Due to File size constraints, this filing is being made in seven related submissions.
This submission is the 5th of 6 related submissions.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-01944
Principal Variable Contracts Funds, Inc.
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(Exact name of registrant as specified in charter)
The Principal Financial Group, 650 8th Street, Des Moines, Iowa 50309
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(Address of principal executive offices) (Zip code)
|
| | | | |
| | | | |
Jennifer A. Mills | Copy to: | | |
The Principal Financial Group | | John W. Blouch, Esq. |
Des Moines, Iowa 50392 | | Drinker Biddle & Reath, LLP |
| | | 1500 K Street, N.W. |
| | | Washington, DC 20005-1209 |
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(Name and address of agent for service)
Registrant's telephone number, including area code: 515-235-9154
Date of fiscal year end: 12/31
Date of reporting period: 07/01/2012 - 06/30/2013
PRINCIPAL VARIABLE CONTRACTS FUNDS, INC
Principal LifeTime 2010 Account
Advisor: Principal Management Corporation
Sub-Advisor: Principal Global Investors, LLC
|
| | | | | | |
| | | | | Proposed by |
| | | Record | Meeting | Management |
Security | Ticker | CUSIP | Date | Date | or Shareholder |
|
| | | | | |
Principal Funds, Inc. – Global Diversified Income Fund | PGDIX | 74254V232 | 09/24/2012 | 12/11/2012 | Issue proposed |
Institutional Class Shares | | Special | Meeting | | by Management |
Management has asked that this Fund vote issues proposed for securities
held in its portfolio in proportion to the votes of the other shareholders of those securities.
1 Approval of a new sub-advisory agreement with Post Advisory Group, LLC
|
| | | |
| Shares Voted |
| For | Against/Withhold | Abstain |
|
| | | |
| 122,617.860 | 33,095.565 | 5,335.553 |
|
| | | | | | |
| | | | | | Proposed by |
| | | | Record | Meeting | Management |
| Security | Ticker | CUSIP | Date | Date | or Shareholder |
| | | | | | |
Principal Funds, Inc. – Global Multi-Strategy Fund | PSMIX | 74255L696 | 1/8/2013 | 2/26/2013 | Issue proposed |
Institutional Class Shares | | Special | Meeting | | by Management |
Management has asked that this Fund vote issues proposed for securities
held in its portfolio in proportion to the votes of the other shareholders of those securities.
1 Approval of a new sub-advisory agreement with Finisterre Capital, LLP
|
| | | |
| Shares Voted |
| For | Against/Withhold | Abstain |
|
| | | |
| 52,307.196 | 644.924 | 2,596.918 |
PRINCIPAL VARIABLE CONTRACTS FUNDS, INC
Principal LifeTime 2020 Account
Advisor: Principal Management Corporation
Sub-Advisor: Principal Global Investors, LLC
|
| | | | | | |
| | | | | Proposed by |
| | | Record | Meeting | Management |
Security | Ticker | CUSIP | Date | Date | or Shareholder |
|
| | | | | |
Principal Funds, Inc. – Global Diversified Income Fund | PGDIX | 74254V232 | 09/24/2012 | 12/11/2012 | Issue proposed |
Institutional Class Shares | | Special | Meeting | | by Management |
Management has asked that this Fund vote issues proposed for securities
held in its portfolio in proportion to the votes of the other shareholders of those securities.
1 Approval of a new sub-advisory agreement with Post Advisory Group, LLC
|
| | | |
| Shares Voted |
| For | Against/Withhold | Abstain |
|
| | | |
| 218,308.885 | 58,923.356 | 9,499.420 |
|
| | | | | | |
| | | | | | Proposed by |
| | | | Record | Meeting | Management |
| Security | Ticker | CUSIP | Date | Date | or Shareholder |
Principal Funds, Inc. – Global Multi-Strategy Fund | PSMIX | 74255L696 | 1/8/2013 | 2/26/2013 | Issue proposed |
Institutional Class Shares | | Special | Meeting | | by Management |
Management has asked that this Fund vote issues proposed for securities
held in its portfolio in proportion to the votes of the other shareholders of those securities.
1 Approval of a new sub-advisory agreement with Finisterre Capital, LLP
|
| | | |
| Shares Voted |
| For | Against/Withhold | Abstain |
|
| | | |
| 213,929.733 | 2,637.658 | 10,621.060 |
PRINCIPAL VARIABLE CONTRACTS FUNDS, INC
Principal LifeTime 2030 Account
Advisor: Principal Management Corporation
Sub-Advisor: Principal Global Investors, LLC
|
| | | | | | |
| | | | | | Proposed by |
| | | | Record | Meeting | Management |
Security | Ticker | CUSIP | Date | Date | or Shareholder |
Principal Funds, Inc. – Global Multi-Strategy Fund | PSMIX | 74255L696 | 1/8/2013 | 2/26/2013 | Issue Proposed |
Institutional Class Shares | | Special | Meeting | | by Management |
Management has asked that this Fund vote issues proposed for securities
held in its portfolio in proportion to the votes of the other shareholders of those securities.
1 Approval of a new sub-advisory agreement with Finisterre Capital, LLP
|
| | | |
| Shares Voted |
| For | Against/Withhold | Abstain |
|
| | | |
| 95,322.674 | 1,175.286 | 4,732.525 |
PRINCIPAL VARIABLE CONTRACTS FUNDS, INC
Principal LifeTime 2040 Account
Advisor: Principal Management Corporation
Sub-Advisor: Principal Global Investors, LLC
|
| | | | | | |
| | | | | | Proposed by |
| | | | Record | Meeting | Management |
Security | Ticker | CUSIP | Date | Date | or Shareholder |
| | | | | | |
Principal Funds, Inc. – Global Multi-Strategy Fund | PSMIX | 74255L696 | 1/8/2013 | 2/26/2013 | Issue Proposed |
Institutional Class Shares | | Special | Meeting | | by Management |
Management has asked that this Fund vote issues proposed for securities
held in its portfolio in proportion to the votes of the other shareholders of those securities.
1 Approval of a new sub-advisory agreement with Finisterre Capital, LLP
|
| | | |
| Shares Voted |
| For | Against/Withhold | Abstain |
|
| | | |
| 26,228.833 | 323.390 | 1,302.194 |
PRINCIPAL VARIABLE CONTRACTS FUNDS, INC
Principal LifeTime 2050 Account
Advisor: Principal Management Corporation
Sub-Advisor: Principal Global Investors, LLC
|
| | | | | | |
| | | | | | Proposed by |
| | | | Record | Meeting | Management |
Security | Ticker | CUSIP | Date | Date | or Shareholder |
| | | | | | |
Principal Funds, Inc. – Global Multi-Strategy Fund | PSMIX | 74255L696 | 1/8/2013 | 2/26/2013 | Issue Proposed |
Institutional Class Shares | | Special | Meeting | | by Management |
Management has asked that this Fund vote issues proposed for securities
held in its portfolio in proportion to the votes of the other shareholders of those securities.
1 Approval of a new sub-advisory agreement with Finisterre Capital, LLP
|
| | | |
| Shares Voted |
| For | Against/Withhold | Abstain |
PRINCIPAL VARIABLE CONTRACTS FUNDS, INC
Principal LifeTime 2060 Account
Advisor: Principal Management Corporation
Sub-Advisor: Principal Global Investors, LLC
Vote Summary Report
May 1, 2013 - June 30, 2013
|
| | | | | | | |
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Proponent | Voted |
|
| |
5/1/2013 - 6/30/2013 | No proxies were voted during this time period |
PRINCIPAL VARIABLE CONTRACTS FUNDS, INC
Principal LifeTime Strategic Income Account
Advisor: Principal Management Corporation
Sub-Advisor: Principal Global Investors, LLC
|
| | | | | | |
| | | | | | Proposed by |
| | | | Record | Meeting | Management |
Security | Ticker | CUSIP | Date | Date | or Shareholder |
|
| | | | | |
Principal Funds, Inc. – Global Diversified Income Fund | PGDIX | 74254V232 | 09/24/2012 | 12/11/2012 | Issue proposed |
Institutional Class Shares | | Special | Meeting | | by Management |
Management has asked that this Fund vote issues proposed for securities
held in its portfolio in proportion to the votes of the other shareholders of those securities.
1 Approval of a new sub-advisory agreement with Post Advisory Group, LLC
|
| | | |
| Shares Voted |
| For | Against/Withhold | Abstain |
|
| | | |
| 113,296.609 | 30,579.683 | 4,929.951 |
|
| | | | | | |
| | | | | | Proposed by |
| | | | Record | Meeting | Management |
Security | Ticker | CUSIP | Date | Date | or Shareholder |
| | | | | | |
Principal Funds, Inc. – Global Multi-Strategy Fund | PSMIX | 74255L696 | 1/8/2013 | 2/26/2013 | Issue proposed |
Institutional Class Shares | | Special | Meeting | | by Management |
Management has asked that this Fund vote issues proposed for securities
held in its portfolio in proportion to the votes of the other shareholders of those securities.
1 Approval of a new sub-advisory agreement with Finisterre Capital, LLP
|
| | | |
| Shares Voted |
| For | Against/Withhold | Abstain |
|
| | | |
| 34,483.797 | 425.170 | 1,712.032 |
|
| | | | |
Principal Variable Contracts Funds, Inc. -- Real Estate Securities Account | |
| | | | |
| | | | |
AMERICAN ASSETS TRUST, INC. | | | | |
| | | | |
Ticker: | AAT | Security ID: | 24,013,104 | |
Meeting Date: JUL 10, 2012 | Meeting Type: Annual | | | |
Record Date: | April 16, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ernest S. Rady | For | For | Management |
1.2 | Elect Director John W. Chamberlain | For | For | Management |
1.3 | Elect Director Larry E. Finger | For | For | Management |
1.4 | Elect Director Alan D. Gold | For | For | Management |
1.5 | Elect Director Duane A. Nelles | For | For | Management |
1.6 | Elect Director Thomas S. Olinger | For | For | Management |
1.7 | Elect Director Robert S. Sullivan | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| | | | |
APARTMENT INVESTMENT AND MANAGEMENT COMPANY | |
| | | | |
Ticker: | AIV | Security ID: | 03748R101 | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
Record Date: | February 22, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James N. Bailey | For | For | Management |
1.2 | Elect Director Terry Considine | For | For | Management |
1.3 | Elect Director Thomas L. Keltner | For | For | Management |
1.4 | Elect Director J. Landis Martin | For | For | Management |
1.5 | Elect Director Robert A. Miller | For | For | Management |
|
| | | | |
1.6 | Elect Director Kathleen M. Nelson | For | For | Management |
1.7 | Elect Director Michael A. Stein | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
AVALONBAY COMMUNITIES, INC. | | | | |
| | | | |
Ticker: | AVB | Security ID: | 53,484,101 | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Glyn F. Aeppel | For | For | Management |
1.2 | Elect Director Alan B. Buckelew | For | For | Management |
1.3 | Elect Director Bruce A. Choate | For | For | Management |
1.4 | Elect Director John J. Healy, Jr. | For | For | Management |
1.5 | Elect Director Timothy J. Naughton | For | For | Management |
1.6 | Elect Director Lance R. Primis | For | For | Management |
1.7 | Elect Director Peter S. Rummell | For | For | Management |
1.8 | Elect Director H. Jay Sarles | For | For | Management |
1.9 | Elect Director W. Edward Walter | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Increase Authorized Common Stock | For | For | Management |
| | | | |
BOSTON PROPERTIES, INC. | | | | |
| | | | |
Ticker: | BXP | Security ID: | 101,121,101 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 27, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Zoe Baird Budinger | For | For | Management |
1.2 | Elect Director Carol B. Einiger | For | For | Management |
1.3 | Elect Director Jacob A. Frenkel | For | For | Management |
1.4 | Elect Director Joel I. Klein | For | For | Management |
1.5 | Elect Director Douglas T. Linde | For | For | Management |
1.6 | Elect Director Matthew J. Lustig | For | For | Management |
1.7 | Elect Director Alan J. Patricof | For | For | Management |
1.8 | Elect Director Owen D. Thomas | For | For | Management |
1.9 | Elect Director Martin Turchin | For | For | Management |
1.10 | Elect Director David A. Twardock | For | For | Management |
1.11 | Elect Director Mortimer B. Zuckerman | For | For | Management |
2 | Advisory Vote to Ratify Named | For | Against | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
CAMDEN PROPERTY TRUST | | | | |
| | | | |
Ticker: | CPT | Security ID: | 133,131,102 | |
Meeting Date: MAY 10, 2013 | Meeting Type: Annual | | | |
Record Date: | March 13, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard J. Campo | For | For | Management |
1.2 | Elect Director Scott S. Ingraham | For | For | Management |
1.3 | Elect Director Lewis A. Levey | For | For | Management |
1.4 | Elect Director William B. McGuire, Jr. | For | For | Management |
1.5 | Elect Director William F. Paulsen | For | For | Management |
1.6 | Elect Director D. Keith Oden | For | For | Management |
1.7 | Elect Director F. Gardner Parker | For | For | Management |
1.8 | Elect Director Frances Aldrich | For | For | Management |
| Sevilla-Sacasa | | | |
1.9 | Elect Director Steven A. Webster | For | For | Management |
|
| | | | |
1.10 | Elect Director Kelvin R. Westbrook | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
CAMPUS CREST COMMUNITIES, INC. | | | | |
| | | | |
Ticker: | CCG | Security ID: | 13466Y105 | |
Meeting Date: APR 22, 2013 | Meeting Type: Annual | | | |
Record Date: | February 27, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ted W. Rollins | For | For | Management |
1.2 | Elect Director Michael S. Hartnett | For | For | Management |
1.3 | Elect Director Richard S. Kahlbaugh | For | For | Management |
1.4 | Elect Director Denis McGlynn | For | For | Management |
1.5 | Elect Director William G. Popeo | For | For | Management |
1.6 | Elect Director Daniel L. Simmons | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
COLONIAL PROPERTIES TRUST | | | | |
| | | | |
Ticker: | CLP | Security ID: | 195,872,106 | |
Meeting Date: APR 24, 2013 | Meeting Type: Annual | | | |
Record Date: | February 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1.1 | Elect Director Carl F. Bailey | For | For | Management |
1.2 | Elect Director Edwin M. Crawford | For | For | Management |
1.3 | Elect Director M. Miller Gorrie | For | For | Management |
1.4 | Elect Director William M. Johnson | For | For | Management |
1.5 | Elect Director James K. Lowder | For | For | Management |
1.6 | Elect Director Thomas H. Lowder | For | For | Management |
1.7 | Elect Director Herbert A. Meisler | For | For | Management |
1.8 | Elect Director Claude B. Nielsen | For | For | Management |
1.9 | Elect Director Harold W. Ripps | For | For | Management |
1.10 | Elect Director John W. Spiegel | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
CORRECTIONS CORPORATION OF AMERICA | | | | |
| | | | |
Ticker: | CXW | Security ID: | 22025Y407 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director John D. Ferguson | For | For | Management |
1b | Elect Director Damon T. Hininger | For | For | Management |
1c | Elect Director Donna M. Alvarado | For | For | Management |
1d | Elect Director William F. Andrews | For | Management | |
1e | Elect Director John D. Correnti | For | For | Management |
1f | Elect Director Dennis W. DeConcini | For | Management | |
1g | Elect Director Robert J. Dennis | For | For | Management |
1h | Elect Director John R. Horne | For | For | Management |
1i | Elect Director C. Michael Jacobi | For | For | Management |
1j | Elect Director Anne L. Mariucci | For | For | Management |
1k | Elect Director Thurgood Marshall, Jr. | For | For | Management |
1l | Elect Director Charles L. Overby | For | For | Management |
|
| | | | |
1m | Elect Director John R. Prann, Jr. | For | For | Management |
1n | Elect Director Joseph V. Russell | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Amend Securities Transfer Restrictions | For | For | Management |
| | | | |
| | | | |
CUBESMART | | | | |
| | | | |
Ticker: | CUBE | Security ID: | 229,663,109 | |
Meeting Date: MAY 29, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William M. | For | For | Management |
| Diefenderfer, III | | | |
1.2 | Elect Director Piero Bussani | For | For | Management |
1.3 | Elect Director Dean Jernigan | For | For | Management |
1.4 | Elect Director Marianne M. Keler | For | For | Management |
1.5 | Elect Director Deborah R. Salzberg | For | For | Management |
1.6 | Elect Director John F. Remondi | For | For | Management |
1.7 | Elect Director Jeffrey F. Rogatz | For | For | Management |
1.8 | Elect Director John W. Fain | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
DDR CORP. | | | | |
| | | | |
Ticker: | DDR | Security ID: | 23317H102 | |
|
| | | | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Terrance R. Ahern | For | For | Management |
1.2 | Elect Director James C. Boland | For | For | Management |
1.3 | Elect Director Thomas Finne | For | For | Management |
1.4 | Elect Director Robert H. Gidel | For | For | Management |
1.5 | Elect Director Daniel B. Hurwitz | For | For | Management |
1.6 | Elect Director Volker Kraft | For | For | Management |
1.7 | Elect Director Rebecca L. Maccardini | For | For | Management |
1.8 | Elect Director Victor B. MacFarlane | For | For | Management |
1.9 | Elect Director Craig Macnab | For | For | Management |
1.10 | Elect Director Scott D. Roulston | For | For | Management |
1.11 | Elect Director Barry A. Sholem | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Permit Board to Amend Bylaws Without | For | For | Management |
| Shareholder Consent | | | |
4 | Ratify Auditors | For | For | Management |
5 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
DIGITAL REALTY TRUST, INC. | | | | |
| | | | |
Ticker: | DLR | Security ID: | 253,868,103 | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1A | Elect Director Dennis E. Singleton | For | For | Management |
1B | Elect Director Michael F. Foust | For | For | Management |
1C | Elect Director Laurence A. Chapman | For | For | Management |
1D | Elect Director Kathleen Earley | For | For | Management |
1E | Elect Director Ruann F. Ernst | For | For | Management |
1F | Elect Director Kevin J. Kennedy | For | For | Management |
|
| | | | |
1G | Elect Director William G. LaPerch | For | For | Management |
1H | Elect Director Robert H. Zerbst | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
DUPONT FABROS TECHNOLOGY, INC. | | | | |
| | | | |
Ticker: | DFT | Security ID: | 26613Q106 | |
Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | | |
Record Date: | April 2, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael A. Coke | For | For | Management |
1.2 | Elect Director Lammot J. du Pont | For | For | Management |
1.3 | Elect Director Thomas D. Eckert | For | For | Management |
1.4 | Elect Director Hossein Fateh | For | For | Management |
1.5 | Elect Director Jonathan G. Heiliger | For | For | Management |
1.6 | Elect Director Frederic V. Malek | For | For | Management |
1.7 | Elect Director John T. Roberts, Jr. | For | For | Management |
1.8 | Elect Director John H. Toole | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
EPR PROPERTIES | | | | |
| | | | |
Ticker: | EPR | Security ID: | 26884U109 | |
Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Barrett Brady | For | For | Management |
1.2 | Elect Director Peter C. Brown | For | For | Management |
1.3 | Elect Director Thomas M. Bloch | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
EQUITY ONE, INC. | | | | |
| | | | |
Ticker: | EQY | Security ID: | 294,752,100 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James S. Cassel | For | Withhold | Management |
1.2 | Elect Director Cynthia R. Cohen | For | Withhold | Management |
1.3 | Elect Director Neil Flanzraich | For | For | Management |
1.4 | Elect Director Chaim Katzman | For | Withhold | Management |
1.5 | Elect Director Peter Linneman | For | For | Management |
1.6 | Elect Director Galia Maor | For | For | Management |
1.7 | Elect Director Jeffrey S. Olson | For | For | Management |
1.8 | Elect Director Dori Segal | For | Withhold | Management |
1.9 | Elect Director David Fischel | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Other Business | For | Against | Management |
| | | | |
| | | | |
EQUITY RESIDENTIAL | | | | |
|
| | | | |
| | | | |
Ticker: | EQR | Security ID: | 29476L107 | |
Meeting Date: JUN 13, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John W. Alexander | For | For | Management |
1.2 | Elect Director Charles L. Atwood | For | For | Management |
1.3 | Elect Director Linda Walker Bynoe | For | For | Management |
1.4 | Elect Director Mary Kay Haben | For | For | Management |
1.5 | Elect Director Bradley A. Keywell | For | For | Management |
1.6 | Elect Director John E. Neal | For | For | Management |
1.7 | Elect Director David J. Neithercut | For | For | Management |
1.8 | Elect Director Mark S. Shapiro | For | For | Management |
1.9 | Elect Director Gerald A. Spector | For | For | Management |
1.10 | Elect Director B. Joseph White | For | For | Management |
1.11 | Elect Director Samuel Zell | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Report on Sustainability | Against | For | Shareholder |
| | | | |
| | | | |
ESSEX PROPERTY TRUST, INC. | | | | |
| | | | |
Ticker: | ESS | Security ID: | 297,178,105 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | February 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Keith R. Guericke | For | For | Management |
1.2 | Elect Director Issie N. Rabinovitch | For | For | Management |
1.3 | Elect Director Thomas E. Randlett | For | For | Management |
|
| | | | |
2 | Declassify the Board of Directors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Approve Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | |
5 | Ratify Auditors | For | For | Management |
6 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
EXTRA SPACE STORAGE INC. | | | | |
| | | | |
Ticker: | EXR | Security ID: | 30225T102 | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
Record Date: | March 22, 2013 | | | |
| | | | |
# | Proposal | | | |
1.1 | Elect Director Kenneth M. Woolley | For | For | Management |
1.2 | Elect Director Spencer F. Kirk | For | For | Management |
1.3 | Elect Director Anthony Fanticola | For | For | Management |
1.4 | Elect Director Hugh W. Horne | For | For | Management |
1.5 | Elect Director Joseph D. Margolis | For | For | Management |
1.6 | Elect Director Roger B. Porter | For | For | Management |
1.7 | Elect Director K. Fred Skousen | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
FEDERAL REALTY INVESTMENT TRUST | | | | |
| | | | |
Ticker: | FRT | Security ID: | 313,747,206 | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
Record Date: | March 14, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jon E. Bortz | For | For | Management |
1.2 | Elect Director David W. Faeder | For | For | Management |
1.3 | Elect Director Kristin Gamble | For | For | Management |
1.4 | Elect Director Gail P. Steinel | For | For | Management |
1.5 | Elect Director Warren M. Thompson | For | For | Management |
1.6 | Elect Director Joseph S. Vassalluzzo | For | For | Management |
1.7 | Elect Director Donald C. Wood | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | Against | Management |
| Executive Officers' Compensation | | | |
| | | | |
FIRST INDUSTRIAL REALTY TRUST, INC. | | | | |
| | | | |
Ticker: | FR | Security ID: | 32054K103 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1A | Declassify the Board of Directors | For | For | Management |
1B | Provide Directors May Only Be Removed | For | For | Management |
| for Cause | | | |
1C | Approve Stock Ownership Limitations | For | For | Management |
1D | Delete the current definition of | For | For | Management |
| 'Independent Director' | | | |
1E | Remove Existing Exception from the | For | For | Management |
| Company's Election to be Governed by | | | |
| the Provisions of the Maryland | | | |
| Business Combination Act | | | |
2.1 | Elect Director Matthew S. Dominski | For | For | Management |
2.2 | Elect Director Bruce W. Duncan | For | For | Management |
2.3 | Elect Director H. Patrick Hackett, Jr. | For | For | Management |
2.4 | Elect Director John Rau | For | For | Management |
2.5 | Elect Director L. Peter Sharpe | For | For | Management |
2.6 | Elect Director W. Ed Tyler | For | For | Management |
|
| | | | |
3.1 | Elect Director H. Patrick Hackett, Jr. | For | For | Management |
3.2 | Elect Director L. Peter Sharpe | For | For | Management |
3.3 | Elect Director Matthew S. Dominski | For | For | Management |
4 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
5 | Ratify Auditors | For | For | Management |
| | | | |
GENERAL GROWTH PROPERTIES, INC. | | | | |
| | | | |
Ticker: | GGP | Security ID: | 370,023,103 | |
Meeting Date: MAY 10, 2013 | Meeting Type: Annual | | | |
Record Date: | March 12, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard B. Clark | For | For | Management |
1.2 | Elect Director Mary Lou Fiala | For | For | Management |
1.3 | Elect Director J. Bruce Flatt | For | For | Management |
1.4 | Elect Director John K. Haley | For | For | Management |
1.5 | Elect Director Cyrus Madon | For | For | Management |
1.6 | Elect Director Sandeep Mathrani | For | For | Management |
1.7 | Elect Director David J. Neithercut | For | For | Management |
1.8 | Elect Director Mark R. Patterson | For | For | Management |
1.9 | Elect Director John G. Schreiber | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
HCP, INC. | | | | |
| | | | |
Ticker: | HCP | Security ID: | 40414L109 | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
Record Date: | March 1, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director James F. Flaherty, III | For | For | Management |
1b | Elect Director Christine N. Garvey | For | For | Management |
1c | Elect Director David B. Henry | For | For | Management |
1d | Elect Director Lauralee E. Martin | For | For | Management |
1e | Elect Director Michael D. McKee | For | For | Management |
1f | Elect Director Peter L. Rhein | For | For | Management |
1g | Elect Director Kenneth B. Roath | For | For | Management |
1h | Elect Director Joseph P. Sullivan | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
HEALTH CARE REIT, INC. | | | | |
| | | | |
Ticker: | HCN | Security ID: | 42217K106 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William C. Ballard, Jr. | For | For | Management |
1.2 | Elect Director George L. Chapman | For | For | Management |
1.3 | Elect Director Thomas J. DeRosa | For | For | Management |
1.4 | Elect Director Jeffrey H. Donahue | For | For | Management |
1.5 | Elect Director Peter J. Grua | For | For | Management |
1.6 | Elect Director Fred S. Klipsch | For | For | Management |
1.7 | Elect Director Sharon M. Oster | For | For | Management |
1.8 | Elect Director Jeffrey R. Otten | For | For | Management |
1.9 | Elect Director Judith C. Pelham | For | For | Management |
1.10 | Elect Director R. Scott Trumbull | For | For | Management |
2 | Advisory Vote to Ratify Named | For | Against | Management |
|
| | | | |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
HOST HOTELS & RESORTS, INC. | | | | |
| | | | |
Ticker: | HST | Security ID: | 44107P104 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 20, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Sheila C. Bair | For | For | Management |
1.2 | Elect Director Robert M. Baylis | For | For | Management |
1.3 | Elect Director Terence C. Golden | For | For | Management |
1.4 | Elect Director Ann M. Korologos | For | For | Management |
1.5 | Elect Director Richard E. Marriott | For | For | Management |
1.6 | Elect Director John B. Morse, Jr. | For | For | Management |
1.7 | Elect Director Walter C. Rakowich | For | For | Management |
1.8 | Elect Director Gordon H. Smith | For | For | Management |
1.9 | Elect Director W. Edward Walter | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
JONES LANG LASALLE INCORPORATED | | | | |
| | | | |
Ticker: | JLL | Security ID: | 48020Q107 | |
Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1a | Elect Director Hugo Bague | For | For | Management |
1b | Elect Director Colin Dyer | For | For | Management |
1c | Elect Director Dame DeAnne Julius | For | For | Management |
1d | Elect Director Kate S. Lavelle | For | For | Management |
1e | Elect Director Ming Lu | For | For | Management |
1f | Elect Director Martin H. Nesbitt | For | For | Management |
1g | Elect Director Sheila A. Penrose | For | For | Management |
1h | Elect Director David B. Rickard | For | For | Management |
1i | Elect Director Roger T. Staubach | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
PEBBLEBROOK HOTEL TRUST | | | | |
| | | | |
Ticker: | PEB | Security ID: | 70509V100 | |
Meeting Date: JUN 17, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jon E. Bortz | For | For | Management |
1.2 | Elect Director Cydney C. Donnell | For | For | Management |
1.3 | Elect Director Ron E. Jackson | For | For | Management |
1.4 | Elect Director Phillip M. Miller | For | For | Management |
1.5 | Elect Director Michael J. Schall | For | For | Management |
1.6 | Elect Director Earl E. Webb | For | For | Management |
1.7 | Elect Director Laura H. Wright | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST |
|
| | | | |
| | | | |
Ticker: | PEI | Security ID: | 709,102,107 | |
Meeting Date: MAY 29, 2013 | Meeting Type: Annual | | | |
Record Date: | April 5, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joseph F. Coradino | For | For | Management |
1.2 | Elect Director M. Walter D'Alessio | For | For | Management |
1.3 | Elect Director Rosemarie B. Greco | For | For | Management |
1.4 | Elect Director Leonard I. Korman | For | For | Management |
1.5 | Elect Director Ira M. Lubert | For | Withhold | Management |
1.6 | Elect Director Donald F. Mazziotti | For | For | Management |
1.7 | Elect Director Mark E. Pasquerilla | For | For | Management |
1.8 | Elect Director Charles P. Pizzi | For | For | Management |
1.9 | Elect Director John J. Roberts | For | For | Management |
1.10 | Elect Director George F. Rubin | For | For | Management |
1.11 | Elect Director Ronald Rubin | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
| | | | |
PROLOGIS, INC. | | | | |
| | | | |
Ticker: | PLD | Security ID: | 74340W103 | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Hamid R. Moghadam | For | For | Management |
1b | Elect Director George L. Fotiades | For | For | Management |
1c | Elect Director Christine N. Garvey | For | For | Management |
1d | Elect Director Lydia H. Kennard | For | For | Management |
1e | Elect Director J. Michael Losh | For | For | Management |
1f | Elect Director Irving F. Lyons III | For | For | Management |
|
| | | | |
1g | Elect Director Jeffrey L. Skelton | For | For | Management |
1h | Elect Director D. Michael Steuert | For | For | Management |
1i | Elect Director Carl B. Webb | For | For | Management |
1j | Elect Director William D. Zollars | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
PUBLIC STORAGE | | | | |
| | | | |
Ticker: | PSA | Security ID: | 74460D109 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | March 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ronald L. Havner, Jr. | For | For | Management |
1.2 | Elect Director Tamara Hughes Gustavson | For | For | Management |
1.3 | Elect Director Uri P. Harkham | For | For | Management |
1.4 | Elect Director B. Wayne Hughes, Jr. | For | For | Management |
1.5 | Elect Director Avedick B. Poladian | For | Withhold | Management |
1.6 | Elect Director Gary E. Pruitt | For | Withhold | Management |
1.7 | Elect Director Ronald P. Spogli | For | For | Management |
1.8 | Elect Director Daniel C. Staton | For | Withhold | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
RAMCO-GERSHENSON PROPERTIES TRUST | | | | |
| | | | |
Ticker: | RPT | Security ID: | 751,452,202 | |
|
| | | | |
Meeting Date: JUN 04, 2013 | Meeting Type: Annual | | | |
Record Date: | April 11, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen R. Blank | For | For | Management |
1.2 | Elect Director Dennis Gershenson | For | For | Management |
1.3 | Elect Director Arthur H. Goldberg | For | For | Management |
1.4 | Elect Director Robert A. Meister | For | For | Management |
1.5 | Elect Director David J. Nettina | For | For | Management |
1.6 | Elect Director Matthew L. Ostrower | For | For | Management |
1.7 | Elect Director Joel M. Pashcow | For | For | Management |
1.8 | Elect Director Mark K. Rosenfeld | For | For | Management |
1.9 | Elect Director Michael A. Ward | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
RETAIL PROPERTIES OF AMERICA INC. | | | | |
| | | | |
Ticker: | RPAI | Security ID: | 76131V202 | |
Meeting Date: OCT 09, 2012 | Meeting Type: Annual | | | |
Record Date: | July 13, 2012 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kenneth H. Beard | For | For | Management |
1.2 | Elect Director Frank A. Catalano, Jr. | For | For | Management |
1.3 | Elect Director Paul R. Gauvreau | For | For | Management |
1.4 | Elect Director Gerald M. Gorski | For | For | Management |
1.5 | Elect Director Steven P. Grimes | For | For | Management |
1.6 | Elect Director Richard P. Imperiale | For | For | Management |
1.7 | Elect Director Kenneth E. Masick | For | For | Management |
1.8 | Elect Director Barbara A. Murphy | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
|
| | | | |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
SAUL CENTERS, INC. | | | | |
| | | | |
Ticker: | BFS | Security ID: | 804,395,101 | |
Meeting Date: MAY 10, 2013 | Meeting Type: Annual | | | |
Record Date: | March 4, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George P. Clancy, Jr. | For | For | Management |
1.2 | Elect Director Paul X. Kelley | For | For | Management |
1.3 | Elect Director Charles R. Longsworth | For | For | Management |
1.4 | Elect Director Thomas H. McCormick | For | Withhold | Management |
1.5 | Elect Director Patrick F. Noonan | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Amend Omnibus Stock Plan | For | Against | Management |
5 | Other Business | For | Against | Management |
| | | | |
SENIOR HOUSING PROPERTIES TRUST | | | | |
| | | | |
Ticker: | SNH | Security ID: | 81721M109 | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
Record Date: | February 19, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director John L. Harrington | For | Withhold | Management |
2 | Elect Director Adam D. Portnoy | For | Withhold | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
|
| | | | |
4 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
SIMON PROPERTY GROUP, INC. | | | | |
| | | | |
Ticker: | SPG | Security ID: | 828,806,109 | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Melvyn E. Bergstein | For | For | Management |
1b | Elect Director Larry C. Glasscock | For | For | Management |
1c | Elect Director Karen N. Horn | For | For | Management |
1d | Elect Director Allan Hubbard | For | For | Management |
1e | Elect Director Reuben S. Leibowitz | For | For | Management |
1f | Elect Director Daniel C. Smith | For | For | Management |
1g | Elect Director J. Albert Smith, Jr. | For | For | Management |
2 | Advisory Vote to Ratify Named | For | Against | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
SL GREEN REALTY CORP. | | | | |
| | | | |
Ticker: | SLG | Security ID: | 78440X101 | |
Meeting Date: JUN 13, 2013 | Meeting Type: Annual | | | |
Record Date: | March 28, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edwin Thomas Burton, | For | For | Management |
| III. | | | |
|
| | | | |
1.2 | Elect Director Craig M. Hatkoff | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
| | | | |
STRATEGIC HOTELS & RESORTS, INC. | | | | |
| | | | |
Ticker: | BEE | Security ID: | 86272T106 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 15, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert P. Bowen | For | Withhold | Management |
1.2 | Elect Director Kenneth Fisher | For | Withhold | Management |
1.3 | Elect Director Raymond L. Gellein, Jr. | For | Withhold | Management |
1.4 | Elect Director James A. Jeffs | For | Withhold | Management |
1.5 | Elect Director Richard D. Kincaid | For | Withhold | Management |
1.6 | Elect Director David M.C. Michels | For | Withhold | Management |
1.7 | Elect Director William A. Prezant | For | Withhold | Management |
1.8 | Elect Director Eugene F. Reilly | For | Withhold | Management |
1.9 | Elect Director Sheli Z. Rosenberg | For | Withhold | Management |
2 | Advisory Vote to Ratify Named | For | Against | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
4 | Redeem Shareholder Rights Plan (Poison Pill) | Against | For | Shareholder |
| | | | |
SUNSTONE HOTEL INVESTORS, INC. | | | | |
| | | | |
Ticker: | SHO | Security ID: | 867,892,101 | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
Record Date: | March 8, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1.1 | Elect Director Andrew Batinovich | For | For | Management |
1.2 | Elect Director Z. Jamie Behar | For | For | Management |
1.3 | Elect Director Kenneth E. Cruse | For | For | Management |
1.4 | Elect Director Thomas A. Lewis, Jr. | For | For | Management |
1.5 | Elect Director Keith M. Locker | For | For | Management |
1.6 | Elect Director Douglas M. Pasquale | For | For | Management |
1.7 | Elect Director Keith P. Russell | For | For | Management |
1.8 | Elect Director Lewis N. Wolff | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Opt Out of Maryland's Unsolicited | Against | For | Shareholder |
| Takeover Act | | | |
| | | | |
| | | | |
TAUBMAN CENTERS, INC. | | | | |
| | | | |
Ticker: | TCO | Security ID: | 876,664,103 | |
Meeting Date: MAY 29, 2013 | Meeting Type: Annual | | | |
Record Date: | April 1, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jerome A. Chazen | For | For | Management |
1.2 | Elect Director Craig M. Hatkoff | For | For | Management |
1.3 | Elect Director Ronald W. Tysoe | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
VENTAS, INC. | | | | |
| | | | |
Ticker: | VTR | Security ID: | 92276F100 | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
Record Date: | March 18, 2013 | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Debra A. Cafaro | For | For | Management |
1b | Elect Director Douglas Crocker, II | For | For | Management |
1c | Elect Director Ronald G. Geary | For | For | Management |
1d | Elect Director Jay M. Gellert | For | For | Management |
1e | Elect Director Richard I. Gilchrist | For | For | Management |
1f | Elect Director Matthew J. Lustig | For | For | Management |
1g | Elect Director Douglas M. Pasquale | For | For | Management |
1h | Elect Director Robert D. Reed | For | For | Management |
1i | Elect Director Sheli Z. Rosenberg | For | For | Management |
1j | Elect Director Glenn J. Rufrano | For | For | Management |
1k | Elect Director James D. Shelton | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Stock Retention/Holding Period | Against | For | Shareholder |
5 | Require Independent Board Chairman | Against | Against | Shareholder |
6 | Pro-rata Vesting of Equity Awards | Against | For | Shareholder |
7 | Adopt Anti Gross-up Policy | Against | For | Shareholder |
| | | | |
VORNADO REALTY TRUST | | | | |
| | | | |
Ticker: | VNO | Security ID: | 929,042,109 | |
Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
Record Date: | March 25, 2013 | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Candace K. Beinecke | For | Withhold | Management |
1.2 | Elect Director Robert P. Kogod | For | Withhold | Management |
1.3 | Elect Director David Mandelbaum | For | Withhold | Management |
1.4 | Elect Director Richard R. West | For | Withhold | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
|
| | | | |
4 | Require a Majority Vote for the | Against | For | Shareholder |
| Election of Directors | | | |
5 | Require Independent Board Chairman | Against | For | Shareholder |
6 | Declassify the Board of Directors | Against | For | Shareholder |
Principal Variable Contracts Funds, Inc. - Short-Term Income Account
Sub-Advisor: Edge Asset Management, Inc.
Vote Summary Report
July 1, 2012 - June 30, 2013
|
| | | | | | | |
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Proponent | Voted |
|
| |
7/1/2012 - 6/30/2013 | No proxies were voted during this time period |
|
| | | | |
Principal Variable Contracts Funds, Inc. -- SmallCap Blend Account |
| �� | | | |
| | | | |
ACHILLION PHARMACEUTICALS, INC. | | | |
| | | | |
| | | | |
Ticker: | ACHN | Security ID: 00448Q201 | | |
| | | | |
Meeting Date: MAY 28, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 03, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kurt Graves | For | For | Management |
1.2 | Elect Director Dennis Liotta | For | For | Management |
1.3 | Elect Director David I. Scheer | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
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ALKERMES PLC. | | | |
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Ticker: | ALKS | Security ID: G01767105 | | |
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Meeting Date: AUG 01, 2012 | Meeting Type: Annual | | | |
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Record Date: JUN 15, 2012 | | | | |
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| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Floyd E. Bloom | For | For | Management |
1.2 | Elect Director Geraldine A. Henwood | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Change Location of Annual Meeting | For | For | Management |
6 | Approve PricewaterhouseCoopers as | For | For | Management |
| Auditors and Authorize Board to Fix | | | |
| Their Remuneration | | | |
| | | | |
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ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG | | | |
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Ticker: | AWH | Security ID: H01531104 | | |
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Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 06, 2013 | | | | |
| | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Barbara T. Alexander as Director For | For | Management | |
1.2 | Elect Scott Hunter as Director | For | For | Management |
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| | | | |
1.3 | Elect Patrick de Saint-Aignan as | For | For | Management |
| Director | | | |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Accept Consolidated Financial | For | For | Management |
| Statements and Statutory Reports | | | |
4 | Approve Retention of Disposable Profits | For | For | Management |
5 | Approve Dividends | For | For | Management |
6 | Approve Reduction in Share Capital | For | For | Management |
7 | Appoint Deloitte & Touche Ltd. as | For | For | Management |
| Independent Auditors and Deloitte AG | | | |
| as Statutory Auditors | | | |
8 | Appoint PricewaterhouseCoopers AG as | For | For | Management |
| Special Auditor | | | |
9 | Approve Discharge of Board and Senior | For | For | Management |
| Management | | | |
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ALTERRA CAPITAL HOLDINGS LIMITED | | | |
| | | | |
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Ticker: | ALTE | Security ID: G0229R108 | | |
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Meeting Date: FEB 26, 2013 | Meeting Type: Special | | | |
Record Date: JAN 08, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Bylaws | | | |
For | For | Management | | |
2 | Approve Merger Agreement | For | For | Management |
3 | Advisory Vote on Golden Parachutes | For | For | Management |
4 | Transact Other Business (Voting) | For | Against | Management |
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AMERCO | | | | |
| | | | |
Ticker: | UHAL | Security ID: 023586100 | | |
| | | | |
Meeting Date: AUG 30, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: JUL 02, 2012 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director M. Frank Lyons | For | For | Management |
1.2 | Elect Director Edward J. 'Joe' Shoen | For | Withhold | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
4 | Allow Shareholder Proposals Requesting | For | Against | Shareholder |
| Ratification of Decisions and Actions | | | |
| Taken by the Board and Executive | | | |
| Officers | | | |
5 | Amend EEO Policy to Prohibit | None | For | Shareholder |
| Discrimination based on Sexual | | | |
| Orientation and Gender Identity | | | |
| | | | |
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ANCESTRY.COM INC. | | | | |
| | | | |
Ticker: | ACOM | Security ID: 032803108 | | |
| | | | |
Meeting Date: DEC 27, 2012 | Meeting Type: Special | | | |
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| | | | |
Record Date: NOV 30, 2012 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Advisory Vote on Golden Parachutes | For | For | Management |
3 | Adjourn Meeting | For | For | Management |
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ANN INC. | | | | |
| | | | |
Ticker: | ANN | Security ID: 035623107 | | |
| | | | |
Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 02, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Michelle Gass | For | For | Management |
1b | Elect Director Daniel W. Yih | For | For | Management |
1c | Elect Director Michael C. Plansky | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
4 | Declassify the Board of Directors | For | For | Management |
5 | Amend Omnibus Stock Plan | For | For | Management |
| | | | |
ARIAD PHARMACEUTICALS, INC. | | | |
| | | | |
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| | | | |
Ticker: | ARIA | Security ID: 04033A100 | | |
| | | | |
Meeting Date: JUN 20, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 25, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Athanase Lavidas | For | For | Management |
1.2 | Elect Director Massimo Radaelli | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
ARRAY BIOPHARMA INC. | | | | |
| | | | |
Ticker: | ARRY | Security ID: 04269X105 | | |
| | | | |
Meeting Date: OCT 24, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: AUG 27, 2012 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gwen A. Fyfe | For | For | Management |
1.2 | Elect Director Liam T. Ratcliffe | For | For | Management |
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| | | | |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Amend Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | |
4 | Advisory Vote to Ratify Named | For | Against | Management |
| Executive Officers' Compensation | | | |
5 | Ratify Auditors | For | For | Management |
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ARRIS GROUP, INC. | | | | |
| | | | |
Ticker: | ARRS | Security ID: 04270V106 | | |
| | | | |
Meeting Date: JUN 05, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 19, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alex B. Best | For | For | Management |
1.2 | Elect Director Harry L. Bosco | For | For | Management |
1.3 | Elect Director James A. Chiddix | For | For | Management |
1.4 | Elect Director John Anderson Craig | For | For | Management |
1.5 | Elect Director Andrew T. Heller | For | For | Management |
1.6 | Elect Director Matthew B. Kearney | For | For | Management |
1.7 | Elect Director Robert J. Stanzione | For | For | Management |
1.8 | Elect Director Debora J. Wilson | For | For | Management |
1.9 | Elect Director David A. Woodle | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | |
4 | Approve Executive Incentive Bonus Plan For | For | Management | |
5 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
6 | Ratify Auditors | For | For | Management |
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AVISTA CORPORATION | | | | |
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| | | | |
| | | | |
| | | | |
Ticker: | AVA | Security ID: 05379B107 | | |
| | | | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 08, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Erik J. Anderson | For | For | Management |
1b | Elect Director Kristianne Blake | For | For | Management |
1c | Elect Director Donald C. Burke | For | For | Management |
1d | Elect Director Rick R. Holley | For | For | Management |
1e | Elect Director John F. Kelly | For | For | Management |
1f | Elect Director Rebecca A. Klein | For | For | Management |
1g | Elect Director Scott L. Morris | For | For | Management |
1h | Elect Director Marc F. Racicot | For | For | Management |
1i | Elect Director Heidi B. Stanley | For | For | Management |
1j | Elect Director R. John Taylor | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Reduce Supermajority Vote Requirement | For | For | Management |
| for Certain Provisions | | | |
4 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
AXIALL CORPORATION | | | | |
| | | | |
| | | | |
Ticker: | AXLL | Security ID: 05463D100 | | |
|
| | | | |
| | | | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 29, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul D. Carrico | For | For | Management |
1.2 | Elect Director T. Kevin DeNicola | For | For | Management |
1.3 | Elect Director Patrick J. Fleming | For | For | Management |
1.4 | Elect Director Robert M. Gervis | For | For | Management |
1.5 | Elect Director Victoria F. Haynes | For | For | Management |
1.6 | Elect Director Stephen E. Macadam | For | For | Management |
1.7 | Elect Director William L. Mansfield | For | For | Management |
1.8 | Elect Director Michael H. McGarry | For | For | Management |
1.9 | Elect Director Mark L. Noetzel | For | For | Management |
1.10 | Elect Director Robert Ripp | For | For | Management |
1.11 | Elect Director David N. Weinstein | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
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AZZ INCORPORATED | | | | |
| | | | |
Ticker: | AZZ | Security ID: 002474104 | | |
| | | | |
Meeting Date: JUL 10, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAY 16, 2012 | | | | |
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| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David H. Dingus | For | For | Management |
1.2 | Elect Director Dana L. Perry | For | For | Management |
1.3 | Elect Director Daniel E. Berce | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
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BANNER CORPORATION | | | | |
| | | | |
| | | | |
Ticker: | BANR | Security ID: 06652V208 | | |
| | | | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 01, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert D. Adams | For | For | Management |
1.2 | Elect Director Connie R. Collingsworth | For | For | Management |
1.3 | Elect Director Robert J. Lane | For | For | Management |
1.4 | Elect Director Gary Sirmon | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify Auditors | For | For | Management |
5 | Amend Restricted Stock Plan | For | For | Management |
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BBCN BANCORP, INC. | | | | |
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| | | | |
| | | | |
Ticker: | BBCN | Security ID: 073295107 | | |
| | | | |
Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 03, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steven D. Broidy | For | For | Management |
1.2 | Elect Director Louis M. Cosso | For | For | Management |
1.3 | Elect Director Jin Chul Jhung | For | For | Management |
1.4 | Elect Director Kevin S. Kim | For | For | Management |
1.5 | Elect Director Peter Y.S. Kim | For | For | Management |
1.6 | Elect Director Sang Hoon Kim | For | For | Management |
1.7 | Elect Director Chung Hyun Lee | For | For | Management |
1.8 | Elect Director Jesun Paik | For | For | Management |
1.9 | Elect Director Scott Yoon-Suk Whang | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Adjourn Meeting | For | For | Management |
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BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | |
| | | | |
Ticker: | BPFH | Security ID: 101119105 | | |
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| | | | |
Meeting Date: APR 17, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 04, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Eugene S. Colangelo | For | For | Management |
1.2 | Elect Director Clayton G. Deutsch | For | For | Management |
1.3 | Elect Director Allen L. Sinai | For | For | Management |
1.4 | Elect Director Stephen M. Waters | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Reduce Supermajority Vote Requirement | For | For | Management |
4 | Reduce Supermajority Vote Requirement | For | For | Management |
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BRINKER INTERNATIONAL, INC. | | |
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| | | | |
Ticker: | EAT | Security ID: 109641100 | | |
| | | | |
Meeting Date: NOV 08, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: SEP 10, 2012 | | | | |
| | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Douglas H. Brooks | For | For | Management |
1.2 | Elect Director Joseph M. DePinto | For | For | Management |
1.3 | Elect Director Michael J. Dixon | For | For | Management |
1.4 | Elect Director Harriet Edelman | For | For | Management |
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1.5 | Elect Director Jon L. Luther | For | For | Management |
1.6 | Elect Director John W. Mims | For | For | Management |
1.7 | Elect Director George R. Mrkonic | For | For | Management |
1.8 | Elect Director Rosendo G. Parra | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
BROWN SHOE COMPANY, INC. | | | |
| | | | |
| | | | |
Ticker: | BWS | Security ID: 115736100 | | |
| | | | |
Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 01, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ward M. Klein | For | For | Management |
1.2 | Elect Director Steven W. Korn | For | For | Management |
1.3 | Elect Director W. Patrick McGinnis | For | For | Management |
1.4 | Elect Director Diane M. Sullivan | For | For | Management |
1.5 | Elect Director Hal J. Upbin | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
CACI INTERNATIONAL INC | | | | |
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| | | | |
| | | | |
Ticker: | CACI | Security ID: 127190304 | | |
| | | | |
Meeting Date: NOV 15, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: SEP 17, 2012 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel D. Allen | For | For | Management |
1.2 | Elect Director James S. Gilmore, III | For | For | Management |
1.3 | Elect Director Gregory G. Johnson | For | For | Management |
1.4 | Elect Director Richard L. Leatherwood | For | For | Management |
1.5 | Elect Director J. Phillip London | For | For | Management |
1.6 | Elect Director James L. Pavitt | For | For | Management |
1.7 | Elect Director Warren R. Phillips | For | For | Management |
1.8 | Elect Director Charles P. Revoile | For | For | Management |
1.9 | Elect Director William S. Wallace | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
| | | | |
CANTEL MEDICAL CORP. | | | | |
| | | | |
Ticker: | CMN | Security ID: 138098108 | | |
| | | | |
Meeting Date: JAN 11, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: NOV 14, 2012 | | | | |
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| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charles M. Diker | For | For | Management |
1.2 | Elect Director Alan R. Batkin | For | For | Management |
1.3 | Elect Director Ann E. Berman | For | For | Management |
1.4 | Elect Director Joseph M. Cohen | For | For | Management |
1.5 | Elect Director Mark N. Diker | For | For | Management |
1.6 | Elect Director George L. Fotiades | For | For | Management |
1.7 | Elect Director Alan J. Hirschfield | For | For | Management |
1.8 | Elect Director Andrew A. Krakauer | For | For | Management |
1.9 | Elect Director Peter J. Pronovost | For | For | Management |
1.10 | Elect Director Bruce Slovin | For | For | Management |
2 | Increase Authorized Common Stock | For | Against | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Management |
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| | | | |
CARDINAL FINANCIAL CORPORATION | | | |
| | | | |
Ticker: | CFNL | Security ID: 14149F109 | | |
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Meeting Date: APR 19, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 04, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director B.G. Beck | For | For | Management |
1.2 | Elect Director William J. Nassetta | For | For | Management |
1.3 | Elect Director Alice M. Starr | For | For | Management |
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1.4 | Elect Director Steven M. Wiltse | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
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CELADON GROUP, INC. | | | | |
| | | | |
Ticker: | CGI | Security ID: 150838100 | | |
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Meeting Date: NOV 16, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: SEP 17, 2012 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen Russell | For | For | Management |
1.2 | Elect Director Anthony Heyworth | For | For | Management |
1.3 | Elect Director Catherine Langham | For | For | Management |
1.4 | Elect Director Michael Miller | For | For | Management |
1.5 | Elect Director Paul Will | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
CENTENE CORPORATION | | | | |
| | | | |
Ticker: | CNC | Security ID: 15135B101 | | |
| | | | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
|
| | | | |
| | | | |
Record Date: FEB 22, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Orlando Ayala | For | For | Management |
1.2 | Elect Director Pamela A. Joseph | For | For | Management |
1.3 | Elect Director Tommy G. Thompson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
COMSCORE, INC. | | | | |
| | | | |
Ticker: | SCOR | Security ID: 20564W105 | | |
| | | | |
Meeting Date: JUL 24, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: JUN 08, 2012 | | | | |
| | �� | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William J. Henderson | For | For | Management |
1.2 | Elect Director Ronald J. Korn | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
CONN'S, INC. | | | | |
| | | | |
Ticker: | CONN | Security ID: 208242107 | | |
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| | | | |
| | | | |
Meeting Date: JUN 04, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 08, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jon E.M. Jacoby | For | For | Management |
1.2 | Elect Director Kelly M. Malson | For | For | Management |
1.3 | Elect Director Bob L. Martin | For | For | Management |
1.4 | Elect Director Douglas H. Martin | For | For | Management |
1.5 | Elect Director David Schofman | For | For | Management |
1.6 | Elect Director Scott L. Thompson | For | For | Management |
1.7 | Elect Director Theodore M. Wright | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Other Business | For | Against | Management |
| | | | |
CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. | | |
| | | | |
Ticker: | CNSL | Security ID: 209034107 | | |
| | | | |
Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 15, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Roger H. Moore | For | For | Management |
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1.2 | Elect Director Thomas A. Gerke | For | For | Management |
2 | Ratify Auditors | For | For | Management |
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CORRECTIONS CORPORATION OF AMERICA | |
| | | | |
Ticker: | CXW | Security ID: 22025Y407 | | |
| | | | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 18, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director John D. Ferguson | For | For | Management |
1b | Elect Director Damon T. Hininger | For | For | Management |
1c | Elect Director Donna M. Alvarado | For | For | Management |
1d | Elect Director William F. Andrews | For | For | Management |
1e | Elect Director John D. Correnti | For | For | Management |
1f | Elect Director Dennis W. DeConcini | For | For | Management |
1g | Elect Director Robert J. Dennis | For | For | Management |
1h | Elect Director John R. Horne | For | For | Management |
1i | Elect Director C. Michael Jacobi | For | For | Management |
1j | Elect Director Anne L. Mariucci | For | For | Management |
1k | Elect Director Thurgood Marshall, Jr. | For | For | Management |
1l | Elect Director Charles L. Overby | For | For | Management |
1m | Elect Director John R. Prann, Jr. | For | For | Management |
1n | Elect Director Joseph V. Russell | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Amend Securities Transfer Restrictions | For | For | Management |
| | | | |
CUBIST PHARMACEUTICALS, INC. | |
| | | | |
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| | | | |
| | | | |
Ticker: | CBST | Security ID: 229678107 | | |
| | | | |
Meeting Date: JUN 12, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 16, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael Bonney | For | For | Management |
1.2 | Elect Director Mark Corrigan | For | For | Management |
1.3 | Elect Director Alison Lawton | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Adopt Majority Voting for Uncontested | For | For | Management |
| Election of Directors | | | |
4 | Amend Bylaws to Make Changes Related | For | For | Management |
| to Cubist's Recent Separation of the | | | |
| Roles of Chief Executive Officer and | | | |
| President | | | |
5 | Amend Bylaws Regarding the Conduct of | For | For | Management |
| Stockholder Meetings | | | |
6 | Amend the Charter to Give the CEO | For | For | Management |
| Authority to Call Special Meetings | | | |
7 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
CYNOSURE, INC. | | | | |
| | | | |
Ticker: | CYNO | Security ID: 232577205 | | |
| | | | |
Meeting Date: JUN 24, 2013 | Meeting Type: Annual | | | |
|
| | | | |
| | | | |
Record Date: MAY 21, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with | For | For | Management |
| Acquisition | | | |
2.1 | Elect Director Marina Hatsopoulos | For | For | Management |
2.2 | Elect Director William O. Flannery | For | For | Management |
3 | Amend Omnibus Stock Plan | For | Against | Management |
4 | Advisory Vote to Ratify Named | For | Against | Management |
| Executive Officers' Compensation | | | |
5 | Ratify Auditors | For | For | Management |
6 | Adjourn Meeting | For | Against | Management |
| | | | |
| | | | |
| | | | |
CYTOKINETICS, INCORPORATED | |
| | | | |
Ticker: | CYTK | Security ID: 23282W100 | | |
| | | | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 28, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Santo J. Costa | For | For | Management |
1.2 | Elect Director John T. Henderson | For | For | Management |
1.3 | Elect Director B. Lynne Parshall | For | For | Management |
2 | Ratify Auditors | For | For | Management |
|
| | | | |
3 | Approve Reverse Stock Split | For | For | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Amend Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | |
| | | | |
| | | | |
| | | | |
DEXCOM, INC. | | | | |
| | | | |
Ticker: | DXCM | Security ID: 252131107 | | |
| | | | |
Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 05, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Barbara E. Kahn | For | For | Management |
1b | Elect Director Jay S. Skyler | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
DIAMOND FOODS, INC. | | | | |
| | | | |
Ticker: | DMND | Security ID: 252603105 | | |
|
| | | | |
| | | | |
Meeting Date: JAN 14, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: NOV 27, 2012 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alison Davis | For | For | Management |
1.2 | Elect Director Brian J. Driscoll | For | For | Management |
1.3 | Elect Director Nigel A. Rees | For | For | Management |
1.4 | Elect Director Robert M. Lea | For | For | Management |
1.5 | Elect Director Matthew C. Wilson | For | For | Management |
1.6 | Elect Director William L. Tos, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
| | | | |
| | | | |
DYCOM INDUSTRIES, INC. | | | | |
| | | | |
Ticker: | DY | Security ID: 267475101 | | |
| | | | |
Meeting Date: NOV 20, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: OCT 01, 2012 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1.1 | Elect Director Stephen C. Coley | For | For | Management |
1.2 | Elect Director Patricia L. Higgins | For | For | Management |
1.3 | Elect Director Steven E. Nielsen | For | For | Management |
2 | Approve Omnibus Stock Plan | For | Against | Management |
3 | Ratify Auditors | For | For | Management |
4 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
EMCOR GROUP, INC. | | | | |
| | | | |
Ticker: | EME | Security ID: 29084Q100 | | |
| | | | |
Meeting Date: JUN 13, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 18, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen W. Bershad | For | For | Management |
1.2 | Elect Director David A.B. Brown | For | For | Management |
1.3 | Elect Director Larry J. Bump | For | For | Management |
1.4 | Elect Director Albert Fried, Jr. | For | For | Management |
1.5 | Elect Director Anthony J. Guzzi | For | For | Management |
1.6 | Elect Director Richard F. Hamm, Jr. | For | For | Management |
1.7 | Elect Director David H. Laidley | For | For | Management |
1.8 | Elect Director Frank T. MacInnis | For | For | Management |
1.9 | Elect Director Jerry E. Ryan | For | For | Management |
1.10 | Elect Director Michael T. Yonker | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Amend Executive Incentive Bonus Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
| | | | |
ENERGY XXI (BERMUDA) LIMITED |
|
| | | | |
| | | | |
| | | | |
Ticker: | 5E3B | Security ID: G10082140 | | |
| | | | |
Meeting Date: NOV 06, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: SEP 17, 2012 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Paul Davison as Director | For | For | Management |
1.2 | Elect Hill Feinberg as Director | For | For | Management |
2 | Approve UHY LLP as Auditors and | For | For | Management |
| Authorize Board to Fix Their Remuneration | | | |
| | | | |
| | | | |
ENERSYS | | | | |
| | | | |
Ticker: | ENS | Security ID: 29275Y102 | | |
| | | | |
Meeting Date: JUL 26, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: JUN 06, 2012 | | | | |
| | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Hwan-yoon F. Chung | For | For | Management |
2 | Elect Director Arthur T. Katsaros | For | For | Management |
3 | Elect Director Robert Magnus | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
ENTEGRIS, INC. | | | | |
| | | | |
Ticker: | ENTG | Security ID: 29362U104 | | |
| | | | |
Meeting Date: MAY 08, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 22, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael A. Bradley | For | For | Management |
1.2 | Elect Director Marvin D. Burkett | For | For | Management |
1.3 | Elect Director R. Nicholas Burns | For | For | Management |
1.4 | Elect Director Daniel W. Christian | For | For | Management |
1.5 | Elect Director Bertrand Loy | For | For | Management |
1.6 | Elect Director Roger D. McDaniel | For | For | Management |
1.7 | Elect Director Paul L.H. Olson | For | For | Management |
1.8 | Elect Director Brian F. Sullivan | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
|
| | | | |
EPL OIL & GAS, INC. | | | | |
| | | | |
Ticker: | EPL | Security ID: 26883D108 | | |
| | | | |
Meeting Date: APR 30, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 05, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charles O. Buckner | For | For | Management |
1.2 | Elect Director Scott A. Griffiths | For | For | Management |
1.3 | Elect Director Gary C. Hanna | For | For | Management |
1.4 | Elect Director Marc McCarthy | For | For | Management |
1.5 | Elect Director Steven J. Pully | For | For | Management |
1.6 | Elect Director William F. Wallace | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
| | | | |
ESTERLINE TECHNOLOGIES CORPORATION |
| | | | |
Ticker: | ESL | Security ID: 297425100 | | |
| | | | |
Meeting Date: MAR 06, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: JAN 08, 2013 | | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul V. Haack | For | For | Management |
1.2 | Elect Director Scott E. Kuechle | For | For | Management |
1.3 | Elect Director R. Bradley Lawrence | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
EXTRA SPACE STORAGE INC. | | | |
| | | | |
Ticker: | EXR | Security ID: 30225T102 | | |
| | | | |
Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 22, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kenneth M. Woolley | For | For | Management |
1.2 | Elect Director Spencer F. Kirk | For | For | Management |
1.3 | Elect Director Anthony Fanticola | For | For | Management |
1.4 | Elect Director Hugh W. Horne | For | For | Management |
1.5 | Elect Director Joseph D. Margolis | For | For | Management |
1.6 | Elect Director Roger B. Porter | For | For | Management |
1.7 | Elect Director K. Fred Skousen | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
|
| | | | |
FEI COMPANY | | | | |
| | | | |
Ticker: | FEIC | Security ID: 30241L109 | | |
| | | | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 04, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Arie Huijser | For | For | Management |
1.2 | Elect Director Don R. Kania | For | For | Management |
1.3 | Elect Director Thomas F. Kelly | For | For | Management |
1.4 | Elect Director Jan C. Lobbezoo | For | For | Management |
1.5 | Elect Director Gerhard H. Parker | For | For | Management |
1.6 | Elect Director James T. Richardson | For | For | Management |
1.7 | Elect Director Richard H. Wills | For | For | Management |
1.8 | Elect Director Homa Bahrami | For | For | Management |
1.9 | Elect Director Jami K. Nachtsheim | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | |
4 | Ratify Auditors | For | For | Management |
5 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
FIRST CASH FINANCIAL SERVICES, INC. |
| | | | |
Ticker: | FCFS | Security ID: 31942D107 | | |
| | | | |
Meeting Date: JUN 12, 2013 | Meeting Type: Annual | | | |
| | | | |
|
| | | | |
Record Date: APR 18, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Jorge Montano | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
FIRST INDUSTRIAL REALTY TRUST, INC. |
| | | | |
Ticker: | FR | Security ID: 32054K103 | | |
| | | | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 19, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1A | Declassify the Board of Directors | For | For | Management |
1B | Provide Directors May Only Be Removed | For | For | Management |
| for Cause | | | |
1C | Approve Stock Ownership Limitations | For | For | Management |
1D | Delete the current definition of | For | For | Management |
| 'Independent Director' | | | |
1E | Remove Existing Exception from the | For | For | Management |
| Company's Election to be Governed by | | | |
| the Provisions of the Maryland | | | |
| Business Combination Act | | | |
2.1 | Elect Director Matthew S. Dominski | For | For | Management |
2.2 | Elect Director Bruce W. Duncan | For | For | Management |
2.3 | Elect Director H. Patrick Hackett, Jr. | For | For | Management |
2.4 | Elect Director John Rau | For | For | Management |
2.5 | Elect Director L. Peter Sharpe | For | For | Management |
|
| | | | |
2.6 | Elect Director W. Ed Tyler | For | For | Management |
3.1 | Elect Director H. Patrick Hackett, Jr. | For | For | Management |
3.2 | Elect Director L. Peter Sharpe | For | For | Management |
3.3 | Elect Director Matthew S. Dominski | For | For | Management |
4 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
5 | Ratify Auditors | For | For | Management |
| | | | |
FLOTEK INDUSTRIES, INC. | | | | |
| | | | |
| | | | |
Ticker: | FTK | Security ID: 343389102 | | |
| | | | |
Meeting Date: MAY 17, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 28, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John W. Chisholm | For | For | Management |
1.2 | Elect Director L. Melvin Cooper | For | For | Management |
1.3 | Elect Director Kenneth T. Hern | For | For | Management |
1.4 | Elect Director L.V.'Bud' McGuire | For | For | Management |
1.5 | Elect Director John S. Reiland | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
FLUIDIGM CORPORATION | | | | |
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| | | | |
| | | | |
Ticker: | FLDM | Security ID: 34385P108 | | |
| | | | |
Meeting Date: JUN 06, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 12, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Samuel D. Colella | For | For | Management |
1.2 | Elect Director Gajus V. Worthington | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
FRESH DEL MONTE PRODUCE INC. | | | |
| | | | |
Ticker: | FDP | Security ID: G36738105 | | |
| | | | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 12, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Amir Abu-Ghazaleh as Director | For | Against | Management |
1b | Elect Salvatore H. Alfiero as Director | For | Against | Management |
1c | Elect Edward L. Boykin as Director | For | Against | Management |
|
| | | | |
2 | Accept Financial Statements and | For | For | Management |
| Statutory Reports (Voting) | | | |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
4 | Approve Dividends | For | For | Management |
5 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
G&K SERVICES, INC. | | | | |
| | | | |
| | | | |
Ticker: | GKSR | Security ID: 361268105 | | |
| | | | |
Meeting Date: NOV 08, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: SEP 10, 2012 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Douglas A. Milroy | For | For | Management |
1.2 | Elect Director Jeffrey L. Wright | For | For | Management |
1.3 | Elect Director Alice M. Richter | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
| | | | |
GEORESOURCES, INC. | | | | |
| | | | |
|
| | | | |
| | | | |
Ticker: | GEOI | Security ID: 372476101 | | |
| | | | |
Meeting Date: JUL 31, 2012 | Meeting Type: Special | | | |
Record Date: JUN 18, 2012 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Advisory Vote on Golden Parachutes | For | Against | Management |
3 | Adjourn Meeting | For | For | Management |
| | | | |
| | | | |
| | | | |
GEORGIA GULF CORPORATION | | | |
| | | | |
| | | | |
Ticker: | GGC | Security ID: 373200302 | | |
| | | | |
Meeting Date: JAN 10, 2013 | Meeting Type: Special | | | |
Record Date: NOV 26, 2012 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with | For | For | Management |
| Acquisition | | | |
|
| | | | |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Amend Omnibus Stock Plan | For | Against | Management |
4 | Adjourn Meeting | | | |
For | For | Management | | |
| | | | |
| | | | |
| | | | |
HALCON RESOURCES CORPORATION |
| | | | |
Ticker: | HK | Security ID: 40537Q209 | | |
| | | | |
Meeting Date: JAN 17, 2013 | Meeting Type: Special | | | |
Record Date: DEC 10, 2012 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Conversion of Securities | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Adjourn Meeting | For | For | Management |
| | | | |
| | | | |
HEADWATERS INCORPORATED | |
| | | | |
Ticker: | HW | Security ID: 42210P102 | | |
| | | | |
Meeting Date: FEB 21, 2013 | Meeting Type: Annual | | | |
|
| | | | |
| | | | |
Record Date: DEC 31, 2012 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director R Sam Christensen | For | For | Management |
1.2 | Elect Director Malyn K. Malquist | For | For | Management |
1.3 | Elect Director Sylvia Summers | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
HEALTHSOUTH CORPORATION | |
| | | | |
Ticker: | HLS | Security ID: 421924309 | | |
| | | | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 04, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John W. Chidsey | For | For | Management |
1.2 | Elect Director Donald L. Correll | For | For | Management |
1.3 | Elect Director Yvonne M. Curl | For | For | Management |
1.4 | Elect Director Charles M. Elson | For | For | Management |
1.5 | Elect Director Jay Grinney | For | For | Management |
1.6 | Elect Director Jon F. Hanson | For | For | Management |
1.7 | Elect Director Joan E. Herman | For | For | Management |
|
| | | | |
1.8 | Elect Director Leo I. Higdon, Jr. | For | For | Management |
1.9 | Elect Director Leslye G. Katz | For | For | Management |
1.10 | Elect Director John E. Maupin, Jr. | For | For | Management |
1.11 | Elect Director L. Edward Shaw, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
HORACE MANN EDUCATORS CORPORATION | | | |
| | | | |
Ticker: | HMN | Security ID: 440327104 | | |
| | | | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 26, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Mary H. Futrell | For | For | Management |
1b | Elect Director Stephen J. Hasenmiller | For | For | Management |
1c | Elect Director Peter H. Heckman | For | For | Management |
1d | Elect Director Ronald J. Helow | For | For | Management |
1e | Elect Director Beverley J. McClure | For | For | Management |
1f | Elect Director Gabriel L. Shaheen | For | For | Management |
1g | Elect Director Roger J. Steinbecker | For | For | Management |
1h | Elect Director Robert Stricker | For | For | Management |
1i | Elect Director Charles R. Wright | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
| | | | |
|
| | | | |
| | | | |
HORNBECK OFFSHORE SERVICES, INC. | | | |
| | | | |
Ticker: | HOS | Security ID: 440543106 | | |
| | | | |
Meeting Date: JUN 20, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 22, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Bruce W. Hunt | For | For | Management |
1.2 | Elect Director Kevin O. Meyers | For | For | Management |
1.3 | Elect Director Bernie W. Stewart | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
HOT TOPIC, INC. | | | | |
| | | | |
| | | | |
Ticker: | HOTT | Security ID: 441339108 | | |
| | | | |
Meeting Date: MAY 31, 2013 | Meeting Type: Special | | | |
Record Date: MAY 03, 2013 | | | | |
| | | | |
|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Advisory Vote on Golden Parachutes | For | Against | Management |
3 | Adjourn Meeting | For | For | Management |
| | | | |
| | | | |
HURON CONSULTING GROUP INC. | |
| | | | |
Ticker: | HURN | Security ID: 447462102 | | |
| | | | |
Meeting Date: MAY 03, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 04, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James D. Edwards | For | For | Management |
1.2 | Elect Director John McCartney | For | For | Management |
1.3 | Elect Director James H. Roth | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
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INCYTE CORPORATION | | | | |
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Ticker: | INCY | Security ID: 45337C102 | | |
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Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | | |
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Record Date: APR 02, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard U. De Schutter | For | For | Management |
1.2 | Elect Director Barry M. Ariko | For | For | Management |
1.3 | Elect Director Julian C. Baker | For | For | Management |
1.4 | Elect Director Paul A. Brooke | For | For | Management |
1.5 | Elect Director Wendy L. Dixon | For | For | Management |
1.6 | Elect Director Paul A. Friedman | For | For | Management |
1.7 | Elect Director Roy A. Whitfield | For | Withhold | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Management |
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INSULET CORPORATION | | | | |
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Ticker: | PODD | Security ID: 45784P101 | | |
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Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
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Record Date: MAR 20, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Duane DeSisto | For | For | Management |
1.2 | Elect Director Steven Sobieski | For | Withhold | Management |
1.3 | Elect Director W. Mark Lortz | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
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| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
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ION GEOPHYSICAL CORPORATION |
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Ticker: | IO | Security ID: 462044108 | | |
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Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
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Record Date: APR 01, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David H. Barr | For | For | Management |
1.2 | Elect Director Franklin Myers | For | For | Management |
1.3 | Elect Director S. James Nelson, Jr. | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Management |
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IXYS CORPORATION | | | | |
| | | | |
Ticker: | IXYS | Security ID: 46600W106 | | |
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Meeting Date: AUG 24, 2012 | Meeting Type: Annual | | | |
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Record Date: JUL 02, 2012 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Donald L. Feucht | For | For | Management |
1.2 | Elect Director Samuel Kory | For | For | Management |
1.3 | Elect Director S. Joon Lee | For | For | Management |
1.4 | Elect Director Timothy A. Richardson | For | For | Management |
1.5 | Elect Director James M. Thorburn | For | For | Management |
1.6 | Elect Director Kenneth D. Wong | For | For | Management |
1.7 | Elect Director Nathan Zommer | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
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KALOBIOS PHARMACEUTICALS, INC. |
| | | | |
Ticker: | KBIO | Security ID: 48344T100 | | |
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Meeting Date: JUN 19, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 22, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David W. Pritchard | For | For | Management |
1.2 | Elect Director James I. Healy | For | For | Management |
1.3 | Elect Director Denise Gilbert | For | For | Management |
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1.4 | Elect Director Dennis Henner | For | For | Management |
1.5 | Elect Director Ted W. Love | For | For | Management |
1.6 | Elect Director Gary Lyons | For | For | Management |
1.7 | Elect Director Brigitte Smith | For | For | Management |
1.8 | Elect Director Raymond W. Withy | For | For | Management |
2 | Ratify Auditors | For | For | Management |
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KB HOME | | | | |
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Ticker: | KBH | Security ID: 48666K109 | | |
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Meeting Date: APR 04, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: FEB 08, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Barbara T. Alexander | For | For | Management |
1.2 | Elect Director Stephen F. Bollenbach | For | For | Management |
1.3 | Elect Director Timothy W. Finchem | For | For | Management |
1.4 | Elect Director Thomas W. Gilligan | For | For | Management |
1.5 | Elect Director Kenneth M. Jastrow, II | For | For | Management |
1.6 | Elect Director Robert L. Johnson | For | For | Management |
1.7 | Elect Director Melissa Lora | For | For | Management |
1.8 | Elect Director Michael G. McCaffery | For | For | Management |
1.9 | Elect Director Jeffrey T. Mezger | For | For | Management |
1.10 | Elect Director Luis G. Nogales | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
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KENEXA CORPORATION | | | | |
| | | | |
Ticker: | KNXA | Security ID: 488879107 | | |
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Meeting Date: DEC 03, 2012 | Meeting Type: Special | | | |
Record Date: OCT 24, 2012 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Adjourn Meeting | For | For | Management |
3 | Advisory Vote on Golden Parachutes | For | For | Management |
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KERYX BIOPHARMACEUTICALS, INC. |
| | | | |
Ticker: | KERX | Security ID: 492515101 | | |
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Meeting Date: JUN 18, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 23, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ron Bentsur | For | Withhold | Management |
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1.2 | Elect Director Kevin J. Cameron | For | For | Management |
1.3 | Elect Director Joseph M. Feczko | For | For | Management |
1.4 | Elect Director Wyche Fowler, Jr. | For | For | Management |
1.5 | Elect Director Jack Kaye | For | For | Management |
1.6 | Elect Director Michael P. Tarnok | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
KODIAK OIL & GAS CORP. | | | | |
| | | | |
Ticker: | KOG | Security ID: 50015Q100 | | |
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Meeting Date: JUN 19, 2013 | Meeting Type: Annual | | | |
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Record Date: MAY 09, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lynn A. Peterson | For | For | Management |
1.2 | Elect Director James E. Catlin | For | For | Management |
1.3 | Elect Director Rodney D. Knutson | For | For | Management |
1.4 | Elect Director Herrick K. Lidstone, Jr. | For | For | Management |
1.5 | Elect Director William J. Krysiak | For | For | Management |
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
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KORN/FERRY INTERNATIONAL | | | | |
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| | | | |
| | | | |
Ticker: | KFY | Security ID: 500643200 | | |
| | | | |
Meeting Date: SEP 27, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: AUG 15, 2012 | | | | |
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| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William R. Floyd | For | For | Management |
1.2 | Elect Director George T. Shaheen | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Declassify the Board of Directors | Against | For | Shareholder |
5 | Amend Omnibus Stock Plan | For | For | Management |
| | | | |
| | | | |
LEXINGTON REALTY TRUST | | | | |
| | | | |
Ticker: | LXP | Security ID: 529043101 | | |
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Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 08, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director E. Robert Roskind | For | For | Management |
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1.2 | Elect Director T. Wilson Eglin | For | For | Management |
1.3 | Elect Director Clifford Broser | For | For | Management |
1.4 | Elect Director Harold First | For | For | Management |
1.5 | Elect Director Richard S. Frary | For | For | Management |
1.6 | Elect Director James Grosfield | For | For | Management |
1.7 | Elect Director Kevin W. Lynch | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
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LIPOSCIENCE, INC. | | | | |
| | | | |
Ticker: | LPDX | Security ID: 53630M108 | | |
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Meeting Date: JUN 12, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 22, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jeffrey T. Barber | For | For | Management |
1.2 | Elect Director Roderick A. Young | For | For | Management |
2 | Ratify Auditors | For | For | Management |
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LOUISIANA-PACIFIC CORPORATION |
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Ticker: | LPX | Security ID: 546347105 | | |
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| | | | |
Meeting Date: MAY 03, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 04, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lizanne C. Gottung | For | For | Management |
1.2 | Elect Director Dustan E. McCoy | For | For | Management |
1.3 | Elect Director Colin D. Watson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Approve Omnibus Stock Plan | For | For | Management |
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M.D.C. HOLDINGS, INC. | | | | |
| | | | |
Ticker: | MDC | Security ID: 552676108 | | |
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Meeting Date: MAR 18, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: JAN 30, 2013 | | | | |
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| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael A. Berman | For | For | Management |
1.2 | Elect Director Herbert T. Buchwald | For | For | Management |
1.3 | Elect Director Larry A. Mizel | For | For | Management |
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2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
5 | Ratify Auditors | For | For | Management |
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MAGELLAN HEALTH SERVICES, INC. | |
| | | | |
Ticker: | MGLN | Security ID: 559079207 | | |
| | | | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 01, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael P. Ressner | For | For | Management |
1.2 | Elect Director Michael S. Diament | For | For | Management |
1.3 | Elect Director Barry M. Smith | For | For | Management |
2 | Advisory Vote to Ratify Named | For | Against | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
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MANHATTAN ASSOCIATES, INC. | |
| | | | |
Ticker: | MANH | Security ID: 562750109 | | |
| | | | |
Meeting Date: MAY 16, 2013 | Meeting Type: Annual | | | |
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| | | | |
Record Date: MAR 29, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John J. Huntz | For | For | Management |
1.2 | Elect Director Dan J. Lautenbach | For | For | Management |
1.3 | Elect Director Thomas E. Noonan | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
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MEDASSETS, INC. | | | | |
| | | | |
Ticker: | MDAS | Security ID: 584045108 | | |
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Meeting Date: JUN 13, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 17, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John A. Bardis | For | For | Management |
1.2 | Elect Director Harris Hyman IV | For | For | Management |
1.3 | Elect Director Terrence J. Mulligan | For | Withhold | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Approve Executive Incentive Bonus Plan | For | Against | Management |
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MEDIVATION, INC. | | | | |
| | | | |
Ticker: | MDVN | Security ID: 58501N101 | | |
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Meeting Date: JUL 13, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAY 25, 2012 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel D. Adams | For | For | Management |
1.2 | Elect Director Gregory H. Bailey | For | For | Management |
1.3 | Elect Director Kim D. Blickenstaff | For | For | Management |
1.4 | Elect Director David T. Hung | For | For | Management |
1.5 | Elect Director W. Anthony Vernon | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Approve Stock Split | For | For | Management |
5 | Ratify Auditors | For | For | Management |
6 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
MEDIVATION, INC. | | | | |
| | | | |
Ticker: | MDVN | Security ID: 58501N101 | | |
| | | | |
Meeting Date: JUN 28, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 29, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel D. Adams | For | For | Management |
1.2 | Elect Director Kim D. Blickenstaff | For | For | Management |
1.3 | Elect Director Kathryn E. Falberg | For | For | Management |
1.4 | Elect Director Dawn Graham | For | For | Management |
1.5 | Elect Director David T. Hung | For | For | Management |
1.6 | Elect Director W. Anthony Vernon | For | For | Management |
1.7 | Elect Director Wendy L. Yarno | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | Against | Management |
| Executive Officers' Compensation | | | |
4 | Approve Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | |
5 | Amend Omnibus Stock Plan | For | For | Management |
6 | Approve Executive Incentive Bonus Plan | For | For | Management |
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MEDLEY CAPITAL CORPORATION | |
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Ticker: | MCC | Security ID: 58503F106 | | |
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Meeting Date: APR 04, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: JAN 14, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Seth Taube | For | For | Management |
1.2 | Elect Director Arthur S. Ainsberg | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Issuance of Shares Below Net | For | For | Management |
| Asset Value (NAV) | | | |
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METALS USA HOLDINGS CORP. | |
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Ticker: | MUSA | Security ID: 59132A104 | | |
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Meeting Date: APR 10, 2013 | Meeting Type: Special | | | |
Record Date: MAR 04, 2013 | | | | |
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| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Advisory Vote on Golden Parachutes | For | For | Management |
3 | Adjourn Meeting | For | For | Management |
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MICROSTRATEGY INCORPORATED | |
| | | | |
Ticker: | MSTR | Security ID: 594972408 | | |
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Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 18, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael J. Saylor | For | Withhold | Management |
1.2 | Elect Director Sanju K. Bansal | For | Withhold | Management |
1.3 | Elect Director Matthew W. Calkins | For | For | Management |
1.4 | Elect Director Robert H. Epstein | For | For | Management |
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1.5 | Elect Director David W. LaRue | For | For | Management |
1.6 | Elect Director Jarrod M. Patten | For | Withhold | Management |
1.7 | Elect Director Carl J. Rickertsen | For | Withhold | Management |
1.8 | Elect Director Thomas P. Spahr | For | For | Management |
2 | Ratify Auditors | For | For | Management |
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MONTPELIER RE HOLDINGS LTD. | |
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Ticker: | MRH | Security ID: G62185106 | | |
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Meeting Date: MAY 17, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 21, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Heinrich Burgi as Director | For | For | Management |
1.2 | Elect Morgan W. Davis as Director | For | For | Management |
1.3 | Elect John F. Shettle, Jr. as Director | For | For | Management |
1.4 | Elect Susan J. Sutherland as Director | For | For | Management |
2.1 | Elect Thomas G.S. Busher as Director | For | For | Management |
| of Montpelier Reinsurance Ltd | | | |
2.2 | Elect Christopher L. Harris as | For | For | Management |
| Director of Montpelier Reinsurance Ltd | | | |
2.3 | Elect Christopher T. Schaper as | For | For | Management |
| Director of Montpelier Reinsurance Ltd | | | |
3 | Approve Pricewaterhouse Coopers as | For | For | Management |
| Auditors and Authorize Board to Fix | | | |
| Their Remuneration | | | |
4 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
MOVADO GROUP, INC. | | | | |
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| | | | |
Ticker: | MOV | Security ID: 624580106 | | |
| | | | |
Meeting Date: JUN 13, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 17, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Margaret Hayes Adame | For | For | Management |
1.2 | Elect Director Richard Cote | For | For | Management |
1.3 | Elect Director Efraim Grinberg | For | For | Management |
1.4 | Elect Director Alan H. Howard | For | For | Management |
1.5 | Elect Director Richard Isserman | For | For | Management |
1.6 | Elect Director Nathan Leventhal | For | For | Management |
1.7 | Elect Director Alex Grinberg | For | For | Management |
1.8 | Elect Director Maurice Reznik | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Amend Deferred Share Bonus Plan | For | For | Management |
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| | | | |
MUELLER INDUSTRIES, INC. | | | | |
| | | | |
Ticker: | MLI | Security ID: 624756102 | | |
| | | | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 07, 2013 | | | | |
|
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| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gregory L. Christopher | For | For | Management |
1.2 | Elect Director Paul J. Flaherty | For | For | Management |
1.3 | Elect Director Gennaro J. Fulvio | For | For | Management |
1.4 | Elect Director Gary S. Gladstein | For | For | Management |
1.5 | Elect Director Scott J. Goldman | For | For | Management |
1.6 | Elect Director Terry Hermanson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
MYR GROUP INC. | | | | |
| | | | |
Ticker: | MYRG | Security ID: 55405W104 | | |
| | | | |
Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 04, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Larry F. Altenbaumer | For | For | Management |
1.2 | Elect Director William A. Koertner | For | For | Management |
1.3 | Elect Director William D. Patterson | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
MYRIAD GENETICS, INC. | | | | |
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| | | | |
Ticker: | MYGN | Security ID: 62855J104 | | |
| | | | |
Meeting Date: DEC 05, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: OCT 08, 2012 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John T. Henderson | For | For | Management |
1.2 | Elect Director S. Louise Phanstiel | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Approve Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | |
4 | Approve Executive Incentive Bonus Plan | For | For | Management |
5 | Ratify Auditors | For | For | Management |
6 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
NATIONAL PENN BANCSHARES, INC. |
| | | | |
Ticker: | NPBC | Security ID: 637138108 | | |
| | | | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 01, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Christian F. Martin, IV | For | For | Management |
1.2 | Elect Director R. Chadwick Paul, Jr. | For | For | Management |
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1.3 | Elect Director C. Robert Roth | For | For | Management |
1.4 | Elect Director Wayne R. Weidner | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
NEWLINK GENETICS CORPORATION |
| | | | |
Ticker: | NLNK | Security ID: 651511107 | | |
| | | | |
Meeting Date: NOV 02, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: SEP 20, 2012 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ernest J. Talarico, III | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
4 | Ratify Auditors | For | For | Management |
| | | | |
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NEWLINK GENETICS CORPORATION |
| | | | |
Ticker: | NLNK | Security ID: 651511107 | | |
| | | | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
|
| | | | |
| | | | |
Record Date: MAR 15, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joseph Saluri | For | For | Management |
1.2 | Elect Director Paul Edick | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Amend Non-Employee Director Omnibus | For | Against | Management |
| Stock Plan | | | |
4 | Amend Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | |
5 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
6 | Ratify Auditors | For | For | Management |
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NPS PHARMACEUTICALS, INC. | | |
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Ticker: | NPSP | Security ID: 62936P103 | | |
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Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 25, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael W. Bonney | For | For | Management |
1.2 | Elect Director Colin Broom | For | For | Management |
1.3 | Elect Director Georges Gemayel | For | For | Management |
1.4 | Elect Director Pedro Granadillo | For | For | Management |
1.5 | Elect Director James G. Groninger | For | For | Management |
1.6 | Elect Director Francois Nader | For | For | Management |
1.7 | Elect Director Rachel R. Selisker | For | For | Management |
1.8 | Elect Director Peter G. Tombros | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
|
| | | | |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Management |
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OM GROUP, INC. | | | | |
| | | | |
Ticker: | OMG | Security ID: 670872100 | | |
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Meeting Date: MAY 07, 2013 | Meeting Type: Annual | | | |
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Record Date: MAR 18, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Katharine L. Plourde | For | For | Management |
1.2 | Elect Director Patrick S. Mullin | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
ONYX PHARMACEUTICALS, INC. | |
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Ticker: | ONXX | Security ID: 683399109 | | |
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Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 01, 2013 | | | | |
|
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Corinne H. Nevinny | For | For | Management |
1.2 | Elect Director Thomas G. Wiggans | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
4 | Amend Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | |
5 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
6 | Ratify Auditors | For | For | Management |
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| | | | |
OREXIGEN THERAPEUTICS, INC. | |
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Ticker: | OREX | Security ID: 686164104 | | |
| | | | |
Meeting Date: JUN 05, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 09, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Brian H. Dovey | For | Withhold | Management |
1.2 | Elect Director David J. Endicott | For | For | Management |
1.3 | Elect Director Lota S. Zoth | For | For | Management |
2 | Approve Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | |
3 | Ratify Auditors | For | For | Management |
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ORITANI FINANCIAL CORP. | | | | |
|
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Ticker: | ORIT | Security ID: 68633D103 | | |
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Meeting Date: NOV 20, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: OCT 01, 2012 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael A. DeBernardi | For | Withhold | Management |
1.2 | Elect Director Robert S. Hekemian, Jr. | For | Withhold | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
ORTHOFIX INTERNATIONAL N.V. |
| | | | |
Ticker: | OFIX | Security ID: N6748L102 | | |
| | | | |
Meeting Date: JUN 20, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 26, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1.1 | Elect Director James F. Gero | For | For | Management |
1.2 | Elect Director Guy J. Jordan | For | For | Management |
1.3 | Elect Director Michael R. Mainelli | For | For | Management |
1.4 | Elect Director Bradley R. Mason | For | For | Management |
1.5 | Elect Director Maria Sainz | For | For | Management |
1.6 | Elect Director Davey S. Scoon | For | For | Management |
1.7 | Elect Director Walter P. von Wartburg | For | For | Management |
1.8 | Elect Director Kenneth R. Weisshaar | For | For | Management |
2 | Accept Financial Statements and | For | For | Management |
| Statutory Reports (Voting) | | | |
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management |
4 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
OSI SYSTEMS, INC. | | | | |
| | | | |
Ticker: | OSIS | Security ID: 671044105 | | |
| | | | |
Meeting Date: DEC 12, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: OCT 15, 2012 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Deepak Chopra | For | For | Management |
1.2 | Elect Director Ajay Mehra | For | For | Management |
1.3 | Elect Director Steven C. Good | For | For | Management |
1.4 | Elect Director Meyer Luskin | For | For | Management |
1.5 | Elect Director David T. Feinberg | For | For | Management |
1.6 | Elect Director William F. Ballhaus | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
|
| | | | |
| | | | |
PACWEST BANCORP | | | | |
| | | | |
Ticker: | PACW | Security ID: 695263103 | | |
| | | | |
Meeting Date: MAR 20, 2013 | Meeting Type: Special | | | |
Record Date: JAN 30, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Adjourn Meeting | For | For | Management |
| | | | |
| | | | |
PAR PHARMACEUTICAL COMPANIES, INC. | |
| | | | |
Ticker: | PRX | Security ID: 69888P106 | | |
| | | | |
Meeting Date: SEP 27, 2012 | Meeting Type: Special | | | |
Record Date: AUG 24, 2012 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Advisory Vote on Golden Parachutes | For | For | Management |
3 | Adjourn Meeting | For | For | Management |
| | | | |
|
| | | | |
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PAREXEL INTERNATIONAL CORPORATION | |
| | | | |
Ticker: | PRXL | Security ID: 699462107 | | |
| | | | |
Meeting Date: DEC 06, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: OCT 10, 2012 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Eduard E. Holdener | For | For | Management |
1.2 | Elect Director Richard L. Love | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Increase Authorized Common Stock | For | For | Management |
5 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
PENN VIRGINIA CORPORATION | |
| | | | |
Ticker: | PVA | Security ID: 707882106 | | |
| | | | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 04, 2013 | | | | |
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|
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John U. Clarke | For | For | Management |
1.2 | Elect Director Edward B. Cloues, II | For | For | Management |
1.3 | Elect Director Steven W. Krablin | For | For | Management |
1.4 | Elect Director Marsha R. Perelman | For | For | Management |
1.5 | Elect Director Philippe van Marcke de | For | For | Management |
| Lummen | | | |
1.6 | Elect Director H. Baird Whitehead | For | For | Management |
1.7 | Elect Director Gary K. Wright | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
PHARMACYCLICS, INC. | | | | |
| | | | |
Ticker: | PCYC | Security ID: 716933106 | | |
| | | | |
Meeting Date: NOV 09, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: SEP 12, 2012 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert F. Booth | For | For | Management |
1.2 | Elect Director Kenneth A. Clark | For | For | Management |
1.3 | Elect Director Robert W. Duggan | For | For | Management |
1.4 | Elect Director Eric H. Halvorson | For | For | Management |
1.5 | Elect Director Minesh P. Mehta | For | Withhold | Management |
1.6 | Elect Director David D. Smith | For | For | Management |
1.7 | Elect Director Richard A. van den Broek | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
|
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| | | | |
PHARMACYCLICS, INC. | | | | |
| | | | |
Ticker: | PCYC | Security ID: 716933106 | | |
| | | | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 28, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert F. Booth | For | For | Management |
1.2 | Elect Director Kenneth A. Clark | For | For | Management |
1.3 | Elect Director Robert W. Duggan | For | For | Management |
1.4 | Elect Director Eric H. Halvorson | For | For | Management |
1.5 | Elect Director Minesh P. Mehta | For | For | Management |
1.6 | Elect Director David D. Smith | For | For | Management |
1.7 | Elect Director Richard A. van den Broek | For | For | Management |
2 | Amend Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
PHH CORPORATION | | | | |
| | | | |
Ticker: | PHH | Security ID: 693320202 | | |
| | | | |
Meeting Date: JUN 12, 2013 | Meeting Type: Annual | | | |
|
| | | | |
| | | | |
Record Date: MAR 25, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jane D. Carlin | For | For | Management |
1.2 | Elect Director Thomas P. Gibbons | For | For | Management |
1.3 | Elect Director Deborah M. Reif | For | For | Management |
1.4 | Elect Director Carroll R. Wetzel, Jr. | For | For | Management |
1.5 | Elect Director Jon A. Boscia | For | For | Management |
1.6 | Elect Director Glen A. Messina | For | For | Management |
1.7 | Elect Director Charles P. Pizzi | For | For | Management |
1.8 | Elect Director James O. Egan | For | For | Management |
1.9 | Elect Director Allan Z. Loren | For | For | Management |
1.10 | Elect Director G.J. Parseghian | For | For | Management |
1.11 | Elect Director Jane D. Carlin | For | For | Management |
1.12 | Elect Director Thomas P. Gibbons | For | For | Management |
1.13 | Elect Director Deborah M. Reif | For | For | Management |
1.14 | Elect Director Carroll R. Wetzel, Jr. | For | For | Management |
2 | Declassify the Board of Directors | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
PLANTRONICS, INC. | | | | |
| | | | |
Ticker: | PLT | Security ID: 727493108 | | |
| | | | |
Meeting Date: AUG 10, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: JUN 12, 2012 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Marv Tseu | For | For | Management |
|
| | | | |
1.2 | Elect Director Ken Kannappan | For | For | Management |
1.3 | Elect Director Brian Dexheimer | For | For | Management |
1.4 | Elect Director Robert Hagerty | For | For | Management |
1.5 | Elect Director Gregg Hammann | For | For | Management |
1.6 | Elect Director John Hart | For | For | Management |
1.7 | Elect Director Marshall Mohr | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | |
4 | Ratify Auditors | For | For | Management |
5 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
PORTFOLIO RECOVERY ASSOCIATES, INC. |
| | | | |
Ticker: | PRAA | Security ID: 73640Q105 | | |
| | | | |
Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 04, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John H. Fain | For | For | Management |
1.2 | Elect Director David N. Roberts | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Approve Executive Incentive Bonus Plan | For | For | Management |
| | | | |
| | | | |
PROVIDENT FINANCIAL SERVICES, INC. |
|
| | | | |
| | | | |
Ticker: | PFS | Security ID: 74386T105 | | |
| | | | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 01, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas W. Berry | For | For | Management |
1.2 | Elect Director Frank L. Fekete | For | For | Management |
1.3 | Elect Director Matthew K. Harding | For | For | Management |
1.4 | Elect Director Thomas B. Hogan Jr. | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
PUMA BIOTECHNOLOGY, INC. | | | | |
| | | | |
Ticker: | PBYI | Security ID: 74587V107 | | |
| | | | |
Meeting Date: JUN 11, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 15, 2013 | | | | |
| | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alan H. Auerbach | For | For | Management |
|
| | | | |
1.2 | Elect Director Thomas R. Malley | For | For | Management |
1.3 | Elect Director Jay M. Moyes | For | For | Management |
2 | Ratify Auditors | For | For | Management |
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| | | | |
RED ROBIN GOURMET BURGERS, INC. |
| | | | |
| | | | |
Ticker: | RRGB | Security ID: 75689M101 | | |
| | | | |
Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 01, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1a | Elect Director Robert B. Aiken | For | For | Management |
1b | Elect Director Lloyd L. Hill | For | For | Management |
1c | Elect Director Richard J. Howell | For | For | Management |
1d | Elect Director Glenn B. Kaufman | For | For | Management |
1e | Elect Director Stuart I. Oran | For | For | Management |
1f | Elect Director James T. Rothe | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
RF MICRO DEVICES, INC. | | | | |
| | | | |
Ticker: | RFMD | Security ID: 749941100 | | |
|
| | | | |
| | | | |
Meeting Date: AUG 16, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: JUN 18, 2012 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Walter H. Wilkinson, Jr. | For | For | Management |
1.2 | Elect Director Robert A. Bruggeworth | For | For | Management |
1.3 | Elect Director Daniel A. DiLeo | For | For | Management |
1.4 | Elect Director Jeffery R. Gardner | For | For | Management |
1.5 | Elect Director John R. Harding | For | For | Management |
1.6 | Elect Director Masood A. Jabbar | For | For | Management |
1.7 | Elect Director Casimir S. Skrzypczak | For | For | Management |
1.8 | Elect Director Erik H. van der Kaay | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Amend Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | |
5 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
RPX CORPORATION | | | | |
| | | | |
Ticker: | RPXC | Security ID: 74972G103 | | |
| | | | |
Meeting Date: JUN 11, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 25, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John A. Amster | For | For | Management |
|
| | | | |
1.2 | Elect Director Geoffrey T. Barker | For | For | Management |
1.3 | Elect Director Steven L. Fingerhood | For | For | Management |
2 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
RTI BIOLOGICS, INC. | | | | |
| | | | |
Ticker: | RTIX | Security ID: 74975N105 | | |
| | | | |
Meeting Date: APR 23, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: FEB 25, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Julianne M. Bowler | For | For | Management |
1.2 | Elect Director Roy D. Crowninshield | For | For | Management |
1.3 | Elect Director Brian K. Hutchison | For | For | Management |
2 | Declassify the Board of Directors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
RUDOLPH TECHNOLOGIES, INC. |
| | | | |
Ticker: | RTEC | Security ID: 781270103 | | |
| | | | |
Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
| | | | |
|
| | | | |
Record Date: MAR 28, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel H. Berry | For | For | Management |
1.2 | Elect Director Thomas G. Greig | For | For | Management |
1.3 | Elect Director Richard F. Spanier | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
SALLY BEAUTY HOLDINGS, INC. |
| | | | |
Ticker: | SBH | Security ID: 79546E104 | | |
| | | | |
Meeting Date: JAN 30, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: DEC 03, 2012 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Christian A. Brickman | For | For | Management |
1.2 | Elect Director Marshall E. Eisenberg | For | For | Management |
1.3 | Elect Director John A. Miller | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | Against | For | Shareholder |
| | | | |
| | | | |
SEATTLE GENETICS, INC. | | | | |
| | | | |
|
| | | | |
| | | | |
Ticker: | SGEN | Security ID: 812578102 | | |
| | | | |
Meeting Date: MAY 17, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 22, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Marc E. Lippman | For | For | Management |
1.2 | Elect Director Franklin M. Berger | For | For | Management |
1.3 | Elect Director Daniel G. Welch | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
SKECHERS U.S.A., INC. | | | | |
| | | | |
Ticker: | SKX | Security ID: 830566105 | | |
| | | | |
Meeting Date: MAY 29, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 01, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael Greenberg | For | For | Management |
1.2 | Elect Director David Weinberg | For | For | Management |
1.3 | Elect Director Jeffrey Greenberg | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
|
| | | | |
| | | | |
| | | | |
SMITH & WESSON HOLDING CORPORATION | |
| | | | |
Ticker: | SWHC | Security ID: 831756101 | | |
| | | | |
Meeting Date: OCT 01, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: AUG 06, 2012 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Barry M. Monheit | For | For | Management |
1.2 | Elect Director Robert L. Scott | For | For | Management |
1.3 | Elect Director Michael F. Golden | For | For | Management |
1.4 | Elect Director Robert H. Brust | For | For | Management |
1.5 | Elect Director P. James Debney | For | For | Management |
1.6 | Elect Director John B. Furman | For | For | Management |
1.7 | Elect Director Mitchell A. Saltz | For | For | Management |
1.8 | Elect Director I. Marie Wadecki | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
SOUTHWEST GAS CORPORATION |
| | | | |
Ticker: | SWX | Security ID: 844895102 | | |
| | | | |
Meeting Date: MAY 09, 2013 | Meeting Type: Annual | | | |
|
| | | | |
| | | | |
Record Date: MAR 12, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert L. Boughner | For | For | Management |
1.2 | Elect Director Jose A. Cardenas | For | For | Management |
1.3 | Elect Director Thomas E. Chestnut | For | For | Management |
1.4 | Elect Director Stephen C. Comer | For | For | Management |
1.5 | Elect Director Leroy C. Hanneman, Jr. | For | For | Management |
1.6 | Elect Director Michael O. Maffie | For | For | Management |
1.7 | Elect Director Anne L. Mariucci | For | For | Management |
1.8 | Elect Director Michael J. Melarkey | For | For | Management |
1.9 | Elect Director Jeffrey W. Shaw | For | For | Management |
1.10 | Elect Director A. Randall Thoman | For | For | Management |
1.11 | Elect Director Thomas A. Thomas | For | For | Management |
1.12 | Elect Director Terrence L. Wright | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
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STAG INDUSTRIAL, INC. | | | | |
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Ticker: | STAG | Security ID: 85254J102 | | |
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Meeting Date: MAY 06, 2013 | Meeting Type: Annual | | | |
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Record Date: MAR 08, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Benjamin S. Butcher | For | For | Management |
1.2 | Elect Director F. Alexander Fraser | For | For | Management |
1.3 | Elect Director Jeffrey D. Furber | For | For | Management |
1.4 | Elect Director Larry T. Guillemette | For | For | Management |
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| | | | |
1.5 | Elect Director Francis X. Jacoby, III | For | For | Management |
1.6 | Elect Director Christopher P. Marr | For | For | Management |
1.7 | Elect Director Hans S. Weger | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
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STARWOOD PROPERTY TRUST, INC. |
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Ticker: | STWD | Security ID: 85571B105 | | |
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Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
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Record Date: MAR 27, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard D. Bronson | For | For | Management |
1.2 | Elect Director Jeffrey F. DiModica | For | For | Management |
1.3 | Elect Director Jeffrey G. Dishner | For | For | Management |
1.4 | Elect Director Camille J. Douglas | For | For | Management |
1.5 | Elect Director Boyd W. Fellows | For | For | Management |
1.6 | Elect Director Barry S. Sternlicht | For | For | Management |
1.7 | Elect Director Strauss Zelnick | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
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SUSQUEHANNA BANCSHARES, INC. |
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Ticker: | SUSQ | Security ID: 869099101 | | |
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Meeting Date: MAY 03, 2013 | Meeting Type: Annual | | | |
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Record Date: MAR 06, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Anthony J. Agnone, Sr. | For | For | Management |
1.2 | Elect Director Wayne E. Alter, Jr. | For | For | Management |
1.3 | Elect Director Henry R. Gibbel | For | For | Management |
1.4 | Elect Director Bruce A. Hepburn | For | For | Management |
1.5 | Elect Director Donald L. Hoffman | For | For | Management |
1.6 | Elect Director Sara G. Kirkland | For | For | Management |
1.7 | Elect Director Jeffrey F. Lehman | For | For | Management |
1.8 | Elect Director Michael A. Morello | For | For | Management |
1.9 | Elect Director Scott J. Newkam | For | For | Management |
1.10 | Elect Director Robert E. Poole, Jr. | For | For | Management |
1.11 | Elect Director William J. Reuter | For | For | Management |
1.12 | Elect Director Andrew S. Samuel | For | For | Management |
1.13 | Elect Director Christine Sears | For | For | Management |
1.14 | Elect Director James A. Ulsh | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Management |
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SUSSER HOLDINGS CORPORATION |
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Ticker: | SUSS | Security ID: 869233106 | | |
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Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
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Record Date: MAR 28, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Armand S. Shapiro | For | For | Management |
1.2 | Elect Director Sam L. Susser | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Approve Executive Incentive Bonus Plan | For | For | Management |
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SYKES ENTERPRISES, INCORPORATED |
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Ticker: | SYKE | Security ID: 871237103 | | |
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Meeting Date: MAY 21, 2013 | Meeting Type: Annual | | | |
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Record Date: MAR 22, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul L. Whiting | For | For | Management |
1.2 | Elect Director Michael P. DeLong | For | For | Management |
1.3 | Elect Director Iain A. Macdonald | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
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SYMETRA FINANCIAL CORPORATION |
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Ticker: | SYA | Security ID: 87151Q106 | | |
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Meeting Date: MAY 02, 2013 | Meeting Type: Annual | | | |
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Record Date: MAR 07, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David T. Foy | For | For | Management |
1.2 | Elect Director Lois W. Grady | For | For | Management |
1.3 | Elect Director Thomas M. Marra | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
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SYMMETRY MEDICAL INC. | | | | |
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Ticker: | SMA | Security ID: 871546206 | | |
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Meeting Date: APR 26, 2013 | Meeting Type: Annual | | | |
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Record Date: MAR 04, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Craig Reynolds | For | For | Management |
1.2 | Elect Director James S. Burns | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
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3 | Ratify Auditors | For | For | Management |
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SYNNEX CORPORATION | | | | |
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Ticker: | SNX | Security ID: 87162W100 | | |
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Meeting Date: MAR 19, 2013 | Meeting Type: Annual | | | |
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Record Date: FEB 07, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dwight Steffensen | For | For | Management |
1.2 | Elect Director Kevin Murai | For | For | Management |
1.3 | Elect Director Fred Breidenbach | For | For | Management |
1.4 | Elect Director Hau Lee | For | For | Management |
1.5 | Elect Director Matthew Miau | For | For | Management |
1.6 | Elect Director Dennis Polk | For | For | Management |
1.7 | Elect Director Gregory Quesnel | For | For | Management |
1.8 | Elect Director Thomas Wurster | For | For | Management |
1.9 | Elect Director Duane Zitzner | For | For | Management |
1.10 | Elect Director Andrea Zulberti | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
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SYNTEL, INC. | | | | |
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Ticker: | SYNT | Security ID: 87162H103 | | |
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Meeting Date: JUN 04, 2013 | Meeting Type: Annual | | | |
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Record Date: APR 09, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paritosh K. Choksi | For | For | Management |
1.2 | Elect Director Bharat Desai | For | For | Management |
1.3 | Elect Director Thomas Doke | For | For | Management |
1.4 | Elect Director Rajesh Mashruwala | For | For | Management |
1.5 | Elect Director George R. Mrkonic, Jr. | For | For | Management |
1.6 | Elect Director Prashant Ranade | For | For | Management |
1.7 | Elect Director Neerja Sethi | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
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TASER INTERNATIONAL, INC. | | |
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Ticker: | TASR | Security ID: 87651B104 | | |
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Meeting Date: MAY 23, 2013 | Meeting Type: Annual | | | |
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Record Date: MAR 25, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John S. Caldwell | For | For | Management |
1.2 | Elect Director Michael Garnreiter | For | For | Management |
1.3 | Elect Director Hadi Partovi | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
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| | | | |
4 | Approve Omnibus Stock Plan | For | For | Management |
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TEAM HEALTH HOLDINGS, INC. | |
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Ticker: | TMH | Security ID: 87817A107 | | |
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Meeting Date: MAY 22, 2013 | Meeting Type: Annual | | | |
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Record Date: MAR 28, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director H. Lynn Massingale | For | For | Management |
1.2 | Elect Director Neil P. Simpkins | For | For | Management |
1.3 | Elect Director Earl P. Holland | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Approve Executive Incentive Bonus Plan | For | For | Management |
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TENNECO INC. | | | | |
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Ticker: | TEN | Security ID: 880349105 | | |
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Meeting Date: MAY 15, 2013 | Meeting Type: Annual | | | |
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Record Date: MAR 18, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas C. Freyman | For | For | Management |
1.2 | Elect Director Dennis J. Letham | For | For | Management |
1.3 | Elect Director Hari N. Nair | For | For | Management |
1.4 | Elect Director Roger B. Porter | For | For | Management |
1.5 | Elect Director David B. Price, Jr. | For | For | Management |
1.6 | Elect Director Gregg M. Sherrill | For | For | Management |
1.7 | Elect Director Paul T. Stecko | For | For | Management |
1.8 | Elect Director Jane L. Warner | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
TEXAS CAPITAL BANCSHARES, INC. | |
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Ticker: | TCBI | Security ID: 88224Q107 | | |
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Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
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Record Date: MAR 25, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George F. Jones, Jr. | For | For | Management |
1.2 | Elect Director Peter B. Bartholow | For | For | Management |
1.3 | Elect Director James H. Browning | For | For | Management |
1.4 | Elect Director Preston M. Geren, III | For | For | Management |
1.5 | Elect Director Frederick B. Hegi, Jr. | For | For | Management |
1.6 | Elect Director Larry L. Helm | For | For | Management |
1.7 | Elect Director James R. Holland, Jr. | For | For | Management |
1.8 | Elect Director W. W. McAllister, III | For | For | Management |
1.9 | Elect Director Elysia Holt Ragusa | For | For | Management |
1.10 | Elect Director Steven P. Rosenberg | For | For | Management |
1.11 | Elect Director Grant E. Sims | For | For | Management |
1.12 | Elect Director Robert W. Stallings | For | For | Management |
1.13 | Elect Director Dale W. Tremblay | For | For | Management |
1.14 | Elect Director Ian J. Turpin | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
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| | | | |
THE FINISH LINE, INC. | | | | |
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Ticker: | FINL | Security ID: 317923100 | | |
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Meeting Date: JUL 19, 2012 | Meeting Type: Annual | | | |
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Record Date: MAY 18, 2012 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Bill Kirkendall | For | For | Management |
1.2 | Elect Director William P. Carmichael | For | For | Management |
1.3 | Elect Director Richard P. Crystal | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
|
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THE FIRST OF LONG ISLAND CORPORATION | |
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Ticker: | FLIC | Security ID: 320734106 | | |
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Meeting Date: APR 16, 2013 | Meeting Type: Annual | | | |
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Record Date: FEB 22, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Howard Thomas Hogan, Jr. | For | For | Management |
1.2 | Elect Director John T. Lane | For | For | Management |
1.3 | Elect Director Milbrey Rennie Taylor | For | For | Management |
1.4 | Elect Director Walter C. Teagle III | For | For | Management |
1.5 | Elect Director Michael N. Vittorio | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify Auditors | For | For | Management |
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THE MEDICINES COMPANY | | | | |
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Ticker: | MDCO | Security ID: 584688105 | | |
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Meeting Date: MAY 30, 2013 | Meeting Type: Annual | | | |
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Record Date: APR 10, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William W. Crouse | For | For | Management |
1.2 | Elect Director John C. Kelly | For | For | Management |
1.3 | Elect Director Hiroaki Shigeta | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
4 | Ratify Auditors | For | For | Management |
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THE MIDDLEBY CORPORATION | |
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Ticker: | MIDD | Security ID: 596278101 | | |
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Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
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Record Date: MAR 20, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Selim A. Bassoul | For | For | Management |
1.2 | Elect Director Robert B. Lamb | For | For | Management |
1.3 | Elect Director John R. Miller, III | For | For | Management |
1.4 | Elect Director Gordon O'Brien | For | For | Management |
1.5 | Elect Director Philip G. Putnam | For | For | Management |
1.6 | Elect Director Sabin C. Streeter | For | For | Management |
2 | Advisory Vote to Ratify Named | For | Against | Management |
| Executive Officers' Compensation | | | |
3 | Require Majority Vote for the Election | For | For | Management |
| of Directors | | | |
4 | Ratify Auditors | For | For | Management |
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TREX COMPANY, INC. | | | | |
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Ticker: | TREX | Security ID: 89531P105 | | |
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Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
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Record Date: MAR 04, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul A. Brunner | For | For | Management |
1.2 | Elect Director Michael F. Golden | For | For | Management |
1.3 | Elect Director Richard E. Posey | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
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TRIUMPH GROUP, INC. | | | | |
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Ticker: | TGI | Security ID: 896818101 | | |
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Meeting Date: JUL 19, 2012 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAY 31, 2012 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1.1 | Elect Director Paul Bourgon | For | For | Management |
1.2 | Elect Director Elmer L. Doty | For | For | Management |
1.3 | Elect Director Ralph E. Eberhart | For | For | Management |
1.4 | Elect Director Jeffry D. Frisby | For | For | Management |
1.5 | Elect Director Richard C. Gozon | For | For | Management |
1.6 | Elect Director Richard C. Ill | For | For | Management |
1.7 | Elect Director Adam J. Palmer | For | For | Management |
1.8 | Elect Director Joseph M. Silvestri | For | For | Management |
1.9 | Elect Director George Simpson | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Eliminate Cumulative Voting | For | For | Management |
4 | Ratify Auditors | For | For | Management |
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| | | | |
UNS ENERGY CORPORATION | | | | |
| | | | |
Ticker: | UNS | Security ID: 903119105 | | |
| | | | |
Meeting Date: MAY 03, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 11, 2013 | | | | |
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| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul J. Bonavia | For | For | Management |
1.2 | Elect Director Lawrence J. Aldrich | For | For | Management |
1.3 | Elect Director Barbara M. Baumann | For | For | Management |
1.4 | Elect Director Larry W. Bickle | For | For | Management |
1.5 | Elect Director Robert A. Elliott | For | For | Management |
1.6 | Elect Director Daniel W.L. Fessler | For | For | Management |
1.7 | Elect Director Louise L. Francesconi | For | For | Management |
1.8 | Elect Director Ramiro G. Peru | For | For | Management |
1.9 | Elect Director Gregory A. Pivirotto | For | For | Management |
1.10 | Elect Director Joaquin Ruiz | For | For | Management |
2 | Ratify Auditors | For | For | Management |
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| | | | |
3 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
| | | | |
| | | | |
VALIDUS HOLDINGS, LTD. | | | | |
| | | | |
Ticker: | VR | Security ID: G9319H102 | | |
| | | | |
Meeting Date: MAY 01, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 08, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward J. Noonan | For | Withhold | Management |
1.2 | Elect Director Mahmoud Abdallah | For | For | Management |
1.3 | Elect Director Jeffrey W. Greenberg | For | Withhold | Management |
1.4 | Elect Director John J. Hendrickson | For | Withhold | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Ratify PricewaterhouseCoopers Hamilton | For | For | Management |
| Bermuda as Independent Auditors | | | |
| | | | |
| | | | |
WEBSTER FINANCIAL CORPORATION |
| | | | |
Ticker: | WBS | Security ID: 947890109 | | |
| | | | |
Meeting Date: APR 25, 2013 | Meeting Type: Annual | | | |
|
| | | | |
| | | | |
Record Date: FEB 25, 2013 | | | | |
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# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joel S. Becker | For | For | Management |
1.2 | Elect Director David A. Coulter | For | For | Management |
1.3 | Elect Director Robert A. Finkenzeller | For | For | Management |
1.4 | Elect Director Laurence C. Morse | For | For | Management |
1.5 | Elect Director Mark Pettie | For | For | Management |
1.6 | Elect Director Charles W. Shivery | For | For | Management |
1.7 | Elect Director James C. Smith | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Amend Executive Incentive Bonus Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
WESBANCO, INC. | | | | |
| | | | |
Ticker: | WSBC | Security ID: 950810101 | | |
| | | | |
Meeting Date: APR 17, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 04, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Christopher V. Criss | For | For | Management |
1.2 | Elect Director Vaughn L. Kiger | For | For | Management |
1.3 | Elect Director Richard G. Spencer | For | For | Management |
1.4 | Elect Director James C. Gardill | For | For | Management |
1.5 | Elect Director Henry L. Schulhoff | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
|
| | | | |
| | | | |
| | | | |
WESTERN REFINING, INC. | | | | |
| | | | |
Ticker: | WNR | Security ID: 959319104 | | |
| | | | |
Meeting Date: JUN 04, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: APR 08, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William D. Sanders | For | For | Management |
1.2 | Elect Director Ralph A. Schmidt | For | For | Management |
1.3 | Elect Director Jeff A. Stevens | For | For | Management |
2 | Ratify Auditors | For | For | Management |
| | | | |
| | | | |
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION | |
| | | | |
Ticker: | WAB | Security ID: 929740108 | | |
| | | | |
Meeting Date: MAY 14, 2013 | Meeting Type: Annual | | | |
| | | | |
Record Date: MAR 18, 2013 | | | | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
|
| | | | |
1.1 | Elect Director Robert J. Brooks | For | For | Management |
1.2 | Elect Director William E. Kassling | For | For | Management |
1.3 | Elect Director Albert J. Neupaver | For | For | Management |
2 | Advisory Vote to Ratify Named | For | For | Management |
| Executive Officers' Compensation | | | |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Ratify Auditors | For | For | Management |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Principal Variable Contracts Funds, Inc.
___________________________________
(Registrant)
By /s/ Nora Everett
___________________________________
Nora Everett
Chairman, President and Chief Executive Officer
Date: August 27, 2013