | For | For | Mgmt |
1.2 | Elect Director Roxanne S. Austin | For | For | Mgmt |
1.3 | Elect Director Sally E. Blount | For | For | Mgmt |
1.4 | Elect Director W. James Farrell | For | For | Mgmt |
1.5 | Elect Director Edward M. Liddy | For | For | Mgmt |
1.6 | Elect Director Nancy McKinstry | For | For | Mgmt |
1.7 | Elect Director Phebe N. Novakovic | For | For | Mgmt |
1.8 | Elect Director William A. Osborn | For | For | Mgmt |
1.9 | Elect Director Samuel C. Scott, III | For | For | Mgmt |
1.10 | Elect Director Glenn F. Tilton | For | For | Mgmt |
1.11 | Elect Director Miles D. White | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Label and Eliminate GMO Ingredients in | Against | Against | Shldr |
| Products | | | |
5 | Report on Lobbying Payments and Policy | Against | For | Shldr |
6 | Require Independent Board Chairman | Against | Against | Shldr |
7 | Stock Retention/Holding Period | Against | For | Shldr |
8 | Cease Compliance Adjustments to | Against | For | Shldr |
| Performance Criteria | | | |
9 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
| | | | |
ABBVIE INC. | | | | |
| | | | |
Ticker: | ABBV | Security ID: | 00287Y109 | |
Meeting Date: MAY 06, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William H.L. Burnside | For | For | Mgmt |
1.2 | Elect Director Edward J. Rapp | For | For | Mgmt |
1.3 | Elect Director Roy S. Roberts | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Mgmt |
5 | Approve Omnibus Stock Plan | For | For | Mgmt |
| | | | |
ACE LIMITED | | | | |
| | | | |
Ticker: | ACE | Security ID: | H0023R105 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Robert M. Hernandez as Director | For | For | Mgmt |
1.2 | Elect Peter Menikoff as Director | For | For | Mgmt |
1.3 | Elect Robert Ripp as Director | For | For | Mgmt |
1.4 | Elect Theodore E. Shasta as Director | For | For | Mgmt |
2 | Declassify the Board of Directors | For | For | Mgmt |
3.1 | Approve Annual Report | For | For | Mgmt |
3.2 | Accept Statutory Financial Statements | For | For | Mgmt |
3.3 | Accept Consolidated Financial | For | For | Mgmt |
| Statements | | | |
4 | Approve Allocation of Income and | For | For | Mgmt |
| Dividends | | | |
5 | Approve Discharge of Board and Senior | For | For | Mgmt |
| Mgmt | | | |
6.1 | Ratify PricewaterhouseCoopers AG as | For | For | Mgmt |
| Auditors | | | |
6.2 | Ratify PricewaterhouseCoopers LLP as | For | For | Mgmt |
| Independent Registered Public | | | |
| Accounting Firm as Auditors | | | |
6.3 | Ratify BDO AG as Special Auditors | For | For | Mgmt |
7 | Amend Omnibus Stock Plan | For | For | Mgmt |
8 | Approve Dividend Distribution From | For | For | Mgmt |
| Legal Reserves Through Reduction of | | | |
| Par Value | | | |
9 | Advisory Vote to ratify Named | For | For | Mgmt |
|
| | | | |
| Executive Officers' Compensation | | | |
| | | | |
ACTAVIS, INC. | | | | |
| | | | |
Ticker: | ACT | Security ID: | 00507K103 | |
Meeting Date: MAY 10, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jack Michelson | For | For | Mgmt |
1b | Elect Director Ronald R. Taylor | For | For | Mgmt |
1c | Elect Director Andrew L. Turner | For | For | Mgmt |
1d | Elect Director Paul M. Bisaro | For | For | Mgmt |
1e | Elect Director Christopher W. Bodine | For | For | Mgmt |
1f | Elect Director Michael J. Feldman | For | For | Mgmt |
1g | Elect Director Fred G. Weiss | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Stock Retention | Against | For | Shldr |
| | | | |
ACTUATE CORPORATION | | | | |
| | | | |
Ticker: | BIRT | Security ID: | 00508B102 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peter I. Cittadini | For | For | Mgmt |
1.2 | Elect Director Kenneth E. Marshall | For | For | Mgmt |
1.3 | Elect Director Nicolas C. Nierenberg | For | For | Mgmt |
1.4 | Elect Director Arthur C. Patterson | For | For | Mgmt |
1.5 | Elect Director Steven D. Whiteman | For | For | Mgmt |
1.6 | Elect Director Raymond L. Ocampo Jr. | For | For | Mgmt |
1.7 | Elect Director Timothy B. Yeaton | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
| | | | |
ADOBE SYSTEMS INCORPORATED | | | | |
| | | | |
Ticker: | ADBE | Security ID: | 00724F101 | |
Meeting Date: APR 11, 2013 | Meeting Type: Annual | | | |
Record Date: | February 14, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Amy L. Banse | For | For | Mgmt |
1b | Elect Director Kelly J. Barlow | For | For | Mgmt |
1c | Elect Director Edward W. Barnholt | For | For | Mgmt |
1d | Elect Director Robert K. Burgess | For | For | Mgmt |
1e | Elect Director Frank A. Calderoni | For | For | Mgmt |
1f | Elect Director Michael R. Cannon | For | For | Mgmt |
1g | Elect Director James E. Daley | For | For | Mgmt |
1h | Elect Director Laura B. Desmond | For | For | Mgmt |
1i | Elect Director Charles M. Geschke | For | For | Mgmt |
1j | Elect Director Shantanu Narayen | For | For | Mgmt |
1k | Elect Director Daniel L. Rosensweig | For | For | Mgmt |
1l | Elect Director Robert Sedgewick | For | For | Mgmt |
1m | Elect Director John E. Warnock | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
AGCO CORPORATION | | | | |
| | | | |
Ticker: | AGCO | Security ID: | 1,084,102 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director P. George Benson | For | For | Mgmt |
1.2 | Elect Director Wolfgang Deml | For | For | Mgmt |
1.3 | Elect Director Luiz F. Furlan | For | For | Mgmt |
1.4 | Elect Director George E. Minnich | For | For | Mgmt |
1.5 | Elect Director Martin H. Richenhagen | For | For | Mgmt |
|
| | | | |
1.6 | Elect Director Gerald L. Shaheen | For | For | Mgmt |
1.7 | Elect Director Mallika Srinivasan | For | For | Mgmt |
1.8 | Elect Director Hendrikus Visser | For | For | Mgmt |
2 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
ALASKA AIR GROUP, INC. | | | | |
| | | | |
Ticker: | ALK | Security ID: | 11,659,109 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William S. Ayer | For | For | Mgmt |
1.2 | Elect Director Patricia M. Bedient | For | For | Mgmt |
1.3 | Elect Director Marion C. Blakey | For | For | Mgmt |
1.4 | Elect Director Phyllis J. Campbell | For | For | Mgmt |
1.5 | Elect Director Jessie J. Knight, Jr. | For | For | Mgmt |
1.6 | Elect Director R. Marc Langland | For | For | Mgmt |
1.7 | Elect Director Dennis F. Madsen | For | For | Mgmt |
1.8 | Elect Director Byron I. Mallott | For | For | Mgmt |
1.9 | Elect Director J. Kenneth Thompson | For | For | Mgmt |
1.10 | Elect Director Bradley D. Tilden | For | For | Mgmt |
1.11 | Elect Director Eric K. Yeaman | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
| | | | |
ALEXANDRIA REAL ESTATE EQUITIES, INC. | | | | |
| | | | |
Ticker: | ARE | Security ID: | 15,271,109 | |
Meeting Date: MAY 20, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1.1 | Elect Director Joel S. Marcus | For | For | Mgmt |
1.2 | Elect Director Richard B. Jennings | For | For | Mgmt |
1.3 | Elect Director John L. Atkins, III | For | For | Mgmt |
1.4 | Elect Director Maria C. Freire | For | For | Mgmt |
1.5 | Elect Director Richard H. Klein | For | For | Mgmt |
1.6 | Elect Director James H. Richardson | For | For | Mgmt |
1.7 | Elect Director Martin A. Simonetti | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
ALLERGAN, INC. | | | | |
| | | | |
Ticker: | AGN | Security ID: | 18,490,102 | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
Record Date: | March 6, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director David E.I. Pyott | For | For | Mgmt |
1b | Elect Director Michael R. Gallagher | For | For | Mgmt |
1c | Elect Director Deborah Dunsire | For | For | Mgmt |
1d | Elect Director Dawn Hudson | For | For | Mgmt |
1e | Elect Director Trevor M. Jones | For | For | Mgmt |
1f | Elect Director Louis J. Lavigne, Jr. | For | For | Mgmt |
1g | Elect Director Peter J. McDonnell | For | For | Mgmt |
1h | Elect Director Timothy D. Proctor | For | For | Mgmt |
1i | Elect Director Russell T. Ray | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Provide Right to Call Special Meeting | For | For | Mgmt |
5.1 | Provide Right to Act by Written Consent Against | For | Shldr | |
5.2 | Report on Lobbying Payments and Policy | Against | For | Shldr |
| | | | |
AMAZON.COM, INC. | | | | |
| | | | |
Ticker: | AMZN | Security ID: | 23,135,106 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Jeffrey P. Bezos | For | For | Mgmt |
1b | Elect Director Tom A. Alberg | For | For | Mgmt |
1c | Elect Director John Seely Brown | For | For | Mgmt |
1d | Elect Director William B. Gordon | For | For | Mgmt |
1e | Elect Director Jamie S. Gorelick | For | For | Mgmt |
1f | Elect Director Alain Monie | For | For | Mgmt |
1g | Elect Director Jonathan J. Rubinstein | For | For | Mgmt |
1h | Elect Director Thomas O. Ryder | For | For | Mgmt |
1i | Elect Director Patricia Q. Stonesifer | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Report on Political Contributions | Against | For | Shldr |
| | | | |
AMBASSADORS GROUP, INC. | | | | |
| | | | |
Ticker: | EPAX | Security ID: | 23,177,108 | |
Meeting Date: JUN 05, 2013 | Meeting Type: Annual | | | |
Record Date: | April 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Declassify the Board of Directors | For | For | Mgmt |
2.1 | Elect Director James M. Kalustian | For | For | Mgmt |
2.2 | Elect Director Lisa O'Dell Rapuano | For | For | Mgmt |
2.3 | Elect Director Timothy M. Walsh | For | For | Mgmt |
2.4 | Elect Director Ricardo Lopez Valencia | For | W/hold | Mgmt |
2.5 | Elect Director Debra Dulsky | For | For | Mgmt |
2.6 | Elect Director Daniel G. Byrne | For | For | Mgmt |
2.7 | Elect Director Nilofer Merchant | For | For | Mgmt |
2.8 | Elect Director Peter H. Kamin | For | For | Mgmt |
3.1 | Elect Director Ricardo Lopez Valencia | For | W/hold | Mgmt |
3.2 | Elect Director Debra Dulsky | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Approve Omnibus Stock Plan | For | For | Mgmt |
6 | Ratify Auditors | For | For | Mgmt |
| | | | |
AMERIPRISE FINANCIAL, INC. | | | | |
|
| | | | |
| | | | |
Ticker: | AMP | Security ID: | 03076C106 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James M. Cracchiolo | For | For | Mgmt |
1b | Elect Director Lon R. Greenberg | For | For | Mgmt |
1c | Elect Director Warren D. Knowlton | For | For | Mgmt |
1d | Elect Director W. Walker Lewis | For | For | Mgmt |
1e | Elect Director Siri S. Marshall | For | For | Mgmt |
1f | Elect Director Jeffery Noddle | For | For | Mgmt |
1g | Elect Director H. Jay Sarles | For | For | Mgmt |
1h | Elect Director Robert F. Sharpe, Jr. | For | For | Mgmt |
1i | Elect Director William H. Turner | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
| | | | |
ANNALY CAPITAL MGMT, INC. | | | | |
| | | | |
Ticker: | NLY | Security ID: | 35,710,409 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kevin P. Brady | For | For | Mgmt |
1.2 | Elect Director E. Wayne Nordberg | For | For | Mgmt |
1.3 | Elect Director Kevin G. Keyes | For | For | Mgmt |
1.4 | Elect Director John H. Schaefer | For | For | Mgmt |
2 | Approve Mgmt Externalization | For | For | Mgmt |
| Proposal | | | |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
APACHE CORPORATION | | | | |
|
| | | | |
| | | | |
Ticker: | APA | Security ID: | 37,411,105 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Eugene C. Fiedorek | For | For | Mgmt |
2 | Elect Director Chansoo Joung | For | For | Mgmt |
3 | Elect Director William C. Montgomery | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
6 | Amend Omnibus Stock Plan | For | For | Mgmt |
7 | Declassify the Board of Directors | For | For | Mgmt |
| | | | |
APOGEE ENTERPRISES, INC. | |
| | | | |
Ticker: | APOG | Security ID: | 37,598,109 | |
Meeting Date: JUN 26, 2013 | Meeting Type: Annual | | | |
Record Date: | May 3, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jerome L. Davis | For | For | Mgmt |
1.2 | Elect Director Sara L. Hays | For | For | Mgmt |
1.3 | Elect Director Richard V. Reynolds | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
APPLE INC. | | | | |
| | | | |
Ticker: | AAPL | Security ID: | 37,833,100 | |
Meeting Date: FEB 27, 2013 | Meeting Type: Annual | | | |
Record Date: | January 2, 2013 | | | |
| | | | |
|
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William Campbell | For | For | Mgmt |
1.2 | Elect Director Timothy Cook | For | For | Mgmt |
1.3 | Elect Director Millard Drexler | For | For | Mgmt |
1.4 | Elect Director Al Gore | For | For | Mgmt |
1.5 | Elect Director Robert Iger | For | For | Mgmt |
1.6 | Elect Director Andrea Jung | For | For | Mgmt |
1.7 | Elect Director Arthur Levinson | For | For | Mgmt |
1.8 | Elect Director Ronald Sugar | For | For | Mgmt |
2 | Amend Articles of Incorporation | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
5 | Stock Retention/Holding Period | Against | For | Shldr |
6 | Establish Board Committee on Human | Against | Against | Shldr |
| Rights | | | |
| | | | |
APPLIED MATERIALS, INC. | | | | |
| | | | |
Ticker: | AMAT | Security ID: | 38,222,105 | |
Meeting Date: MAR 05, 2013 | Meeting Type: Annual | | | |
Record Date: | January 9, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Aart J. de Geus | For | For | Mgmt |
1b | Elect Director Stephen R. Forrest | For | For | Mgmt |
1c | Elect Director Thomas J. Iannotti | For | For | Mgmt |
1d | Elect Director Susan M. James | For | For | Mgmt |
1e | Elect Director Alexander A. Karsner | For | For | Mgmt |
1f | Elect Director Gerhard H. Parker | For | For | Mgmt |
1g | Elect Director Dennis D. Powell | For | For | Mgmt |
1h | Elect Director Willem P. Roelandts | For | For | Mgmt |
1i | Elect Director James E. Rogers | For | For | Mgmt |
1j | Elect Director Michael R. Splinter | For | For | Mgmt |
1k | Elect Director Robert H. Swan | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
APTARGROUP, INC. | | | | |
|
| | | | |
| | | | |
Ticker: | ATR | Security ID: | 38,336,103 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 14, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alain Chevassus | For | For | Mgmt |
1.2 | Elect Director Stephen J. Hagge | For | For | Mgmt |
1.3 | Elect Director Giovanna Kampouri Monnas For | For | Mgmt | |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
| | | | |
ARCHER-DANIELS-MIDLAND COMPANY | | | | |
| | | | |
Ticker: | ADM | Security ID: | 39,483,102 | |
Meeting Date: NOV 01, 2012 | Meeting Type: Annual | | | |
Record Date: | September 7, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan L. Boeckmann | For | For | Mgmt |
1.2 | Elect Director George W. Buckley | For | For | Mgmt |
1.3 | Elect Director Mollie Hale Carter | For | For | Mgmt |
1.4 | Elect Director Terrell K. Crews | For | For | Mgmt |
1.5 | Elect Director Pierre Dufour | For | For | Mgmt |
1.6 | Elect Director Donald E. Felsinger | For | For | Mgmt |
1.7 | Elect Director Antonio Maciel | For | For | Mgmt |
1.8 | Elect Director Patrick J. Moore | For | For | Mgmt |
1.9 | Elect Director Thomas F. O'Neill | For | For | Mgmt |
1.10 | Elect Director Daniel Shih | For | For | Mgmt |
1.11 | Elect Director Kelvin R. Westbrook | For | For | Mgmt |
1.12 | Elect Director Patricia A. Woertz | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shldr |
| Special Meetings | | | |
|
| | | | |
| | | | |
ARCHER-DANIELS-MIDLAND COMPANY | | | | |
| | | | |
Ticker: | ADM | Security ID: | 39,483,102 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan L. Boeckmann | For | For | Mgmt |
1.2 | Elect Director George W. Buckley | For | For | Mgmt |
1.3 | Elect Director Mollie Hale Carter | For | For | Mgmt |
1.4 | Elect Director Terell K. Crews | For | For | Mgmt |
1.5 | Elect Director Pierre Dufour | For | For | Mgmt |
1.6 | Elect Director Donald E. Felsinger | For | For | Mgmt |
1.7 | Elect Director Antonio Maciel | For | For | Mgmt |
1.8 | Elect Director Patrick J. Moore | For | For | Mgmt |
1.9 | Elect Director Thomas F. O'Neill | For | For | Mgmt |
1.10 | Elect Director Daniel Shih | For | For | Mgmt |
1.11 | Elect Director Kelvin R. Westbrook | For | For | Mgmt |
1.12 | Elect Director Patricia A. Woertz | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
AT&T INC. | | | | |
| | | | |
Ticker: | T | Security ID: | 00206R102 | |
Meeting Date: APR 26, 2013 | Meeting Type: Annual | | | |
Record Date: | February 27, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Randall L. Stephenson | For | For | Mgmt |
1.2 | Elect Director Gilbert F. Amelio | For | For | Mgmt |
1.3 | Elect Director Reuben V. Anderson | For | For | Mgmt |
1.4 | Elect Director James H. Blanchard | For | For | Mgmt |
1.5 | Elect Director Jaime Chico Pardo | For | For | Mgmt |
1.6 | Elect Director Scott T. Ford | For | For | Mgmt |
1.7 | Elect Director James P. Kelly | For | For | Mgmt |
|
| | | | |
1.8 | Elect Director Jon C. Madonna | For | For | Mgmt |
1.9 | Elect Director Michael B. McCallister | For | For | Mgmt |
1.10 | Elect Director John B. McCoy | For | For | Mgmt |
1.11 | Elect Director Joyce M. Roche | For | For | Mgmt |
1.12 | Elect Director Matthew K. Rose | For | For | Mgmt |
1.13 | Elect Director Laura D'Andrea Tyson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Stock Purchase and Deferral Plan | For | For | Mgmt |
5 | Report on Political Contributions | Against | For | Shldr |
6 | Report on Reducing Lead Battery Health | Against | For | Shldr |
| Hazards | | | |
7 | Submit Severance Agreement | Against | For | Shldr |
| (Change-in-Control) to Shldr Vote | | | |
8 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
AUTODESK, INC. | | | | |
| | | | |
Ticker: | ADSK | Security ID: | 52,769,106 | |
Meeting Date: JUN 13, 2013 | Meeting Type: Annual | | | |
Record Date: | April 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Carl Bass | For | For | Mgmt |
1b | Elect Director Crawford W. Beveridge | For | For | Mgmt |
1c | Elect Director J. Hallam Dawson | For | For | Mgmt |
1d | Elect Director Thomas Georgens | For | For | Mgmt |
1e | Elect Director Per-Kristian Halvorsen | For | Against | Mgmt |
1f | Elect Director Mary T. McDowell | For | For | Mgmt |
1g | Elect Director Lorrie M. Norrington | For | For | Mgmt |
1h | Elect Director Stacy J. Smith | For | For | Mgmt |
1i | Elect Director Steven M. West | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
AUTOLIV, INC. | | | | |
| | | | |
Ticker: | ALV | Security ID: | 52,800,109 | |
|
| | | | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert W. Alspaugh | For | For | Mgmt |
1.2 | Elect Director Bo I. Andersson | For | For | Mgmt |
1.3 | Elect Director Wolfgang Ziebart | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
AVAGO TECHNOLOGIES LIMITED | | | | |
| | | | |
Ticker: | AVGO | Security ID: | Y0486S104 | |
Meeting Date: APR 10, 2013 | Meeting Type: Annual | | | |
Record Date: | February 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Hock E. Tan | For | For | Mgmt |
1b | Elect Director John T. Dickson | For | For | Mgmt |
1c | Elect Director James V. Diller | For | For | Mgmt |
1d | Elect Director Kenneth Y. Hao | For | For | Mgmt |
1e | Elect Director John Min-Chih Hsuan | For | Against | Mgmt |
1f | Elect Director Justine F. Lien | For | For | Mgmt |
1g | Elect Director Donald Macleod | For | For | Mgmt |
2 | Reappoint PricewaterhouseCoopers LLP | For | For | Mgmt |
| as Auditors and Authorize Board to Fix | | | |
| Their Remuneration | | | |
3 | Approve Issuance of Shares without | For | For | Mgmt |
| Preemptive Rights | | | |
4 | Approve Repurchase of Up to 10 Percent | For | For | Mgmt |
| of Issued Capital | | | |
| | | | |
AXIALL CORPORATION | | | | |
| | | | |
Ticker: | AXLL | Security ID: | 05463D100 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 29, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul D. Carrico | For | For | Mgmt |
1.2 | Elect Director T. Kevin DeNicola | For | For | Mgmt |
1.3 | Elect Director Patrick J. Fleming | For | For | Mgmt |
1.4 | Elect Director Robert M. Gervis | For | For | Mgmt |
1.5 | Elect Director Victoria F. Haynes | For | For | Mgmt |
1.6 | Elect Director Stephen E. Macadam | For | For | Mgmt |
1.7 | Elect Director William L. Mansfield | For | For | Mgmt |
1.8 | Elect Director Michael H. McGarry | For | For | Mgmt |
1.9 | Elect Director Mark L. Noetzel | For | For | Mgmt |
1.10 | Elect Director Robert Ripp | For | For | Mgmt |
1.11 | Elect Director David N. Weinstein | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
BECTON, DICKINSON AND COMPANY | | | | |
| | | | |
Ticker: | BDX | Security ID: | 75,887,109 | |
Meeting Date: JAN 29, 2013 | Meeting Type: Annual | | | |
Record Date: | December 7, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Basil L. Anderson | For | For | Mgmt |
1.2 | Elect Director Henry P. Becton, Jr. | For | For | Mgmt |
1.3 | Elect Director Catherine M. Burzik | For | For | Mgmt |
1.4 | Elect Director Edward F. DeGraan | For | For | Mgmt |
1.5 | Elect Director Vincent A. Forlenza | For | For | Mgmt |
1.6 | Elect Director Claire M. Fraser | For | For | Mgmt |
1.7 | Elect Director Christopher Jones | For | For | Mgmt |
1.8 | Elect Director Marshall O. Larsen | For | For | Mgmt |
1.9 | Elect Director Adel A.F. Mahmoud | For | For | Mgmt |
1.10 | Elect Director Gary A. Mecklenburg | For | For | Mgmt |
1.11 | Elect Director James F. Orr | For | For | Mgmt |
1.12 | Elect Director Willard J. Overlock, Jr. | For | For | Mgmt |
1.13 | Elect Director Rebecca W. Rimel | For | For | Mgmt |
1.14 | Elect Director Bertram L. Scott | For | For | Mgmt |
1.15 | Elect Director Alfred Sommer | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
4 | Rescind Fair Price Provision | For | For | Mgmt |
5 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
BMC SOFTWARE, INC. | | | | |
| | | | |
Ticker: | BMC | Security ID: | 55,921,100 | |
Meeting Date: JUL 25, 2012 | Meeting Type: Proxy Contest | | | |
Record Date: | June 4, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
| Mgmt Proxy (White Card) | None | | |
1 | Elect Director Robert E. Beauchamp | For | For | Mgmt |
2 | Elect Director Jon E. Barfield | For | For | Mgmt |
3 | Elect Director Gary L. Bloom | For | For | Mgmt |
4 | Elect Director John M. Dillon | For | For | Mgmt |
5 | Elect Director Meldon K. Gafner | For | For | Mgmt |
6 | Elect Director Mark J. Hawkins | For | For | Mgmt |
7 | Elect Director Stephan A. James | For | For | Mgmt |
8 | Elect Director P. Thomas Jenkins | For | For | Mgmt |
9 | Elect Director Louis J. Lavigne, Jr. | For | For | Mgmt |
10 | Elect Director Kathleen A. O'Neil | For | For | Mgmt |
11 | Elect Director Carl James Schaper | For | For | Mgmt |
12 | Elect Director Tom C. Tinsley | For | For | Mgmt |
13 | Approve Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
14 | Ratify Auditors | For | For | Mgmt |
15 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
# | Proposal | Diss Rec | Vote Cast | Sponsor |
| Dissident Proxy (Green Card) | None | | |
1.1 | Elect Director Carl James Schaper | Do Not | Did Not Vote | Shldr |
| Vote | | | |
1.2 | Elect Director Thomas E. Hogan | Do Not | Did Not Vote | Shldr |
| Vote | | | |
1.3 | Elect Director John M. Dillon | Do Not | Did Not Vote | Shldr |
| Vote | | | |
1.4 | Elect Director Andreas W. Mattes | Do Not | Did Not Vote | Shldr |
| Vote | | | |
1.5 | Mgmt Nominee - Robert E. | Do Not | Did Not Vote | Shldr |
| Beauchamp | Vote | | |
1.6 | Mgmt Nominee - Gary L. Bloom | Do Not | Did Not Vote | Shldr |
| Vote | | | |
1.7 | Mgmt Nominee - Mark J. Hawkins | Do Not | Did Not Vote | Shldr |
| Vote | | | |
|
| | | | |
1.8 | Mgmt Nominee - Stephan A. James | Do Not | Did Not Vote | Shldr |
| Vote | | | |
1.9 | Mgmt Nominee - P. Thomas Jenkins | Do Not | Did Not Vote | Shldr |
| Vote | | | |
1.10 | Mgmt Nominee - Louis J. Lavigne, | Do Not | Did Not Vote | Shldr |
| Jr. | Vote | | |
2 | Approve Qualified Employee Stock | Do Not | Did Not Vote | Mgmt |
| Purchase Plan | Vote | | |
3 | Ratify Auditors | Do Not Vote | Did Not Vote | Mgmt |
| | | | |
4 | Advisory Vote to Ratify Named | Do Not Vote | Did Not Vote | Mgmt |
| Executive Officers' Compensation | | | |
5 | Repeal Any Bylaws Amendments Adopted | Do Not Vote | Did Not Vote | Shldr |
| after November 10, 2010 | | | |
| | | | |
BRISTOL-MYERS SQUIBB COMPANY | | | | |
| | | | |
Ticker: | BMY | Security ID: | 110,122,108 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 14, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1A | Elect Director Lamberto Andreotti | For | For | Mgmt |
1B | Elect Director Lewis B. Campbell | For | For | Mgmt |
1C | Elect Director James M. Cornelius | For | For | Mgmt |
1D | Elect Director Laurie H. Glimcher | For | For | Mgmt |
1E | Elect Director Michael Grobstein | For | For | Mgmt |
1F | Elect Director Alan J. Lacy | For | For | Mgmt |
1G | Elect Director Vicki L. Sato | For | For | Mgmt |
1H | Elect Director Elliott Sigal | For | For | Mgmt |
1I | Elect Director Gerald L. Storch | For | For | Mgmt |
1J | Elect Director Togo D. West, Jr. | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
BROWN-FORMAN CORPORATION | | | | |
|
| | | | |
| | | | |
Ticker: | BF.A | Security ID: | 115,637,209 | |
Meeting Date: JUL 26, 2012 | Meeting Type: Annual | | | |
Record Date: | June 18, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Increase Authorized Common Stock | For | Against | Mgmt |
| | | | |
CALIFORNIA WATER SERVICE GROUP | | | | |
| | | | |
Ticker: | CWT | Security ID: | 130,788,102 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edwin A. Guiles | For | For | Mgmt |
1.2 | Elect Director Bonnie G. Hill | For | For | Mgmt |
1.3 | Elect Director Thomas M. Krummel | For | For | Mgmt |
1.4 | Elect Director Richard P. Magnuson | For | For | Mgmt |
1.5 | Elect Director Linda R. Meier | For | For | Mgmt |
1.6 | Elect Director Peter C. Nelson | For | For | Mgmt |
1.7 | Elect Director Lester A. Snow | For | For | Mgmt |
1.8 | Elect Director George A. Vera | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
CAMPBELL SOUP COMPANY | | | | |
| | | | |
Ticker: | CPB | Security ID: | 134,429,109 | |
Meeting Date: NOV 14, 2012 | Meeting Type: Annual | | | |
Record Date: | September 17, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1.1 | Elect Director Edmund M. Carpenter | For | For | Mgmt |
1.2 | Elect Director Paul R. Charron | For | For | Mgmt |
1.3 | Elect Director Bennett Dorrance | For | For | Mgmt |
1.4 | Elect Director Lawrence C. Karlson | For | For | Mgmt |
1.5 | Elect Director Randall W. Larrimore | For | For | Mgmt |
1.6 | Elect Director Mary Alice Dorrance | For | For | Mgmt |
| Malone | | | |
1.7 | Elect Director Sara Mathew | For | For | Mgmt |
1.8 | Elect Director Denise M. Morrison | For | For | Mgmt |
1.9 | Elect Director Charles R. Perrin | For | For | Mgmt |
1.10 | Elect Director A. Barry Rand | For | For | Mgmt |
1.11 | Elect Director Nick Shreiber | For | For | Mgmt |
1.12 | Elect Director Tracey T. Travis | For | For | Mgmt |
1.13 | Elect Director Archbold D. van Beuren | For | For | Mgmt |
1.14 | Elect Director Les C. Vinney | For | For | Mgmt |
1.15 | Elect Director Charlotte C. Weber | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
CARNIVAL CORPORATION | | | | |
| | | | |
Ticker: | CCL | Security ID: | 143,658,300 | |
Meeting Date: APR 17, 2013 | Meeting Type: Annual | | | |
Record Date: | February 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Reelect Micky Arison As A Director Of | For | For | Mgmt |
| Carnival Corporation and As A Director | | | |
| Of Carnival Plc. | | | |
2 | Reelect Jonathon Band As A Director Of | For | For | Mgmt |
| Carnival Corporation and As A Director | | | |
| Of Carnival Plc. | | | |
3 | Reelect Arnold W. Donald As A Director | For | For | Mgmt |
| Of Carnival Corporation and As A | | | |
| Director Of Carnival Plc. | | | |
4 | Reelect Pier Luigi Foschi As A | For | For | Mgmt |
| Director Of Carnival Corporation and | | | |
| As A Director Of Carnival Plc. | | | |
5 | Reelect Howard S. Frank As A Director | For | For | Mgmt |
| Of Carnival Corporation and As A | | | |
| Director Of Carnival Plc. | | | |
6 | Reelect Richard J. Glasier As A | For | For | Mgmt |
| Director Of Carnival Corporation and | | | |
|
| | | | |
| As A Director Of Carnival Plc. | | | |
7 | Reelect Debra Kelly-Ennis As A | For | For | Mgmt |
| Director Of Carnival Corporation and | | | |
| As A Director Of Carnival Plc. | | | |
8 | Reelect John Parker As A Director Of | For | For | Mgmt |
| Carnival Corporation and As A Director | | | |
| Of Carnival Plc. | | | |
9 | Reelect Stuart Subotnick As A Director | For | For | Mgmt |
| Of Carnival Corporation and As A | | | |
| Director Of Carnival Plc. | | | |
10 | Reelect Laura Weil As A Director Of | For | For | Mgmt |
| Carnival Corporation and As A Director | | | |
| Of Carnival Plc. | | | |
11 | Reelect Randall J. Weisenburger As A | For | For | Mgmt |
| Director Of Carnival Corporation and | | | |
| As A Director Of Carnival Plc. | | | |
12 | Reappoint The UK Firm Of | For | For | Mgmt |
| PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | | | |
13 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival PLC | For | For | Mgmt |
14 | Receive The UK Accounts And Reports Of The Directors and Auditors of Carnival Plc For The Year Ended November 30, 2011 | For | For | Mgmt |
15 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
16 | Approve Remuneration of Executive | For | For | Mgmt |
| Directors | | | |
17 | Authorize Issue of Equity with | For | For | Mgmt |
| Pre-emptive Rights | | | |
18 | Authorize Issue of Equity without | For | For | Mgmt |
| Pre-emptive Rights | | | |
19 | Authorize Shares for Market Purchase | For | For | Mgmt |
| | | | |
CATERPILLAR INC. | | | | |
| | | | |
Ticker: | CAT | Security ID: | 149,123,101 | |
Meeting Date: JUN 12, 2013 | Meeting Type: Annual | | | |
Record Date: | April 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David L. Calhoun | For | For | Mgmt |
|
| | | | |
1.2 | Elect Director Daniel M. Dickinson | For | For | Mgmt |
1.3 | Elect Director Juan Gallardo | For | For | Mgmt |
1.4 | Elect Director David R. Goode | For | For | Mgmt |
1.5 | Elect Director Jesse J. Greene, Jr. | For | For | Mgmt |
1.6 | Elect Director Jon M. Huntsman, Jr. | For | For | Mgmt |
1.7 | Elect Director Peter A. Magowan | For | For | Mgmt |
1.8 | Elect Director Dennis A. Muilenburg | For | For | Mgmt |
1.9 | Elect Director Douglas R. Oberhelman | For | For | Mgmt |
1.10 | Elect Director William A. Osborn | For | For | Mgmt |
1.11 | Elect Director Charles D. Powell | For | For | Mgmt |
1.12 | Elect Director Edward B. Rust, Jr. | For | For | Mgmt |
1.13 | Elect Director Susan C. Schwab | For | For | Mgmt |
1.14 | Elect Director Joshua I. Smith | For | For | Mgmt |
1.15 | Elect Director Miles D. White | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require a Majority Vote for the | Against | For | Shldr |
| Election of Directors | | | |
5 | Provide Right to Act by Written Consent Against | For | Shldr | |
6 | Stock Retention/Holding Period | Against | For | Shldr |
7 | Include Sustainability as a | Against | Against | Shldr |
| Performance Measure for Senior | | | |
| Executive Compensation | | | |
8 | Review and Assess Human Rights Policies Against | For | Shldr | |
9 | Prohibit Sales to the Government of | Against | Against | Shldr |
| Sudan | | | |
| | | | |
CHEVRON CORPORATION | | | | |
| | | | |
Ticker: | CVX | Security ID: | 166,764,100 | |
Meeting Date: MAY 29, 2013 | Meeting Type: Annual | | | |
Record Date: | April 3, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Linnet F. Deily | For | For | Mgmt |
1b | Elect Director Robert E. Denham | For | For | Mgmt |
1c | Elect Director Alice P. Gast | For | For | Mgmt |
1d | Elect Director Enrique Hernandez, Jr. | For | For | Mgmt |
1e | Elect Director George L. Kirkland | For | For | Mgmt |
1f | Elect Director Charles W. Moorman, IV | For | For | Mgmt |
1g | Elect Director Kevin W. Sharer | For | For | Mgmt |
1h | Elect Director John G. Stumpf | For | For | Mgmt |
|
| | | | |
1i | Elect Director Ronald D. Sugar | For | For | Mgmt |
1j | Elect Director Carl Ware | For | For | Mgmt |
1k | Elect Director John S. Watson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Report on Mgmt of Hydraulic | Against | For | Shldr |
| Fracturing Risks and Opportunities | | | |
6 | Report on Offshore Oil Wells and Spill | Against | Against | Shldr |
| Mitigation Measures | | | |
7 | Report on Financial Risks of Climate | Against | Against | Shldr |
| Change | | | |
8 | Report on Lobbying Payments and Policy | Against | For | Shldr |
9 | Prohibit Political Contributions | Against | Against | Shldr |
10 | Provide for Cumulative Voting | Against | For | Shldr |
11 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shldr |
| Special Meetings | | | |
12 | Require Director Nominee with | Against | For | Shldr |
| Environmental Expertise | | | |
13 | Adopt Guidelines for Country Selection | Against | For | Shldr |
| | | | |
CHINA MOBILE LIMITED | | | | |
| | | | |
Ticker: | 941 | Security ID: | 16941M109 | |
Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | | |
Record Date: | April 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and | For | For | Mgmt |
| Statutory Reports | | | |
2 | Declare Final Dividend | For | For | Mgmt |
3.1 | Elect Li Yue as Director | For | For | Mgmt |
3.2 | Elect Xue Taohai as Director | For | For | Mgmt |
3.3 | Elect Huang Wenlin as Director | For | For | Mgmt |
4 | Appoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited as Auditors of the Company and its Subsidiaries for Hong Kong Financial Reporting and U.S. Financial Reporting, Respectively and Authorize Board to Fix Their Remuneration | For | For | Mgmt |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt |
|
| | | | |
7 | Authorize Reissuance of Repurchased Shares | For | Against | Mgmt |
| | | | |
CISCO SYSTEMS, INC. | | | | |
| | | | |
Ticker: | CSCO | Security ID: | 17275R102 | |
Meeting Date: NOV 15, 2012 | Meeting Type: Annual | | | |
Record Date: | September 17, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Carol A. Bartz | For | For | Mgmt |
1b | Elect Director Marc Benioff | For | For | Mgmt |
1c | Elect Director M. Michele Burns | For | For | Mgmt |
1d | Elect Director Michael D. Capellas | For | For | Mgmt |
1e | Elect Director Larry R. Carter | For | For | Mgmt |
1f | Elect Director John T. Chambers | For | For | Mgmt |
1g | Elect Director Brian L. Halla | For | For | Mgmt |
1h | Elect Director John L. Hennessy | For | For | Mgmt |
1i | Elect Director Kristina M. Johnson | For | For | Mgmt |
1j | Elect Director Richard M. Kovacevich | For | For | Mgmt |
1k | Elect Director Roderick C. McGeary | For | For | Mgmt |
1l | Elect Director Arun Sarin | For | For | Mgmt |
1m | Elect Director Steven M. West | For | For | Mgmt |
2 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
5 | Require Independent Board Chairman | Against | Against | Shldr |
6 | Report on Eliminating Conflict Minerals from Supply Chain | Against | Against | Shldr |
| | | | |
CITY NATIONAL CORPORATION | | | | |
| | | | |
Ticker: | CYN | Security ID: | 178,566,105 | |
Meeting Date: APR 17, 2013 | Meeting Type: Annual | | | |
Record Date: | February 27, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kenneth L. Coleman | For | For | Mgmt |
|
| | | | |
1.2 | Elect Director Bruce Rosenblum | For | For | Mgmt |
1.3 | Elect Director Peter M. Thomas | For | For | Mgmt |
1.4 | Elect Director Christopher J. Warmuth | For | For | Mgmt |
1.5 | Elect Director Russell Goldsmith | For | For | Mgmt |
1.6 | Elect Director Ronald L. Olson | For | For | Mgmt |
1.7 | Elect Director Robert H. Tuttle | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Mgmt |
| | | | |
CNOOC LTD. | | | | |
| | | | |
Ticker: | 883 | Security ID: | 126,132,109 | |
Meeting Date: AUG 21, 2012 | Meeting Type: Special | | | |
Record Date: | July 23, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Coalbed Methane Resources | For | For | Mgmt |
| Exploration and Development | | | |
| Cooperation Agreement and Related | | | |
| Transactions | | | |
| | | | |
CNOOC LTD. | | | | |
| | | | |
Ticker: | 883 | Security ID: | 126,132,109 | |
Meeting Date: NOV 21, 2012 | Meeting Type: Special | | | |
Record Date: | October 19, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Non-exempt Revised Caps for Relevant Categories of the Continuing Connected Transactions in Respect of 2012 and 2013 | For | For | Mgmt |
| | | | |
CNOOC LTD. | | | | |
|
| | | | |
| | | | |
Ticker: | 883 | Security ID: | 126,132,109 | |
Meeting Date: MAY 24, 2013 | Meeting Type: Annual | | | |
Record Date: | April 23, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
A1 | Approve Audited Accounts with Director's Report and Auditors' Report | For | For | Mgmt |
A2 | Declare Final Dividend | For | For | Mgmt |
A3 | Elect Yang Hua as Director | For | For | Mgmt |
A4 | Elect Zhou Shouwei as Director | For | For | Mgmt |
A5 | Elect Chiu Sung Hong as Director | For | For | Mgmt |
A6 | Authorize the Board to Fix Remuneration of Directors | For | For | Mgmt |
A7 | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | Mgmt |
B1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Mgmt |
B2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Mgmt |
B3 | Authorize Reissuance of Repurchased Shares | For | Against | Mgmt |
| | | | |
CON-WAY INC. | | | | |
| | | | |
Ticker: | CNW | Security ID: | 205,944,101 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John J. Anton | For | For | Mgmt |
1.2 | Elect Director W. Keith Kennedy, Jr. | For | For | Mgmt |
1.3 | Elect Director Michael J. Murray | For | For | Mgmt |
1.4 | Elect Director Edith R. Perez | For | For | Mgmt |
1.5 | Elect Director P. Cody Phipps | For | For | Mgmt |
1.6 | Elect Director John C. Pope | For | For | Mgmt |
1.7 | Elect Director William J. Schroeder | For | For | Mgmt |
1.8 | Elect Director Douglas W. Stotlar | For | For | Mgmt |
1.9 | Elect Director Peter W. Stott | For | For | Mgmt |
1.10 | Elect Director Roy W. Templin | For | For | Mgmt |
1.11 | Elect Director Chelsea C. White, III | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
|
| | | | |
| Executive Officers' Compensation | | | |
3 | Approve Increase in Size of Board | For | For | Mgmt |
4 | Reduce Supermajority Vote Requirement | For | For | Mgmt |
| Relating to the Board of Directors | | | |
5 | Reduce Supermajority Vote Requirement | For | For | Mgmt |
6 | Ratify Auditors | For | For | Mgmt |
| | | | |
COPART, INC. | | | | |
| | | | |
Ticker: | CPRT | Security ID: | 217,204,106 | |
Meeting Date: DEC 05, 2012 | Meeting Type: Annual | | | |
Record Date: | October 9, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Willis J. Johnson | For | For | Mgmt |
1.2 | Elect Director A. Jayson Adair | For | For | Mgmt |
1.3 | Elect Director Matt Blunt | For | For | Mgmt |
1.4 | Elect Director Steven D. Cohan | For | For | Mgmt |
1.5 | Elect Director Daniel J. Englander | For | For | Mgmt |
1.6 | Elect Director James E. Meeks | For | For | Mgmt |
1.7 | Elect Director Vincent W. Mitz | For | For | Mgmt |
1.8 | Elect Director Thomas N. Tryforos | For | For | Mgmt |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
CORNING INCORPORATED | | | | |
| | | | |
Ticker: | GLW | Security ID: | 219,350,105 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John Seely Brown | For | For | Mgmt |
1.2 | Elect Director Stephanie A. Burns | For | For | Mgmt |
1.3 | Elect Director John A. Canning, Jr. | For | For | Mgmt |
1.4 | Elect Director Richard T. Clark | For | For | Mgmt |
1.5 | Elect Director Robert F. Cummings, Jr. | For | For | Mgmt |
1.6 | Elect Director James B. Flaws | For | For | Mgmt |
|
| | | | |
1.7 | Elect Director Kurt M. Landgraf | For | For | Mgmt |
1.8 | Elect Director Kevin J. Martin | For | For | Mgmt |
1.9 | Elect Director Deborah D. Rieman | For | For | Mgmt |
1.10 | Elect Director Hansel E. Tookes, II | For | For | Mgmt |
1.11 | Elect Director Wendell P. Weeks | For | For | Mgmt |
1.12 | Elect Director Mark S. Wrighton | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
COSTCO WHOLESALE CORPORATION |
| | | | |
Ticker: | COST | Security ID: | 22160K105 | |
Meeting Date: JAN 24, 2013 | Meeting Type: Annual | | | |
Record Date: | November 23, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Benjamin S. Carson, Sr. | For | For | Mgmt |
1.2 | Elect Director William H. Gates | For | For | Mgmt |
1.3 | Elect Director Hamilton E. James | For | For | Mgmt |
1.4 | Elect Director W. Craig Jelinek | For | For | Mgmt |
1.5 | Elect Director Jill S. Ruckelshaus | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt |
4 | Declassify the Board of Directors | Against | For | Shldr |
| | | | |
CRANE CO. | | | | |
| | | | |
Ticker: | CR | Security ID: | 224,399,105 | |
Meeting Date: APR 22, 2013 | Meeting Type: Annual | | | |
Record Date: | February 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard S. Forte | For | For | Mgmt |
1.2 | Elect Director Ellen McClain Haime | For | For | Mgmt |
1.3 | Elect Director Ronald C. Lindsay | For | For | Mgmt |
1.4 | Elect Director Jennifer M. Pollino | For | For | Mgmt |
1.5 | Elect Director James L.L. Tullis | For | For | Mgmt |
|
| | | | |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
| | | | |
CVS CAREMARK CORPORATION | | | | |
| | | | |
Ticker: | CVS | Security ID: | 126,650,100 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 13, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director C. David Brown II | For | For | Mgmt |
1.2 | Elect Director David W. Dorman | For | For | Mgmt |
1.3 | Elect Director Anne M. Finucane | For | For | Mgmt |
1.4 | Elect Director Kristen Gibney Williams | For | For | Mgmt |
1.5 | Elect Director Larry J. Merlo | For | For | Mgmt |
1.6 | Elect Director Jean-Pierre Millon | For | For | Mgmt |
1.7 | Elect Director Richard J. Swift | For | For | Mgmt |
1.8 | Elect Director William C. Weldon | For | For | Mgmt |
1.9 | Elect Director Tony L. White | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt |
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt |
5 | Reduce Vote Requirement Under the Fair Price Provision | For | For | Mgmt |
6 | Report on Political Contributions | Against | For | Shldr |
7 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
8 | Report on Lobbying Payments and Policy | Against | For | Shldr |
| | | | |
DARLING INTERNATIONAL INC. | | | | |
| | | | |
Ticker: | DAR | Security ID: | 237,266,101 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1.1 | Elect Director Randall C. Stuewe | For | For | Mgmt |
1.2 | Elect Director O. Thomas Albrecht | For | For | Mgmt |
1.3 | Elect Director D. Eugene Ewing | For | For | Mgmt |
1.4 | Elect Director Charles Macaluso | For | For | Mgmt |
1.5 | Elect Director John D. March | For | For | Mgmt |
1.6 | Elect Director Michael Rescoe | For | For | Mgmt |
1.7 | Elect Director Michael Urbut | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt |
| | | | |
DAVITA HEALTHCARE PARTNERS INC. | | | | |
| | | | |
Ticker: | DVA | Security ID: | 23918K108 | |
Meeting Date: JUN 17, 2013 | Meeting Type: Annual | | | |
Record Date: | April 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Pamela M. Arway | For | For | Mgmt |
1b | Elect Director Charles G. Berg | For | For | Mgmt |
1c | Elect Director Carol Anthony ('John') | For | For | Mgmt |
| Davidson | | | |
1d | Elect Director Paul J. Diaz | For | For | Mgmt |
1e | Elect Director Peter T. Grauer | For | For | Mgmt |
1f | Elect Director Robert J. Margolis | For | For | Mgmt |
1g | Elect Director John M. Nehra | For | For | Mgmt |
1h | Elect Director William L. Roper | For | For | Mgmt |
1i | Elect Director Kent J. Thiry | For | For | Mgmt |
1j | Elect Director Roger J. Valine | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Mgmt |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
6 | Report on Lobbying Payments and Policy | Against | For | Shldr |
| | | | |
DEERE & COMPANY | | | | |
| | | | |
Ticker: | DE | Security ID: | 244,199,105 | |
Meeting Date: FEB 27, 2013 | Meeting Type: Annual | | | |
|
| | | | |
Record Date: | December 31, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Samuel R. Allen | For | For | Mgmt |
1b | Elect Director Crandall C. Bowles | For | For | Mgmt |
1c | Elect Director Vance D. Coffman | For | For | Mgmt |
1d | Elect Director Charles O. Holliday, Jr. For | For | Mgmt | |
1e | Elect Director Dipak C. Jain | For | For | Mgmt |
1f | Elect Director Clayton M. Jones | For | For | Mgmt |
1g | Elect Director Joachim Milberg | For | For | Mgmt |
1h | Elect Director Richard B. Myers | For | For | Mgmt |
1i | Elect Director Thomas H. Patrick | For | For | Mgmt |
1j | Elect Director Aulana L. Peters | For | For | Mgmt |
1k | Elect Director Sherry M. Smith | For | For | Mgmt |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt |
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
DEVON ENERGY CORPORATION | | | | |
| | | | |
Ticker: | DVN | Security ID: | 25179M103 | |
Meeting Date: JUN 05, 2013 | Meeting Type: Annual | | | |
Record Date: | April 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert H. Henry | For | For | Mgmt |
1.2 | Elect Director John A. Hill | For | For | Mgmt |
1.3 | Elect Director Michael M. Kanovsky | For | For | Mgmt |
1.4 | Elect Director Robert A. Mosbacher, Jr. For | For | Mgmt | |
1.5 | Elect Director J. Larry Nichols | For | For | Mgmt |
1.6 | Elect Director Duane C. Radtke | For | For | Mgmt |
1.7 | Elect Director Mary P. Ricciardello | For | For | Mgmt |
1.8 | Elect Director John Richels | For | For | Mgmt |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Lobbying Payments and Policy | Against | For | Shldr |
5 | Require a Majority Vote for the | Against | For | Shldr |
| Election of Directors | | | |
6 | Provide Right to Act by Written Consent Against | For | Shldr | |
|
| | | | |
| | | | |
DUKE ENERGY CORPORATION | | | | |
| | | | |
Ticker: | DUK | Security ID: | 26441C204 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William Barnet, III | For | For | Mgmt |
1.2 | Elect Director G. Alex Bernhardt, Sr. | For | For | Mgmt |
1.3 | Elect Director Michael G. Browning | For | For | Mgmt |
1.4 | Elect Director Harris E. DeLoach, Jr. | For | For | Mgmt |
1.5 | Elect Director Daniel R. DiMicco | For | For | Mgmt |
1.6 | Elect Director John H. Forsgren | For | For | Mgmt |
1.7 | Elect Director Ann Maynard Gray | For | For | Mgmt |
1.8 | Elect Director James H. Hance, Jr. | For | For | Mgmt |
1.9 | Elect Director John T. Herron | For | For | Mgmt |
1.10 | Elect Director James B. Hyler, Jr. | For | For | Mgmt |
1.11 | Elect Director E. Marie McKee | For | For | Mgmt |
1.12 | Elect Director E. James Reinsch | For | For | Mgmt |
1.13 | Elect Director James T. Rhodes | For | For | Mgmt |
1.14 | Elect Director James E. Rogers | For | For | Mgmt |
1.15 | Elect Director Carlos A. Saladrigas | For | For | Mgmt |
1.16 | Elect Director Philip R. Sharp | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt |
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Provide Right to Act by Written Consent Against | For | Shldr | |
6 | Require a Majority Vote for the Election of Directors | Against | For | Shldr |
| | | | |
E. I. DU PONT DE NEMOURS AND COMPANY | | | | |
| | | | |
Ticker: | DD | Security ID: | 263,534,109 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 27, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Lamberto Andreotti | For | For | Mgmt |
1b | Elect Director Richard H. Brown | For | For | Mgmt |
1c | Elect Director Robert A. Brown | For | For | Mgmt |
1d | Elect Director Bertrand P. Collomb | For | For | Mgmt |
1e | Elect Director Curtis J. Crawford | For | For | Mgmt |
1f | Elect Director Alexander M. Cutler | For | For | Mgmt |
1g | Elect Director Eleuthere I. Du Pont | For | For | Mgmt |
1h | Elect Director Marillyn A. Hewson | For | For | Mgmt |
1i | Elect Director Lois D. Juliber | For | For | Mgmt |
1j | Elect Director Ellen J. Kullman | For | For | Mgmt |
1k | Elect Director Lee M. Thomas | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt |
4 | Require Independent Board Chairman | Against | For | Shldr |
5 | Report on Lobbying Payments and Policy | Against | For | Shldr |
6 | Report on Genetically Engineered Seed | Against | Against | Shldr |
7 | Report on Pay Disparity | Against | Against | Shldr |
| | | | |
EAST WEST BANCORP, INC. | | | | |
| | | | |
Ticker: | EWBC | Security ID: | 27579R104 | |
Meeting Date: MAY 28, 2013 | Meeting Type: Annual | | | |
Record Date: | March 29, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Iris S. Chan | For | For | Mgmt |
1.2 | Elect Director Rudolph I. Estrada | For | For | Mgmt |
1.3 | Elect Director Julia S. Gouw | For | For | Mgmt |
1.4 | Elect Director Paul H. Irving | For | For | Mgmt |
1.5 | Elect Director Andrew S. Kane | For | For | Mgmt |
1.6 | Elect Director Tak-Chuen Clarence Kwan | For | For | Mgmt |
1.7 | Elect Director John Lee | For | For | Mgmt |
1.8 | Elect Director Herman Y. Li | For | For | Mgmt |
1.9 | Elect Director Jack C. Liu | For | For | Mgmt |
1.10 | Elect Director Dominic Ng | For | For | Mgmt |
1.11 | Elect Director Keith W. Renken | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Mgmt |
|
| | | | |
| | | | |
EBAY INC. | | | | |
| | | | |
Ticker: | EBAY | Security ID: | 278,642,103 | |
Meeting Date: APR 18, 2013 | Meeting Type: Annual | | | |
Record Date: | March 13, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director David M. Moffett | For | For | Mgmt |
1b | Elect Director Richard T. Schlosberg, III | For | For | Mgmt |
1c | Elect Director Thomas J. Tierney | For | For | Mgmt |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Mgmt |
3 | Report on Lobbying Payments and Policy | Against | For | Shldr |
4 | Report on Privacy and Data Security | Against | Against | Shldr |
5 | Ratify Auditors | For | For | Mgmt |
| | | | |
EDISON INTERNATIONAL | | | | |
| | | | |
Ticker: | EIX | Security ID: | 281,020,107 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jagjeet S. Bindra | For | For | Mgmt |
1.2 | Elect Director Vanessa C.L. Chang | For | For | Mgmt |
1.3 | Elect Director France A. Cordova | For | For | Mgmt |
1.4 | Elect Director Theodore F. Craver, Jr. | For | For | Mgmt |
1.5 | Elect Director Bradford M. Freeman | For | For | Mgmt |
1.6 | Elect Director Luis G. Nogales | For | For | Mgmt |
1.7 | Elect Director Ronald L. Olson | For | For | Mgmt |
1.8 | Elect Director Richard T. Schlosberg, III | For | For | Mgmt |
1.9 | Elect Director Thomas C. Sutton | For | For | Mgmt |
1.10 | Elect Director Peter J. Taylor | For | For | Mgmt |
1.11 | Elect Director Brett White | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt |
4 | Require Independent Board Chairman | Against | Against | Shldr |
|
| | | | |
| | | | |
ELECTRO SCIENTIFIC INDUSTRIES, INC. | | | | |
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Ticker: | ESIO | Security ID: | 285,229,100 | |
Meeting Date: AUG 09, 2012 | Meeting Type: Annual | | | |
Record Date: | June 4, 2012 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard J. Faubert | For | For | Mgmt |
1.2 | Elect Director David Nierenberg | For | For | Mgmt |
1.3 | Elect Director Jon D. Tompkins | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
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EMC CORPORATION | | | | |
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Ticker: | EMC | Security ID: | 268,648,102 | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Michael W. Brown | For | For | Mgmt |
1b | Elect Director Randolph L. Cowen | For | For | Mgmt |
1c | Elect Director Gail Deegan | For | For | Mgmt |
1d | Elect Director James S. DiStasio | For | For | Mgmt |
1e | Elect Director John R. Egan | For | For | Mgmt |
1f | Elect Director Edmund F. Kelly | For | For | Mgmt |
1g | Elect Director Judith A. Miscik | For | For | Mgmt |
1h | Elect Director Windle B. Priem | For | For | Mgmt |
1i | Elect Director Paul Sagan | For | For | Mgmt |
1j | Elect Director David N. Strohm | For | For | Mgmt |
1k | Elect Director Joseph M. Tucci | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
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5 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt |
6 | Provide Right to Act by Written Consent For | For | Mgmt | |
7 | Require Consistency with Corporate Values and Report on Political Contributions | Against | Against | Shldr |
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ENERGEN CORPORATION | | | | |
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Ticker: | EGN | Security ID: | 29265N108 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 22, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director T. Michael Goodrich | For | For | Mgmt |
1.2 | Elect Director Jay Grinney | For | For | Mgmt |
1.3 | Elect Director Frances Powell Hawes | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt |
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Declassify the Board of Directors | For | For | Mgmt |
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ENERGY RECOVERY, INC. | | | | |
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Ticker: | ERII | Security ID: | 29270J100 | |
Meeting Date: JUN 18, 2013 | Meeting Type: Annual | | | |
Record Date: | April 22, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Arve Hanstveit | For | For | Mgmt |
1b | Elect Director Hans Peter Michelet | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt |
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ESSEX PROPERTY TRUST, INC. | | | | |
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Ticker: | ESS | Security ID: | 297,178,105 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | February 28, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Keith R. Guericke | For | For | Mgmt |
1.2 | Elect Director Issie N. Rabinovitch | For | For | Mgmt |
1.3 | Elect Director Thomas E. Randlett | For | For | Mgmt |
2 | Declassify the Board of Directors | For | For | Mgmt |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
4 | Approve Qualified Employee Stock Purchase Plan | For | For | Mgmt |
5 | Ratify Auditors | For | For | Mgmt |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt |
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Ticker: | EXPD | Security ID: | 302,130,109 | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
Record Date: | March 7, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Peter J. Rose | For | For | Mgmt |
2 | Elect Director Robert R. Wright | For | For | Mgmt |
3 | Elect Director Mark A. Emmert | For | For | Mgmt |
4 | Elect Director R. Jordan Gates | For | For | Mgmt |
5 | Elect Director Dan P. Kourkoumelis | For | For | Mgmt |
6 | Elect Director Michael J. Malone | For | For | Mgmt |
7 | Elect Director John W. Meisenbach | For | For | Mgmt |
8 | Elect Director Liane J. Pelletier | For | For | Mgmt |
9 | Elect Director James L.k. Wang | For | For | Mgmt |
10 | Elect Director Tay Yoshitani | For | For | Mgmt |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt |
12 | Approve Stock Option Plan | For | For | Mgmt |
13 | Ratify Auditors | For | For | Mgmt |
14 | Stock Retention | Against | For | Shldr |
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EXXON MOBIL CORPORATION | | | | |
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Ticker: | XOM | Security ID: | 30231G102 | |
Meeting Date: MAY 29, 2013 | Meeting Type: Annual | | | |
Record Date: | April 4, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director M.J. Boskin | For | For | Mgmt |
1.2 | Elect Director P. Brabeck-Letmathe | For | For | Mgmt |
1.3 | Elect Director U.M. Burns | For | For | Mgmt |
1.4 | Elect Director L.R. Faulkner | For | For | Mgmt |
1.5 | Elect Director J.S. Fishman | For | For | Mgmt |
1.6 | Elect Director H.H. Fore | For | For | Mgmt |
1.7 | Elect Director K.C. Frazier | For | For | Mgmt |
1.8 | Elect Director W.W. George | For | For | Mgmt |
1.9 | Elect Director S.J. Palmisano | For | For | Mgmt |
1.10 | Elect Director S.S. Reinemund | For | For | Mgmt |
1.11 | Elect Director R.W. Tillerson | For | For | Mgmt |
1.12 | Elect Director W.C. Weldon | For | For | Mgmt |
1.13 | Elect Director E.E. Whitacre, Jr. | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against | Mgmt |
4 | Require Independent Board Chairman | Against | For | Shldr |
5 | Require a Majority Vote for the Election of Directors | Against | For | Shldr |
6 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Against | Against | Shldr |
7 | Report on Lobbying Payments and Policy | Against | For | Shldr |
8 | Study Feasibility of Prohibiting Political Contributions | Against | Against | Shldr |
9 | Adopt Sexual Orientation Anti-bias Policy | Against | Against | Shldr |
10 | Report on Mgmt of Hydraulic Fracturing Risks and Opportunities | Against | For | Shldr |
11 | Adopt Quantitative GHG Goals for Products and Operations | Against | For | Shldr |
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FEI COMPANY | | | | |
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Ticker: | FEIC | Security ID: | 30241L109 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Arie Huijser | For | For | Mgmt |
1.2 | Elect Director Don R. Kania | For | For | Mgmt |
1.3 | Elect Director Thomas F. Kelly | For | For | Mgmt |
1.4 | Elect Director Jan C. Lobbezoo | For | For | Mgmt |
1.5 | Elect Director Gerhard H. Parker | For | For | Mgmt |
1.6 | Elect Director James T. Richardson | For | For | Mgmt |
1.7 | Elect Director Richard H. Wills | For | For | Mgmt |
1.8 | Elect Director Homa Bahrami | For | For | Mgmt |
1.9 | Elect Director Jami K. Nachtsheim | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt |
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FIDELITY NATIONAL FINANCIAL, INC. | | | | |
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Ticker: | FNF | Security ID: | 31620R105 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel D. (Ron) Lane | For | For | Mgmt |
1.2 | Elect Director Richard N. Massey | For | For | Mgmt |
1.3 | Elect Director John D. Rood | For | For | Mgmt |
1.4 | Elect Director Cary H. Thompson | For | For | Mgmt |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Provide Right to Act by Written Consent For | For | Mgmt | |
5 | Reduce Supermajority Vote Requirement | For | For | Mgmt |
6 | Ratify Auditors | For | For | Mgmt |
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FLIR SYSTEMS, INC. | |
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Ticker: | FLIR | Security ID: | 302,445,101 | |
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Meeting Date: APR 26, 2013 | Meeting Type: Annual | | | |
Record Date: | February 27, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John D. Carter | For | For | Mgmt |
1.2 | Elect Director Michael T. Smith | For | For | Mgmt |
1.3 | Elect Director John W. Wood, Jr. | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Declassify the Board of Directors | For | For | Mgmt |
4 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Mgmt |
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FMC CORPORATION | | | | |
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Ticker: | FMC | Security ID: | 302,491,303 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | February 26, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pierre Brondeau | For | For | Mgmt |
1.2 | Elect Director Dirk A. Kempthorne | For | For | Mgmt |
1.3 | Elect Director Robert C. Pallash | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | For | For | Mgmt |
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FOREST LABORATORIES, INC. | |
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Ticker: | FRX | Security ID: | 345,838,106 | |
Meeting Date: AUG 15, 2012 | Meeting Type: Proxy Contest | | | |
Record Date: | June 25, 2012 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
| Mgmt Proposals (White Card) | None | | |
1.1 | Elect Director Howard Solomon | For | Did Not Vote | Mgmt |
1.2 | Elect Director Nesli Basgoz | For | Did Not Vote | Mgmt |
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1.3 | Elect Director Christopher J. Coughlin | For | Did Not Vote | Mgmt |
1.4 | Elect Director Dan L. Goldwasser | For | Did Not Vote | Mgmt |
1.5 | Elect Director Kenneth E. Goodman | For | Did Not Vote | Mgmt |
1.6 | Elect Director Gerald M. Lieberman | For | Did Not Vote | Mgmt |
1.7 | Elect Director Lawrence S. Olanoff | For | Did Not Vote | Mgmt |
1.8 | Elect Director Lester B. Salans | For | Did Not Vote | Mgmt |
1.9 | Elect Director Brenton L. Saunders | For | Did Not Vote | Mgmt |
1.10 | Elect Director Peter J. Zimetbaum | For | Did Not Vote | Mgmt |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Did Not Vote | Mgmt |
3 | Ratify Auditors | For | Did Not Vote | Mgmt |
4 | Adopt Proxy Access Right | Against | Did Not Vote | Shldr |
5 | Repeal Any Bylaws Amendments Implemented on or after June 18, 2012 | Against | Did Not Vote | Shldr |
# | Proposal | Diss Rec | Vote Cast | Sponsor |
| Dissident Proxy (Gold Card) | None | | |
1.1 | Elect Director Eric J. Ende | For | W/hold | Shldr |
1.2 | Elect Director Pierre Legault | For | For | Shldr |
1.3 | Elect Director Andrew J. Fromkin | For | W/hold | Shldr |
1.4 | Elect Director Daniel A. Ninivaggi | For | For | Shldr |
1.5 | Mgmt Nominee - Howard Solomon | For | For | Shldr |
1.6 | Mgmt Nominee - Nesli Basgoz | For | For | Shldr |
1.7 | Mgmt Nominee - Christopher J. Coughlin | For | For | Shldr |
1.8 | Mgmt Nominee - Gerald M. Lieberman | For | For | Shldr |
1.9 | Mgmt Nominee - Brenton L.Saunders | For | For | Shldr |
1.10 | Mgmt Nominee - Peter J. Zimetbaum | For | For | Shldr |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Adopt Proxy Access Right | Abstain | Against | Shldr |
5 | Repeal Any Bylaws Amendments Implemented on or after June 18, 2012 | For | For | Shldr |
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FRANKLIN RESOURCES, INC. | |
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Ticker: | BEN | Security ID: | 354,613,101 | |
Meeting Date: MAR 13, 2013 | Meeting Type: Annual | | | |
Record Date: | January 16, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Samuel H. Armacost | For | For | Mgmt |
1b | Elect Director Peter K. Barker | For | For | Mgmt |
1c | Elect Director Charles Crocker | For | For | Mgmt |
1d | Elect Director Charles B. Johnson | For | For | Mgmt |
1e | Elect Director Gregory E. Johnson | For | For | Mgmt |
1f | Elect Director Rupert H. Johnson, Jr. | For | For | Mgmt |
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1g | Elect Director Mark C. Pigott | For | For | Mgmt |
1h | Elect Director Chutta Ratnathicam | For | For | Mgmt |
1i | Elect Director Laura Stein | For | For | Mgmt |
1j | Elect Director Anne M. Tatlock | For | For | Mgmt |
1k | Elect Director Geoffrey Y. Yang | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Against | Against | Shldr |
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GENERAL ELECTRIC COMPANY | |
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Ticker: | GE | Security ID: | 369,604,103 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director W. Geoffrey Beattie | For | For | Mgmt |
2 | Elect Director John J. Brennan | For | For | Mgmt |
3 | Elect Director James I. Cash, Jr. | For | For | Mgmt |
4 | Elect Director Francisco D'Souza | For | For | Mgmt |
5 | Elect Director Marijn E. Dekkers | For | For | Mgmt |
6 | Elect Director Ann M. Fudge | For | For | Mgmt |
7 | Elect Director Susan Hockfield | For | For | Mgmt |
8 | Elect Director Jeffrey R. Immelt | For | For | Mgmt |
9 | Elect Director Andrea Jung | For | For | Mgmt |
10 | Elect Director Robert W. Lane | For | For | Mgmt |
11 | Elect Director Ralph S. Larsen | For | For | Mgmt |
12 | Elect Director Rochelle B. Lazarus | For | For | Mgmt |
13 | Elect Director James J. Mulva | For | For | Mgmt |
14 | Elect Director Mary L. Schapiro | For | For | Mgmt |
15 | Elect Director Robert J. Swieringa | For | For | Mgmt |
16 | Elect Director James S. Tisch | For | For | Mgmt |
17 | Elect Director Douglas A. Warner, III | For | For | Mgmt |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt |
19 | Ratify Auditors | For | For | Mgmt |
20 | Cessation of All Stock Options and Bonuses | Against | Against | Shldr |
21 | Establish Term Limits for Directors | Against | Against | Shldr |
22 | Require Independent Board Chairman | Against | Against | Shldr |
23 | Provide Right to Act by Written Consent Against | Against | Shldr | |
24 | Stock Retention/Holding Period | Against | For | Shldr |
25 | Require More Director Nominations Than | Against | Against | Shldr |
| Open Seats | | | |
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GENERAL MILLS, INC. | | | |
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Ticker: | GIS | Security ID: | 370,334,104 | |
Meeting Date: SEP 24, 2012 | Meeting Type: Annual | | | |
Record Date: | July 26, 2012 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Bradbury H. Anderson | For | For | Mgmt |
2 | Elect Director R. Kerry Clark | For | For | Mgmt |
3 | Elect Director Paul Danos | For | For | Mgmt |
4 | Elect Director William T. Esrey | For | For | Mgmt |
5 | Elect Director Raymond V. Gilmartin | For | For | Mgmt |
6 | Elect Director Judith Richards Hope | For | For | Mgmt |
7 | Elect Director Heidi G. Miller | For | For | Mgmt |
8 | Elect Director Hilda Ochoa-Brillembourg For | For | Mgmt | |
9 | Elect Director Steve Odland | For | For | Mgmt |
10 | Elect Director Kendall J. Powell | For | For | Mgmt |
11 | Elect Director Michael D. Rose | For | For | Mgmt |
12 | Elect Director Robert L. Ryan | For | For | Mgmt |
13 | Elect Director Dorothy A. Terrell | For | For | Mgmt |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | Mgmt |
15 | Ratify Auditors | For | For | Mgmt |
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GILEAD SCIENCES, INC. | | |
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Ticker: | GILD | Security ID: | 375,558,103 | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
Record Date: | March 13, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John F. Cogan | For | For | Mgmt |
1.2 | Elect Director Etienne F. Davignon | For | For | Mgmt |
1.3 | Elect Director Carla A. Hills | For | For | Mgmt |
1.4 | Elect Director Kevin E. Lofton | For | For | Mgmt |
1.5 | Elect Director John W. Madigan | For | For | Mgmt |
1.6 | Elect Director John C. Martin | For | For | Mgmt |
1.7 | Elect Director Nicholas G. Moore | For | For | Mgmt |
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1.8 | Elect Director Richard J. Whitley | For | For | Mgmt |
1.9 | Elect Director Gayle E. Wilson | For | For | Mgmt |
1.10 | Elect Director Per Wold-Olsen | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Increase Authorized Common Stock | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
6 | Require Independent Board Chairman | Against | Against | Shldr |
7 | Provide Right to Act by Written Consent Against | For | Shldr | |
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GOOGLE INC. | | | | |
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Ticker: | GOOG | Security ID: | 38259P508 | |
Meeting Date: JUN 06, 2013 | Meeting Type: Annual | | | |
Record Date: | April 8, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Larry Page | For | For | Mgmt |
1.2 | Elect Director Sergey Brin | For | For | Mgmt |
1.3 | Elect Director Eric E. Schmidt | For | For | Mgmt |
1.4 | Elect Director L. John Doerr | For | For | Mgmt |
1.5 | Elect Director Diane B. Greene | For | For | Mgmt |
1.6 | Elect Director John L. Hennessy | For | For | Mgmt |
1.7 | Elect Director Ann Mather | For | For | Mgmt |
1.8 | Elect Director Paul S. Otellini | For | For | Mgmt |
1.9 | Elect Director K. Ram Shriram | For | For | Mgmt |
1.10 | Elect Director Shirley M. Tilghman | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Report on Reducing Lead Battery Health | Against | For | Shldr |
| Hazards | | | |
4 | Approve Recapitalization Plan for all | Against | For | Shldr |
| Stock to Have One-vote per Share | | | |
5 | Stock Retention/Holding Period | Against | For | Shldr |
6 | Adopt Policy on Succession Planning | Against | For | Shldr |
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GRANITE CONSTRUCTION INCORPORATED | | | | |
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Ticker: | GVA | Security ID: | 387,328,107 | |
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Meeting Date: JUN 06, 2013 | Meeting Type: Annual | | | |
Record Date: | April 10, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director William G. Dorey | For | For | Mgmt |
1b | Elect Director Rebecca A. McDonald | For | For | Mgmt |
1c | Elect Director William H. Powell | For | For | Mgmt |
1d | Elect Director Claes G. Bjork | For | For | Mgmt |
1e | Elect Director Gaddi H. Vasquez | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
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HARLEY-DAVIDSON, INC. | | | | |
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Ticker: | HOG | Security ID: | 412,822,108 | |
Meeting Date: APR 27, 2013 | Meeting Type: Annual | | | |
Record Date: | February 27, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Barry K. Allen | For | For | Mgmt |
1.2 | Elect Director R. John Anderson | For | For | Mgmt |
1.3 | Elect Director Richard R. Beattie | For | For | Mgmt |
1.4 | Elect Director Martha F. Brooks | For | For | Mgmt |
1.5 | Elect Director Michael J. Cave | For | For | Mgmt |
1.6 | Elect Director George H. Conrades | For | For | Mgmt |
1.7 | Elect Director Donald A. James | For | For | Mgmt |
1.8 | Elect Director Sara L. Levinson | For | For | Mgmt |
1.9 | Elect Director N. Thomas Linebarger | For | For | Mgmt |
1.10 | Elect Director George L. Miles, Jr. | For | For | Mgmt |
1.11 | Elect Director James A. Norling | For | For | Mgmt |
1.12 | Elect Director Keith E. Wandell | For | For | Mgmt |
1.13 | Elect Director Jochen Zeitz | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
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HASBRO, INC. | | | | |
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Ticker: | HAS | Security ID: | 418,056,107 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 27, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Basil L. Anderson | For | For | Mgmt |
1.2 | Elect Director Alan R. Batkin | For | For | Mgmt |
1.3 | Elect Director Frank J. Biondi, Jr. | For | For | Mgmt |
1.4 | Elect Director Kenneth A. Bronfin | For | For | Mgmt |
1.5 | Elect Director John M. Connors, Jr. | For | For | Mgmt |
1.6 | Elect Director Michael W. O. Garrett | For | For | Mgmt |
1.7 | Elect Director Lisa Gersh | For | For | Mgmt |
1.8 | Elect Director Brian D. Goldner | For | For | Mgmt |
1.9 | Elect Director Jack M. Greenberg | For | For | Mgmt |
1.10 | Elect Director Alan G. Hassenfeld | For | For | Mgmt |
1.11 | Elect Director Tracy A. Leinbach | For | For | Mgmt |
1.12 | Elect Director Edward M. Philip | For | For | Mgmt |
1.13 | Elect Director Alfred J. Verrecchia | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Require Suppliers to Publish | Against | Against | Shldr |
| Sustainability Report | | | |
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HCC INSURANCE HOLDINGS, INC. | | | | |
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Ticker: | HCC | Security ID: | 404,132,102 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Emmanuel T. Ballases | For | For | Mgmt |
1.2 | Elect Director Judy C. Bozeman | For | For | Mgmt |
1.3 | Elect Director Frank J. Bramanti | For | For | Mgmt |
1.4 | Elect Director Walter M. Duer | For | For | Mgmt |
1.5 | Elect Director James C. Flagg | For | For | Mgmt |
1.6 | Elect Director Thomas M. Hamilton | For | For | Mgmt |
1.7 | Elect Director Leslie S. Heisz | For | For | Mgmt |
1.8 | Elect Director John N. Molbeck, Jr. | For | For | Mgmt |
1.9 | Elect Director Robert A. Rosholt | For | For | Mgmt |
1.10 | Elect Director J. Mikesell Thomas | For | For | Mgmt |
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1.11 | Elect Director Christopher J.B. | For | For | Mgmt |
| Williams | | | |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Approve Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
5 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
HCP, INC. | | | | |
| | | | |
Ticker: | HCP | Security ID: | 40414L109 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James F. Flaherty, III | For | For | Mgmt |
1b | Elect Director Christine N. Garvey | For | For | Mgmt |
1c | Elect Director David B. Henry | For | For | Mgmt |
1d | Elect Director Lauralee E. Martin | For | For | Mgmt |
1e | Elect Director Michael D. McKee | For | For | Mgmt |
1f | Elect Director Peter L. Rhein | For | For | Mgmt |
1g | Elect Director Kenneth B. Roath | For | For | Mgmt |
1h | Elect Director Joseph P. Sullivan | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
HEALTH NET, INC. | | | | |
| | | | |
Ticker: | HNT | Security ID: | 42222G108 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1A | Elect Director Mary Anne Citrino | For | For | Mgmt |
1B | Elect Director Theodore F. Craver, Jr. | For | For | Mgmt |
1C | Elect Director Vicki B. Escarra | For | For | Mgmt |
1D | Elect Director Gale S. Fitzgerald | For | For | Mgmt |
|
| | | | |
1E | Elect Director Patrick Foley | For | For | Mgmt |
1F | Elect Director Jay M. Gellert | For | For | Mgmt |
1G | Elect Director Roger F. Greaves | For | For | Mgmt |
1H | Elect Director Douglas M. Mancino | For | For | Mgmt |
1I | Elect Director Bruce G. Willison | For | For | Mgmt |
1J | Elect Director Frederick C. Yeager | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
HERTZ GLOBAL HOLDINGS, INC. | | | | |
| | | | |
Ticker: | HTZ | Security ID: | 42805T105 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Barry H. Beracha | For | For | Mgmt |
1.2 | Elect Director Brian A. Bemasek | For | For | Mgmt |
1.3 | Elect Director George W. Tamke | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
HOLLYFRONTIER CORPORATION | | | | |
| | | | |
Ticker: | HFC | Security ID: | 436,106,108 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Douglas Y. Bech | For | For | Mgmt |
1b | Elect Director Buford P. Berry | For | For | Mgmt |
1c | Elect Director Leldon E. Echols | For | For | Mgmt |
1d | Elect Director R. Kevin Hardage | For | For | Mgmt |
|
| | | | |
1e | Elect Director Michael C. Jennings | For | For | Mgmt |
1f | Elect Director Robert J. Kostelnik | For | For | Mgmt |
1g | Elect Director James H. Lee | For | For | Mgmt |
1h | Elect Director Robert G. McKenzie | For | For | Mgmt |
1i | Elect Director Franklin Myers | For | For | Mgmt |
1j | Elect Director Michael E. Rose | For | For | Mgmt |
1k | Elect Director Tommy A. Valenta | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
INFORMATICA CORPORATION | | | | |
| | | | |
Ticker: | INFA | Security ID: | 45666Q102 | |
Meeting Date: MAY 24, 2013 | Meeting Type: Annual | | | |
Record Date: | April 3, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Mark Garrett | For | For | Mgmt |
1b | Elect Director Gerald Held | For | For | Mgmt |
1c | Elect Director Charles J. Robel | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
INTEL CORPORATION | | | | |
| | | | |
Ticker: | INTC | Security ID: | 458,140,100 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Charlene Barshefsky | For | For | Mgmt |
1b | Elect Director Andy D. Bryant | For | For | Mgmt |
1c | Elect Director Susan L. Decker | For | For | Mgmt |
1d | Elect Director John J. Donahoe | For | For | Mgmt |
1e | Elect Director Reed E. Hundt | For | For | Mgmt |
|
| | | | |
1f | Elect Director James D. Plummer | For | For | Mgmt |
1g | Elect Director David S. Pottruck | For | For | Mgmt |
1h | Elect Director Frank D. Yeary | For | For | Mgmt |
1i | Elect Director David B. Yoffie | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Stock Retention/Holding Period | Against | For | Shldr |
| | | | |
INTERNATIONAL BUSINESS MACHINES CORPORATION | | | | |
| | | | |
Ticker: | IBM | Security ID: | 459,200,101 | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alain J.P. Belda | For | For | Mgmt |
1.2 | Elect Director William R. Brody | For | For | Mgmt |
1.3 | Elect Director Kenneth I. Chenault | For | For | Mgmt |
1.4 | Elect Director Michael L. Eskew | For | For | Mgmt |
1.5 | Elect Director David N. Farr | For | For | Mgmt |
1.6 | Elect Director Shirley Ann Jackson | For | For | Mgmt |
1.7 | Elect Director Andrew N. Liveris | For | For | Mgmt |
1.8 | Elect Director W. James McNerney, Jr. | For | For | Mgmt |
1.9 | Elect Director James W. Owens | For | For | Mgmt |
1.10 | Elect Director Virginia M. Rometty | For | For | Mgmt |
1.11 | Elect Director Joan E. Spero | For | For | Mgmt |
1.12 | Elect Director Sidney Taurel | For | For | Mgmt |
1.13 | Elect Director Lorenzo H. Zambrano | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Lobbying Payments and Policy | Against | For | Shldr |
5 | Provide Right to Act by Written Consent Against | For | Shldr | |
6 | Require Independent Board Chairman | Against | For | Shldr |
7 | Stock Retention/Holding Period | Against | For | Shldr |
| | | | |
INTERNATIONAL FLAVORS & FRAGRANCES INC. | | | | |
|
| | | | |
| | | | |
Ticker: | IFF | Security ID: | 459,506,101 | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Marcello V. Bottoli | For | For | Mgmt |
1b | Elect Director Linda B. Buck | For | For | Mgmt |
1c | Elect Director J. Michael Cook | For | For | Mgmt |
1d | Elect Director Roger W. Ferguson, Jr. | For | For | Mgmt |
1e | Elect Director Andreas Fibig | For | For | Mgmt |
1f | Elect Director Christina Gold | For | For | Mgmt |
1g | Elect Director Alexandra A. Herzan | For | For | Mgmt |
1h | Elect Director Henry W. Howell, Jr. | For | For | Mgmt |
1i | Elect Director Katherine M. Hudson | For | For | Mgmt |
1j | Elect Director Arthur C. Martinez | For | For | Mgmt |
1k | Elect Director Dale F. Morrison | For | For | Mgmt |
1l | Elect Director Douglas D. Tough | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
JACK IN THE BOX INC. | | | | |
| | | | |
Ticker: | JACK | Security ID: | 466,367,109 | |
Meeting Date: FEB 15, 2013 | Meeting Type: Annual | | | |
Record Date: | December 18, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David L. Goebel | For | For | Mgmt |
1.2 | Elect Director Madeleine A. Kleiner | For | For | Mgmt |
1.3 | Elect Director Linda A. Lang | For | For | Mgmt |
1.4 | Elect Director Michael W. Murphy | For | For | Mgmt |
1.5 | Elect Director James M. Myers | For | For | Mgmt |
1.6 | Elect Director David M. Tehle | For | For | Mgmt |
1.7 | Elect Director Winifred M. Webb | For | For | Mgmt |
1.8 | Elect Director John T. Wyatt | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
| | | | |
JACOBS ENGINEERING GROUP INC. | | | | |
| | | | |
Ticker: | JEC | Security ID: | 469,814,107 | |
Meeting Date: JAN 24, 2013 | Meeting Type: Annual | | | |
Record Date: | December 3, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert C. Davidson, Jr. | For | For | Mgmt |
1b | Elect Director Ralph E. Eberhart | For | For | Mgmt |
1c | Elect Director Edward V. Fritzky | For | For | Mgmt |
1d | Elect Director Christopher M.T. | For | For | Mgmt |
| Thompson | | | |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Declassify the Board of Directors | Against | For | Shldr |
| | | | |
JOHNSON & JOHNSON | | | | |
| | | | |
Ticker: | JNJ | Security ID: | 478,160,104 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | February 26, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mary Sue Coleman | For | For | Mgmt |
1.2 | Elect Director James G. Cullen | For | For | Mgmt |
1.3 | Elect Director Ian E.L. Davis | For | For | Mgmt |
1.4 | Elect Director Alex Gorsky | For | For | Mgmt |
1.5 | Elect Director Michael M.E. Johns | For | For | Mgmt |
1.6 | Elect Director Susan L. Lindquist | For | For | Mgmt |
1.7 | Elect Director Anne M. Mulcahy | For | For | Mgmt |
1.8 | Elect Director Leo F. Mullin | For | For | Mgmt |
1.9 | Elect Director William D. Perez | For | For | Mgmt |
1.10 | Elect Director Charles Prince | For | For | Mgmt |
1.11 | Elect Director A. Eugene Washington | For | For | Mgmt |
1.12 | Elect Director Ronald A. Williams | For | For | Mgmt |
|
| | | | |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Stock Retention/Holding Period | Against | For | Shldr |
5 | Screen Political Contributions for | Against | Against | Shldr |
| Consistency with Corporate Values | | | |
6 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
JOHNSON CONTROLS, INC. | | | | |
| | | | |
Ticker: | JCI | Security ID: | 478,366,107 | |
Meeting Date: JAN 23, 2013 | Meeting Type: Annual | | | |
Record Date: | November 15, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David P. Abney | For | For | Mgmt |
1.2 | Elect Director Julie L. Bushman | For | For | Mgmt |
1.3 | Elect Director Eugenio Clariond | For | For | Mgmt |
| Reyes-Retana | | | |
1.4 | Elect Director Jeffrey A. Joerres | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Declassify the Board of Directors | For | For | Mgmt |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
6 | Require Independent Board Chairman | Against | Against | Shldr |
7 | Provide Right to Act by Written Consent Against | Against | Shldr | |
| | | | |
JPMORGAN CHASE & CO. | | | | |
| | | | |
Ticker: | JPM | Security ID: | 46625H100 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James A. Bell | For | For | Mgmt |
1b | Elect Director Crandall C.Bowles | For | For | Mgmt |
1c | Elect Director Stephen B. Burke | For | For | Mgmt |
|
| | | | |
1d | Elect Director David M. Cote | For | Against | Mgmt |
1e | Elect Director James S. Crown | For | Against | Mgmt |
1f | Elect Director James Dimon | For | For | Mgmt |
1g | Elect Director Timothy P. Flynn | For | For | Mgmt |
1h | Elect Director Ellen V. Futter | For | Against | Mgmt |
1i | Elect Director Laban P. Jackson, Jr. | For | For | Mgmt |
1j | Elect Director Lee R. Raymond | For | For | Mgmt |
1k | Elect Director William C. Weldon | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Provide Right to Act by Written Consent For | For | Mgmt | |
5 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
6 | Require Independent Board Chairman | Against | For | Shldr |
7 | Stock Retention/Holding Period | Against | Against | Shldr |
8 | Institute Procedures to Prevent | Against | Against | Shldr |
| Investments in Companies that | | | |
| Contribute to Genocide or Crimes | | | |
| Against Humanity | | | |
9 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
| | | | |
KIMBERLY-CLARK CORPORATION | | | | |
| | | | |
Ticker: | KMB | Security ID: | 494,368,103 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John R. Alm | For | For | Mgmt |
1.2 | Elect Director John F. Bergstrom | For | For | Mgmt |
1.3 | Elect Director Abelardo E. Bru | For | For | Mgmt |
1.4 | Elect Director Robert W. Decherd | For | For | Mgmt |
1.5 | Elect Director Thomas J. Falk | For | For | Mgmt |
1.6 | Elect Director Fabian T. Garcia | For | For | Mgmt |
1.7 | Elect Director Mae C. Jemison | For | For | Mgmt |
1.8 | Elect Director James M. Jenness | For | For | Mgmt |
1.9 | Elect Director Nancy J. Karch | For | For | Mgmt |
1.10 | Elect Director Ian C. Read | For | For | Mgmt |
1.11 | Elect Director Linda Johnson Rice | For | For | Mgmt |
1.12 | Elect Director Marc J. Shapiro | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
| | | | |
LAM RESEARCH CORPORATION | | | | |
| | | | |
Ticker: | LRCX | Security ID: | 512,807,108 | |
Meeting Date: NOV 01, 2012 | Meeting Type: Annual | | | |
Record Date: | September 7, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Martin B. Anstice | For | For | Mgmt |
1.2 | Elect Director Eric K. Brandt | For | For | Mgmt |
1.3 | Elect Director Michael R. Cannon | For | For | Mgmt |
1.4 | Elect Director Youssef A. El-mansy | For | For | Mgmt |
1.5 | Elect Director Christine A. Heckart | For | For | Mgmt |
1.6 | Elect Director Grant M. Inman | For | For | Mgmt |
1.7 | Elect Director Catherine P. Lego | For | For | Mgmt |
1.8 | Elect Director Stephen G. Newberry | For | For | Mgmt |
1.9 | Elect Director Krishna C. Saraswat | For | For | Mgmt |
1.10 | Elect Director William R. Spivey | For | For | Mgmt |
1.11 | Elect Director Abhijit Y. Talwalkar | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
LIFE TECHNOLOGIES CORPORATION | | | | |
| | | | |
Ticker: | LIFE | Security ID: | 53217V109 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | March 6, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George F. Adam, Jr. | For | For | Mgmt |
1.2 | Elect Director Raymond V. Dittamore | For | For | Mgmt |
1.3 | Elect Director Donald W. Grimm | For | For | Mgmt |
1.4 | Elect Director Craig J. Mundie | For | For | Mgmt |
1.5 | Elect Director Ora H. Pescovitz | For | For | Mgmt |
1.6 | Elect Director Per A. Peterson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
|
| | | | |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
| | | | |
LSI CORPORATION | | | | |
| | | | |
Ticker: | LSI | Security ID: | 502,161,102 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Charles A. Haggerty | For | For | Mgmt |
1b | Elect Director Richard S. Hill | For | For | Mgmt |
1c | Elect Director John H.F. Miner | For | For | Mgmt |
1d | Elect Director Arun Netravali | For | For | Mgmt |
1e | Elect Director Charles C. Pope | For | For | Mgmt |
1f | Elect Director Gregorio Reyes | For | For | Mgmt |
1g | Elect Director Michael G. Strachan | For | For | Mgmt |
1h | Elect Director Abhijit Y. Talwalkar | For | For | Mgmt |
1i | Elect Director Susan M. Whitney | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Amend Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
| | | | |
MATTEL, INC. | | | | |
| | | | |
Ticker: | MAT | Security ID: | 577,081,102 | |
Meeting Date: MAY 10, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Michael J. Dolan | For | For | Mgmt |
1b | Elect Director Trevor A. Edwards | For | For | Mgmt |
1c | Elect Director Frances D. Fergusson | For | For | Mgmt |
1d | Elect Director Dominic Ng | For | For | Mgmt |
1e | Elect Director Vasant M. Prabhu | For | For | Mgmt |
|
| | | | |
1f | Elect Director Andrea L. Rich | For | For | Mgmt |
1g | Elect Director Dean A. Scarborough | For | For | Mgmt |
1h | Elect Director Christopher A. Sinclair | For | For | Mgmt |
1i | Elect Director Bryan G. Stockton | For | For | Mgmt |
1j | Elect Director Dirk Van de Put | For | For | Mgmt |
1k | Elect DirectorKathy White Loyd | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
MCKESSON CORPORATION | | | | |
| | | | |
Ticker: | MCK | Security ID: | 58155Q103 | |
Meeting Date: JUL 25, 2012 | Meeting Type: Annual | | | |
Record Date: | May 31, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Andy D. Bryant | For | For | Mgmt |
2 | Elect Director Wayne A. Budd | For | For | Mgmt |
3 | Elect Director John H. Hammergren | For | For | Mgmt |
4 | Elect Director Alton F. Irby, III | For | For | Mgmt |
5 | Elect Director M. Christine Jacobs | For | For | Mgmt |
6 | Elect Director Marie L. Knowles | For | For | Mgmt |
7 | Elect Director David M. Lawrence | For | For | Mgmt |
8 | Elect Director Edward A. Mueller | For | For | Mgmt |
9 | Elect Director Jane E. Shaw | For | For | Mgmt |
10 | Ratify Auditors | For | For | Mgmt |
11 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
12 | Provide Right to Act by Written Consent Against | For | Shldr | |
13 | Require Independent Board Chairman | Against | For | Shldr |
14 | Stock Retention | Against | For | Shldr |
15 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
| | | | |
MEDTRONIC, INC. | | | | |
| | | | |
Ticker: | MDT | Security ID: | 585,055,106 | |
Meeting Date: AUG 23, 2012 | Meeting Type: Annual | | | |
Record Date: | June 25, 2012 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard H. Anderson | For | For | Mgmt |
1.2 | Elect Director Victor J. Dzau | For | For | Mgmt |
1.3 | Elect Director Omar Ishrak | For | For | Mgmt |
1.4 | Elect Director Shirley Ann Jackson | For | For | Mgmt |
1.5 | Elect Director Michael O. Leavitt | For | For | Mgmt |
1.6 | Elect Director James T. Lenehan | For | For | Mgmt |
1.7 | Elect Director Denise M. O'Leary | For | For | Mgmt |
1.8 | Elect Director Kendall J. Powell | For | For | Mgmt |
1.9 | Elect Director Robert C. Pozen | For | For | Mgmt |
1.10 | Elect Director Jack W. Schuler | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Adopt Majority Voting for Uncontested | For | For | Mgmt |
| Election of Directors | | | |
5 | Adopt Proxy Access Right | Against | Against | Shldr |
6 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
| | | | |
METLIFE, INC. | | | | |
| | | | |
Ticker: | MET | Security ID: | 59156R108 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director R. Glenn Hubbard | For | For | Mgmt |
1.2 | Elect Director Steven A. Kandarian | For | For | Mgmt |
1.3 | Elect Director John M. Keane | For | For | Mgmt |
1.4 | Elect Director Alfred F. Kelly, Jr. | For | For | Mgmt |
1.5 | Elect Director James M. Kilts | For | For | Mgmt |
1.6 | Elect Director Catherine R. Kinney | For | For | Mgmt |
1.7 | Elect Director Hugh B. Price | For | For | Mgmt |
1.8 | Elect Director Kenton J. Sicchitano | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
MICROCHIP TECHNOLOGY INCORPORATED | | | | |
|
| | | | |
| | | | |
Ticker: | MCHP | Security ID: | 595,017,104 | |
Meeting Date: AUG 17, 2012 | Meeting Type: Annual | | | |
Record Date: | June 22, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steve Sanghi | For | For | Mgmt |
1.2 | Elect Director Albert J. Hugo-Martinez | For | For | Mgmt |
1.3 | Elect Director L.B. Day | For | For | Mgmt |
1.4 | Elect Director Matthew W. Chapman | For | For | Mgmt |
1.5 | Elect Director Wade F. Meyercord | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Approve Conversion of Securities | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
MICROSOFT CORPORATION | | | | |
| | | | |
Ticker: | MSFT | Security ID: | 594,918,104 | |
Meeting Date: NOV 28, 2012 | Meeting Type: Annual | | | |
Record Date: | September 14, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Steven A. Ballmer | For | For | Mgmt |
2 | Elect Director Dina Dublon | For | For | Mgmt |
3 | Elect Director William H. Gates, III | For | For | Mgmt |
4 | Elect Director Maria M. Klawe | For | For | Mgmt |
5 | Elect Director Stephen J. Luczo | For | For | Mgmt |
6 | Elect Director David F. Marquardt | For | For | Mgmt |
7 | Elect Director Charles H. Noski | For | For | Mgmt |
8 | Elect Director Helmut Panke | For | For | Mgmt |
9 | Elect Director John W. Thompson | For | For | Mgmt |
10 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
11 | Approve Qualified Employee Stock | For | For | Mgmt |
| Purchase Plan | | | |
12 | Ratify Auditors | For | For | Mgmt |
13 | Provide for Cumulative Voting | Against | For | Shldr |
|
| | | | |
| | | | |
NABORS INDUSTRIES LTD. | | | | |
| | | | |
Ticker: | NBR | Security ID: | G6359F103 | |
Meeting Date: JUN 04, 2013 | Meeting Type: Annual | | | |
Record Date: | April 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James R. Crane | For | W/hold | Mgmt |
1.2 | Elect Director Michael C. Linn | For | W/hold | Mgmt |
1.3 | Elect Director John V. Lombardi | For | W/hold | Mgmt |
1.4 | Elect Director Howard Wolf | For | For | Mgmt |
1.5 | Elect Director John Yearwood | For | W/hold | Mgmt |
2 | Approve Pricewaterhouse Coopers LLP as | For | For | Mgmt |
| Auditor and Authorize Board to Fix | | | |
| Their Renumeration | | | |
3 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Approve Omnibus Stock Plan | For | Against | Mgmt |
5 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
6 | Require Shldr Approval of | Against | For | Shldr |
| Specific Performance Metrics in Equity | | | |
| Compensation Plans | | | |
7 | Require Independent Board Chairman | Against | For | Shldr |
8 | Stock Retention/Holding Period | Against | For | Shldr |
9 | Submit Severance Agreement | Against | For | Shldr |
| (Change-in-Control) to Shldr Vote | | | |
10 | Adopt Proxy Access Right | Against | For | Shldr |
| | | | |
NATURAL GAS SERVICES GROUP, INC. | | | | |
| | | | |
Ticker: | NGS | Security ID: | 63886Q109 | |
Meeting Date: JUN 12, 2013 | Meeting Type: Annual | | | |
Record Date: | April 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director John W. Chisholm | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
|
| | | | |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
NIKE, INC. | | | | |
| | | | |
Ticker: | NKE | Security ID: | 654,106,103 | |
Meeting Date: SEP 20, 2012 | Meeting Type: Annual | | | |
Record Date: | July 23, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan B. Graf, Jr. | For | For | Mgmt |
1.2 | Elect Director John C. Lechleiter | For | For | Mgmt |
1.3 | Elect Director Phyllis M. Wise | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Increase Authorized Common Stock | For | For | Mgmt |
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Ratify Auditors | For | For | Mgmt |
6 | Report on Political Contributions | Against | For | Shldr |
| | | | |
NISSAN MOTOR CO. LTD. | | | | |
| | | | |
Ticker: | 7,201 | Security ID: | 654,744,408 | |
Meeting Date: JUN 25, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, with a | For | For | Mgmt |
| Final Dividend of JPY 12.5 | | | |
2.1 | Elect Director Carlos Ghosn | For | For | Mgmt |
2.2 | Elect Director Shiga, Toshiyuki | For | For | Mgmt |
2.3 | Elect Director Saikawa, Hiroto | For | For | Mgmt |
2.4 | Elect Director Colin Dodge | For | For | Mgmt |
2.5 | Elect Director Yamashita, Mitsuhiko | For | For | Mgmt |
2.6 | Elect Director Imazu, Hidetoshi | For | For | Mgmt |
2.7 | Elect Director Greg Kelly | For | For | Mgmt |
2.8 | Elect Director Jean-Baptiste Duzan | For | For | Mgmt |
2.9 | Elect Director Nakamura, Katsumi | For | For | Mgmt |
3 | Approve Stock Appreciation Rights Plan | For | For | Mgmt |
|
| | | | |
| for Directors | | | |
| | | | |
NORDSTROM, INC. | | | | |
| | | | |
Ticker: | JWN | Security ID: | 655,664,100 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Phyllis J. Campbell | For | For | Mgmt |
1b | Elect Director Michelle M. Ebanks | For | For | Mgmt |
1c | Elect Director Enrique Hernandez, Jr. | For | For | Mgmt |
1d | Elect Director Robert G. Miller | For | For | Mgmt |
1e | Elect Director Blake W. Nordstrom | For | For | Mgmt |
1f | Elect Director Erik B. Nordstrom | For | For | Mgmt |
1g | Elect Director Peter E. Nordstrom | For | For | Mgmt |
1h | Elect Director Philip G. Satre | For | For | Mgmt |
1i | Elect Director B. Kevin Turner | For | For | Mgmt |
1j | Elect Director Robert D. Walter | For | For | Mgmt |
1k | Elect Director Alison A. Winter | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
NORTHROP GRUMMAN CORPORATION | | | | |
| | | | |
Ticker: | NOC | Security ID: | 666,807,102 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Wesley G. Bush | For | For | Mgmt |
1.2 | Elect Director Victor H. Fazio | For | For | Mgmt |
1.3 | Elect Director Donald E. Felsinger | For | For | Mgmt |
1.4 | Elect Director Stephen E. Frank | For | For | Mgmt |
1.5 | Elect Director Bruce S. Gordon | For | For | Mgmt |
1.6 | Elect Director Madeleine A. Kleiner | For | For | Mgmt |
|
| | | | |
1.7 | Elect Director Karl J. Krapek | For | For | Mgmt |
1.8 | Elect Director Richard B. Myers | For | For | Mgmt |
1.9 | Elect Director Aulana L. Peters | For | For | Mgmt |
1.10 | Elect Director Gary Roughead | For | For | Mgmt |
1.11 | Elect Director Thomas M. Schoewe | For | For | Mgmt |
1.12 | Elect Director Kevin W. Sharer | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
5 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
OCCIDENTAL PETROLEUM CORPORATION | | | | |
| | | | |
Ticker: | OXY | Security ID: | 674,599,105 | |
Meeting Date: MAY 03, 2013 | Meeting Type: Annual | | | |
Record Date: | March 13, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Spencer Abraham | For | For | Mgmt |
1.2 | Elect Director Howard I. Atkins | For | For | Mgmt |
1.3 | Elect Director Stephen I. Chazen | For | For | Mgmt |
1.4 | Elect Director Edward P. Djerejian | For | For | Mgmt |
1.5 | Elect Director John E. Feick | For | For | Mgmt |
1.6 | Elect Director Margaret M. Foran | For | For | Mgmt |
1.7 | Elect Director Carlos M. Gutierrez | For | For | Mgmt |
1.8 | Elect Director Ray R. Irani | For | Against | Mgmt |
1.9 | Elect Director Avedick B. Poladian | For | For | Mgmt |
1.10 | Elect Director Aziz D. Syriani | For | Against | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Provide Right to Act by Written Consent Against | For | Shldr | |
| | | | |
OMNICELL, INC. | | | | |
| | | | |
Ticker: | OMCL | Security ID: | 68213N109 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Donald C. Wegmiller | For | For | Mgmt |
1.2 | Elect Director James T. Judson | For | For | Mgmt |
1.3 | Elect Director Gary S. Petersmeyer | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
ORACLE CORPORATION | | | | |
| | | | |
Ticker: | ORCL | Security ID: | 68389X105 | |
Meeting Date: NOV 07, 2012 | Meeting Type: Annual | | | |
Record Date: | September 10, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jeffrey S. Berg | For | For | Mgmt |
1.2 | Elect Director H. Raymond Bingham | For | For | Mgmt |
1.3 | Elect Director Michael J. Boskin | For | For | Mgmt |
1.4 | Elect Director Safra A. Catz | For | For | Mgmt |
1.5 | Elect Director Bruce R. Chizen | For | W/hold | Mgmt |
1.6 | Elect Director George H. Conrades | For | W/hold | Mgmt |
1.7 | Elect Director Lawrence J. Ellison | For | For | Mgmt |
1.8 | Elect Director Hector Garcia-Molina | For | For | Mgmt |
1.9 | Elect Director Jeffrey O. Henley | For | For | Mgmt |
1.10 | Elect Director Mark V. Hurd | For | For | Mgmt |
1.11 | Elect Director Donald L. Lucas | For | For | Mgmt |
1.12 | Elect Director Naomi O. Seligman | For | W/hold | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Non-Employee Director Stock | For | For | Mgmt |
| Option Plan | | | |
4 | Ratify Auditors | For | For | Mgmt |
5 | Adopt Multiple Performance Metrics | Against | For | Shldr |
| Under Executive Incentive Plans | | | |
6 | Require Independent Board Chairman | Against | For | Shldr |
7 | Adopt Retention Ratio for | Against | For | Shldr |
| Executives/Directors | | | |
8 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
|
| | | | |
| | | | |
PACCAR INC | | | | |
| | | | |
Ticker: | PCAR | Security ID: | 693,718,108 | |
Meeting Date: APR 29, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alison J. Carnwath | For | For | Mgmt |
1.2 | Elect Director Luiz Kaufmann | For | For | Mgmt |
1.3 | Elect Director John M. Pigott | For | For | Mgmt |
1.4 | Elect Director Gregory M. E. Spierkel | For | For | Mgmt |
2 | Declassify the Board of Directors | Against | For | Shldr |
3 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
| | | | |
PEPSICO, INC. | | | | |
| | | | |
Ticker: | PEP | Security ID: | 713,448,108 | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
Record Date: | March 7, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Shona L. Brown | For | For | Mgmt |
1.2 | Elect Director George W. Buckley | For | For | Mgmt |
1.3 | Elect Director Ian M. Cook | For | For | Mgmt |
1.4 | Elect Director Dina Dublon | For | For | Mgmt |
1.5 | Elect Director Victor J. Dzau | For | For | Mgmt |
1.6 | Elect Director Ray L. Hunt | For | For | Mgmt |
1.7 | Elect Director Alberto Ibarguen | For | For | Mgmt |
1.8 | Elect Director Indra K. Nooyi | For | For | Mgmt |
1.9 | Elect Director Sharon Percy Rockefeller For | For | Mgmt | |
1.10 | Elect Director James J. Schiro | For | For | Mgmt |
1.11 | Elect Director Lloyd G. Trotter | For | For | Mgmt |
1.12 | Elect Director Daniel Vasella | For | For | Mgmt |
1.13 | Elect Director Alberto Weisser | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
| | | | |
PLUM CREEK TIMBER COMPANY, INC. | | | | |
| | | | |
Ticker: | PCL | Security ID: | 729,251,108 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Rick R. Holley | For | For | Mgmt |
1b | Elect Director Robin Josephs | For | For | Mgmt |
1c | Elect Director John G. McDonald | For | For | Mgmt |
1d | Elect Director Robert B. McLeod | For | For | Mgmt |
1e | Elect Director John F. Morgan Sr. | For | For | Mgmt |
1f | Elect Director Marc F. Racicot | For | For | Mgmt |
1g | Elect Director Lawrence A. Selzer | For | For | Mgmt |
1h | Elect Director Stephen C. Tobias | For | For | Mgmt |
1i | Elect Director Martin A. White | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
POLYCOM, INC. | | | | |
| | | | |
Ticker: | PLCM | Security ID: | 73172K104 | |
Meeting Date: JUN 05, 2013 | Meeting Type: Annual | | | |
Record Date: | April 10, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Andrew M. Miller | For | For | Mgmt |
1.2 | Elect Director Betsy S. Atkins | For | For | Mgmt |
1.3 | Elect Director David G. DeWalt | None | None | Mgmt |
1.4 | Elect Director John A. Kelley, Jr. | For | For | Mgmt |
1.5 | Elect Director D. Scott Mercer | For | For | Mgmt |
1.6 | Elect Director William A. Owens | For | For | Mgmt |
1.7 | Elect Director Kevin T. Parker | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
POOL CORPORATION | | | | |
| | | | |
Ticker: | POOL | Security ID: | 73278L105 | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
Record Date: | March 13, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Wilson B. Sexton | For | For | Mgmt |
1.2 | Elect Director Andrew W. Code | For | For | Mgmt |
1.3 | Elect Director James J. Gaffney | For | For | Mgmt |
1.4 | Elect Director George T. Haymaker, Jr. | For | For | Mgmt |
1.5 | Elect Director Manuel J. Perez de la | For | For | Mgmt |
| Mesa | | | |
1.6 | Elect Director Harlan F. Seymour | For | For | Mgmt |
1.7 | Elect Director Robert C. Sledd | For | For | Mgmt |
1.8 | Elect Director John E. Stokely | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
| | | | |
PPG INDUSTRIES, INC. | | | | |
| | | | |
Ticker: | PPG | Security ID: | 693,506,107 | |
Meeting Date: APR 18, 2013 | Meeting Type: Annual | | | |
Record Date: | February 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James G. Berges | For | For | Mgmt |
1.2 | Elect Director John V. Faraci | For | For | Mgmt |
1.3 | Elect Director Victoria F. Haynes | For | For | Mgmt |
1.4 | Elect Director Martin H. Richenhagen | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Declassify the Board of Directors | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
|
| | | | |
| | | | |
PRECISION CASTPARTS CORP. | | | | |
| | | | |
Ticker: | PCP | Security ID: | 740,189,105 | |
Meeting Date: AUG 14, 2012 | Meeting Type: Annual | | | |
Record Date: | June 12, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark Donegan | For | For | Mgmt |
1.2 | Elect Director Vernon E. Oechsle | For | For | Mgmt |
1.3 | Elect Director Ulrich Schmidt | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
| | | | |
QLOGIC CORPORATION | | | | |
| | | | |
Ticker: | QLGC | Security ID: | 747,277,101 | |
Meeting Date: AUG 23, 2012 | Meeting Type: Annual | | | |
Record Date: | June 28, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Simon Biddiscombe | For | For | Mgmt |
2 | Elect Director H.K. Desai | For | For | Mgmt |
3 | Elect Director Balakrishnan S. Iyer | For | For | Mgmt |
4 | Elect Director Kathryn B. Lewis | For | For | Mgmt |
5 | Elect Director D. Scott Mercer | For | For | Mgmt |
6 | Elect Director George D. Wells | For | For | Mgmt |
7 | Elect Director William M. Zeitler | For | For | Mgmt |
8 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
9 | Ratify Auditors | For | For | Mgmt |
| | | | |
QUALCOMM INCORPORATED | | | | |
|
| | | | |
| | | | |
Ticker: | QCOM | Security ID: | 747,525,103 | |
Meeting Date: MAR 05, 2013 | Meeting Type: Annual | | | |
Record Date: | January 7, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Barbara T. Alexander | For | For | Mgmt |
1b | Elect Director Donald G. Cruickshank | For | For | Mgmt |
1c | Elect Director Raymond V. Dittamore | For | For | Mgmt |
1d | Elect Director Susan Hockfield | For | For | Mgmt |
1e | Elect Director Thomas W. Horton | For | For | Mgmt |
1f | Elect Director Paul E. Jacobs | For | For | Mgmt |
1g | Elect Director Sherry Lansing | For | For | Mgmt |
1h | Elect Director Duane A. Nelles | For | For | Mgmt |
1i | Elect Director Francisco Ros | For | For | Mgmt |
1j | Elect Director Brent Scowcroft | For | For | Mgmt |
1k | Elect Director Marc I. Stern | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
RED LION HOTELS CORPORATION | | | | |
| | | | |
Ticker: | RLH | Security ID: | 756,764,106 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Raymond R. Brandstrom | For | For | Mgmt |
1.2 | Elect Director Ryland P. 'Skip' Davis | For | For | Mgmt |
1.3 | Elect Director Jon E. Eliassen | For | For | Mgmt |
1.4 | Elect Director James P. Evans | For | For | Mgmt |
1.5 | Elect Director David J. Johnson | For | For | Mgmt |
1.6 | Elect Director Melvin L. Keating | For | For | Mgmt |
1.7 | Elect Director Ronald R. Taylor | For | For | Mgmt |
1.8 | Elect Director Michael Vernon | For | For | Mgmt |
1.9 | Elect Director Robert G. Wolfe | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
|
| | | | |
| Executive Officers' Compensation | | | |
4 | Require a Majority Vote for the | None | For | Shldr |
| Election of Directors | | | |
| | | | |
RELIANCE STEEL & ALUMINUM CO. | | | | |
| | | | |
Ticker: | RS | Security ID: | 759,509,102 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Sarah J. Anderson | For | For | Mgmt |
1.2 | Elect Director John G. Figueroa | For | For | Mgmt |
1.3 | Elect Director Thomas W. Gimbel | For | For | Mgmt |
1.4 | Elect Director David H. Hannah | For | For | Mgmt |
1.5 | Elect Director Douglas M. Hayes | For | For | Mgmt |
1.6 | Elect Director Mark V. Kaminski | For | For | Mgmt |
1.7 | Elect Director Gregg J. Mollins | For | For | Mgmt |
1.8 | Elect Director Andrew G. Sharkey, III | For | For | Mgmt |
1.9 | Elect Director Leslie A. Waite | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require Independent Board Chairman | Against | Against | Shldr |
5 | Ratify Auditors | For | For | Mgmt |
| | | | |
ROBERT HALF INTERNATIONAL INC. | | | | |
| | | | |
Ticker: | RHI | Security ID: | 770,323,103 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | April 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Andrew S. Berwick, Jr. | For | For | Mgmt |
1.2 | Elect Director Harold M. Messmer, Jr. | For | For | Mgmt |
1.3 | Elect Director Barbara J. Novogradac | For | For | Mgmt |
1.4 | Elect Director Robert J. Pace | For | For | Mgmt |
|
| | | | |
1.5 | Elect Director Frederick A. Richman | For | For | Mgmt |
1.6 | Elect Director M. Keith Waddell | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
SABRA HEALTH CARE REIT, INC. | | | | |
| | | | |
Ticker: | SBRA | Security ID: | 78573L106 | |
Meeting Date: JUN 19, 2013 | Meeting Type: Annual | | | |
Record Date: | April 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Craig A. Barbarosh | For | For | Mgmt |
1b | Elect Director Robert A. Ettl | For | For | Mgmt |
1c | Elect Director Michael J. Foster | For | For | Mgmt |
1d | Elect Director Richard K. Matros | For | For | Mgmt |
1e | Elect Director Milton J. Walters | For | For | Mgmt |
2 | Amend Omnibus Stock Plan | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
SCHLUMBERGER LIMITED | | | | |
| | | | |
Ticker: | SLB | Security ID: | 806,857,108 | |
Meeting Date: APR 10, 2013 | Meeting Type: Annual | | | |
Record Date: | February 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Peter L.S. Currie | For | For | Mgmt |
1b | Elect Director Tony Isaac | For | For | Mgmt |
1c | Elect Director K. Vaman Kamath | For | For | Mgmt |
1d | Elect Director Paal Kibsgaard | For | For | Mgmt |
1e | Elect Director Nikolay Kudryavtsev | For | For | Mgmt |
1f | Elect Director Adrian Lajous | For | For | Mgmt |
|
| | | | |
1g | Elect Director Michael E. Marks | For | For | Mgmt |
1h | Elect Director Lubna S. Olayan | For | For | Mgmt |
1i | Elect Director L. Rafael Reif | For | For | Mgmt |
1j | Elect Director Tore I. Sandvold | For | For | Mgmt |
1k | Elect Director Henri Seydoux | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Adopt and Approve Financials and | For | For | Mgmt |
| Dividends | | | |
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Mgmt |
| Auditors | | | |
5 | Approve Omnibus Stock Plan | For | For | Mgmt |
6 | Amend Employee Stock Purchase Plan | For | For | Mgmt |
| | | | |
SCHNITZER STEEL INDUSTRIES, INC. | | | | |
| | | | |
Ticker: | SCHN | Security ID: | 806,882,106 | |
Meeting Date: JAN 30, 2013 | Meeting Type: Annual | | | |
Record Date: | December 4, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William A. Furman | For | For | Mgmt |
1.2 | Elect Director William D. Larsson | For | For | Mgmt |
1.3 | Elect Director David L. Jahnke | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
SEMPRA ENERGY | | | | |
| | | | |
Ticker: | SRE | Security ID: | 816,851,109 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 12, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan L. Boeckmann | For | For | Mgmt |
1.2 | Elect Director James G. Brocksmith, Jr. For | For | Mgmt | |
1.3 | Elect Director William D. Jones | For | For | Mgmt |
1.4 | Elect Director William G. Ouchi | For | For | Mgmt |
|
| | | | |
1.5 | Elect Director Debra L. Reed | For | For | Mgmt |
1.6 | Elect Director William C. Rusnack | For | For | Mgmt |
1.7 | Elect Director William P. Rutledge | For | For | Mgmt |
1.8 | Elect Director Lynn Schenk | For | For | Mgmt |
1.9 | Elect Director Jack T. Taylor | For | For | Mgmt |
1.10 | Elect Director Luis M. Tellez | For | For | Mgmt |
1.11 | Elect Director James C. Yardley | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
5 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
SIGMA-ALDRICH CORPORATION | | | | |
| | | | |
Ticker: | SIAL | Security ID: | 826,552,101 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Rebecca M. Bergman | For | For | Mgmt |
1b | Elect Director George M. Church | For | For | Mgmt |
1c | Elect Director Michael L. Marberry | For | For | Mgmt |
1d | Elect Director W. Lee McCollum | For | For | Mgmt |
1e | Elect Director Avi M. Nash | For | For | Mgmt |
1f | Elect Director Steven M. Paul | For | For | Mgmt |
1g | Elect Director J. Pedro Reinhard | For | For | Mgmt |
1h | Elect Director Rakesh Sachdev | For | For | Mgmt |
1i | Elect Director D. Dean Spatz | For | For | Mgmt |
1j | Elect Director Barrett A. Toan | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
SIMPSON MANUFACTURING CO., INC. | | | | |
| | | | |
Ticker: | SSD | Security ID: | 829,073,105 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | February 28, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James S. Andrasick | For | For | Mgmt |
1.2 | Elect Director Gary M. Cusumano | For | For | Mgmt |
1.3 | Elect Director Peter N. Louras, Jr. | For | For | Mgmt |
2 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Require a Majority Vote for the | Against | For | Shldr |
| Election of Directors | | | |
6 | Report on Sustainability | Against | For | Shldr |
| | | | |
STANCORP FINANCIAL GROUP, INC. | | | | |
| | | | |
Ticker: | SFG | Security ID: | 852,891,100 | |
Meeting Date: MAY 13, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Debora D. Horvath | For | For | Mgmt |
1.2 | Elect Director Duane C. McDougall | For | For | Mgmt |
1.3 | Elect Director E. Kay Stepp | For | For | Mgmt |
1.4 | Elect Director Michael G. Thorne | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
STARBUCKS CORPORATION | | | | |
| | | | |
Ticker: | SBUX | Security ID: | 855,244,109 | |
Meeting Date: MAR 20, 2013 | Meeting Type: Annual | | | |
Record Date: | January 10, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1a | Elect Director Howard Schultz | For | For | Mgmt |
1b | Elect Director William W. Bradley | For | For | Mgmt |
1c | Elect Director Robert M. Gates | For | For | Mgmt |
1d | Elect Director Mellody Hobson | For | For | Mgmt |
1e | Elect Director Kevin R. Johnson | For | For | Mgmt |
1f | Elect Director Olden Lee | For | For | Mgmt |
1g | Elect Director Joshua Cooper Ramo | For | For | Mgmt |
1h | Elect Director James G. Shennan, Jr. | For | For | Mgmt |
1i | Elect Director Clara Shih | For | For | Mgmt |
1j | Elect Director Javier G. Teruel | For | For | Mgmt |
1k | Elect Director Myron E. Ullman, III | For | For | Mgmt |
1l | Elect Director Craig E. Weatherup | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Prohibit Political Spending | Against | Against | Shldr |
| | | | |
STATE STREET CORPORATION | | | | |
| | | | |
Ticker: | STT | Security ID: | 857,477,103 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Kennett F. Burnes | For | For | Mgmt |
1b | Elect Director Peter Coym | For | For | Mgmt |
1c | Elect Director Patrick de Saint-Aignan | For | For | Mgmt |
1d | Elect Director Amelia C. Fawcett | For | For | Mgmt |
1e | Elect Director Linda A. Hill | For | For | Mgmt |
1f | Elect Director Joseph L. Hooley | For | For | Mgmt |
1g | Elect Director Robert S. Kaplan | For | For | Mgmt |
1h | Elect Director Richard P. Sergel | For | For | Mgmt |
1i | Elect Director Ronald L. Skates | For | For | Mgmt |
1j | Elect Director Gregory L. Summe | For | For | Mgmt |
1k | Elect Director Thomas J. Wilson | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
SUPERTEX, INC. | | | | |
|
| | | | |
| | | | |
Ticker: | SUPX | Security ID: | 868,532,102 | |
Meeting Date: AUG 17, 2012 | Meeting Type: Annual | | | |
Record Date: | June 22, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Henry C. Pao | For | For | Mgmt |
1.2 | Elect Director Benedict C. K. Choy | For | For | Mgmt |
1.3 | Elect Director W. Mark Loveless | For | For | Mgmt |
1.4 | Elect Director Elliott Schlam | For | For | Mgmt |
1.5 | Elect Director Milton Feng | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
SVB FINANCIAL GROUP | | | | |
| | | | |
Ticker: | SIVB | Security ID: | 78486Q101 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | February 26, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Greg W. Becker | For | For | Mgmt |
1.2 | Elect Director Eric A. Benhamou | For | For | Mgmt |
1.3 | Elect Director David M. Clapper | For | For | Mgmt |
1.4 | Elect Director Roger F. Dunbar | For | For | Mgmt |
1.5 | Elect Director Joel P. Friedman | For | For | Mgmt |
1.6 | Elect Director C. Richard Kramlich | For | For | Mgmt |
1.7 | Elect Director Lata Krishnan | For | For | Mgmt |
1.8 | Elect Director Jeffrey N. Maggioncalda | For | For | Mgmt |
1.9 | Elect Director Kate D. Mitchell | For | For | Mgmt |
1.10 | Elect Director John F. Robinson | For | For | Mgmt |
1.11 | Elect Director Garen K. Staglin | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
T. ROWE PRICE GROUP, INC. | | | | |
|
| | | | |
| | | | |
Ticker: | TROW | Security ID: | 74144T108 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | February 21, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Edward C. Bernard | For | For | Mgmt |
1b | Elect Director James T. Brady | For | For | Mgmt |
1c | Elect Director Mary K. Bush | For | For | Mgmt |
1d | Elect Director Donald B. Hebb, Jr. | For | For | Mgmt |
1e | Elect Director Freeman A. Hrabowski, | For | For | Mgmt |
| III | | | |
1f | Elect Director James A.C. Kennedy | For | For | Mgmt |
1g | Elect Director Robert F. MacLellan | For | For | Mgmt |
1h | Elect Director Brian C. Rogers | For | For | Mgmt |
1i | Elect Director Alfred Sommer | For | For | Mgmt |
1j | Elect Director Dwight S. Taylor | For | For | Mgmt |
1k | Elect Director Anne Marie Whittemore | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
TECHNE CORPORATION | | | | |
| | | | |
Ticker: | TECH | Security ID: | 878,377,100 | |
Meeting Date: OCT 25, 2012 | Meeting Type: Annual | | | |
Record Date: | August 31, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Fix Number of Directors to Nine | For | For | Mgmt |
2.1 | Elect Director Thomas E. Oland | For | For | Mgmt |
2.2 | Elect Director Roger C. Lucas | For | For | Mgmt |
2.3 | Elect Director Howard V. O'Connell | For | For | Mgmt |
2.4 | Elect Director Randolph C Steer | For | For | Mgmt |
2.5 | Elect Director Robert V. Baumgartner | For | For | Mgmt |
2.6 | Elect Director Charles A. Dinarello | For | For | Mgmt |
2.7 | Elect Director Karen A. Holbrook | For | For | Mgmt |
2.8 | Elect Director John L. Higgins | For | W/hold | Mgmt |
2.9 | Elect Director Roeland Nusse | For | W/hold | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
|
| | | | |
| Executive Officers' Compensation | | | |
4 | Adopt Majority Voting for Uncontested | For | For | Mgmt |
| Election of Directors | | | |
5 | Ratify Auditors | For | For | Mgmt |
| | | | |
TELEDYNE TECHNOLOGIES INCORPORATED | | | | |
| | | | |
Ticker: | TDY | Security ID: | 879,360,105 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charles Crocker | For | For | Mgmt |
1.2 | Elect Director Robert Mehrabian | For | For | Mgmt |
1.3 | Elect Director Michael T. Smith | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
TEVA PHARMACEUTICAL INDUSTRIES LTD. | | | | |
| | | | |
Ticker: | TEVA | Security ID: | 881,624,209 | |
Meeting Date: SEP 12, 2012 | Meeting Type: Annual | | | |
Record Date: | August 13, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Receive and Discuss Consolidated | None | None | Mgmt |
| Balance Sheet as of Dec. 31, 2011 and | | | |
| Consolidated Income Statements for 2011 | | | |
2 | Distribute Cash Dividends for the Year | For | For | Mgmt |
| Ended Dec. 31, 2011, Paid In Four | | | |
| Installments in an Aggregate Amount of | | | |
| NIS 3.40 Per Ordinary Share | | | |
3.1 | Reelect Phillip Frost as Director | For | For | Mgmt |
3.2 | Reelect Roger Abravanel as Director | For | For | Mgmt |
3.3 | Elect Galia Maor as Director | For | For | Mgmt |
3.4 | Reelect Richard A. Lerner as Director | For | For | Mgmt |
|
| | | | |
3.5 | Reelect Erez Vigodman as Director | For | For | Mgmt |
4 | Approve Payment to Each of the Company | For | For | Mgmt |
| Directors, Other Than the Chairman and | | | |
| Vice Chairman, of an Annual Fee Plus a | | | |
| Per Meeting Fee | | | |
5 | Approve Annual Fee and Reimbursement | For | For | Mgmt |
| of Expenses of Chairman | | | |
6 | Approve Annual Fee and Reimbursement | For | For | Mgmt |
| of Expenses of Vice Chairman | | | |
7 | Approve Certain Amendments to Articles | For | For | Mgmt |
| of Association | | | |
8 | Approve Indemnification and Release | For | For | Mgmt |
| Agreements for Directors of the Company | | | |
9 | Reappoint Kesselman & Kesselman as | For | For | Mgmt |
| Independent Registered Public | | | |
| Accounting Firm of the Company and | | | |
| Authorize Board To Determine Its | | | |
| Compensation | | | |
| | | | |
THE BOEING COMPANY | | | | |
| | | | |
Ticker: | BA | Security ID: | 97,023,105 | |
Meeting Date: APR 29, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director David L. Calhoun | For | For | Mgmt |
1b | Elect Director Arthur D. Collins, Jr. | For | For | Mgmt |
1c | Elect Director Linda Z. Cook | For | For | Mgmt |
1d | Elect Director Kenneth M. Duberstein | For | For | Mgmt |
1e | Elect Director Edmund P. Giambastiani, | For | For | Mgmt |
| Jr. | | | |
1f | Elect Director Lawrence W. Kellner | For | For | Mgmt |
1g | Elect Director Edward M. Liddy | For | For | Mgmt |
1h | Elect Director W. James McNerney, Jr. | For | For | Mgmt |
1i | Elect Director Susan C. Schwab | For | For | Mgmt |
1j | Elect Director Ronald A. Williams | For | For | Mgmt |
1k | Elect Director Mike S. Zafirovski | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Submit SERP to Shldr Vote | Against | For | Shldr |
5 | Provide Right to Act by Written Consent Against | For | Shldr | |
|
| | | | |
6 | Stock Retention/Holding Period | Against | For | Shldr |
7 | Require Independent Board Chairman | Against | For | Shldr |
| | | | |
THE CHARLES SCHWAB CORPORATION | | | | |
| | | | |
Ticker: | SCHW | Security ID: | 808,513,105 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Stephen A. Ellis | For | For | Mgmt |
1b | Elect Director Arun Sarin | For | For | Mgmt |
1c | Elect Director Charles R. Schwab | For | For | Mgmt |
1d | Elect Director Paula A. Sneed | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
5 | Report on Political Contributions | Against | For | Shldr |
6 | Adopt Proxy Access Right | Against | For | Shldr |
| | | | |
THE CLOROX COMPANY | | | | |
| | | | |
Ticker: | CLX | Security ID: | 189,054,109 | |
Meeting Date: NOV 14, 2012 | Meeting Type: Annual | | | |
Record Date: | September 18, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel Boggan, Jr. | For | For | Mgmt |
1.2 | Elect Director Richard H. Carmona | For | For | Mgmt |
1.3 | Elect Director Tully M. Friedman | For | For | Mgmt |
1.4 | Elect Director George J. Harad | For | For | Mgmt |
1.5 | Elect Director Donald R. Knauss | For | For | Mgmt |
1.6 | Elect Director Robert W. Matschullat | For | For | Mgmt |
1.7 | Elect Director Edward A. Mueller | For | For | Mgmt |
1.8 | Elect Director Pamela Thomas-Graham | For | For | Mgmt |
1.9 | Elect Director Carolyn M. Ticknor | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
|
| | | | |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
| | | | |
THE COCA-COLA COMPANY | | | | |
| | | | |
Ticker: | KO | Security ID: | 191,216,100 | |
Meeting Date: JUL 10, 2012 | Meeting Type: Special | | | |
Record Date: | May 21, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Stock Split | For | For | Mgmt |
| | | | |
THE COCA-COLA COMPANY | | | | |
| | | | |
Ticker: | KO | Security ID: | 191,216,100 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Herbert A. Allen | For | For | Mgmt |
1.2 | Elect Director Ronald W. Allen | For | Against | Mgmt |
1.3 | Elect Director Howard G. Buffett | For | For | Mgmt |
1.4 | Elect Director Richard M. Daley | For | For | Mgmt |
1.5 | Elect Director Barry Diller | For | For | Mgmt |
1.6 | Elect Director Helene D. Gayle | For | For | Mgmt |
1.7 | Elect Director Evan G. Greenberg | For | For | Mgmt |
1.8 | Elect Director Alexis M. Herman | For | For | Mgmt |
1.9 | Elect Director Muhtar Kent | For | For | Mgmt |
1.10 | Elect Director Robert A. Kotick | For | For | Mgmt |
1.11 | Elect Director Maria Elena Lagomasino | For | For | Mgmt |
1.12 | Elect Director Donald F. McHenry | For | For | Mgmt |
1.13 | Elect Director Sam Nunn | For | For | Mgmt |
1.14 | Elect Director James D. Robinson, III | For | For | Mgmt |
1.15 | Elect Director Peter V. Ueberroth | For | For | Mgmt |
1.16 | Elect Director Jacob Wallenberg | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
4 | Provide Right to Call Special Meeting | For | For | Mgmt |
5 | Establish Board Committee on Human | Against | Against | Shldr |
| Rights | | | |
| | | | |
THE GOLDMAN SACHS GROUP, INC. | | | | |
| | | | |
Ticker: | GS | Security ID: | 38141G104 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Lloyd C. Blankfein | For | For | Mgmt |
2 | Elect Director M. Michele Burns | For | For | Mgmt |
3 | Elect Director Gary D. Cohn | For | For | Mgmt |
4 | Elect Director Claes Dahlback | For | For | Mgmt |
5 | Elect Director William W. George | For | For | Mgmt |
6 | Elect Director James A. Johnson | For | For | Mgmt |
7 | Elect Director Lakshmi N. Mittal | For | For | Mgmt |
8 | Elect Director Adebayo O. Ogunlesi | For | For | Mgmt |
9 | Elect Director James J. Schiro | For | For | Mgmt |
10 | Elect Director Debora L. Spar | For | For | Mgmt |
11 | Elect Director Mark E. Tucker | For | For | Mgmt |
12 | Elect Director David A. Viniar | For | For | Mgmt |
13 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
14 | Approve Omnibus Stock Plan | For | Against | Mgmt |
15 | Ratify Auditors | For | For | Mgmt |
16 | Establish Board Committee on Human | Against | Against | Shldr |
| Rights | | | |
17 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
18 | Adopt Proxy Access Right | Against | Against | Shldr |
19 | Employ Investment Bank to Explore | Against | Against | Shldr |
| Alternatives to Maximize Shldr | | | |
| Value | | | |
| | | | |
THE GREENBRIER COMPANIES, INC. | | | | |
| | | | |
Ticker: | GBX | Security ID: | 393,657,101 | |
Meeting Date: JAN 09, 2013 | Meeting Type: Annual | | | |
|
| | | | |
Record Date: | November 15, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Duane C. McDougall | For | For | Mgmt |
1.2 | Elect Director A. Daniel O'Neal, Jr. | For | For | Mgmt |
1.3 | Elect Director Donald A. Washburn | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
THE HOME DEPOT, INC. | | | | |
| | | | |
Ticker: | HD | Security ID: | 437,076,102 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director F. Duane Ackerman | For | For | Mgmt |
1b | Elect Director Francis S. Blake | For | For | Mgmt |
1c | Elect Director Ari Bousbib | For | For | Mgmt |
1d | Elect Director Gregory D. Brenneman | For | For | Mgmt |
1e | Elect Director J. Frank Brown | For | For | Mgmt |
1f | Elect Director Albert P. Carey | For | For | Mgmt |
1g | Elect Director Armando Codina | For | For | Mgmt |
1h | Elect Director Bonnie G. Hill | For | For | Mgmt |
1i | Elect Director Karen L. Katen | For | For | Mgmt |
1j | Elect Director Mark Vadon | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Amend Omnibus Stock Plan | For | For | Mgmt |
6 | Prepare Employment Diversity Report | Against | For | Shldr |
7 | Adopt Stormwater Run-off Mgmt | Against | Against | Shldr |
| Policy | | | |
| | | | |
THE KROGER CO. | | | | |
| | | | |
|
| | | | |
Ticker: | KR | Security ID: | 501,044,101 | |
Meeting Date: JUN 27, 2013 | Meeting Type: Annual | | | |
Record Date: | April 30, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Reuben V. Anderson | For | For | Mgmt |
1b | Elect Director Robert D. Beyer | For | For | Mgmt |
1c | Elect Director David B. Dillon | For | For | Mgmt |
1d | Elect Director Susan J. Kropf | For | For | Mgmt |
1e | Elect Director John T. LaMacchia | For | For | Mgmt |
1f | Elect Director David B. Lewis | For | For | Mgmt |
1g | Elect Director W. Rodney McMullen | For | For | Mgmt |
1h | Elect Director Jorge P. Montoya | For | For | Mgmt |
1i | Elect Director Clyde R. Moore | For | For | Mgmt |
1j | Elect Director Susan M. Phillips | For | For | Mgmt |
1k | Elect Director Steven R. Rogel | For | For | Mgmt |
1l | Elect Director James A. Runde | For | For | Mgmt |
1m | Elect Director Ronald L. Sargent | For | For | Mgmt |
1n | Elect Director Bobby S. Shackouls | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Supply Chain Human Rights | Against | Against | Shldr |
| Risks and Mgmt | | | |
5 | Require Independent Board Chairman | Against | Against | Shldr |
6 | Report on Adopting Extended Producer | Against | Against | Shldr |
| Responsibility Policy | | | |
7 | Adopt and Implement Sustainable Palm | Against | Against | Shldr |
| Oil Policy | | | |
| | | | |
THE PNC FINANCIAL SERVICES GROUP, INC. | | | | |
| | | | |
Ticker: | PNC | Security ID: | 693,475,105 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | January 31, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard O. Berndt | For | For | Mgmt |
1.2 | Elect Director Charles E. Bunch | For | For | Mgmt |
1.3 | Elect Director Paul W. Chellgren | For | For | Mgmt |
1.4 | Elect Director William S. Demchak | For | For | Mgmt |
1.5 | Elect Director Kay Coles James | For | For | Mgmt |
|
| | | | |
1.6 | Elect Director Richard B. Kelson | For | For | Mgmt |
1.7 | Elect Director Bruce C. Lindsay | For | For | Mgmt |
1.8 | Elect Director Anthony A. Massaro | For | For | Mgmt |
1.9 | Elect Director Jane G. Pepper | For | For | Mgmt |
1.10 | Elect Director James E. Rohr | For | For | Mgmt |
1.11 | Elect Director Donald J. Shepard | For | For | Mgmt |
1.12 | Elect Director Lorene K. Steffes | For | For | Mgmt |
1.13 | Elect Director Dennis F. Strigl | For | For | Mgmt |
1.14 | Elect Director Thomas J. Usher | For | For | Mgmt |
1.15 | Elect Director George H. Walls, Jr. | For | For | Mgmt |
1.16 | Elect Director Helge H. Wehmeier | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Report on Climate Change Financing Risk Against | For | Shldr | |
| | | | |
THE PROCTER & GAMBLE COMPANY | | | | |
| | | | |
Ticker: | PG | Security ID: | 742,718,109 | |
Meeting Date: OCT 09, 2012 | Meeting Type: Annual | | | |
Record Date: | August 10, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Angela F. Braly | For | For | Mgmt |
1.2 | Elect Director Kenneth I. Chenault | For | For | Mgmt |
1.3 | Elect Director Scott D. Cook | For | For | Mgmt |
1.4 | Elect Director Susan Desmond-Hellmann | For | For | Mgmt |
1.5 | Elect Director Robert A. McDonald | For | For | Mgmt |
1.6 | Elect Director W. James McNerney, Jr. | For | For | Mgmt |
1.7 | Elect Director Johnathan A. Rodgers | For | For | Mgmt |
1.8 | Elect Director Margaret C. Whitman | For | For | Mgmt |
1.9 | Elect Director Mary Agnes Wilderotter | For | For | Mgmt |
1.10 | Elect Director Patricia A. Woertz | For | For | Mgmt |
1.11 | Elect Director Ernesto Zedillo | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Adopt Proxy Statement Reporting on | Against | Against | Shldr |
| Political Contributions and Advisory | | | |
| Vote | | | |
5 | Report on Adopting Extended Producer | Against | Against | Shldr |
| Responsibility Policy | | | |
6 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
|
| | | | |
| | | | |
THE WALT DISNEY COMPANY | | | | |
| | | | |
Ticker: | DIS | Security ID: | 254,687,106 | |
Meeting Date: MAR 06, 2013 | Meeting Type: Annual | | | |
Record Date: | January 7, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.a | Elect Director Susan E. Arnold | For | For | Mgmt |
1.b | Elect Director John S. Chen | For | For | Mgmt |
1.c | Elect Director Judith L. Estrin | For | For | Mgmt |
1.d | Elect Director Robert A. Iger | For | For | Mgmt |
1.e | Elect Director Fred H. Langhammer | For | For | Mgmt |
1.f | Elect Director Aylwin B. Lewis | For | For | Mgmt |
1.g | Elect Director Monica C. Lozano | For | For | Mgmt |
1.h | Elect Director Robert W. Matschullat | For | For | Mgmt |
1.i | Elect Director Sheryl K. Sandberg | For | For | Mgmt |
1.j | Elect Director Orin C. Smith | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
5 | Adopt Proxy Access Right | Against | For | Shldr |
6 | Require Independent Board Chairman | Against | For | Shldr |
| | | | |
THERMO FISHER SCIENTIFIC INC. | | | | |
| | | | |
Ticker: | TMO | Security ID: | 883,556,102 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director C. Martin Harris | For | For | Mgmt |
1b | Elect Director Judy C. Lewent | For | For | Mgmt |
1c | Elect Director Jim P. Manzi | For | For | Mgmt |
1d | Elect Director Lars R. Sorensen | For | For | Mgmt |
1e | Elect Director Elaine S. Ullian | For | For | Mgmt |
|
| | | | |
1f | Elect Director Marc N. Casper | For | For | Mgmt |
1g | Elect Director Nelson J. Chai | For | For | Mgmt |
1h | Elect Director Tyler Jacks | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Ratify Auditors | For | For | Mgmt |
| | | | |
TOTAL SA | | | | |
| | | | |
Ticker: | FP | Security ID: | 89151E109 | |
Meeting Date: MAY 17, 2013 | Meeting Type: Annual/Special | | | |
Record Date: | April 9, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and | For | For | Mgmt |
| Statutory Reports | | | |
2 | Approve Consolidated Financial | For | For | Mgmt |
| Statements and Statutory Reports | | | |
3 | Approve Allocation of Income and | For | For | Mgmt |
| Dividends of EUR 2.34 per Share | | | |
4 | Authorize Repurchase of Up to 10 | For | For | Mgmt |
| Percent of Issued Share Capital | | | |
5 | Reelect Thierry Desmarest as Director | For | For | Mgmt |
6 | Reelect Gunnar Brock as Director | For | For | Mgmt |
7 | Reelect Gerard Lamarche as Director | For | For | Mgmt |
8 | Elect Charles Keller and Philippe | For | For | Mgmt |
| Marchandise as Representative of | | | |
| Employee Shldrs to the Board | | | |
9 | Approve Remuneration of Directors in | For | For | Mgmt |
| the Aggregate Amount of EUR 1.40 | | | |
| Million | | | |
10 | Authorize up to 0.75 Percent of Issued | For | Against | Mgmt |
| Capital for Use in Stock Option Plan | | | |
11 | Approve Employee Stock Purchase Plan | For | For | Mgmt |
12 | Approve the Establishment of an | Against | Against | Shldr |
| Independent Ethics Committee | | | |
13 | Approve to Link Remuneration to | Against | Against | Shldr |
| Positive Safety Indicators | | | |
14 | Acquire the Diversity Label | Against | Against | Shldr |
15 | Approve Nomination of Employees | Against | Against | Shldr |
| Representative to the Remuneration | | | |
| Committee | | | |
|
| | | | |
16 | Allow Loyalty Dividends to Long-Term | Against | Against | Shldr |
| Registered Shldrs | | | |
| | | | |
TRIMBLE NAVIGATION LIMITED | | | | |
| | | | |
Ticker: | TRMB | Security ID: | 896,239,100 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steven W. Berglund | For | For | Mgmt |
1.2 | Elect Director John B. Goodrich | For | For | Mgmt |
1.3 | Elect Director William Hart | For | For | Mgmt |
1.4 | Elect Director Merit E. Janow | For | For | Mgmt |
1.5 | Elect Director Ulf J. Johansson | For | For | Mgmt |
1.6 | Elect Director Ronald S. Nersesian | For | For | Mgmt |
1.7 | Elect Director Mark S. Peek | For | For | Mgmt |
1.8 | Elect Director Nickolas W. Vande Steeg | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
TRUEBLUE, INC. | | | | |
| | | | |
Ticker: | TBI | Security ID: | 89785X101 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Steven C. Cooper | For | For | Mgmt |
1b | Elect Director Thomas E. McChesney | For | For | Mgmt |
1c | Elect Director Gates McKibbin | For | For | Mgmt |
1d | Elect Director Jeffrey B. Sakaguchi | For | For | Mgmt |
1e | Elect Director Joseph P. Sambataro, Jr. For | For | Mgmt | |
1f | Elect Director Bonnie W. Soodik | For | For | Mgmt |
1g | Elect Director William W. Steele | For | For | Mgmt |
1h | Elect Director Craig E. Tall | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
|
| | | | |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
TUPPERWARE BRANDS CORPORATION | | | | |
| | | | |
Ticker: | TUP | Security ID: | 899,896,104 | |
Meeting Date: MAY 24, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Catherine A. Bertini | For | For | Mgmt |
1.2 | Elect Director Susan M. Cameron | For | For | Mgmt |
1.3 | Elect Director Kriss Cloninger, III | For | For | Mgmt |
1.4 | Elect Director E. V. Goings | For | For | Mgmt |
1.5 | Elect Director Joe R. Lee | For | For | Mgmt |
1.6 | Elect Director Angel R. Martinez | For | For | Mgmt |
1.7 | Elect Director Antonio Monteiro de | For | For | Mgmt |
| Castro | | | |
1.8 | Elect Director Robert J. Murray | For | For | Mgmt |
1.9 | Elect Director David R. Parker | For | For | Mgmt |
1.10 | Elect Director Joyce M. Roche | For | For | Mgmt |
1.11 | Elect Director M. Anne Szostak | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
TYLER TECHNOLOGIES, INC. | | | | |
| | | | |
Ticker: | TYL | Security ID: | 902,252,105 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Donald R. Brattain | For | For | Mgmt |
1.2 | Elect Director J. Luther King, Jr. | For | For | Mgmt |
1.3 | Elect Director John S. Marr, Jr. | For | For | Mgmt |
|
| | | | |
1.4 | Elect Director G. Stuart Reeves | For | For | Mgmt |
1.5 | Elect Director Michael D. Richards | For | For | Mgmt |
1.6 | Elect Director Dustin R. Womble | For | For | Mgmt |
1.7 | Elect Director John M. Yeaman | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
| | | | |
U.S. BANCORP | | | | |
| | | | |
Ticker: | USB | Security ID: | 902,973,304 | |
Meeting Date: APR 16, 2013 | Meeting Type: Annual | | | |
Record Date: | February 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Douglas M. Baker, Jr. | For | For | Mgmt |
1b | Elect Director Y. Marc Belton | For | For | Mgmt |
1c | Elect Director Victoria Buyniski | For | For | Mgmt |
| Gluckman | | | |
1d | Elect Director Arthur D. Collins, Jr. | For | For | Mgmt |
1e | Elect Director Richard K. Davis | For | For | Mgmt |
1f | Elect Director Roland A. Hernandez | For | For | Mgmt |
1g | Elect Director Doreen Woo Ho | For | For | Mgmt |
1h | Elect Director Joel W. Johnson | For | For | Mgmt |
1i | Elect Director Olivia F. Kirtley | For | For | Mgmt |
1j | Elect Director Jerry W. Levin | For | For | Mgmt |
1k | Elect Director David B. O'Maley | For | For | Mgmt |
1l | Elect Director O'dell M. Owens | For | For | Mgmt |
1m | Elect Director Craig D. Schnuck | For | For | Mgmt |
1n | Elect Director Patrick T. Stokes | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
UNION PACIFIC CORPORATION | | | | |
| | | | |
Ticker: | UNP | Security ID: | 907,818,108 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | February 28, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Andrew H. Card, Jr. | For | For | Mgmt |
1.2 | Elect Director Erroll B. Davis, Jr. | For | For | Mgmt |
1.3 | Elect Director Thomas J. Donohue | For | For | Mgmt |
1.4 | Elect Director Archie W. Dunham | For | For | Mgmt |
1.5 | Elect Director Judith Richards Hope | For | For | Mgmt |
1.6 | Elect Director John J. Koraleski | For | For | Mgmt |
1.7 | Elect Director Charles C. Krulak | For | For | Mgmt |
1.8 | Elect Director Michael R. McCarthy | For | For | Mgmt |
1.9 | Elect Director Michael W. McConnell | For | For | Mgmt |
1.10 | Elect Director Thomas F. McLarty, III | For | For | Mgmt |
1.11 | Elect Director Steven R. Rogel | For | For | Mgmt |
1.12 | Elect Director Jose H. Villarreal | For | For | Mgmt |
1.13 | Elect Director James R. Young | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
5 | Report on Lobbying Payments and Policy | Against | For | Shldr |
| | | | |
UNIVERSAL HEALTH SERVICES, INC. | | | | |
| | | | |
Ticker: | UHS | Security ID: | 913,903,100 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 21, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert H. Hotz | For | For | Mgmt |
| | | | |
VARIAN MEDICAL SYSTEMS, INC. | | | | |
| | | | |
Ticker: | VAR | Security ID: | 92220P105 | |
Meeting Date: FEB 14, 2013 | Meeting Type: Annual | | | |
Record Date: | December 18, 2012 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director R. Andrew Eckert | For | For | Mgmt |
1.2 | Elect Director Mark R. Laret | For | For | Mgmt |
1.3 | Elect Director Erich R. Reinhardt | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Declassify the Board of Directors | Against | For | Shldr |
| | | | |
VCA ANTECH, INC. | | | | |
| | | | |
Ticker: | WOOF | Security ID: | 918,194,101 | |
Meeting Date: MAY 20, 2013 | Meeting Type: Annual | | | |
Record Date: | April 2, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Robert L. Antin | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
VENTAS, INC. | | | | |
| | | | |
Ticker: | VTR | Security ID: | 92276F100 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Debra A. Cafaro | For | For | Mgmt |
1b | Elect Director Douglas Crocker, II | For | For | Mgmt |
1c | Elect Director Ronald G. Geary | For | For | Mgmt |
1d | Elect Director Jay M. Gellert | For | For | Mgmt |
1e | Elect Director Richard I. Gilchrist | For | For | Mgmt |
1f | Elect Director Matthew J. Lustig | For | For | Mgmt |
1g | Elect Director Douglas M. Pasquale | For | For | Mgmt |
1h | Elect Director Robert D. Reed | For | For | Mgmt |
|
| | | | |
1i | Elect Director Sheli Z. Rosenberg | For | For | Mgmt |
1j | Elect Director Glenn J. Rufrano | For | For | Mgmt |
1k | Elect Director James D. Shelton | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Stock Retention/Holding Period | Against | For | Shldr |
5 | Require Independent Board Chairman | Against | Against | Shldr |
6 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
7 | Adopt Anti Gross-up Policy | Against | For | Shldr |
| | | | |
VERIZON COMMUNICATIONS INC. | | | | |
| | | | |
Ticker: | VZ | Security ID: | 92343V104 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard L. Carrion | For | For | Mgmt |
1.2 | Elect Director Melanie L. Healey | For | For | Mgmt |
1.3 | Elect Director M. Frances Keeth | For | For | Mgmt |
1.4 | Elect Director Robert W. Lane | For | For | Mgmt |
1.5 | Elect Director Lowell C. McAdam | For | For | Mgmt |
1.6 | Elect Director Sandra O. Moose | For | For | Mgmt |
1.7 | Elect Director Joseph Neubauer | For | For | Mgmt |
1.8 | Elect Director Donald T. Nicolaisen | For | For | Mgmt |
1.9 | Elect Director Clarence Otis, Jr. | For | For | Mgmt |
1.10 | Elect Director Hugh B. Price | For | For | Mgmt |
1.11 | Elect Director Rodney E. Slater | For | For | Mgmt |
1.12 | Elect Director Kathryn A. Tesija | For | For | Mgmt |
1.13 | Elect Director Gregory D. Wasson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Commit to Wireless Network Neutrality | Against | For | Shldr |
6 | Report on Lobbying Payments and Policy | Against | For | Shldr |
7 | Adopt Proxy Access Right | Against | For | Shldr |
8 | Submit Severance Agreement | Against | For | Shldr |
| (Change-in-Control) to Shldr Vote | | | |
9 | Amend Articles/Bylaws/Charter- Call | Against | For | Shldr |
| Special Meetings | | | |
10 | Provide Right to Act by Written Consent Against | For | Shldr | |
|
| | | | |
| | | | |
WASHINGTON FEDERAL, INC. | | | | |
| | | | |
Ticker: | WAFD | Security ID: | 938,824,109 | |
Meeting Date: JAN 16, 2013 | Meeting Type: Annual | | | |
Record Date: | November 23, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas J. Kelley | For | For | Mgmt |
1.2 | Elect Director Barbara L. Smith | For | For | Mgmt |
1.3 | Elect Director David K. Grant | For | For | Mgmt |
1.4 | Elect Director Randall H. Talbot | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
WASTE CONNECTIONS, INC. | | | | |
| | | | |
Ticker: | WCN | Security ID: | 941,053,100 | |
Meeting Date: JUN 14, 2013 | Meeting Type: Annual | | | |
Record Date: | April 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Edward E. 'Ned' Guillet | For | For | Mgmt |
2 | Elect Director Ronald J. Mittelstaedt | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Reduce Supermajority Vote Requirement | For | For | Mgmt |
| | | | |
WATERS CORPORATION | | | | |
| | | | |
Ticker: | WAT | Security ID: | 941,848,103 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
|
| | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joshua Bekenstein | For | For | Mgmt |
1.2 | Elect Director Michael J. Berendt | For | For | Mgmt |
1.3 | Elect Director Douglas A. Berthiaume | For | For | Mgmt |
1.4 | Elect Director Edward Conard | For | For | Mgmt |
1.5 | Elect Director Laurie H. Glimcher | For | For | Mgmt |
1.6 | Elect Director Christopher A. Kuebler | For | For | Mgmt |
1.7 | Elect Director William J. Miller | For | For | Mgmt |
1.8 | Elect Director JoAnn A. Reed | For | For | Mgmt |
1.9 | Elect Director Thomas P. Salice | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
WD-40 COMPANY | | | | |
| | | | |
Ticker: | WDFC | Security ID: | 929,236,107 | |
Meeting Date: DEC 11, 2012 | Meeting Type: Annual | | | |
Record Date: | October 15, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director G.H. Bateman | For | For | Mgmt |
1.2 | Elect Director P.D. Bewley | For | For | Mgmt |
1.3 | Elect Director R.A. Collato | For | For | Mgmt |
1.4 | Elect Director M.L Crivello | For | For | Mgmt |
1.5 | Elect Director L.A. Lang | For | For | Mgmt |
1.6 | Elect Director G.O. Ridge | For | For | Mgmt |
1.7 | Elect Director G.A. Sandfort | For | For | Mgmt |
1.8 | Elect Director N.E. Schmale | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Ratify Auditors | For | For | Mgmt |
| | | | |
WEIGHT WATCHERS INTERNATIONAL, INC. | | | | |
|
| | | | |
| | | | |
Ticker: | WTW | Security ID: | 948,626,106 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 26, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steven M. Altschuler | For | For | Mgmt |
1.2 | Elect Director Philippe J. Amouyal | For | W/hold | Mgmt |
1.3 | Elect Director David P. Kirchhoff | For | W/hold | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | Against | Mgmt |
| | | | |
WELLS FARGO & COMPANY | | | | |
| | | | |
Ticker: | WFC | Security ID: | 949,746,101 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | February 26, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director John D. Baker, II | For | For | Mgmt |
1b | Elect Director Elaine L. Chao | For | For | Mgmt |
1c | Elect Director John S. Chen | For | For | Mgmt |
1d | Elect Director Lloyd H. Dean | For | For | Mgmt |
1e | Elect Director Susan E. Engel | For | For | Mgmt |
1f | Elect Director Enrique Hernandez, Jr. | For | For | Mgmt |
1g | Elect Director Donald M. James | For | For | Mgmt |
1h | Elect Director Cynthia H. Milligan | For | For | Mgmt |
1i | Elect Director Federico F. Pena | For | For | Mgmt |
1j | Elect Director Howard V. Richardson | For | For | Mgmt |
1k | Elect Director Judith M. Runstad | For | For | Mgmt |
1l | Elect Director Stephen W. Sanger | For | For | Mgmt |
1m | Elect Director John G. Stumpf | For | For | Mgmt |
1n | Elect Director Susan G. Swenson | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Require Independent Board Chairman | Against | Against | Shldr |
6 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
7 | Review Fair Housing and Fair Lending | Against | For | Shldr |
|
| | | | |
| Compliance | | | |
| | | | |
WEYERHAEUSER COMPANY | | | | |
| | | | |
Ticker: | WY | Security ID: | 962,166,104 | |
Meeting Date: APR 11, 2013 | Meeting Type: Annual | | | |
Record Date: | February 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Debra A. Cafaro | For | For | Mgmt |
1.2 | Elect Director Mark A. Emmert | For | For | Mgmt |
1.3 | Elect Director Daniel S. Fulton | For | For | Mgmt |
1.4 | Elect Director John I. Kieckhefer | For | For | Mgmt |
1.5 | Elect Director Wayne W. Murdy | For | For | Mgmt |
1.6 | Elect Director Nicole W. Piasecki | For | For | Mgmt |
1.7 | Elect Director Doyle R. Simons | For | For | Mgmt |
1.8 | Elect Director Richard H. Sinkfield | For | For | Mgmt |
1.9 | Elect Director D. Michael Steuert | For | For | Mgmt |
1.10 | Elect Director Kim Williams | For | For | Mgmt |
1.11 | Elect Director Charles R. Williamson | For | For | Mgmt |
2 | Approve Omnibus Stock Plan | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
XCEL ENERGY INC. | | | | |
| | | | |
Ticker: | XEL | Security ID: | 98389B100 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 26, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Gail Koziara Boudreaux | For | For | Mgmt |
1b | Elect Director Fredric W. Corrigan | For | For | Mgmt |
1c | Elect Director Richard K. Davis | For | For | Mgmt |
1d | Elect Director Benjamin G.S. Fowke, III For | For | Mgmt | |
1e | Elect Director Albert F. Moreno | For | For | Mgmt |
1f | Elect Director Richard T. O'Brien | For | For | Mgmt |
1g | Elect Director Christopher J. | For | For | Mgmt |
|
| | | | |
| Policinski | | | |
1h | Elect Director A. Patricia Sampson | For | For | Mgmt |
1i | Elect Director James J. Sheppard | For | For | Mgmt |
1j | Elect Director David A. Westerlund | For | For | Mgmt |
1k | Elect Director Kim Williams | For | For | Mgmt |
1l | Elect Director Timothy V. Wolf | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
XL GROUP PLC | | | | |
| | | | |
Ticker: | XL | Security ID: | G98290102 | |
Meeting Date: APR 26, 2013 | Meeting Type: Annual | | | |
Record Date: | March 6, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Joseph Mauriello as Director | For | For | Mgmt |
2 | Elect Eugene M. McQuade as Director | For | For | Mgmt |
3 | Elect Clayton S. Rose as Director | For | For | Mgmt |
4 | Approve PricewaterhouseCoopers LLP as | For | For | Mgmt |
| Auditors and Authorize Board to Fix | | | |
| Their | Remuneration | | |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
| | | | |
|
| | | | |
| | | | |
THE GOLDMAN SACHS GROUP, INC. | | | | |
| | | | |
Ticker: | GS | Security ID: | 38141G104 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1 | Elect Director Lloyd C. Blankfein | For | For | Mgmt |
2 | Elect Director M. Michele Burns | For | For | Mgmt |
3 | Elect Director Gary D. Cohn | For | For | Mgmt |
4 | Elect Director Claes Dahlback | For | For | Mgmt |
5 | Elect Director William W. George | For | For | Mgmt |
6 | Elect Director James A. Johnson | For | For | Mgmt |
7 | Elect Director Lakshmi N. Mittal | For | For | Mgmt |
8 | Elect Director Adebayo O. Ogunlesi | For | For | Mgmt |
9 | Elect Director James J. Schiro | For | For | Mgmt |
10 | Elect Director Debora L. Spar | For | For | Mgmt |
11 | Elect Director Mark E. Tucker | For | For | Mgmt |
12 | Elect Director David A. Viniar | For | For | Mgmt |
13 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
14 | Approve Omnibus Stock Plan | For | Against | Mgmt |
15 | Ratify Auditors | For | For | Mgmt |
16 | Establish Board Committee on Human | Against | Against | Shldr |
| Rights | | | |
17 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
18 | Adopt Proxy Access Right | Against | Against | Shldr |
19 | Employ Investment Bank to Explore | Against | Against | Shldr |
| Alternatives to Maximize Shldr | | | |
| Value | | | |
| | | | |
THE GREENBRIER COMPANIES, INC. | | | | |
| | | | |
Ticker: | GBX | Security ID: | 393,657,101 | |
Meeting Date: JAN 09, 2013 | Meeting Type: Annual | | | |
Record Date: | November 15, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Duane C. McDougall | For | For | Mgmt |
1.2 | Elect Director A. Daniel O'Neal, Jr. | For | For | Mgmt |
1.3 | Elect Director Donald A. Washburn | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
THE HOME DEPOT, INC. | | | | |
|
| | | | |
| | | | |
Ticker: | HD | Security ID: | 437,076,102 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director F. Duane Ackerman | For | For | Mgmt |
1b | Elect Director Francis S. Blake | For | For | Mgmt |
1c | Elect Director Ari Bousbib | For | For | Mgmt |
1d | Elect Director Gregory D. Brenneman | For | For | Mgmt |
1e | Elect Director J. Frank Brown | For | For | Mgmt |
1f | Elect Director Albert P. Carey | For | For | Mgmt |
1g | Elect Director Armando Codina | For | For | Mgmt |
1h | Elect Director Bonnie G. Hill | For | For | Mgmt |
1i | Elect Director Karen L. Katen | For | For | Mgmt |
1j | Elect Director Mark Vadon | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Amend Omnibus Stock Plan | For | For | Mgmt |
6 | Prepare Employment Diversity Report | Against | For | Shldr |
7 | Adopt Stormwater Run-off Mgmt | Against | Against | Shldr |
| Policy | | | |
| | | | |
THE KROGER CO. | | | | |
| | | | |
Ticker: | KR | Security ID: | 501,044,101 | |
Meeting Date: JUN 27, 2013 | Meeting Type: Annual | | | |
Record Date: | April 30, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Reuben V. Anderson | For | For | Mgmt |
1b | Elect Director Robert D. Beyer | For | For | Mgmt |
1c | Elect Director David B. Dillon | For | For | Mgmt |
1d | Elect Director Susan J. Kropf | For | For | Mgmt |
1e | Elect Director John T. LaMacchia | For | For | Mgmt |
1f | Elect Director David B. Lewis | For | For | Mgmt |
1g | Elect Director W. Rodney McMullen | For | For | Mgmt |
1h | Elect Director Jorge P. Montoya | For | For | Mgmt |
|
| | | | |
1i | Elect Director Clyde R. Moore | For | For | Mgmt |
1j | Elect Director Susan M. Phillips | For | For | Mgmt |
1k | Elect Director Steven R. Rogel | For | For | Mgmt |
1l | Elect Director James A. Runde | For | For | Mgmt |
1m | Elect Director Ronald L. Sargent | For | For | Mgmt |
1n | Elect Director Bobby S. Shackouls | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Report on Supply Chain Human Rights | Against | Against | Shldr |
| Risks and Mgmt | | | |
5 | Require Independent Board Chairman | Against | Against | Shldr |
6 | Report on Adopting Extended Producer | Against | Against | Shldr |
| Responsibility Policy | | | |
7 | Adopt and Implement Sustainable Palm | Against | Against | Shldr |
| Oil Policy | | | |
| | | | |
THE PNC FINANCIAL SERVICES GROUP, INC. | | | | |
| | | | |
Ticker: | PNC | Security ID: | 693,475,105 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | January 31, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard O. Berndt | For | For | Mgmt |
1.2 | Elect Director Charles E. Bunch | For | For | Mgmt |
1.3 | Elect Director Paul W. Chellgren | For | For | Mgmt |
1.4 | Elect Director William S. Demchak | For | For | Mgmt |
1.5 | Elect Director Kay Coles James | For | For | Mgmt |
1.6 | Elect Director Richard B. Kelson | For | For | Mgmt |
1.7 | Elect Director Bruce C. Lindsay | For | For | Mgmt |
1.8 | Elect Director Anthony A. Massaro | For | For | Mgmt |
1.9 | Elect Director Jane G. Pepper | For | For | Mgmt |
1.10 | Elect Director James E. Rohr | For | For | Mgmt |
1.11 | Elect Director Donald J. Shepard | For | For | Mgmt |
1.12 | Elect Director Lorene K. Steffes | For | For | Mgmt |
1.13 | Elect Director Dennis F. Strigl | For | For | Mgmt |
1.14 | Elect Director Thomas J. Usher | For | For | Mgmt |
1.15 | Elect Director George H. Walls, Jr. | For | For | Mgmt |
1.16 | Elect Director Helge H. Wehmeier | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
|
| | | | |
4 | Report on Climate Change Financing Risk Against | For | Shldr | |
| | | | |
THE PROCTER & GAMBLE COMPANY | | | | |
| | | | |
Ticker: | PG | Security ID: | 742,718,109 | |
Meeting Date: OCT 09, 2012 | Meeting Type: Annual | | | |
Record Date: | August 10, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Angela F. Braly | For | For | Mgmt |
1.2 | Elect Director Kenneth I. Chenault | For | For | Mgmt |
1.3 | Elect Director Scott D. Cook | For | For | Mgmt |
1.4 | Elect Director Susan Desmond-Hellmann | For | For | Mgmt |
1.5 | Elect Director Robert A. McDonald | For | For | Mgmt |
1.6 | Elect Director W. James McNerney, Jr. | For | For | Mgmt |
1.7 | Elect Director Johnathan A. Rodgers | For | For | Mgmt |
1.8 | Elect Director Margaret C. Whitman | For | For | Mgmt |
1.9 | Elect Director Mary Agnes Wilderotter | For | For | Mgmt |
1.10 | Elect Director Patricia A. Woertz | For | For | Mgmt |
1.11 | Elect Director Ernesto Zedillo | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Adopt Proxy Statement Reporting on | Against | Against | Shldr |
| Political Contributions and Advisory | | | |
| Vote | | | |
5 | Report on Adopting Extended Producer | Against | Against | Shldr |
| Responsibility Policy | | | |
6 | Reduce Supermajority Vote Requirement | Against | For | Shldr |
| | | | |
THE WALT DISNEY COMPANY | | | | |
| | | | |
Ticker: | DIS | Security ID: | 254,687,106 | |
Meeting Date: MAR 06, 2013 | Meeting Type: Annual | | | |
Record Date: | January 7, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1.a | Elect Director Susan E. Arnold | For | For | Mgmt |
1.b | Elect Director John S. Chen | For | For | Mgmt |
1.c | Elect Director Judith L. Estrin | For | For | Mgmt |
1.d | Elect Director Robert A. Iger | For | For | Mgmt |
1.e | Elect Director Fred H. Langhammer | For | For | Mgmt |
1.f | Elect Director Aylwin B. Lewis | For | For | Mgmt |
1.g | Elect Director Monica C. Lozano | For | For | Mgmt |
1.h | Elect Director Robert W. Matschullat | For | For | Mgmt |
1.i | Elect Director Sheryl K. Sandberg | For | For | Mgmt |
1.j | Elect Director Orin C. Smith | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
5 | Adopt Proxy Access Right | Against | For | Shldr |
6 | Require Independent Board Chairman | Against | For | Shldr |
| | | | |
THERMO FISHER SCIENTIFIC INC. | | | | |
| | | | |
Ticker: | TMO | Security ID: | 883,556,102 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director C. Martin Harris | For | For | Mgmt |
1b | Elect Director Judy C. Lewent | For | For | Mgmt |
1c | Elect Director Jim P. Manzi | For | For | Mgmt |
1d | Elect Director Lars R. Sorensen | For | For | Mgmt |
1e | Elect Director Elaine S. Ullian | For | For | Mgmt |
1f | Elect Director Marc N. Casper | For | For | Mgmt |
1g | Elect Director Nelson J. Chai | For | For | Mgmt |
1h | Elect Director Tyler Jacks | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Approve Omnibus Stock Plan | For | For | Mgmt |
4 | Approve Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Ratify Auditors | For | For | Mgmt |
| | | | |
TOTAL SA | | | | |
| | | | |
|
| | | | |
Ticker: | FP | Security ID: | 89151E109 | |
Meeting Date: MAY 17, 2013 | Meeting Type: Annual/Special | | | |
Record Date: | April 9, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Financial Statements and | For | For | Mgmt |
| Statutory Reports | | | |
2 | Approve Consolidated Financial | For | For | Mgmt |
| Statements and Statutory Reports | | | |
3 | Approve Allocation of Income and | For | For | Mgmt |
| Dividends of EUR 2.34 per Share | | | |
4 | Authorize Repurchase of Up to 10 | For | For | Mgmt |
| Percent of Issued Share Capital | | | |
5 | Reelect Thierry Desmarest as Director | For | For | Mgmt |
6 | Reelect Gunnar Brock as Director | For | For | Mgmt |
7 | Reelect Gerard Lamarche as Director | For | For | Mgmt |
8 | Elect Charles Keller and Philippe | For | For | Mgmt |
| Marchandise as Representative of | | | |
| Employee Shldrs to the Board | | | |
9 | Approve Remuneration of Directors in | For | For | Mgmt |
| the Aggregate Amount of EUR 1.40 | | | |
| Million | | | |
10 | Authorize up to 0.75 Percent of Issued | For | Against | Mgmt |
| Capital for Use in Stock Option Plan | | | |
11 | Approve Employee Stock Purchase Plan | For | For | Mgmt |
12 | Approve the Establishment of an | Against | Against | Shldr |
| Independent Ethics Committee | | | |
13 | Approve to Link Remuneration to | Against | Against | Shldr |
| Positive Safety Indicators | | | |
14 | Acquire the Diversity Label | Against | Against | Shldr |
15 | Approve Nomination of Employees | Against | Against | Shldr |
| Representative to the Remuneration | | | |
| Committee | | | |
16 | Allow Loyalty Dividends to Long-Term | Against | Against | Shldr |
| Registered Shldrs | | | |
| | | | |
TRIMBLE NAVIGATION LIMITED | | | | |
| | | | |
Ticker: | TRMB | Security ID: | 896,239,100 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
|
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steven W. Berglund | For | For | Mgmt |
1.2 | Elect Director John B. Goodrich | For | For | Mgmt |
1.3 | Elect Director William Hart | For | For | Mgmt |
1.4 | Elect Director Merit E. Janow | For | For | Mgmt |
1.5 | Elect Director Ulf J. Johansson | For | For | Mgmt |
1.6 | Elect Director Ronald S. Nersesian | For | For | Mgmt |
1.7 | Elect Director Mark S. Peek | For | For | Mgmt |
1.8 | Elect Director Nickolas W. Vande Steeg | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
TRUEBLUE, INC. | | | | |
| | | | |
Ticker: | TBI | Security ID: | 89785X101 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Steven C. Cooper | For | For | Mgmt |
1b | Elect Director Thomas E. McChesney | For | For | Mgmt |
1c | Elect Director Gates McKibbin | For | For | Mgmt |
1d | Elect Director Jeffrey B. Sakaguchi | For | For | Mgmt |
1e | Elect Director Joseph P. Sambataro, Jr. For | For | Mgmt | |
1f | Elect Director Bonnie W. Soodik | For | For | Mgmt |
1g | Elect Director William W. Steele | For | For | Mgmt |
1h | Elect Director Craig E. Tall | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
| | | | |
TUPPERWARE BRANDS CORPORATION | | | | |
| | | | |
Ticker: | TUP | Security ID: | 899,896,104 | |
Meeting Date: MAY 24, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Catherine A. Bertini | For | For | Mgmt |
1.2 | Elect Director Susan M. Cameron | For | For | Mgmt |
1.3 | Elect Director Kriss Cloninger, III | For | For | Mgmt |
1.4 | Elect Director E. V. Goings | For | For | Mgmt |
1.5 | Elect Director Joe R. Lee | For | For | Mgmt |
1.6 | Elect Director Angel R. Martinez | For | For | Mgmt |
1.7 | Elect Director Antonio Monteiro de | For | For | Mgmt |
| Castro | | | |
1.8 | Elect Director Robert J. Murray | For | For | Mgmt |
1.9 | Elect Director David R. Parker | For | For | Mgmt |
1.10 | Elect Director Joyce M. Roche | For | For | Mgmt |
1.11 | Elect Director M. Anne Szostak | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
| | | | |
TYLER TECHNOLOGIES, INC. | | | | |
| | | | |
Ticker: | TYL | Security ID: | 902,252,105 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Donald R. Brattain | For | For | Mgmt |
1.2 | Elect Director J. Luther King, Jr. | For | For | Mgmt |
1.3 | Elect Director John S. Marr, Jr. | For | For | Mgmt |
1.4 | Elect Director G. Stuart Reeves | For | For | Mgmt |
1.5 | Elect Director Michael D. Richards | For | For | Mgmt |
1.6 | Elect Director Dustin R. Womble | For | For | Mgmt |
1.7 | Elect Director John M. Yeaman | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
| | | | |
U.S. BANCORP | | | | |
| | | | |
Ticker: | USB | Security ID: | 902,973,304 | |
Meeting Date: APR 16, 2013 | Meeting Type: Annual | | | |
|
| | | | |
Record Date: | February 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Douglas M. Baker, Jr. | For | For | Mgmt |
1b | Elect Director Y. Marc Belton | For | For | Mgmt |
1c | Elect Director Victoria Buyniski | For | For | Mgmt |
| Gluckman | | | |
1d | Elect Director Arthur D. Collins, Jr. | For | For | Mgmt |
1e | Elect Director Richard K. Davis | For | For | Mgmt |
1f | Elect Director Roland A. Hernandez | For | For | Mgmt |
1g | Elect Director Doreen Woo Ho | For | For | Mgmt |
1h | Elect Director Joel W. Johnson | For | For | Mgmt |
1i | Elect Director Olivia F. Kirtley | For | For | Mgmt |
1j | Elect Director Jerry W. Levin | For | For | Mgmt |
1k | Elect Director David B. O'Maley | For | For | Mgmt |
1l | Elect Director O'dell M. Owens | For | For | Mgmt |
1m | Elect Director Craig D. Schnuck | For | For | Mgmt |
1n | Elect Director Patrick T. Stokes | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require Independent Board Chairman | Against | Against | Shldr |
| | | | |
UNION PACIFIC CORPORATION | | | | |
| | | | |
Ticker: | UNP | Security ID: | 907,818,108 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | February 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Andrew H. Card, Jr. | For | For | Mgmt |
1.2 | Elect Director Erroll B. Davis, Jr. | For | For | Mgmt |
1.3 | Elect Director Thomas J. Donohue | For | For | Mgmt |
1.4 | Elect Director Archie W. Dunham | For | For | Mgmt |
1.5 | Elect Director Judith Richards Hope | For | For | Mgmt |
1.6 | Elect Director John J. Koraleski | For | For | Mgmt |
1.7 | Elect Director Charles C. Krulak | For | For | Mgmt |
1.8 | Elect Director Michael R. McCarthy | For | For | Mgmt |
1.9 | Elect Director Michael W. McConnell | For | For | Mgmt |
1.10 | Elect Director Thomas F. McLarty, III | For | For | Mgmt |
1.11 | Elect Director Steven R. Rogel | For | For | Mgmt |
1.12 | Elect Director Jose H. Villarreal | For | For | Mgmt |
|
| | | | |
1.13 | Elect Director James R. Young | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Approve Omnibus Stock Plan | For | For | Mgmt |
5 | Report on Lobbying Payments and Policy | Against | For | Shldr |
| | | | |
UNIVERSAL HEALTH SERVICES, INC. | | | | |
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Ticker: | UHS | Security ID: | 913,903,100 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 21, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert H. Hotz | For | For | Mgmt |
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VARIAN MEDICAL SYSTEMS, INC. | | | | |
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Ticker: | VAR | Security ID: | 92220P105 | |
Meeting Date: FEB 14, 2013 | Meeting Type: Annual | | | |
Record Date: | December 18, 2012 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director R. Andrew Eckert | For | For | Mgmt |
1.2 | Elect Director Mark R. Laret | For | For | Mgmt |
1.3 | Elect Director Erich R. Reinhardt | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
4 | Declassify the Board of Directors | Against | For | Shldr |
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VCA ANTECH, INC. | | | | |
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Ticker: | WOOF | Security ID: | 918,194,101 | |
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Meeting Date: MAY 20, 2013 | Meeting Type: Annual | | | |
Record Date: | April 2, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Robert L. Antin | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | Against | Mgmt |
| Executive Officers' Compensation | | | |
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VENTAS, INC. | | | | |
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Ticker: | VTR | Security ID: | 92276F100 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Debra A. Cafaro | For | For | ��Mgmt |
1b | Elect Director Douglas Crocker, II | For | For | Mgmt |
1c | Elect Director Ronald G. Geary | For | For | Mgmt |
1d | Elect Director Jay M. Gellert | For | For | Mgmt |
1e | Elect Director Richard I. Gilchrist | For | For | Mgmt |
1f | Elect Director Matthew J. Lustig | For | For | Mgmt |
1g | Elect Director Douglas M. Pasquale | For | For | Mgmt |
1h | Elect Director Robert D. Reed | For | For | Mgmt |
1i | Elect Director Sheli Z. Rosenberg | For | For | Mgmt |
1j | Elect Director Glenn J. Rufrano | For | For | Mgmt |
1k | Elect Director James D. Shelton | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Stock Retention/Holding Period | Against | For | Shldr |
5 | Require Independent Board Chairman | Against | Against | Shldr |
6 | Pro-rata Vesting of Equity Awards | Against | For | Shldr |
7 | Adopt Anti Gross-up Policy | Against | For | Shldr |
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VERIZON COMMUNICATIONS INC. | | | | |
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Ticker: | VZ | Security ID: | 92343V104 | |
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Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard L. Carrion | For | For | Mgmt |
1.2 | Elect Director Melanie L. Healey | For | For | Mgmt |
1.3 | Elect Director M. Frances Keeth | For | For | Mgmt |
1.4 | Elect Director Robert W. Lane | For | For | Mgmt |
1.5 | Elect Director Lowell C. McAdam | For | For | Mgmt |
1.6 | Elect Director Sandra O. Moose | For | For | Mgmt |
1.7 | Elect Director Joseph Neubauer | For | For | Mgmt |
1.8 | Elect Director Donald T. Nicolaisen | For | For | Mgmt |
1.9 | Elect Director Clarence Otis, Jr. | For | For | Mgmt |
1.10 | Elect Director Hugh B. Price | For | For | Mgmt |
1.11 | Elect Director Rodney E. Slater | For | For | Mgmt |
1.12 | Elect Director Kathryn A. Tesija | For | For | Mgmt |
1.13 | Elect Director Gregory D. Wasson | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Mgmt |
5 | Commit to Wireless Network Neutrality | Against | For | Shldr |
6 | Report on Lobbying Payments and Policy | Against | For | Shldr |
7 | Adopt Proxy Access Right | Against | For | Shldr |
8 | Submit Severance Agreement | Against | For | Shldr |
| (Change-in-Control) to Shldr Vote | | | |
9 | Amend Articles/Bylaws/Charter- Call | Against | For | Shldr |
| Special Meetings | | | |
10 | Provide Right to Act by Written Consent Against | For | Shldr | |
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WASHINGTON FEDERAL, INC. | | | | |
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Ticker: | WAFD | Security ID: | 938,824,109 | |
Meeting Date: JAN 16, 2013 | Meeting Type: Annual | | | |
Record Date: | November 23, 2012 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas J. Kelley | For | For | Mgmt |
1.2 | Elect Director Barbara L. Smith | For | For | Mgmt |
1.3 | Elect Director David K. Grant | For | For | Mgmt |
1.4 | Elect Director Randall H. Talbot | For | For | Mgmt |
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2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Mgmt |
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WASTE CONNECTIONS, INC. | | | | |
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Ticker: | WCN | Security ID: | 941,053,100 | |
Meeting Date: JUN 14, 2013 | Meeting Type: Annual | | | |
Record Date: | April 19, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Edward E. 'Ned' Guillet | For | For | Mgmt |
2 | Elect Director Ronald J. Mittelstaedt | For | For | Mgmt |
3 | Ratify Auditors | For | For | Mgmt |
4 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
5 | Reduce Supermajority Vote Requirement | For | For | Mgmt |
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WATERS CORPORATION | | | | |
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Ticker: | WAT | Security ID: | 941,848,103 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joshua Bekenstein | For | For | Mgmt |
1.2 | Elect Director Michael J. Berendt | For | For | Mgmt |
1.3 | Elect Director Douglas A. Berthiaume | For | For | Mgmt |
1.4 | Elect Director Edward Conard | For | For | Mgmt |
1.5 | Elect Director Laurie H. Glimcher | For | For | Mgmt |
1.6 | Elect Director Christopher A. Kuebler | For | For | Mgmt |
1.7 | Elect Director William J. Miller | For | For | Mgmt |
1.8 | Elect Director JoAnn A. Reed | For | For | Mgmt |
1.9 | Elect Director Thomas P. Salice | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
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WD-40 COMPANY | | | | |
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Ticker: | WDFC | Security ID: | 929,236,107 | |
Meeting Date: DEC 11, 2012 | Meeting Type: Annual | | | |
Record Date: | October 15, 2012 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director G.H. Bateman | For | For | Mgmt |
1.2 | Elect Director P.D. Bewley | For | For | Mgmt |
1.3 | Elect Director R.A. Collato | For | For | Mgmt |
1.4 | Elect Director M.L Crivello | For | For | Mgmt |
1.5 | Elect Director L.A. Lang | For | For | Mgmt |
1.6 | Elect Director G.O. Ridge | For | For | Mgmt |
1.7 | Elect Director G.A. Sandfort | For | For | Mgmt |
1.8 | Elect Director N.E. Schmale | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Amend Executive Incentive Bonus Plan | For | For | Mgmt |
5 | Ratify Auditors | For | For | Mgmt |
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WEIGHT WATCHERS INTERNATIONAL, INC. | | | | |
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Ticker: | WTW | Security ID: | 948,626,106 | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
Record Date: | March 26, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steven M. Altschuler | For | For | Mgmt |
1.2 | Elect Director Philippe J. Amouyal | For | W/hold | Mgmt |
1.3 | Elect Director David P. Kirchhoff | For | W/hold | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Amend Omnibus Stock Plan | For | Against | Mgmt |
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WELLS FARGO & COMPANY | | | | |
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Ticker: | WFC | Security ID: | 949,746,101 | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
Record Date: | February 26, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director John D. Baker, II | For | For | Mgmt |
1b | Elect Director Elaine L. Chao | For | For | Mgmt |
1c | Elect Director John S. Chen | For | For | Mgmt |
1d | Elect Director Lloyd H. Dean | For | For | Mgmt |
1e | Elect Director Susan E. Engel | For | For | Mgmt |
1f | Elect Director Enrique Hernandez, Jr. | For | For | Mgmt |
1g | Elect Director Donald M. James | For | For | Mgmt |
1h | Elect Director Cynthia H. Milligan | For | For | Mgmt |
1i | Elect Director Federico F. Pena | For | For | Mgmt |
1j | Elect Director Howard V. Richardson | For | For | Mgmt |
1k | Elect Director Judith M. Runstad | For | For | Mgmt |
1l | Elect Director Stephen W. Sanger | For | For | Mgmt |
1m | Elect Director John G. Stumpf | For | For | Mgmt |
1n | Elect Director Susan G. Swenson | For | For | Mgmt |
2 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Mgmt |
4 | Ratify Auditors | For | For | Mgmt |
5 | Require Independent Board Chairman | Against | Against | Shldr |
6 | Report on Lobbying Payments and Policy | Against | Against | Shldr |
7 | Review Fair Housing and Fair Lending | Against | For | Shldr |
| Compliance | | | |
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WEYERHAEUSER COMPANY | | | | |
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Ticker: | WY | Security ID: | 962,166,104 | |
Meeting Date: APR 11, 2013 | Meeting Type: Annual | | | |
Record Date: | February 15, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Debra A. Cafaro | For | For | Mgmt |
1.2 | Elect Director Mark A. Emmert | For | For | Mgmt |
1.3 | Elect Director Daniel S. Fulton | For | For | Mgmt |
1.4 | Elect Director John I. Kieckhefer | For | For | Mgmt |
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1.5 | Elect Director Wayne W. Murdy | For | For | Mgmt |
1.6 | Elect Director Nicole W. Piasecki | For | For | Mgmt |
1.7 | Elect Director Doyle R. Simons | For | For | Mgmt |
1.8 | Elect Director Richard H. Sinkfield | For | For | Mgmt |
1.9 | Elect Director D. Michael Steuert | For | For | Mgmt |
1.10 | Elect Director Kim Williams | For | For | Mgmt |
1.11 | Elect Director Charles R. Williamson | For | For | Mgmt |
2 | Approve Omnibus Stock Plan | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Mgmt |
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XCEL ENERGY INC. | | | | |
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Ticker: | XEL | Security ID: | 98389B100 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 26, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Gail Koziara Boudreaux | For | For | Mgmt |
1b | Elect Director Fredric W. Corrigan | For | For | Mgmt |
1c | Elect Director Richard K. Davis | For | For | Mgmt |
1d | Elect Director Benjamin G.S. Fowke, III For | For | Mgmt | |
1e | Elect Director Albert F. Moreno | For | For | Mgmt |
1f | Elect Director Richard T. O'Brien | For | For | Mgmt |
1g | Elect Director Christopher J. | For | For | Mgmt |
| Policinski | | | |
1h | Elect Director A. Patricia Sampson | For | For | Mgmt |
1i | Elect Director James J. Sheppard | For | For | Mgmt |
1j | Elect Director David A. Westerlund | For | For | Mgmt |
1k | Elect Director Kim Williams | For | For | Mgmt |
1l | Elect Director Timothy V. Wolf | For | For | Mgmt |
2 | Ratify Auditors | For | For | Mgmt |
3 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
4 | Require Independent Board Chairman | Against | Against | Shldr |
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XL GROUP PLC | | | | |
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Ticker: | XL | Security ID: | G98290102 | |
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Meeting Date: APR 26, 2013 | Meeting Type: Annual | | | |
Record Date: | March 6, 2013 | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Joseph Mauriello as Director | For | For | Mgmt |
2 | Elect Eugene M. McQuade as Director | For | For | Mgmt |
3 | Elect Clayton S. Rose as Director | For | For | Mgmt |
4 | Approve PricewaterhouseCoopers LLP as | For | For | Mgmt |
| Auditors and Authorize Board to Fix | | | |
| Their | Remuneration | | |
5 | Advisory Vote to Ratify Named | For | For | Mgmt |
| Executive Officers' Compensation | | | |
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Principal Variable Contracts Funds, Inc.
___________________________________
(Registrant)
By /s/ Nora Everett
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Nora Everett
Chairman, President and Chief Executive Officer
Date: August 27, 2013