| | |
Due to filesize constraints, this filing is being made in 6 related submissions. This submission is |
the 3rd of the 6 related submissions. | | |
|
|
UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
|
FORM N -PX |
|
ANNUAL REPORT OF PROXY VOTING RECORD |
OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
|
|
Investment Company Act file number | | 811-01944 |
|
Principal Variable Contracts Funds, Inc. | | |
------------------------------------------------------------------------------------------------------------------------ |
(Exact name of registrant as specified in charter) |
|
711 High Street Des Moines, IA | | 50392 |
------------------------------------------------------------------------------------------------------------------------ |
(Address of principal executive offices) | | (Zip code) |
| |
MICHAEL D. ROUGHTON | Copy to: |
The Principal Financial Group | John W. Blouch, Esq. |
Des Moines, Iowa 50392-0300 | Drinker Biddle & Reath, LLP |
| 1500 K Street, N.W. |
| Washington, DC 20005-1209 |
|
|
------------------------------------------------------------------------------------------------------------------------ |
(Name and address of agent for service) |
|
Registrant's telephone number, including area code: 515-248-3842 |
|
Date of fiscal year end: 12/31 | |
|
|
Date of reporting period: 07/01/2010 - 06/30/2011 | |
| | | | | | | |
FUND: | Principal Variable Contracts Funds, Inc. – LargeCap Value Account | |
SUB-ADVISOR: | Principal Global Investors | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
|
Qwest Communications International Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
Q | 24-Aug-10 | USA | 749121109 | Special | 13-Jul-10 | 311,499 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Approve Merger Agreement | | Mgmt | | For | For |
2 | Adjourn Meeting | | Mgmt | | For | For |
|
The Procter & Gamble Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PG | 12-Oct-10 | USA | 742718109 | Annual | 13-Aug-10 | 36,377 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Angela F. Braly | | Mgmt | | For | For |
2 | Elect Director Kenneth I. Chenault | | Mgmt | | For | For |
3 | Elect Director Scott D. Cook | | Mgmt | | For | For |
4 | Elect Director Rajat K. Gupta | | Mgmt | | For | For |
5 | Elect Director Robert A. Mcdonald | | Mgmt | | For | For |
6 | Elect Director W. James Mcnerney, Jr. | Mgmt | | For | For |
7 | Elect Director Johnathan A. Rodgers | Mgmt | | For | For |
8 | Elect Director Mary A. Wilderotter | | Mgmt | | For | For |
9 | Elect Director Patricia A. Woertz | | Mgmt | | For | For |
10 | Elect Director Ernesto Zedillo | | Mgmt | | For | For |
11 | Ratify Auditors | | | Mgmt | | For | For |
12 | Provide for Cumulative Voting | | SH | | Against | For |
|
CareFusion Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CFN | 03-Nov-10 | USA | 14170T101 | Annual | 07-Sep-10 | 19,676 | 0 |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director David L. Schlotterbeck | | Mgmt | | For | For |
2 | Elect Director J. Michael Losh | | Mgmt | | For | For |
3 | Elect Director Edward D. Miller | | Mgmt | | For | For |
4 | Ratify Auditors | | | Mgmt | | For | For |
5 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
6 | Approve Executive Incentive Bonus Plan | Mgmt | | For | For |
|
Archer-Daniels-Midland Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ADM | 04-Nov-10 | USA | 039483102 | Annual | 09-Sep-10 | 56,574 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director George W. Buckley | | Mgmt | | For | For |
2 | Elect Director Mollie Hale Carter | | Mgmt | | For | For |
3 | Elect Director Pierre Dufour | | Mgmt | | For | For |
4 | Elect Director Donald E. Felsinger | | Mgmt | | For | For |
5 | Elect Director Victoria F. Haynes | | Mgmt | | For | For |
6 | Elect Director Antonio Maciel Neto | | Mgmt | | For | For |
7 | Elect Director Patrick J. Moore | | Mgmt | | For | For |
8 | Elect Director Thomas F. O'Neill | | Mgmt | | For | For |
9 | Elect Director Kelvin R. Westbrook | | Mgmt | | For | For |
10 | Elect Director Patricia A. Woertz | | Mgmt | | For | For |
11 | Ratify Auditors | | | Mgmt | | For | For |
12 | Adopt Policy to Prohibit Political Spending | SH | | Against | Against |
13 | Report on Political Contributions | | SH | | Against | For |
|
Microsoft Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MSFT | 16-Nov-10 | USA | 594918104 | Annual | 03-Sep-10 | 142,963 | 0 |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Steven A. Ballmer | | Mgmt | | For | For |
2 | Elect Director Dina Dublon | | Mgmt | | For | For |
3 | Elect Director William H. Gates III | | Mgmt | | For | For |
4 | Elect Director Raymond V. Gilmartin | | Mgmt | | For | For |
5 | Elect Director Reed Hastings | | Mgmt | | For | For |
6 | Elect Director Maria M. Klawe | | Mgmt | | For | For |
7 | Elect Director David F. Marquardt | | Mgmt | | For | For |
8 | Elect Director Charles H. Noski | | Mgmt | | For | For |
9 | Elect Director Helmut Panke | | Mgmt | | For | For |
10 | Ratify Auditors | | | Mgmt | | For | For |
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | | Against | Against |
| | | | | | |
|
Energizer Holdings, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ENR | 18-Jan-11 | USA | 29266R108 | Annual | 19-Nov-10 | 20,850 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Ward M. Klein | | Mgmt | | For | For |
1.2 | Elect Director W. Patrick McGinnis | | Mgmt | | For | For |
1.3 | Elect Director John R. Roberts | | Mgmt | | For | For |
2 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
3 | Approve Executive Incentive Bonus Plan | Mgmt | | For | For |
4 | Ratify Auditors | | | Mgmt | | For | For |
|
Ralcorp Holdings, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
RAH | 18-Jan-11 | USA | 751028101 | Annual | 15-Nov-10 | 14,021 | 0 |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Benjamin Ola. Akande | Mgmt | | For | For |
1.2 | Elect Director Jonathan E. Baum | | Mgmt | | For | For |
1.3 | Elect Director Kevin J. Hunt | | Mgmt | | For | For |
1.4 | Elect Director David W. Kemper | | Mgmt | | For | For |
1.5 | Elect Director David R. Wenzel | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
UGI Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
UGI | 20-Jan-11 | USA | 902681105 | Annual | 15-Nov-10 | 52,377 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director S.D. Ban | | Mgmt | | For | For |
1.2 | Elect Director L.R. Greenberg | | Mgmt | | For | For |
1.3 | Elect Director M.O. Schlanger | | Mgmt | | For | For |
1.4 | Elect Director A. Pol | | | Mgmt | | For | For |
1.5 | Elect Director E.E. Jones | | Mgmt | | For | For |
1.6 | Elect Director J.L. Walsh | | Mgmt | | For | For |
1.7 | Elect Director R.B. Vincent | | Mgmt | | For | For |
1.8 | Elect Director M.S. Puccio | | Mgmt | | For | For |
1.9 | Elect Director R.W. Gochnauer | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
Discover Financial Services |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DFS | 07-Apr-11 | USA | 254709108 | Annual | 07-Feb-11 | 108,228 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
1 | Elect Director Jeffrey S. Aronin | | | Mgmt | For | For |
2 | Elect Director Mary K. Bush | | | Mgmt | For | For |
3 | Elect Director Gregory C. Case | | | Mgmt | For | For |
4 | Elect Director Robert M. Devlin | | | Mgmt | For | For |
5 | Elect Director Cynthia A. Glassman | | | Mgmt | For | For |
6 | Elect Director Richard H. Lenny | | | Mgmt | For | For |
7 | Elect Director Thomas G. Maheras | | | Mgmt | For | For |
8 | Elect Director Michael H. Moskow | | | Mgmt | For | For |
9 | Elect Director David W. Nelms | | | Mgmt | For | For |
10 | Elect Director E. Follin Smith | | | Mgmt | For | For |
11 | Elect Director Lawrence A.Weinbach | | | Mgmt | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For |
15 | Ratify Auditors | | | | Mgmt | For | For |
|
Crane Co. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CR | 18-Apr-11 | USA | 224399105 | Annual | 28-Feb-11 | 33,255 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director E. Thayer Bigelow | | | Mgmt | For | For |
2 | Elect Director Philip R. Lochner, Jr. | | | Mgmt | For | For |
3 | Elect Director Ronald F. McKenna | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Approve Executive Incentive Bonus Plan | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
M&T Bank Corporation |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
| | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MTB | 19-Apr-11 | USA | 55261F104 | Annual | 28-Feb-11 | 21,601 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Brent D. Baird | | Mgmt | | For | For |
1.2 | Elect Director Robert J. Bennett | | Mgmt | | For | For |
1.3 | Elect Director C. Angela Bontempo | | Mgmt | | For | For |
1.4 | Elect Director Robert T. Brady | | Mgmt | | For | Withhold |
1.5 | Elect Director Michael D. Buckley | | Mgmt | | For | For |
1.6 | Elect Director T. Jefferson Cunningham, III | Mgmt | | For | For |
1.7 | Elect Director Mark J. Czarnecki | | Mgmt | | For | For |
1.8 | Elect Director Gary N. Geisel | | Mgmt | | For | For |
1.9 | Elect Director Patrick W.E. Hodgson | | Mgmt | | For | For |
1.10 | Elect Director Richard G. King | | Mgmt | | For | For |
1.11 | Elect Director Jorge G. Pereira | | Mgmt | | For | For |
1.12 | Elect Director Michael P. Pinto | | Mgmt | | For | For |
1.13 | Elect Director Melinda R. Rich | | Mgmt | | For | For |
1.14 | Elect Director Robert E. Sadler, Jr. | | Mgmt | | For | For |
1.15 | Elect Director Herbert L. Washington | | Mgmt | | For | For |
1.16 | Elect Director Robert G. Wilmers | | Mgmt | | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | | For | For |
3 | Ratify Auditors | | | Mgmt | | For | For |
|
U.S. Bancorp |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
USB | 19-Apr-11 | USA | 902973304 | Annual | 22-Feb-11 | 131,487 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Douglas M. Baker, Jr. | | Mgmt | | For | For |
2 | Elect Director Y. Marc Belton | | Mgmt | | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Mgmt | | For | For |
4 | Elect Director Arthur D. Collins, Jr. | | Mgmt | | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
5 | Elect Director Richard K. Davis | | | Mgmt | For | For |
6 | Elect Director Joel W. Johnson | | | Mgmt | For | For |
7 | Elect Director Olivia F. Kirtley | | | Mgmt | For | For |
8 | Elect Director Jerry W. Levin | | | Mgmt | For | For |
9 | Elect Director David B. O'Maley | | | Mgmt | For | For |
10 | Elect Director O Dell M. Owens | | | Mgmt | For | For |
11 | Elect Director Richard G. Reiten | | | Mgmt | For | For |
12 | Elect Director Craig D. Schnuck | | | Mgmt | For | For |
13 | Elect Director Patrick T. Stokes | | | Mgmt | For | For |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
17 | Advisory Vote to Ratify Directors' Compensation | | SH | Against | Against |
|
AGCO Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AGCO | 21-Apr-11 | USA | 001084102 | Annual | 11-Mar-11 | 32,636 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Wolfgang Deml | | | Mgmt | For | For |
1.2 | Elect Director Luiz F. Furlan | | | Mgmt | For | For |
1.3 | Elect Director Gerald B. Johanneson | | | Mgmt | For | For |
1.4 | Elect Director Thomas W. LaSorda | | | Mgmt | For | For |
1.5 | Elect Director George E. Minnich | | | Mgmt | For | For |
1.6 | Elect Director Martin H. Richenhagen | | | Mgmt | For | For |
1.7 | Elect Director Daniel C. Ustian | | | Mgmt | For | For |
2 | Amend Omnibus Stock Plan | | | Mgmt | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
5 | Ratify Auditors | | | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
Ameren Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AEE | 21-Apr-11 | USA | 023608102 | Annual | 28-Feb-11 | 47,453 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Stephen F. Brauer | | | Mgmt | For | For |
1.2 | Elect Director Ellen M. Fitzsimmons | | | Mgmt | For | For |
1.3 | Elect Director Walter J. Galvin | | | Mgmt | For | For |
1.4 | Elect Director Gayle P.W. Jackson | | | Mgmt | For | For |
1.5 | Elect Director James C. Johnson | | | Mgmt | For | For |
1.6 | Elect Director Steven H. Lipstein | | | Mgmt | For | For |
1.7 | Elect Director Patrick T. Stokes | | | Mgmt | For | For |
1.8 | Elect Director Thomas R. Voss | | | Mgmt | For | For |
1.9 | Elect Director Stephen R. Wilson | | | Mgmt | For | For |
1.10 | Elect Director Jack D. Woodard | | | Mgmt | For | For |
2 | Approve Director Liability and Indemnification | | Mgmt | For | For |
3 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
7 | Report on Coal Combustion Waste Hazard and Risk Mitigation | SH | Against | For |
| Efforts | | | | | | |
|
Humana Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HUM | 21-Apr-11 | USA | 444859102 | Annual | 25-Feb-11 | 18,557 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Frank A. D'Amelio | | | Mgmt | For | For |
2 | Elect Director W. Roy Dunbar | | | Mgmt | For | For |
3 | Elect Director Kurt J. Hilzinger | | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
4 | Elect Director David A. Jones, Jr. | | | Mgmt | For | For |
5 | Elect Director Michael B. McCallister | | | Mgmt | For | For |
6 | Elect Director William J. McDonald | | | Mgmt | For | For |
7 | Elect Director William E. Mitchell | | | Mgmt | For | For |
8 | Elect Director David B. Nash | | | Mgmt | For | For |
9 | Elect Director James J. O'Brien | | | Mgmt | For | For |
10 | Elect Director Marissa T. Peterson | | | Mgmt | For | For |
11 | Ratify Auditors | | | | Mgmt | For | For |
12 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
14 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Huntington Bancshares Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HBAN | 21-Apr-11 | USA | 446150104 | Annual | 16-Feb-11 | 206,709 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Don M. Casto III | | | Mgmt | For | For |
1.2 | Elect Director Ann B. Crane | | | Mgmt | For | For |
1.3 | Elect Director Steven G. Elliott | | | Mgmt | For | For |
1.4 | Elect Director Michael J. Endres | | | Mgmt | For | For |
1.5 | Elect Director John B. Gerlach, Jr. | | | Mgmt | For | For |
1.6 | Elect Director D. James Hilliker | | | Mgmt | For | For |
1.7 | Elect Director David P. Lauer | | | Mgmt | For | For |
1.8 | Elect Director Jonathan A. Levy | | | Mgmt | For | For |
1.9 | Elect Director Gerard P. Mastroianni | | | Mgmt | For | For |
1.10 | Elect Director Richard W. Neu | | | Mgmt | For | For |
1.11 | Elect Director David L. Porteous | | | Mgmt | For | For |
1.12 | Elect Director Kathleen H. Ransier | | | Mgmt | For | For |
1.13 | Elect Director William R. Robertson | | | Mgmt | For | For |
1.14 | Elect Director Stephen D. Steinour | | | Mgmt | For | For |
2 | Approve Executive Incentive Bonus Plan | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
3 | Approve Deferred Compensation Plan | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Ameriprise Financial, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AMP | 27-Apr-11 | USA | 03076C106 | Annual | 28-Feb-11 | 40,667 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Siri S. Marshall | | | Mgmt | For | For |
2 | Elect Director W. Walker Lewis | | | Mgmt | For | For |
3 | Elect Director William H. Turner | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
|
General Electric Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
GE | 27-Apr-11 | USA | 369604103 | Annual | 28-Feb-11 | 218,954 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director W. Geoffrey Beattie | | | Mgmt | For | For |
2 | Elect Director James I. Cash, Jr. | | | Mgmt | For | For |
3 | Elect Director Ann M. Fudge | | | Mgmt | For | For |
4 | Elect Director Susan Hockfield | | | Mgmt | For | For |
5 | Elect Director Jeffrey R. Immelt | | | Mgmt | For | For |
6 | Elect Director Andrea Jung | | | Mgmt | For | For |
7 | Elect Director Alan G. Lafley | | | Mgmt | For | For |
8 | Elect Director Robert W. Lane | | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
9 | Elect Director Ralph S. Larsen | | | Mgmt | For | For |
10 | Elect Director Rochelle B. Lazarus | | | Mgmt | For | For |
11 | Elect Director James J. Mulva | | | Mgmt | For | For |
12 | Elect Director Sam Nunn | | | Mgmt | For | For |
13 | Elect Director Roger S. Penske | | | Mgmt | For | For |
14 | Elect Director Robert J. Swieringa | | | Mgmt | For | For |
15 | Elect Director James S. Tisch | | | Mgmt | For | For |
16 | Elect Director Douglas A. Warner III | | | Mgmt | For | For |
17 | Ratify Auditors | | | | Mgmt | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
19 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
20 | Provide for Cumulative Voting | | | SH | Against | For |
21 | Performance-Based Equity Awards | | | SH | Against | For |
22 | Withdraw Stock Options Granted to Executive Officers | SH | Against | Against |
23 | Report on Climate Change Business Risk | | SH | Against | Against |
24 | Report on Animal Testing and Plans for Reduction | | SH | Against | Against |
|
Marathon Oil Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MRO | 27-Apr-11 | USA | 565849106 | Annual | 28-Feb-11 | 43,014 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Gregory H. Boyce | | | Mgmt | For | Against |
2 | Elect Director Pierre Brondeau | | | Mgmt | For | For |
3 | Elect Director Clarence P. Cazalot, Jr. | | Mgmt | For | Against |
4 | Elect Director David A. Daberko | | | Mgmt | For | Against |
5 | Elect Director William L. Davis | | | Mgmt | For | Against |
6 | Elect Director Shirley Ann Jackson | | | Mgmt | For | Against |
7 | Elect Director Philip Lader | | | Mgmt | For | Against |
8 | Elect Director Charles R. Lee | | | Mgmt | For | Against |
9 | Elect Director Michael E. J. Phelps | | | Mgmt | For | Against |
10 | Elect Director Dennis H. Reilley | | | Mgmt | For | Against |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
11 | Elect Director Seth E. Schofield | | | Mgmt | For | Against |
12 | Elect Director John W. Snow | | | Mgmt | For | Against |
13 | Elect Director Thomas J. Usher | | | Mgmt | For | Against |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Provide Right to Call Special Meeting | | Mgmt | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
17 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
18 | Report on Accident Risk Reduction Efforts | | SH | Against | Against |
|
The McGraw-Hill Companies, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MHP | 27-Apr-11 | USA | 580645109 | Annual | 07-Mar-11 | 49,654 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Pedro Aspe | | | Mgmt | For | For |
2 | Elect Director Winfried Bischoff | | | Mgmt | For | For |
3 | Elect Director Douglas N. Daft | | | Mgmt | For | For |
4 | Elect Director William D. Green | | | Mgmt | For | For |
5 | Elect Director Linda Koch Lorimer | | | Mgmt | For | For |
6 | Elect Director Harold McGraw III | | | Mgmt | For | For |
7 | Elect Director Robert P. McGraw | | | Mgmt | For | For |
8 | Elect Director Hilda Ochoa-Brillembourg | | Mgmt | For | For |
9 | Elect Director Michael Rake | | | Mgmt | For | For |
10 | Elect Director Edward B. Rust, Jr. | | | Mgmt | For | For |
11 | Elect Director Kurt L. Schmoke | | | Mgmt | For | For |
12 | Elect Director Sidney Taurel | | | Mgmt | For | For |
13 | Provide Right to Call Special Meeting | | Mgmt | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
15 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
16 | Ratify Auditors | | | | Mgmt | For | For |
17 | Provide Right to Act by Written Consent | | SH | Against | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
Baker Hughes Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BHI | 28-Apr-11 | USA | 057224107 | Annual | 01-Mar-11 | 43,241 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Larry D. Brady | | Mgmt | | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | | Mgmt | | For | For |
1.3 | Elect Director Chad C. Deaton | | Mgmt | | For | For |
1.4 | Elect Director Anthony G. Fernandes | | Mgmt | | For | For |
1.5 | Elect Director Claire W. Gargalli | | Mgmt | | For | For |
1.6 | Elect Director Pierre H. Jungels | | Mgmt | | For | For |
1.7 | Elect Director James A. Lash | | Mgmt | | For | For |
1.8 | Elect Director J. Larry Nichols | | Mgmt | | For | For |
1.9 | Elect Director H. John Riley, Jr. | | Mgmt | | For | For |
1.10 | Elect Director J. W. Stewart | | Mgmt | | For | For |
1.11 | Elect Director Charles L. Watson | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | | None | One Year |
6 | Require a Majority Vote for the Election of Directors | SH | | Against | For |
|
Johnson & Johnson |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
JNJ | 28-Apr-11 | USA | 478160104 | Annual | 01-Mar-11 | 23,178 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Mary Sue Coleman | | Mgmt | | For | For |
2 | Elect Director James G. Cullen | | Mgmt | | For | For |
3 | Elect Director Ian E.L. Davis | | Mgmt | | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
4 | Elect Director Michael M.e. Johns | | | Mgmt | For | For |
5 | Elect Director Susan L. Lindquist | | | Mgmt | For | For |
6 | Elect Director Anne M. Mulcahy | | | Mgmt | For | For |
7 | Elect Director Leo F. Mullin | | | Mgmt | For | For |
8 | Elect Director William D. Perez | | | Mgmt | For | For |
9 | Elect Director Charles Prince | | | Mgmt | For | For |
10 | Elect Director David Satcher | | | Mgmt | For | For |
11 | Elect Director William C. Weldon | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
14 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | Against |
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | SH | Against | Against |
17 | Adopt Animal-Free Training Methods | | | SH | Against | Against |
|
Pfizer Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PFE | 28-Apr-11 | USA | 717081103 | Annual | 01-Mar-11 | 43,545 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Dennis A. Ausiello | | | Mgmt | For | For |
2 | Elect Director Michael S. Brown | | | Mgmt | For | For |
3 | Elect Director M. Anthony Burns | | | Mgmt | For | For |
4 | Elect Director W. Don Cornwell | | | Mgmt | For | For |
5 | Elect Director Frances D. Fergusson | | | Mgmt | For | For |
6 | Elect Director William H. Gray III | | | Mgmt | For | For |
7 | Elect Director Constance J. Horner | | | Mgmt | For | For |
8 | Elect Director James M. Kilts | | | Mgmt | For | For |
9 | Elect Director George A. Lorch | | | Mgmt | For | For |
10 | Elect Director John P. Mascotte | | | Mgmt | For | For |
11 | Elect Director Suzanne Nora Johnson | | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
12 | Elect Director Ian C. Read | | | Mgmt | For | For |
13 | Elect Director Stephen W. Sanger | | | Mgmt | For | For |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | Two Years | One Year |
17 | Publish Political Contributions | | | SH | Against | Against |
18 | Report on Public Policy Advocacy Process | | SH | Against | Against |
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | Against |
20 | Provide Right to Act by Written Consent | | | SH | Against | For |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For |
22 | Report on Animal Testing and Plans for Reduction | | SH | Against | Against |
|
AT&T Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
T | 29-Apr-11 | USA | 00206R102 | Annual | 01-Mar-11 | 59,122 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Randall L. Stephenson | | | Mgmt | For | For |
2 | Elect Director Gilbert F. Amelio | | | Mgmt | For | For |
3 | Elect Director Reuben V. Anderson | | | Mgmt | For | For |
4 | Elect Director James H. Blanchard | | | Mgmt | For | For |
5 | Elect Director Jaime Chico Pardo | | | Mgmt | For | For |
6 | Elect Director James P. Kelly | | | Mgmt | For | For |
7 | Elect Director Jon C. Madonna | | | Mgmt | For | For |
8 | Elect Director Lynn M. Martin | | | Mgmt | For | For |
9 | Elect Director John B. McCoy | | | Mgmt | For | For |
10 | Elect Director Joyce M. Roche | | | Mgmt | For | For |
11 | Elect Director Matthew K. Rose | | | Mgmt | For | For |
12 | Elect Director Laura D Andrea Tyson | | | Mgmt | For | For |
13 | Ratify Auditors | | | | Mgmt | For | For |
14 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
17 | Report on Political Contributions | | | SH | Against | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For |
19 | Provide Right to Act by Written Consent | | SH | Against | For |
|
Berkshire Hathaway Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BRK.B | 30-Apr-11 | USA | 084670702 | Annual | 02-Mar-11 | 30,022 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Warren E. Buffett | | | Mgmt | For | For |
1.2 | Elect Director Charles T. Munger | | | Mgmt | For | For |
1.3 | Elect Director Howard G. Buffett | | | Mgmt | For | For |
1.4 | Elect Director Stephen B. Burke | | | Mgmt | For | For |
1.5 | Elect Director Susan L. Decker | | | Mgmt | For | For |
1.6 | Elect Director William H. Gates III | | | Mgmt | For | For |
1.7 | Elect Director David S. Gottesman | | | Mgmt | For | For |
1.8 | Elect Director Charlotte Guyman | | | Mgmt | For | For |
1.9 | Elect Director Donald R. Keough | | | Mgmt | For | For |
1.10 | Elect Director Thomas S. Murphy | | | Mgmt | For | For |
1.11 | Elect Director Ronald L. Olson | | | Mgmt | For | For |
1.12 | Elect Director Walter Scott, Jr. | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
4 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | For |
|
Hubbell Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HUB.B | 02-May-11 | USA | 443510201 | Annual | 04-Mar-11 | 15,335 | 0 |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Timothy H. Powers | | | Mgmt | For | For |
1.2 | Elect Director Lynn J. Good | | | Mgmt | For | For |
1.3 | Elect Director Anthony J. Guzzi | | | Mgmt | For | For |
1.4 | Elect Director Neal J. Keating | | | Mgmt | For | For |
1.5 | Elect Director Andrew McNally, IV | | | Mgmt | For | For |
1.6 | Elect Director G. Jackson Ratcliffe | | | Mgmt | For | For |
1.7 | Elect Director Carlos A. Rodriguez | | | Mgmt | For | For |
1.8 | Elect Director Richard J. Swift | | | Mgmt | For | For |
1.9 | Elect Director Daniel S. Van Riper | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Amend Executive Incentive Bonus Plan | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Motorola Solutions, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MSI | 02-May-11 | USA | 620076307 | Annual | 07-Mar-11 | 25,182 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Gregory Q. Brown | | | Mgmt | For | For |
2 | Elect Director William J. Bratton | | | Mgmt | For | For |
3 | Elect Director David W. Dorman | | | Mgmt | For | For |
4 | Elect Director Michael V. Hayden | | | Mgmt | For | For |
5 | Elect Director Vincent J. Intrieri | | | Mgmt | For | For |
6 | Elect Director Judy C. Lewent | | | Mgmt | For | For |
7 | Elect Director Samuel C. Scott III | | | Mgmt | For | For |
8 | Elect Director John A. White | | | Mgmt | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
10 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
11 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
12 | Ratify Auditors | | | Mgmt | | For | For |
13 | Amend Human Rights Policies | | SH | | Against | Against |
|
Bristol-Myers Squibb Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BMY | 03-May-11 | USA | 110122108 | Annual | 10-Mar-11 | 94,471 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director L. Andreotti | | Mgmt | | For | For |
2 | Elect Director L.B. Campbell | | Mgmt | | For | For |
3 | Elect Director J.M. Cornelius | | Mgmt | | For | For |
4 | Elect Director L.J. Freeh | | Mgmt | | For | For |
5 | Elect Director L.H. Glimcher | | Mgmt | | For | For |
6 | Elect Director M. Grobstein | | Mgmt | | For | For |
7 | Elect Director L. Johansson | | Mgmt | | For | For |
8 | Elect Director A.J. Lacy | | Mgmt | | For | For |
9 | Elect Director V.L. Sato | | Mgmt | | For | For |
10 | Elect Director E. Sigal | | | Mgmt | | For | For |
11 | Elect Director T.D. West, Jr. | | Mgmt | | For | For |
12 | Elect Director R.S. Williams | | Mgmt | | For | For |
13 | Ratify Auditors | Mgmt | | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | | Three Years | One Year |
16 | Increase Disclosure of Executive Compensation | SH | | Against | Against |
17 | Provide Right to Act by Written Consent | SH | | Against | For |
18 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | | Against | Against |
|
Great Plains Energy Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
GXP | 03-May-11 | USA | 391164100 | Annual | 22-Feb-11 | 39,062 | 0 |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director D.L. Bodde | | | Mgmt | For | For |
1.2 | Elect Director M.J. Chesser | | | Mgmt | For | For |
1.3 | Elect Director W.H. Downey | | | Mgmt | For | For |
1.4 | Elect Director R.C. Ferguson, Jr. | | | Mgmt | For | For |
1.5 | Elect Director G.D. Forsee | | | Mgmt | For | For |
1.6 | Elect Director J.A. Mitchell | | | Mgmt | For | For |
1.7 | Elect Director W.C. Nelson | | | Mgmt | For | For |
1.8 | Elect Director J.J. Sherman | | | Mgmt | For | For |
1.9 | Elect Director L.H. Talbott | | | Mgmt | For | For |
1.10 | Elect Director R.H. West | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
|
Wells Fargo & Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WFC | 03-May-11 | USA | 949746101 | Annual | 04-Mar-11 | 47,062 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Election Director John D. Baker II | | | Mgmt | For | For |
2 | Election Director John S. Chen | | | Mgmt | For | For |
3 | Election Director Lloyd H. Dean | | | Mgmt | For | For |
4 | Election Director Susan E. Engel | | | Mgmt | For | For |
5 | Election Director Enrique Hernandez, Jr. | | Mgmt | For | For |
6 | Election Director Donald M. James | | | Mgmt | For | For |
7 | Election Director Mackey J. McDonald | | | Mgmt | For | For |
8 | Election Director Cynthia H. Milligan | | | Mgmt | For | For |
9 | Elect Director Nicholas G. Moore | | | Mgmt | For | For |
10 | Elect Director Philip J. Quigley | | | Mgmt | For | Against |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
11 | Elect Director Judith M. Runstad | | | Mgmt | For | For |
12 | Elect Director Stephen W. Sanger | | | Mgmt | For | For |
13 | Elect Director John G. Stumpf | | | Mgmt | For | For |
14 | Elect Director an G. Swenson | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
17 | Ratify Auditors | | | | Mgmt | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For |
19 | Provide for Cumulative Voting | | | SH | Against | For |
20 | Require Independent Board Chairman | | | SH | Against | For |
21 | Advisory Vote to Ratify Directors' Compensation | | SH | Against | Against |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | SH | Against | For |
|
CSX Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CSX | 04-May-11 | USA | 126408103 | Annual | 04-Mar-11 | 27,946 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Donna M. Alvarado | | | Mgmt | For | For |
2 | Elect Director John B. Breaux | | | Mgmt | For | For |
3 | Elect Director Pamela L. Carter | | | Mgmt | For | For |
4 | Elect Director Steven T. Halverson | | | Mgmt | For | For |
5 | Elect Director Edward J. Kelly, III | | | Mgmt | For | For |
6 | Elect Director Gilbert H. Lamphere | | | Mgmt | For | For |
7 | Elect Director John D. McPherson | | | Mgmt | For | For |
8 | Elect Director Timothy T. O'Toole | | | Mgmt | For | For |
9 | Elect Director David M. Ratcliffe | | | Mgmt | For | For |
10 | Elect Director Donald J. Shepard | | | Mgmt | For | For |
11 | Elect Director Michael J. Ward | | | Mgmt | For | For |
12 | Elect Director J.C. Watts, Jr. | | | Mgmt | For | For |
13 | Elect Director J. Steven Whisler | | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
EMC Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
EMC | 04-May-11 | USA | 268648102 | Annual | 07-Mar-11 | 43,504 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Michael W. Brown | | | Mgmt | For | For |
2 | Elect Director Randolph L. Cowen | | | Mgmt | For | For |
3 | Elect Director Michael J. Cronin | | | Mgmt | For | For |
4 | Elect Director Gail Deegan | | | Mgmt | For | For |
5 | Elect Director James S. DiStasio | | | Mgmt | For | For |
6 | Elect Director John R. Egan | | | Mgmt | For | For |
7 | Elect Director Edmund F. Kelly | | | Mgmt | For | For |
8 | Elect Director Windle B. Priem | | | Mgmt | For | For |
9 | Elect Director Paul Sagan | | | Mgmt | For | For |
10 | Elect Director David N. Strohm | | | Mgmt | For | For |
11 | Elect Director Joseph M. Tucci | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
14 | Provide Right to Call Special Meeting | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Hess Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HES | 04-May-11 | USA | 42809H107 | Annual | 14-Mar-11 | 18,110 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
|
1 | Elect Director E.E. Holiday | | | Mgmt | For | For |
2 | Elect Director J.H. Mullin | | | Mgmt | For | For |
3 | Elect Director F.B. Walker | | | Mgmt | For | For |
4 | Elect Director R.N. Wilson | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
7 | Ratify Auditors | | | | Mgmt | For | For |
8 | Amend Executive Incentive Bonus Plan | | Mgmt | For | For |
|
Thomas & Betts Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TNB | 04-May-11 | USA | 884315102 | Annual | 04-Mar-11 | 33,623 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Michael L. Ducker | | | Mgmt | For | For |
1.2 | Elect Director Jeananne K. Hauswald | | | Mgmt | For | For |
1.3 | Elect Director Dean Jernigan | | | Mgmt | For | For |
1.4 | Elect Director Ronald B. Kalich, Sr. | | | Mgmt | For | For |
1.5 | Elect Director Kenneth R. Masterson | | | Mgmt | For | For |
1.6 | Elect Director Dominic J. Pileggi | | | Mgmt | For | For |
1.7 | Elect Director Jean-Paul Richard | | | Mgmt | For | For |
1.8 | Elect Director Rufus H. Rivers | | | Mgmt | For | For |
1.9 | Elect Director Kevin L. Roberg | | | Mgmt | For | For |
1.10 | Elect Director David D. Stevens | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Verizon Communications Inc. |
| | | | | | | | |
Vote Summary Report | | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | | |
Location(s): Principal Global Investors | | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | | |
| | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
VZ | 05-May-11 | USA | 92343V104 | Annual | 07-Mar-11 | 97,820 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Richard L. Carrion | | | Mgmt | | For | For |
2 | Elect Director M. Frances Keeth | | | Mgmt | | For | For |
3 | Elect Director Robert W. Lane | | | Mgmt | | For | For |
4 | Elect Director Lowell C. Mcadam | | | Mgmt | | For | For |
5 | Elect Director Sandra O. Moose | | | Mgmt | | For | For |
6 | Elect Director Joseph Neubauer | | | Mgmt | | For | For |
7 | Elect Director Donald T. Nicolaisen | | | Mgmt | | For | For |
8 | Elect Director Clarence Otis, Jr. | | | Mgmt | | For | For |
9 | Elect Director Hugh B. Price | | | Mgmt | | For | For |
10 | Elect Director Ivan G. Seidenberg | | | Mgmt | | For | For |
11 | Elect Director Rodney E. Slater | | | Mgmt | | For | For |
12 | Elect Director John W. Snow | | | Mgmt | | For | For |
13 | Ratify Auditors | | | | Mgmt | | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
15 | Advisory Vote on Say on Pay Frequency | | | Mgmt | | One Year | One Year |
16 | Disclose Prior Government Service | | | SH | | Against | Against |
17 | Performance-Based Equity Awards | | | SH | | Against | For |
18 | Restore or Provide for Cumulative Voting | | SH | | Against | For |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | | Against | For |
|
American Water Works Company, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AWK | 06-May-11 | USA | 030420103 | Annual | 14-Mar-11 | 52,415 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Stephen P. Adik | | | Mgmt | | For | For |
2 | Elect Director Martha Clark Goss | | | Mgmt | | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
3 | Elect Director Julie A. Dobson | | | Mgmt | For | For |
4 | Elect Director Richard R. Grigg | | | Mgmt | For | For |
5 | Elect Director Julia L. Johnson | | | Mgmt | For | For |
6 | Elect Director George Mackenzie | | | Mgmt | For | For |
7 | Elect Director William J. Marrazzo | | | Mgmt | For | For |
8 | Election Of Director: Jeffry E. Sterba | | | Mgmt | For | For |
9 | Ratify Auditors | | | | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
11 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Occidental Petroleum Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
OXY | 06-May-11 | USA | 674599105 | Annual | 15-Mar-11 | 16,560 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Spencer Abraham | | | Mgmt | For | For |
2 | Elect Director Howard I. Atkins | | | Mgmt | For | For |
3 | Elect Director Stephen I. Chazen | | | Mgmt | For | For |
4 | Elect Director Edward P. Djerejian | | | Mgmt | For | Against |
5 | Elect Director John E. Feick | | | Mgmt | For | For |
6 | Elect Director Margaret M. Foran | | | Mgmt | For | For |
7 | Elect Director Carlos M. Gutierrez | | | Mgmt | For | For |
8 | Elect Director Ray R. Irani | | | Mgmt | For | Against |
9 | Elect Director Avedick B. Poladian | | | Mgmt | For | For |
10 | Elect Director Rodolfo Segovia | | | Mgmt | For | Against |
11 | Elect Director Aziz D. Syriani | | | Mgmt | For | Against |
12 | Elect Director Rosemary Tomich | | | Mgmt | For | Against |
13 | Elect Director Walter L. Weisman | | | Mgmt | For | Against |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | None | One Year |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
17 | Review Political Expenditures and Processes | | SH | Against | For |
18 | Request Director Nominee with Environmental Qualifications | SH | Against | Against |
|
International Paper Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
IP | 09-May-11 | USA | 460146103 | Annual | 15-Mar-11 | 51,726 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Directors David J. Bronczek | | | Mgmt | For | For |
2 | Elect Director Ahmet C. Dorduncu | | | Mgmt | For | For |
3 | Elect Directors Lynn Laverty Elsenhans | | | Mgmt | For | For |
4 | Elect Directors John V. Faraci | | | Mgmt | For | For |
5 | Elect Director Samir G. Gibara | | | Mgmt | For | For |
6 | Elect Directors Stacey J. Mobley | | | Mgmt | For | For |
7 | Elect Directors John L. Townsend, III | | | Mgmt | For | For |
8 | Elect Director John F. Turner | | | Mgmt | For | For |
9 | Elect Directors William G. Walter | | | Mgmt | For | For |
10 | Elect Directors Alberto Weisser | | | Mgmt | For | For |
11 | Elect Directors J. Steven Whisler | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
14 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
15 | Provide Right to Act by Written Consent | | SH | Against | For |
|
Protective Life Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PL | 09-May-11 | USA | 743674103 | Annual | 11-Mar-11 | 65,453 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Robert O. Burton | | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
1.2 | Elect Director Thomas L. Hamby | | | Mgmt | For | For |
1.3 | Elect Director John D. Johns | | | Mgmt | For | For |
1.4 | Elect Director Vanessa Leonard | | | Mgmt | For | For |
1.5 | Elect Director Charles D. McCrary | | | Mgmt | For | For |
1.6 | Elect Director John J. McMahon, Jr. | | | Mgmt | For | For |
1.7 | Elect Director Hans H. Miller | | | Mgmt | For | For |
1.8 | Elect Director Malcolm Portera | | | Mgmt | For | For |
1.9 | Elect Director C. Dowd Ritter | | | Mgmt | For | For |
1.10 | Elect Director Jesse J. Spikes | | | Mgmt | For | For |
1.11 | Elect Director William A. Terry | | | Mgmt | For | For |
1.12 | Elect Director W. Michael Warren, Jr. | | | Mgmt | For | For |
1.13 | Elect Director Vanessa Wilson | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Prudential Financial, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PRU | 10-May-11 | USA | 744320102 | Annual | 11-Mar-11 | 33,592 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Thomas J. Baltimore, Jr. | | Mgmt | For | For |
2 | Elect Director Gordon M. Bethune | | | Mgmt | For | For |
3 | Elect Director Gaston Caperton | | | Mgmt | For | For |
4 | Elect Director Gilbert F. Casellas | | | Mgmt | For | For |
5 | Elect Director James G. Cullen | | | Mgmt | For | For |
6 | Elect Director William H. Gray, III | | | Mgmt | For | For |
7 | Elect Director Mark B. Grier | | | Mgmt | For | For |
8 | Elect Director Constance J. Horner | | | Mgmt | For | For |
9 | Elect Director Martina Hund-Mejean | | | Mgmt | For | For |
10 | Elect Director Karl J. Krapek | | | Mgmt | For | For |
11 | Elect Director Christine A. Poon | | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
12 | Elect Director John R. Strangfield | | | Mgmt | For | For |
13 | Elect Director James A. Unruh | | | Mgmt | For | For |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
17 | Reduce Supermajority Vote Requirement | | SH | For | For |
18 | Report on Lobbying Contributions and Expenses | | SH | Against | Against |
|
Questar Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
STR | 10-May-11 | USA | 748356102 | Annual | 02-Mar-11 | 78,763 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Teresa Beck | | | Mgmt | For | For |
2 | Elect Director R.D. Cash | | | Mgmt | For | For |
3 | Elect Director Laurence M. Downes | | | Mgmt | For | For |
4 | Elect Director Ronald W. Jibson | | | Mgmt | For | For |
5 | Elect Director Gary G. Michael | | | Mgmt | For | For |
6 | Elect Director Bruce A. Williamson | | | Mgmt | For | For |
7 | Ratify Auditors | | | | Mgmt | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
9 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
The Timken Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TKR | 10-May-11 | USA | 887389104 | Annual | 22-Feb-11 | 30,994 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John M. Ballbach | | | Mgmt | For | For |
1.2 | Elect Director Phillip R. Cox | | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
1.3 | Elect Director Ward J. Timken, Jr | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
|
|
Bank of America Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BAC | 11-May-11 | USA | 060505104 | Annual | 16-Mar-11 | 64,341 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Mukesh D. Ambani | | | Mgmt | For | For |
2 | Elect Director Susan S. Bies | | | Mgmt | For | For |
3 | Elect Director Frank P. Bramble, Sr. | | | Mgmt | For | For |
4 | Elect Director Virgis W. Colbert | | | Mgmt | For | For |
5 | Elect Director Charles K. Gifford | | | Mgmt | For | For |
6 | Elect Director Charles O. Holliday, Jr. | | | Mgmt | For | For |
7 | Elect Director D. Paul Jones, Jr. | | | Mgmt | For | For |
8 | Elect Director Monica C. Lozano | | | Mgmt | For | For |
9 | Elect Director Thomas J. May | | | Mgmt | For | For |
10 | Elect Director Brian T. Moynihan | | | Mgmt | For | For |
11 | Elect Director Donald E. Powell | | | Mgmt | For | For |
12 | Elect Director Charles O. Rossotti | | | Mgmt | For | For |
13 | Elect Director Robert W. Scully | | | Mgmt | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
15 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
16 | Ratify Auditors | | | | Mgmt | For | For |
17 | Disclose Prior Government Service | | | SH | Against | Against |
18 | Provide Right to Act by Written Consent | | SH | Against | For |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | SH | Against | For |
20 | Report on Lobbying Expenses | | | SH | Against | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
21 | Report on Collateral in Derivatives Trading | SH | | Against | For |
22 | Restore or Provide for Cumulative Voting | | SH | | Against | For |
23 | Claw-back of Payments under Restatements | SH | | Against | For |
24 | Prohibit Certain Relocation Benefits to Senior Executives | SH | | Against | For |
|
Capital One Financial Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
COF | 11-May-11 | USA | 14040H105 | Annual | 16-Mar-11 | 51,205 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Patrick W. Gross | | Mgmt | | For | For |
2 | Elect Director Ann Fritz Hackett | | Mgmt | | For | For |
3 | Elect Director Pierre E. Leroy | | Mgmt | | For | For |
4 | Ratify Auditors | | | Mgmt | | For | For |
5 | Declassify the Board of Directors | | Mgmt | | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
|
Comcast Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CMCSA | 11-May-11 | USA | 20030N101 | Annual | 08-Mar-11 | 126,904 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director S. Decker Anstrom | | Mgmt | | For | For |
1.2 | Elect Director Kenneth J. Bacon | | Mgmt | | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | | Mgmt | | For | For |
1.4 | Elect Director Edward D. Breen | | Mgmt | | For | For |
1.5 | Elect Director Joseph J. Collins | | Mgmt | | For | For |
1.6 | Elect Director J. Michael Cook | | Mgmt | | For | For |
1.7 | Elect Director Gerald L. Hassell | | Mgmt | | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
1.8 | Elect Director Jeffrey A. Honickman | | | Mgmt | For | For |
1.9 | Elect Director Eduardo G. Mestre | | | Mgmt | For | For |
1.10 | Elect Director Brian L. Roberts | | | Mgmt | For | For |
1.11 | Elect Director Ralph J. Roberts | | | Mgmt | For | For |
1.12 | Elect Director Judith Rodin | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Mgmt | For | For |
4 | Amend Restricted Stock Plan | | | Mgmt | For | For |
5 | Amend Stock Option Plan | | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
8 | Provide for Cumulative Voting | | | SH | Against | For |
9 | Require Independent Board Chairman | | SH | Against | For |
|
LSI Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LSI | 11-May-11 | USA | 502161102 | Annual | 14-Mar-11 | 187,275 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Charles A. Haggerty | | | Mgmt | For | For |
2 | Elect Director Richard S. Hill | | | Mgmt | For | Against |
3 | Elect Director John H.f. Miner | | | Mgmt | For | For |
4 | Elect Director Arun Netravali | | | Mgmt | For | For |
5 | Elect Director Charles C. Pope | | | Mgmt | For | For |
6 | Elect Director Gregorio Reyes | | | Mgmt | For | For |
7 | Elect Director Michael G. Strachan | | | Mgmt | For | For |
8 | Elect Director Abhijit Y. Talwalkar | | | Mgmt | For | For |
9 | Elect Director Susan M. Whitney | | | Mgmt | For | For |
10 | Ratify Auditors | | | | Mgmt | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
12 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
Assurant, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AIZ | 12-May-11 | USA | 04621X108 | Annual | 17-Mar-11 | 40,789 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Elaine D. Rosen | | Mgmt | | For | For |
2 | Elect Director Howard L. Carver | | Mgmt | | For | For |
3 | Elect Director Juan N. Cento | | Mgmt | | For | For |
4 | Elect Director Lawrence V. Jackson | | Mgmt | | For | For |
5 | Elect Director David B. Kelso | | Mgmt | | For | For |
6 | Elect Director Charles J. Koch | | Mgmt | | For | For |
7 | Elect Director H. Carroll Mackin | | Mgmt | | For | For |
8 | Elect Director Robert B. Pollock | | Mgmt | | For | For |
9 | Elect Director John A.C. Swainson | | Mgmt | | For | For |
10 | Ratify Auditors | | | Mgmt | | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
|
Host Hotels & Resorts, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HST | 12-May-11 | USA | 44107P104 | Annual | 16-Mar-11 | 118,544 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Robert M. Baylis | | Mgmt | | For | For |
2 | Elect Director Willard W. Brittain | | Mgmt | | For | For |
3 | Elect Director Terence C. Golden | | Mgmt | | For | For |
4 | Elect Director Ann M. Korologos | | Mgmt | | For | For |
5 | Elect Director Richard E. Marriott | | Mgmt | | For | For |
6 | Elect Director John B. Morse, Jr. | | Mgmt | | For | For |
7 | Elect Director Gordon H. Smith | | Mgmt | | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
8 | Elect Director W. Edward Walter | | | Mgmt | For | For |
9 | Ratify Auditors | | | | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
11 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Norfolk Southern Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NSC | 12-May-11 | USA | 655844108 | Annual | 04-Mar-11 | 16,587 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Gerald L. Baliles | | | Mgmt | For | For |
2 | Elect Director Erskine B. Bowles | | | Mgmt | For | For |
3 | Elect Director Karen N. Horn | | | Mgmt | For | For |
4 | Elect Director J. Paul Reason | | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Wyndham Worldwide Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WYN | 12-May-11 | USA | 98310W108 | Annual | 17-Mar-11 | 27,983 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director James E. Buckman | | | Mgmt | For | For |
1.2 | Elect Director George Herrera | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Declassify the Board of Directors | | | SH | Against | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
Carlisle Companies Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CSL | 13-May-11 | USA | 142339100 | Annual | 16-Mar-11 | 4,108 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Robert G. Bohn | | | Mgmt | For | For |
2 | Elect Director Terry D. Growcock | | | Mgmt | For | For |
3 | Elect Director Gregg A. Ostrander | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
|
Anadarko Petroleum Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
APC | 17-May-11 | USA | 032511107 | Annual | 22-Mar-11 | 16,395 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director John R. Butler, Jr. | | | Mgmt | For | For |
2 | Elect Director Kevin P. Chilton | | | Mgmt | For | For |
3 | Elect Director Luke R. Corbett | | | Mgmt | For | Against |
4 | Elect Director H. Paulett Eberhart | | | Mgmt | For | For |
5 | Elect Director Preston M. Geren, III | | | Mgmt | For | For |
6 | Elect Director John R. Gordon | | | Mgmt | For | For |
7 | Elect Director James T. Hackett | | | Mgmt | For | For |
8 | Ratify Auditors | | | | Mgmt | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
10 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | For |
12 | Require Independent Board Chairman | | SH | Against | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
13 | Pro-rata Vesting of Equity Plans | | SH | | Against | For |
14 | Report on Political Contributions | | SH | | Against | For |
|
Essex Property Trust, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ESS | 17-May-11 | USA | 297178105 | Annual | 28-Feb-11 | 12,291 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director David W. Brady | | Mgmt | | For | For |
1.2 | Elect Director Byron A. Scordelis | | Mgmt | | For | For |
1.3 | Elect Director Janice L. Sears | | Mgmt | | For | For |
1.4 | Elect Director Claude J. Zinngrabe, Jr | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
|
JPMorgan Chase & Co. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
JPM | 17-May-11 | USA | 46625h100 | Annual | 18-Mar-11 | 142,439 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Crandall C. Bowles | | Mgmt | | For | For |
2 | Elect Director Stephen B. Burke | | Mgmt | | For | For |
3 | Elect Director David M. Cote | | Mgmt | | For | For |
4 | Elect Director James S. Crown | | Mgmt | | For | For |
5 | Elect Director James Dimon | | Mgmt | | For | For |
6 | Elect Director Ellen V. Futter | | Mgmt | | For | For |
7 | Elect Director William H. Gray, III | | Mgmt | | For | For |
8 | Elect Director Laban P. Jackson, Jr. | | Mgmt | | For | For |
9 | Elect Director David C. Novak | | Mgmt | | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
10 | Elect Director Lee R. Raymond | | | Mgmt | For | For |
11 | Elect Director William C. Weldon | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
14 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
15 | Amend Omnibus Stock Plan | | | Mgmt | For | Against |
16 | Affirm Political Non-Partisanship | | | SH | Against | Against |
17 | Provide Right to Act by Written Consent | | | SH | Against | For |
18 | Report on Loan Modifications | | | SH | Against | Against |
19 | Report on Political Contributions | | | SH | Against | For |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | SH | Against | Against |
21 | Require Independent Board Chairman | | SH | Against | Against |
|
Oil States International, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
OIS | 17-May-11 | USA | 678026105 | Annual | 31-Mar-11 | 20,898 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Christopher T. Seaver | | | Mgmt | For | For |
1.2 | Elect Director Douglas E. Swanson | | | Mgmt | For | Withhold |
1.3 | Elect Director Cindy B. Taylor | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Pioneer Natural Resources Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PXD | 17-May-11 | USA | 723787107 | Annual | 21-Mar-11 | 12,605 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
|
1.1 | Elect Director Edison C. Buchanan | | | Mgmt | For | Withhold |
1.2 | Elect Director R. Hartwell Gardner | | | Mgmt | For | Withhold |
1.3 | Elect Director Jim A. Watson | | | Mgmt | For | Withhold |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
5 | Require a Majority Vote for the Election of Directors | | SH | Against | For |
6 | Declassify the Board of Directors | | | SH | Against | For |
|
ACE Limited |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ACE | 18-May-11 | Switzerland | H0023R105 | Annual | 30-Mar-11 | 24,011 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Evan G. Greenberg as Director | | | Mgmt | For | For |
1.2 | Elect Leo F. Mullin as Director | | | Mgmt | For | For |
1.3 | Elect Olivier Steimer as Director | | | Mgmt | For | For |
1.4 | Elect Michael P. Connors as Director | | | Mgmt | For | For |
1.5 | Elect Eugene B. Shanks, Jr as Director | | | Mgmt | For | For |
1.6 | Elect John A. Krol as Director | | | Mgmt | For | For |
2.1 | Approve Annual Report | | | Mgmt | For | For |
2.2 | Accept Statutory Financial Statements | | | Mgmt | For | For |
2.3 | Accept Consolidated Financial Statements | | Mgmt | For | For |
3 | Approve Allocation of Income and Dividends | | Mgmt | For | For |
4 | Approve Discharge of Board and Senior Management | Mgmt | For | For |
5.1 | Ratify PricewaterhouseCoopers AG as Auditors | | Mgmt | For | For |
5.2 | Ratify Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm as Auditors | Mgmt | For | For |
5.3 | Ratify BDO AG as Special Auditors | | | Mgmt | For | For |
6 | Approve Dividend Distribution from Legal Reserves | | Mgmt | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
8 | Advisory Vote on Say on Pay Frequency | Mgmt | | None | One Year |
|
Corn Products International, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CPO | 18-May-11 | USA | 219023108 | Annual | 21-Mar-11 | 42,610 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Richard J. Almeida | | Mgmt | | For | For |
1.2 | Elect Director Gregory B. Kenny | | Mgmt | | For | For |
1.3 | Elect Director James M. Ringler | | Mgmt | | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
4 | Ratify Auditors | | | Mgmt | | For | For |
|
Pinnacle West Capital Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PNW | 18-May-11 | USA | 723484101 | Annual | 21-Mar-11 | 37,368 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Edward N. Basha, Jr. | | Mgmt | | For | For |
1.2 | Elect Director Donald E. Brandt | | Mgmt | | For | For |
1.3 | Elect Director Susan Clark-Johnson | | Mgmt | | For | For |
1.4 | Elect Director Denis A. Cortese | | Mgmt | | For | For |
1.5 | Elect Director Michael L. Gallagher | | Mgmt | | For | For |
1.6 | Elect Director Pamela Grant | | Mgmt | | For | For |
1.7 | Elect Director R.A. Herberger, Jr | | Mgmt | | For | For |
1.8 | Elect Director Dale E. Klein | | Mgmt | | For | For |
1.9 | Elect Director Humberto S. Lopez | | Mgmt | | For | For |
1.10 | Elect Director Kathryn L. Munro | | Mgmt | | For | For |
1.11 | Elect Director Bruce J. Nordstrom | | Mgmt | | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
1.12 | Elect Director W. Douglas Parker | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
TRW Automotive Holdings Corp. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TRW | 18-May-11 | USA | 87264S106 | Annual | 21-Mar-11 | 28,980 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Francois J. Castaing | | | Mgmt | For | For |
1.2 | Elect Director Michael R. Gambrell | | | Mgmt | For | For |
1.3 | Elect Director Paul H. O'neill | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Altria Group, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MO | 19-May-11 | USA | 02209S103 | Annual | 28-Mar-11 | 59,615 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Elizabeth E. Bailey | | | Mgmt | For | For |
2 | Elect Director Gerald L. Baliles | | | Mgmt | For | For |
3 | Elect Director John T. Casteen III | | | Mgmt | For | For |
4 | Elect Director Dinyar S. Devitre | | | Mgmt | For | For |
5 | Elect Director Thomas F. Farrell II | | | Mgmt | For | For |
6 | Elect Director Thomas W. Jones | | | Mgmt | For | For |
7 | Elect Director George Munoz | | | Mgmt | For | For |
8 | Elect Director Nabil Y. Sakkab | | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
9 | Elect Director Michael E. Szymanczyk | | | Mgmt | For | For |
10 | Ratify Auditors | | | | Mgmt | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
12 | Advisory Vote on Say on Pay Frequency | | Mgmt | None | One Year |
13 | Cease Production of Flavored Tobacco Products | | SH | Against | Against |
|
KeyCorp |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
KEY | 19-May-11 | USA | 493267108 | Annual | 22-Mar-11 | 167,337 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Edward P. Campbell | | | Mgmt | For | For |
1.2 | Elect Director Joseph A. Carrabba | | | Mgmt | For | For |
1.3 | Elect Director Carol A. Cartwright | | | Mgmt | For | For |
1.4 | Elect Director Alexander M. Cutler | | | Mgmt | For | For |
1.5 | Elect Director H. James Dallas | | | Mgmt | For | For |
1.6 | Elect Director Elizabeth R. Gile | | | Mgmt | For | For |
1.7 | Elect Director Ruth Ann M. Gillis | | | Mgmt | For | For |
1.8 | Elect Director Kristen L. Manos | | | Mgmt | For | For |
1.9 | Elect Director Beth E. Mooney | | | Mgmt | For | For |
1.10 | Elect Director Bill R. Sanford | | | Mgmt | For | For |
1.11 | Elect Director Barbara R. Snyder | | | Mgmt | For | For |
1.12 | Elect Director Edward W. Stack | | | Mgmt | For | For |
1.13 | Elect Director Thomas C. Stevens | | | Mgmt | For | For |
2 | Approve Executive Incentive Bonus Plan | | Mgmt | For | For |
3 | Amend Code of Regulations Removing All Shareholder Voting Requirements Greater than the Statutory Norm | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
| | | | | | | | |
Vote Summary Report | | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | | |
Location(s): Principal Global Investors | | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | | |
|
National Oilwell Varco, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NOV | 19-May-11 | USA | 637071101 | Annual | 28-Mar-11 | 40,494 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Robert E. Beauchamp | | | Mgmt | | For | For |
2 | Elect Director Jeffery A. Smisek | | | Mgmt | | For | For |
3 | Ratify Auditors | | | | Mgmt | | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
6 | Declassify the Board of Directors | | | Mgmt | | For | For |
7 | Increase Authorized Common Stock | | | Mgmt | | For | For |
8 | Report on Political Contributions | | | SH | | Against | For |
|
OGE Energy Corp. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
OGE | 19-May-11 | USA | 670837103 | Annual | 21-Mar-11 | 37,219 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Kirk Humphreys | | | Mgmt | | For | For |
1.2 | Elect Director Linda Petree Lambert | | | Mgmt | | For | For |
1.3 | Elect Director Leroy C. Richie | | | Mgmt | | For | For |
2 | Increase Authorized Common Stock | | | Mgmt | | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
5 | Ratify Auditors | | | | Mgmt | | For | For |
|
Aetna Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AET | 20-May-11 | USA | 00817Y108 | Annual | 18-Mar-11 | 60,094 | 0 |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Mark T. Bertolini | | | Mgmt | For | For |
2 | Elect Director Frank M. Clark | | | Mgmt | For | For |
3 | Elect Director Betsy Z. Cohen | | | Mgmt | For | For |
4 | Elect Director Molly J. Coye | | | Mgmt | For | For |
5 | Elect Director Roger N. Farah | | | Mgmt | For | For |
6 | Elect Director Barbara Hackman Franklin | | Mgmt | For | For |
7 | Elect Director Jeffrey E. Garten | | | Mgmt | For | For |
8 | Elect Director Gerald Greenwald | | | Mgmt | For | For |
9 | Elect Director Ellen M. Hancock | | | Mgmt | For | For |
10 | Elect Director Richard J. Harrington | | | Mgmt | For | For |
11 | Elect Director Edward J. Ludwig | | | Mgmt | For | For |
12 | Elect Director Joseph P. Newhouse | | | Mgmt | For | For |
13 | Ratify Auditors | | | | Mgmt | For | For |
14 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
15 | Approve Qualified Employee Stock Purchase Plan | | Mgmt | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
17 | Advisory Vote on Say on Pay Frequency | | Mgmt | None | One Year |
18 | Provide for Cumulative Voting | | | SH | Against | For |
19 | Require Independent Board Chairman | SH | Against | For |
|
Amgen Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AMGN | 20-May-11 | USA | 031162100 | Annual | 21-Mar-11 | 40,317 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director David Baltimore | | | Mgmt | For | For |
2 | Elect Director Frank J. Biondi, Jr. | | | Mgmt | For | For |
3 | Elect Director Francois De Carbonnel | | | Mgmt | For | For |
4 | Elect Director Vance D. Coffman | | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
5 | Elect Director Rebecca M. Henderson | | | Mgmt | For | For |
6 | Elect Director Frank C. Herringer | | | Mgmt | For | For |
7 | Elect Director Gilbert S. Omenn | | | Mgmt | For | For |
8 | Elect Director Judith C. Pelham | | | Mgmt | For | For |
9 | Elect Director J. Paul Reason | | | Mgmt | For | For |
10 | Elect Director Leonard D. Schaeffer | | | Mgmt | For | For |
11 | Elect Director Kevin W. Sharer | | | Mgmt | For | For |
12 | Elect Director Ronald D. Sugar | | | Mgmt | For | For |
13 | Ratify Auditors | | | | Mgmt | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
15 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
16 | Provide Right to Act by Written Consent | | SH | Against | For |
|
UnitedHealth Group Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
UNH | 23-May-11 | USA | 91324P102 | Annual | 24-Mar-11 | 83,555 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director William C. Ballard, Jr. | | | Mgmt | For | For |
2 | Elect Director Richard T. Burke | | | Mgmt | For | For |
3 | Elect Director Robert J. Darretta | | | Mgmt | For | For |
4 | Elect Director Stephen J. Hemsley | | | Mgmt | For | For |
5 | Elect Director Michele J. Hooper | | | Mgmt | For | For |
6 | Elect Director Rodger A. Lawson | | | Mgmt | For | For |
7 | Elect Director Douglas W. Leatherdale | | Mgmt | For | For |
8 | Elect Director Glenn M. Renwick | | | Mgmt | For | For |
9 | Elect Director Kenneth I. Shine | | | Mgmt | For | For |
10 | Elect Director Gail R. Wilensky | | | Mgmt | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
12 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
13 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
14 | Amend Qualified Employee Stock Purchase Plan | Mgmt | | For | For |
15 | Ratify Auditors | | | Mgmt | | For | For |
|
East West Bancorp, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
EWBC | 24-May-11 | USA | 27579R104 | Annual | 31-Mar-11 | 70,086 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Iris S. Chan | | Mgmt | | For | For |
1.2 | Elect Director Rudolph I. Estrada | | Mgmt | | For | For |
1.3 | Elect Director Julia S. Gouw | | Mgmt | | For | For |
1.4 | Elect Director Paul H. Irving | | Mgmt | | For | For |
1.5 | Elect Director Andrew S. Kane | | Mgmt | | For | For |
1.6 | Elect Director John Lee | | Mgmt | | For | For |
1.7 | Elect Director Herman Y. Li | | Mgmt | | For | For |
1.8 | Elect Director Jack C. Liu | | Mgmt | | For | For |
1.9 | Elect Director Dominic Ng | | Mgmt | | For | For |
1.10 | Elect Director Keith W. Renken | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
|
Chevron Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CVX | 25-May-11 | USA | 166764100 | Annual | 01-Apr-11 | 76,219 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director L.F. Deily | | Mgmt | | For | For |
2 | Elect Director R.E. Denham | | Mgmt | | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
3 | Elect Director R.J. Eaton | | | Mgmt | For | For |
4 | Elect Director C. Hagel | | | Mgmt | For | For |
5 | Elect Director E. Hernandez | | | Mgmt | For | For |
6 | Elect Director G.L. Kirkland | | | Mgmt | For | For |
7 | Elect Director D.B. Rice | | | Mgmt | For | For |
8 | Elect Director K.W. Sharer | | | Mgmt | For | For |
9 | Elect Director C.R. Shoemate | | | Mgmt | For | For |
10 | Elect Director J.G. Stumpf | | | Mgmt | For | For |
11 | Elect Director R.D. Sugar | | | Mgmt | For | For |
12 | Elect Director C. Ware | | | Mgmt | For | For |
13 | Elect Director J.S. Watson | | | Mgmt | For | For |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | SH | Against | For |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | SH | Against | Against |
19 | Include Sustainability as a Performance Measure for Senior | SH | Against | Against |
20 | Adopt Guidelines for Country Selection | | SH | Against | For |
21 | Report on Financial Risks of Climate Change | | SH | Against | Against |
22 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | For |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | SH | Against | Against |
|
Endo Pharmaceuticals Holdings Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ENDP | 25-May-11 | USA | 29264F205 | Annual | 15-Apr-11 | 59,689 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John J. Delucca | | | Mgmt | For | For |
1.2 | Elect Director David P. Holveck | | | Mgmt | For | For |
1.3 | Elect Director Nancy J. Hutson | | | Mgmt | For | For |
1.4 | Elect Director Michael Hyatt | | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
1.5 | Elect Director Roger H. Kimmel | | | Mgmt | For | For |
1.6 | Elect Director William P. Montague | | | Mgmt | For | For |
1.7 | Elect Director David B. Nash | | | Mgmt | For | For |
1.8 | Elect Director Joseph C. Scodari | | | Mgmt | For | For |
1.9 | Elect Director William F. Spengler | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
5 | Approve Qualified Employee Stock Purchase Plan | | Mgmt | For | For |
|
Exxon Mobil Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
XOM | 25-May-11 | USA | 30231G102 | Annual | 06-Apr-11 | 6,491 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director M.J. Boskin | | | Mgmt | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | | | Mgmt | For | For |
1.3 | Elect Director L.R. Faulkner | | | Mgmt | For | For |
1.4 | Elect Director J.S. Fishman | | | Mgmt | For | For |
1.5 | Elect Director K.C. Frazier | | | Mgmt | For | For |
1.6 | Elect Director W.W. George | | | Mgmt | For | For |
1.7 | Elect Director M.C. Nelson | | | Mgmt | For | For |
1.8 | Elect Director S.J. Palmisano | | | Mgmt | For | For |
1.9 | Elect Director S.S. Reinemund | | | Mgmt | For | For |
1.10 | Elect Director R.W. Tillerson | | | Mgmt | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
5 | Require Independent Board Chairman | | SH | Against | For |
6 | Report on Political Contributions | | | SH | Against | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | Against |
8 | Adopt Policy on Human Right to Water | | SH | Against | Against |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | For |
10 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | For |
11 | Report on Energy Technologies Development | | SH | Against | Against |
12 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | For |
|
ONEOK, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
OKE | 25-May-11 | USA | 682680103 | Annual | 28-Mar-11 | 23,687 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director James C. Day | | | Mgmt | For | For |
2 | Elect Director Julie H. Edwards | | | Mgmt | For | For |
3 | Elect Director William L. Ford | | | Mgmt | For | For |
4 | Elect Director John W. Gibson | | | Mgmt | For | For |
5 | Elect Director Bert H. Mackie | | | Mgmt | For | For |
6 | Elect Director Jim W. Mogg | | | Mgmt | For | For |
7 | Elect Director Pattye L. Moore | | | Mgmt | For | For |
8 | Elect Director Gary D. Parker | | | Mgmt | For | For |
9 | Elect Director Eduardo A. Rodriguez | | | Mgmt | For | For |
10 | Elect Director Gerald B. Smith | | | Mgmt | For | For |
11 | Elect Director David J. Tippeconnic | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
14 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Thermo Fisher Scientific Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TMO | 25-May-11 | USA | 883556102 | Annual | 28-Mar-11 | 29,519 | 0 |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Thomas J. Lynch | | | Mgmt | For | For |
2 | Elect Director William G. Parrett | | | Mgmt | For | For |
3 | Elect Director Michael E. Porter | | | Mgmt | For | For |
4 | Elect Director Scott M. Sperling | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | Two Years | One Year |
7 | Ratify Auditors | | | | Mgmt | For | For |
8 | Declassify the Board of Directors | | | SH | Against | For |
|
Jones Lang LaSalle Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
JLL | 26-May-11 | USA | 48020Q107 | Annual | 18-Mar-11 | 20,055 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Hugo Bague | | | Mgmt | For | For |
2 | Elect Director Colin Dyer | | | Mgmt | For | For |
3 | Elect Director Darryl Hartley-Leonard | | | Mgmt | For | For |
4 | Elect Director Deanne Julius | | | Mgmt | For | For |
5 | Elect Director Ming Lu | | | Mgmt | For | For |
6 | Elect Director Lauralee E. Martin | | | Mgmt | For | For |
7 | Elect Director Martin H. Nesbitt | | | Mgmt | For | For |
8 | Elect Director Sheila A. Penrose | | | Mgmt | For | For |
9 | Elect Director David B. Rickard | | | Mgmt | For | For |
10 | Elect Director Roger T. Staubach | | | Mgmt | For | For |
11 | Elect Director Thomas C. Theobald | | | Mgmt | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
13 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
14 | Provide Right to Call Special Meeting | | | Mgmt | For | For |
15 | Ratify Auditors | | | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
Wal-Mart Stores, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WMT | 03-Jun-11 | USA | 931142103 | Annual | 06-Apr-11 | 73,786 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Aida M. Alvarez | | | Mgmt | For | For |
2 | Elect Director James W. Breyer | | | Mgmt | For | For |
3 | Elect Director M. Michele Burns | | | Mgmt | For | For |
4 | Elect Director James I. Cash, Jr. | | | Mgmt | For | For |
5 | Elect Director Roger C. Corbett | | | Mgmt | For | For |
6 | Elect Director Douglas N. Daft | | | Mgmt | For | For |
7 | Elect Director Michael T. Duke | | | Mgmt | For | For |
8 | Elect Director Gregory B. Penner | | | Mgmt | For | For |
9 | Elect Director Steven S Reinemund | | | Mgmt | For | For |
10 | Elect Director H. Lee Scott, Jr. | | | Mgmt | For | For |
11 | Elect Director Arne M. Sorenson | | | Mgmt | For | For |
12 | Elect Director Jim C. Walton | | | Mgmt | For | For |
13 | Elect Director S. Robson Walton | | | Mgmt | For | For |
14 | Elect Director Christopher J. Williams | | | Mgmt | For | For |
15 | Elect Director Linda S. Wolf | | | Mgmt | For | For |
16 | Ratify Auditors | | | | Mgmt | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
18 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
19 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | For |
20 | Report on Political Contributions | | | SH | Against | For |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For |
22 | Require Suppliers to Produce Sustainability Reports | | SH | Against | Against |
23 | Report on Climate Change Business Risks | | SH | Against | Against |
|
Freeport-McMoRan Copper & Gold Inc. |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
| | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FCX | 15-Jun-11 | USA | 35671D857 | Annual | 19-Apr-11 | 30,145 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Richard C. Adkerson | | | Mgmt | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | | | Mgmt | For | For |
1.3 | Elect Director Robert A. Day | | | Mgmt | For | For |
1.4 | Elect Director Gerald J. Ford | | | Mgmt | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | | | Mgmt | For | For |
1.6 | Elect Director Charles C. Krulak | | | Mgmt | For | For |
1.7 | Elect Director Bobby Lee Lackey | | | Mgmt | For | For |
1.8 | Elect Director Jon C. Madonna | | | Mgmt | For | For |
1.9 | Elect Director Dustan E. McCoy | | | Mgmt | For | For |
1.10 | Elect Director James R. Moffett | | | Mgmt | For | For |
1.11 | Elect Director B.M. Rankin, Jr. | | | Mgmt | For | For |
1.12 | Elect Director Stephen H. Siegele | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Request Director Nominee with Environmental Qualifications | SH | Against | For |
|
Signet Jewelers Limited |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SIG | 16-Jun-11 | Bermuda | G81276100 | Annual | 14-Apr-11 | 41,769 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Declassify the Board of Directors | | | Mgmt | For | For |
2a | Elect Sir Malcolm Williamson as Director | | Mgmt | For | For |
2b | Elect Michael W. Barnes as Director | | | Mgmt | For | For |
2c | Elect Robert Blanchard as Director | | | Mgmt | For | For |
2d | Elect Dale Hilpert as Director | | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Global Investors | | | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | | |
|
2e | Elect Russell Walls as Director | | | Mgmt | For | For |
2f | Elect Marianne Parrs as Director | | | Mgmt | For | For |
2g | Elect Thomas Plaskett as Director | | | Mgmt | For | For |
3a | Elect Sir Malcolm Williamson as Director | | | Mgmt | For | For |
3b | Elect Michael W. Barnes as Director | | | Mgmt | For | For |
3c | Elect Robert Blanchard as Director | | | Mgmt | For | For |
3d | Elect Dale Hilpert as Director | | | Mgmt | For | For |
3e | Elect Russell Walls as Director | | | Mgmt | For | For |
3f | Elect Marianne Parrs as Director | | | Mgmt | For | For |
3g | Elect Thomas Plaskett as Director | | | Mgmt | For | For |
4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
5 | Approve Executive Incentive Bonus Plan | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
The Kroger Co. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
KR | 23-Jun-11 | USA | 501044101 | Annual | 25-Apr-11 | 102,758 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Reuben V. Anderson | | | Mgmt | For | For |
2 | Elect Director Robert D. Beyer | | | Mgmt | For | For |
3 | Elect Director David B. Dillon | | | Mgmt | For | For |
4 | Elect Director Susan J. Kropf | | | Mgmt | For | For |
5 | Elect Director John T. Lamacchia | | | Mgmt | For | For |
6 | Elect Director David B. Lewis | | | Mgmt | For | For |
7 | Elect Director W. Rodney Mcmullen | | | Mgmt | For | For |
8 | Elect Director Jorge P. Montoya | | | Mgmt | For | For |
9 | Elect Director Clyde R. Moore | | | Mgmt | For | For |
10 | Elect Director Susan M. Phillips | | | Mgmt | For | For |
11 | Elect Director Steven R. Rogel | | | Mgmt | For | For |
| | | | |
Vote Summary Report | | | |
Report was run from: 7/1/10 to 6/30/11 | | | |
Location(s): Principal Global Investors | | | |
Institution Account(s): PVC Funds, Inc - LargeCap Value | | | |
|
12 | Elect Director James A. Runde | Mgmt | For | For |
13 | Elect Director Ronald L. Sargent | Mgmt | For | For |
14 | Elect Director Bobby S. Shackouls | Mgmt | For | For |
15 | Approve Omnibus Stock Plan | Mgmt | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
18 | Ratify Auditors | Mgmt | For | For |
19 | Adopt ILO Based Code of Conduct | SH | Against | Against |
| | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III | |
Sub-Advisor: AllianceBernstein L.P. | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200 | | |
|
|
Constellation Brands, Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
STZ | 22-Jul-10 | USA | 21036P108 | Annual | 24-May-10 | 51,900 | |
| | | | | | | |
| CUSIP: 21036P108 | ISIN: US21036P1084 | SEDOL: 2170473 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Jerry Fowden | | | Mgmt | For | For |
1.2 | Elect Director Barry A. Fromberg | | | Mgmt | For | For |
1.3 | Elect Director Jeananne K. Hauswald | | Mgmt | For | For |
1.4 | Elect Director James A. Locke III | | | Mgmt | For | For |
1.5 | Elect Director Richard Sands | | | Mgmt | For | For |
1.6 | Elect Director Robert Sands | | | Mgmt | For | For |
1.7 | Elect Director Paul L. Smith | | | Mgmt | For | For |
1.8 | Elect Director Mark Zupan | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
|
Vodafone Group plc |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
N/A | 27-Jul-10 | United Kingdom | G93882135 | Annual | 04-Jun-10 | 23,700 | |
| | | | | | | |
| CUSIP: G93882135 | ISIN: GB00B16GWD56 | SEDOL: B16GWD5 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
| Meeting for ADR Holders | | | Mgmt | | |
1 | Accept Financial Statements and Statutory Reports | | Mgmt | For | For |
2 | Re-elect Sir John Bond as Director | | | Mgmt | For | For |
3 | Re-elect John Buchanan as Director | | | Mgmt | For | For |
4 | Re-elect Vittorio Colao as Director | | | Mgmt | For | For |
5 | Re-elect Michel Combes as Director | | | Mgmt | For | For |
6 | Re-elect Andy Halford as Director | | | Mgmt | For | For |
7 | Re-elect Stephen Pusey as Director | | | Mgmt | For | For |
8 | Re-elect Alan Jebson as Director | | | Mgmt | For | For |
9 | Re-elect Samuel Jonah as Director | | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | |
10 | Re-elect Nick Land as Director | Mgmt | For | For |
11 | Re-elect Anne Lauvergeon as Director | Mgmt | For | For |
12 | Re-elect Luc Vandevelde as Director | Mgmt | For | For |
13 | Re-elect Anthony Watson as Director | Mgmt | For | For |
14 | Re-elect Philip Yea as Director | Mgmt | For | For |
15 | Approve Final Dividend | Mgmt | For | For |
16 | Approve Remuneration Report | Mgmt | For | For |
17 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For |
18 | Authorise Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For |
21 | Authorise Market Purchase | Mgmt | For | For |
22 | Adopt New Articles of Association | Mgmt | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For |
24 | Approve Share Incentive Plan | Mgmt | For | For |
| | | | | | | |
Dell Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
DELL | 12-Aug-10 | USA | 24702R101 | Annual | 21-May-10 | 44,900 | |
| | | | | | | |
| CUSIP: 24702R101 | ISIN: US24702R1014 | SEDOL: 2261526 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director James W. Breyer | | | Mgmt | For | For |
1.2 | Elect Director Donald J. Carty | | | Mgmt | For | For |
1.3 | Elect Director Michael S. Dell | | | Mgmt | For | Withhold |
1.4 | Elect Director William H. Gray, III | | | Mgmt | For | For |
1.5 | Elect Director Judy C. Lewent | | | Mgmt | For | For |
1.6 | Elect Director Thomas W. Luce, III | | | Mgmt | For | For |
1.7 | Elect Director Klaus S. Luft | | | Mgmt | For | For |
1.8 | Elect Director Alex J. Mandl | | | Mgmt | For | For |
1.9 | Elect Director Shantanu Narayen | | | Mgmt | For | For |
1.10 | Elect Director Sam Nunn | | | Mgmt | For | For |
1.11 | Elect Director H. Ross Perot, Jr. | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
3 | Reduce Supermajority Vote Requirement | | Mgmt | For | For |
4 | Reimburse Proxy Contest Expenses | | | SH | Against | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | For |
|
The J. M. Smucker Company |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
SJM | 18-Aug-10 | USA | 832696405 | Annual | 23-Jun-10 | 1,900 | |
| | | | | | | |
| CUSIP: 832696405 | ISIN: US8326964058 | SEDOL: 2951452 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Kathryn W. Dindo | | | Mgmt | For | For |
2 | Elect Director Richard K. Smucker | | | Mgmt | For | For |
3 | Elect Director William H. Steinbrink | | | Mgmt | For | For |
4 | Elect Director Paul Smucker Wagstaff | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
|
Smithfield Foods, Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
SFD | 01-Sep-10 | USA | 832248108 | Annual | 30-Jun-10 | 43,400 | |
| | | | |
| CUSIP: 832248108 | ISIN: US8322481081 | SEDOL: 2816238 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Carol T. Crawford | | | Mgmt | For | For |
2 | Elect Director John T. Schwieters | | | Mgmt | For | For |
3 | Elect Director Melvin O. Wright | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Phase in Controlled-Atmosphere Killing | | SH | Against | Against |
6 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | Against |
| | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted |
CAG | 24-Sep-10 | USA | 205887102 | Annual | 02-Aug-10 | 29,600 |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
| | | | | | | |
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200 | | |
|
| CUSIP: 205887102 | ISIN: US2058871029 | SEDOL: 2215460 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Mogens C. Bay | | | Mgmt | For | For |
1.2 | Elect Director Stephen G. Butler | | | Mgmt | For | For |
1.3 | Elect Director Steven F. Goldstone | | | Mgmt | For | For |
1.4 | Elect Director Joie A. Gregor | | | Mgmt | For | For |
1.5 | Elect Director Rajive Johri | | | Mgmt | For | For |
1.6 | Elect Director W.G. Jurgensen | | | Mgmt | For | For |
1.7 | Elect Director Richard H. Lenny | | | Mgmt | For | For |
1.8 | Elect Director Ruth Ann Marshall | | | Mgmt | For | For |
1.9 | Elect Director Gary M. Rodkin | | | Mgmt | For | For |
1.10 | Elect Director Andrew J. Schindler | | | Mgmt | For | For |
1.11 | Elect Director Kenneth E. Stinson | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
|
The Procter & Gamble Company |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
PG | 12-Oct-10 | USA | 742718109 | Annual | 13-Aug-10 | 54,700 | |
| | | | | | | |
| CUSIP: 742718109 | ISIN: US7427181091 | SEDOL: 2704407 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Angela F. Braly | | | Mgmt | For | For |
2 | Elect Director Kenneth I. Chenault | | | Mgmt | For | For |
3 | Elect Director Scott D. Cook | | | Mgmt | For | For |
4 | Elect Director Rajat K. Gupta | | | Mgmt | For | For |
5 | Elect Director Robert A. Mcdonald | | | Mgmt | For | For |
6 | Elect Director W. James Mcnerney, Jr. | | Mgmt | For | For |
7 | Elect Director Johnathan A. Rodgers | | Mgmt | For | For |
8 | Elect Director Mary A. Wilderotter | | | Mgmt | For | For |
9 | Elect Director Patricia A. Woertz | | | Mgmt | For | For |
10 | Elect Director Ernesto Zedillo | | | Mgmt | For | For |
11 | Ratify Auditors | | | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | |
12 | Provide for Cumulative Voting | SH | Against | Against |
| | | | | | | |
Parker-Hannifin Corporation |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
PH | 27-Oct-10 | USA | 701094104 | Annual | 31-Aug-10 | 12,500 | |
| | | | |
| CUSIP: 701094104 | ISIN: US7010941042 | SEDOL: 2671501 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Robert G. Bohn | | | Mgmt | For | For |
1.2 | Elect Director Linda S. Harty | | | Mgmt | For | For |
1.3 | Elect Director William E. Kassling | | | Mgmt | For | For |
1.4 | Elect Director Robert J. Kohlhepp | | | Mgmt | For | For |
1.5 | Elect Director Klaus-Peter Müller | | | Mgmt | For | For |
1.6 | Elect Director Candy M. Obourn | | | Mgmt | For | For |
1.7 | Elect Director Joseph M. Scaminace | | | Mgmt | For | For |
1.8 | Elect Director Wolfgang R. Schmitt | | | Mgmt | For | For |
1.9 | Elect Director Åke Svensson | | | Mgmt | For | For |
1.10 | Elect Director Markos I. Tambakeras | | Mgmt | For | For |
1.11 | Elect Director James L. Wainscott | | | Mgmt | For | For |
1.12 | Elect Director Donald E. Washkewicz | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Approve Executive Incentive Bonus Plan | | Mgmt | For | For |
4 | Require Independent Board Chairman | | SH | Against | Against |
|
Sara Lee Corporation |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
SLE | 28-Oct-10 | USA | 803111103 | Annual | 07-Sep-10 | 72,200 | |
| | | | |
| CUSIP: 803111103 | ISIN: US8031111037 | SEDOL: 2217109 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Christopher B. Begley | | | Mgmt | For | For |
2 | Elect Director Crandall C. Bowles | | | Mgmt | For | For |
3 | Elect Director Virgis W. Colbert | | | Mgmt | For | For |
4 | Elect Director James S. Crown | | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
5 | Elect Director Laurette T. Koellner | | | Mgmt | For | For |
6 | Elect Director Cornelis J.A. Van Lede | | Mgmt | For | For |
7 | Elect Director Dr. John Mcadam | | | Mgmt | For | For |
8 | Elect Director Sir Ian Prosser | | | Mgmt | For | For |
9 | Elect Director Norman R. Sorensen | | | Mgmt | For | For |
10 | Elect Director Jeffrey W. Ubben | | | Mgmt | For | For |
11 | Elect Director Jonathan P. Ward | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
|
Archer-Daniels-Midland Company |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
ADM | 04-Nov-10 | USA | 039483102 | Annual | 09-Sep-10 | 24,700 | |
| | | | | | | |
| CUSIP: 039483102 | ISIN: US0394831020 | SEDOL: 2047317 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director George W. Buckley | | | Mgmt | For | For |
2 | Elect Director Mollie Hale Carter | | | Mgmt | For | For |
3 | Elect Director Pierre Dufour | | | Mgmt | For | For |
4 | Elect Director Donald E. Felsinger | | | Mgmt | For | For |
5 | Elect Director Victoria F. Haynes | | | Mgmt | For | For |
6 | Elect Director Antonio Maciel Neto | | | Mgmt | For | For |
7 | Elect Director Patrick J. Moore | | | Mgmt | For | For |
8 | Elect Director Thomas F. O'Neill | | | Mgmt | For | For |
9 | Elect Director Kelvin R. Westbrook | | | Mgmt | For | For |
10 | Elect Director Patricia A. Woertz | | | Mgmt | For | For |
11 | Ratify Auditors | | | | Mgmt | For | For |
12 | Adopt Policy to Prohibit Political Spending | | SH | Against | Against |
13 | Report on Political Contributions | | | SH | Against | Against |
|
|
Microsoft Corporation |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
MSFT | 16-Nov-10 | USA | 594918104 | Annual | 03-Sep-10 | 40,800 | |
| | | | |
| CUSIP: 594918104 | ISIN: US5949181045 | SEDOL: 2588173 | |
| | | | | | | Vote |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Steven A. Ballmer | | | Mgmt | For | For |
2 | Elect Director Dina Dublon | | | Mgmt | For | For |
3 | Elect Director William H. Gates III | | | Mgmt | For | For |
4 | Elect Director Raymond V. Gilmartin | | Mgmt | For | For |
5 | Elect Director Reed Hastings | | | Mgmt | For | For |
6 | Elect Director Maria M. Klawe | | | Mgmt | For | For |
7 | Elect Director David F. Marquardt | | | Mgmt | For | For |
8 | Elect Director Charles H. Noski | | | Mgmt | For | For |
9 | Elect Director Helmut Panke | | | Mgmt | For | For |
10 | Ratify Auditors | | | | Mgmt | For | For |
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | Against | Against |
|
Motorola, Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
MOT | 29-Nov-10 | USA | 620076109 | Special | 08-Oct-10 | 93,700 | |
| | | | |
| CUSIP: 620076109 | ISIN: US6200761095 | SEDOL: 2606600 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Approve Reverse Stock Split | | | Mgmt | For | For |
2 | Amend Certificate of Incorporation to Effect Reverse Stock | Mgmt | For | For |
| Split and Reduce Proportionately the Number of Common Shares | | | |
|
Commercial Metals Company |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
CMC | 17-Jan-11 | USA | 201723103 | Annual | 22-Nov-10 | 34,800 | |
|
| CUSIP: 201723103 | ISIN: US2017231034 | SEDOL: 2213260 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Robert L. Guido | | | Mgmt | For | For |
1.2 | Elect Director Sarah E. Raiss | | | Mgmt | For | For |
1.3 | Elect Director J. David Smith | | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
1.4 | Elect Director Robert R. Womack | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
|
D.R. Horton, Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
DHI | 20-Jan-11 | USA | 23331A109 | Annual | 29-Nov-10 | 20,925 | |
| | | | | | | |
| CUSIP: 23331A109 | ISIN: US23331A1097 | SEDOL: 2250687 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Donald R. Horton | | | Mgmt | For | For |
2 | Elect Director Bradley S. Anderson | | | Mgmt | For | For |
3 | Elect Director Michael R. Buchanan | | | Mgmt | For | For |
4 | Elect Director Michael W. Hewatt | | | Mgmt | For | For |
5 | Elect Director Bob G. Scott | | | Mgmt | For | For |
6 | Elect Director Donald J. Tomnitz | | | Mgmt | For | For |
7 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
8 | Ratify Auditors | | | | Mgmt | For | For |
9 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | Against |
|
Tyco Electronics Ltd. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
TEL | 09-Mar-11 | Switzerland | H8912P106 | Annual | 17-Feb-11 | 40,000 | |
| | | | | | | |
| CUSIP: H8912P106 | ISIN: CH0102993182 | SEDOL: B62B7C3 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Reelect Pierre Brondeau as Director | | | Mgmt | For | For |
2 | Reelect Juergen Gromer as Director | | | Mgmt | For | For |
3 | Reelect Robert Hernandez as Director | | Mgmt | For | For |
4 | Reelect Thomas Lynch as Director | | | Mgmt | For | For |
5 | Reelect Daniel Phelan as Director | | | Mgmt | For | For |
6 | Reelect Frederic Poses as Director | | | Mgmt | For | For |
7 | Reelect Lawrence Smith as Director | | | Mgmt | For | For |
8 | Reelect Paula Sneed as Director | | | Mgmt | For | For |
9 | Reelect David Steiner as Director | | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
10 | Reelect John Van Scoter as Director | | Mgmt | For | For |
11 | Accept Annual Report for Fiscal 2009/2010 | | Mgmt | For | For |
12 | Accept Statutory Financial Statements for Fiscal 2010/2011 | Mgmt | For | For |
13 | Accept Consolidated Financial Statements for Fiscal 2010/2011 | Mgmt | For | For |
14 | Approve Discharge of Board and Senior Management | | Mgmt | For | For |
15 | Ratify Deloitte & Touche LLP as Independent Registered | Mgmt | For | For |
| Public Accounting Firm for Fiscal 2010/2011 | | | | |
16 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2010/2011 | Mgmt | For | For |
17 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2010/2011 | Mgmt | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
19 | Advisory Vote on Say on Pay Frequency | | Mgmt | None | One Year |
20 | Approve Ordinary Cash Dividend | | | Mgmt | For | For |
21 | Change Company Name to TE Connectivity Ltd | | Mgmt | For | For |
22 | Amend Articles to Renew Authorized Share Capital | | Mgmt | For | For |
23 | Approve Reduction in Share Capital | | Mgmt | For | For |
24 | Authorize Repurchase of up to USD 800 million of Share Capital | Mgmt | For | For |
25 | Adjourn Meeting | | | | Mgmt | For | Against |
|
|
Hewlett-Packard Company |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
HPQ | 23-Mar-11 | USA | 428236103 | Annual | 24-Jan-11 | 34,800 | |
|
| CUSIP: 428236103 | ISIN: US4282361033 | SEDOL: 2424006 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
| | | |
1 Elect Director M. L. Andreessen | Mgmt | For | For |
2 Elect Director L. Apotheker | Mgmt | For | For |
3 Elect Director L.T. Babbio, Jr. | Mgmt | For | For |
4 Elect Director S.M. Baldauf | Mgmt | For | For |
5 Elect Director S. Banerji | Mgmt | For | For |
6 Elect Director R.L. Gupta | Mgmt | For | For |
7 Elect Director J.H. Hammergren | Mgmt | For | For |
8 Elect Director R.J. Lane | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
9 | Elect Director G.M. Reiner | | | Mgmt | For | For |
10 | Elect Director P.F. Russo | | | Mgmt | For | For |
11 | Elect Director D. Senequier | | | Mgmt | For | For |
12 | Elect Director G.K. Thompson | | | Mgmt | For | For |
13 | Elect Director M.C. Whitman | | | Mgmt | For | For |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | | Mgmt | For | For |
18 | Amend Executive Incentive Bonus Plan | | Mgmt | For | For |
|
Fifth Third Bancorp |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
FITB | 19-Apr-11 | USA | 316773100 | Annual | 28-Feb-11 | 49,800 | |
| | | | | | | |
| CUSIP: 316773100 | ISIN: US3167731005 | SEDOL: 2336747 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Darryl F. Allen | | | Mgmt | For | Withhold |
1.2 | Elect Director Ulysses L. Bridgeman, Jr. | | Mgmt | For | Withhold |
1.3 | Elect Director Emerson L. Brumback | | Mgmt | For | Withhold |
1.4 | Elect Director James P. Hackett | | | Mgmt | For | Withhold |
1.5 | Elect Director Gary R. Heminger | | | Mgmt | For | Withhold |
1.6 | Elect Director Jewell D. Hoover | | | Mgmt | For | Withhold |
1.7 | Elect Director William M. Isaac | | | Mgmt | For | For |
1.8 | Elect Director Kevin T. Kabat | | | Mgmt | For | Withhold |
1.9 | Elect Director Mitchel D. Livingston | | | Mgmt | For | Withhold |
1.10 | Elect Director Hendrik G. Meijer | | | Mgmt | For | Withhold |
1.11 | Elect Director John J. Schiff, Jr. | | | Mgmt | For | Withhold |
1.12 | Elect Director Marsha C. Williams | | | Mgmt | For | Withhold |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
| | | | | | | |
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200 | | |
|
Kimberly-Clark Corporation |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
KMB | 21-Apr-11 | USA | 494368103 | Annual | 22-Feb-11 | 14,600 | |
| | | | | | | |
| CUSIP: 494368103 | ISIN: US4943681035 | SEDOL: 2491839 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director John R. Alm | | | Mgmt | For | For |
2 | Elect Director John F. Bergstrom | | | Mgmt | For | For |
3 | Elect Director Abelardo E. Bru | | | Mgmt | For | For |
4 | Elect Director Robert W. Decherd | | | Mgmt | For | For |
5 | Elect Director Thomas J. Falk | | | Mgmt | For | For |
6 | Elect Director Mae C. Jemison | | | Mgmt | For | For |
7 | Elect Director James M. Jenness | | | Mgmt | For | For |
8 | Elect Director Nancy J. Karch | | | Mgmt | For | For |
9 | Elect Director Ian C. Read | | | Mgmt | For | For |
10 | Elect Director Linda Johnson Rice | | | Mgmt | For | For |
11 | Elect Director Marc J. Shapiro | | | Mgmt | For | For |
12 | Elect Director G. Craig Sullivan | | | Mgmt | For | For |
13 | Ratify Auditors | | | | Mgmt | For | For |
14 | Approve Non-Employee Director Omnibus Stock Plan | | Mgmt | For | For |
15 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
17 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
|
Office Depot, Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
ODP | 21-Apr-11 | USA | 676220106 | Annual | 03-Mar-11 | 67,100 | |
| | | | | | | |
| CUSIP: 676220106 | ISIN: US6762201068 | SEDOL: 2655981 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Neil R. Austrian | | | Mgmt | For | For |
2 | Elect Director Justin Bateman | | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
3 | Elect Director Thomas J. Colligan | | | Mgmt | For | For |
4 | Elect Director Marsha J. Evans | | | Mgmt | For | For |
5 | Elect Director David I. Fuente | | | Mgmt | For | For |
6 | Elect Director Brenda J. Gaines | | | Mgmt | For | For |
7 | Elect Director Myra M. Hart | | | Mgmt | For | For |
8 | Elect Director W. Scott Hedrick | | | Mgmt | For | For |
9 | Elect Director Kathleen Mason | | | Mgmt | For | For |
10 | Elect Director James S. Rubin | | | Mgmt | For | For |
11 | Elect Director Raymond Svider | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
14 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
15 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For |
|
BB&T Corporation |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
BBT | 26-Apr-11 | USA | 054937107 | Annual | 23-Feb-11 | 39,200 | |
| | | | | | | |
| CUSIP: 054937107 | ISIN: US0549371070 | SEDOL: 2830904 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John A. Allison IV | | | Mgmt | For | For |
1.2 | Elect Director Jennifer S. Banner | | | Mgmt | For | For |
1.3 | Elect Director K. David Boyer, Jr. | | | Mgmt | For | For |
1.4 | Elect Director Anna R. Cablik | | | Mgmt | For | For |
1.5 | Elect Director Ronald E. Deal | | | Mgmt | For | For |
1.6 | Elect Director J. Littleton Glover, Jr. | | | Mgmt | For | Withhold |
1.7 | Elect Director Jane P. Helm | | | Mgmt | For | For |
1.8 | Elect Director John P. Howe III | | | Mgmt | For | For |
1.9 | Elect Director Kelly S. King | | | Mgmt | For | For |
1.10 | Elect Director Valeria Lynch Lee | | | Mgmt | For | For |
1.11 | Elect Director J. Holmes Morrison | | | Mgmt | For | For |
1.12 | Elect Director Nido R. Qubein | | | Mgmt | For | For |
1.13 | Elect Director Thomas E. Skains | | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
1.14 | Elect Director Thomas N. Thompson | | Mgmt | For | For |
1.15 | Elect Director Stephen T. Williams | | | Mgmt | For | Withhold |
2 | Amend Executive Incentive Bonus Plan | | Mgmt | For | For |
3 | Ratify Auditors | | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
6 | Report on Political Contributions | | | SH | Against | For |
7 | Require a Majority Vote for the Election of Directors | | SH | Against | For |
|
Comerica Incorporated |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
CMA | 26-Apr-11 | USA | 200340107 | Annual | 25-Feb-11 | 15,400 | |
| | | | | | | |
| CUSIP: 200340107 | ISIN: US2003401070 | SEDOL: 2212870 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Roger A. Cregg | | | Mgmt | For | For |
2 | Elect Director T. Kevin DeNicola | | | Mgmt | For | For |
3 | Elect Director Alfred A. Piergallini | | | Mgmt | For | For |
4 | Elect Director Nina G. Vaca | | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Approve Executive Incentive Bonus Plan | | Mgmt | For | For |
7 | Reduce Supermajority Vote Requirement | | Mgmt | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
9 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Eaton Corporation |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
ETN | 27-Apr-11 | USA | 278058102 | Annual | 28-Feb-11 | 15,300 | |
| | | | | | | |
| CUSIP: 278058102 | ISIN: US2780581029 | SEDOL: 2300883 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director George S. Barrett | | | Mgmt | For | For |
2 | Elect Director Todd M. Bluedorn | | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
3 | Elect Director Ned C. Lautenbach | | | Mgmt | For | For |
4 | Elect Director Gregory R. Page | | | Mgmt | For | For |
5 | Declassify the Board of Directors | | | Mgmt | For | For |
6 | Eliminate Cumulative Voting | | | Mgmt | For | For |
7 | Ratify Auditors | | | | Mgmt | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
9 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
General Electric Company |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
GE | 27-Apr-11 | USA | 369604103 | Annual | 28-Feb-11 | 73,200 | |
| | | | | | | |
| CUSIP: 369604103 | ISIN: US3696041033 | SEDOL: 2380498 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director W. Geoffrey Beattie | | | Mgmt | For | For |
2 | Elect Director James I. Cash, Jr. | | | Mgmt | For | For |
3 | Elect Director Ann M. Fudge | | | Mgmt | For | For |
4 | Elect Director Susan Hockfield | | | Mgmt | For | For |
5 | Elect Director Jeffrey R. Immelt | | | Mgmt | For | For |
6 | Elect Director Andrea Jung | | | Mgmt | For | For |
7 | Elect Director Alan G. Lafley | | | Mgmt | For | For |
8 | Elect Director Robert W. Lane | | | Mgmt | For | For |
9 | Elect Director Ralph S. Larsen | | | Mgmt | For | For |
10 | Elect Director Rochelle B. Lazarus | | | Mgmt | For | For |
11 | Elect Director James J. Mulva | | | Mgmt | For | For |
12 | Elect Director Sam Nunn | | | Mgmt | For | For |
13 | Elect Director Roger S. Penske | | | Mgmt | For | For |
14 | Elect Director Robert J. Swieringa | | | Mgmt | For | For |
15 | Elect Director James S. Tisch | | | Mgmt | For | For |
16 | Elect Director Douglas A. Warner III | | Mgmt | For | For |
17 | Ratify Auditors | | | | Mgmt | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
19 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
20 | Provide for Cumulative Voting | | | SH | Against | Against |
21 | Performance-Based Equity Awards | | | SH | Against | Against |
22 | Withdraw Stock Options Granted to Executive Officers | | SH | Against | Against |
23 | Report on Climate Change Business Risk | | SH | Against | Against |
24 | Report on Animal Testing and Plans for Reduction | | SH | Against | Against |
|
Marathon Oil Corporation |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
MRO | 27-Apr-11 | USA | 565849106 | Annual | 28-Feb-11 | 62,100 | |
| | | | | | | |
| CUSIP: 565849106 | ISIN: US5658491064 | SEDOL: 2910970 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Gregory H. Boyce | | | Mgmt | For | Against |
2 | Elect Director Pierre Brondeau | | | Mgmt | For | For |
3 | Elect Director Clarence P. Cazalot, Jr. | | Mgmt | For | Against |
4 | Elect Director David A. Daberko | | | Mgmt | For | Against |
5 | Elect Director William L. Davis | | | Mgmt | For | Against |
6 | Elect Director Shirley Ann Jackson | | | Mgmt | For | Against |
7 | Elect Director Philip Lader | | | Mgmt | For | Against |
8 | Elect Director Charles R. Lee | | | Mgmt | For | Against |
9 | Elect Director Michael E. J. Phelps | | | Mgmt | For | Against |
10 | Elect Director Dennis H. Reilley | | | Mgmt | For | Against |
|
11 | Elect Director Seth E. Schofield | | | Mgmt | For | Against |
12 | Elect Director John W. Snow | | | Mgmt | For | Against |
13 | Elect Director Thomas J. Usher | | | Mgmt | For | Against |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Provide Right to Call Special Meeting | | Mgmt | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
17 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
18 | Report on Accident Risk Reduction Efforts | | SH | Against | Against |
| | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted |
NXY | 27-Apr-11 | Canada | 65334H102 | Annual | 07-Mar-11 | 34,600 |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
| | | | | | | |
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200 | | |
|
| CUSIP: 65334H102 | ISIN: CA65334H1029 | SEDOL: 2172219 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director W.B. Berry | | | Mgmt | For | Withhold |
1.2 | Elect Director R.G. Bertram | | | Mgmt | For | Withhold |
1.3 | Elect Director D.G. Flanagan | | | Mgmt | For | Withhold |
1.4 | Elect Director S.B. Jackson | | | Mgmt | For | Withhold |
1.5 | Elect Director K.J. Jenkins | | | Mgmt | For | Withhold |
1.6 | Elect Director A.A. McLellan | | | Mgmt | For | Withhold |
1.7 | Elect Director E.P. Newell | | | Mgmt | For | Withhold |
1.8 | Elect Director T.C. O'Neill | | | Mgmt | For | Withhold |
1.9 | Elect Director M.F. Romanow | | | Mgmt | For | Withhold |
1.10 | Elect Director F.M. Saville | | | Mgmt | For | Withhold |
1.11 | Elect Director J.M. Willson | | | Mgmt | For | Withhold |
1.12 | Elect Director V.J. Zaleschuk | | | Mgmt | For | Withhold |
2 | Ratify Deloitte & Touche LLP as Auditors | | Mgmt | For | For |
3 | Approve Shareholder Rights Plan | | | Mgmt | For | Against |
4 | Advisory Vote on Executive Compensation Approach | | Mgmt | For | Against |
|
| | | | AstraZeneca plc | | |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
AZN | 28-Apr-11 | United Kingdom | G0593M107 | Annual | 16-Mar-11 | 66,600 | |
| | | | | | | |
| CUSIP: G0593M107 | ISIN: GB0009895292 | SEDOL: 0989529 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
| Meeting for ADR Holders | | | Mgmt | | |
| | | | |
| | | |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For |
| | | | |
2 | Confirm First Interim Dividend; Confirm as Final Dividend the | Mgmt | For | For |
| Second Interim Dividend | | | |
| | | | |
3 | Reappoint KPMG Audit plc as Auditors | Mgmt | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For |
5(a) | Re-elect Louis Schweitzer as Director | Mgmt | For | For |
5(b) | Re-elect David Brennan as Director | Mgmt | For | For |
5(c) | Re-elect Simon Lowth as Director | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
| | | | | | | |
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200 | | |
|
5(d) | Elect Bruce Burlington as Director | | | Mgmt | For | For |
5(e) | Re-elect Jean-Philippe Courtois as Director | | Mgmt | For | For |
5(f) | Re-elect Michele Hooper as Director | | Mgmt | For | For |
5(g) | Re-elect Rudy Markham as Director | | | Mgmt | For | For |
5(h) | Re-elect Nancy Rothwell as Director | | Mgmt | For | For |
5(i) | Elect Shriti Vadera as Director | | | Mgmt | For | For |
5(j) | Re-elect John Varley as Director | | | Mgmt | For | For |
5(k) | Re-elect Marcus Wallenberg as Director | | Mgmt | For | Against |
6 | Approve Remuneration Report | | | Mgmt | For | For |
7 | Authorise EU Political Donations and Expenditure | | Mgmt | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | | Mgmt | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | | Mgmt | For | For |
10 | Authorise Market Purchase | | | Mgmt | For | For |
11 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For |
|
DIRECTV |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
DTV | 28-Apr-11 | USA | 25490A101 | Annual | 14-Mar-11 | 38,100 | |
| | | | | | | |
| CUSIP: 25490A101 | ISIN: US25490A1016 | SEDOL: B42SH20 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director David B. Dillon | | | Mgmt | For | For |
1.2 | Elect Director Samuel A. DiPiazza, Jr. | | Mgmt | For | For |
1.3 | Elect Director Lorrie M. Norrington | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Reduce Authorized Class B Shares, Eliminate Class C | | Mgmt | For | For |
| Common Stock and Deletion of Rights to Call Special | | | |
| Meetings to Certain Stockholders | | | | | |
4 | Declassify the Board of Directors | | | Mgmt | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For |
6 | Provide Right to Call Special Meeting | | Mgmt | For | For |
7 | Adopt the Jurisdiction of Incorporation as the Exclusive | Mgmt | For | Against |
| Forum for Certain Disputes | | | | | |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
9 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
| | | | | | | |
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200 | | |
|
Edison International |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
EIX | 28-Apr-11 | USA | 281020107 | Annual | 02-Mar-11 | 19,900 | |
| | | | | | | |
| CUSIP: 281020107 | ISIN: US2810201077 | SEDOL: 2829515 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Jagjeet S. Bindra | | | Mgmt | For | For |
2 | Elect Director Vanessa C.L. Chang | | | Mgmt | For | For |
3 | Elect Director France A. Cordova | | | Mgmt | For | For |
4 | Elect Director Theodore F. Craver, Jr. | | Mgmt | For | For |
5 | Elect Director Charles B. Curtis | | | Mgmt | For | For |
6 | Elect Director Bradford M. Freeman | | | Mgmt | For | For |
7 | Elect Director Luis G. Nogales | | | Mgmt | For | For |
8 | Elect Director Ronald L. Olson | | | Mgmt | For | For |
9 | Elect Director James M. Rosser | | | Mgmt | For | For |
10 | Elect Director Richard T. Schlosberg, III | | Mgmt | For | For |
11 | Elect Director Thomas C. Sutton | | | Mgmt | For | For |
12 | Elect Director Brett White | | | Mgmt | For | For |
13 | Ratify Auditors | | | | Mgmt | For | For |
|
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
15 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
16 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
|
Johnson & Johnson |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
JNJ | 28-Apr-11 | USA | 478160104 | Annual | 01-Mar-11 | 76,000 | |
| | | | | | | |
| CUSIP: 478160104 | ISIN: US4781601046 | SEDOL: 2475833 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Mary Sue Coleman | | | Mgmt | For | For |
2 | Elect Director James G. Cullen | | | Mgmt | For | For |
3 | Elect Director Ian E.L. Davis | | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
4 | Elect Director Michael M.e. Johns | | | Mgmt | For | For |
5 | Elect Director Susan L. Lindquist | | | Mgmt | For | For |
6 | Elect Director Anne M. Mulcahy | | | Mgmt | For | For |
7 | Elect Director Leo F. Mullin | | | Mgmt | For | For |
8 | Elect Director William D. Perez | | | Mgmt | For | For |
9 | Elect Director Charles Prince | | | Mgmt | For | For |
10 | Elect Director David Satcher | | | Mgmt | For | For |
11 | Elect Director William C. Weldon | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
14 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | Against |
16 | Amend EEO Policy to Prohibit Discrimination Based on | | SH | Against | Abstain |
| Applicant's Health Status | | | | | |
17 | Adopt Animal-Free Training Methods | | SH | Against | Against |
|
Pfizer Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
PFE | 28-Apr-11 | USA | 717081103 | Annual | 01-Mar-11 | 238,200 | |
| | | | | | | |
| CUSIP: 717081103 | ISIN: US7170811035 | SEDOL: 2684703 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Dennis A. Ausiello | | | Mgmt | For | For |
2 | Elect Director Michael S. Brown | | | Mgmt | For | For |
3 | Elect Director M. Anthony Burns | | | Mgmt | For | For |
4 | Elect Director W. Don Cornwell | | | Mgmt | For | For |
5 | Elect Director Frances D. Fergusson | | | Mgmt | For | For |
6 | Elect Director William H. Gray III | | | Mgmt | For | For |
7 | Elect Director Constance J. Horner | | | Mgmt | For | For |
8 | Elect Director James M. Kilts | | | Mgmt | For | For |
9 | Elect Director George A. Lorch | | | Mgmt | For | For |
10 | Elect Director John P. Mascotte | | | Mgmt | For | For |
11 | Elect Director Suzanne Nora Johnson | | Mgmt | For | For |
12 | Elect Director Ian C. Read | | | Mgmt | For | For |
13 | Elect Director Stephen W. Sanger | | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | Two Years | One Year |
17 | Publish Political Contributions | | | SH | Against | Against |
18 | Report on Public Policy Advocacy Process | | SH | Against | Against |
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | Against |
20 | Provide Right to Act by Written Consent | | SH | Against | For |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For |
22 | Report on Animal Testing and Plans for Reduction | | SH | Against | Against |
|
Motorola Solutions, Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
MSI | 02-May-11 | USA | 620076307 | Annual | 07-Mar-11 | 3,800 | |
| | | | | | | |
| CUSIP: 620076109 | ISIN: US6200761095 | SEDOL: 2606600 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Gregory Q. Brown | | | Mgmt | For | For |
2 | Elect Director William J. Bratton | | | Mgmt | For | For |
|
3 | Elect Director David W. Dorman | | | Mgmt | For | For |
4 | Elect Director Michael V. Hayden | | | Mgmt | For | For |
5 | Elect Director Vincent J. Intrieri | | | Mgmt | For | For |
6 | Elect Director Judy C. Lewent | | | Mgmt | For | For |
7 | Elect Director Samuel C. Scott III | | | Mgmt | For | For |
8 | Elect Director John A. White | | | Mgmt | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
10 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
11 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Amend Human Rights Policies | | | SH | Against | Against |
| | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted |
GCI | 03-May-11 | USA | 364730101 | Annual | 04-Mar-11 | 39,900 |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
| | |
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200 |
|
CUSIP: 364730101 | ISIN: US3647301015 | SEDOL: 2360304 |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John E. Cody | | | Mgmt | For | For |
1.2 | Elect Director Craig A. Dubow | | | Mgmt | For | For |
1.3 | Elect Director Howard D. Elias | | | Mgmt | For | For |
1.4 | Elect Director Arthur H. Harper | | | Mgmt | For | For |
1.5 | Elect Director John Jeffry Louis | | | Mgmt | For | For |
1.6 | Elect Director Marjorie Magner | | | Mgmt | For | For |
1.7 | Elect Director Scott K. McCune | | | Mgmt | For | For |
1.8 | Elect Director Duncan M. McFarland | | Mgmt | For | For |
1.9 | Elect Director Neal Shapiro | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
NVR, Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
NVR | 03-May-11 | USA | 62944T105 | Annual | 04-Mar-11 | 1,300 | |
| | | | | |
| CUSIP: 62944T105 | ISIN: US62944T1051 | SEDOL: 2637785 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director C. E. Andrews | | | Mgmt | For | For |
2 | Elect Director Robert C. Butler | | | Mgmt | For | For |
3 | Elect Director Timothy M. Donahue | | | Mgmt | For | For |
4 | Elect Director Alfred E. Festa | | | Mgmt | For | For |
5 | Elect Director Manuel H. Johnson | | | Mgmt | For | For |
6 | Elect Director William A. Moran | | | Mgmt | For | For |
7 | Elect Director David A. Preiser | | | Mgmt | For | For |
8 | Elect Director W. Grady Rosier | | | Mgmt | For | For |
9 | Elect Director Dwight C. Schar | | | Mgmt | For | For |
10 | Elect Director John M. Toups | | | Mgmt | For | For |
11 | Elect Director Paul W. Whetsell | | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
14 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Wells Fargo & Company |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
WFC | 03-May-11 | USA | 949746101 | Annual | 04-Mar-11 | 121,400 | |
| | | | | |
| CUSIP: 949746101 | ISIN: US9497461015 | SEDOL: 2649100 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Election Director John D. Baker II | | | Mgmt | For | For |
2 | Election Director John S. Chen | | | Mgmt | For | For |
3 | Election Director Lloyd H. Dean | | | Mgmt | For | For |
4 | Election Director Susan E. Engel | | | Mgmt | For | For |
5 | Election Director Enrique Hernandez, Jr. | | Mgmt | For | For |
6 | Election Director Donald M. James | | | Mgmt | For | For |
7 | Election Director Mackey J. McDonald | | Mgmt | For | For |
8 | Election Director Cynthia H. Milligan | | Mgmt | For | For |
9 | Elect Director Nicholas G. Moore | | | Mgmt | For | For |
10 | Elect Director Philip J. Quigley | | | Mgmt | For | For |
11 | Elect Director Judith M. Runstad | | | Mgmt | For | For |
12 | Elect Director Stephen W. Sanger | | | Mgmt | For | For |
13 | Elect Director John G. Stumpf | | | Mgmt | For | For |
14 | Elect Director an G. Swenson | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
17 | Ratify Auditors | | | | Mgmt | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For |
19 | Provide for Cumulative Voting | | | SH | Against | Against |
20 | Require Independent Board Chairman | | SH | Against | Against |
21 | Advisory Vote to Ratify Directors' Compensation | | SH | Against | Against |
22 | Require Audit Committee Review and Report on Controls | SH | Against | Against |
| Related to Loans, Foreclosure and Securitizations | | | | |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
HES | 04-May-11 | USA | 42809H107 | Annual | 14-Mar-11 | 20,600 | |
| | | | | | | |
| CUSIP: 42809H107 | ISIN: US42809H1077 | SEDOL: 2023748 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director E.E. Holiday | | | Mgmt | For | For |
2 | Elect Director J.H. Mullin | | | Mgmt | For | For |
3 | Elect Director F.B. Walker | | | Mgmt | For | For |
4 | Elect Director R.N. Wilson | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
7 | Ratify Auditors | | | | Mgmt | For | For |
8 | Amend Executive Incentive Bonus Plan | | Mgmt | For | For |
| | | | | | | |
Tesoro Corporation |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
TSO | 04-May-11 | USA | 881609101 | Annual | 15-Mar-11 | 23,400 | |
| | | | | | | |
| CUSIP: 881609101 | ISIN: US8816091016 | SEDOL: 2884569 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Rodney F. Chase | | | Mgmt | For | For |
2 | Elect Director Gregory J. Goff | | | Mgmt | For | For |
3 | Elect Director Robert W. Goldman | | | Mgmt | For | For |
4 | Elect Director Steven H. Grapstein | | | Mgmt | For | For |
5 | Elect Director J.w. Nokes | | | Mgmt | For | For |
6 | Elect Director Susan Tomasky | | | Mgmt | For | For |
7 | Elect Director Michael E. Wiley | | | Mgmt | For | For |
8 | Elect Director Patrick Y. Yang | | | Mgmt | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
10 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
11 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | |
13 | Report on Accident Risk Reduction Efforts | SH | Against | Against |
| | | | | | | |
Newfield Exploration Company |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
NFX | 05-May-11 | USA | 651290108 | Annual | 09-Mar-11 | 15,400 | |
| | | | | | | |
| CUSIP: 651290108 | ISIN: US6512901082 | SEDOL: 2635079 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Lee K. Boothby | | | Mgmt | For | For |
2 | Elect Director Philip J. Burguieres | | | Mgmt | For | For |
3 | Elect Director Pamela J. Gardner | | | Mgmt | For | For |
4 | Elect Director John Randolph Kemp, lll | | Mgmt | For | For |
5 | Elect Director J. Michael Lacey | | | Mgmt | For | For |
6 | Elect Director Joseph H. Netherland | | | Mgmt | For | For |
|
7 | Elect Director Howard H. Newman | | | Mgmt | For | For |
8 | Elect Director Thomas G. Ricks | | | Mgmt | For | For |
9 | Elect Director Juanita F. Romans | | | Mgmt | For | For |
10 | Elect Director C. E. (Chuck) Shultz | | | Mgmt | For | For |
11 | Elect Director J. Terry Strange | | | Mgmt | For | For |
12 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
13 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Alcoa Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
AA | 06-May-11 | USA | 013817101 | Annual | 11-Feb-11 | 73,600 | |
| | | | |
| CUSIP: 013817101 | ISIN: US0138171014 | SEDOL: 2021805 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Klaus Kleinfeld | | | Mgmt | For | For |
1.2 | Elect Director James W. Owens | | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | |
1.3 | Elect Director Ratan N. Tata | Mgmt | For | For |
2 | Ratify Auditor | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Mgmt | For | For |
6 | Reduce Supermajority Vote Requirement Relating to Fair | Mgmt | For | For |
| Price Protection | | | |
| | | |
7 Reduce Supermajority Vote Requirement Relating to Director | Mgmt | For | For |
Elections | | | |
| | | | | | | |
8 | Reduce Supermajority Vote Requirement Relating to the | Mgmt | For | For |
| Removal of Directors | | | | | | |
9 | Provide Right to Act by Written Consent | | SH | Against | For |
10 | Declassify the Board of Directors | | | SH | Against | For |
|
The Goldman Sachs Group, Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
GS | 06-May-11 | USA | 38141G104 | Annual | 07-Mar-11 | 6,100 | |
| | | | | | | |
| CUSIP: 38141G104 | ISIN: US38141G1040 | SEDOL: 2407966 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Lloyd C. Blankfein | | | Mgmt | For | For |
2 | Elect Director John H. Bryan | | | Mgmt | For | For |
3 | Elect Director Gary D. Cohn | | | Mgmt | For | For |
4 | Elect Director Claes Dahlback | | | Mgmt | For | For |
5 | Elect Director Stephen Friedman | | | Mgmt | For | For |
6 | Elect Director William W. George | | | Mgmt | For | For |
7 | Elect Director James A. Johnson | | | Mgmt | For | For |
8 | Elect Director Lois D. Juliber | | | Mgmt | For | For |
9 | Elect Director Lakshmi N. Mittal | | | Mgmt | For | For |
10 | Elect Director James J. Schiro | | | Mgmt | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
12 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
13 | Ratify Auditors | | | | Mgmt | For | For |
14 | Provide for Cumulative Voting | | | SH | Against | Against |
15 | Amend Bylaws-- Call Special Meetings | | SH | Against | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
16 | Stock Retention/Holding Period | | | SH | Against | Against |
17 | Review Executive Compensation | | | SH | Against | Against |
18 | Report on Climate Change Business Risks | | SH | Against | Against |
19 | Report on Political Contributions | | | SH | Against | Against |
|
NiSource Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
NI | 10-May-11 | USA | 65473P105 | Annual | 15-Mar-11 | 32,000 | |
| | | | | | | |
| CUSIP: 65473P105 | ISIN: US65473P1057 | SEDOL: 2645409 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Richard A. Abdoo | | | Mgmt | For | For |
2 | Elect Director Steven C. Beering | | | Mgmt | For | For |
3 | Elect Director Michael E. Jesanis | | | Mgmt | For | For |
4 | Elect Director Marty R. Kittrell | | | Mgmt | For | For |
5 | Elect Director W. Lee Nutter | | | Mgmt | For | For |
6 | Elect Director Deborah S. Parker | | | Mgmt | For | For |
7 | Elect Director Ian M. Rolland | | | Mgmt | For | For |
8 | Elect Director Robert C. Skaggs, Jr. | | | Mgmt | For | For |
9 | Elect Director Richard L. Thompson | | | Mgmt | For | For |
10 | Elect Director Carolyn Y. Woo | | | Mgmt | For | For |
11 | Ratify Auditors | | | | Mgmt | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
13 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
14 | Provide Right to Act by Written Consent | | SH | Against | For |
|
Capital One Financial Corporation |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
COF | 11-May-11 | USA | 14040H105 | Annual | 16-Mar-11 | 11,400 | |
| | | | |
| CUSIP: 14040H105 | ISIN: US14040H1059 | SEDOL: 2654461 | |
| | | | | | | |
| | | |
| Proponent | Mgmt Rec | Vote |
| | | Instruction |
| | | |
1 Elect Director Patrick W. Gross | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
2 | Elect Director Ann Fritz Hackett | | | Mgmt | For | For |
3 | Elect Director Pierre E. Leroy | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Declassify the Board of Directors | | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Comcast Corporation |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
CMCSA | 11-May-11 | USA | 20030N101 | Annual | 08-Mar-11 | 112,600 | |
| | | | | | | |
| CUSIP: 20030N101 | ISIN: US20030N1019 | SEDOL: 2044545 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director S. Decker Anstrom | | | Mgmt | For | For |
1.2 | Elect Director Kenneth J. Bacon | | | Mgmt | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | | | Mgmt | For | For |
1.4 | Elect Director Edward D. Breen | | | Mgmt | For | For |
1.5 | Elect Director Joseph J. Collins | | | Mgmt | For | For |
1.6 | Elect Director J. Michael Cook | | | Mgmt | For | For |
1.7 | Elect Director Gerald L. Hassell | | | Mgmt | For | For |
1.8 | Elect Director Jeffrey A. Honickman | | | Mgmt | For | For |
1.9 | Elect Director Eduardo G. Mestre | | | Mgmt | For | For |
1.10 | Elect Director Brian L. Roberts | | | Mgmt | For | For |
1.11 | Elect Director Ralph J. Roberts | | | Mgmt | For | For |
1.12 | Elect Director Judith Rodin | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | | Mgmt | For | For |
4 | Amend Restricted Stock Plan | | | Mgmt | For | For |
5 | Amend Stock Option Plan | | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
8 | Provide for Cumulative Voting | | | SH | Against | Against |
9 | Require Independent Board Chairman | | SH | Against | Against |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
| | | | | | | |
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200 | | |
|
ConocoPhillips |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
COP | 11-May-11 | USA | 20825C104 | Annual | 14-Mar-11 | 23,400 | |
| | | | | | | |
| CUSIP: 20825C104 | ISIN: US20825C1045 | SEDOL: 2685717 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Richard L. Armitage | | | Mgmt | For | For |
2 | Elect Director Richard H. Auchinleck | | Mgmt | For | For |
3 | Elect Director James E. Copeland, Jr. | | Mgmt | For | For |
4 | Elect Director Kenneth M. Duberstein | | Mgmt | For | For |
5 | Elect Director Ruth R. Harkin | | | Mgmt | For | For |
6 | Elect Director Harold W. McGraw III | | Mgmt | For | For |
7 | Elect Director James J. Mulva | | | Mgmt | For | For |
8 | Elect Director Robert A. Niblock | | | Mgmt | For | For |
9 | Elect Director Harald J. Norvik | | | Mgmt | For | For |
10 | Elect Director William K. Reilly | | | Mgmt | For | For |
11 | Elect Director Victoria J. Tschinkel | | | Mgmt | For | For |
12 | Elect Director Kathryn C. Turner | | | Mgmt | For | For |
13 | Elect Director William E. Wade, Jr. | | | Mgmt | For | For |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | None | One Year |
17 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | Abstain |
19 | Report on Political Contributions | | | SH | Against | Against |
20 | Report on Lobbying Expenses | | | SH | Against | Against |
21 | Report on Accident Risk Reduction Efforts | | SH | Against | Against |
22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | SH | Against | Against |
23 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | Against |
24 | Report on Financial Risks of Climate Change | | SH | Against | Against |
25 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | Against |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
| | | | | | | |
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200 | | |
|
Ford Motor Company |
| | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
F | 12-May-11 | USA | 345370860 | Annual | 16-Mar-11 | 37,600 | |
| | | | | |
| CUSIP: 345370860 | ISIN: US3453708600 | SEDOL: 2615468 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Stephen G. Butler | | | Mgmt | For | For |
2 | Elect Director Kimberly A. Casiano | | | Mgmt | For | For |
3 | Elect Director Anthony F. Earley, Jr. | | | Mgmt | For | For |
4 | Elect Director Edsel B. Ford II | | | Mgmt | For | For |
5 | Elect Director William Clay Ford, Jr. | | | Mgmt | For | For |
6 | Elect Director Richard A. Gephardt | | | Mgmt | For | For |
7 | Elect Director James H. Hance, Jr. | | | Mgmt | For | For |
8 | Elect Director Irvine O. Hockaday, Jr. | | Mgmt | For | For |
9 | Elect Director Richard A. Manoogian | | Mgmt | For | For |
10 | Elect Director Ellen R. Marram | | | Mgmt | For | For |
11 | Elect Director Alan Mulally | | | Mgmt | For | For |
12 | Elect Director Homer A. Neal | | | Mgmt | For | For |
13 | Elect Director Gerald L. Shaheen | | | Mgmt | For | For |
14 | Elect Director John L. Thornton | | | Mgmt | For | For |
15 | Ratify Auditors | | | | Mgmt | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
17 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
18 | Publish Political Contributions | | | SH | Against | Against |
19 | Approve Recapitalization Plan for all Stock to have One-vote | SH | Against | For |
| per Share | | | | | | |
| | | | |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For |
| | | | | | | |
Gilead Sciences, Inc. |
| | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
GILD | 12-May-11 | USA | 375558103 | Annual | 16-Mar-11 | 44,200 | |
| | | | | | | |
| CUSIP: 375558103 | ISIN: US3755581036 | SEDOL: 2369174 | |
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
1.1 | Elect Director John F. Cogan | | | Mgmt | For | For |
1.2 | Elect Director Etienne F. Davignon | | | Mgmt | For | For |
1.3 | Elect Director James M. Denny | | | Mgmt | For | For |
1.4 | Elect Director Carla A. Hills | | | Mgmt | For | For |
1.5 | Elect Director Kevin E. Lofton | | | Mgmt | For | For |
1.6 | Elect Director John W. Madigan | | | Mgmt | For | For |
1.7 | Elect Director John C. Martin | | | Mgmt | For | For |
1.8 | Elect Director Gordon E. Moore | | | Mgmt | For | For |
1.9 | Elect Director Nicholas G. Moore | | | Mgmt | For | For |
1.10 | Elect Director Richard J. Whitley | | | Mgmt | For | For |
1.11 | Elect Director Gayle E. Wilson | | | Mgmt | For | For |
1.12 | Elect Director Per Wold-Olsen | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Amend Executive Incentive Bonus Plan | | Mgmt | For | For |
4 | Reduce Supermajority Vote Requirement | | Mgmt | For | For |
5 | Provide Right to Call Special Meeting | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Kohl's Corporation |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
KSS | 12-May-11 | USA | 500255104 | Annual | 09-Mar-11 | 27,000 | |
| | | | | | | |
| CUSIP: 500255104 | ISIN: US5002551043 | SEDOL: 2496113 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Peter Boneparth | | | Mgmt | For | For |
2 | Elect Director Steven A. Burd | | | Mgmt | For | For |
3 | Elect Director John F. Herma | | | Mgmt | For | For |
4 | Elect Director Dale E. Jones | | | Mgmt | For | For |
5 | Elect Director William S. Kellogg | | | Mgmt | For | For |
6 | Elect Director Kevin Mansell | | | Mgmt | For | For |
7 | Elect Director Frank V. Sica | | | Mgmt | For | For |
8 | Elect Director Peter M. Sommerhauser | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
9 | Elect Director Stephanie A. Streeter | | | Mgmt | For | For |
10 | Elect Director Nina G. Vaca | | | Mgmt | For | For |
11 | Elect Director Stephen E. Watson | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Reduce Supermajority Vote Requirement Relating to Director | Mgmt | For | For |
| Elections | | | | | | |
14 | Reduce Supermajority Vote Requirement | | Mgmt | For | For |
15 | Amend Executive Incentive Bonus Plan | | Mgmt | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
17 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
18 | Provide Right to Act by Written Consent | | SH | Against | For |
19 | Adopt Policy on Succession Planning | | SH | Against | Against |
|
Lear Corporation |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
LEA | 12-May-11 | USA | 521865204 | Annual | 25-Mar-11 | 20,000 | |
| | | | | | | |
| CUSIP: 521865204 | ISIN: US5218652049 | SEDOL: B570P91 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Thomas P. Capo | | | Mgmt | For | For |
2 | Elect Director Curtis J. Clawson | | | Mgmt | For | For |
3 | Elect Director Jonathon F. Foster | | | Mgmt | For | For |
4 | Elect Director Conrad L. Mallett, Jr. | | | Mgmt | For | For |
5 | Elect Director Robert E. Rossiter | | | Mgmt | For | For |
6 | Elect Director Donald L. Runkle | | | Mgmt | For | For |
7 | Elect Director Gregory C. Smith | | | Mgmt | For | For |
8 | Elect Director Henry D.G. Wallace | | | Mgmt | For | For |
9 | Ratify Auditors | | | | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
11 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
| | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted |
DOW | 12-May-11 | USA | 260543103 | Annual | 14-Mar-11 | 61,200 |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
| | | | | | | |
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200 | | |
|
| CUSIP: 260543103 | ISIN: US2605431038 | SEDOL: 2278719 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Arnold A. Allemang | | | Mgmt | For | For |
2 | Elect Director Jacqueline K. Barton | | | Mgmt | For | For |
3 | Elect Director James A. Bell | | | Mgmt | For | For |
4 | Elect Director Jeff M. Fettig | | | Mgmt | For | For |
5 | Elect Director Barbara H. Franklin | | | Mgmt | For | For |
6 | Elect Director Jennifer M. Granholm | | | Mgmt | For | For |
7 | Elect Director John B. Hess | | | Mgmt | For | For |
8 | Elect Director Andrew N. Liveris | | | Mgmt | For | For |
9 | Elect Director Paul Polman | | | Mgmt | For | For |
10 | Elect Director Dennis H. Reilley | | | Mgmt | For | For |
11 | Elect Director James M. Ringler | | | Mgmt | For | For |
12 | Elect Director Ruth G. Shaw | | | Mgmt | For | For |
13 | Elect Director Paul G. Stern | | | Mgmt | For | For |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
17 | Provide Right to Act by Written Consent | | SH | Against | For |
|
JPMorgan Chase & Co. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
JPM | 17-May-11 | USA | 46625h100 | Annual | 18-Mar-11 | 107,300 | |
| | | | | | | |
| CUSIP: 46625H100 | ISIN: US46625H1005 | SEDOL: 2190385 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Crandall C. Bowles | | | Mgmt | For | For |
2 | Elect Director Stephen B. Burke | | | Mgmt | For | For |
3 | Elect Director David M. Cote | | | Mgmt | For | For |
4 | Elect Director James S. Crown | | | Mgmt | For | For |
5 | Elect Director James Dimon | | | Mgmt | For | For |
6 | Elect Director Ellen V. Futter | | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
7 | Elect Director William H. Gray, III | | | Mgmt | For | For |
8 | Elect Director Laban P. Jackson, Jr. | | | Mgmt | For | For |
9 | Elect Director David C. Novak | | | Mgmt | For | For |
10 | Elect Director Lee R. Raymond | | | Mgmt | For | For |
11 | Elect Director William C. Weldon | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
14 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
15 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
16 | Affirm Political Non-Partisanship | | | SH | Against | Against |
17 | Provide Right to Act by Written Consent | | SH | Against | For |
18 | Report on Loan Modifications | | | SH | Against | Against |
19 | Report on Political Contributions | | | SH | Against | Against |
20 | Institute Procedures to Prevent Investments in Companies | SH | Against | Against |
| that Contribute to Genocide or Crimes Against Humanity | | | |
21 | Require Independent Board Chairman | | SH | Against | Against |
|
The Gap, Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
GPS | 17-May-11 | USA | 364760108 | Annual | 21-Mar-11 | 53,600 | |
| | | | | | | |
| CUSIP: 364760108 | ISIN: US3647601083 | SEDOL: 2360326 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Adrian D.P. Bellamy | | | Mgmt | For | For |
1.2 | Elect Director Domenico De Sole | | | Mgmt | For | For |
1.3 | Elect Director Robert J. Fisher | | | Mgmt | For | For |
1.4 | Elect Director William S. Fisher | | | Mgmt | For | For |
1.5 | Elect Director Bob L. Martin | | | Mgmt | For | For |
1.6 | Elect Director Jorge P. Montoya | | | Mgmt | For | For |
1.7 | Elect Director Glenn K. Murphy | | | Mgmt | For | For |
1.8 | Elect Director Mayo A. Shattuck III | | | Mgmt | For | For |
1.9 | Elect Director Katherine Tsang | | | Mgmt | For | For |
1.10 | Elect Director Kneeland C. Youngblood | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
WellPoint, Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
WLP | 17-May-11 | USA | 94973V107 | Annual | 17-Mar-11 | 16,300 | |
|
| CUSIP: 94973V107 | ISIN: US94973V1070 | SEDOL: 2794743 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Angela F. Braly | | | Mgmt | For | For |
1.2 | Elect Director Warren Y. Jobe | | | Mgmt | For | For |
1.3 | Elect Director William G. Mays | | | Mgmt | For | For |
1.4 | Elect Director William J. Ryan | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3a | Reduce Supermajority Vote Requirement Relating to Vote | Mgmt | For | For |
| Requirement | | | | | | |
3b | Reduce Supermajority Vote Requirement Relating to Removal | Mgmt | For | For |
| of Directors | | | | | | |
3c | Opt Out of State's Control Share Acquisition Law | | Mgmt | For | For |
3d | Amend Articles of Incorporation to Remove Certain Obsolete | Mgmt | For | For |
| Provisions | | | | | | |
3e | Amend Articles of Incorporation to Remove Other Obsolete | Mgmt | For | For |
| Provisions and Make Conforming Changes | | | | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
6 | Feasibility Study for Converting to Nonprofit Status | | SH | Against | Against |
7 | Reincorporate in Another State [from Indiana to Delaware] | SH | Against | Against |
8 | Require Independent Board Chairman | | SH | Against | Against |
|
| | | | ACE Limited | | |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
ACE | 18-May-11 | Switzerland | H0023R105 | Annual | 30-Mar-11 | 3,800 | |
| | | | |
| CUSIP: H0023R105 | ISIN: CH0044328745 | SEDOL: B3BQMF6 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
1.1 | Elect Evan G. Greenberg as Director | | Mgmt | For | For |
1.2 | Elect Leo F. Mullin as Director | | | Mgmt | For | For |
1.3 | Elect Olivier Steimer as Director | | | Mgmt | For | For |
1.4 | Elect Michael P. Connors as Director | | Mgmt | For | For |
1.5 | Elect Eugene B. Shanks, Jr as Director | | Mgmt | For | For |
1.6 | Elect John A. Krol as Director | | | Mgmt | For | For |
2.1 | Approve Annual Report | | | Mgmt | For | For |
2.2 | Accept Statutory Financial Statements | | Mgmt | For | For |
2.3 | Accept Consolidated Financial Statements | | Mgmt | For | For |
3 | Approve Allocation of Income and Dividends | | Mgmt | For | For |
4 | Approve Discharge of Board and Senior Management | | Mgmt | For | For |
5.1 | Ratify PricewaterhouseCoopers AG as Auditors | | Mgmt | For | For |
5.2 | Ratify Ratify PricewaterhouseCoopers LLC as Independent | Mgmt | For | For |
| Registered Public Accounting Firm as Auditors | | | | |
5.3 | Ratify BDO AG as Special Auditors | | | Mgmt | For | For |
6 | Approve Dividend Distribution from Legal Reserves | | Mgmt | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
8 | Advisory Vote on Say on Pay Frequency | | Mgmt | None | One Year |
|
CenturyLink, Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
CTL | 18-May-11 | USA | 156700106 | Annual | 21-Mar-11 | 23,800 | |
| | | | | |
| CUSIP: 156700106 | ISIN: US1567001060 | SEDOL: 2185046 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Virginia Boulet | | | Mgmt | For | For |
1.2 | Elect Director Peter C. Brown | | | Mgmt | For | For |
1.3 | Elect Director Richard A. Gephardt | | | Mgmt | For | For |
1.4 | Elect Director Gregory J. McCray | | | Mgmt | For | For |
1.5 | Elect Director Michael J. Roberts | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
6 | Report on Political Contributions | | | SH | Against | Against |
7 | Declassify the Board of Directors | | | SH | Against | For |
|
Health Net, Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
HNT | 18-May-11 | USA | 42222G108 | Annual | 28-Mar-11 | 17,300 | |
| | | | | | | |
| CUSIP: 42222G108 | ISIN: US42222G1085 | SEDOL: 2418623 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Mary Anne Citrino | | | Mgmt | For | For |
1.2 | Elect Director Theodore F. Craver, Jr. | | Mgmt | For | For |
1.3 | Elect Director Vicki B. Escarra | | | Mgmt | For | For |
1.4 | Elect Director Gale S. Fitzgerald | | | Mgmt | For | For |
1.5 | Elect Director Parick Foley | | | Mgmt | For | For |
1.6 | Elect Director Jay M. Gellert | | | Mgmt | For | For |
1.7 | Elect Director Roger F. Greaves | | | Mgmt | For | For |
1.8 | Elect Director Bruce G. Willison | | | Mgmt | For | For |
1.9 | Elect Director Frederick C. Yeager | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
5 | Reduce Supermajority Vote Requirement | | Mgmt | For | For |
|
Morgan Stanley |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
MS | 18-May-11 | USA | 617446448 | Annual | 21-Mar-11 | 35,500 | |
| | | | | | | |
| CUSIP: 617446448 | ISIN: US6174464486 | SEDOL: 2262314 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Roy J. Bostock | | | Mgmt | For | For |
2 | Elect Director Erskine B. Bowles | | | Mgmt | For | For |
3 | Elect Director Howard J. Davies | | | Mgmt | For | For |
4 | Elect Director James P. Gorman | | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
5 | Elect Director James H. Hance Jr. | | | Mgmt | For | For |
6 | Elect Director C. Robert Kidder | | | Mgmt | For | For |
7 | Elect Director John J. Mack | | | Mgmt | For | For |
8 | Elect Director Donald T. Nicolaisen | | | Mgmt | For | For |
|
9 | Elect Director Hutham S. Olayan | | | Mgmt | For | For |
10 | Elect Director James. W. Owens | | | Mgmt | For | For |
11 | Elect Director O. Griffith Sexton | | | Mgmt | For | For |
12 | Elect Director Masaaki Tanaka | | | Mgmt | For | For |
13 | Elect Director Laura D. Tyson | | | Mgmt | For | For |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
17 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
| | | Northrop Grumman Corporation | |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
NOC | 18-May-11 | USA | 666807102 | Annual | 22-Mar-11 | 50,700 | |
| | | | | | | |
| CUSIP: 666807102 | ISIN: US6668071029 | SEDOL: 2648806 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Wesley G. Bush | | | Mgmt | For | For |
2 | Elect Director Lewis W. Coleman | | | Mgmt | For | For |
3 | Elect Director Victor H. Fazio | | | Mgmt | For | For |
4 | Elect Director Donald E. Felsinger | | | Mgmt | For | For |
5 | Elect Director Stephen E. Frank | | | Mgmt | For | For |
6 | Elect Director Bruce S. Gordon | | | Mgmt | For | For |
7 | Elect Director Madeleine Kleiner | | | Mgmt | For | For |
8 | Elect Director Karl J. Krapek | | | Mgmt | For | For |
9 | Elect Director Richard B. Myers | | | Mgmt | For | For |
10 | Elect Director Aulana L. Peters | | | Mgmt | For | For |
11 | Elect Director Kevin W. Sharer | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
| Compensation | | | | | | |
15 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
16 | Provide for Cumulative Voting | | | SH | Against | Against |
17 | Report on Political Contributions | | | SH | Against | Against |
18 | Provide Right to Act by Written Consent | | SH | Against | For |
|
Reliance Steel & Aluminum Co. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
RS | 18-May-11 | USA | 759509102 | Annual | 01-Apr-11 | 5,858 | |
| | | | | | | |
| CUSIP: 759509102 | ISIN: US7595091023 | SEDOL: 2729068 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John G. Figueroa | | | Mgmt | For | For |
1.2 | Elect Director Thomas W. Gimbel | | | Mgmt | For | For |
1.3 | Elect Director Douglas M. Hayes | | | Mgmt | For | For |
1.4 | Elect Director Franklin R. Johnson | | | Mgmt | For | For |
1.5 | Elect Director Leslie A. Waite | | | Mgmt | For | For |
2 | Declassify the Board of Directors | | | Mgmt | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
7 | Other Business | | | | Mgmt | For | Against |
|
Altria Group, Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
MO | 19-May-11 | USA | 02209S103 | Annual | 28-Mar-11 | 67,500 | |
| | | | | | | |
| CUSIP: 02209S103 | ISIN: US02209S1033 | SEDOL: 2692632 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Elizabeth E. Bailey | | | Mgmt | For | For |
2 | Elect Director Gerald L. Baliles | | | Mgmt | For | For |
3 | Elect Director John T. Casteen III | | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
4 | Elect Director Dinyar S. Devitre | | | Mgmt | For | For |
5 | Elect Director Thomas F. Farrell II | | | Mgmt | For | For |
6 | Elect Director Thomas W. Jones | | | Mgmt | For | For |
|
7 | Elect Director George Munoz | | | Mgmt | For | For |
8 | Elect Director Nabil Y. Sakkab | | | Mgmt | For | For |
9 | Elect Director Michael E. Szymanczyk | | Mgmt | For | For |
10 | Ratify Auditors | | | | Mgmt | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
12 | Advisory Vote on Say on Pay Frequency | | Mgmt | None | One Year |
13 | Cease Production of Flavored Tobacco Products | | SH | Against | Against |
|
Steel Dynamics, Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
STLD | 19-May-11 | USA | 858119100 | Annual | 21-Mar-11 | 26,000 | |
| | | | | | | |
| CUSIP: 858119100 | ISIN: US8581191009 | SEDOL: 2849472 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Keith E. Busse | | | Mgmt | For | For |
1.2 | Elect Director Mark D. Millett | | | Mgmt | For | For |
1.3 | Elect Director Richard . Teets, Jr. | | | Mgmt | For | For |
1.4 | Elect Director John C. Bates | | | Mgmt | For | For |
1.5 | Elect Director Frank D. Byrne | | | Mgmt | For | For |
1.6 | Elect Director Paul B. Edgerley | | | Mgmt | For | For |
1.7 | Elect Director Richard J. Freeland | | | Mgmt | For | For |
1.8 | Elect Director Jurgen Kolb | | | Mgmt | For | For |
1.9 | Elect Director James C. Marcuccilli | | | Mgmt | For | For |
1.10 | Elect Director Joseph D. Ruffolo | | | Mgmt | For | For |
1.11 | Elect Director Gabriel L. Shaheen | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
5 | Other Business | | | | Mgmt | For | Against |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
TWC | 19-May-11 | USA | 88732J207 | Annual | 24-Mar-11 | 40,600 | |
| | | | | | | |
| CUSIP: 88732J207 | ISIN: US88732J2078 | SEDOL: B63BPC8 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Carole Black | | | Mgmt | For | For |
2 | Elect Director Glenn A. Britt | | | Mgmt | For | For |
3 | Elect Director Thomas H. Castro | | | Mgmt | For | For |
4 | Elect Director David C. Chang | | | Mgmt | For | For |
5 | Elect Director James E. Copeland, Jr. | | Mgmt | For | For |
6 | Elect Director Peter R. Haje | | | Mgmt | For | For |
7 | Elect Director Donna A. James | | | Mgmt | For | For |
8 | Elect Director Don Logan | | | Mgmt | For | For |
9 | Elect Director N.J. Nicholas, Jr. | | | Mgmt | For | For |
10 | Elect Director Wayne H. Pace | | | Mgmt | For | For |
11 | Elect Director Edward D. Shirley | | | Mgmt | For | For |
12 | Elect Director John E. Sununu | | | Mgmt | For | For |
13 | Ratify Auditors | | | | Mgmt | For | For |
14 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Time Warner Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
TWX | 20-May-11 | USA | 887317303 | Annual | 25-Mar-11 | 33,100 | |
| | | | | | | |
| CUSIP: 887317303 | ISIN: US8873173038 | SEDOL: B63QTN2 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director James L. Barksdale | | | Mgmt | For | For |
2 | Elect Director William P. Barr | | | Mgmt | For | For |
3 | Elect Director Jeffrey L. Bewkes | | | Mgmt | For | For |
4 | Elect Director Stephen F. Bollenbach | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
5 | Elect Director Frank J. Caufield | | | Mgmt | For | For |
|
6 | Elect Director Robert C. Clark | | | Mgmt | For | For |
7 | Elect Director Mathias Dopfner | | | Mgmt | For | For |
8 | Elect Director Jessica P. Einhorn | | | Mgmt | For | For |
9 | Elect Director Fred Hassan | | | Mgmt | For | For |
10 | Elect Director Michael A. Miles | | | Mgmt | For | For |
11 | Elect Director Kenneth J. Novack | | | Mgmt | For | For |
12 | Elect Director Paul D. Wachter | | | Mgmt | For | For |
13 | Elect Director Deborah C. Wright | | | Mgmt | For | For |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
17 | Reduce Supermajority Vote Requirement | | Mgmt | For | For |
18 | Provide Right to Act by Written Consent | | SH | Against | For |
|
Ensco plc |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
ESV | 24-May-11 United Kingdom | 29358Q109 | Annual | 31-Mar-11 | 20,800 | |
| | | | | | |
| CUSIP: 29358Q109 | ISIN: US29358Q1094 | SEDOL: B57S1N1 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
| Meeting for ADR Holders | | | Mgmt | | |
1 | Re-elect J. Roderick Clark as Director | | Mgmt | For | For |
2 | Re-elect Daniel W. Rabun as Director | | Mgmt | For | For |
3 | Re-elect Keith O. Rattie as Director | | | Mgmt | For | For |
| | |
4 Appoint KPMG LLP as Independent Registered Auditors of the Mgmt Company | For | For |
| | | | |
5 | Reappoint KPMG Audit Plc as Auditors of the Company | Mgmt | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For |
7 | Approve Special Dividends | Mgmt | For | For |
8 | Authorize Associated Deed of Release for Historic Dividends | Mgmt | For | For |
9 | Authorize Release All Claims Against Directors for Historic Dividends | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
| | | | | | | |
Royal Caribbean Cruises Ltd. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
N/A | 24-May-11 | Liberia | V7780T103 | Annual | 25-Mar-11 | 17,400 | |
| | | | | | | |
| CUSIP: V7780T103 | ISIN: LR0008862868 | SEDOL: 2754907 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Laura D.B. Laviada as Director | | Mgmt | For | For |
2 | Elect Eyal M. Ofer as Director | | | Mgmt | For | For |
3 | Elect William K. Relly as Director | | | Mgmt | For | For |
4 | Elect A. Alexander Wihelmsen as Director | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | For | For |
8 | Advisory Vote to Ratify Directors' Compensation | | SH | Against | Against |
|
Raytheon Company |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
RTN | 26-May-11 | USA | 755111507 | Annual | 01-Apr-11 | 6,700 | |
| | | | | | | |
| CUSIP: 755111507 | ISIN: US7551115071 | SEDOL: 2758051 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Vernon E. Clark | | | Mgmt | For | For |
2 | Elect Director John M. Deutch | | | Mgmt | For | For |
3 | Elect Director Stephen J. Hadley | | | Mgmt | For | For |
4 | Elect Director Frederic M. Poses | | | Mgmt | For | For |
5 | Elect Director Michael C. Ruettgers | | | Mgmt | For | For |
6 | Elect Director Ronald L. Skates | | | Mgmt | For | For |
7 | Elect Director William R. Spivey | | | Mgmt | For | For |
8 | Elect Director Linda G. Stuntz | | | Mgmt | For | For |
9 | Elect Director William H. Swanson | | | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
11 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Provide Right to Act by Written Consent | | SH | Against | For |
14 | Stock Retention/Holding Period | | | SH | Against | Against |
15 | Report on Lobbying Contributions and Expenses | | SH | Against | Against |
16 | Submit SERP to Shareholder Vote | | | SH | Against | Against |
|
The Travelers Companies, Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
TRV | 26-May-11 | USA | 89417E109 | Annual | 28-Mar-11 | 37,700 | |
| | | | | | | |
| CUSIP: 89417E109 | ISIN: US89417E1091 | SEDOL: 2769503 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Alan L. Beller | | | Mgmt | For | For |
2 | Elect Director John H. Dasburg | | | Mgmt | For | For |
3 | Elect Director Janet M. Dolan | | | Mgmt | For | For |
4 | Elect Director Kenneth M. Duberstein | | Mgmt | For | For |
5 | Elect Director Jay S. Fishman | | | Mgmt | For | For |
6 | Elect Director Lawrence G. Graev | | | Mgmt | For | For |
7 | Elect Director Patricia L. Higgins | | | Mgmt | For | For |
8 | Elect Director Thomas R. Hodgson | | | Mgmt | For | For |
9 | Elect Director Cleve L. Killingsworth, Jr. | | Mgmt | For | For |
10 | Elect Director Donald J. Shepard | | | Mgmt | For | For |
11 | Elect Director Laurie J. Thomsen | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
14 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Bunge Limited |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
BG | 27-May-11 | Bermuda | G16962105 | Annual | 31-Mar-11 | 13,700 | |
| | | | | | | |
| CUSIP: G16962105 | ISIN: BMG169621056 | SEDOL: 2788713 | |
| | | | | | | Vote |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Ernest G. Bachrach | | | Mgmt | For | For |
1.2 | Elect Director Enrique H. Boilini | | | Mgmt | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize | Mgmt | For | For |
| Board to Fix Their Remuneration | | | | | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Constellation Energy Group, Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
CEG | 27-May-11 | USA | 210371100 | Annual | 18-Mar-11 | 24,100 | |
| | | | | | | |
| CUSIP: 210371100 | ISIN: US2103711006 | SEDOL: 2073408 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Yves C. De Balmann | | | Mgmt | For | For |
2 | Elect Director Ann C. Berzin | | | Mgmt | For | For |
3 | Elect Director James T. Brady | | | Mgmt | For | For |
4 | Elect Director James R. Curtiss | | | Mgmt | For | For |
5 | Elect Director Freeman A. Hrabowski, III | | Mgmt | For | For |
6 | Elect Director Nancy Lampton | | | Mgmt | For | For |
7 | Elect Director Robert J. Lawless | | | Mgmt | For | For |
8 | Elect Director Mayo A. Shattuck III | | | Mgmt | For | For |
9 | Elect Director John L. Skolds | | | Mgmt | For | For |
10 | Elect Director Michael D. Sullivan | | | Mgmt | For | For |
11 | Ratify Auditors | | | | Mgmt | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
13 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Lowe's Companies, Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
LOW | 27-May-11 | USA | 548661107 | Annual | 25-Mar-11 | 65,100 | |
|
| CUSIP: 548661107 | ISIN: US5486611073 | SEDOL: 2536763 | |
| | | | | | | Vote |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Raul Alvarez | | | Mgmt | For | For |
1.2 | Elect Director David W. Bernauer | | | Mgmt | For | For |
1.3 | Elect Director Leonard L. Berry | | | Mgmt | For | For |
1.4 | Elect Director Peter C. Browning | | | Mgmt | For | For |
1.5 | Elect Director Dawn E. Hudson | | | Mgmt | For | For |
1.6 | Elect Director Robert L. Johnson | | | Mgmt | For | For |
1.7 | Elect Director Marshall O. Larsen | | | Mgmt | For | For |
1.8 | Elect Director Richard K. Lochridge | | | Mgmt | For | For |
1.9 | Elect Director Robert A. Niblock | | | Mgmt | For | For |
1.10 | Elect Director Stephen F. Page | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | | Mgmt | For | For |
6 | Submit Severance Agreement (Change-in-Control) to | | SH | Against | For |
| Shareholder Vote | | | | | | |
7 | Include Sustainability as a Performance Measure for Senior | SH | Against | Against |
| Executive Compensation | | | | | |
8 | Report on Political Contributions | | | SH | Against | Against |
|
| | | | Ingersoll-Rand plc | | |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
IR | 02-Jun-11 | Ireland | G47791101 | Annual | 06-Apr-11 | 52,300 | |
| | | | | | | |
| CUSIP: G47791101 | ISIN: IE00B6330302 | SEDOL: B633030 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Ann C. Berzin | | | Mgmt | For | For |
2 | Elect Director John Bruton | | | Mgmt | For | For |
3 | Elect Director Jared L. Cohon | | | Mgmt | For | For |
4 | Elect Director Gary D. Forsee | | | Mgmt | For | For |
5 | Elect Director Peter C. Godsoe | | | Mgmt | For | For |
|
6 | Elect Director Edward E. Hagenlocker | | Mgmt | For | For |
7 | Elect Director Constance J. Horner | | | Mgmt | For | For |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
8 | Elect Director Michael W. Lamach | | | Mgmt | For | For |
9 | Elect Director Theodore E. Martin | | | Mgmt | For | For |
10 | Elect Director Richard J. Swift | | | Mgmt | For | For |
11 | Elect Director Tony L. White | | | Mgmt | For | For |
12 | Approve Executive Incentive Scheme | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
14 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
15 | Authorize Market Purchase | | | Mgmt | For | For |
16 | Ratify Auditors | | | | Mgmt | For | For |
|
Garmin Ltd. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
GRMN | 03-Jun-11 | Switzerland | H2906T109 | Annual | 08-Apr-11 | 9,625 | |
| | | | | | | |
| CUSIP: G37260109 | ISIN: CH0114405324 | SEDOL: B3Z5T14 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Accept Consolidated Financial Statements and Statutory | Mgmt | For | For |
| Reports | | | | | | |
2 | Approve Discharge of Board and Senior Management | | Mgmt | For | For |
3.1 | Elect Director Donald H. Eller | | | Mgmt | For | For |
3.2 | Elect Director Clifton A. Pemble | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Approve Dividends | | | | Mgmt | For | For |
6 | Approve Non-Employee Director Omnibus Stock Plan | | Mgmt | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
8 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
General Motors Company |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
GM | 07-Jun-11 | USA | 37045V100 | Annual | 08-Apr-11 | 11,000 | |
| | | | | | | |
| CUSIP: 37045V100 | ISIN: US37045V1008 | SEDOL: B665KZ5 | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
Fund: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III Sub-Advisor: AllianceBernstein L.P.
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Institutional Account(s): PRINCIPAL VARIABLE CONTRACTS FUND, INC. - 03749200
| | | | | | | |
1 | Elect Director Daniel F. Akerson | | | Mgmt | For | For |
2 | Elect Director David Bonderman | | | Mgmt | For | For |
3 | Elect Director Erroll B. Davis, Jr. | | | Mgmt | For | For |
4 | Elect Director Stephen J. Girsky | | | Mgmt | For | For |
5 | Elect Director E. Neville Isdell | | | Mgmt | For | For |
6 | Elect Director Robert D. Krebs | | | Mgmt | For | For |
7 | Elect Director Philip A. Laskawy | | | Mgmt | For | For |
8 | Elect Director Kathryn V. Marinello | | | Mgmt | For | For |
9 | Elect Director Patricia F. Russo | | | Mgmt | For | For |
10 | Elect Director Carol M. Stephenson | | | Mgmt | For | For |
11 | Elect Director Cynthia A. Telles | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
|
Nabors Industries Ltd. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | |
NBR | 07-Jun-11 | Bermuda | G6359F103 | Annual | 08-Apr-11 | 27,100 | |
| | | | | | | |
| CUSIP: G6359F103 | ISIN: BMG6359F1032 | SEDOL: 2963372 | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Anthony G. Petrello as Director | | Mgmt | For | Withhold |
1.2 | Elect Myron M. Sheinfeld as Director | | Mgmt | For | Withhold |
2 | Approve Pricewaterhouse Coopers LLP as Auditors and | Mgmt | For | For |
| Authorize Board to Fix Their Remuneration | | | | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | | SH | Against | For |
6 | Declassify the Board of Directors | | | SH | Against | For |
|
FUND: Principal Variable Contracts Funds, Inc. – LargeCap Value Account III |
ADVISOR: Principal Management Corporation |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Armstrong World Industries, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AWI | 02-Jul-10 | USA | 04247X102 | Annual | 05-Apr-10 | 215 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Stan A. Askren | | Mgmt | | For | For |
1.2 | Elect Director David Bonderman | | Mgmt | | For | For |
1.3 | Elect Director Kevin R. Burns | | Mgmt | | For | For |
1.4 | Elect Director James J. Gaffney | | Mgmt | | For | For |
1.5 | Elect Director Tao Huang | | Mgmt | | For | For |
1.6 | Elect Director Michael F. Johnston | | Mgmt | | For | For |
1.7 | Elect Director Larry S. McWilliams | | Mgmt | | For | For |
1.8 | Elect Director James J. O'Connor | | Mgmt | | For | For |
1.9 | Elect Director John J. Roberts | | Mgmt | | For | For |
1.10 | Elect Director Richard E. Wenz | | Mgmt | | For | For |
1.11 | Elect Director Bettina M. Whyte | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
Marvell Technology Group Ltd |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MRVL | 08-Jul-10 | Bermuda | G5876H105 | Annual | 20-May-10 | 967 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1a | Elect Ta-lin Hsu as Director | | Mgmt | | For | For |
1b | Elect John G. Kassakian as Director | | Mgmt | | For | For |
2 | Declassify the Board of Directors | | Mgmt | | For | For |
3 | Adopt Simple Majority Vote for Election of Directors | Mgmt | | For | For |
4 | Approve Executive Incentive Bonus Plan | Mgmt | | For | For |
5 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration Mgmt | For | For |
|
|
AVX Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AVX | 21-Jul-10 | USA | 002444107 | Annual | 28-May-10 | 717 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Kazuo Inamori | | Mgmt | | For | Withhold |
1.2 | Elect Director David A. Decenzo | | Mgmt | | For | For |
1.3 | Elect Director Tetsuo Kuba | | Mgmt | | For | Withhold |
1.4 | Elect Director Tatsumi Maeda | | Mgmt | | For | Withhold |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
Constellation Brands, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
STZ | 22-Jul-10 | USA | 21036P108 | Annual | 24-May-10 | 3,553 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Jerry Fowden | | Mgmt | | For | For |
1.2 | Elect Director Barry A. Fromberg | | Mgmt | | For | For |
1.3 | Elect Director Jeananne K. Hauswald | Mgmt | | For | Withhold |
1.4 | Elect Director James A. Locke III | | Mgmt | | For | Withhold |
1.5 | Elect Director Richard Sands | | Mgmt | | For | For |
1.6 | Elect Director Robert Sands | | Mgmt | | For | For |
1.7 | Elect Director Paul L. Smith | | Mgmt | | For | For |
1.8 | Elect Director Mark Zupan | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
Tidewater Inc. |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TDW | 22-Jul-10 | USA | 886423102 | Annual | 28-May-10 | 941 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director M. Jay Allison | | Mgmt | | For | For |
1.2 | Elect Director James C. Day | | Mgmt | | For | For |
1.3 | Elect Director Richard T. Du Moulin | | Mgmt | | For | For |
1.4 | Elect Director Morris E. Foster | | Mgmt | | For | For |
1.5 | Elect Director J. Wayne Leonard | | Mgmt | | For | For |
1.6 | Elect Director Jon C. Madonna | | Mgmt | | For | For |
1.7 | Elect Director Joseph H. Netherland | | Mgmt | | For | For |
1.8 | Elect Director Richard A. Pattarozzi | | Mgmt | | For | For |
1.9 | Elect Director Nicholas Sutton | | Mgmt | | For | For |
1.10 | Elect Director Cindy B. Taylor | | Mgmt | | For | For |
1.11 | Elect Director Dean E. Taylor | | Mgmt | | For | For |
1.12 | Elect Director Jack E. Thompson | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
CA, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CA | 27-Jul-10 | USA | 12673P105 | Annual | 01-Jun-10 | 1,628 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Raymond J. Bromark | | Mgmt | | For | For |
2 | Elect Director Gary J. Fernandes | | Mgmt | | For | For |
3 | Elect Director Kay Koplovitz | | Mgmt | | For | For |
4 | Elect Director Christopher B. Lofgren | | Mgmt | | For | For |
5 | Elect Director William E. McCracken | | Mgmt | | For | For |
6 | Elect Director Richard Sulpizio | | Mgmt | | For | For |
7 | Elect Director Laura S. Unger | | Mgmt | | For | For |
8 | Elect Director Arthur F. Weinbach | | Mgmt | | For | For |
9 | Elect Director Renato (Ron) Zambonini | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
10 | Ratify Auditors | | | Mgmt | | For | For |
11 | Amend Shareholder Rights Plan (Poison Pill) | Mgmt | | For | For |
12 | Adopt Policy on Bonus Banking | | SH | | Against | For |
|
McKesson Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MCK | 28-Jul-10 | USA | 58155Q103 | Annual | 01-Jun-10 | 1,552 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Andy D. Bryant | | Mgmt | | For | For |
2 | Elect Director Wayne A. Budd | | Mgmt | | For | For |
3 | Elect Director John H. Hammergren | | Mgmt | | For | For |
4 | Elect Director Alton F. Irby III | | Mgmt | | For | Against |
5 | Elect Director M. Christine Jacobs | | Mgmt | | For | Against |
6 | Elect Director Marie L. Knowles | | Mgmt | | For | For |
7 | Elect Director David M. Lawrence | | Mgmt | | For | Against |
8 | Elect Director Edward A. Mueller | | Mgmt | | For | Against |
9 | Elect Director Jane E. Shaw | | Mgmt | | For | For |
10 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
11 | Amend Executive Incentive Bonus Plan | Mgmt | | For | For |
12 | Ratify Auditors | | | Mgmt | | For | For |
13 | Stock Retention/Holding Period | | SH | | Against | For |
14 | Report on Pay Disparity | | SH | | Against | Against |
|
BE Aerospace, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BEAV | 29-Jul-10 | USA | 073302101 | Annual | 01-Jun-10 | 882 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Jim C. Cowart | | Mgmt | | For | For |
1.2 | Elect Director Arthur E. Wegner | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | | For | For |
|
Polo Ralph Lauren Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
RL | 05-Aug-10 | USA | 731572103 | Annual | 21-Jun-10 | 60 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Frank A. Bennack, Jr | | Mgmt | | For | For |
1.2 | Elect Director Joel L. Fleishman | | Mgmt | | For | For |
1.3 | Elect Director Steven P. Murphy | | Mgmt | | For | For |
2 | Approve Omnibus Stock Plan | | Mgmt | | For | For |
3 | Ratify Auditors | | | Mgmt | | For | For |
|
Computer Sciences Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CSC | 09-Aug-10 | USA | 205363104 | Annual | 14-Jun-10 | 1,893 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Irving W. Bailey, II | | Mgmt | | For | Withhold |
1.2 | Elect Director David J. Barram | | Mgmt | | For | For |
1.3 | Elect Director Stephen L. Baum | | Mgmt | | For | For |
1.4 | Elect Director Rodney F. Chase | | Mgmt | | For | For |
1.5 | Elect Director Judith R. Haberkorn | | Mgmt | | For | Withhold |
1.6 | Elect Director Michael W. Laphen | | Mgmt | | For | For |
1.7 | Elect Director F. Warren McFarlan | | Mgmt | | For | Withhold |
1.8 | Elect Director Chong Sup Park | | Mgmt | | For | Withhold |
1.9 | Elect Director Thomas H. Patrick | | Mgmt | | For | For |
2 | Eliminate Cumulative Voting | | Mgmt | | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | | For | For |
4 | Approve Non-Employee Director Restricted Stock Plan | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
5 | Ratify Auditors | | | Mgmt | | For | For |
|
Forest Laboratories, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FRX | 09-Aug-10 | USA | 345838106 | Annual | 18-Jun-10 | 4,239 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Howard Solomon | | Mgmt | | For | For |
1.2 | Elect Director Lawrence S. Olanoff | | Mgmt | | For | For |
1.3 | Elect Director Nesli Basgoz | | Mgmt | | For | For |
1.4 | Elect Director William J. Candee | | Mgmt | | For | For |
1.5 | Elect Director George S. Cohan | | Mgmt | | For | For |
1.6 | Elect Director Dan L. Goldwasser | | Mgmt | | For | For |
1.7 | Elect Director Kenneth E. Goodman | | Mgmt | | For | For |
1.8 | Elect Director Lester B. Salans | | Mgmt | | For | For |
1.9 | Elect Director Peter J. Zimetbaum | | Mgmt | | For | For |
2 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
4 | Ratify Auditors | | | Mgmt | | For | For |
5 | Reimburse Proxy Contest Expenses | | SH | | Against | For |
|
The J. M. Smucker Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SJM | 18-Aug-10 | USA | 832696405 | Annual | 23-Jun-10 | 1,553 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Kathryn W. Dindo | | Mgmt | | For | For |
2 | Elect Director Richard K. Smucker | | Mgmt | | For | For |
3 | Elect Director William H. Steinbrink | | Mgmt | | For | For |
4 | Elect Director Paul Smucker Wagstaff | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
5 | Ratify Auditors | | | Mgmt | | For | For |
6 | Approve Omnibus Stock Plan | | Mgmt | | For | For |
|
Microchip Technology Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MCHP | 20-Aug-10 | USA | 595017104 | Annual | 21-Jun-10 | 299 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Steve Sanghi | | Mgmt | | For | For |
1.2 | Elect Director Albert J. Hugo-Martinez | Mgmt | | For | For |
1.3 | Elect Director L.B. Day | | Mgmt | | For | For |
1.4 | Elect Director Matthew W. Chapman | | Mgmt | | For | For |
1.5 | Elect Director Wade F. Meyercord | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
CenturyLink, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CTL | 24-Aug-10 | USA | 156700106 | Special | 13-Jul-10 | 3,264 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Issue Shares in Connection with Acquisition | Mgmt | | For | For |
2 | Adjourn Meeting | | | Mgmt | | For | For |
|
Compuware Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CPWR | 24-Aug-10 | USA | 205638109 | Annual | 28-Jun-10 | 4,151 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Dennis W. Archer | | Mgmt | | For | Withhold |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.2 | Elect Director Gurminder S. Bedi | | Mgmt | | For | For |
1.3 | Elect Director William O. Grabe | | Mgmt | | For | Withhold |
1.4 | Elect Director William R. Halling | | Mgmt | | For | For |
1.5 | Elect Director Peter Karmanos, Jr. | | Mgmt | | For | For |
1.6 | Elect Director Faye Alexander Nelson | | Mgmt | | For | For |
1.7 | Elect Director Glenda D. Price | | Mgmt | | For | For |
1.8 | Elect Director Robert C. Paul | | Mgmt | | For | For |
1.9 | Elect Director W. James Prowse | | Mgmt | | For | For |
1.10 | Elect Director G. Scott Romney | | Mgmt | | For | For |
1.11 | Elect Director Ralph J. Szygenda | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
Qwest Communications International Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
Q | 24-Aug-10 | USA | 749121109 | Special | 13-Jul-10 | 22,233 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Approve Merger Agreement | | Mgmt | | For | For |
2 | Adjourn Meeting | | | Mgmt | | For | For |
|
Smith International, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SII | 24-Aug-10 | USA | 832110100 | Annual | 26-Jul-10 | 2,695 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Approve Merger Agreement | | Mgmt | | For | For |
2.1 | Elect Director James R. Gibbs | | Mgmt | | For | For |
2.2 | Elect Director Duane C. Radtke | | Mgmt | | For | For |
2.3 | Elect Director John Yearwood | | Mgmt | | For | For |
3 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
4 | Ratify Auditors | | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
5 | Adjourn Meeting | | | | Mgmt | | For | For |
|
H. J. Heinz Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HNZ | 31-Aug-10 | USA | 423074103 | Annual | 02-Jun-10 | 1,090 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director William R. Johnson | | | Mgmt | | For | For |
2 | Elect Director Charles E. Bunch | | | Mgmt | | For | For |
3 | Elect Director Leonard S. Coleman | | | Mgmt | | For | For |
4 | Elect Director John G. Drosdick | | | Mgmt | | For | For |
5 | Elect Director Edith E. Holiday | | | Mgmt | | For | For |
6 | Elect Director Candace Kendle | | | Mgmt | | For | For |
7 | Elect Director Dean R. O'Hare | | | Mgmt | | For | For |
8 | Elect Director Nelson Peltz | | | Mgmt | | For | For |
9 | Elect Director Dennis H. Reilley | | | Mgmt | | For | For |
10 | Elect Director Lynn C. Swann | | | Mgmt | | For | For |
11 | Elect Director Thomas J. Usher | | | Mgmt | | For | For |
12 | Elect Director Michael F. Weinstein | | | Mgmt | | For | For |
13 | Ratify Auditors | | | | Mgmt | | For | For |
14 | Provide Right to Act by Written Consent | | | SH | | Against | For |
|
Towers Watson & Co. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TW | 09-Sep-10 | USA | 891894107 | Special | 23-Jul-10 | 611 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Amend Certificate of Incorporation to Eliminate Five Percent | Mgmt | | For | For |
| Share Conversion Provision | | | | | | |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
FirstEnergy Corp. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FE | 14-Sep-10 | USA | 337932107 | Special | 16-Jul-10 | 3,418 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Issue Shares in Connection with Acquisition | Mgmt | | For | For |
2 | Increase Authorized Common Stock | | Mgmt | | For | For |
3 | Adjourn Meeting | | | Mgmt | | For | For |
|
Piedmont Office Realty Trust, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PDM | 15-Sep-10 | USA | 720190206 | Annual | 16-Jul-10 | 841 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director W. Wayne Woody | | Mgmt | | For | For |
1.2 | Elect Director Michael R. Buchanan | | Mgmt | | For | For |
1.3 | Elect Director Wesley E. Cantrell | | Mgmt | | For | For |
1.4 | Elect Director William H. Keogler, Jr. | Mgmt | | For | For |
1.5 | Elect Director Donald S. Moss | | Mgmt | | For | For |
1.6 | Elect Director Frank C. McDowell | | Mgmt | | For | For |
1.7 | Elect Director Donald A. Miller | | Mgmt | | For | For |
1.8 | Elect Director Jeffrey L. Swope | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
UAL Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
UAUA | 17-Sep-10 | USA | 902549807 | Special | 12-Aug-10 | 733 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1 | Issue Shares in Connection with Acquisition | Mgmt | | For | For |
2 | Amend Certificate of Information | | Mgmt | | For | For |
3 | Adjourn Meeting | | | Mgmt | | For | For |
|
Aon Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AON | 20-Sep-10 | USA | 037389103 | Special | 16-Aug-10 | 3,808 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Issue Shares in Connection with Acquisition | Mgmt | | For | For |
2 | Adjourn Meeting | | | Mgmt | | For | For |
|
Symantec Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SYMC | 20-Sep-10 | USA | 871503108 | Annual | 26-Jul-10 | 8,974 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Stephen M. Bennett | | Mgmt | | For | For |
2 | Elect Director Michael A. Brown | | Mgmt | | For | For |
3 | Elect Director William T. Coleman, III | | Mgmt | | For | For�� |
4 | Elect Director Frank E. Dangeard | | Mgmt | | For | For |
5 | Elect Director Geraldine B. Laybourne | Mgmt | | For | For |
6 | Elect Director David L. Mahoney | | Mgmt | | For | For |
7 | Elect Director Robert S. Miller | | Mgmt | | For | For |
8 | Elect Director Enrique Salem | | Mgmt | | For | For |
9 | Elect Director Daniel H. Schulman | | Mgmt | | For | For |
10 | Elect Director John W. Thompson | | Mgmt | | For | For |
11 | Elect Director V. Paul Unruh | | Mgmt | | For | For |
12 | Ratify Auditors | | | Mgmt | | For | For |
13 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
14 | Amend Qualified Employee Stock Purchase Plan | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Del Monte Foods Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DLM | 23-Sep-10 | USA | 24522P103 | Annual | 29-Jul-10 | 3,604 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Victor L. Lund | | Mgmt | | For | For |
2 | Elect Director Joe L. Morgan | | Mgmt | | For | For |
3 | Elect Director David R. Williams | | Mgmt | | For | For |
4 | Reduce Supermajority Vote Requirement | Mgmt | | For | For |
5 | Ratify Auditors | | | Mgmt | | For | For |
|
Conagra Foods, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CAG | 24-Sep-10 | USA | 205887102 | Annual | 02-Aug-10 | 4,344 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Mogens C. Bay | | Mgmt | | For | For |
1.2 | Elect Director Stephen G. Butler | | Mgmt | | For | For |
1.3 | Elect Director Steven F. Goldstone | | Mgmt | | For | For |
1.4 | Elect Director Joie A. Gregor | | Mgmt | | For | For |
1.5 | Elect Director Rajive Johri | | Mgmt | | For | For |
1.6 | Elect Director W.G. Jurgensen | | Mgmt | | For | For |
1.7 | Elect Director Richard H. Lenny | | Mgmt | | For | For |
1.8 | Elect Director Ruth Ann Marshall | | Mgmt | | For | For |
1.9 | Elect Director Gary M. Rodkin | | Mgmt | | For | For |
1.10 | Elect Director Andrew J. Schindler | | Mgmt | | For | For |
1.11 | Elect Director Kenneth E. Stinson | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Frontline Ltd. (Formerly London & Overseas Freighters) |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FRO | 24-Sep-10 | Bermuda | G3682E127 | Annual | 20-Jul-10 | 136 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | To Reelect John Fredriksen as a Director | | Mgmt | | For | Against |
2 | To Reelect Kate Blankenship as a Director | Mgmt | | For | For |
3 | To Reelect Frixos Savvides as a Director | | Mgmt | | For | For |
4 | To Reelect W.A. Tony Curry as a Director | Mgmt | | For | For |
5 | To Elect Cecilie Fredriksen as a Director | | Mgmt | | For | Against |
6 | Approve PricewaterhouseCoopers AS of Oslo, Norway as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | | For | For |
7 | Approve Remuneration of Directors Not Exceeding USD 450,000 | Mgmt | | For | For |
|
|
FedEx Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FDX | 27-Sep-10 | USA | 31428X106 | Annual | 02-Aug-10 | 1,224 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director James L. Barksdale | | Mgmt | | For | For |
2 | Elect Director John A. Edwardson | | Mgmt | | For | For |
3 | Elect Director J.R. Hyde, III | | Mgmt | | For | For |
4 | Elect Director Shirley A. Jackson | | Mgmt | | For | For |
5 | Elect Director Steven R. Loranger | | Mgmt | | For | For |
6 | Elect Director Gary W. Loveman | | Mgmt | | For | For |
7 | Elect Director Susan C. Schwab | | Mgmt | | For | For |
8 | Elect Director Frederick W. Smith | | Mgmt | | For | For |
9 | Elect Director Joshua I. Smith | | Mgmt | | For | For |
10 | Elect Director David P. Steiner | | Mgmt | | For | For |
11 | Elect Director Paul S. Walsh | | Mgmt | | For | For |
12 | Approve Omnibus Stock Plan | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
13 | Ratify Auditors | | | Mgmt | | For | For |
14 | Require Independent Board Chairman | SH | | Against | For |
15 | Provide Right to Act by Written Consent | SH | | Against | For |
16 | Adopt Policy on Succession Planning | | SH | | Against | For |
|
General Mills, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
GIS | 27-Sep-10 | USA | 370334104 | Annual | 29-Jul-10 | 4,216 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Bradbury H. Anderson | | Mgmt | | For | For |
2 | Elect Director R. Kerry Clark | | Mgmt | | For | For |
3 | Elect Director Paul Danos | | Mgmt | | For | For |
4 | Elect Director William T. Esrey | | Mgmt | | For | For |
5 | Elect Director Raymond V. Gilmartin | | Mgmt | | For | For |
6 | Elect Director Judith Richards Hope | | Mgmt | | For | For |
7 | Elect Director Heidi G. Miller | | Mgmt | | For | For |
8 | Elect Director Hilda Ochoa-Brillembourg | Mgmt | | For | For |
9 | Elect Director Steve Odland | | Mgmt | | For | For |
10 | Elect Director Kendall J. Powell | | Mgmt | | For | For |
11 | Elect Director Lois E. Quam | | Mgmt | | For | For |
12 | Elect Director Michael D. Rose | | Mgmt | | For | For |
13 | Elect Director Robert L. Ryan | | Mgmt | | For | For |
14 | Elect Director Dorothy A. Terrell | | Mgmt | | For | For |
15 | Approve Executive Incentive Bonus Plan | Mgmt | | For | For |
16 | Ratify Auditors | | | Mgmt | | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
|
|
H&R Block, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HRB | 30-Sep-10 | USA | 093671105 | Annual | 27-Jul-10 | 3,263 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Alan M. Bennett | | | Mgmt | For | For |
2 | Elect Director Richard C. Breeden | | | Mgmt | For | For |
3 | Elect Director William C. Cobb | | | Mgmt | For | For |
4 | Elect Director Robert A. Gerard | | | Mgmt | For | For |
5 | Elect Director Len J. Lauer | | | Mgmt | For | For |
6 | Elect Director David B. Lewis | | | Mgmt | For | For |
7 | Elect Director Bruce C. Rohde | | | Mgmt | For | For |
8 | Elect Director Tom D. Seip | | | Mgmt | For | For |
9 | Elect Director L. Edward Shaw, Jr. | | | Mgmt | For | For |
10 | Elect Director Christianna Wood | | | Mgmt | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
12 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
13 | Amend Executive Incentive Bonus Plan | | Mgmt | For | For |
14 | Reduce Supermajority Vote Requirement | | SH | For | For |
15 | Provide Right to Call Special Meeting | | | Mgmt | For | For |
16 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Mgmt | For | For |
17 | Reduce Supermajority Vote Requirement Relating to Amendments to Articles of Incorporation and Bylaws | Mgmt | For | For |
18 | Reduce Supermajority Vote Requirement Regarding the Related Person Transaction Provision | Mgmt | For | For |
19 | Ratify Auditors | | | | Mgmt | For | For |
|
Coca-Cola Enterprises Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CCE | 01-Oct-10 | USA | 191219104 | Special | 24-Aug-10 | 2,251 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Approve Merger Agreement | | | Mgmt | For | For |
2 | Adjourn Meeting | | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
RPM International Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
RPM | 07-Oct-10 | USA | 749685103 | Annual | 13-Aug-10 | 1,107 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director David A. Daberko | | Mgmt | | For | Withhold |
1.2 | Elect Director William A. Papenbrock | | Mgmt | | For | Withhold |
1.3 | Elect Director Frank C. Sullivan | | Mgmt | | For | Withhold |
1.4 | Elect Director Thomas C. Sullivan | | Mgmt | | For | Withhold |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
The Procter & Gamble Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PG | 12-Oct-10 | USA | 742718109 | Annual | 13-Aug-10 | 29,236 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Angela F. Braly | | Mgmt | | For | For |
2 | Elect Director Kenneth I. Chenault | | Mgmt | | For | For |
3 | Elect Director Scott D. Cook | | Mgmt | | For | For |
4 | Elect Director Rajat K. Gupta | | Mgmt | | For | For |
5 | Elect Director Robert A. Mcdonald | | Mgmt | | For | For |
6 | Elect Director W. James Mcnerney, Jr. | | Mgmt | | For | For |
7 | Elect Director Johnathan A. Rodgers | | Mgmt | | For | For |
8 | Elect Director Mary A. Wilderotter | | Mgmt | | For | For |
9 | Elect Director Patricia A. Woertz | | Mgmt | | For | For |
10 | Elect Director Ernesto Zedillo | | Mgmt | | For | For |
11 | Ratify Auditors | | | Mgmt | | For | For |
12 | Provide for Cumulative Voting | | SH | | Against | For |
|
Cintas Corporation |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CTAS | 26-Oct-10 | USA | 172908105 | Annual | 27-Aug-10 | 2,467 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Gerald S. Adolph | | Mgmt | | For | For |
2 | Elect Director Richard T. Farmer | | Mgmt | | For | For |
3 | Elect Director Scott D. Farmer | | Mgmt | | For | For |
4 | Elect Director James J. Johnson | | Mgmt | | For | For |
5 | Elect Director Robert J. Kohlhepp | | Mgmt | | For | For |
6 | Elect Director David C. Phillips | | Mgmt | | For | For |
7 | Elect Director Joseph Scaminace | | Mgmt | | For | For |
8 | Elect Director Ronald W. Tysoe | | Mgmt | | For | For |
9 | Ratify Auditors | | | Mgmt | | For | For |
|
Parker-Hannifin Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PH | 27-Oct-10 | USA | 701094104 | Annual | 31-Aug-10 | 1,500 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Robert G. Bohn | | Mgmt | | For | For |
1.2 | Elect Director Linda S. Harty | | Mgmt | | For | For |
1.3 | Elect Director William E. Kassling | | Mgmt | | For | For |
1.4 | Elect Director Robert J. Kohlhepp | | Mgmt | | For | For |
1.5 | Elect Director Klaus-Peter Müller | | Mgmt | | For | For |
1.6 | Elect Director Candy M. Obourn | | Mgmt | | For | For |
1.7 | Elect Director Joseph M. Scaminace | | Mgmt | | For | For |
1.8 | Elect Director Wolfgang R. Schmitt | | Mgmt | | For | For |
1.9 | Elect Director Åke Svensson | | Mgmt | | For | For |
1.10 | Elect Director Markos I. Tambakeras | | Mgmt | | For | For |
1.11 | Elect Director James L. Wainscott | | Mgmt | | For | For |
1.12 | Elect Director Donald E. Washkewicz | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
3 | Approve Executive Incentive Bonus Plan | | Mgmt | | For | For |
4 | Require Independent Board Chairman | | | SH | | Against | Against |
|
Cardinal Health, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CAH | 03-Nov-10 | USA | 14149Y108 | Annual | 07-Sep-10 | 3,358 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Colleen F. Arnold | | | Mgmt | | For | For |
2 | Elect Director George S. Barrett | | | Mgmt | | For | For |
3 | Elect Director Glenn A. Britt | | | Mgmt | | For | For |
4 | Elect Director Carrie S. Cox | | | Mgmt | | For | For |
5 | Elect Director Calvin Darden | | | Mgmt | | For | For |
6 | Elect Director Bruce L. Downey | | | Mgmt | | For | For |
7 | Elect Director John F. Finn | | | Mgmt | | For | For |
8 | Elect Director Gregory B. Kenny | | | Mgmt | | For | For |
9 | Elect Director James J. Mongan | | | Mgmt | | For | For |
10 | Elect Director Richard C. Notebaert | | | Mgmt | | For | For |
11 | Elect Director David W. Raisbeck | | | Mgmt | | For | For |
12 | Elect Director Jean G. Spaulding | | | Mgmt | | For | For |
13 | Ratify Auditors | | | | Mgmt | | For | For |
14 | Permit Board to Amend Bylaws Without Shareholder Consent | Mgmt | | For | For |
15 | Performance-Based Equity Awards | | | SH | | Against | For |
16 | Require Independent Board Chairman | | | SH | | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | | Against | For |
|
Meredith Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MDP | 03-Nov-10 | USA | 589433101 | Annual | 20-Sep-10 | 357 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.1 | Elect Director Mary Sue Coleman | | Mgmt | | For | For |
1.2 | Elect Director D. Mell Meredith Frazier | | Mgmt | | For | Withhold |
1.3 | Elect Director Joel W. Johnson | | Mgmt | | For | For |
1.4 | Elect Director Stephen M. Lacy | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
Archer-Daniels-Midland Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ADM | 04-Nov-10 | USA | 039483102 | Annual | 09-Sep-10 | 10,577 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director George W. Buckley | | Mgmt | | For | For |
2 | Elect Director Mollie Hale Carter | | Mgmt | | For | For |
3 | Elect Director Pierre Dufour | | Mgmt | | For | For |
4 | Elect Director Donald E. Felsinger | | Mgmt | | For | For |
5 | Elect Director Victoria F. Haynes | | Mgmt | | For | For |
6 | Elect Director Antonio Maciel Neto | | Mgmt | | For | For |
7 | Elect Director Patrick J. Moore | | Mgmt | | For | For |
8 | Elect Director Thomas F. O'Neill | | Mgmt | | For | For |
9 | Elect Director Kelvin R. Westbrook | | Mgmt | | For | For |
10 | Elect Director Patricia A. Woertz | | Mgmt | | For | For |
11 | Ratify Auditors | | | Mgmt | | For | For |
12 | Adopt Policy to Prohibit Political Spending | SH | | Against | Against |
13 | Report on Political Contributions | | SH | | Against | For |
|
Avnet, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AVT | 05-Nov-10 | USA | 053807103 | Annual | 08-Sep-10 | 2,820 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Eleanor Baum | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.2 | Elect Director J. Veronica Biggins | | Mgmt | | For | Withhold |
1.3 | Elect Director Ehud Houminer | | Mgmt | | For | Withhold |
1.4 | Elect Director Frank R. Noonan | | Mgmt | | For | For |
1.5 | Elect Director Ray M. Robinson | | Mgmt | | For | For |
1.6 | Elect Director William H. Schumann III | | Mgmt | | For | For |
1.7 | Elect Director William P. Sullivan | | Mgmt | | For | Withhold |
1.8 | Elect Director Gary L. Tooker | | Mgmt | | For | Withhold |
1.9 | Elect Director Roy Vallee | | Mgmt | | For | For |
2 | Approve Omnibus Stock Plan | | Mgmt | | For | For |
3 | Ratify Auditors | | | Mgmt | | For | For |
|
Education Management Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
EDMC | 05-Nov-10 | USA | 28140M103 | Annual | 17-Sep-10 | 157 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Todd S. Nelson | | Mgmt | | For | Withhold |
1.2 | Elect Director Mick J. Beekhuizen | | Mgmt | | For | Withhold |
1.3 | Elect Director Samuel C. Cowley | | Mgmt | | For | For |
1.4 | Elect Director Adrian M. Jones | | Mgmt | | For | Withhold |
1.5 | Elect Director Jeffrey T. Leeds | | Mgmt | | For | Withhold |
1.6 | Elect Director John R. McKernan, Jr. | | Mgmt | | For | Withhold |
1.7 | Elect Director Leo F. Mullin | | Mgmt | | For | For |
1.8 | Elect Director Michael K. Powell | | Mgmt | | For | For |
1.9 | Elect Director Paul J. Salem | | Mgmt | | For | Withhold |
1.10 | Elect Director Peter O. Wilde | | Mgmt | | For | Withhold |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
Western Digital Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WDC | 11-Nov-10 | USA | 958102105 | Annual | 16-Sep-10 | 3,142 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Peter D. Behrendt | | Mgmt | | For | For |
2 | Elect Director Kathleen A. Cote | | Mgmt | | For | For |
3 | Elect Director John F. Coyne | | Mgmt | | For | For |
4 | Elect Director Henry T. DeNero | | Mgmt | | For | For |
5 | Elect Director William L. Kimsey | | Mgmt | | For | For |
6 | Elect Director Michael D. Lambert | | Mgmt | | For | For |
7 | Elect Director Len J. Lauer | | Mgmt | | For | For |
8 | Elect Director Matthew E. Massengill | | Mgmt | | For | For |
9 | Elect Director Roger H. Moore | | Mgmt | | For | For |
10 | Elect Director Thomas E. Pardun | | Mgmt | | For | For |
11 | Elect Director Arif Shakeel | | Mgmt | | For | For |
12 | Ratify Auditors | | | Mgmt | | For | For |
|
International Rectifier Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
IRF | 12-Nov-10 | USA | 460254105 | Annual | 24-Sep-10 | 1,344 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Mary B. Cranston | | Mgmt | | For | For |
1.2 | Elect Director Thomas A. Lacey | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
Pactiv Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PTV | 15-Nov-10 | USA | 695257105 | Special | 14-Oct-10 | 204 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Approve Merger Agreement | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
2 | Adjourn Meeting | | | Mgmt | | For | For |
|
Microsoft Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MSFT | 16-Nov-10 | USA | 594918104 | Annual | 03-Sep-10 | 32,442 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Steven A. Ballmer | | Mgmt | | For | For |
2 | Elect Director Dina Dublon | | Mgmt | | For | For |
3 | Elect Director William H. Gates III | | Mgmt | | For | For |
4 | Elect Director Raymond V. Gilmartin | | Mgmt | | For | For |
5 | Elect Director Reed Hastings | | Mgmt | | For | For |
6 | Elect Director Maria M. Klawe | | Mgmt | | For | For |
7 | Elect Director David F. Marquardt | | Mgmt | | For | For |
8 | Elect Director Charles H. Noski | | Mgmt | | For | For |
9 | Elect Director Helmut Panke | | Mgmt | | For | For |
10 | Ratify Auditors | | | Mgmt | | For | For |
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | | Against | Against |
|
Broadridge Financial Solutions, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BR | 17-Nov-10 | USA | 11133T103 | Annual | 20-Sep-10 | 204 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Leslie A. Brun | | Mgmt | | For | For |
2 | Elect Director Richard J. Daly | | Mgmt | | For | For |
3 | Elect Director Robert N. Duelks | | Mgmt | | For | For |
4 | Elect Director Richard J. Haviland | | Mgmt | | For | For |
5 | Elect Director Sandra S. Jaffee | | Mgmt | | For | For |
6 | Elect Director Alexandra Lebenthal | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
7 | Elect Director Stuart R. Levine | | Mgmt | | For | For |
8 | Elect Director Thomas J. Perna | | Mgmt | | For | For |
9 | Elect Director Alan J. Weber | | Mgmt | | For | For |
10 | Elect Director Arthur F. Weinbach | | Mgmt | | For | For |
11 | Ratify Auditors | | | Mgmt | | For | For |
12 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
|
The Clorox Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CLX | 17-Nov-10 | USA | 189054109 | Annual | 20-Sep-10 | 136 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Daniel Boggan, Jr. | | Mgmt | | For | For |
2 | Elect Director Richard H. Carmona | | Mgmt | | For | For |
3 | Elect Director Tully M. Friedman | | Mgmt | | For | For |
4 | Elect Director George J. Harad | | Mgmt | | For | For |
5 | Elect Director Donald R. Knauss | | Mgmt | | For | For |
6 | Elect Director Robert W. Matschullat | | Mgmt | | For | For |
7 | Elect Director Gary G. Michael | | Mgmt | | For | For |
8 | Elect Director Edward A. Mueller | | Mgmt | | For | For |
9 | Elect Director Jan L. Murley | | Mgmt | | For | For |
10 | Elect Director Pamela Thomas-Graham | Mgmt | | For | For |
11 | Elect Director Carolyn M. Ticknor | | Mgmt | | For | For |
12 | Ratify Auditors | | | Mgmt | | For | For |
13 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
14 | Amend Executive Incentive Bonus Plan | Mgmt | | For | For |
15 | Require Independent Board Chairman | | SH | | Against | Against |
|
Allied World Assurance Company Holdings, Ltd. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AWH | 18-Nov-10 | Bermuda | G0219G203 | Court | 12-Oct-10 | 948 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
A. | Approve Scheme of Arrangement | | Mgmt | | For | For |
B. | Adjourn Meeting | | | Mgmt | | For | For |
|
Campbell Soup Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CPB | 18-Nov-10 | USA | 134429109 | Annual | 20-Sep-10 | 1,210 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Edmund M. Carpenter | | Mgmt | | For | For |
1.2 | Elect Director Paul R. Charron | | Mgmt | | For | For |
1.3 | Elect Director Douglas R. Conant | | Mgmt | | For | For |
1.4 | Elect Director Bennett Dorrance | | Mgmt | | For | For |
1.5 | Elect Director Harvey Golub | | Mgmt | | For | For |
1.6 | Elect Director Lawrence C. Karlson | | Mgmt | | For | For |
1.7 | Elect Director Randall W. Larrimore | | Mgmt | | For | For |
1.8 | Elect Director Mary Alice D. Malone | | Mgmt | | For | For |
1.9 | Elect Director Sara Mathew | | Mgmt | | For | For |
1.10 | Elect Director Denise M. Morrison | | Mgmt | | For | For |
1.11 | Elect Director William D. Perez | | Mgmt | | For | For |
1.12 | Elect Director Charles R. Perrin | | Mgmt | | For | For |
1.13 | Elect Director A. Barry Rand | | Mgmt | | For | For |
1.14 | Elect Director Nick Shreiber | | Mgmt | | For | For |
1.15 | Elect Director Archbold D. Van Beuren | Mgmt | | For | For |
1.16 | Elect Director Les C. Vinney | | Mgmt | | For | For |
1.17 | Elect Director Charlotte C. Weber | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
|
Motorola, Inc. |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MOT | 29-Nov-10 | USA | 620076109 | Special | 08-Oct-10 | 30,011 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Approve Reverse Stock Split | | Mgmt | | For | For |
2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | Mgmt | | For | For |
| | | | |
|
|
Aaron's, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AAN | 07-Dec-10 | USA | 002535201 | Special | 28-Oct-10 | 594 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Eliminate Class of Common Stock | | Mgmt | | For | For |
2 | Other Business | | | Mgmt | | For | Against |
|
Micron Technology, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MU | 16-Dec-10 | USA | 595112103 | Annual | 18-Oct-10 | 15,894 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Steven R. Appleton | | Mgmt | | For | For |
2 | Elect Director Teruaki Aoki | | Mgmt | | For | Against |
3 | Elect Director James W. Bagley | | Mgmt | | For | For |
4 | Elect Director Robert L. Bailey | | Mgmt | | For | For |
5 | Elect Director Mercedes Johnson | | Mgmt | | For | For |
6 | Elect Director Lawrence N. Mondry | | Mgmt | | For | Against |
7 | Elect Director Robert E. Switz | | Mgmt | | For | For |
8 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
9 | Ratify Auditors | | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Alberto-Culver Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ACV | 17-Dec-10 | USA | 013078100 | Special | 08-Nov-10 | 1,234 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Approve Merger Agreement | | Mgmt | | For | For |
2 | Adjourn Meeting | | | Mgmt | | For | For |
|
First Niagara Financial Group, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FNFG | 20-Dec-10 | USA | 33582V108 | Special | 01-Nov-10 | 3,991 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Issue Shares in Connection with Acquisition | Mgmt | | For | For |
2 | Adjourn Meeting | | | Mgmt | | For | For |
|
Walgreen Co. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WAG | 12-Jan-11 | USA | 931422109 | Annual | 15-Nov-10 | 1,499 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director David J. Brailer | | Mgmt | | For | For |
2 | Elect Director Steven A. Davis | | Mgmt | | For | For |
3 | Elect Director William C. Foote | | Mgmt | | For | For |
4 | Elect Director Mark P. Frissora | | Mgmt | | For | For |
5 | Elect Director Ginger L. Graham | | Mgmt | | For | For |
6 | Elect Director Alan G. McNally | | Mgmt | | For | For |
7 | Elect Director Nancy M. Schlichting | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
8 | Elect Director David Y. Schwartz | | | Mgmt | | For | For |
9 | Elect Director Alejandro Silva | | | Mgmt | | For | For |
10 | Elect Director James A. Skinner | | | Mgmt | | For | For |
11 | Elect Director Gregory D. Wasson | | | Mgmt | | For | For |
12 | Ratify Auditors | | | | Mgmt | | For | For |
13 | Amend Articles of Incorporation to Revise the Purpose Clause | Mgmt | | For | For |
14 | Reduce Supermajority Vote Requirement | | Mgmt | | For | For |
15 | Rescind Fair Price Provision | | | Mgmt | | For | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | | Against | For |
17 | Performance-Based Equity Awards | | | SH | | Against | For |
|
The Shaw Group Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SHAW | 17-Jan-11 | USA | 820280105 | Annual | 14-Dec-10 | 567 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director J.M. Bernhard, Jr. | | | Mgmt | | For | For |
1.2 | Elect Director James F. Barker | | | Mgmt | | For | For |
1.3 | Elect Director Thos. E. Capps | | | Mgmt | | For | For |
1.4 | Elect Director Daniel A. Hoffler | | | Mgmt | | For | For |
1.5 | Elect Director David W. Hoyle | | | Mgmt | | For | For |
1.6 | Elect Director Michael J. Mancuso | | | Mgmt | | For | For |
1.7 | Elect Director Albert D. McAlister | | | Mgmt | | For | For |
1.8 | Elect Director Stephen R. Tritch | | | Mgmt | | For | For |
2 | Ratify Auditors | | | | Mgmt | | For | For |
3 | Amend Omnibus Stock Plan | | | Mgmt | | For | For |
|
Energizer Holdings, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ENR | 18-Jan-11 | USA | 29266R108 | Annual | 19-Nov-10 | 1,213 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Ward M. Klein | | Mgmt | | For | For |
1.2 | Elect Director W. Patrick McGinnis | | Mgmt | | For | For |
1.3 | Elect Director John R. Roberts | | Mgmt | | For | For |
2 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
3 | Approve Executive Incentive Bonus Plan | Mgmt | | For | For |
4 | Ratify Auditors | | | Mgmt | | For | For |
|
Ralcorp Holdings, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
RAH | 18-Jan-11 | USA | 751028101 | Annual | 15-Nov-10 | 1,019 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Benjamin Ola. Akande | | Mgmt | | For | For |
1.2 | Elect Director Jonathan E. Baum | | Mgmt | | For | For |
1.3 | Elect Director Kevin J. Hunt | | Mgmt | | For | For |
1.4 | Elect Director David W. Kemper | | Mgmt | | For | For |
1.5 | Elect Director David R. Wenzel | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
Seagate Technology PLC |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
STX | 18-Jan-11 | Ireland | G7945M107 | Annual | 07-Dec-10 | 2,050 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1a | Reelect Stephen Luczo as a Director | | Mgmt | | For | For |
1b | Reelect Frank Biondi, Jr. as a Director | | Mgmt | | For | For |
1c | Reelect Lydia Marshall as a Director | | Mgmt | | For | For |
1d | Reelect Chong Sup Park as a Director | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1e | Reelect Albert Pimentel as a Director | | Mgmt | For | For |
1f | Reelect Gregorio Reyes as a Director | | Mgmt | For | For |
1g | Reelect John Thompson as a Director | | Mgmt | For | For |
1h | Reelect Edward Zander as a Director | | Mgmt | For | For |
2 | Accept Financial Statements and Statutory Reports | | Mgmt | For | For |
3 | Authorize the Holding of the 2011 AGM at a Location Outside | Mgmt | For | For |
| Ireland | | | | | | |
4 | Authorize Share Repurchase Program | | Mgmt | For | Against |
5 | Determine Price Range for Reissuance of Treasury Shares | Mgmt | For | Against |
6 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
| | | | | | | |
|
Schnitzer Steel Industries, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SCHN | 19-Jan-11 | USA | 806882106 | Annual | 23-Nov-10 | 323 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Wayland R. Hicks | | | Mgmt | For | For |
1.2 | Elect Director Judith A. Johansen | | | Mgmt | For | For |
1.3 | Elect Director Tamara L. Lundgren | | | Mgmt | For | For |
|
D.R. Horton, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DHI | 20-Jan-11 | USA | 23331A109 | Annual | 29-Nov-10 | 4,521 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Donald R. Horton | | | Mgmt | For | For |
2 | Elect Director Bradley S. Anderson | | | Mgmt | For | For |
3 | Elect Director Michael R. Buchanan | | | Mgmt | For | For |
4 | Elect Director Michael W. Hewatt | | | Mgmt | For | For |
5 | Elect Director Bob G. Scott | | | Mgmt | For | For |
6 | Elect Director Donald J. Tomnitz | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
7 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
8 | Ratify Auditors | | | Mgmt | | For | For |
9 | Adopt Quantitative GHG Goals for Products and Operations SH | | Against | For |
|
Jabil Circuit, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
JBL | 20-Jan-11 | USA | 466313103 | Annual | 23-Nov-10 | 962 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Mel S. Lavitt | | Mgmt | | For | For |
1.2 | Elect Director Timothy L. Main | | Mgmt | | For | For |
1.3 | Elect Director William D. Morean | | Mgmt | | For | For |
1.4 | Elect Director Lawrence J. Murphy | | Mgmt | | For | For |
1.5 | Elect Director Frank A. Newman | | Mgmt | | For | For |
1.6 | Elect Director Steven A. Raymund | | Mgmt | | For | For |
1.7 | Elect Director Thomas A. Sansone | | Mgmt | | For | For |
1.8 | Elect Director David M. Stout | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Approve Omnibus Stock Plan | | Mgmt | | For | For |
4 | Amend Executive Incentive Bonus Plan | Mgmt | | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | | For | For |
6 | Other Business | | | Mgmt | | For | Against |
|
UGI Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
UGI | 20-Jan-11 | USA | 902681105 | Annual | 15-Nov-10 | 2,027 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director S.D. Ban | | | Mgmt | | For | For |
1.2 | Elect Director L.R. Greenberg | | Mgmt | | For | For |
1.3 | Elect Director M.O. Schlanger | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.4 | Elect Director A. Pol | | | Mgmt | For | For |
1.5 | Elect Director E.E. Jones | | | Mgmt | For | For |
1.6 | Elect Director J.L. Walsh | | | Mgmt | For | For |
1.7 | Elect Director R.B. Vincent | | | Mgmt | For | For |
1.8 | Elect Director M.S. Puccio | | | Mgmt | For | For |
1.9 | Elect Director R.W. Gochnauer | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
|
Amdocs Limited |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DOX | 26-Jan-11 | Guernsey | G02602103 | Annual | 22-Nov-10 | 2,643 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.a | Reelect Bruce Anderson as a Director | | | Mgmt | For | For |
1.b | Reelect Adrian Gardner as a Director | | | Mgmt | For | For |
1.c | Reelect Charles Foster as a Director | | | Mgmt | For | For |
1.d | Reelect James Kahan as a Director | | | Mgmt | For | For |
1.e | Reelect Zohar Zisapel as a Director | | | Mgmt | For | For |
1.f | Reelect Julian Brodsky as a Director | | | Mgmt | For | For |
1.g | Reelect Eli Gelman as a Director | | | Mgmt | For | For |
1.h | Reelect Nehemia Lemelbaum as a Director | | Mgmt | For | For |
1.i | Reelect John McLennan as a Director | | Mgmt | For | For |
1.j | Reelect Robert Minicucci as a Director | | Mgmt | For | For |
1.k | Reelect Simon Olswang as a Director | | | Mgmt | For | For |
1.l | Elect Richard Sarnoff as a Director | | | Mgmt | For | For |
1.m | Reelect Giora Yaron as a Director | | | Mgmt | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to | Mgmt | For | For |
| Fix Their Remuneration | | | | | |
|
Ashland Inc. |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ASH | 27-Jan-11 | USA | 044209104 | Annual | 01-Dec-10 | 1,202 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Kathleen Ligocki | | | Mgmt | For | For |
1.2 | Elect Director James J. O'Brien | | | Mgmt | For | For |
1.3 | Elect Director Barry W. Perry | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Jacobs Engineering Group Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
JEC | 27-Jan-11 | USA | 469814107 | Annual | 01-Dec-10 | 745 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director John F. Coyne | | | Mgmt | For | For |
2 | Elect Director Linda Fayne Levinson | | | Mgmt | For | For |
3 | Elect Director Craig L. Martin | | | Mgmt | For | For |
4 | Elect Director John P. Jumper | | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | | Mgmt | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
8 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Hormel Foods Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HRL | 31-Jan-11 | USA | 440452100 | Annual | 03-Dec-10 | 1,115 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Terrell K. Crews | | | Mgmt | For | For |
2 | Elect Director Jeffrey M. Ettinger | | | Mgmt | For | For |
3 | Elect Director Jody H. Feragen | | | Mgmt | For | For |
4 | Elect Director Susan I. Marvin | | | Mgmt | For | For |
5 | Elect Director John L. Morrison | | | Mgmt | For | For |
6 | Elect Director Elsa A. Murano | | | Mgmt | For | For |
7 | Elect Director Robert C. Nakasone | | | Mgmt | For | For |
8 | Elect Director Susan K. Nestegard | | | Mgmt | For | For |
9 | Elect Director Ronald D. Pearson | | | Mgmt | For | For |
10 | Elect Director Dakota A. Pippins | | | Mgmt | For | For |
11 | Elect Director Hugh C. Smith | | | Mgmt | For | For |
12 | Elect Director John G. Turner | | | Mgmt | For | For |
13 | Amend Certificate of Incorporation to Increase Common Stock, Reduce Par Value to Effect a Stock Split and Increase Non-voting Common Stock and Preferred Stock | Mgmt | For | Against |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | Two Years | One Year |
|
Rockwell Collins, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
COL | 04-Feb-11 | USA | 774341101 | Annual | 06-Dec-10 | 1,249 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director C.A. Davis | | | Mgmt | For | For |
1.2 | Elect Director R.E. Eberhart | | | Mgmt | For | For |
1.3 | Elect Director D. Lilley | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Tyson Foods, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TSN | 04-Feb-11 | USA | 902494103 | Annual | 08-Dec-10 | 4,998 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Don Tyson | | Mgmt | | For | For |
1.2 | Elect Director John Tyson | | Mgmt | | For | For |
1.3 | Elect Director Jim Kever | | Mgmt | | For | For |
1.4 | Elect Director Kevin M. McNamara | | Mgmt | | For | For |
1.5 | Elect Director Brad T. Sauer | | Mgmt | | For | For |
1.6 | Elect Director Robert Thurber | | Mgmt | | For | For |
1.7 | Elect Director Barbara A. Tyson | | Mgmt | | For | For |
1.8 | Elect Director Albert C. Zapanta | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Phase in Controlled-Atmosphere Killing | SH | | Against | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | | Three Years | One Year |
|
Atwood Oceanics, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ATW | 10-Feb-11 | USA | 050095108 | Annual | 10-Jan-11 | 712 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Deborah A. Beck | | Mgmt | | For | Withhold |
1.2 | Elect Director Robert W. Burgess | | Mgmt | | For | Withhold |
1.3 | Elect Directo George S. Dotson | | Mgmt | | For | Withhold |
1.4 | Elect Director Jack E. Golden | | Mgmt | | For | Withhold |
1.5 | Elect Directo Hans Helmerich | | Mgmt | | For | For |
1.6 | Elect Director James R. Montague | | Mgmt | | For | Withhold |
1.7 | Elect Director Robert J. Saltiel | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
2 | Amend Omnibus Stock Plan | | | Mgmt | | For | For |
3 | Ratify Auditors | | | | Mgmt | | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
|
Novell, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NOVL | 17-Feb-11 | USA | 670006105 | Special | 12-Jan-11 | 5,902 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Approve Merger Agreement | | | Mgmt | | For | For�� |
2 | Adjourn Meeting | | | | Mgmt | | For | For |
|
The Valspar Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
VAL | 17-Feb-11 | USA | 920355104 | Annual | 27-Dec-10 | 1,494 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Ian R. Friendly | | | Mgmt | | For | For |
1.2 | Elect Director Janel S. Haugarth | | | Mgmt | | For | For |
1.3 | Elect Director William L. Mansfield | | | Mgmt | | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | One Year |
4 | Ratify Auditors | | | | Mgmt | | For | For |
|
Deere & Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DE | 23-Feb-11 | USA | 244199105 | Annual | 31-Dec-10 | 403 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Charles O. Holliday, Jr. | | Mgmt | For | For |
2 | Elect Director Dipak C. Jain | | | Mgmt | For | For |
3 | Elect Director Joachim Milberg | | | Mgmt | For | For |
4 | Elect Director Richard B. Myers | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
7 | Ratify Auditors | | | | Mgmt | For | For |
|
Alberto-Culver Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ACV | 24-Feb-11 | USA | 013078100 | Annual | 20-Jan-11 | 1,074 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Thomas A. Dattilo | | | Mgmt | For | For |
1.2 | Elect Director Jim Edgar | | | Mgmt | For | For |
1.3 | Elect Director Sam J. Susser | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Helmerich & Payne, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HP | 02-Mar-11 | USA | 423452101 | Annual | 10-Jan-11 | 1,520 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John D. Zeglis | | | Mgmt | For | For |
1.2 | Elect Director William L. Armstrong | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
3 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
6 | Declassify the Board of Directors | | | SH | Against | For |
|
AECOM Technology Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ACM | 03-Mar-11 | USA | 00766T100 | Annual | 03-Jan-11 | 1,055 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Director Francis S.Y. Bong | | | Mgmt | For | For |
1.2 | Director S. Malcolm Gillis | | | Mgmt | For | For |
1.3 | Director Robert J. Routs | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Increase Authorized Common Stock | | | Mgmt | For | For |
4 | Amend Omnibus Stock Plan | | | Mgmt | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Northeast Utilities |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NU | 04-Mar-11 | USA | 664397106 | Special | 04-Jan-11 | 2,945 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Approve Merger Agreement | | | Mgmt | For | For |
2 | Increase Authorized Common Stock | | | Mgmt | For | For |
3 | Fix Number of Trustees at Fourteen | | | Mgmt | For | For |
4 | Adjourn Meeting | | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
NSTAR |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NST | 04-Mar-11 | USA | 67019E107 | Special | 04-Jan-11 | 1,733 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Approve Merger Agreement | | Mgmt | | For | For |
2 | Adjourn Meeting | | | Mgmt | | For | For |
|
Del Monte Foods Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DLM | 07-Mar-11 | USA | 24522P103 | Special | 10-Jan-11 | 3,295 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Approve Merger Agreement | | Mgmt | | For | For |
2 | Adjourn Meeting | | | Mgmt | | For | For |
|
Hill-Rom Holdings, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HRC | 08-Mar-11 | USA | 431475102 | Annual | 28-Dec-10 | 118 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Charles E. Golden | | Mgmt | | For | For |
1.2 | Elect Director W August Hillenbrand | | Mgmt | | For | For |
1.3 | Elect Director Joanne C. Smith | | Mgmt | | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
4 | Approve Executive Incentive Bonus Plan | Mgmt | | For | For |
5 | Ratify Auditors | | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Tyco International, Ltd. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TYC | 09-Mar-11 | Switzerland | H89128104 | Annual | 10-Jan-11 | 5,036 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Accept Financial Statements and Statutory Reports for Fiscal | Mgmt | For | For |
| 2009/2010 | | | | | | |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For |
3.1 | Elect Edward D. Breen as Director | | | Mgmt | For | For |
3.2 | Elect Michael Daniels as Director | | | Mgmt | For | For |
3.3 | Reelect Timothy Donahue as Director | | | Mgmt | For | For |
3.4 | Reelect Brian Duperreault as Director | | | Mgmt | For | For |
3.5 | Reelect Bruce Gordon as Director | | | Mgmt | For | For |
3.6 | Reelect Rajiv L. Gupta as Director | | | Mgmt | For | For |
3.7 | Reelect John Krol as Director | | | Mgmt | For | For |
3.8 | Reelect Brendan O'Neill as Director | | | Mgmt | For | For |
3.9 | Reelect Dinesh Paliwal as Director | | | Mgmt | For | For |
3.10 | Reelect William Stavropoulos as Director | | Mgmt | For | For |
3.11 | Reelect Sandra Wijnberg as Director | | | Mgmt | For | For |
3.12 | Reelect R. David Yost as Director | | | Mgmt | For | For |
4a | Ratify Deloitte AG as Auditors | | | Mgmt | For | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public | Mgmt | For | For |
| Accounting Firm for Fiscal 2010/2011 | | | | | |
4c | Ratify PricewaterhouseCoopers AG as Special Auditors | Mgmt | For | For |
5a | Approve Carrying Forward of Net Loss | | | Mgmt | For | For |
5b | Approve Ordinary Cash Dividend | | | Mgmt | For | For |
6 | Amend Articles to Renew Authorized Share Capital | | Mgmt | For | For |
7 | Approve CHF 188,190,276.70 Reduction in Share Capital | Mgmt | For | For |
8a | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
8b | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Cabot Corporation |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CBT | 10-Mar-11 | USA | 127055101 | Annual | 14-Jan-11 | 1,090 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Juan Enriquez-Cabot | | | Mgmt | For | For |
1.2 | Elect Director Gautam S. Kaji | | | Mgmt | For | For |
1.3 | Elect Director Henry F. McCance | | | Mgmt | For | For |
1.4 | Elect Director Patrick M. Prevost | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
4 | Approve Executive Incentive Bonus Plan | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
|
The Cooper Companies, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
COO | 16-Mar-11 | USA | 216648402 | Annual | 28-Jan-11 | 583 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director A. Thomas Bender | | | Mgmt | For | For |
2 | Elect Director Michael H. Kalkstein | | | Mgmt | For | For |
3 | Elect Director Jody S. Lindell | | | Mgmt | For | For |
4 | Elect Director Donald Press | | | Mgmt | For | For |
5 | Elect Director Steven Rosenberg | | | Mgmt | For | For |
6 | Elect Director Allan E. Rubenstein | | | Mgmt | For | For |
7 | Elect Director Robert S. Weiss | | | Mgmt | For | For |
8 | Elect Director Stanley Zinberg | | | Mgmt | For | For |
9 | Ratify Auditors | | | | Mgmt | For | For |
10 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
11 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
13 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
The Walt Disney Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DIS | 23-Mar-11 | USA | 254687106 | Annual | 24-Jan-11 | 21,922 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Susan E. Arnold | | Mgmt | | For | For |
2 | Elect Director John E. Bryson | | Mgmt | | For | For |
3 | Elect Director John S. Chen | | Mgmt | | For | For |
4 | Elect Director Judith L. Estrin | | Mgmt | | For | For |
5 | Elect Director Robert A. Iger | | Mgmt | | For | For |
6 | Elect Director Steven P. Jobs | | Mgmt | | For | For |
7 | Elect Director Fred H. Langhammer | | Mgmt | | For | For |
8 | Elect Director Aylwin B. Lewis | | Mgmt | | For | For |
9 | Elect Director Monica C. Lozano | | Mgmt | | For | For |
10 | Elect Director Robert W. Matschullat | | Mgmt | | For | For |
11 | Elect Director John E. Pepper, Jr. | | Mgmt | | For | For |
12 | Elect Director Sheryl Sandberg | | Mgmt | | For | For |
13 | Elect Director Orin C. Smith | | Mgmt | | For | For |
14 | Ratify Auditors | | | Mgmt | | For | For |
15 | Approve Omnibus Stock Plan | | Mgmt | | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
18 | Prohibit Retesting Performance Goals | | SH | | Against | For |
|
Synopsys, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SNPS | 24-Mar-11 | USA | 871607107 | Annual | 28-Jan-11 | 2,352 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.1 | Elect Director Aart J. De Geus | | | Mgmt | For | For |
1.2 | Elect Director Alfred Castino | | | Mgmt | For | For |
1.3 | Elect Director Chi-Foon Chan | | | Mgmt | For | For |
1.4 | Elect Director Bruce R. Chizen | | | Mgmt | For | For |
1.5 | Elect Director Deborah A. Coleman | | | Mgmt | For | For |
1.6 | Elect Director John Schwarz | | | Mgmt | For | For |
1.7 | Elect Director Roy Vallee | | | Mgmt | For | For |
1.8 | Elect Director Steven C. Walske | | | Mgmt | For | For |
2 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
5 | Ratify Auditors | | | | Mgmt | For | For |
|
IDEX Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
IEX | 05-Apr-11 | USA | 45167R104 | Annual | 23-Feb-11 | 177 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Bradley J. Bell | | | Mgmt | For | For |
1.2 | Elect Director Lawrence D. Kingsley | | | Mgmt | For | For |
1.3 | Elect Director Gregory F. Milzcik | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Schlumberger Limited |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SLB | 06-Apr-11 | NetherlandsAntilles | 806857108 | Annual | 16-Feb-11 | 1,726 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.1 | Elect Director Philippe Camus | | | Mgmt | For | For |
1.2 | Elect Director Peter L.S. Currie | | | Mgmt | For | For |
1.3 | Elect Director Andrew Gould | | | Mgmt | For | For |
1.4 | Elect Director Tony Isaac | | | Mgmt | For | For |
1.5 | Elect Director K. Vaman Kamath | | | Mgmt | For | For |
1.6 | Elect Director Nikolay Kudryavtsev | | | Mgmt | For | For |
1.7 | Elect Director Adrian Lajous | | | Mgmt | For | For |
1.8 | Elect Director Michael E. Marks | | | Mgmt | For | For |
1.9 | Elect Director Elizabeth Moler | | | Mgmt | For | For |
1.10 | Elect Director Leo Rafael Reif | | | Mgmt | For | For |
1.11 | Elect Director Tore I. Sandvold | | | Mgmt | For | For |
1.12 | Elect Director Henri Seydoux | | | Mgmt | For | For |
1.13 | Elect Director Paal Kibsgaard | | | Mgmt | For | For |
1.14 | Elect Director Lubna S. Olayan | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | Two Years | One Year |
4 | Increase Authorized Common Stock | | | Mgmt | For | For |
5 | Adopt Plurality Voting for Contested Election of Directors | Mgmt | For | For |
6 | Adopt and Approve Financials and Dividends | | Mgmt | For | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | For | For |
|
Discover Financial Services |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DFS | 07-Apr-11 | USA | 254709108 | Annual | 07-Feb-11 | 6,666 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Jeffrey S. Aronin | | | Mgmt | For | For |
2 | Elect Director Mary K. Bush | | | Mgmt | For | For |
3 | Elect Director Gregory C. Case | | | Mgmt | For | For |
4 | Elect Director Robert M. Devlin | | | Mgmt | For | For |
5 | Elect Director Cynthia A. Glassman | | | Mgmt | For | For |
6 | Elect Director Richard H. Lenny | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
7 | Elect Director Thomas G. Maheras | | | Mgmt | For | For |
8 | Elect Director Michael H. Moskow | | | Mgmt | For | For |
9 | Elect Director David W. Nelms | | | Mgmt | For | For |
10 | Elect Director E. Follin Smith | | | Mgmt | For | For |
11 | Elect Director Lawrence A.Weinbach | | | Mgmt | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
13 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | For | For |
15 | Ratify Auditors | | | | Mgmt | For | For |
|
Brocade Communications Systems, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BRCD | 12-Apr-11 | USA | 111621306 | Annual | 18-Feb-11 | 7,178 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director John Gerdelman | | | Mgmt | For | For |
2 | Elect Director Glenn Jones | | | Mgmt | For | For |
3 | Elect Director Michael Klayko | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | Two Years | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
|
The Bank of New York Mellon Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BK | 12-Apr-11 | USA | 064058100 | Annual | 11-Feb-11 | 14,802 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Ruth E. Bruch | | | Mgmt | For | For |
2 | Elect Director Nicholas M. Donofrio | | | Mgmt | For | For |
3 | Elect Director Gerald L. Hassell | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
4 | Elect Director Edmund F. Kelly | | | Mgmt | For | For |
5 | Elect Director Robert P. Kelly | | | Mgmt | For | For |
6 | Elect Director Richard J. Kogan | | | Mgmt | For | For |
7 | Elect Director Michael J. Kowalski | | | Mgmt | For | For |
8 | Elect Director John A. Luke, Jr. | | | Mgmt | For | For |
9 | Elect Director Mark A. Nordenberg | | | Mgmt | For | For |
10 | Elect Director Catherine A. Rein | | | Mgmt | For | For |
11 | Elect Director William C. Richardson | | | Mgmt | For | For |
12 | Elect Director Samuel C. Scott III | | | Mgmt | For | For |
13 | Elect Director John P. Surma | | | Mgmt | For | For |
14 | Elect Director Wesley W. von Schack | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
17 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
18 | Amend Executive Incentive Bonus Plan | | Mgmt | For | For |
19 | Ratify Auditors | | | | Mgmt | For | For |
20 | Provide for Cumulative Voting | | | SH | Against | For |
|
Carnival Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CCL | 13-Apr-11 | Panama | 143658300 | Annual | 14-Feb-11 | 3,084 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Reelect Micky Arison As A Director Of Carnival Corporation And | Mgmt | For | For |
| As A Director Of Carnival Plc | | | | | |
2 | Reelect Sir Jonathon Band As A Director Of Carnival Corporation | Mgmt | For | For |
| And As A Director Of Carnival Plc | | | | | |
3 | Reelect Robert H. Dickinson As A Director Of Carnival | Mgmt | For | For |
| Corporation And As A Director Of Carnival Plc | | | | |
4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation | Mgmt | For | For |
| And As A Director Of Carnival Plc | | | | | |
5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation | Mgmt | For | For |
| And As A Director Of Carnival Plc | | | | | |
6 | Reelect Howard S. Frank As A Director Of Carnival Corporation | Mgmt | For | For |
| And As A Director Of Carnival Plc | | | | | |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For |
8 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc | | Mgmt | For | For |
9 | Reelect Sir John Parker As A Director Of Carnival Corporation | Mgmt | For | For |
| And As A Director Of Carnival Plc | | | | | |
10 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For |
11 | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For |
12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For |
13 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc | | Mgmt | For | For |
14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For |
15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Mgmt | For | For |
16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | | Mgmt | For | For |
17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2010 | Mgmt | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
19 | Advisory Vote on Say on Pay Frequency | | | Mgmt | One Year | One Year |
20 | Approve Remuneration of Executive and Non-Executive Directors | Mgmt | For | For |
21 | Authorize Issue of Equity with Pre-emptive Rights | | Mgmt | For | For |
22 | Authorize Issue of Equity without Pre-emptive Rights | | Mgmt | For | For |
23 | Authorise Shares for Market Purchase | | | Mgmt | For | For |
24 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
|
|
United Technologies Corporation |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
UTX | 13-Apr-11 | USA | 913017109 | Annual | 15-Feb-11 | 1,342 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Louis R. Chenevert | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
2 | Elect Director John V. Faraci | | | Mgmt | For | For |
3 | Elect Director Jean-Pierre Garnier | | | Mgmt | For | For |
4 | Elect Director Jamie S. Gorelick | | | Mgmt | For | For |
5 | Elect Director Edward A. Kangas | | | Mgmt | For | For |
6 | Elect Director Ellen J. Kullman | | | Mgmt | For | For |
7 | Elect Director Charles R. Lee | | | Mgmt | For | For |
8 | Elect Director Richard D. McCormick | | | Mgmt | For | For |
9 | Elect Director Harold McGraw III | | | Mgmt | For | For |
10 | Elect Director Richard B. Myers | | | Mgmt | For | For |
11 | Elect Director H. Patrick Swygert | | | Mgmt | For | For |
12 | Elect Director Andre Villeneuve | | | Mgmt | For | For |
13 | Elect Director Christine Todd Whitman | | | Mgmt | For | For |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
17 | Advisory Vote on Say on Pay Frequency | | Mgmt | None | One Year |
18 | Stock Retention/Holding Period | | | SH | Against | For |
|
Valley National Bancorp |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
VLY | 13-Apr-11 | USA | 919794107 | Annual | 18-Feb-11 | 2,601 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Andrew B. Abramson | | | Mgmt | For | For |
1.2 | Elect Director Pamela R. Bronander | | | Mgmt | For | For |
1.3 | Elect Director Eric P. Edelstein | | | Mgmt | For | For |
1.4 | Elect Director Mary J. Steele Guilfoile | | Mgmt | For | For |
1.5 | Elect Director Graham O. Jones | | | Mgmt | For | For |
1.6 | Elect Director Walter H. Jones, III | | | Mgmt | For | For |
1.7 | Elect Director Gerald Korde | | | Mgmt | For | For |
1.8 | Elect Director Michael L. LaRusso | | | Mgmt | For | For |
1.9 | Elect Director Marc J. Lenner | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.10 | Elect Director Gerald H. Lipkin | | | Mgmt | For | For |
1.11 | Elect Director Robinson Markel | | | Mgmt | For | Withhold |
1.12 | Elect Director Richard S. Miller | | | Mgmt | For | Withhold |
1.13 | Elect Director Barnett Rukin | | | Mgmt | For | For |
1.14 | Elect Director Suresh L. Sani | | | Mgmt | For | For |
1.15 | Elect Director Robert C. Soldoveri | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Weyerhaeuser Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WY | 14-Apr-11 | USA | 962166104 | Annual | 18-Feb-11 | 5,350 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Wayne W. Murdy | | | Mgmt | For | For |
2 | Elect Director John I. Kieckhefer | | | Mgmt | For | For |
3 | Elect Director Charles R. Williamson | | | Mgmt | For | For |
4 | Provide Right to Call Special Meeting | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
7 | Ratify Auditors | | | | Mgmt | For | For |
|
Crane Co. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CR | 18-Apr-11 | USA | 224399105 | Annual | 28-Feb-11 | 797 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director E. Thayer Bigelow | | | Mgmt | For | For |
2 | Elect Director Philip R. Lochner, Jr. | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
3 | Elect Director Ronald F. McKenna | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Approve Executive Incentive Bonus Plan | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Eli Lilly and Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LLY | 18-Apr-11 | USA | 532457108 | Annual | 15-Feb-11 | 9,383 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director M.L. Eskew | | | Mgmt | For | For |
2 | Elect Director A.G. Gilman | | | Mgmt | For | For |
3 | Elect Director K.N. Horn | | | Mgmt | For | For |
4 | Elect Director J.C. Lechleiter | | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
8 | Declassify the Board of Directors | | | Mgmt | For | For |
9 | Reduce Supermajority Vote Requirement | | Mgmt | For | For |
10 | Approve Executive Incentive Bonus Plan | | Mgmt | For | For |
|
Genuine Parts Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
GPC | 18-Apr-11 | USA | 372460105 | Annual | 10-Feb-11 | 1,833 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Mary B. Bullock | | | Mgmt | For | For |
1.2 | Elect Director Jean Douville | | | Mgmt | For | For |
1.3 | Elect Director Thomas C. Gallagher | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.4 | Elect Director George C. Guynn | | | Mgmt | For | For |
1.5 | Elect Director John R. Holder | | | Mgmt | For | For |
1.6 | Elect Director John D. Johns | | | Mgmt | For | For |
1.7 | Elect Director Michael M.E. Johns | | | Mgmt | For | For |
1.8 | Elect Director J. Hicks Lanier | | | Mgmt | For | For |
1.9 | Elect Director Robert C. Loudermilk, Jr. | | | Mgmt | For | For |
1.10 | Elect Director Wendy B. Needham | | | Mgmt | For | For |
1.11 | Elect Director Jerry W. Nix | | | Mgmt | For | For |
1.12 | Elect Director Gary W. Rollins | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
|
MeadWestvaco Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MWV | 18-Apr-11 | USA | 583334107 | Annual | 01-Mar-11 | 2,852 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Michael E. Campbell | | | Mgmt | For | For |
2 | Elect Director Thomas W. Cole, Jr. | | | Mgmt | For | For |
3 | Elect Director James G. Kaiser | | | Mgmt | For | For |
4 | Elect Director Richard B. Kelson | | | Mgmt | For | For |
5 | Elect Director James M. Kilts | | | Mgmt | For | For |
6 | Elect Director Susan J. Kropf | | | Mgmt | For | For |
7 | Elect Director Douglas S. Luke | | | Mgmt | For | For |
8 | Elect Director John A. Luke, Jr. | | | Mgmt | For | For |
9 | Elect Director Robert C. McCormack | | | Mgmt | For | For |
10 | Elect Director Timothy H. Powers | | | Mgmt | For | For |
11 | Elect Director Jane L. Warner | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
15 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Fifth Third Bancorp |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FITB | 19-Apr-11 | USA | 316773100 | Annual | 28-Feb-11 | 10,393 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Darryl F. Allen | | | Mgmt | For | For |
1.2 | Elect Director Ulysses L. Bridgeman, Jr. | | Mgmt | For | For |
1.3 | Elect Director Emerson L. Brumback | | | Mgmt | For | For |
1.4 | Elect Director James P. Hackett | | | Mgmt | For | For |
1.5 | Elect Director Gary R. Heminger | | | Mgmt | For | For |
1.6 | Elect Director Jewell D. Hoover | | | Mgmt | For | For |
1.7 | Elect Director William M. Isaac | | | Mgmt | For | For |
1.8 | Elect Director Kevin T. Kabat | | | Mgmt | For | For |
1.9 | Elect Director Mitchel D. Livingston | | | Mgmt | For | For |
1.10 | Elect Director Hendrik G. Meijer | | | Mgmt | For | For |
1.11 | Elect Director John J. Schiff, Jr. | | | Mgmt | For | For |
1.12 | Elect Director Marsha C. Williams | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Goodrich Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
GR | 19-Apr-11 | USA | 382388106 | Annual | 28-Feb-11 | 1,007 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.1 | Elect Director Carolyn Corvi | | | Mgmt | For | For |
1.2 | Elect Director Diane C. Creel | | | Mgmt | For | For |
1.3 | Elect Director Harris E. Deloach, Jr. | | | Mgmt | For | For |
1.4 | Elect Director James W. Griffith | | | Mgmt | For | For |
1.5 | Elect Director William R. Holland | | | Mgmt | For | For |
1.6 | Elect Director John P. Jumper | | | Mgmt | For | For |
1.7 | Elect Director Marshall O. Larsen | | | Mgmt | For | For |
1.8 | Elect Director Lloyd W. Newton | | | Mgmt | For | For |
1.9 | Elect Director Alfred M. Rankin, Jr. | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Hudson City Bancorp, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HCBK | 19-Apr-11 | USA | 443683107 | Annual | 01-Mar-11 | 7,250 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Ronald E. Hermance, Jr. | | Mgmt | For | For |
2 | Elect Director William G. Bardel | | | Mgmt | For | For |
3 | Elect Director Scott A. Belair | | | Mgmt | For | For |
4 | Elect Director Cornelius E. Golding | | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
8 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
9 | Declassify the Board of Directors | | | SH | Against | For |
|
M&T Bank Corporation |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MTB | 19-Apr-11 | USA | 55261F104 | Annual | 28-Feb-11 | 1,195 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Brent D. Baird | | Mgmt | | For | For |
1.2 | Elect Director Robert J. Bennett | | Mgmt | | For | For |
1.3 | Elect Director C. Angela Bontempo | | Mgmt | | For | For |
1.4 | Elect Director Robert T. Brady | | Mgmt | | For | Withhold |
1.5 | Elect Director Michael D. Buckley | | Mgmt | | For | For |
1.6 | Elect Director T. Jefferson Cunningham, III | Mgmt | | For | For |
1.7 | Elect Director Mark J. Czarnecki | | Mgmt | | For | For |
1.8 | Elect Director Gary N. Geisel | | Mgmt | | For | For |
1.9 | Elect Director Patrick W.E. Hodgson | | Mgmt | | For | For |
1.10 | Elect Director Richard G. King | | Mgmt | | For | For |
1.11 | Elect Director Jorge G. Pereira | | Mgmt | | For | For |
1.12 | Elect Director Michael P. Pinto | | Mgmt | | For | For |
1.13 | Elect Director Melinda R. Rich | | Mgmt | | For | For |
1.14 | Elect Director Robert E. Sadler, Jr. | | Mgmt | | For | For |
1.15 | Elect Director Herbert L. Washington | | Mgmt | | For | For |
1.16 | Elect Director Robert G. Wilmers | | Mgmt | | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | | For | For |
3 | Ratify Auditors | | | Mgmt | | For | For |
|
Northern Trust Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NTRS | 19-Apr-11 | USA | 665859104 | Annual | 28-Feb-11 | 1,454 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Linda Walker Bynoe | | Mgmt | | For | For |
1.2 | Elect Director Nicholas D. Chabraja | | Mgmt | | For | For |
1.3 | Elect Director Susan Crown | | Mgmt | | For | For |
1.4 | Elect Director Dipak C. Jain | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.5 | Elect Director Robert W. Lane | | | Mgmt | For | For |
1.6 | Elect Director Robert C. McCormack | | | Mgmt | For | For |
1.7 | Elect Director Edward J. Mooney | | | Mgmt | For | For |
1.8 | Elect Director John W. Rowe | | | Mgmt | For | For |
1.9 | Elect DirectorMartin P. Slark | | | Mgmt | For | For |
1.10 | Elect Director David H.B. Smith, Jr. | | | Mgmt | For | For |
1.11 | Elect Director Enrique J. Sosa | | | Mgmt | For | For |
1.12 | Elect Director Charles A. Tribbett, III | | | Mgmt | For | For |
1.13 | Elect Director Frederick H. Waddell | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Public Service Enterprise Group Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PEG | 19-Apr-11 | USA | 744573106 | Annual | 18-Feb-11 | 5,721 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Albert R. Gamper, Jr. | | | Mgmt | For | For |
2 | Elect Director Conrad K. Harper | | | Mgmt | For | For |
3 | Elect Director William V. Hickey | | | Mgmt | For | For |
4 | Elect Director Ralph Izzo | | | Mgmt | For | For |
5 | Elect Director Shirley Ann Jackson | | | Mgmt | For | For |
6 | Elect Director David Lilley | | | Mgmt | For | For |
7 | Elect Director Thomas A. Renyi | | | Mgmt | For | For |
8 | Elect Director Hak Cheol Shin | | | Mgmt | For | For |
9 | Elect Director Richard J. Swift | | | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
11 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
12 | Ratify Auditors | | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Spectra Energy Corp |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SE | 19-Apr-11 | USA | 847560109 | Annual | 18-Feb-11 | 7,559 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director William T. Esrey | | Mgmt | | For | For |
1.2 | Elect Director Gregory L. Ebel | | Mgmt | | For | For |
1.3 | Elect Director Austin A. Adams | | Mgmt | | For | For |
1.4 | Elect Director Paul M. Anderson | | Mgmt | | For | For |
1.5 | Elect Director Pamela L. Carter | | Mgmt | | For | For |
1.6 | Elect Director F. Anthony Comper | | Mgmt | | For | For |
1.7 | Elect Director Peter B. Hamilton | | Mgmt | | For | For |
1.8 | Elect Director Dennis R. Hendrix | | Mgmt | | For | For |
1.9 | Elect Director Michael Mcshane | | Mgmt | | For | For |
1.10 | Elect Director Joseph H. Netherland | | Mgmt | | For | For |
1.11 | Elect Director Michael E.J. Phelps | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
4 | Amend Executive Incentive Bonus Plan | Mgmt | | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | SH | | Against | For |
|
Stanley Black & Decker, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SWK | 19-Apr-11 | USA | 854502101 | Annual | 25-Feb-11 | 1,604 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director George W. Buckley | | Mgmt | | For | Withhold |
1.2 | Elect Director Carlos M. Cardoso | | Mgmt | | For | Withhold |
1.3 | Elect Director Robert B. Coutts | | Mgmt | | For | Withhold |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.4 | Elect Director Manuel A. Fernandez | | | Mgmt | For | Withhold |
1.5 | Elect Director Marianne M. Parrs | | | Mgmt | For | Withhold |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
U.S. Bancorp |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
USB | 19-Apr-11 | USA | 902973304 | Annual | 22-Feb-11 | 21,516 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Douglas M. Baker, Jr. | | | Mgmt | For | For |
2 | Elect Director Y. Marc Belton | | | Mgmt | For | For |
3 | Elect Director Victoria Buyniski Gluckman | | Mgmt | For | For |
4 | Elect Director Arthur D. Collins, Jr. | | | Mgmt | For | For |
5 | Elect Director Richard K. Davis | | | Mgmt | For | For |
6 | Elect Director Joel W. Johnson | | | Mgmt | For | For |
7 | Elect Director Olivia F. Kirtley | | | Mgmt | For | For |
8 | Elect Director Jerry W. Levin | | | Mgmt | For | For |
9 | Elect Director David B. O'Maley | | | Mgmt | For | For |
10 | Elect Director O Dell M. Owens | | | Mgmt | For | For |
11 | Elect Director Richard G. Reiten | | | Mgmt | For | For |
12 | Elect Director Craig D. Schnuck | | | Mgmt | For | For |
13 | Elect Director Patrick T. Stokes | | | Mgmt | For | For |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
17 | Advisory Vote to Ratify Directors' Compensation | | SH | Against | Against |
|
Whirlpool Corporation |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WHR | 19-Apr-11 | USA | 963320106 | Annual | 21-Feb-11 | 683 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Samuel R. Allen | | | Mgmt | | For | For |
2 | Elect Director Jeff M. Fettig | | | Mgmt | | For | For |
3 | Elect Director Michael F. Johnston | | | Mgmt | | For | For |
4 | Elect Director William T. Kerr | | | Mgmt | | For | For |
5 | Elect Director John D. Liu | | | Mgmt | | For | For |
6 | Elect Director Miles L. Marsh | | | Mgmt | | For | For |
7 | Elect Director William D. Perez | | | Mgmt | | For | For |
8 | Elect Director Michael D. White | | | Mgmt | | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
10 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
11 | Ratify Auditors | | | | Mgmt | | For | For |
12 | Provide Right to Act by Written Consent | | SH | | Against | For |
13 | Submit Severance Agreement (Change-in-Control) to | SH | | Against | For |
| Shareholder Vote | | | | | | | |
|
City National Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CYN | 20-Apr-11 | USA | 178566105 | Annual | 22-Feb-11 | 717 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Richard L. Bloch | | | Mgmt | | For | For |
1.2 | Elect Director Bram Goldsmith | | | Mgmt | | For | For |
1.3 | Elect Director Ashok Israni | | | Mgmt | | For | For |
1.4 | Elect Director Kenneth Ziffren | | | Mgmt | | For | For |
2 | Ratify Auditors | | | | Mgmt | | For | For |
3 | Amend Omnibus Stock Plan | | | Mgmt | | For | Against |
4 | Amend Executive Incentive Bonus Plan | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
7 | Declassify the Board of Directors | | | SH | Against | For |
|
Commerce Bancshares, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CBSH | 20-Apr-11 | USA | 200525103 | Annual | 22-Feb-11 | 1,173 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John R. Capps | | | Mgmt | For | For |
1.2 | Elect Director W. Thomas Grant, Ii | | | Mgmt | For | For |
1.3 | Elect Director James B. Hebenstreit | | | Mgmt | For | For |
1.4 | Elect Director David W. Kemper | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Sonoco Products Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SON | 20-Apr-11 | USA | 835495102 | Annual | 18-Feb-11 | 1,663 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director J.L. Coker | | | Mgmt | For | For |
1.2 | Elect Director J.M. Micali | | | Mgmt | For | For |
1.3 | Elect Director L.W. Newton | | | Mgmt | For | For |
1.4 | Elect Director M.D. Oken | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
The Sherwin-Williams Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SHW | 20-Apr-11 | USA | 824348106 | Annual | 25-Feb-11 | 558 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director A.F. Anton | | | Mgmt | For | For |
1.2 | Elect Director J.C. Boland | | | Mgmt | For | For |
1.3 | Elect Director C.M. Connor | | | Mgmt | For | For |
1.4 | Elect Director D.F. Hodnik | | | Mgmt | For | For |
1.5 | Elect Director T.G. Kadien | | | Mgmt | For | For |
1.6 | Elect Director S.J. Kropf | | | Mgmt | For | For |
1.7 | Elect Director G.E. McCullough | | | Mgmt | For | For |
1.8 | Elect Director A.M. Mixon, III | | | Mgmt | For | For |
1.9 | Elect Director C.E. Moll | | | Mgmt | For | For |
1.10 | Elect Director R.K. Smucker | | | Mgmt | For | For |
1.11 | Elect Director J.M. Stropki, Jr. | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Permit Board to Amend Bylaws Without Shareholder Consent | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Require a Majority Vote for the Election of Directors | | SH | Against | For |
|
Walter Energy, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WLT | 20-Apr-11 | USA | 93317Q105 | Annual | 02-Mar-11 | 185 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Howard L. Clark, Jr. | | | Mgmt | For | For |
1.2 | Elect Director Jerry W. Kolb | | | Mgmt | For | For |
1.3 | Elect Director Patrick A. Kriegshauser | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
1.4 | Elect Director Joseph B. Leonard | | | Mgmt | | For | For |
1.5 | Elect Director Bernard G. Rethore | | | Mgmt | | For | For |
1.6 | Elect Director Michael T. Tokarz | | | Mgmt | | For | For |
1.7 | Elect Director A.J. Wagner | | | Mgmt | | For | For |
1.8 | Elect Director David R. Beatty | | | Mgmt | | For | For |
1.9 | Elect Director Keith Calder | | | Mgmt | | For | For |
1.10 | Elect Director Graham Mascall | | | Mgmt | | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | One Year |
4 | Ratify Auditors | | | | Mgmt | | For | For |
|
AGCO Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AGCO | 21-Apr-11 | USA | 001084102 | Annual | 11-Mar-11 | 1,576 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Wolfgang Deml | | | Mgmt | | For | For |
1.2 | Elect Director Luiz F. Furlan | | | Mgmt | | For | For |
1.3 | Elect Director Gerald B. Johanneson | | | Mgmt | | For | For |
1.4 | Elect Director Thomas W. LaSorda | | | Mgmt | | For | For |
1.5 | Elect Director George E. Minnich | | | Mgmt | | For | For |
1.6 | Elect Director Martin H. Richenhagen | | | Mgmt | | For | For |
1.7 | Elect Director Daniel C. Ustian | | | Mgmt | | For | For |
2 | Amend Omnibus Stock Plan | | | Mgmt | | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | One Year |
5 | Ratify Auditors | | | | Mgmt | | For | For |
|
Ameren Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AEE | 21-Apr-11 | USA | 023608102 | Annual | 28-Feb-11 | 3,967 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Stephen F. Brauer | | | Mgmt | For | For |
1.2 | Elect Director Ellen M. Fitzsimmons | | | Mgmt | For | For |
1.3 | Elect Director Walter J. Galvin | | | Mgmt | For | For |
1.4 | Elect Director Gayle P.W. Jackson | | | Mgmt | For | For |
1.5 | Elect Director James C. Johnson | | | Mgmt | For | For |
1.6 | Elect Director Steven H. Lipstein | | | Mgmt | For | For |
1.7 | Elect Director Patrick T. Stokes | | | Mgmt | For | For |
1.8 | Elect Director Thomas R. Voss | | | Mgmt | For | For |
1.9 | Elect Director Stephen R. Wilson | | | Mgmt | For | For |
1.10 | Elect Director Jack D. Woodard | | | Mgmt | For | For |
2 | Approve Director Liability and Indemnification | | Mgmt | For | For |
3 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
7 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | SH | Against | For |
|
CenterPoint Energy, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CNP | 21-Apr-11 | USA | 15189T107 | Annual | 22-Feb-11 | 7,004 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Donald R. Campbell | | | Mgmt | For | For |
2 | Elect Director Milton Carroll | | | Mgmt | For | For |
3 | Elect Director O. Holcombe Crosswell | | Mgmt | For | For |
4 | Elect Director Michael P. Johnson | | | Mgmt | For | For |
5 | Elect Director Janiece M. Longoria | | | Mgmt | For | For |
6 | Elect Director David M. McClanahan | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
7 | Elect Director Susan O. Rheney | | | Mgmt | For | For |
8 | Elect Director R. A. Walker | | | Mgmt | For | For |
9 | Elect Director Peter S. Wareing | | | Mgmt | For | For |
10 | Elect Director Sherman M. Wolff | | | Mgmt | For | For |
11 | Ratify The Appointment Of Deloitte & Touche Llp As Independentauditors For 2011. | Mgmt | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
13 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
14 | Amend Executive Incentive Bonus Plan | | Mgmt | For | For |
15 | Amend Non-Employee Director Restricted Stock Plan | Mgmt | For | For |
|
Citigroup Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
C | 21-Apr-11 | USA | 172967101 | Annual | 22-Feb-11 | 210,934 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Alain J.P. Belda | | | Mgmt | For | For |
2 | Elect Director Timothy C. Collins | | | Mgmt | For | For |
3 | Elect Director Jerry A. Grundhofer | | | Mgmt | For | For |
4 | Elect Director Robert L. Joss | | | Mgmt | For | For |
5 | Elect Director Michael E. O'Neill | | | Mgmt | For | For |
6 | Elect Director Vikram S. Pandit | | | Mgmt | For | For |
7 | Elect Director Richard D. Parsons | | | Mgmt | For | For |
8 | Elect Director Lawrence R. Ricciardi | | | Mgmt | For | For |
9 | Elect Director Judith Rodin | | | Mgmt | For | For |
10 | Elect Director Robert L. Ryan | | | Mgmt | For | For |
11 | Elect Director Anthony M. Santomero | | | Mgmt | For | For |
12 | Elect Director Diana L. Taylor | | | Mgmt | For | For |
13 | Elect Director William S. Thompson, Jr. | | Mgmt | For | For |
14 | Elect Director Ernesto Zedillo | | | Mgmt | For | For |
15 | Ratify Auditors | | | | Mgmt | For | For |
16 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
17 | Approve Executive Incentive Bonus Plan | | Mgmt | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
19 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
20 | Approve Reverse Stock Split | | | Mgmt | For | For |
21 | Affirm Political Non-Partisanship | | | SH | Against | Against |
22 | Report on Political Contributions | | | SH | Against | For |
23 | Report on Restoring Trust and Confidence in the Financial System | SH | Against | Against |
24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For |
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | SH | Against | For |
|
Cytec Industries Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CYT | 21-Apr-11 | USA | 232820100 | Annual | 25-Feb-11 | 786 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Anthony G. Fernandes | | | Mgmt | For | For |
2 | Elect Director Jerry R. Satrum | | | Mgmt | For | For |
3 | Elect Director Raymond P. Sharpe | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Humana Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HUM | 21-Apr-11 | USA | 444859102 | Annual | 25-Feb-11 | 2,039 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Frank A. D'Amelio | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
2 | Elect Director W. Roy Dunbar | | | Mgmt | For | For |
3 | Elect Director Kurt J. Hilzinger | | | Mgmt | For | For |
4 | Elect Director David A. Jones, Jr. | | | Mgmt | For | For |
5 | Elect Director Michael B. McCallister | | | Mgmt | For | For |
6 | Elect Director William J. McDonald | | | Mgmt | For | For |
7 | Elect Director William E. Mitchell | | | Mgmt | For | For |
8 | Elect Director David B. Nash | | | Mgmt | For | For |
9 | Elect Director James J. O'Brien | | | Mgmt | For | For |
10 | Elect Director Marissa T. Peterson | | | Mgmt | For | For |
11 | Ratify Auditors | | | | Mgmt | For | For |
12 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
14 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Kimberly-Clark Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
KMB | 21-Apr-11 | USA | 494368103 | Annual | 22-Feb-11 | 1,441 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director John R. Alm | | | Mgmt | For | For |
2 | Elect Director John F. Bergstrom | | | Mgmt | For | For |
3 | Elect Director Abelardo E. Bru | | | Mgmt | For | For |
4 | Elect Director Robert W. Decherd | | | Mgmt | For | For |
5 | Elect Director Thomas J. Falk | | | Mgmt | For | For |
6 | Elect Director Mae C. Jemison | | | Mgmt | For | For |
7 | Elect Director James M. Jenness | | | Mgmt | For | For |
8 | Elect Director Nancy J. Karch | | | Mgmt | For | For |
9 | Elect Director Ian C. Read | | | Mgmt | For | For |
10 | Elect Director Linda Johnson Rice | | | Mgmt | For | For |
11 | Elect Director Marc J. Shapiro | | | Mgmt | For | For |
12 | Elect Director G. Craig Sullivan | | | Mgmt | For | For |
13 | Ratify Auditors | | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
14 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | For |
15 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
17 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
People's United Financial, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PBCT | 21-Apr-11 | USA | 712704105 | Annual | 28-Feb-11 | 6,226 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John P. Barnes | | | Mgmt | For | For |
1.2 | Elect Director Collin P. Baron | | | Mgmt | For | For |
1.3 | Elect Director Richard M. Hoyt | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
PPG Industries, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PPG | 21-Apr-11 | USA | 693506107 | Annual | 18-Feb-11 | 1,554 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Stephen F. Angel | | | Mgmt | For | For |
1.2 | Elect Director Hugh Grant | | | Mgmt | For | For |
1.3 | Elect Director Michele J. Hooper | | | Mgmt | For | For |
1.4 | Elect Director Robert Mehrabian | | | Mgmt | For | For |
2 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
3 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
7 | Report on Community Environmental Impact Disclosure Process | SH | Against | Against |
|
|
SCANA Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SCG | 21-Apr-11 | USA | 80589M102 | Annual | 03-Mar-11 | 1,879 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Bill L. Amick | | | Mgmt | For | For |
1.2 | Elect Director Sharon A. Decker | | | Mgmt | For | For |
1.3 | Elect Director D. Maybank Hagood | | | Mgmt | For | For |
1.4 | Elect Director William B. Timmerman | | | Mgmt | For | For |
1.5 | Elect Director Kevin B. Marsh | | | Mgmt | For | For |
2 | Amend Outside Director Stock Awards in Lieu of Cash | | Mgmt | For | For |
3 | Increase Authorized Common Stock | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Texas Instruments Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TXN | 21-Apr-11 | USA | 882508104 | Annual | 22-Feb-11 | 7,393 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director R.W. Babb, Jr. | | | Mgmt | For | For |
2 | Elect Director D.A. Carp | | | Mgmt | For | For |
3 | Elect Director C.S. Cox | | | Mgmt | For | For |
4 | Elect Director S.P. MacMillan | | | Mgmt | For | For |
5 | Elect Director P.H. Patsley | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
6 | Elect Director R.E. Sanchez | | | Mgmt | For | For |
7 | Elect Director W.R. Sanders | | | Mgmt | For | For |
8 | Elect Director R.J. Simmons | | | Mgmt | For | For |
9 | Elect Director R.K. Templeton | | | Mgmt | For | For |
10 | Elect Director C.T. Whitman | | | Mgmt | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
12 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
13 | Ratify Auditors | | | | Mgmt | For | For |
|
The AES Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AES | 21-Apr-11 | USA | 00130H105 | Annual | 25-Feb-11 | 6,690 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Samuel W. Bodman, III | | Mgmt | For | For |
1.2 | Elect Director Paul Hanrahan | | | Mgmt | For | For |
1.3 | Elect Director Kristina M. Johnson | | | Mgmt | For | For |
1.4 | Elect Director Tarun Khanna | | | Mgmt | For | For |
1.5 | Elect Director John A. Koskinen | | | Mgmt | For | For |
1.6 | Elect Director Philip Lader | | | Mgmt | For | For |
1.7 | Elect Director Sandra O. Moose | | | Mgmt | For | For |
1.8 | Elect Director John B. Morse, Jr. | | | Mgmt | For | For |
1.9 | Elect Director Philip A. Odeen | | | Mgmt | For | For |
1.10 | Elect Director Charles O. Rossotti | | | Mgmt | For | For |
1.11 | Elect Director Sven Sandstrom | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Bank of Hawaii Corporation |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BOH | 22-Apr-11 | USA | 062540109 | Annual | 28-Feb-11 | 497 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director S. Haunani Apoliona | | | Mgmt | | For | For |
1.2 | Elect Director Mary G.F. Bitterman | | | Mgmt | | For | For |
1.3 | Elect Director Mark A. Burak | | | Mgmt | | For | For |
1.4 | Elect Director Michael J. Chun | | | Mgmt | | For | For |
1.5 | Elect Director Clinton R. Churchill | | | Mgmt | | For | For |
1.6 | Elect Director David A. Heenan | | | Mgmt | | For | For |
1.7 | Elect Director Peter S. Ho | | | Mgmt | | For | For |
1.8 | Elect Director Robert Huret | | | Mgmt | | For | For |
1.9 | Elect Director Kent T. Lucien | | | Mgmt | | For | For |
1.10 | Elect Director Martin A. Stein | | | Mgmt | | For | For |
1.11 | Elect Director Donald M. Takaki | | | Mgmt | | For | For |
1.12 | Elect Director Barbara J. Tanabe | | | Mgmt | | For | For |
1.13 | Elect Director Robert W. Wo | | | Mgmt | | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
4 | Amend Omnibus Stock Plan | | | Mgmt | | For | For |
5 | Ratify Auditors | | | | Mgmt | | For | For |
|
Digital Realty Trust, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DLR | 25-Apr-11 | USA | 253868103 | Annual | 07-Mar-11 | 78 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Richard A. Magnuson | | | Mgmt | | For | For |
1.2 | Elect Director Michael F. Foust | | | Mgmt | | For | For |
1.3 | Elect Director Laurence A. Chapman | | | Mgmt | | For | For |
1.4 | Elect Director Kathleen Earley | | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.5 | Elect Director Ruann F. Ernst | | | Mgmt | For | For |
1.6 | Elect Director Dennis E. Singleton | | | Mgmt | For | For |
1.7 | Elect Director Robert H. Zerbst | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
First Citizens BancShares, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FCNCA | 25-Apr-11 | USA | 31946M103 | Annual | 02-Mar-11 | 85 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John M. Alexander, Jr. | | | Mgmt | For | For |
1.2 | Elect Director Carmen Holding Ames | | | Mgmt | For | For |
1.3 | Elect Director Victor E. Bell III | | | Mgmt | For | For |
1.4 | Elect Director George H. Broadrick | | | Mgmt | For | For |
1.5 | Elect Director Hope Holding Connell | | | Mgmt | For | For |
1.6 | Elect Director Hubert M. Craig III | | | Mgmt | For | For |
1.7 | Elect Director H. Lee Durham, Jr. | | | Mgmt | For | For |
1.8 | Elect Director Daniel L. Heavner | | | Mgmt | For | For |
1.9 | Elect Director Frank B. Holding | | | Mgmt | For | For |
1.10 | Elect Director Frank B. Holding, Jr. | | | Mgmt | For | For |
1.11 | Elect Director Lucius S. Jones | | | Mgmt | For | For |
1.12 | Elect Director Robert E. Mason IV | | | Mgmt | For | For |
1.13 | Elect Director Robert T. Newcomb | | | Mgmt | For | For |
1.14 | Elect Director James M. Parker | | | Mgmt | For | For |
1.15 | Elect Director Ralph K. Shelton | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
American Electric Power Company, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AEP | 26-Apr-11 | USA | 025537101 | Annual | 28-Feb-11 | 4,789 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director David J. Anderson | | Mgmt | | For | For |
2 | Elect Director James F. Cordes | | Mgmt | | For | For |
3 | Elect Director Ralph D. Crosby, Jr. | | Mgmt | | For | For |
4 | Elect Director Linda A. Goodspeed | | Mgmt | | For | For |
5 | Elect Director Thomas E. Hoaglin | | Mgmt | | For | For |
6 | Elect Director Lester A. Hudson, Jr. | | Mgmt | | For | For |
7 | Elect Director Michael G. Morris | | Mgmt | | For | For |
8 | Elect Director Richard C. Notebaert | | Mgmt | | For | For |
9 | Elect Director Lionel L. Nowell III | | Mgmt | | For | For |
10 | Elect Director Richard L. Sandor | | Mgmt | | For | For |
11 | Elect Director Kathryn D. Sullivan | | Mgmt | | For | For |
12 | Elect Director Sara Martinez Tucker | | Mgmt | | For | For |
13 | Elect Director John F. Turner | | Mgmt | | For | For |
14 | Ratify Auditors | | | Mgmt | | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
|
Apartment Investment and Management Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AIV | 26-Apr-11 | USA | 03748R101 | Annual | 25-Feb-11 | 932 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director James N. Bailey | | Mgmt | | For | For |
2 | Elect Director Terry Considine | | Mgmt | | For | For |
3 | Elect Director Richard S. Ellwood | | Mgmt | | For | For |
4 | Elect Director Thomas L. Keltner | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
5 | Elect Director J. Landis Martin | | | Mgmt | For | For |
6 | Elect Director Robert A. Miller | | | Mgmt | For | For |
7 | Elect Director Kathleen M. Nelson | | | Mgmt | For | For |
8 | Elect Director Michael A. Stein | | | Mgmt | For | For |
9 | Ratify Auditors | | | | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
11 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
12 | Amend Charter Permiting the Board to Grant Waivers of the | Mgmt | For | For |
| Ownership Limit | | | | | | |
|
BB&T Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BBT | 26-Apr-11 | USA | 054937107 | Annual | 23-Feb-11 | 7,041 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John A. Allison IV | | | Mgmt | For | For |
1.2 | Elect Director Jennifer S. Banner | | | Mgmt | For | For |
1.3 | Elect Director K. David Boyer, Jr. | | | Mgmt | For | For |
1.4 | Elect Director Anna R. Cablik | | | Mgmt | For | For |
1.5 | Elect Director Ronald E. Deal | | | Mgmt | For | For |
1.6 | Elect Director J. Littleton Glover, Jr. | | | Mgmt | For | Withhold |
1.7 | Elect Director Jane P. Helm | | | Mgmt | For | For |
1.8 | Elect Director John P. Howe III | | | Mgmt | For | For |
1.9 | Elect Director Kelly S. King | | | Mgmt | For | For |
1.10 | Elect Director Valeria Lynch Lee | | | Mgmt | For | For |
1.11 | Elect Director J. Holmes Morrison | | | Mgmt | For | For |
1.12 | Elect Director Nido R. Qubein | | | Mgmt | For | For |
1.13 | Elect Director Thomas E. Skains | | | Mgmt | For | For |
1.14 | Elect Director Thomas N. Thompson | | | Mgmt | For | For |
1.15 | Elect Director Stephen T. Williams | | | Mgmt | For | For |
2 | Amend Executive Incentive Bonus Plan | | Mgmt | For | Against |
3 | Ratify Auditors | | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
6 | Report on Political Contributions | | | SH | Against | For |
7 | Require a Majority Vote for the Election of Directors | | SH | Against | For |
|
BOK Financial Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BOKF | 26-Apr-11 | USA | 05561Q201 | Annual | 01-Mar-11 | 407 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Gregory S. Allen | | | Mgmt | For | For |
1.2 | Elect Director C. Fred Ball, Jr | | | Mgmt | For | Withhold |
1.3 | Elect Director Sharon J. Bell | | | Mgmt | For | For |
1.4 | Elect Director Peter C. Boylan Iii | | | Mgmt | For | For |
1.5 | Elect Director Chester Cadieux Iii | | | Mgmt | For | For |
1.6 | Elect Director Joseph W. Craft Iii | | | Mgmt | For | For |
1.7 | Elect Director William E. Durrett | | | Mgmt | For | For |
1.8 | Elect Director John W. Gibson | | | Mgmt | For | For |
1.9 | Elect Director David F. Griffin | | | Mgmt | For | For |
1.10 | Elect Director V. Burns Hargis | | | Mgmt | For | For |
1.11 | Elect Director E. Carey Joullian Iv | | | Mgmt | For | For |
1.12 | Elect Director George B. Kaiser | | | Mgmt | For | Withhold |
1.13 | Elect Director Robert J. Lafortune | | | Mgmt | For | For |
1.14 | Elect Director Stanley A. Lybarger | | | Mgmt | For | Withhold |
1.15 | Elect Director Steven J. Malcolm | | | Mgmt | For | For |
1.16 | Elect Director E.c. Richards | | | Mgmt | For | For |
1.17 | Elect Director David L. Thompson | | | Mgmt | For | For |
1.18 | Elect Director Michael C. Turpen | | | Mgmt | For | For |
2 | Amend Executive Incentive Bonus Plan | | Mgmt | For | Against |
3 | Approve Executive Incentive Bonus Plan | | Mgmt | For | Against |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
7 | Provide for Cumulative Voting | | | SH | | Against | For |
|
Coca-Cola Enterprises, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CCE | 26-Apr-11 | USA | 19122T109 | Annual | 28-Feb-11 | 2,184 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Jan Bennink | | | Mgmt | | For | For |
1.2 | Elect Director John F. Brock | | | Mgmt | | For | For |
1.3 | Elect Director Calvin Darden | | | Mgmt | | For | For |
1.4 | Elect Director L. Phillip Humann | | | Mgmt | | For | For |
1.5 | Elect Director Orrin H. Ingram II | | | Mgmt | | For | For |
1.6 | Elect Director Donna A. James | | | Mgmt | | For | For |
1.7 | Elect Director Thomas H. Johnson | | | Mgmt | | For | For |
1.8 | Elect Director Suzanne B. Labarge | | | Mgmt | | For | For |
1.9 | Elect Director Véronique Morali | | | Mgmt | | For | For |
1.10 | Elect Director Garry Watts | | | Mgmt | | For | For |
1.11 | Elect Director Curtis R. Welling | | | Mgmt | | For | For |
1.12 | Elect Director Phoebe A. Wood | | | Mgmt | | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | | For | For |
5 | Submit Severance Agreement (Change-in-Control) to | | SH | | Against | For |
| Shareholder Vote | | | | | | | |
|
First Niagara Financial Group, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FNFG | 26-Apr-11 | USA | 33582V108 | Annual | 04-Mar-11 | 3,474 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Thomas E. Baker | | | Mgmt | For | For |
1.2 | Elect Director G. Thomas Bowers | | | Mgmt | For | For |
1.3 | Elect Director William H. Jones | | | Mgmt | For | For |
1.4 | Elect Director Peter B. Robinson | | | Mgmt | For | For |
2 | Declassify the Board of Directors | | | Mgmt | For | For |
3 | Rescind Fair Price Provision | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
|
FMC Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FMC | 26-Apr-11 | USA | 302491303 | Annual | 01-Mar-11 | 370 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Edward J. Mooney | | | Mgmt | For | For |
2 | Elect Director Enrique J. Sosa | | | Mgmt | For | For |
3 | Elect Director Vincent R. Volpe, Jr | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Fortune Brands, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FO | 26-Apr-11 | USA | 349631101 | Annual | 25-Feb-11 | 1,338 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1 | Elect Director Richard A. Goldstein | | | Mgmt | For | For |
2 | Elect Director Pierre E. Leroy | | | Mgmt | For | For |
3 | Elect Director A. D. David Mackay | | | Mgmt | For | For |
4 | Elect Director Anne M. Tatlock | | | Mgmt | For | For |
5 | Elect Director Norman H. Wesley | | | Mgmt | For | For |
6 | Elect Director Peter M. Wilson | | | Mgmt | For | For |
7 | Ratify Auditors | | | | Mgmt | For | For |
8 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
10 | Provide Right to Call Special Meeting | | | Mgmt | For | For |
11 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
|
Kirby Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
KEX | 26-Apr-11 | USA | 497266106 | Annual | 01-Mar-11 | 836 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director David L. Lemmon | | | Mgmt | For | For |
2 | Elect Director George A. Peterkin, Jr. | | | Mgmt | For | For |
3 | Elect Director Richard R. Stewart | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
L-3 Communications Holdings, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LLL | 26-Apr-11 | USA | 502424104 | Annual | 01-Mar-11 | 1,316 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director H. Hugh Shelton | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.2 | Elect Director Michael T. Strianese | | | Mgmt | For | For |
1.3 | Elect Director John P. White | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Mead Johnson Nutrition Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MJN | 26-Apr-11 | USA | 582839106 | Annual | 11-Mar-11 | 2,345 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Stephen W. Golsby | | | Mgmt | For | For |
1.2 | Elect Director Steven M. Altschuler | | | Mgmt | For | For |
1.3 | Elect Director Howard B. Bernick | | | Mgmt | For | For |
1.4 | Elect Director Kimberly A. Casiano | | | Mgmt | For | For |
1.5 | Elect Director Anna C. Catalano | | | Mgmt | For | For |
1.6 | Elect Director Celeste A. Clark | | | Mgmt | For | For |
1.7 | Elect Director James M. Cornelius | | | Mgmt | For | For |
1.8 | Elect Director Peter G. Ratcliffe | | | Mgmt | For | For |
1.9 | Elect Director Elliott Sigal | | | Mgmt | For | For |
1.10 | Elect Director Robert S. Singer | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
MetLife, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MET | 26-Apr-11 | USA | 59156R108 | Annual | 01-Mar-11 | 5,960 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.1 | Elect Director Steven A. Kandarian | | | Mgmt | For | For |
1.2 | Elect Director Sylvia Mathews Burwell | | | Mgmt | For | For |
1.3 | Elect Director Eduardo Castro-Wright | | | Mgmt | For | For |
1.4 | Elect Director Cheryl W. Grise | | | Mgmt | For | For |
1.5 | Elect Director Lulu C. Wang | | | Mgmt | For | For |
2 | Declassify the Board of Directors | | | Mgmt | For | For |
3 | Ratify Auditors | | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Noble Energy, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NBL | 26-Apr-11 | USA | 655044105 | Annual | 08-Mar-11 | 1,746 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Jeffrey L. Berenson | | | Mgmt | For | For |
2 | Elect Director Michael A. Cawley | | | Mgmt | For | For |
3 | Elect Director Edward F. Cox | | | Mgmt | For | For |
4 | Elect Director Charles D. Davidson | | | Mgmt | For | For |
5 | Elect Director Thomas J. Edelman | | | Mgmt | For | For |
6 | Elect Director Eric P. Grubman | | | Mgmt | For | For |
7 | Elect Director Kirby L. Hedrick | | | Mgmt | For | For |
8 | Elect Director Scott D. Urban | | | Mgmt | For | For |
9 | Elect Director William T. Van Kleef | | | Mgmt | For | For |
10 | Ratify Auditors | | | | Mgmt | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
12 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
13 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
|
NRG Energy, Inc. |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NRG | 26-Apr-11 | USA | 629377508 | Annual | 01-Mar-11 | 4,274 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Lawrence S. Coben | | | Mgmt | For | For |
2 | Elect Director Paul W. Hobby | | | Mgmt | For | For |
3 | Elect Director Gerald Luterman | | | Mgmt | For | For |
4 | Elect Director Herbert H. Tate | | | Mgmt | For | For |
5 | Elect Director Walter R. Young | | | Mgmt | For | For |
6 | Ratify Auditors | | | | Mgmt | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
8 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
PerkinElmer, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PKI | 26-Apr-11 | USA | 714046109 | Annual | 28-Feb-11 | 1,070 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Robert F. Friel | | | Mgmt | For | For |
2 | Elect Director Nicholas A. Lopardo | | | Mgmt | For | For |
3 | Elect Director Alexis P. Michas | | | Mgmt | For | For |
4 | Elect Director James C. Mullen | | | Mgmt | For | For |
5 | Elect Director Dr. Vicki L. Sato | | | Mgmt | For | For |
6 | Elect Director Gabriel Schmergel | | | Mgmt | For | For |
7 | Elect Director Kenton J. Sicchitano | | | Mgmt | For | For |
8 | Elect Director Patrick J. Sullivan | | | Mgmt | For | For |
9 | Elect Director G. Robert Tod | | | Mgmt | For | For |
10 | Ratify Auditors | | | | Mgmt | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
12 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
SunTrust Banks, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
STI | 26-Apr-11 | USA | 867914103 | Annual | 16-Feb-11 | 5,113 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Robert M. Beall, II | | Mgmt | | For | For |
2 | Elect Director Alston D. Correll | | Mgmt | | For | For |
3 | Elect Director Jeffrey C. Crowe | | Mgmt | | For | For |
4 | Elect Director Blake P. Garrett, Jr. | | Mgmt | | For | For |
5 | Elect Director David H. Hughes | | Mgmt | | For | For |
6 | Elect Director M. Douglas Ivester | | Mgmt | | For | For |
7 | Elect Director J. Hicks Lanier | | Mgmt | | For | For |
8 | Elect Director Kyle Prechtl Legg | | Mgmt | | For | For |
9 | Elect Director William A. Linnenbringer | Mgmt | | For | For |
10 | Elect Director G. Gilmer Minor, III | | Mgmt | | For | For |
11 | Elect Director Frank S. Royal | | Mgmt | | For | For |
12 | Elect Director Thomas R. Watjen | | Mgmt | | For | For |
13 | Elect Director James M. Wells, III | | Mgmt | | For | For |
14 | Elect Director Phail Wynn, Jr. | | Mgmt | | For | For |
15 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
16 | Ratify Auditors | | | Mgmt | | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
18 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
19 | Prepare Sustainability Report | | SH | | Against | For |
|
The Chubb Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CB | 26-Apr-11 | USA | 171232101 | Annual | 04-Mar-11 | 4,064 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1 | Elect Director Zoe Baird | | | Mgmt | For | For |
2 | Elect Director Sheila P. Burke | | | Mgmt | For | For |
3 | Elect Director James I. Cash, Jr. | | | Mgmt | For | For |
4 | Elect Director John D. Finnegan | | | Mgmt | For | For |
5 | Elect Director Lawrence W. Kellner | | | Mgmt | For | For |
6 | Elect Director Martin G. McGuinn | | | Mgmt | For | For |
7 | Elect Director Lawrence M. Small | | | Mgmt | For | For |
8 | Elect Director Jess Soderberg | | | Mgmt | For | For |
9 | Elect Director Daniel E. Somers | | | Mgmt | For | For |
10 | Elect Director James M. Zimmerman | | | Mgmt | For | For |
11 | Elect Director Alfred W. Zollar | | | Mgmt | For | For |
12 | Approve Executive Incentive Bonus Plan | | Mgmt | For | For |
13 | Ratify Auditors | | | | Mgmt | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
15 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
The PNC Financial Services Group, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PNC | 26-Apr-11 | USA | 693475105 | Annual | 11-Feb-11 | 5,907 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Richard O. Berndt | | | Mgmt | For | For |
2 | Elect Director Charles E. Bunch | | | Mgmt | For | For |
3 | Elect Director Paul W. Chellgren | | | Mgmt | For | For |
4 | Elect Director Kay Coles James | | | Mgmt | For | For |
5 | Elect Director Richard B. Kelson | | | Mgmt | For | Against |
6 | Elect Director Bruce C. Lindsay | | | Mgmt | For | For |
7 | Elect Director Anthony A. Massaro | | | Mgmt | For | For |
8 | Elect Director Jane G. Pepper | | | Mgmt | For | For |
9 | Elect Director James E. Rohr | | | Mgmt | For | For |
10 | Elect Director Donald J. Shepard | | | Mgmt | For | For |
11 | Elect Director Lorene K. Steffes | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
12 | Elect Director Dennis F. Strigl | | | Mgmt | For | For |
13 | Elect Director Thomas J. Usher | | | Mgmt | For | For |
14 | Elect Director George H. Walls, Jr. | | | Mgmt | For | For |
15 | Elect Director Helge H. Wehmeier | | | Mgmt | For | For |
16 | Ratify Auditors | | | | Mgmt | For | For |
17 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
19 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
VF Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
VFC | 26-Apr-11 | USA | 918204108 | Annual | 02-Mar-11 | 1,007 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Juan Ernesto de Bedout | | | Mgmt | For | For |
1.2 | Elect Director Ursula O. Fairbairn | | | Mgmt | For | For |
1.3 | Elect Director Eric C Wiseman | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | Two Years | One Year |
4 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
|
Ameriprise Financial, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AMP | 27-Apr-11 | USA | 03076C106 | Annual | 28-Feb-11 | 2,521 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Siri S. Marshall | | | Mgmt | For | For |
2 | Elect Director W. Walker Lewis | | | Mgmt | For | For |
3 | Elect Director William H. Turner | | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Management Corporation | | | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | | |
|
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
|
Ball Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BLL | 27-Apr-11 | USA | 058498106 | Annual | 01-Mar-11 | 2,442 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John A. Hayes | | | Mgmt | For | Withhold |
1.2 | Elect Director George M. Smart | | | Mgmt | For | Withhold |
1.3 | Elect Director Theodore M. Solso | | | Mgmt | For | Withhold |
1.4 | Elect Director Staurt A. Taylor II | | | Mgmt | For | Withhold |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | SH | Against | For |
6 | Reincorporate in Another State [Delaware] | | SH | Against | For |
|
BancorpSouth, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BXS | 27-Apr-11 | USA | 059692103 | Annual | 10-Mar-11 | 1,388 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director W. G. Holliman, Jr. | | | Mgmt | For | Withhold |
1.2 | Elect Director Warren A. Hood, Jr. | | | Mgmt | For | For |
1.3 | Elect Director James V. Kelley | | | Mgmt | For | Withhold |
1.4 | Elect Director Turner O. Lashlee | | | Mgmt | For | Withhold |
1.5 | Elect Director Alan W. Perry | | | Mgmt | For | Withhold |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
5 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
|
BorgWarner Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BWA | 27-Apr-11 | USA | 099724106 | Annual | 01-Mar-11 | 147 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Robin J. Adams | | | Mgmt | For | For |
2 | Elect Director David T. Brown | | | Mgmt | For | For |
3 | Elect Director Jan Carlson | | | Mgmt | For | For |
4 | Elect Director Dennis C. Cuneo | | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Brown & Brown, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BRO | 27-Apr-11 | USA | 115236101 | Annual | 18-Feb-11 | 853 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director J. Hyatt Brown | | | Mgmt | For | For |
1.2 | Elect Director Samuel P. Bell, III | | | Mgmt | For | For |
1.3 | Elect Director Hugh M. Brown | | | Mgmt | For | For |
1.4 | Elect Director J. Powell Brown | | | Mgmt | For | For |
1.5 | Elect Director Bradley Currey, Jr. | | | Mgmt | For | For |
1.6 | Elect Director Theodore J. Hoepner | | | Mgmt | For | For |
1.7 | Elect Director Toni Jennings | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.8 | Elect Director Timothy R.M. Main | | | Mgmt | For | For |
1.9 | Elect Director Wendell S. Reilly | | | Mgmt | For | For |
1.10 | Elect Director John R. Riedman | | | Mgmt | For | For |
1.11 | Elect Director Chilton D. Varner | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
CIGNA Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CI | 27-Apr-11 | USA | 125509109 | Annual | 28-Feb-11 | 3,315 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Roman Martinez IV | | | Mgmt | For | For |
2 | Elect Director Carol Cox Wait | | | Mgmt | For | For |
3 | Elect Director William D. Zollars | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
7 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
|
DPL Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DPL | 27-Apr-11 | USA | 233293109 | Annual | 04-Mar-11 | 1,990 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Paul M. Barbas | | | Mgmt | For | For |
1.2 | Elect Director Barbara S. Graham | | | Mgmt | For | For |
1.3 | Elect Director Glenn E. Harder | | | Mgmt | For | For |
2 | Reduce Supermajority Vote Requirement | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
5 | Amend Omnibus Stock Plan | | | Mgmt | | For | For |
6 | Ratify Auditors | | | | Mgmt | | For | For |
|
E. I. du Pont de Nemours and Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DD | 27-Apr-11 | USA | 263534109 | Annual | 02-Mar-11 | 6,654 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Richard H. Brown | | | Mgmt | | For | For |
2 | Elect Director Robert A. Brown | | | Mgmt | | For | For |
3 | Elect Director Bertrand P. Collomb | | | Mgmt | | For | For |
4 | Elect Director Curtis J. Crawford | | | Mgmt | | For | For |
5 | Elect Director Alexander M. Cutler | | | Mgmt | | For | For |
6 | Elect Director Eleuthere I. du Pont | | | Mgmt | | For | For |
7 | Elect Director Marillyn A. Hewson | | | Mgmt | | For | For |
8 | Elect Director Lois D. Juliber | | | Mgmt | | For | For |
9 | Elect Director Ellen J. Kullman | | | Mgmt | | For | For |
10 | Elect Director William K. Reilly | | | Mgmt | | For | For |
11 | Ratify Auditors | | | | Mgmt | | For | For |
12 | Amend Omnibus Stock Plan | | | Mgmt | | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
14 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | | Against | For |
16 | Report on Genetically Engineered Seed | | SH | | Against | Against |
17 | Report on Pay Disparity | | | SH | | Against | Against |
|
Eaton Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ETN | 27-Apr-11 | USA | 278058102 | Annual | 28-Feb-11 | 1,430 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director George S. Barrett | | | Mgmt | For | For |
2 | Elect Director Todd M. Bluedorn | | | Mgmt | For | For |
3 | Elect Director Ned C. Lautenbach | | | Mgmt | For | For |
4 | Elect Director Gregory R. Page | | | Mgmt | For | For |
5 | Declassify the Board of Directors | | | Mgmt | For | For |
6 | Eliminate Cumulative Voting | | | Mgmt | For | For |
7 | Ratify Auditors | | | | Mgmt | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
9 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Energen Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
EGN | 27-Apr-11 | USA | 29265N108 | Annual | 25-Feb-11 | 1,196 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Kenneth W. Dewey | | | Mgmt | For | For |
1.2 | Elect Director James T. McManus, II | | | Mgmt | For | For |
1.3 | Elect Director David W. Wilson | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
6 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | For |
|
General Electric Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
GE | 27-Apr-11 | USA | 369604103 | Annual | 28-Feb-11 | 91,989 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director W. Geoffrey Beattie | | | Mgmt | For | For |
2 | Elect Director James I. Cash, Jr. | | | Mgmt | For | For |
3 | Elect Director Ann M. Fudge | | | Mgmt | For | For |
4 | Elect Director Susan Hockfield | | | Mgmt | For | For |
5 | Elect Director Jeffrey R. Immelt | | | Mgmt | For | For |
6 | Elect Director Andrea Jung | | | Mgmt | For | For |
7 | Elect Director Alan G. Lafley | | | Mgmt | For | For |
8 | Elect Director Robert W. Lane | | | Mgmt | For | For |
9 | Elect Director Ralph S. Larsen | | | Mgmt | For | For |
10 | Elect Director Rochelle B. Lazarus | | | Mgmt | For | For |
11 | Elect Director James J. Mulva | | | Mgmt | For | For |
12 | Elect Director Sam Nunn | | | Mgmt | For | For |
13 | Elect Director Roger S. Penske | | | Mgmt | For | For |
14 | Elect Director Robert J. Swieringa | | | Mgmt | For | For |
15 | Elect Director James S. Tisch | | | Mgmt | For | For |
16 | Elect Director Douglas A. Warner III | | | Mgmt | For | For |
17 | Ratify Auditors | | | | Mgmt | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
19 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
20 | Provide for Cumulative Voting | | | SH | Against | For |
21 | Performance-Based Equity Awards | | | SH | Against | For |
22 | Withdraw Stock Options Granted to Executive Officers | SH | Against | Against |
23 | Report on Climate Change Business Risk | | SH | Against | Against |
24 | Report on Animal Testing and Plans for Reduction | | SH | Against | Against |
|
Marathon Oil Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MRO | 27-Apr-11 | USA | 565849106 | Annual | 28-Feb-11 | 5,973 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1 | Elect Director Gregory H. Boyce | | | Mgmt | For | Against |
2 | Elect Director Pierre Brondeau | | | Mgmt | For | For |
3 | Elect Director Clarence P. Cazalot, Jr. | | Mgmt | For | Against |
4 | Elect Director David A. Daberko | | | Mgmt | For | Against |
5 | Elect Director William L. Davis | | | Mgmt | For | Against |
6 | Elect Director Shirley Ann Jackson | | | Mgmt | For | Against |
7 | Elect Director Philip Lader | | | Mgmt | For | Against |
8 | Elect Director Charles R. Lee | | | Mgmt | For | Against |
9 | Elect Director Michael E. J. Phelps | | | Mgmt | For | Against |
10 | Elect Director Dennis H. Reilley | | | Mgmt | For | Against |
11 | Elect Director Seth E. Schofield | | | Mgmt | For | Against |
12 | Elect Director John W. Snow | | | Mgmt | For | Against |
13 | Elect Director Thomas J. Usher | | | Mgmt | For | Against |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Provide Right to Call Special Meeting | | Mgmt | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
17 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
18 | Report on Accident Risk Reduction Efforts | | SH | Against | Against |
|
TCF Financial Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TCB | 27-Apr-11 | USA | 872275102 | Annual | 28-Feb-11 | 2,365 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Raymond L. Barton | | | Mgmt | For | For |
1.2 | Elect Director Peter Bell | | | Mgmt | For | For |
1.3 | Elect Director William F. Bieber | | | Mgmt | For | Withhold |
1.4 | Elect Director Theodore J. Bigos | | | Mgmt | For | Withhold |
1.5 | Elect Director William A. Cooper | | | Mgmt | For | For |
1.6 | Elect Director Thomas A. Cusick | | | Mgmt | For | For |
1.7 | Elect Director Luella G. Goldberg | | | Mgmt | For | Withhold |
1.8 | Elect Director Karen L. Grandstrand | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.9 | Elect Director George G. Johnson | | | Mgmt | For | For |
1.10 | Elect Director Vance K. Opperman | | | Mgmt | For | Withhold |
1.11 | Elect Director Gregory J. Pulles | | | Mgmt | For | For |
1.12 | Elect Director Gerald A. Schwalbach | | | Mgmt | For | Withhold |
1.13 | Elect Director Ralph Strangis | | | Mgmt | For | Withhold |
1.14 | Elect Director Barry N. Winslow | | | Mgmt | For | For |
1.15 | Elect Director Richard A. Zona | | | Mgmt | For | For |
2 | Amend Nonqualified Employee Stock Purchase Plan | | Mgmt | For | For |
3 | Amend Executive Incentive Bonus Plan | | | Mgmt | For | For |
4 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
5 | Reduce Supermajority Vote Requirement | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
8 | Ratify Auditors | | | | Mgmt | For | For |
|
The Coca-Cola Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
KO | 27-Apr-11 | USA | 191216100 | Annual | 28-Feb-11 | 7,195 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Herbert A. Allen | | | Mgmt | For | For |
2 | Elect Director Ronald W. Allen | | | Mgmt | For | For |
3 | Elect Director Howard G. Buffett | | | Mgmt | For | For |
4 | Elect Director Barry Diller | | | Mgmt | For | For |
5 | Elect Director Evan G. Greenberg | | | Mgmt | For | For |
6 | Elect Director Alexis M. Herman | | | Mgmt | For | For |
7 | Elect Director Muhtar Kent | | | Mgmt | For | For |
8 | Elect Director Donald R. Keough | | | Mgmt | For | For |
9 | Elect Director Maria Elena Lagomasino | | Mgmt | For | For |
10 | Elect Director Donald F. McHenry | | | Mgmt | For | For |
11 | Elect Director Sam Nunn | | | Mgmt | For | For |
12 | Elect Director James D. Robinson III | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
13 | Elect Director Peter V. Ueberroth | | | Mgmt | For | For |
14 | Elect Director Jacob Wallenberg | | | Mgmt | For | For |
15 | Elect Director James B. Williams | | | Mgmt | For | For |
16 | Ratify Auditors | | | | Mgmt | For | For |
17 | Amend Executive Incentive Bonus Plan | | Mgmt | For | For |
18 | Amend Restricted Stock Plan | | | Mgmt | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
20 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | | SH | Against | For |
|
The McGraw-Hill Companies, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MHP | 27-Apr-11 | USA | 580645109 | Annual | 07-Mar-11 | 1,574 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Pedro Aspe | | | Mgmt | For | For |
2 | Elect Director Winfried Bischoff | | | Mgmt | For | For |
3 | Elect Director Douglas N. Daft | | | Mgmt | For | For |
4 | Elect Director William D. Green | | | Mgmt | For | For |
5 | Elect Director Linda Koch Lorimer | | | Mgmt | For | For |
6 | Elect Director Harold McGraw III | | | Mgmt | For | For |
7 | Elect Director Robert P. McGraw | | | Mgmt | For | For |
8 | Elect Director Hilda Ochoa-Brillembourg | | Mgmt | For | For |
9 | Elect Director Michael Rake | | | Mgmt | For | For |
10 | Elect Director Edward B. Rust, Jr. | | | Mgmt | For | For |
11 | Elect Director Kurt L. Schmoke | | | Mgmt | For | For |
12 | Elect Director Sidney Taurel | | | Mgmt | For | For |
13 | Provide Right to Call Special Meeting | | Mgmt | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
15 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
16 | Ratify Auditors | | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
17 | Provide Right to Act by Written Consent | SH | | Against | For |
|
The New York Times Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NYT | 27-Apr-11 | USA | 650111107 | Annual | 28-Feb-11 | 2,269 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Raul E. Cesan | | Mgmt | | For | For |
1.2 | Elect Director Ellen R. Marram | | Mgmt | | For | For |
1.3 | Elect Director Thomas Middelhoff | | Mgmt | | For | For |
1.4 | Elect Director Doreen A. Toben | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
Arch Coal, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ACI | 28-Apr-11 | USA | 039380100 | Annual | 28-Feb-11 | 745 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director James R. Boyd | | Mgmt | | For | For |
1.2 | Elect Director John W. Eaves | | Mgmt | | For | For |
1.3 | Elect Director David D. Freudenthal | | Mgmt | | For | For |
1.4 | Elect Director Douglas H. Hunt | | Mgmt | | For | For |
1.5 | Elect Director J. Thomas Jones | | Mgmt | | For | For |
1.6 | Elect Director A. Michael Perry | | Mgmt | | For | For |
1.7 | Elect Director Peter I. Wold | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Aspen Insurance Holdings Limited |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AHL | 28-Apr-11 | Bermuda | G05384105 | Annual | 01-Mar-11 | 1,381 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
2.1 | Elect Director Christopher O'Kane | | | Mgmt | For | For |
2.2 | Elect Director John Cavoores | | | Mgmt | For | For |
2.3 | Elect Director Liaquat Ahamed | | | Mgmt | For | For |
2.4 | Elect Director Heidi Hutter | | | Mgmt | For | For |
2.5 | Elect Director Albert Beer | | | Mgmt | For | For |
3 | Ratify KPMG Audit plc, London, England as Auditors and | Mgmt | For | For |
| Authorize Board to Fix Their Remuneration | | | | |
4 | Approve Omnibus Stock Plan | | | Mgmt | For | Against |
|
Avery Dennison Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AVY | 28-Apr-11 | USA | 053611109 | Annual | 28-Feb-11 | 1,743 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Peter K. Barker | | | Mgmt | For | For |
2 | Elect Director Ken C. Hicks | | | Mgmt | For | For |
3 | Elect Director Debra L. Reed | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Declassify the Board of Directors | | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | Two Years | One Year |
|
Baker Hughes Incorporated |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BHI | 28-Apr-11 | USA | 057224107 | Annual | 01-Mar-11 | 3,506 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Larry D. Brady | | | Mgmt | | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | | | Mgmt | | For | For |
1.3 | Elect Director Chad C. Deaton | | | Mgmt | | For | For |
1.4 | Elect Director Anthony G. Fernandes | | | Mgmt | | For | For |
1.5 | Elect Director Claire W. Gargalli | | | Mgmt | | For | For |
1.6 | Elect Director Pierre H. Jungels | | | Mgmt | | For | For |
1.7 | Elect Director James A. Lash | | | Mgmt | | For | For |
1.8 | Elect Director J. Larry Nichols | | | Mgmt | | For | For |
1.9 | Elect Director H. John Riley, Jr. | | | Mgmt | | For | For |
1.10 | Elect Director J. W. Stewart | | | Mgmt | | For | For |
1.11 | Elect Director Charles L. Watson | | | Mgmt | | For | For |
2 | Ratify Auditors | | | | Mgmt | | For | For |
3 | Amend Executive Incentive Bonus Plan | | Mgmt | | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | | None | One Year |
6 | Require a Majority Vote for the Election of Directors | | SH | | Against | For |
|
Corning Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
GLW | 28-Apr-11 | USA | 219350105 | Annual | 24-Feb-11 | 14,985 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director John Seely Brown | | | Mgmt | | For | Against |
2 | Elect Director John A. Canning, Jr. | | | Mgmt | | For | For |
3 | Elect Director Gordon Gund | | | Mgmt | | For | Against |
4 | Elect Director Kurt M. Landgraf | | | Mgmt | | For | Against |
5 | Elect Director H. Onno Ruding | | | Mgmt | | For | Against |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
6 | Elect Director Glenn F. Tilton | | | Mgmt | | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
8 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
9 | Ratify Auditors | | | | Mgmt | | For | For |
10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | | Against | For |
|
Cullen/Frost Bankers, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CFR | 28-Apr-11 | USA | 229899109 | Annual | 04-Mar-11 | 861 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director R. Denny Alexander | | | Mgmt | | For | For |
1.2 | Elect Director Carlos Alvarez | | | Mgmt | | For | For |
1.3 | Elect Director Royce S. Caldwell | | | Mgmt | | For | For |
1.4 | Elect Director Crawford H. Edwards | | | Mgmt | | For | For |
1.5 | Elect Director Ruben M. Escobedo | | | Mgmt | | For | For |
1.6 | Elect Director Richard W. Evans, Jr. | | | Mgmt | | For | For |
1.7 | Elect Director Patrick B. Frost | | | Mgmt | | For | For |
1.8 | Elect Director David J. Haemisegger | | | Mgmt | | For | For |
1.9 | Elect Director Karen E. Jennings | | | Mgmt | | For | For |
1.10 | Elect Director Richard M. Kleberg, III | | | Mgmt | | For | For |
1.11 | Elect Director Charles W. Matthews | | | Mgmt | | For | For |
1.12 | Elect Director Ida Clement Steen | | | Mgmt | | For | For |
1.13 | Elect Director Horace Wilkins Jr. | | | Mgmt | | For | For |
2 | Ratify Auditors | | | | Mgmt | | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
|
Diebold, Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DBD | 28-Apr-11 | USA | 253651103 | Annual | 25-Feb-11 | 856 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Patrick W. Allender | | | Mgmt | For | For |
1.2 | Elect Director Bruce L. Byrnes | | | Mgmt | For | For |
1.3 | Elect Director Mei-Wei Cheng | | | Mgmt | For | For |
1.4 | Elect Director Phillip R. Cox | | | Mgmt | For | For |
1.5 | Elect Director Richard L. Crandall | | | Mgmt | For | For |
1.6 | Elect Director Gale S. Fitzgerald | | | Mgmt | For | For |
1.7 | Elect Director Phillip B. Lassiter | | | Mgmt | For | For |
1.8 | Elect Director John N. Lauer | | | Mgmt | For | For |
1.9 | Elect Director Thomas W. Swidarski | | | Mgmt | For | For |
1.10 | Elect Director Henry D.G. Wallace | | | Mgmt | For | For |
1.11 | Elect Director Alan J. Weber | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
eBay Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
EBAY | 28-Apr-11 | USA | 278642103 | Annual | 17-Mar-11 | 7,130 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Fred D. Anderson | | | Mgmt | For | For |
2 | Elect Director Edward W. Barnholt | | | Mgmt | For | For |
3 | Elect Director Scott D. Cook | | | Mgmt | For | For |
4 | Elect Director John J. Donahoe | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
7 | Ratify Auditors | | | | Mgmt | For | For |
8 | Reduce Supermajority Vote Requirement | | SH | Against | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Edison International |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
EIX | 28-Apr-11 | USA | 281020107 | Annual | 02-Mar-11 | 3,668 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Jagjeet S. Bindra | | Mgmt | | For | For |
2 | Elect Director Vanessa C.L. Chang | | Mgmt | | For | For |
3 | Elect Director France A. Cordova | | Mgmt | | For | For |
4 | Elect Director Theodore F. Craver, Jr. | | Mgmt | | For | For |
5 | Elect Director Charles B. Curtis | | Mgmt | | For | For |
6 | Elect Director Bradford M. Freeman | | Mgmt | | For | For |
7 | Elect Director Luis G. Nogales | | Mgmt | | For | For |
8 | Elect Director Ronald L. Olson | | Mgmt | | For | For |
9 | Elect Director James M. Rosser | | Mgmt | | For | For |
10 | Elect Director Richard T. Schlosberg, III | Mgmt | | For | For |
11 | Elect Director Thomas C. Sutton | | Mgmt | | For | For |
12 | Elect Director Brett White | | Mgmt | | For | For |
13 | Ratify Auditors | | | Mgmt | | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt | Mgmt | | For | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
16 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
|
Fulton Financial Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FULT | 28-Apr-11 | USA | 360271100 | Annual | 01-Mar-11 | 3,321 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Jeffrey G. Albertson | | Mgmt | | For | For |
1.2 | Elect Director Joe N. Ballard | | Mgmt | | For | For |
1.3 | Elect Director John M. Bond, Jr. | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.4 | Elect Director Dana A. Chryst | | | Mgmt | For | For |
1.5 | Elect Director Craig A. Dally | | | Mgmt | For | For |
1.6 | Elect Director Patrick J. Freer | | | Mgmt | For | For |
1.7 | Elect Director Rufus A. Fulton, Jr. | | | Mgmt | For | For |
1.8 | Elect Director George W. Hodges | | | Mgmt | For | For |
1.9 | Elect Director Willem Kooyker | | | Mgmt | For | For |
1.10 | Elect Director Donald W. Lesher, Jr. | | | Mgmt | For | For |
1.11 | Elect Director John O. Shirk | | | Mgmt | For | For |
1.12 | Elect Director R. Scott Smith, Jr. | | | Mgmt | For | For |
1.13 | Elect Director Gary A. Stewart | | | Mgmt | For | For |
1.14 | Elect Director E. Philip Wenger | | | Mgmt | For | For |
2 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
5 | Ratify Auditors | | | | Mgmt | For | For |
|
HCP, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HCP | 28-Apr-11 | USA | 40414L109 | Annual | 04-Mar-11 | 4,206 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director James F. Flaherty III | | | Mgmt | For | For |
2 | Elect Director Christine N. Garvey | | | Mgmt | For | For |
3 | Elect Director David B. Henry | | | Mgmt | For | For |
4 | Elect Director Lauralee E. Martin | | | Mgmt | For | For |
5 | Elect Director Michael D. McKee | | | Mgmt | For | For |
6 | Elect Director Peter L. Rhein | | | Mgmt | For | For |
7 | Elect Director Kenneth B. Roath | | | Mgmt | For | For |
8 | Elect Director Richard M. Rosenberg | | | Mgmt | For | For |
9 | Elect Director Joseph P. Sullivan | | | Mgmt | For | For |
10 | Ratify Auditors | | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
12 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
|
Johnson & Johnson |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
JNJ | 28-Apr-11 | USA | 478160104 | Annual | 01-Mar-11 | 28,121 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Mary Sue Coleman | | | Mgmt | | For | For |
2 | Elect Director James G. Cullen | | | Mgmt | | For | For |
3 | Elect Director Ian E.L. Davis | | | Mgmt | | For | For |
4 | Elect Director Michael M.e. Johns | | | Mgmt | | For | For |
5 | Elect Director Susan L. Lindquist | | | Mgmt | | For | For |
6 | Elect Director Anne M. Mulcahy | | | Mgmt | | For | For |
7 | Elect Director Leo F. Mullin | | | Mgmt | | For | For |
8 | Elect Director William D. Perez | | | Mgmt | | For | For |
9 | Elect Director Charles Prince | | | Mgmt | | For | For |
10 | Elect Director David Satcher | | | Mgmt | | For | For |
11 | Elect Director William C. Weldon | | | Mgmt | | For | For |
12 | Ratify Auditors | | | | Mgmt | | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | Against |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | | Against | Against |
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | SH | | Against | Against |
17 | Adopt Animal-Free Training Methods | | | SH | | Against | Against |
|
Lexmark International, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LXK | 28-Apr-11 | USA | 529771107 | Annual | 28-Feb-11 | 1,302 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Paul A. Rooke | | | Mgmt | For | For |
2 | Elect Director Ralph E. Gomory | | | Mgmt | For | For |
3 | Elect Director Jared L. Cohon | | | Mgmt | For | For |
4 | Elect Director J. Edward Coleman | | | Mgmt | For | For |
5 | Elect Director Sandra L. Helton | | | Mgmt | For | For |
6 | Ratify Auditors | | | | Mgmt | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
8 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Life Technologies Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LIFE | 28-Apr-11 | USA | 53217V109 | Annual | 28-Feb-11 | 888 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Balakrishnan S. Iyer | | | Mgmt | For | For |
2 | Elect Director Gregory T. Lucier | | | Mgmt | For | For |
3 | EleElect Director Ronald A. Matricaria | | Mgmt | For | For |
4 | Elect Director David C. U Prichard | | | Mgmt | For | For |
5 | Elect Director William H. Longfield | | | Mgmt | For | For |
6 | Elect Director Ora H. Pescovitz | | | Mgmt | For | For |
7 | Ratify Auditors | | | | Mgmt | For | For |
8 | Amend Certificate of Incorporation | | | Mgmt | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
10 | Advisory Vote on Say on Pay Frequency | | Mgmt | Two Years | One Year |
|
Lockheed Martin Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LMT | 28-Apr-11 | USA | 539830109 | Annual | 01-Mar-11 | 1,113 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Nolan D. Archibald | | | Mgmt | For | For |
2 | Elect Director Rosalind G. Brewer | | | Mgmt | For | For |
3 | Elect Director David B. Burritt | | | Mgmt | For | For |
4 | Elect Director James O. Ellis, Jr. | | | Mgmt | For | For |
5 | Elect Director Thomas J. Falk | | | Mgmt | For | For |
6 | Elect Director Gwendolyn S. King | | | Mgmt | For | For |
7 | Elect Director James M. Loy | | | Mgmt | For | For |
8 | Elect Director Douglas H. McCorkindale | | Mgmt | For | For |
9 | Elect Director Joseph W. Ralston | | | Mgmt | For | For |
10 | Elect Director Anne Stevens | | | Mgmt | For | For |
11 | Elect Director Robert J. Stevens | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
15 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
16 | Provide Right to Act by Written Consent | | SH | Against | For |
|
Pfizer Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PFE | 28-Apr-11 | USA | 717081103 | Annual | 01-Mar-11 | 80,717 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Dennis A. Ausiello | | | Mgmt | For | For |
2 | Elect Director Michael S. Brown | | | Mgmt | For | For |
3 | Elect Director M. Anthony Burns | | | Mgmt | For | For |
4 | Elect Director W. Don Cornwell | | | Mgmt | For | For |
5 | Elect Director Frances D. Fergusson | | | Mgmt | For | For |
6 | Elect Director William H. Gray III | | | Mgmt | For | For |
7 | Elect Director Constance J. Horner | | | Mgmt | For | For |
8 | Elect Director James M. Kilts | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
9 | Elect Director George A. Lorch | | | Mgmt | For | For |
10 | Elect Director John P. Mascotte | | | Mgmt | For | For |
11 | Elect Director Suzanne Nora Johnson | | | Mgmt | For | For |
12 | Elect Director Ian C. Read | | | Mgmt | For | For |
13 | Elect Director Stephen W. Sanger | | | Mgmt | For | For |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | Two Years | One Year |
17 | Publish Political Contributions | | | SH | Against | Against |
18 | Report on Public Policy Advocacy Process | | SH | Against | Against |
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | Against |
20 | Provide Right to Act by Written Consent | | SH | Against | For |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For |
22 | Report on Animal Testing and Plans for Reduction | | SH | Against | Against |
|
Popular, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BPOP | 28-Apr-11 | USA | 733174106 | Annual | 28-Feb-11 | 17,165 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director María Luisa Ferré | | | Mgmt | For | For |
2 | Elect Director C. Kim Goodwin | | | Mgmt | For | For |
3 | Elect Director William J. Teuber Jr. | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
|
Rowan Companies, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
RDC | 28-Apr-11 | USA | 779382100 | Annual | 01-Mar-11 | 1,674 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1 | Elect Director R. G. Croyle | | | Mgmt | For | For |
2 | Elect Director Lord Moynihan | | | Mgmt | For | For |
3 | Elect Director W. Matt Ralls | | | Mgmt | For | For |
4 | Elect Director John J. Quicke | | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Snap-on Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SNA | 28-Apr-11 | USA | 833034101 | Annual | 28-Feb-11 | 979 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Roxanne J. Decyk | | | Mgmt | For | For |
2 | Elect Director Nicholas T. Pinchuk | | | Mgmt | For | For |
3 | Elect Director Gregg M. Sherrill | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | | Mgmt | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
8 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
The Hershey Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HSY | 28-Apr-11 | USA | 427866108 | Annual | 28-Feb-11 | 1,070 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director P.M. Arway | | | Mgmt | For | For |
1.2 | Elect Director R.F. Cavanaugh | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.3 | Elect Director C.A. Davis | | | Mgmt | For | For |
1.4 | Elect Director J.M. Mead | | | Mgmt | For | For |
1.5 | Elect Director J.E. Nevels | | | Mgmt | For | For |
1.6 | Elect Director A.J. Palmer | | | Mgmt | For | For |
1.7 | Elect Director T.J. Ridge | | | Mgmt | For | For |
1.8 | Elect Director D.L. Shedlarz | | | Mgmt | For | For |
1.9 | Elect Director D.J. West | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
5 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
|
Torchmark Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TMK | 28-Apr-11 | USA | 891027104 | Annual | 09-Mar-11 | 1,382 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Mark S. McAndrew | | | Mgmt | For | For |
2 | Elect Director Sam R. Perry | | | Mgmt | For | For |
3 | Elect Director Lamar C. Smith | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Valero Energy Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
VLO | 28-Apr-11 | USA | 91913Y100 | Annual | 01-Mar-11 | 6,494 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1 | Elect Director Ronald K. Calgaard | | | Mgmt | For | For |
2 | Elect Director Stephen M. Waters | | | Mgmt | For | For |
3 | Elect Director Randall J. Weisenburger | | | Mgmt | For | For |
4 | Elect Director Rayford Wilkins, Jr. | | | Mgmt | For | For |
5 | Declassify the Board of Directors | | | Mgmt | For | For |
6 | Ratify Auditors | | | | Mgmt | For | For |
7 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
9 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
10 | Report on Political Contributions | | | SH | Against | For |
11 | Review Political Expenditures and Processes | | SH | Against | For |
12 | Report on Accident Risk Reduction Efforts | | SH | Against | For |
|
Abbott Laboratories |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ABT | 29-Apr-11 | USA | 002824100 | Annual | 02-Mar-11 | 2,519 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Robert J. Alpern | | | Mgmt | For | For |
1.2 | Elect Director Roxanne S. Austin | | | Mgmt | For | For |
1.3 | Elect Director W. James Farrell | | | Mgmt | For | For |
1.4 | Elect Director H. Laurance Fuller | | | Mgmt | For | For |
1.5 | Elect Director Edward M. Liddy | | | Mgmt | For | For |
1.6 | Elect Director Phebe N. Novakovic | | | Mgmt | For | For |
1.7 | Elect Director William A. Osborn | | | Mgmt | For | For |
1.8 | Elect Director Samuel C. Scott III | | | Mgmt | For | For |
1.9 | Elect Director Glenn F. Tilton | | | Mgmt | For | For |
1.10 | Elect Director Miles D. White | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
5 | Adopt Policy on Pharmaceutical Price Restraint | | SH | | Against | Against |
|
AT&T Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
T | 29-Apr-11 | USA | 00206R102 | Annual | 01-Mar-11 | 70,383 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Randall L. Stephenson | | | Mgmt | | For | For |
2 | Elect Director Gilbert F. Amelio | | | Mgmt | | For | For |
3 | Elect Director Reuben V. Anderson | | | Mgmt | | For | For |
4 | Elect Director James H. Blanchard | | | Mgmt | | For | For |
5 | Elect Director Jaime Chico Pardo | | | Mgmt | | For | For |
6 | Elect Director James P. Kelly | | | Mgmt | | For | For |
7 | Elect Director Jon C. Madonna | | | Mgmt | | For | For |
8 | Elect Director Lynn M. Martin | | | Mgmt | | For | For |
9 | Elect Director John B. McCoy | | | Mgmt | | For | For |
10 | Elect Director Joyce M. Roche | | | Mgmt | | For | For |
11 | Elect Director Matthew K. Rose | | | Mgmt | | For | For |
12 | Elect Director Laura D Andrea Tyson | | | Mgmt | | For | For |
13 | Ratify Auditors | | | | Mgmt | | For | For |
14 | Approve Omnibus Stock Plan | | | Mgmt | | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | One Year |
17 | Report on Political Contributions | | | SH | | Against | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | | Against | For |
19 | Provide Right to Act by Written Consent | SH | | Against | For |
|
Kellogg Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
K | 29-Apr-11 | USA | 487836108 | Annual | 01-Mar-11 | 434 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John Bryant | | | Mgmt | For | For |
1.2 | Elect Director Rogelio Rebolledo | | | Mgmt | For | For |
1.3 | Elect Director Sterling Speirn | | | Mgmt | For | For |
1.4 | Elect Director John Zabriskie | | | Mgmt | For | For |
2 | Approve Executive Incentive Bonus Plan | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Reduce Supermajority Vote Requirement | | SH | Against | For |
7 | Require a Majority Vote for the Election of Directors | | SH | Against | For |
|
The Progressive Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PGR | 29-Apr-11 | USA | 743315103 | Annual | 28-Feb-11 | 8,274 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Stuart B. Burgdoerfer | | | Mgmt | For | For |
2 | Elect Director Charles A. Davis | | | Mgmt | For | For |
3 | Permit Board to Amend Bylaws Without Shareholder Consent | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
|
Berkshire Hathaway Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BRK.B | 30-Apr-11 | USA | 084670702 | Annual | 02-Mar-11 | 17,294 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.1 | Elect Director Warren E. Buffett | | | Mgmt | For | For |
1.2 | Elect Director Charles T. Munger | | | Mgmt | For | For |
1.3 | Elect Director Howard G. Buffett | | | Mgmt | For | For |
1.4 | Elect Director Stephen B. Burke | | | Mgmt | For | For |
1.5 | Elect Director Susan L. Decker | | | Mgmt | For | For |
1.6 | Elect Director William H. Gates III | | | Mgmt | For | For |
1.7 | Elect Director David S. Gottesman | | | Mgmt | For | For |
1.8 | Elect Director Charlotte Guyman | | | Mgmt | For | For |
1.9 | Elect Director Donald R. Keough | | | Mgmt | For | For |
1.10 | Elect Director Thomas S. Murphy | | | Mgmt | For | For |
1.11 | Elect Director Ronald L. Olson | | | Mgmt | For | For |
1.12 | Elect Director Walter Scott, Jr. | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
4 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | For |
|
Cincinnati Financial Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CINF | 30-Apr-11 | USA | 172062101 | Annual | 03-Mar-11 | 2,405 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Kenneth C. Lichtendahl | | | Mgmt | For | For |
1.2 | Elect Director W. Rodney McMullen | | | Mgmt | For | For |
1.3 | Elect Director Thomas R. Schiff | | | Mgmt | For | For |
1.4 | Elect Director John F. Steele, Jr. | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
5 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Aflac Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AFL | 02-May-11 | USA | 001055102 | Annual | 23-Feb-11 | 371 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Daniel P. Amos | | Mgmt | | For | For |
2 | Elect Director John Shelby Amos II | | Mgmt | | For | For |
3 | Elect Director Paul S. Amos II | | Mgmt | | For | For |
4 | Elect Director Michael H. Armacost | | Mgmt | | For | For |
5 | Elect Director Kriss Cloninger III | | Mgmt | | For | For |
6 | Elect Director Elizabeth J. Hudson | | Mgmt | | For | For |
7 | Elect Director Douglas W. Johnson | | Mgmt | | For | For |
8 | Elect Director Robert B. Johnson | | Mgmt | | For | For |
9 | Elect Director Charles B. Knapp | | Mgmt | | For | For |
10 | Elect Director E. Stephen Purdom | | Mgmt | | For | For |
11 | Elect Director Barbara K. Rimer | | Mgmt | | For | For |
12 | Elect Director Marvin R. Schuster | | Mgmt | | For | For |
13 | Elect Director David Gary Thompson | | Mgmt | | For | For |
14 | Elect Director Robert L. Wright | | Mgmt | | For | For |
15 | Elect Director Takuro Yoshida | | Mgmt | | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
18 | Ratify Auditors | | | Mgmt | | For | For |
|
Arrow Electronics, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ARW | 02-May-11 | USA | 042735100 | Annual | 09-Mar-11 | 1,800 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Daniel W. Duval | | Mgmt | | For | For |
1.2 | Elect Director Philip K. Asherman | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.3 | Elect Director Gail E. Hamilton | | | Mgmt | For | For |
1.4 | Elect Director John N. Hanson | | | Mgmt | For | For |
1.5 | Elect Director Richard S. Hill | | | Mgmt | For | Withhold |
1.6 | Elect Director M.F. Keeth | | | Mgmt | For | For |
1.7 | Elect Director Andrew C. Kerin | | | Mgmt | For | For |
1.8 | Elect Director Michael J. Long | | | Mgmt | For | For |
1.9 | Elect Director Stephen C. Patrick | | | Mgmt | For | For |
1.10 | Elect Director Barry W. Perry | | | Mgmt | For | For |
1.11 | Elect Director John C. Waddell | | | Mgmt | For | Withhold |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
|
DISH Network Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DISH | 02-May-11 | USA | 25470M109 | Annual | 07-Mar-11 | 3,046 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director James Defranco | | | Mgmt | For | Withhold |
1.2 | Elect Director Cantey Ergen | | | Mgmt | For | Withhold |
1.3 | Elect Director Charles W. Ergen | | | Mgmt | For | Withhold |
1.4 | Elect Director Steven R. Goodbarn | | | Mgmt | For | For |
1.5 | Elect Director Gary S. Howard | | | Mgmt | For | For |
1.6 | Elect Director David K. Moskowitz | | | Mgmt | For | Withhold |
1.7 | Elect Director Tom A. Ortolf | | | Mgmt | For | For |
1.8 | Elect Director Carl E. Vogel | | | Mgmt | For | Withhold |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
5 | Adopt a Recapitalization Plan | | | SH | Against | For |
6 | Other Business | | | | Mgmt | For | Against |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Hubbell Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HUB.B | 02-May-11 | USA | 443510201 | Annual | 04-Mar-11 | 559 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Timothy H. Powers | | Mgmt | | For | For |
1.2 | Elect Director Lynn J. Good | | Mgmt | | For | For |
1.3 | Elect Director Anthony J. Guzzi | | Mgmt | | For | For |
1.4 | Elect Director Neal J. Keating | | Mgmt | | For | For |
1.5 | Elect Director Andrew McNally, IV | | Mgmt | | For | For |
1.6 | Elect Director G. Jackson Ratcliffe | | Mgmt | | For | For |
1.7 | Elect Director Carlos A. Rodriguez | | Mgmt | | For | For |
1.8 | Elect Director Richard J. Swift | | Mgmt | | For | For |
1.9 | Elect Director Daniel S. Van Riper | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | | Three Years | One Year |
|
Motorola Solutions, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MSI | 02-May-11 | USA | 620076307 | Annual | 07-Mar-11 | 3,731 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Gregory Q. Brown | | Mgmt | | For | For |
2 | Elect Director William J. Bratton | | Mgmt | | For | For |
3 | Elect Director David W. Dorman | | Mgmt | | For | For |
4 | Elect Director Michael V. Hayden | | Mgmt | | For | For |
5 | Elect Director Vincent J. Intrieri | | Mgmt | | For | For |
6 | Elect Director Judy C. Lewent | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
7 | Elect Director Samuel C. Scott III | | | Mgmt | For | For |
8 | Elect Director John A. White | | | Mgmt | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
11 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Amend Human Rights Policies | | | SH | Against | Against |
|
The Boeing Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BA | 02-May-11 | USA | 097023105 | Annual | 03-Mar-11 | 1,639 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director John E. Bryson | | | Mgmt | For | For |
2 | Elect Director David L. Calhoun | | | Mgmt | For | For |
3 | Elect Director Arthur D. Collins, Jr. | | | Mgmt | For | For |
4 | Elect Director Linda Z. Cook | | | Mgmt | For | For |
5 | Elect Director Kenneth M. Duberstein | | | Mgmt | For | For |
6 | Elect Director Edmund P. Giambastiani, Jr. | | Mgmt | For | For |
7 | Elect Director Edward M. Liddy | | | Mgmt | For | For |
8 | Elect Director John F. McDonnell | | | Mgmt | For | For |
9 | Elect Director W. James McNerney, Jr. | | | Mgmt | For | For |
10 | Elect Director Susan C. Schwab | | | Mgmt | For | For |
11 | Elect Director Ronald A. Williams | | | Mgmt | For | For |
12 | Elect Director Mike S. Zafirovski | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
15 | Ratify Auditors | | | | Mgmt | For | For |
16 | Implement Third-Party Supply Chain Monitoring | | SH | Against | Against |
17 | Report on Political Contributions | | | SH | Against | For |
18 | Provide Right to Act by Written Consent | SH | Against | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For |
20 | Require Independent Board Chairman | SH | Against | For |
|
Zimmer Holdings, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ZMH | 02-May-11 | USA | 98956P102 | Annual | 03-Mar-11 | 2,028 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Betsy J. Bernard | | | Mgmt | For | For |
2 | Elect Director Marc N. Casper | | | Mgmt | For | For |
3 | Elect Director David C. Dvorak | | | Mgmt | For | For |
4 | Elect Director Larry C. Glasscock | | | Mgmt | For | For |
5 | Elect Director Robert A. Hagemann | | | Mgmt | For | For |
6 | Elect Director Arthur J. Higgins | | | Mgmt | For | For |
7 | Elect Director John L. McGoldrick | | | Mgmt | For | For |
8 | Elect Director Cecil B. Pickett | | | Mgmt | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
11 | Ratify Auditors | | | | Mgmt | For | For |
|
Aaron's, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AAN | 03-May-11 | USA | 002535300 | Annual | 11-Mar-11 | 517 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director R. Charles Loudermilk, Sr. | | Mgmt | For | For |
1.2 | Elect Director Ronald W. Allen | | | Mgmt | For | For |
1.3 | Elect Director Ray M. Robinson | | | Mgmt | For | For |
1.4 | Elect Director John C. Portman, Jr. | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
|
Advanced Micro Devices, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AMD | 03-May-11 | USA | 007903107 | Annual | 07-Mar-11 | 5,991 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Bruce L. Claflin | | Mgmt | | For | For |
2 | Elect Director W. Michael Barnes | | Mgmt | | For | For |
3 | Elect Director John E. Caldwell | | Mgmt | | For | For |
4 | Elect Director Henry W.K. Chow | | Mgmt | | For | For |
5 | Elect Director Craig A. Conway | | Mgmt | | For | For |
6 | Elect Director Nicholas M. Donofrio | | Mgmt | | For | For |
7 | Elect Director H. Paulett Eberhart | | Mgmt | | For | For |
8 | Elect Director Waleed Al Muhairi | | Mgmt | | For | For |
9 | Elect Director Robert B. Palmer | | Mgmt | | For | For |
10 | Ratify Auditors | | | Mgmt | | For | For |
11 | Approve Executive Incentive Bonus Plan | Mgmt | | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt | Mgmt | | For | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | | None | One Year |
|
AGL Resources Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AGL | 03-May-11 | USA | 001204106 | Annual | 25-Feb-11 | 1,286 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Sandra N. Bane | | Mgmt | | For | For |
1.2 | Elect Director Thomas D. Bell, Jr. | | Mgmt | | For | For |
1.3 | Elect Director Arthur E. Johnson | | Mgmt | | For | For |
1.4 | Elect Director Dean R. O'Hare | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.5 | Elect Director James A. Rubright | | | Mgmt | For | For |
1.6 | Elect Director John W. Somerhalder II | | Mgmt | For | For |
1.7 | Elect Director Bettina M. Whyte | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
Bristol-Myers Squibb Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BMY | 03-May-11 | USA | 110122108 | Annual | 10-Mar-11 | 20,604 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director L. Andreotti | | | Mgmt | For | For |
2 | Elect Director L.B. Campbell | | | Mgmt | For | For |
3 | Elect Director J.M. Cornelius | | | Mgmt | For | For |
4 | Elect Director L.J. Freeh | | | Mgmt | For | For |
5 | Elect Director L.H. Glimcher | | | Mgmt | For | For |
6 | Elect Director M. Grobstein | | | Mgmt | For | For |
7 | Elect Director L. Johansson | | | Mgmt | For | For |
8 | Elect Director A.J. Lacy | | | Mgmt | For | For |
9 | Elect Director V.L. Sato | | | Mgmt | For | For |
10 | Elect Director E. Sigal | | | Mgmt | For | For |
11 | Elect Director T.D. West, Jr. | | | Mgmt | For | For |
12 | Elect Director R.S. Williams | | | Mgmt | For | For |
13 | Ratify Auditors | | | | Mgmt | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
16 | Increase Disclosure of Executive Compensation | | SH | Against | Against |
17 | Provide Right to Act by Written Consent | | SH | Against | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
18 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | | Against | Against |
|
Exelon Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
EXC | 03-May-11 | USA | 30161N101 | Annual | 04-Mar-11 | 6,593 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director John A. Canning, Jr. | | Mgmt | | For | For |
2 | Elect Director M. Walter D Alessio | | Mgmt | | For | For |
3 | Elect Director Nicholas Debenedictis | | Mgmt | | For | For |
4 | Elect Director Nelson A. Diaz | | Mgmt | | For | For |
5 | Elect Director Sue L. Gin | | Mgmt | | For | For |
6 | Elect Director Rosemarie B. Greco | | Mgmt | | For | For |
7 | Elect Director Paul L. Joskow | | Mgmt | | For | For |
8 | Elect Director Richard W. Mies | | Mgmt | | For | For |
9 | Elect Director John M. Palms | | Mgmt | | For | For |
10 | Elect Director William C. Richardson | | Mgmt | | For | For |
11 | Elect Director Thomas J. Ridge | | Mgmt | | For | For |
12 | Elect Director John W. Rogers, Jr. | | Mgmt | | For | For |
13 | Elect Director John W. Rowe | | Mgmt | | For | For |
14 | Elect Director Stephen D. Steinour | | Mgmt | | For | For |
15 | Elect Director Don Thompson | | Mgmt | | For | For |
16 | Ratify Auditors | | | Mgmt | | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
18 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
|
Gannett Co., Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
GCI | 03-May-11 | USA | 364730101 | Annual | 04-Mar-11 | 3,873 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.1 | Elect Director John E. Cody | | | Mgmt | For | For |
1.2 | Elect Director Craig A. Dubow | | | Mgmt | For | For |
1.3 | Elect Director Howard D. Elias | | | Mgmt | For | For |
1.4 | Elect Director Arthur H. Harper | | | Mgmt | For | For |
1.5 | Elect Director John Jeffry Louis | | | Mgmt | For | For |
1.6 | Elect Director Marjorie Magner | | | Mgmt | For | For |
1.7 | Elect Director Scott K. McCune | | | Mgmt | For | For |
1.8 | Elect Director Duncan M. McFarland | | | Mgmt | For | For |
1.9 | Elect Director Neal Shapiro | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
Great Plains Energy Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
GXP | 03-May-11 | USA | 391164100 | Annual | 22-Feb-11 | 2,244 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director D.L. Bodde | | | Mgmt | For | For |
1.2 | Elect Director M.J. Chesser | | | Mgmt | For | For |
1.3 | Elect Director W.H. Downey | | | Mgmt | For | For |
1.4 | Elect Director R.C. Ferguson, Jr. | | | Mgmt | For | For |
1.5 | Elect Director G.D. Forsee | | | Mgmt | For | For |
1.6 | Elect Director J.A. Mitchell | | | Mgmt | For | For |
1.7 | Elect Director W.C. Nelson | | | Mgmt | For | For |
1.8 | Elect Director J.J. Sherman | | | Mgmt | For | For |
1.9 | Elect Director L.H. Talbott | | | Mgmt | For | For |
1.10 | Elect Director R.H. West | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
4 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
5 | Ratify Auditors | | | | Mgmt | For | For |
|
NV Energy, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NVE | 03-May-11 | USA | 67073Y106 | Annual | 08-Mar-11 | 3,932 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Joseph B. Anderson, Jr. | | | Mgmt | For | For |
1.2 | Elect Director Glenn C. Christenson | | | Mgmt | For | For |
1.3 | Elect Director Brian J. Kennedy | | | Mgmt | For | For |
1.4 | Elect Director John F. O'Reilly | | | Mgmt | For | For |
1.5 | Elect Director Philip G. Satre | | | Mgmt | For | For |
1.6 | Elect Director Michael W. Yackira | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
5 | Reduce Supermajority Vote Requirement for Amending Articles | Mgmt | For | For |
| on Director Elections and Removals | | | | | |
6 | Reduce Supermajority Vote Requirement for Fair Price Provisions | Mgmt | For | For |
7 | Ratify Auditors | | | | Mgmt | For | For |
8 | Require a Majority Vote for the Election of Directors | SH | Against | For |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For |
10 | Stock Retention/Holding Period | | | SH | Against | For |
|
Peabody Energy Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BTU | 03-May-11 | USA | 704549104 | Annual | 11-Mar-11 | 2,673 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Gregory H. Boyce | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.2 | Elect Director William A. Coley | | | Mgmt | For | For |
1.3 | Elect Director William E. James | | | Mgmt | For | For |
1.4 | Elect Director Robert B. Karn III | | | Mgmt | For | For |
1.5 | Elect Director M. Frances Keeth | | | Mgmt | For | For |
1.6 | Elect Director Henry E. Lentz | | | Mgmt | For | For |
1.7 | Elect Director Robert A. Malone | | | Mgmt | For | For |
1.8 | Elect Director William C. Rusnack | | | Mgmt | For | For |
1.9 | Elect Director John F. Turner | | | Mgmt | For | For |
1.10 | Elect Director Sandra A. Van Trease | | | Mgmt | For | For |
1.11 | Elect Director Alan H. Washkowitz | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year |
5 | Approve Omnibus Stock Plan | | | Mgmt | For | Against |
|
Realty Income Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
O | 03-May-11 | USA | 756109104 | Annual | 10-Mar-11 | 1,853 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Kathleen R. Allen | | | Mgmt | For | For |
1.2 | Elect Director Donald R. Cameron | | | Mgmt | For | For |
1.3 | Elect Director Priya Cherian Huskins | | | Mgmt | For | For |
1.4 | Elect Director Thomas A. Lewis | | | Mgmt | For | For |
1.5 | Elect Director Michael D. McKee | | | Mgmt | For | For |
1.6 | Elect Director Gregory T. McLaughlin | | | Mgmt | For | For |
1.7 | Elect Director Ronald L. Merriman | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Regency Centers Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
REG | 03-May-11 | USA | 758849103 | Annual | 24-Feb-11 | 1,299 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Martin E. Stein, Jr. | | Mgmt | | For | For |
1.2 | Elect Director Raymond L. Bank | | Mgmt | | For | For |
1.3 | Elect Director C. Ronald Blankenship | | Mgmt | | For | For |
1.4 | Elect Director A.R. Carpenter | | Mgmt | | For | For |
1.5 | Elect Director J. Dix Druce | | Mgmt | | For | For |
1.6 | Elect Director Mary Lou Fiala | | Mgmt | | For | For |
1.7 | Elect Director Bruce M. Johnson | | Mgmt | | For | For |
1.8 | Elect Director Douglas S. Luke | | Mgmt | | For | For |
1.9 | Elect Director John C. Schweitzer | | Mgmt | | For | For |
1.10 | Elect Director Brian M. Smith | | Mgmt | | For | For |
1.11 | Elect Director Thomas G. Wattles | | Mgmt | | For | For |
2 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
4 | Approve Omnibus Stock Plan | | Mgmt | | For | For |
5 | Ratify Auditors | | | Mgmt | | For | For |
|
Sigma-Aldrich Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SIAL | 03-May-11 | USA | 826552101 | Annual | 04-Mar-11 | 150 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Rebecca M. Bergman | | Mgmt | | For | For |
2 | Elect Director George M. Church | | Mgmt | | For | For |
3 | Elect Director David R. Harvey | | Mgmt | | For | For |
4 | Elect Director W. Lee McCollum | | Mgmt | | For | For |
5 | Elect Director Avi M. Nash | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
6 | Elect Director Steven M. Paul | | | Mgmt | For | For |
7 | Elect Director J. Pedro Reinhard | | | Mgmt | For | For |
8 | Elect Director Rakesh Sachdev | | | Mgmt | For | For |
9 | Elect Director D. Dean Spatz | | | Mgmt | For | For |
10 | Elect Director Barrett A. Toan | | | Mgmt | For | For |
11 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Reduce Supermajority Vote Requirement | Mgmt | For | For |
14 | Reduce Supermajority Vote Requirement Relating to Business | Mgmt | For | For |
| Combinations | | | | | | |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
|
Thomson Reuters Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TRI | 03-May-11 | Canada | 884903105 | Annual | 15-Mar-11 | 2,486 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director David Thomson | | | Mgmt | For | For |
1.2 | Elect Director W. Geoffrey Beattie | | | Mgmt | For | Withhold |
1.3 | Elect Director Thomas H. Glocer | | | Mgmt | For | For |
1.4 | Elect Director Manvinder S. Banga | | | Mgmt | For | For |
1.5 | Elect Director Mary Cirillo | | | Mgmt | For | For |
1.6 | Elect Director Steven A. Denning | | | Mgmt | For | For |
1.7 | Elect Director Lawton W. Fitt | | | Mgmt | For | For |
1.8 | Elect Director Roger L. Martin | | | Mgmt | For | For |
1.9 | Elect Director Sir Deryck Maughan | | | Mgmt | For | For |
1.10 | Elect Director Ken Olisa | | | Mgmt | For | For |
1.11 | Elect Director Vance K. Opperman | | | Mgmt | For | For |
1.12 | Elect Director John M. Thompson | | | Mgmt | For | For |
1.13 | Elect Director Peter J. Thomson | | | Mgmt | For | For |
1.14 | Elect Director John A. Tory | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize | Mgmt | For | For |
| Board to Fix Their Remuneration | | | | | |
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For |
|
Total System Services, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TSS | 03-May-11 | USA | 891906109 | Annual | 23-Feb-11 | 2,548 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Kriss Cloninger III | | | Mgmt | For | For |
2 | Elect Director Sidney E. Harris | | | Mgmt | For | For |
3 | Elect Director Mason H. Lampton | | | Mgmt | For | For |
4 | Elect Director H. Lynn Page | | | Mgmt | For | For |
5 | Elect Director Philip W. Tomlinson | | | Mgmt | For | For |
6 | Elect Director John T. Turner | | | Mgmt | For | For |
7 | Elect Director Richard W. Ussery | | | Mgmt | For | For |
8 | Elect Director M. Troy Woods | | | Mgmt | For | For |
9 | Elect Director James D. Yancey | | | Mgmt | For | For |
10 | Elect Director Rebecca K. Yarbrough | | | Mgmt | For | For |
11 | Ratify Auditors | | | | Mgmt | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
Wells Fargo & Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WFC | 03-May-11 | USA | 949746101 | Annual | 04-Mar-11 | 55,291 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Election Director John D. Baker II | | | Mgmt | For | For |
2 | Election Director John S. Chen | | | Mgmt | For | For |
3 | Election Director Lloyd H. Dean | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
4 | Election Director Susan E. Engel | | | Mgmt | For | For |
5 | Election Director Enrique Hernandez, Jr. | | Mgmt | For | For |
6 | Election Director Donald M. James | | | Mgmt | For | For |
7 | Election Director Mackey J. McDonald | | | Mgmt | For | For |
8 | Election Director Cynthia H. Milligan | | | Mgmt | For | For |
9 | Elect Director Nicholas G. Moore | | | Mgmt | For | For |
10 | Elect Director Philip J. Quigley | | | Mgmt | For | Against |
11 | Elect Director Judith M. Runstad | | | Mgmt | For | For |
12 | Elect Director Stephen W. Sanger | | | Mgmt | For | For |
13 | Elect Director John G. Stumpf | | | Mgmt | For | For |
14 | Elect Director an G. Swenson | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
17 | Ratify Auditors | | | | Mgmt | For | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For |
19 | Provide for Cumulative Voting | | | SH | Against | For |
20 | Require Independent Board Chairman | | | SH | Against | For |
21 | Advisory Vote to Ratify Directors' Compensation | | SH | Against | Against |
22 | Require Audit Committee Review and Report on Controls Related | SH | Against | For |
| to Loans, Foreclosure and Securitizations | | | |
|
Whiting Petroleum Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WLL | 03-May-11 | USA | 966387102 | Annual | 11-Mar-11 | 1,820 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director D. Sherwin Artus | | | Mgmt | For | For |
1.2 | Elect Director Phillip E. Doty | | | Mgmt | For | For |
2 | Increase Authorized Common Stock | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
5 | Ratify Auditors | | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Aptargroup, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ATR | 04-May-11 | USA | 038336103 | Annual | 10-Mar-11 | 1,128 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director George L. Fotiades | | Mgmt | | For | For |
1.2 | Elect Director King W. Harris | | Mgmt | | For | For |
1.3 | Elect Director Peter H. Pfeiffer | | Mgmt | | For | For |
1.4 | Elect Director Joanne C. Smith | | Mgmt | | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Mgmt | | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
4 | Approve Omnibus Stock Plan | | Mgmt | | For | For |
5 | Ratify Auditors | | | Mgmt | | For | For |
|
AutoNation, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AN | 04-May-11 | USA | 05329W102 | Annual | 17-Mar-11 | 722 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Mike Jackson | | Mgmt | | For | For |
2 | Elect Director Robert J. Brown | | Mgmt | | For | For |
3 | Elect Director Rick L. Burdick | | Mgmt | | For | For |
4 | Elect Director William C. Crowley | | Mgmt | | For | Against |
5 | Elect Director David B. Edelson | | Mgmt | | For | For |
6 | Elect Director Robert R. Grusky | | Mgmt | | For | For |
7 | Elect Director Michael Larson | | Mgmt | | For | For |
8 | Elect Director Michael E. Maroone | | Mgmt | | For | For |
9 | Elect Director Carlos A. Migoya | | Mgmt | | For | For |
10 | Elect Director Alison H. Rosenthal | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
11 | Ratify Auditors | | | | Mgmt | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For |
15 | Provide for Cumulative Voting | | | SH | Against | For |
|
Chicago Bridge & Iron Company N.V. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CBI | 04-May-11 | Netherlands | 167250109 | Annual | 10-Mar-11 | 931 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Gary L. Neale to Supervisory Board | | | Mgmt | For | For |
2 | Elect J. Charles Jennett to Supervisory Board | | Mgmt | For | For |
3 | Elect Larry D. McVay to Supervisory Board | | Mgmt | For | For |
4 | Elect Marsha C. Williams to Supervisory Board | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
7 | Approve Financial Statements, Discuss Statutory Reports, and | Mgmt | For | For |
| Approve Publication of Information in English | | | | |
8 | Approve Discharge of Management Board | | Mgmt | For | For |
9 | Approve Discharge of Supervisory Board | Mgmt | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For |
11 | Ratify Ernst & Young LLP as Auditors | | | Mgmt | For | For |
12 | Grant Board Authority to Issue Shares | | | Mgmt | For | For |
|
CSX Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CSX | 04-May-11 | USA | 126408103 | Annual | 04-Mar-11 | 4,425 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1 | Elect Director Donna M. Alvarado | | | Mgmt | For | For |
2 | Elect Director John B. Breaux | | | Mgmt | For | For |
3 | Elect Director Pamela L. Carter | | | Mgmt | For | For |
4 | Elect Director Steven T. Halverson | | | Mgmt | For | For |
5 | Elect Director Edward J. Kelly, III | | | Mgmt | For | For |
6 | Elect Director Gilbert H. Lamphere | | | Mgmt | For | For |
7 | Elect Director John D. McPherson | | | Mgmt | For | For |
8 | Elect Director Timothy T. O'Toole | | | Mgmt | For | For |
9 | Elect Director David M. Ratcliffe | | | Mgmt | For | For |
10 | Elect Director Donald J. Shepard | | | Mgmt | For | For |
11 | Elect Director Michael J. Ward | | | Mgmt | For | For |
12 | Elect Director J.C. Watts, Jr. | | | Mgmt | For | For |
13 | Elect Director J. Steven Whisler | | | Mgmt | For | For |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
|
Domtar Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
UFS | 04-May-11 | USA | 257559203 | Annual | 14-Mar-11 | 706 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Jack C. Bingleman | | | Mgmt | For | For |
1.2 | Elect Director Louis P. Gignac | | | Mgmt | For | For |
1.3 | Elect Director Brian M. Levitt | | | Mgmt | For | For |
1.4 | Elect Director Harold H. MacKay | | | Mgmt | For | For |
1.5 | Elect Director David G. Maffucci | | | Mgmt | For | For |
1.6 | Elect Director W. Henson Moore | | | Mgmt | For | For |
1.7 | Elect Director Michael R. Onustock | | | Mgmt | For | For |
1.8 | Elect Director Robert J. Steacy | | | Mgmt | For | For |
1.9 | Elect Director Pamela B. Strobel | | | Mgmt | For | For |
1.10 | Elect Director Richard Tan | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.11 | Elect Director Denis Turcotte | | | Mgmt | For | For |
1.12 | Elect Director John D. Williams | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Federal Realty Investment Trust |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FRT | 04-May-11 | USA | 313747206 | Annual | 17-Mar-11 | 372 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Jon E. Bortz | | | Mgmt | For | For |
1.2 | Elect Director David W. Faeder | | | Mgmt | For | For |
1.3 | Elect Director Kristin Gamble | | | Mgmt | For | For |
1.4 | Elect Director Warren M. Thompson | | | Mgmt | For | For |
1.5 | Elect Director Donald C. Wood | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
General Dynamics Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
GD | 04-May-11 | USA | 369550108 | Annual | 07-Mar-11 | 3,867 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Mary T. Barra | | | Mgmt | For | For |
2 | Elect Director Nicholas D. Chabraja | | | Mgmt | For | For |
3 | Elect Director James S. Crown | | | Mgmt | For | For |
4 | Elect Director William P. Fricks | | | Mgmt | For | For |
5 | Elect Director Jay L. Johnson | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
6 | Elect Director George A. Joulwan | | | Mgmt | For | For |
7 | Elect Director Paul G. Kaminski | | | Mgmt | For | For |
8 | Elect Director John M. Keane | | | Mgmt | For | For |
9 | Elect Director Lester L. Lyles | | | Mgmt | For | For |
10 | Elect Director William A. Osborn | | | Mgmt | For | For |
11 | Elect Director Robert Walmsley | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
15 | Review and Assess Human Rights Policies | | SH | Against | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For |
|
GenOn Energy, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
GEN | 04-May-11 | USA | 37244E107 | Annual | 07-Mar-11 | 12,976 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director E. William Barnett | | | Mgmt | For | For |
1.2 | Elect Director Terry G. Dallas | | | Mgmt | For | For |
1.3 | Elect Director Mark M. Jacobs | | | Mgmt | For | For |
1.4 | Elect Director Thomas H. Johnson | | | Mgmt | For | For |
1.5 | Elect Director Steven L. Miller | | | Mgmt | For | For |
1.6 | Elect Director Edward R. Muller | | | Mgmt | For | For |
1.7 | Elect Director Robert C. Murray | | | Mgmt | For | For |
1.8 | Elect Director Laree E. Perez | | | Mgmt | For | For |
1.9 | Elect Director Evan J. Silverstein | | | Mgmt | For | For |
1.10 | Elect Director William L. Thacker | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Adopt Protective Charter Amendment | Mgmt | For | For |
4 | Adopt NOL Rights Plan (NOL Pill) | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
7 | Adopt GHG and Other Air Emissions Reduction Goals | SH | | Against | For |
|
Hess Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HES | 04-May-11 | USA | 42809H107 | Annual | 14-Mar-11 | 3,400 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director E.E. Holiday | | Mgmt | | For | For |
2 | Elect Director J.H. Mullin | | Mgmt | | For | For |
3 | Elect Director F.B. Walker | | Mgmt | | For | For |
4 | Elect Director R.N. Wilson | | Mgmt | | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | | Mgmt | | For | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
7 | Ratify Auditors | | | Mgmt | | For | For |
8 | Amend Executive Incentive Bonus Plan | Mgmt | | For | For |
|
Kimco Realty Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
KIM | 04-May-11 | USA | 49446R109 | Annual | 07-Mar-11 | 4,587 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director M. Cooper | | Mgmt | | For | For |
1.2 | Elect Director P. Coviello | | Mgmt | | For | For |
1.3 | Elect Director R. Dooley | | Mgmt | | For | For |
1.4 | Elect Director J. Grills | | | Mgmt | | For | For |
1.5 | Elect Director D. Henry | | | Mgmt | | For | For |
1.6 | Elect Director F. P. Hughes | | Mgmt | | For | For |
1.7 | Elect Director F. Lourenso | | Mgmt | | For | For |
1.8 | Elect Director C. Nicholas | | Mgmt | | For | For |
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Location(s): Principal Management Corporation
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | |
1.9 | Elect Director R. Saltzman | Mgmt | For | For |
| | | | | | | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
PepsiCo, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PEP | 04-May-11 | USA | 713448108 | Annual | 04-Mar-11 | 9,218 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director S.L. Brown | | | Mgmt | For | For |
2 | Elect Director I.M. Cook | | | Mgmt | For | For |
3 | Elect Director D. Dublon | | | Mgmt | For | For |
4 | Elect Director V.J. Dzau | | | Mgmt | For | For |
5 | Elect Director R.L. Hunt | | | Mgmt | For | For |
6 | Elect Director A. Ibarguen | | | Mgmt | For | For |
7 | Elect Director A.C. Martinez | | | Mgmt | For | For |
8 | Elect Director I.K. Nooyi | | | Mgmt | For | For |
9 | Elect Director S.P. Rockefeller | | | Mgmt | For | For |
10 | Elect Director J.J. Schiro | | | Mgmt | For | For |
11 | Elect Director L.G. Trotter | | | Mgmt | For | For |
12 | Elect Director D. Vasella | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
15 | Ratify Auditors | | | | Mgmt | For | For |
16 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For |
18 | Report on Political Contributions | | | SH | Against | Against |
Southern Union Company
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Management Corporation | | | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | | |
| | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SUG | 04-May-11 | USA | 844030106 | Annual | 07-Mar-11 | 2,084 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director George L. Lindemann | | | Mgmt | For | For |
1.2 | Elect Director Eric D. Herschmann | | | Mgmt | For | For |
1.3 | Elect Director David Brodsky | | | Mgmt | For | For |
1.4 | Elect Director Frank W. Denius | | | Mgmt | For | For |
1.5 | Elect Director Kurt A. Gitter | | | Mgmt | For | For |
1.6 | Elect Director Herbert H. Jacobi | | | Mgmt | For | For |
1.7 | Elect Director Thomas N. McCarter, III | | | Mgmt | For | For |
1.8 | Elect Director George Rountree, III | | | Mgmt | For | For |
1.9 | Elect Director Allan D. Scherer | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
5 | Prepare Sustainability Report | | | SH | Against | For |
|
TECO Energy, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TE | 04-May-11 | USA | 872375100 | Annual | 24-Feb-11 | 3,564 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Dubose Ausley | | | Mgmt | For | For |
2 | Elect Director James L. Ferman, Jr. | | | Mgmt | For | For |
3 | Elect Director Paul L. Whiting | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
7 | Amend EEO Policy to Prohibit Discrimination Based on Sexual | SH | Against | For |
| Orientation and Gender Identity | | | | | |
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Location(s): Principal Management Corporation
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | |
8 Declassify the Board of Directors | SH | Against | For |
| | | | | | | |
Tellabs, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TLAB | 04-May-11 | USA | 879664100 | Annual | 07-Mar-11 | 6,592 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Frank Ianna | | | Mgmt | For | For |
2 | Elect Director Stephanie Pace Marshall | | | Mgmt | For | For |
3 | Elect Director William F. Souders | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
|
Tesoro Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TSO | 04-May-11 | USA | 881609101 | Annual | 15-Mar-11 | 2,353 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Rodney F. Chase | | | Mgmt | For | For |
2 | Elect Director Gregory J. Goff | | | Mgmt | For | For |
3 | Elect Director Robert W. Goldman | | | Mgmt | For | For |
4 | Elect Director Steven H. Grapstein | | | Mgmt | For | For |
5 | Elect Director J.w. Nokes | | | Mgmt | For | For |
6 | Elect Director Susan Tomasky | | | Mgmt | For | For |
7 | Elect Director Michael E. Wiley | | | Mgmt | For | For |
8 | Elect Director Patrick Y. Yang | | | Mgmt | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
11 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Location(s): Principal Management Corporation
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
12 | Ratify Auditors | | | Mgmt | | For | For |
13 | Report on Accident Risk Reduction Efforts | SH | | Against | For |
|
Thomas & Betts Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TNB | 04-May-11 | USA | 884315102 | Annual | 04-Mar-11 | 729 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Michael L. Ducker | | Mgmt | | For | For |
1.2 | Elect Director Jeananne K. Hauswald | | Mgmt | | For | For |
1.3 | Elect Director Dean Jernigan | | Mgmt | | For | For |
1.4 | Elect Director Ronald B. Kalich, Sr. | | Mgmt | | For | For |
1.5 | Elect Director Kenneth R. Masterson | | Mgmt | | For | For |
1.6 | Elect Director Dominic J. Pileggi | | Mgmt | | For | For |
1.7 | Elect Director Jean-Paul Richard | | Mgmt | | For | For |
1.8 | Elect Director Rufus H. Rivers | | Mgmt | | For | For |
1.9 | Elect Director Kevin L. Roberg | | Mgmt | | For | For |
1.10 | Elect Director David D. Stevens | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
|
Unit Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
UNT | 04-May-11 | USA | 909218109 | Annual | 07-Mar-11 | 680 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director J. Michael Adcock | | Mgmt | | For | For |
1.2 | Elect Director Steven B. Hildebrand | | Mgmt | | For | For |
1.3 | Elect Director Larry C. Payne | | Mgmt | | For | For |
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Location(s): Principal Management Corporation
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | |
1.4 | Elect Director G. Bailey Peyton | Mgmt | For | For |
| | | | | | | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Unitrin, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
UTR | 04-May-11 | USA | 913275103 | Annual | 11-Mar-11 | 852 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director James E. Annable | | | Mgmt | For | For |
2 | Elect Director Douglas G. Geoga | | | Mgmt | For | For |
3 | Elect Director Reuben L. Hedlund | | | Mgmt | For | For |
4 | Elect Director Julie M. Howard | | | Mgmt | For | For |
5 | Elect Director Wayne Kauth | | | Mgmt | For | For |
6 | Elect Director Fayez S. Sarofim | | | Mgmt | For | For |
7 | Elect Director Donald G. Southwell | | | Mgmt | For | For |
8 | Elect Director David P. Storch | | | Mgmt | For | For |
9 | Elect Director Richard C. Vie | | | Mgmt | For | For |
10 | Ratify Auditors | | | | Mgmt | For | For |
11 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
|
Validus Holdings, Ltd. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
VR | 04-May-11 | Bermuda | G9319H102 | Annual | 11-Mar-11 | 1,176 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
| | | | |
1.1 | Elect Director Matthew J. Grayson | Mgmt | For | For |
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Location(s): Principal Management Corporation
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | |
1.2 | Elect Director Jean-Marie Nessi | Mgmt | For | For |
1.3 | Elect Director Mandakini Puri | Mgmt | For | For |
2.4 | Elect Edward J. Noonan as Subsidiary Director | Mgmt | For | For |
2.5 | Elect C.N. Rupert Atkin as Subsidiary Director | Mgmt | For | For |
2.6 | Elect Patrick G. Barry as Subsidiary Director | Mgmt | For | For |
2.7 | Elect Peter A. Bilsby as Subsidiary Director | Mgmt | For | For |
2.8 | Elect Julian P. Bosworth as Subsidiary Director | Mgmt | For | For |
2.9 | Elect Michael E.A. Carpenter as Subsidiary Director | Mgmt | For | For |
2.10 | Elect Rodrigo Castro as Subsidiary Director | Mgmt | For | For |
2.11 | Elect Jane S. Clouting as Subsidiary Director | Mgmt | For | For |
2.12 | Elect Joseph E. (Jeff) Consolino as Subsidiary Director | Mgmt | For | For |
2.13 | Elect C. Jerome Dill as Subsidiary Director | Mgmt | For | For |
2.14 | Elect Andrew Downey as Subsidiary Director | Mgmt | For | For |
2.15 | Elect Kerry A. Emanuel as Subsidiary Director | Mgmt | For | For |
2.16 | Elect Jonathan D. Ewington as Subsidiary Director | Mgmt | For | For |
2.17 | Elect Andrew M. Gibbs as Subsidiary Director | Mgmt | For | For |
2.18 | Elect Michael Greene as Subsidiary Director | Mgmt | For | For |
2.19 | Elect Nicholas J. Hales as Subsidiary Director | Mgmt | For | For |
2.20 | Elect Mark S. Johnson as Subsidiary Director | Mgmt | For | For |
2.21 | Elect Anthony J. Keys as Subsidiary Director | Mgmt | For | For |
2.22 | Elect Robert F. Kuzloski as Subsidiary Director | Mgmt | For | For |
2.23 | Elect Gillian S. Langford as Subsidiary Director | Mgmt | For | For |
2.24 | Elect Stuart W. Mercer as Subsidiary Director | Mgmt | For | For |
2.25 | Elect Paul J. Miller as Subsidiary Director | Mgmt | For | For |
2.26 | Elect Jean-Marie Nessi as Subsidiary Director | Mgmt | For | For |
2.27 | Elect Julian G. Ross as Subsidiary Director | Mgmt | For | For |
2.28 | Elect Rafael Saer as Subsidiary Director | Mgmt | For | For |
2.29 | Elect James E. Skinner as Subsidiary Director | Mgmt | For | For |
2.30 | Elect Verner G. Southey as Subsidiary Director | Mgmt | For | For |
2.31 | Elect Nigel D. Wachman as Subsidiary Director | Mgmt | For | For |
2.32 | Elect Conan M. Ward as Subsidiary Director | Mgmt | For | For |
2.33 | Elect Lixin Zeng as Subsidiary Director | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
| | | |
4 Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Location(s): Principal Management Corporation
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | |
5 Ratify PricewaterhouseCoopers Hamilton Bermuda as | Mgmt | For | For |
Independent Auditors | | | |
| | | | | | | |
Weingarten Realty Investors |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WRI | 04-May-11 | USA | 948741103 | Annual | 07-Mar-11 | 2,012 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Stanford Alexander | | Mgmt | | For | For |
1.2 | Elect Director Andrew M. Alexander | | Mgmt | | For | For |
1.3 | Elect Director James W. Crownover | | Mgmt | | For | For |
1.4 | Elect Director Robert J. Cruikshank | | Mgmt | | For | For |
1.5 | Elect Director Melvin A. Dow | | Mgmt | | For | For |
1.6 | Elect Director Stephen A. Lasher | | Mgmt | | For | For |
1.7 | Elect Director Douglas W. Schnitzer | | Mgmt | | For | For |
1.8 | Elect Director C. Park Shaper | | Mgmt | | For | For |
1.9 | Elect Director Marc J. Shapiro | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | | Three Years | One Year |
|
Windstream Corp. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WIN | 04-May-11 | USA | 97381W104 | Annual | 15-Mar-11 | 4,707 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Carol B. Armitage | | Mgmt | | For | For |
2 | Elect Director Samuel E. Beall, III | | Mgmt | | For | For |
3 | Elect Director Dennis E. Foster | | Mgmt | | For | For |
4 | Elect Director Francis X. Frantz | | Mgmt | | For | For |
5 | Elect Director Jeffery R. Gardner | | Mgmt | | For | For |
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Location(s): Principal Management Corporation
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
6 | Elect Director Jeffrey T. Hinson | | | Mgmt | For | For |
7 | Elect Director Judy K. Jones | | | Mgmt | For | For |
8 | Elect Director William A. Montgomery | | | Mgmt | For | For |
9 | Elect Director Alan L. Wells | | | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Provide for Cumulative Voting | | | SH | Against | For |
14 | Report on Political Contributions | | | SH | Against | For |
|
Allied World Assurance Company Holdings,AG. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AWH | 05-May-11 | Switzerland | H01531104 | Annual | 09-Mar-11 | 692 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Mark R. Patterson as Director | | | Mgmt | For | For |
2 | Elect Samuel J. Weinhoff as Director | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
5 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
6 | Approve Treatment of Net Loss | | | Mgmt | For | For |
7 | Approve Reduction in Share Capital and Repayment of $1.50 per share | Mgmt | For | For |
8 | Approve Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For |
9 | Appoint Deloitte & Touche as Independent Auditors and Deloitte AG as Statutory Auditors | Mgmt | For | For |
10 | Appoint PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | For |
11 | Approve Discharge of Board and Senior Management | | Mgmt | For | For |
AMB Property Corporation
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Management Corporation | | | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | | |
| | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AMB | 05-May-11 | USA | 00163T109 | Annual | 02-Mar-11 | 2,539 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director T. Robert Burke | | | Mgmt | For | For |
2 | Elect Director David A. Cole | | | Mgmt | For | For |
3 | Elect Director Lydia H. Kennard | | | Mgmt | For | For |
4 | Elect Director J. Michael Losh | | | Mgmt | For | For |
5 | Elect Director Hamid R. Moghadam | | | Mgmt | For | For |
6 | Elect Director Frederick W. Reid | | | Mgmt | For | For |
7 | Elect Director Jeffrey L. Skelton | | | Mgmt | For | For |
8 | Elect Director Thomas W. Tusher | | | Mgmt | For | For |
9 | Elect Director Carl B. Webb | | | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
|
Apache Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
APA | 05-May-11 | USA | 037411105 | Annual | 07-Mar-11 | 4,299 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director G. Steven Farris | | | Mgmt | For | For |
2 | Elect Director Randolph M. Ferlic | | | Mgmt | For | For |
3 | Elect Director A.D. Frazier, Jr. | | | Mgmt | For | For |
4 | Elect Director John A. Kocur | | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
8 | Increase Authorized Common Stock | | | Mgmt | For | For |
9 | Increase Authorized Preferred Stock | | | Mgmt | For | For |
10 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Management Corporation | | | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | | |
|
|
AXIS Capital Holdings Limited |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AXS | 05-May-11 | Bermuda | G0692U109 | Annual | 07-Mar-11 | 1,367 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Robert L. Friedman as Director | | | Mgmt | For | For |
1.2 | Elect Donald J. Greene as Director | | | Mgmt | For | For |
1.3 | Elect Cheryl-Ann Lister as Director | | | Mgmt | For | For |
1.4 | Elect Thomas C. Ramey as Director | | | Mgmt | For | For |
1.5 | Elect Wilhelm Zeller as Director | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
4 | Ratify Deloitte & Touche Ltd as Auditors | Mgmt | For | For |
|
Bemis Company, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BMS | 05-May-11 | USA | 081437105 | Annual | 07-Mar-11 | 1,800 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Edward N. Perry | | | Mgmt | For | For |
1.2 | Elect Director William J. Scholle | | | Mgmt | For | For |
1.3 | Elect Director Timothy M. Manganello | Mgmt | For | For |
1.4 | Elect Director Philip G. Weaver | | | Mgmt | For | For |
1.5 | Elect Director Henry J. Theisen | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Management Corporation | | | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | | |
|
Choice Hotels International, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CHH | 05-May-11 | USA | 169905106 | Annual | 14-Mar-11 | 352 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Stewart Bainum, Jr. | | Mgmt | | For | For |
1.2 | Elect Director Ervin R. Shames | | Mgmt | | For | For |
1.3 | Elect Director Gordon A. Smith | | Mgmt | | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
4 | Ratify Auditors | | | Mgmt | | For | For |
|
Dover Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DOV | 05-May-11 | USA | 260003108 | Annual | 09-Mar-11 | 1,109 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director D.H. Benson | | Mgmt | | For | For |
2 | Elect Director R.W. Cremin | | Mgmt | | For | For |
3 | Elect Director J-P.M. Ergas | | Mgmt | | For | For |
4 | Elect Director P.T. Francis | | Mgmt | | For | For |
5 | Elect Director K.C. Graham | | Mgmt | | For | For |
6 | Elect Director R.A. Livingston | | Mgmt | | For | For |
7 | Elect Director R.K. Lochridge | | Mgmt | | For | For |
8 | Elect Director B.G. Rethore | | Mgmt | | For | For |
9 | Elect Director M.B. Stubbs | | Mgmt | | For | For |
10 | Elect Director S.M. Todd | | Mgmt | | For | For |
11 | Elect Director S.K. Wagner | | Mgmt | | For | For |
12 | Elect Director M.A. Winston | | Mgmt | | For | For |
13 | Ratify Auditors | | | Mgmt | | For | For |
| | | | |
Vote Summary Report | | | |
Report was run from: 7/1/10 to 6/30/11 | | | |
Location(s): Principal Management Corporation | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | |
|
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
| | | | |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
| | | | | | | |
DTE Energy Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DTE | 05-May-11 | USA | 233331107 | Annual | 08-Mar-11 | 1,914 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Lillian Bauder | | Mgmt | | For | For |
1.2 | Elect Director W. Frank Fountain, Jr. | | Mgmt | | For | For |
1.3 | Elect Director Mark A. Murray | | Mgmt | | For | For |
1.4 | Elect Director Josue Robles, Jr. | | Mgmt | | For | For |
1.5 | Elect Director James H. Vandenberghe | | Mgmt | | For | For |
1.6 | Elect Director David A. Brandon | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | | Three Years | One Year |
5 | Declassify the Board of Directors | | Mgmt | | For | For |
6 | Report on Political Contributions | | SH | | Against | For |
|
Duke Energy Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DUK | 05-May-11 | USA | 26441C105 | Annual | 10-Mar-11 | 14,840 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director William Barnet, III | | Mgmt | | For | For |
1.2 | Elect Director G. Alex Bernhardt, Sr. | | Mgmt | | For | For |
1.3 | Elect Director Michael G. Browning | | Mgmt | | For | For |
1.4 | Elect Director Daniel R. DiMicco | | Mgmt | | For | For |
1.5 | Elect Director John H. Forsgren | | Mgmt | | For | For |
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Location(s): Principal Management Corporation
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.6 | Elect Director Ann Maynard Gray | | | Mgmt | For | For |
1.7 | Elect Director James H. Hance, Jr. | | | Mgmt | For | For |
1.8 | Elect Director E. James Reinsch | | | Mgmt | For | For |
1.9 | Elect Director James T. Rhodes | | | Mgmt | For | For |
1.10 | Elect Director James E. Rogers | | | Mgmt | For | For |
1.11 | Elect Director Philip R. Sharp | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
5 | Report on Global Warming Lobbying Activities | | SH | Against | Against |
6 | Report on Financial Risks of Coal Reliance | | SH | Against | Against |
7 | Require a Majority Vote for the Election of Directors | | SH | Against | For |
|
Eastman Chemical Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
EMN | 05-May-11 | USA | 277432100 | Annual | 10-Mar-11 | 961 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Humberto P. Alfonso | | | Mgmt | For | For |
2 | Elect Director Michael P. Connors | | | Mgmt | For | For |
3 | Elect Director Howard L. Lance | | | Mgmt | For | For |
4 | Elect Director James P. Rogers | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
7 | Ratify Auditors | | | | Mgmt | For | For |
8 | Declassify the Board of Directors | | | Mgmt | For | For |
9 | Reduce Supermajority Vote Requirement | SH | Against | For |
|
Equifax Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
EFX | 05-May-11 | USA | 294429105 | Annual | 07-Mar-11 | 2,120 | 0 |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Management Corporation | | | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | | |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director James E. Copeland, Jr. | | | Mgmt | For | For |
2 | Elect Director Robert D. Daleo | | | Mgmt | For | For |
3 | Elect Director Walter W. Driver, Jr. | | | Mgmt | For | For |
4 | Elect Director L. Phillip Humann | | | Mgmt | For | For |
5 | Elect Director Siri S. Marshall | | | Mgmt | For | For |
6 | Elect Director Mark B. Templeton | | | Mgmt | For | For |
7 | Ratify Auditors | | | | Mgmt | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
Fairchild Semiconductor International, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FCS | 05-May-11 | USA | 303726103 | Annual | 11-Mar-11 | 2,063 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Charles P. Carinalli | | | Mgmt | For | For |
2 | Elect Director Randy W. Carson | | | Mgmt | For | For |
3 | Elect Director Anthony Lear | | | Mgmt | For | For |
4 | Elect Director Thomas L. Magnanti | | | Mgmt | For | For |
5 | Elect Director Kevin J. McGarity | | | Mgmt | For | For |
6 | Elect Director Bryan R. Roub | | | Mgmt | For | For |
7 | Elect Director Ronald W. Shelly | | | Mgmt | For | For |
8 | Elect Director Mark S. Thompson | | | Mgmt | For | For |
9 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
12 | Ratify Auditors | | | | Mgmt | For | For |
| | | | | | | | |
Vote Summary Report | | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | | |
Location(s): Principal Management Corporation | | | | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | | | |
|
Fluor Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FLR | 05-May-11 | USA | 343412102 | Annual | 10-Mar-11 | 1,874 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Peter J. Fluor | | | Mgmt | | For | For |
2 | Elect Director Joseph W. Prueher | | | Mgmt | | For | For |
3 | Elect Director Suzanne H. Woolsey | | | Mgmt | | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | | None | One Year |
6 | Declassify the Board of Directors | | | Mgmt | | For | For |
7 | Reduce Supermajority Vote Requirement | | Mgmt | | For | For |
8 | Ratify Auditors | | | | Mgmt | | For | For |
|
Health Care REIT, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HCN | 05-May-11 | USA | 42217K106 | Annual | 08-Mar-11 | 2,439 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director William C. Ballard, Jr. | | | Mgmt | For | For |
2 | Elect Director Peter J. Grua | | | Mgmt | For | For |
3 | Elect Director R. Scott Trumbull | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
6 | Increase Authorized Common Stock | | | Mgmt | For | For |
7 | Ratify Auditors | | | | Mgmt | For | For |
|
Huntsman Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HUN | 05-May-11 | USA | 447011107 | Annual | 09-Mar-11 | 3,157 | 0 |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Management Corporation | | | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | | |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Jon M. Huntsman | | | Mgmt | For | For |
1.2 | Elect Director Patrick T. Harker | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Newfield Exploration Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NFX | 05-May-11 | USA | 651290108 | Annual | 09-Mar-11 | 1,323 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Lee K. Boothby | | | Mgmt | For | For |
2 | Elect Director Philip J. Burguieres | | | Mgmt | For | For |
3 | Elect Director Pamela J. Gardner | | | Mgmt | For | For |
4 | Elect Director John Randolph Kemp, lll | | Mgmt | For | For |
5 | Elect Director J. Michael Lacey | | | Mgmt | For | For |
6 | Elect Director Joseph H. Netherland | | | Mgmt | For | For |
7 | Elect Director Howard H. Newman | | | Mgmt | For | For |
8 | Elect Director Thomas G. Ricks | | | Mgmt | For | For |
9 | Elect Director Juanita F. Romans | | | Mgmt | For | For |
10 | Elect Director C. E. (Chuck) Shultz | | | Mgmt | For | For |
11 | Elect Director J. Terry Strange | | | Mgmt | For | For |
12 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
13 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
| | | | |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Management Corporation | | | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | | |
|
Owens-Illinois, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
OI | 05-May-11 | USA | 690768403 | Annual | 07-Mar-11 | 1,909 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Peter S. Hellman | | | Mgmt | For | For |
1.2 | Elect Director Anastasia D. Kelly | | | Mgmt | For | For |
1.3 | Elect Director John J. Mcmackin, Jr. | | | Mgmt | For | For |
1.4 | Elect Director Hugh H. Roberts | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
|
PMC-Sierra, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PMCS | 05-May-11 | USA | 69344F106 | Annual | 11-Mar-11 | 3,707 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Richard E. Belluzzo | | | Mgmt | For | For |
1.2 | Elect Director James V. Diller, Sr. | | | Mgmt | For | For |
1.3 | Elect Director Michael R. Farese | | | Mgmt | For | For |
1.4 | Elect Director Jonathan J. Judge | | | Mgmt | For | For |
1.5 | Elect Director William H. Kurtz | | | Mgmt | For | For |
1.6 | Elect Director Gregory S. Lang | | | Mgmt | For | For |
1.7 | Elect Director Frank J. Marshall | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Eliminate Cumulative Voting | | | Mgmt | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
| | | |
5 Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
| | | | | | | | |
Vote Summary Report | | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | | |
Location(s): Principal Management Corporation | | | | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | | | |
|
Public Storage |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PSA | 05-May-11 | USA | 74460D109 | Annual | 10-Mar-11 | 215 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Trustee B. Wayne Hughes | | | Mgmt | For | For |
1.2 | Elect Trustee Ronald L. Havner, Jr. | | | Mgmt | For | For |
1.3 | Elect Trustee Tamara Hughes Gustavson | Mgmt | For | For |
1.4 | Elect Trustee Uri P. Harkham | | | Mgmt | For | For |
1.5 | Elect Trustee B. Wayne Hughes, Jr. | | | Mgmt | For | For |
1.6 | Elect Trustee Avedick B. Poladian | | | Mgmt | For | For |
1.7 | Elect Trustee Gary E. Pruitt | | | Mgmt | For | For |
1.8 | Elect Trustee Ronald P. Spogli | | | Mgmt | For | For |
1.9 | Elect Trustee Daniel C. Staton | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
|
Sunoco, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SUN | 05-May-11 | USA | 86764P109 | Annual | 16-Feb-11 | 2,018 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Chris C. Casciato | | | Mgmt | | For | For |
1.2 | Elect Director Gary W. Edwards | | | Mgmt | | For | For |
1.3 | Elect Director Lynn L. Elsenhans | | | Mgmt | | For | For |
1.4 | Elect Director Ursula O. Fairbairn | | | Mgmt | | For | For |
1.5 | Elect Director John P. Jones, III | | | Mgmt | | For | For |
1.6 | Elect Director James G. Kaiser | | | Mgmt | | For | For |
1.7 | Elect Director John W. Rowe | | | Mgmt | | For | For |
1.8 | Elect Director John K. Wulff | | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
5 | Double Trigger on Equity Plans | | | SH | Against | For |
|
Union Pacific Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
UNP | 05-May-11 | USA | 907818108 | Annual | 28-Feb-11 | 4,968 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Andrew H. Card, Jr. | | | Mgmt | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | | | Mgmt | For | For |
1.3 | Elect Director Thomas J. Donohue | | | Mgmt | For | For |
1.4 | Elect Director Archie W. Dunham | | | Mgmt | For | For |
1.5 | Elect Director Judith Richards Hope | | | Mgmt | For | For |
1.6 | Elect Director Charles C. Krulak | | | Mgmt | For | For |
1.7 | Elect Director Michael R. McCarthy | | | Mgmt | For | For |
1.8 | Elect Director Michael W. McConnell | | | Mgmt | For | For |
1.9 | Elect Director Thomas F. McLarty III | | | Mgmt | For | For |
1.10 | Elect Director Steven R. Rogel | | | Mgmt | For | For |
1.11 | Elect Director Jose H. Villarreal | | | Mgmt | For | For |
1.12 | Elect Director James R. Young | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
5a | Reduce Supermajority Vote Requirement Relating to Preference | Mgmt | For | For |
| Rights of Preferred Stock | | | | | |
5b | Reduce Supermajority Vote Requirement Relating to Removal of | Mgmt | For | For |
| Directors | | | | | | |
5c | Reduce Supermajority Vote Requirement Relating to | Mgmt | For | For |
| Amendments to Authorized Capital Stock | | | |
6 | Require Independent Board Chairman | | | SH | Against | Against |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Verizon Communications Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
VZ | 05-May-11 | USA | 92343V104 | Annual | 07-Mar-11 | 28,213 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Richard L. Carrion | | Mgmt | | For | For |
2 | Elect Director M. Frances Keeth | | Mgmt | | For | For |
3 | Elect Director Robert W. Lane | | Mgmt | | For | For |
4 | Elect Director Lowell C. Mcadam | | Mgmt | | For | For |
5 | Elect Director Sandra O. Moose | | Mgmt | | For | For |
6 | Elect Director Joseph Neubauer | | Mgmt | | For | For |
7 | Elect Director Donald T. Nicolaisen | | Mgmt | | For | For |
8 | Elect Director Clarence Otis, Jr. | | Mgmt | | For | For |
9 | Elect Director Hugh B. Price | | Mgmt | | For | For |
10 | Elect Director Ivan G. Seidenberg | | Mgmt | | For | For |
11 | Elect Director Rodney E. Slater | | Mgmt | | For | For |
12 | Elect Director John W. Snow | | Mgmt | | For | For |
13 | Ratify Auditors | | | Mgmt | | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
15 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
16 | Disclose Prior Government Service | | SH | | Against | Against |
17 | Performance-Based Equity Awards | | SH | | Against | For |
18 | Restore or Provide for Cumulative Voting | SH | | Against | For |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | | Against | For |
|
Wisconsin Energy Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WEC | 05-May-11 | USA | 976657106 | Annual | 10-Mar-11 | 3,962 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John F. Bergstrom | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.2 | Elect Director Barbara L. Bowles | | | Mgmt | For | For |
1.3 | Elect Director Patricia W. Chadwick | | | Mgmt | For | For |
1.4 | Elect Director Robert A. Cornog | | | Mgmt | For | For |
1.5 | Elect Director Curt S. Culver | | | Mgmt | For | For |
1.6 | Elect Director Thomas J. Fischer | | | Mgmt | For | For |
1.7 | Elect Director Gale E. Klappa | | | Mgmt | For | For |
1.8 | Elect Director Ulice Payne, Jr. | | | Mgmt | For | For |
1.9 | Elect Director Frederick P. Stratton, Jr. | | | Mgmt | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For |
3 | Ratify Auditors | | | | Mgmt | For | For |
4 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
|
Alcoa Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AA | 06-May-11 | USA | 013817101 | Annual | 11-Feb-11 | 9,771 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Klaus Kleinfeld | | | Mgmt | For | For |
1.2 | Elect Director James W. Owens | | | Mgmt | For | For |
1.3 | Elect Director Ratan N. Tata | | | Mgmt | For | For |
2 | Ratify Auditor | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
5 | Approve Executive Incentive Bonus Plan | Mgmt | For | For |
6 | Reduce Supermajority Vote Requirement Relating to Fair Price | Mgmt | For | For |
| Protection | | | | | | |
7 | Reduce Supermajority Vote Requirement Relating to Director | Mgmt | For | For |
| Elections | | | | | | |
8 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Mgmt | For | For |
9 | Provide Right to Act by Written Consent | SH | Against | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
10 | Declassify the Board of Directors | | | SH | Against | For |
|
|
Arch Capital Group Ltd. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ACGL | 06-May-11 | Bermuda | G0450A105 | Annual | 11-Mar-11 | 759 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Kewsong Lee | | | Mgmt | For | For |
1.2 | Elect Director Brian S. Posner | | | Mgmt | For | For |
1.3 | Elect Director John D. Vollaro | | | Mgmt | For | For |
1.4 | Elect Director Robert F. Works | | | Mgmt | For | For |
1.5 | Elect Director William E. Beveridge as Designated Company | Mgmt | For | For |
| Director of Non-U.S. Subsidiaries | | | | | |
1.6 | Elect Director Dennis R. Brand as Designated Company Director | Mgmt | For | For |
| of Non-U.S. Subsidiaries | | | | | |
1.7 | Elect Director Knud Christensen as Designated Company Director | Mgmt | For | For |
| of Non-U.S. Subsidiaries | | | | | |
1.8 | Elect Director Graham B.R. Collis as Designated Company | Mgmt | For | For |
| Director of Non-U.S. Subsidiaries | | | | | |
1.9 | Elect Director William J. Cooney as Designated Company Director | Mgmt | For | For |
| of Non-U.S. Subsidiaries | | | | | |
1.10 | Elect Director Stephen Fogarty as Designated Company Director | Mgmt | For | For |
| of Non-U.S. Subsidiaries | | | | | |
1.11 | Elect Director Elizabeth Fullerton-Rome as Designated Company | Mgmt | For | For |
| Director of Non-U.S. Subsidiaries | | | | | |
1.12 | Elect Director Rutger H.W. Funnekotter as Designated Company | Mgmt | For | For |
| Director of Non-U.S. Subsidiaries | | | | | |
1.13 | Elect Director Marc Grandisson as Designated Company Director | Mgmt | For | For |
| of Non-U.S. Subsidiaries | | | | | |
1.14 | Elect Director Michael A. Greene as Designated Company | | Mgmt | For | For |
| Director of Non-U.S. Subsidiaries | | | | | |
1.15 | Elect Director John C.R. Hele as Designated Company Director of | Mgmt | For | For |
| Non-U.S. Subsidiaries | | | | | |
1.16 | Elect Director David W. Hipkin as Designated Company Director | Mgmt | For | For |
| of Non-U.S. Subsidiaries | | | | | |
1.17 | Elect Director W. Preston Hutchings as Designated Company | Mgmt | For | For |
| Director of Non-U.S. Subsidiaries | | | | | |
1.18 | Elect Director Constantine Iordanou as Designated Company | Mgmt | For | For |
| Director of Non-U.S. Subsidiaries | | | | | |
1.19 | Elect Director Wolbert H. Kamphuijs as Designated Company | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.20 | Elect Director Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For |
1.21 | Elect Director Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For |
1.22 | Elect Director Adam Matteson as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For |
1.23 | Elect Director David McElroy as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For |
1.24 | Elect Director Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For |
1.25 | Elect Director Nicolas Papadopoulo as Designated Company | Mgmt | For | For |
| Director of Non-U.S. Subsidiaries | | | | | |
1.26 | Elect Director Michael Quinn as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For |
1.27 | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For |
1.28 | Elect Director Paul S. Robotham as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For |
1.29 | Elect Director Søren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For |
1.30 | Elect Director Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For |
1.31 | Elect Director Helmut Söhler as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For |
1.32 | Elect Director Julian Stroud as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For |
1.33 | Elect Director Angus Watson as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For |
1.34 | Elect Director James R. Weatherstone as Designated Company Director of Non-U.S. Subsidiaries | Mgmt | For | For |
2 | Approve Stock Split | | | | Mgmt | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
|
Colgate-Palmolive Company |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CL | 06-May-11 | USA | 194162103 | Annual | 07-Mar-11 | 1,337 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director John T. Cahill | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
2 | Elect Director Ian Cook | | | | Mgmt | For | For |
3 | Elect Director Helene D. Gayle | | | Mgmt | For | For |
4 | Elect Director Ellen M. Hancock | | | Mgmt | For | For |
5 | Elect Director Joseph Jimenez | | | Mgmt | For | For |
6 | Elect Director Richard J. Kogan | | | Mgmt | For | For |
7 | Elect Director Delano E. Lewis | | | Mgmt | For | For |
8 | Elect Director J. Pedro Reinhard | | | Mgmt | For | For |
9 | Elect Director Stephen I. Sadove | | | Mgmt | For | For |
10 | Ratify Auditors | | | | Mgmt | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For |
|
Entergy Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ETR | 06-May-11 | USA | 29364G103 | Annual | 08-Mar-11 | 1,893 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Maureen Scannell Bateman | | | Mgmt | For | For |
2 | Elect Director Gary W. Edwards | | | Mgmt | For | For |
3 | Elect Director Alexis M. Herman | | | Mgmt | For | For |
4 | Elect Director Donald C. Hintz | | | Mgmt | For | For |
5 | Elect Director J. Wayne Leonard | | | Mgmt | For | For |
6 | Elect Director Stuart L. Levenick | | | Mgmt | For | For |
7 | Elect Director Blanche L. Lincoln | | | Mgmt | For | For |
8 | Elect Director Stewart C. Myers | | | Mgmt | For | For |
9 | Elect Director William A. Percy, II | | | Mgmt | For | For |
10 | Elect Director W.J. Tauzin | | | Mgmt | For | For |
11 | Elect Director Steven V. Wilkinson | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
15 | Approve Omnibus Stock Plan | | Mgmt | | For | For |
|
McDermott International, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MDR | 06-May-11 | Panama | 580037109 | Annual | 07-Mar-11 | 745 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John F. Bookout, III | | Mgmt | | For | For |
1.2 | Elect Director Roger A. Brown | | Mgmt | | For | For |
1.3 | Elect Director Stephen G. Hanks | | Mgmt | | For | For |
1.4 | Elect Director Stephen M. Johnson | | Mgmt | | For | For |
1.5 | Elect Director D. Bradley McWilliams | | Mgmt | | For | For |
1.6 | Elect Director Thomas C. Schievelbein | | Mgmt | | For | For |
1.7 | Elect Director Mary Shafer-Malicki | | Mgmt | | For | For |
1.8 | Elect Director David A. Trice | | Mgmt | | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
4 | Approve Executive Incentive Bonus Plan | Mgmt | | For | For |
5 | Ratify Auditors | | | Mgmt | | For | For |
|
Occidental Petroleum Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
OXY | 06-May-11 | USA | 674599105 | Annual | 15-Mar-11 | 7,288 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Spencer Abraham | | Mgmt | | For | For |
2 | Elect Director Howard I. Atkins | | Mgmt | | For | For |
3 | Elect Director Stephen I. Chazen | | Mgmt | | For | For |
4 | Elect Director Edward P. Djerejian | | Mgmt | | For | Against |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
5 | Elect Director John E. Feick | | | Mgmt | For | For |
6 | Elect Director Margaret M. Foran | | | Mgmt | For | For |
7 | Elect Director Carlos M. Gutierrez | | | Mgmt | For | For |
8 | Elect Director Ray R. Irani | | | Mgmt | For | Against |
9 | Elect Director Avedick B. Poladian | | | Mgmt | For | For |
10 | Elect Director Rodolfo Segovia | | | Mgmt | For | Against |
11 | Elect Director Aziz D. Syriani | | | Mgmt | For | Against |
12 | Elect Director Rosemary Tomich | | | Mgmt | For | Against |
13 | Elect Director Walter L. Weisman | | | Mgmt | For | Against |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year |
17 | Review Political Expenditures and Processes | | SH | Against | For |
18 | Request Director Nominee with Environmental Qualifications | SH | Against | Against |
|
Reynolds American Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
RAI | 06-May-11 | USA | 761713106 | Annual | 14-Mar-11 | 4,619 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Luc Jobin | | | Mgmt | For | For |
1.2 | Elect Director Nana Mensah | | | Mgmt | For | For |
1.3 | Elect Director John J. Zillmer | | | Mgmt | For | For |
1.4 | Elect Director John P. Daly | | | Mgmt | For | For |
1.5 | Elect Director Daniel M. Delen | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
4 | Increase Authorized Common Stock | | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Declassify the Board of Directors | | | SH | Against | For |
7 | Cease Production of Flavored Tobacco Products | | SH | Against | Against |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
8 | Adopt Human Rights Protocols for Company and Suppliers | SH | Against | For |
|
Ryder System, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
R | 06-May-11 | USA | 783549108 | Annual | 11-Mar-11 | 415 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director James S. Beard | | | Mgmt | For | For |
2 | Elect Director L. Patrick Hassey | | | Mgmt | For | For |
3 | Elect Director Lynn M. Martin | | | Mgmt | For | For |
4 | Elect Director Hansel E. Tookes, II | | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
|
Temple-Inland Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TIN | 06-May-11 | USA | 879868107 | Annual | 10-Mar-11 | 1,367 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Larry R. Faulkner | | | Mgmt | For | For |
2 | Elect Director Jeffrey M. Heller | | | Mgmt | For | For |
3 | Elect Director Doyle R. Simons | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
|
The Goldman Sachs Group, Inc. |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
GS | 06-May-11 | USA | 38141G104 | Annual | 07-Mar-11 | 5,148 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Lloyd C. Blankfein | | | Mgmt | | For | For |
2 | Elect Director John H. Bryan | | | Mgmt | | For | For |
3 | Elect Director Gary D. Cohn | | | Mgmt | | For | For |
4 | Elect Director Claes Dahlback | | | Mgmt | | For | For |
5 | Elect Director Stephen Friedman | | | Mgmt | | For | For |
6 | Elect Director William W. George | | | Mgmt | | For | For |
7 | Elect Director James A. Johnson | | | Mgmt | | For | For |
8 | Elect Director Lois D. Juliber | | | Mgmt | | For | For |
9 | Elect Director Lakshmi N. Mittal | | | Mgmt | | For | For |
10 | Elect Director James J. Schiro | | | Mgmt | | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | Against |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
13 | Ratify Auditors | | | | Mgmt | | For | For |
14 | Provide for Cumulative Voting | | | SH | | Against | For |
15 | Amend Bylaws-- Call Special Meetings | | | SH | | Against | For |
16 | Stock Retention/Holding Period | | | SH | | Against | For |
17 | Review Executive Compensation | | | SH | | Against | Against |
18 | Report on Climate Change Business Risks | SH | | Against | Against |
19 | Report on Political Contributions | | | SH | | Against | Against |
|
XL Group plc |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
XL | 06-May-11 | Ireland | G98290102 | Annual | 03-Mar-11 | 5,385 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Herbert N. Haag as Director | | | Mgmt | For | For |
2 | Elect Michael S. McGavick as Director | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
3 | Elect Ellen E. Thrower as Director | | | Mgmt | | For | For |
4 | Elect John M. Vereker as Director | | | Mgmt | | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
8 | Amend Omnibus Stock Plan | | | Mgmt | | For | For |
|
International Paper Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
IP | 09-May-11 | USA | 460146103 | Annual | 15-Mar-11 | 1,491 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Directors David J. Bronczek | | | Mgmt | For | For |
2 | Elect Director Ahmet C. Dorduncu | | | Mgmt | For | For |
3 | Elect Directors Lynn Laverty Elsenhans | | | Mgmt | | For | For |
4 | Elect Directors John V. Faraci | | | Mgmt | | For | For |
5 | Elect Director Samir G. Gibara | | | Mgmt | | For | For |
6 | Elect Directors Stacey J. Mobley | | | Mgmt | | For | For |
7 | Elect Directors John L. Townsend, III | | | Mgmt | | For | For |
8 | Elect Director John F. Turner | | | Mgmt | | For | For |
9 | Elect Directors William G. Walter | | | Mgmt | | For | For |
10 | Elect Directors Alberto Weisser | | | Mgmt | | For | For |
11 | Elect Directors J. Steven Whisler | | | Mgmt | | For | For |
12 | Ratify Auditors | | | | Mgmt | | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
15 | Provide Right to Act by Written Consent | SH | | Against | For |
|
Motorola Mobility Holdings, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MMI | 09-May-11 | USA | 620097105 | Annual | 11-Mar-11 | 2,900 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Sanjay K. Jha | | | Mgmt | For | For |
2 | Elect Director Jon E. Barfield | | | Mgmt | For | For |
3 | Elect Director William R. Hambrecht | | | Mgmt | For | For |
4 | Elect Director Jeanne P. Jackson | | | Mgmt | For | For |
5 | Elect Director Keith A. Meister | | | Mgmt | For | For |
6 | Elect Director Thomas J. Meredith | | | Mgmt | For | For |
7 | Elect Director Daniel A. Ninivaggi | | | Mgmt | For | For |
8 | Elect Director James R. Stengel | | | Mgmt | For | For |
9 | Elect Director Anthony J. Vinciquerra | | | Mgmt | For | For |
10 | Elect Director Andrew J. Viterbi | | | Mgmt | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
13 | Ratify Auditors | | | | Mgmt | For | For |
|
Pitney Bowes Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PBI | 09-May-11 | USA | 724479100 | Annual | 18-Mar-11 | 932 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Rodney C. Adkins | | | Mgmt | For | For |
2 | Elect Director Murray D. Martin | | | Mgmt | For | For |
3 | Elect Director Michael I. Roth | | | Mgmt | For | For |
4 | Elect Director Robert E. Weissman | | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Reduce Supermajority Vote Requirement for Removing Directors | Mgmt | For | For |
7 | Reduce Supermajority Vote Requirement for Certain Business | Mgmt | For | For |
| Combinations | | | | | | |
8 | Reduce Supermajority Vote Requirement for Amendments to the | Mgmt | For | For |
| Certificate | | | | | | |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
9 | Reduce Supermajority Vote Requirement for Amendments to the By-laws | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
12 | Amend Executive Incentive Bonus Plan | Mgmt | For | For |
13 | Amend Omnibus Stock Plan | Mgmt | For | For |
|
Protective Life Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PL | 09-May-11 | USA | 743674103 | Annual | 11-Mar-11 | 1,426 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Robert O. Burton | | | Mgmt | For | For |
1.2 | Elect Director Thomas L. Hamby | | | Mgmt | For | For |
1.3 | Elect Director John D. Johns | | | Mgmt | For | For |
1.4 | Elect Director Vanessa Leonard | | | Mgmt | For | For |
1.5 | Elect Director Charles D. McCrary | | | Mgmt | For | For |
1.6 | Elect Director John J. McMahon, Jr. | | | Mgmt | For | For |
1.7 | Elect Director Hans H. Miller | | | Mgmt | For | For |
1.8 | Elect Director Malcolm Portera | | | Mgmt | For | For |
1.9 | Elect Director C. Dowd Ritter | | | Mgmt | For | For |
1.10 | Elect Director Jesse J. Spikes | | | Mgmt | For | For |
1.11 | Elect Director William A. Terry | | | Mgmt | For | For |
1.12 | Elect Director W. Michael Warren, Jr. | | Mgmt | For | For |
1.13 | Elect Director Vanessa Wilson | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Alliant Energy Corporation |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LNT | 10-May-11 | USA | 018802108 | Annual | 17-Mar-11 | 1,842 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director William D. Harvey | | | Mgmt | For | For |
1.2 | Elect Director Singleton B. McAllister | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Arthur J. Gallagher & Co. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AJG | 10-May-11 | USA | 363576109 | Annual | 14-Mar-11 | 1,301 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director William L. Bax | | | Mgmt | For | For |
2 | Elect Director Frank E. English, Jr. | | | Mgmt | For | For |
3 | Elect Director J. Patrick Gallagher, Jr. | | Mgmt | For | For |
4 | Elect Director Elbert O. Hand | | | Mgmt | For | For |
5 | Elect Director Ilene S. Gordon | | | Mgmt | For | For |
6 | Elect Director David S. Johnson | | | Mgmt | For | For |
7 | Elect Director Kay W. McCurdy | | | Mgmt | For | For |
8 | Elect Director Norman L. Rosenthal | | | Mgmt | For | For |
9 | Elect Director James R. Wimmer | | | Mgmt | For | For |
10 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
11 | Ratify Auditors | | | | Mgmt | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
Autoliv Inc. |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ALV | 10-May-11 | USA | 052800109 | Annual | 14-Mar-11 | 943 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Jan Carlson | | | Mgmt | For | For |
1.2 | Elect Director Lars Nyberg | | | Mgmt | For | For |
1.3 | Elect Director James M. Ringler | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Boston Scientific Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BSX | 10-May-11 | USA | 101137107 | Annual | 18-Mar-11 | 18,188 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Katharine T. Bartlett | | | Mgmt | For | For |
1.2 | Elect Director Bruce L. Byrnes | | | Mgmt | For | For |
1.3 | Elect Director Nelda J. Connors | | | Mgmt | For | For |
1.4 | Elect Director J. Raymond Elliott | | | Mgmt | For | For |
1.5 | Elect Director Kristina M. Johnson | | | Mgmt | For | For |
1.6 | Elect Director Ernest Mario | | | Mgmt | For | For |
1.7 | Elect Director N.J. Nicholas, Jr. | | | Mgmt | For | For |
1.8 | Elect Director Pete M. Nicholas | | | Mgmt | For | For |
1.9 | Elect Director Uwe E. Reinhardt | | | Mgmt | For | For |
1.10 | Elect Director John E. Sununu | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
4 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | | Mgmt | For | For |
6 | Ratify Auditors | | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Cephalon, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CEPH | 10-May-11 | USA | 156708109 | Annual | 14-Mar-11 | 1,215 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director J. Kevin Buchi | | Mgmt | | For | For |
2 | Elect Director William P. Egan | | Mgmt | | For | For |
3 | Elect Director Martyn D. Greenacre | | Mgmt | | For | For |
4 | Elect Director Charles J. Homcy | | Mgmt | | For | For |
5 | Elect Director Vaughn M. Kailian | | Mgmt | | For | For |
6 | Elect Director Kevin E. Moley | | Mgmt | | For | For |
7 | Elect Director Charles A. Sanders | | Mgmt | | For | For |
8 | Elect Director Gail R. Wilensky | | Mgmt | | For | For |
9 | Elect Director Dennis L. Winger | | Mgmt | | For | For |
10 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
11 | Ratify Auditors | | | Mgmt | | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | | Two Years | One Year |
|
CIT Group Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CIT | 10-May-11 | USA | 125581801 | Annual | 14-Mar-11 | 1,989 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director John A. Thain | | Mgmt | | For | For |
2 | Elect Director Michael J. Embler | | Mgmt | | For | For |
3 | Elect Director William M. Freeman | | Mgmt | | For | For |
4 | Elect Director David M. Moffett | | Mgmt | | For | For |
5 | Elect Director R. Brad Oates | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
6 | Elect Director Marianne Miller Parrs | | | Mgmt | For | For |
7 | Elect Director Gerald Rosenfeld | | | Mgmt | For | For |
8 | Elect Director John R. Ryan | | | Mgmt | For | For |
9 | Elect Director Seymour Sternberg | | | Mgmt | For | For |
10 | Elect Director Peter J. Tobin | | | Mgmt | For | For |
11 | Elect Director Laura S. Unger | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
15 | Approve Qualified Employee Stock Purchase Plan | | Mgmt | For | For |
|
CommonWealth REIT |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CWH | 10-May-11 | USA | 203233101 | Annual | 18-Feb-11 | 1,206 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Trustee Frederick Zeytoonjian | | | Mgmt | For | For |
2 | Elect Trustee Barry M. Portnoy | | | Mgmt | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
5 | Ratify Auditors | | | | Mgmt | For | For |
|
Con-way Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CNW | 10-May-11 | USA | 205944101 | Annual | 21-Mar-11 | 824 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director John J. Anton | | | Mgmt | For | For |
2 | Elect Director William R. Corbin | | | Mgmt | For | For |
3 | Elect Director Robert Jaunich II | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
4 | Elect Director W. Keith Kennedy, Jr. | | | Mgmt | | For | For |
5 | Elect Director Michael J. Murray | | | Mgmt | | For | For |
6 | Elect Director Edith R. Perez | | | Mgmt | | For | For |
7 | Elect Director John C. Pope | | | Mgmt | | For | For |
8 | Elect Director William J. Schroeder | | | Mgmt | | For | For |
9 | Elect Director Douglas W. Stotlar | | | Mgmt | | For | For |
10 | Elect Director Peter W. Stott | | | Mgmt | | For | For |
11 | Elect Director Chelsea C. White III | | | Mgmt | | For | For |
12 | Amend Omnibus Stock Plan | | | Mgmt | | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
15 | Ratify Auditors | | | | Mgmt | | For | For |
|
Danaher Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DHR | 10-May-11 | USA | 235851102 | Annual | 11-Mar-11 | 638 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director H. Lawrence Culp, Jr. | | | Mgmt | | For | For |
1.2 | Elect Director Mitchell P. Rales | | | Mgmt | | For | For |
1.3 | Elect Director Elias A. Zerhouni | | | Mgmt | | For | For |
2 | Ratify Auditors | | | | Mgmt | | For | For |
3 | Declassify the Board of Directors | | | Mgmt | | For | For |
4 | Provide Right to Call Special Meeting | | | Mgmt | | For | For |
5 | Amend Omnibus Stock Plan | | | Mgmt | | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
|
Hawaiian Electric Industries, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HE | 10-May-11 | USA | 419870100 | Annual | 02-Mar-11 | 1,552 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Peggy Y. Fowler | | | Mgmt | For | For |
1.2 | Elect Director Keith P. Russell | | | Mgmt | For | For |
1.3 | Elect Director Barry K. Taniguchi | | | Mgmt | For | For |
2 | Approve Director Stock Awards Plan | | | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
|
ITT Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ITT | 10-May-11 | USA | 450911102 | Annual | 16-Mar-11 | 2,085 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Steven R. Loranger | | | Mgmt | For | For |
1.2 | Elect Director Curtis J. Crawford | | | Mgmt | For | For |
1.3 | Elect Director Christina A. Gold | | | Mgmt | For | For |
1.4 | Elect Director Ralph F. Hake | | | Mgmt | For | For |
1.5 | Elect Director John J. Hamre | | | Mgmt | For | For |
1.6 | Elect Director Paul J. Kern | | | Mgmt | For | For |
1.7 | Elect Director Frank T. MacInnis | | | Mgmt | For | For |
1.8 | Elect Director Surya N. Mohapatra | | | Mgmt | For | For |
1.9 | Elect Director Linda S. Sanford | | | Mgmt | For | For |
1.10 | Elect Director Markos I. Tambakeras | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
4 | Provide Right to Call Special Meeting | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
7 | Amend Human Rights Policies | | SH | | Against | Against |
|
Loews Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
L | 10-May-11 | USA | 540424108 | Annual | 14-Mar-11 | 4,194 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Ann E. Berman | | Mgmt | | For | For |
2 | Elect Director Joseph L. Bower | | Mgmt | | For | For |
3 | Elect Director Charles M. Diker | | Mgmt | | For | For |
4 | Elect Director Jacob A. Frenkel | | Mgmt | | For | For |
5 | Elect Director Paul J. Fribourg | | Mgmt | | For | For |
6 | Elect Director Walter L. Harris | | Mgmt | | For | Against |
7 | Elect Director Philip A. Laskawy | | Mgmt | | For | For |
8 | Elect Director Ken Miller | | Mgmt | | For | For |
9 | Elect Director Gloria R. Scott | | Mgmt | | For | For |
10 | Elect Director Andrew H. Tisch | | Mgmt | | For | For |
11 | Elect Director James S. Tisch | | Mgmt | | For | For |
12 | Elect Director Jonathan M. Tisch | | Mgmt | | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
15 | Ratify Auditors | | | Mgmt | | For | For |
16 | Provide for Cumulative Voting | | SH | | Against | For |
|
Masco Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MAS | 10-May-11 | USA | 574599106 | Annual | 15-Mar-11 | 4,183 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Verne G. Istock | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
2 | Elect Director J. Michael Losh | | | Mgmt | For | For |
3 | Elect Director Timothy Wadhams | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
|
Newell Rubbermaid Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NWL | 10-May-11 | USA | 651229106 | Annual | 17-Mar-11 | 4,834 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Kevin C. Conroy | | | Mgmt | For | For |
2 | Elect Director Michael T. Cowhig | | | Mgmt | For | For |
3 | Elect Director Mark D. Ketchum | | | Mgmt | For | For |
4 | Elect Director Raymond G. Viault | | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
8 | Declassify the Board of Directors | | | SH | Against | For |
|
NiSource Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NI | 10-May-11 | USA | 65473P105 | Annual | 15-Mar-11 | 4,586 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Richard A. Abdoo | | | Mgmt | For | For |
2 | Elect Director Steven C. Beering | | | Mgmt | For | For |
3 | Elect Director Michael E. Jesanis | | | Mgmt | For | For |
4 | Elect Director Marty R. Kittrell | | | Mgmt | For | For |
5 | Elect Director W. Lee Nutter | | | Mgmt | For | For |
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Location(s): Principal Management Corporation
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
6 | Elect Director Deborah S. Parker | | | Mgmt | For | For |
7 | Elect Director Ian M. Rolland | | | Mgmt | For | For |
8 | Elect Director Robert C. Skaggs, Jr. | | | Mgmt | For | For |
9 | Elect Director Richard L. Thompson | | | Mgmt | For | For |
10 | Elect Director Carolyn Y. Woo | | | Mgmt | For | For |
11 | Ratify Auditors | | | | Mgmt | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
13 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
14 | Provide Right to Act by Written Consent | | SH | Against | For |
|
Northeast Utilities |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NU | 10-May-11 | USA | 664397106 | Annual | 15-Mar-11 | 2,945 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Richard H. Booth | | | Mgmt | For | For |
1.2 | Elect Director John S. Clarkeson | | | Mgmt | For | For |
1.3 | Elect Director Cotton M. Cleveland | | | Mgmt | For | For |
1.4 | Elect Director Sanford Cloud, Jr. | | | Mgmt | For | For |
1.5 | Elect Director John G. Graham | | | Mgmt | For | For |
1.6 | Elect Director Elizabeth T. Kennan | | | Mgmt | For | For |
1.7 | Elect Director Kenneth R. Leibler | | | Mgmt | For | For |
1.8 | Elect Director Robert E. Patricelli | | | Mgmt | For | For |
1.9 | Elect Director Charles W. Shivery | | | Mgmt | For | For |
1.10 | Elect Director John F. Swope | | | Mgmt | For | For |
1.11 | Elect Director Dennis R. Wraase | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Management Corporation | | | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | |
|
Novellus Systems, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NVLS | 10-May-11 | USA | 670008101 | Annual | 31-Mar-11 | 181 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Richard S. Hill | | Mgmt | | For | For |
1.2 | Elect Director Neil R. Bonke | | Mgmt | | For | For |
1.3 | Elect Director Youssef A. El-Mansy | | Mgmt | | For | For |
1.4 | Elect Director Glen G. Possley | | Mgmt | | For | For |
1.5 | Elect Director Ann D. Rhoads | | Mgmt | | For | For |
1.6 | Elect Director Krishna Saraswat | | Mgmt | | For | For |
1.7 | Elect Director William R. Spivey | | Mgmt | | For | For |
1.8 | Elect Director Delbert A. Whitaker | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | | Three Years | One Year |
|
Packaging Corporation of America |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PKG | 10-May-11 | USA | 695156109 | Annual | 14-Mar-11 | 1,727 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Cheryl K. Beebe | | Mgmt | | For | For |
1.2 | Elect Director Henry F. Frigon | | Mgmt | | For | For |
1.3 | Elect Director Hasan Jameel | | Mgmt | | For | For |
1.4 | Elect Director Mark W. Kowlzan | | Mgmt | | For | For |
1.5 | Elect Director Samuel M. Mencoff | | Mgmt | | For | For |
1.6 | Elect Director Roger B. Porter | | Mgmt | | For | For |
1.7 | Elect Director Thomas S. Souleles | | Mgmt | | For | For |
1.8 | Elect Director Paul T. Stecko | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.9 | Elect Director James D. Woodrum | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Prudential Financial, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PRU | 10-May-11 | USA | 744320102 | Annual | 11-Mar-11 | 6,186 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Thomas J. Baltimore, Jr. | | | Mgmt | For | For |
2 | Elect Director Gordon M. Bethune | | | Mgmt | For | For |
3 | Elect Director Gaston Caperton | | | Mgmt | For | For |
4 | Elect Director Gilbert F. Casellas | | | Mgmt | For | For |
5 | Elect Director James G. Cullen | | | Mgmt | For | For |
6 | Elect Director William H. Gray, III | | | Mgmt | For | For |
7 | Elect Director Mark B. Grier | | | Mgmt | For | For |
8 | Elect Director Constance J. Horner | | | Mgmt | For | For |
9 | Elect Director Martina Hund-Mejean | | | Mgmt | For | For |
10 | Elect Director Karl J. Krapek | | | Mgmt | For | For |
11 | Elect Director Christine A. Poon | | | Mgmt | For | For |
12 | Elect Director John R. Strangfield | | | Mgmt | For | For |
13 | Elect Director James A. Unruh | | | Mgmt | For | For |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
17 | Reduce Supermajority Vote Requirement | SH | For | For |
18 | Report on Lobbying Contributions and Expenses | | SH | Against | Against |
|
Questar Corporation |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
STR | 10-May-11 | USA | 748356102 | Annual | 02-Mar-11 | 2,782 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Teresa Beck | | | Mgmt | For | For |
2 | Elect Director R.D. Cash | | | Mgmt | For | For |
3 | Elect Director Laurence M. Downes | | | Mgmt | For | For |
4 | Elect Director Ronald W. Jibson | | | Mgmt | For | For |
5 | Elect Director Gary G. Michael | | | Mgmt | For | For |
6 | Elect Director Bruce A. Williamson | | | Mgmt | For | For |
7 | Ratify Auditors | | | | Mgmt | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
Sprint Nextel Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
S | 10-May-11 | USA | 852061100 | Annual | 11-Mar-11 | 29,212 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Election Director Robert R. Bennett | | | Mgmt | For | For |
2 | Election Director Gordon M. Bethune | | | Mgmt | For | For |
3 | Election Director Larry C. Glasscock | | | Mgmt | For | For |
4 | Election Director James H. Hance, Jr. | | | Mgmt | For | For |
5 | Election Director Daniel R. Hesse | | | Mgmt | For | For |
6 | Election Director V. Janet Hill | | | Mgmt | For | For |
7 | Election Director Frank Ianna | | | Mgmt | For | For |
8 | Election Director Sven-Christer Nilsson | | Mgmt | For | For |
9 | Election Director William R. Nuti | | | Mgmt | For | For |
10 | Election Director Rodney O' Neal | | | Mgmt | For | For |
11 | Ratify Auditors | | | | Mgmt | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
13 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
14 | Report on Political Contributions | | SH | | Against | For |
15 | Stock Retention/Holding Period | | SH | | Against | For |
16 | Reduce Supermajority Vote Requirement | SH | | Against | For |
|
The Timken Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TKR | 10-May-11 | USA | 887389104 | Annual | 22-Feb-11 | 372 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John M. Ballbach | | Mgmt | | For | For |
1.2 | Elect Director Phillip R. Cox | | Mgmt | | For | For |
1.3 | Elect Director Ward J. Timken, Jr | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Approve Omnibus Stock Plan | | Mgmt | | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | | Three Years | One Year |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
|
American Financial Group, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AFG | 11-May-11 | USA | 025932104 | Annual | 15-Mar-11 | 1,432 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Carl H. Lindner | | Mgmt | | For | For |
1.2 | Elect Director Carl H. Lindner, III | | Mgmt | | For | For |
1.3 | Elect Director S. Craig Lindner | | Mgmt | | For | For |
1.4 | Elect Director Kenneth C. Ambrecht | | Mgmt | | For | For |
1.5 | Elect Director Theodore H. Emmerich | | Mgmt | | For | For |
1.6 | Elect Director James E. Evans | | Mgmt | | For | For |
1.7 | Elect Director Terry S. Jacobs | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.8 | Elect Director Gregory G. Joseph | | | Mgmt | For | For |
1.9 | Elect Director William W. Verity | | | Mgmt | For | For |
1.10 | Elect Director John I. Von Lehman | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Approve Omnibus Stock Plan | | | Mgmt | For | Against |
4 | Approve Executive Incentive Bonus Plan | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | For |
8 | Adopt Policy and Report on Board Diversity | | SH | Against | For |
|
AvalonBay Communities, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AVB | 11-May-11 | USA | 053484101 | Annual | 04-Mar-11 | 945 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Bryce Blair | | | Mgmt | For | For |
1.2 | Elect Director Bruce A. Choate | | | Mgmt | For | For |
1.3 | Elect Director John J. Healy, Jr. | | | Mgmt | For | For |
1.4 | Elect Director Timothy J. Naughton | | | Mgmt | For | For |
1.5 | Elect Director Lance R. Primis | | | Mgmt | For | For |
1.6 | Elect Director Peter S. Rummell | | | Mgmt | For | For |
1.7 | Elect Director H. Jay Sarles | | | Mgmt | For | For |
1.8 | Elect Director W. Edward Walter | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
Bank of America Corporation |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BAC | 11-May-11 | USA | 060505104 | Annual | 16-Mar-11 | 100,224 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Mukesh D. Ambani | | | Mgmt | For | For |
2 | Elect Director Susan S. Bies | | | Mgmt | For | For |
3 | Elect Director Frank P. Bramble, Sr. | | | Mgmt | For | For |
4 | Elect Director Virgis W. Colbert | | | Mgmt | For | For |
5 | Elect Director Charles K. Gifford | | | Mgmt | For | For |
6 | Elect Director Charles O. Holliday, Jr. | | | Mgmt | For | For |
7 | Elect Director D. Paul Jones, Jr. | | | Mgmt | For | For |
8 | Elect Director Monica C. Lozano | | | Mgmt | For | For |
9 | Elect Director Thomas J. May | | | Mgmt | For | For |
10 | Elect Director Brian T. Moynihan | | | Mgmt | For | For |
11 | Elect Director Donald E. Powell | | | Mgmt | For | For |
12 | Elect Director Charles O. Rossotti | | | Mgmt | For | For |
13 | Elect Director Robert W. Scully | | | Mgmt | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
16 | Ratify Auditors | | | | Mgmt | For | For |
17 | Disclose Prior Government Service | | | SH | Against | Against |
18 | Provide Right to Act by Written Consent | SH | Against | For |
19 | Require Audit Committee Review and Report on Controls Related | SH | Against | For |
| to Loans, Foreclosure and Securitizations | | | |
20 | Report on Lobbying Expenses | | | SH | Against | For |
21 | Report on Collateral in Derivatives Trading | | SH | Against | For |
22 | Restore or Provide for Cumulative Voting | SH | Against | For |
23 | Claw-back of Payments under Restatements | | SH | Against | For |
24 | Prohibit Certain Relocation Benefits to Senior Executives | SH | Against | For |
|
Camden Property Trust |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CPT | 11-May-11 | USA | 133131102 | Annual | 14-Mar-11 | 1,111 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Richard J. Campo | | | Mgmt | For | For |
1.2 | Elect Director Scott S. Ingraham | | | Mgmt | For | For |
1.3 | Elect Director Lewis A. Levey | | | Mgmt | For | For |
1.4 | Elect Director William B. McGuire, Jr. | | | Mgmt | For | For |
1.5 | Elect Director William F. Paulsen | | | Mgmt | For | For |
1.6 | Elect Director D. Keith Oden | | | Mgmt | For | For |
1.7 | Elect Director F. Gardner Parker | | | Mgmt | For | For |
1.8 | Elect Director Steven A. Webster | | | Mgmt | For | For |
1.9 | Elect Director Kelvin R. Westbrook | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Change State of Incorporation: From Texas to Maryland | Mgmt | For | Against |
4 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
Capital One Financial Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
COF | 11-May-11 | USA | 14040H105 | Annual | 16-Mar-11 | 6,085 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Patrick W. Gross | | | Mgmt | For | For |
2 | Elect Director Ann Fritz Hackett | | | Mgmt | For | For |
3 | Elect Director Pierre E. Leroy | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Declassify the Board of Directors | | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
CF Industries Holdings, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CF | 11-May-11 | USA | 125269100 | Annual | 21-Mar-11 | 331 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Stephen R. Wilson | | Mgmt | | For | For |
1.2 | Elect Director Wallace W. Creek | | Mgmt | | For | For |
1.3 | Elect Director William Davisson | | Mgmt | | For | For |
1.4 | Elect Director Robert G. Kuhbach | | Mgmt | | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | | Three Years | One Year |
4 | Ratify Auditors | | | Mgmt | | For | For |
5 | Declassify the Board of Directors | | SH | | Against | For |
|
Comcast Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CMCSA | 11-May-11 | USA | 20030N101 | Annual | 08-Mar-11 | 32,147 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director S. Decker Anstrom | | Mgmt | | For | For |
1.2 | Elect Director Kenneth J. Bacon | | Mgmt | | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | | Mgmt | | For | For |
1.4 | Elect Director Edward D. Breen | | Mgmt | | For | For |
1.5 | Elect Director Joseph J. Collins | | Mgmt | | For | For |
1.6 | Elect Director J. Michael Cook | | Mgmt | | For | For |
1.7 | Elect Director Gerald L. Hassell | | Mgmt | | For | For |
1.8 | Elect Director Jeffrey A. Honickman | | Mgmt | | For | For |
1.9 | Elect Director Eduardo G. Mestre | | Mgmt | | For | For |
1.10 | Elect Director Brian L. Roberts | | Mgmt | | For | For |
1.11 | Elect Director Ralph J. Roberts | | Mgmt | | For | For |
1.12 | Elect Director Judith Rodin | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Mgmt | For | For |
4 | Amend Restricted Stock Plan | | | Mgmt | For | For |
5 | Amend Stock Option Plan | | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
8 | Provide for Cumulative Voting | | | SH | Against | For |
9 | Require Independent Board Chairman | | | SH | Against | For |
|
ConocoPhillips |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
COP | 11-May-11 | USA | 20825C104 | Annual | 14-Mar-11 | 10,339 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Richard L. Armitage | | | Mgmt | For | For |
2 | Elect Director Richard H. Auchinleck | | | Mgmt | For | For |
3 | Elect Director James E. Copeland, Jr. | | | Mgmt | For | For |
4 | Elect Director Kenneth M. Duberstein | | | Mgmt | For | For |
5 | Elect Director Ruth R. Harkin | | | Mgmt | For | For |
6 | Elect Director Harold W. McGraw III | | | Mgmt | For | For |
7 | Elect Director James J. Mulva | | | Mgmt | For | For |
8 | Elect Director Robert A. Niblock | | | Mgmt | For | For |
9 | Elect Director Harald J. Norvik | | | Mgmt | For | For |
10 | Elect Director William K. Reilly | | | Mgmt | For | For |
11 | Elect Director Victoria J. Tschinkel | | | Mgmt | For | For |
12 | Elect Director Kathryn C. Turner | | | Mgmt | For | For |
13 | Elect Director William E. Wade, Jr. | | | Mgmt | For | For |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year |
17 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | |
18 | Amend EEO Policy to Prohibit Discrimination based on Gender | SH | Against | For |
| Identity | | | |
19 | Report on Political Contributions | SH | Against | For |
20 | Report on Lobbying Expenses | SH | Against | For |
21 | Report on Accident Risk Reduction Efforts | SH | Against | Against |
22 | Adopt Policy to Address Coastal Louisiana Environmental | SH | Against | Against |
| Impacts | | | |
23 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | For |
24 | Report on Financial Risks of Climate Change | SH | Against | Against |
25 | Report on Environmental Impact of Oil Sands Operations in | SH | Against | For |
| Canada | | | |
| | | | | | | |
CVS Caremark Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CVS | 11-May-11 | USA | 126650100 | Annual | 15-Mar-11 | 12,012 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Edwin M. Banks | | | Mgmt | For | For |
2 | Elect Director C. David Brown II | | | Mgmt | For | For |
3 | Elect Director David W. Dorman | | | Mgmt | For | For |
4 | Elect Director Anne M. Finucane | | | Mgmt | For | For |
5 | Elect Director Kristen Gibney Williams | | Mgmt | For | For |
6 | Elect Director Marian L. Heard | | | Mgmt | For | For |
7 | Elect Director Larry J. Merlo | | | Mgmt | For | For |
8 | Elect Director Jean-Pierre Millon | | | Mgmt | For | For |
9 | Elect Director Terrence Murray | | | Mgmt | For | For |
10 | Elect Director C.A. Lance Piccolo | | | Mgmt | For | For |
11 | Elect Director Richard J. Swift | | | Mgmt | For | For |
12 | Elect Director Tony L. White | | | Mgmt | For | For |
13 | Ratify Auditors | | | | Mgmt | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
15 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
16 | Report on Political Contributions | | | SH | Against | For |
17 | Provide Right to Act by Written Consent | | SH | Against | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Endurance Specialty Holdings Ltd. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ENH | 11-May-11 | Bermuda | G30397106 | Annual | 10-Mar-11 | 684 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect William H. Bolinder as Director | | | Mgmt | For | For |
1.2 | Elect Susan Fleming Cabrera as Director | | Mgmt | For | For |
1.3 | Elect Scott D. Moore as Director | | | Mgmt | For | For |
1.4 | Elect Brendan R. O'Neill as Director | | | Mgmt | For | For |
1.5 | Elect Robert A. Spass as Director | | | Mgmt | For | For |
1.6 | Elect David S. Cash as Subsidiary Director of Endurance Specialty | Mgmt | For | For |
| Insurance Ltd. | | | | | | |
1.7 | Elect John V. Del Col as Subsidiary Director of Endurance | Mgmt | For | For |
| Specialty Insurance Ltd. | | | | | |
1.8 | Elect William M. Jewett as Subsidiary Director of Endurance | Mgmt | For | For |
| Specialty Insurance Ltd. | | | | | |
1.9 | Elect Alan Barlow as Subsidiary Director of Endurance Worldwide | Mgmt | For | For |
| Holdings Limited | | | | | | |
1.10 | Elect William H. Bolinder as Subsidiary Director of Endurance | Mgmt | For | For |
| Worldwide Holdings Limited | | | | | |
1.11 | Elect David S. Cash as Subsidiary Director of Endurance | Mgmt | For | For |
| Worldwide Holdings Limited | | | | | |
1.12 | Elect Simon Minshall as Subsidiary Director of Endurance | Mgmt | For | For |
| Worldwide Holdings Limited | | | | | |
1.13 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance | Mgmt | For | For |
| Worldwide Holdings Limited | | | | | |
1.14 | Elect Allan Barlow as Subsidiary Director of Endurance | Mgmt | For | For |
| Worldwide Insurance Limited | | | | | |
1.15 | Elect William H. Bolinder as Subsidiary Director of Endurance | Mgmt | For | For |
| Worldwide Insurance Limited | | | | | |
1.16 | Elect as David S. Cash Subsidiary Director of Endurance | Mgmt | For | For |
| Worldwide Insurance Limited | | | | | |
1.17 | Elect Simon Minshall as Subsidiary Director of Endurance | Mgmt | For | For |
| Worldwide Insurance Limited | | | | | |
1.18 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance | Mgmt | For | For |
| Worldwide Insurance Limited | | | | | |
2 | Approve Ernst & Young Ltd. as Auditors and Authorize Board | Mgmt | For | For |
| through the Audit Committee to Fix Their Remuneration | | | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | | Three Years | One Year |
5 | Amend Omnibus Stock Plan | | Mgmt | | For | Against |
6 | Amend Qualified Employee Stock Purchase Plan | Mgmt | | For | For |
7 | Approve Decrease in Size of Board | | Mgmt | | For | For |
|
Hospitality Properties Trust |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HPT | 11-May-11 | USA | 44106M102 | Annual | 18-Feb-11 | 2,035 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Trustee John L. Harrington | | Mgmt | | For | Against |
2 | Elect Trustee Barry M. Portnoy | | Mgmt | | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | | Three Years | One Year |
5 | Ratify Auditors | | | Mgmt | | For | For |
6 | Declassify the Board of Directors | | SH | | Against | For |
|
Integrys Energy Group, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TEG | 11-May-11 | USA | 45822P105 | Annual | 17-Mar-11 | 1,244 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Keith E. Bailey | | Mgmt | | For | For |
1.2 | Elect Director William J. Brodsky | | Mgmt | | For | For |
1.3 | Elect Director Albert J. Budney, Jr. | | Mgmt | | For | For |
1.4 | Elect Director Pastora San Juan Cafferty | Mgmt | | For | For |
1.5 | Elect Director Ellen Carnahan | | Mgmt | | For | For |
1.6 | Elect Director Michelle L. Collins | | Mgmt | | For | For |
1.7 | Elect Director Kathryn M. Hasselblad-Pascale | Mgmt | | For | For |
1.8 | Elect Director John W. Higgins | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.9 | Elect Director James L. Kemerling | | | Mgmt | For | For |
1.10 | Elect Director Michael E. Lavin | | | Mgmt | For | For |
1.11 | Elect Director William F. Protz, Jr. | | | Mgmt | For | For |
1.12 | Elect Director Charles A. Schrock | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Liberty Property Trust |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LRY | 11-May-11 | USA | 531172104 | Annual | 15-Mar-11 | 1,861 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director M. Leanne Lachman | | | Mgmt | For | For |
1.2 | Elect Director Stephen D. Steinour | | | Mgmt | For | For |
1.3 | Elect Director Frederick F. Buchholz | | | Mgmt | For | For |
1.4 | Elect Director Thomas C. DeLoach, Jr. | | Mgmt | For | For |
1.5 | Elect Director Daniel P. Garton | | | Mgmt | For | For |
1.6 | Elect Director Stephen B. Siegel | | | Mgmt | For | For |
1.7 | Elect Director Katherine Elizabeth Dietze | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
LSI Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LSI | 11-May-11 | USA | 502161102 | Annual | 14-Mar-11 | 10,818 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Charles A. Haggerty | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
2 | Elect Director Richard S. Hill | | | Mgmt | For | Against |
3 | Elect Director John H.f. Miner | | | Mgmt | For | For |
4 | Elect Director Arun Netravali | | | Mgmt | For | For |
5 | Elect Director Charles C. Pope | | | Mgmt | For | For |
6 | Elect Director Gregorio Reyes | | | Mgmt | For | For |
7 | Elect Director Michael G. Strachan | | | Mgmt | For | For |
8 | Elect Director Abhijit Y. Talwalkar | | | Mgmt | For | For |
9 | Elect Director Susan M. Whitney | | | Mgmt | For | For |
10 | Ratify Auditors | | | | Mgmt | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
12 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Mohawk Industries, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MHK | 11-May-11 | USA | 608190104 | Annual | 18-Mar-11 | 820 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Karen A. Smith Bogart | | | Mgmt | For | For |
1.2 | Elect Director John F. Fiedler | | | Mgmt | For | For |
1.3 | Elect Director Richard C. Ill | | | Mgmt | For | For |
1.4 | Elect Director Jeffrey S. Lorberbaum | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Murphy Oil Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MUR | 11-May-11 | USA | 626717102 | Annual | 14-Mar-11 | 1,940 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1 | Elect Director F.W. Blue | | | Mgmt | For | For |
2 | Elect Director C.P. Deming | | | Mgmt | For | For |
3 | Elect Director R.A. Hermes | | | Mgmt | For | For |
4 | Elect Director J.V. Kelley | | | Mgmt | For | For |
5 | Elect Director R.M. Murphy | | | Mgmt | For | For |
6 | Elect Director W.C. Nolan, Jr. | | | Mgmt | For | For |
7 | Elect Director N.E. Schmale | | | Mgmt | For | For |
8 | Elect Director D.J.H. Smith | | | Mgmt | For | For |
9 | Elect Director C.G. Theus | | | Mgmt | For | For |
10 | Elect Director D.M. Wood | | | Mgmt | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
12 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
13 | Ratify Auditors | | | | Mgmt | For | For |
|
PG&E Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PCG | 11-May-11 | USA | 69331C108 | Annual | 14-Mar-11 | 4,490 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director David R. Andrews | | | Mgmt | For | For |
2 | Elect Director Lewis Chew | | | Mgmt | For | For |
3 | Elect Director C. Lee Cox | | | Mgmt | For | For |
4 | Elect Director Peter A. Darbee | | | Mgmt | For | For |
5 | Elect Director Maryellen C. Herringer | | | Mgmt | For | For |
6 | Elect Director Roger H. Kimmel | | | Mgmt | For | For |
7 | Elect Director Richard A. Meserve | | | Mgmt | For | For |
8 | Elect Director Forrest E. Miller | | | Mgmt | For | For |
9 | Elect Director Rosendo G. Parra | | | Mgmt | For | For |
10 | Elect Director Barbara L. Rambo | | | Mgmt | For | For |
11 | Elect Director Barry Lawson Williams | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
15 | Require Independent Board Chairman | SH | Against | Against |
16 | Formulate EEO Policy That Does Not Include Sexual Orientation | SH | Against | Against |
|
|
Philip Morris International Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PM | 11-May-11 | USA | 718172109 | Annual | 15-Mar-11 | 4,025 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Harold Brown | | | Mgmt | For | For |
2 | Elect Director Mathis Cabiallavetta | | | Mgmt | For | For |
3 | Elect Director Louis C. Camilleri | | | Mgmt | For | For |
4 | Elect Director J. Dudley Fishburn | | | Mgmt | For | For |
5 | Elect Director Jennifer Li | | | Mgmt | For | For |
6 | Elect Director Graham Mackay | | | Mgmt | For | For |
7 | Elect Director Sergio Marchionne | | | Mgmt | For | Against |
8 | Elect Director Lucio A. Noto | | | Mgmt | For | For |
9 | Elect Director Carlos Slim Helu | | | Mgmt | For | For |
10 | Elect Director Stephen M. Wolf | | | Mgmt | For | For |
11 | Ratify Auditors | | | | Mgmt | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
14 | Report on Effect of Marketing Practices on the Poor | | SH | Against | Against |
15 | Require Independent Board Chairman | SH | Against | Against |
|
Progress Energy, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PGN | 11-May-11 | USA | 743263105 | Annual | 04-Mar-11 | 3,336 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director John D. Baker, II | | | Mgmt | For | For |
2 | Elect Director James E. Bostic, Jr. | | | Mgmt | For | For |
3 | Elect Director Harris E. DeLoach, Jr. | | | Mgmt | For | For |
4 | Elect Director James B. Hyler, Jr. | | | Mgmt | For | For |
5 | Elect Director William D. Johnson | | | Mgmt | For | For |
6 | Elect Director Robert W. Jones | | | Mgmt | For | For |
7 | Elect Director W. Steven Jones | | | Mgmt | For | For |
8 | Elect Director Melquiades R. Martinez | | | Mgmt | For | For |
9 | Elect Director E. Marie McKee | | | Mgmt | For | For |
10 | Elect Director John H. Mullin, III | | | Mgmt | For | For |
11 | Elect Director Charles W. Pryor, Jr. | | | Mgmt | For | For |
12 | Elect Director Carlos A. Saladrigas | | | Mgmt | For | For |
13 | Elect Director Theresa M. Stone | | | Mgmt | For | For |
14 | Elect Director Alfred C. Tollison, Jr. | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
17 | Ratify Auditors | | | | Mgmt | For | For |
|
Service Corporation International |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SCI | 11-May-11 | USA | 817565104 | Annual | 14-Mar-11 | 4,183 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Thomas L. Ryan | | | Mgmt | For | For |
1.2 | Elect Director Malcolm Gillis | | | Mgmt | For | For |
1.3 | Elect Director Clifton H. Morris, Jr. | | | Mgmt | For | For |
1.4 | Elect Director W. Blair Waltrip | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Amend Omnibus Stock Plan | | | Mgmt | For | Against |
4 | Amend Director Compensation Plan | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year |
|
Symetra Financial Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SYA | 11-May-11 | USA | 87151Q106 | Annual | 18-Mar-11 | 366 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Peter S. Burgess | | | Mgmt | For | For |
1.2 | Elect Director Robert R. Lusardi | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
5 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
|
Vectren Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
VVC | 11-May-11 | USA | 92240G101 | Annual | 09-Mar-11 | 1,358 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Carl L. Chapman | | | Mgmt | For | For |
1.2 | Elect Director James H. DeGraffenreidt, Jr. | | Mgmt | For | For |
1.3 | Elect Director Niel C. Ellerbrook | | | Mgmt | For | For |
1.4 | Elect Director John D. Engelbrecht | | | Mgmt | For | For |
1.5 | Elect Director Anton H. George | | | Mgmt | For | For |
1.6 | Elect Director Martin C. Jischke | | | Mgmt | For | For |
1.7 | Elect Director Robert G. Jones | | | Mgmt | For | For |
1.8 | Elect Director William G. Mays | | | Mgmt | For | For |
1.9 | Elect Director J. Timothy McGinley | | | Mgmt | For | For |
1.10 | Elect Director R. Daniel Sadlier | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.11 | Elect Director Michael L. Smith | | | Mgmt | For | For |
1.12 | Elect Director Jean L. Wojtowicz | | | Mgmt | For | For |
2 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
5 | Ratify Auditors | | | | Mgmt | For | For |
|
Assurant, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AIZ | 12-May-11 | USA | 04621X108 | Annual | 17-Mar-11 | 1,872 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Elaine D. Rosen | | | Mgmt | For | For |
2 | Elect Director Howard L. Carver | | | Mgmt | For | For |
3 | Elect Director Juan N. Cento | | | Mgmt | For | For |
4 | Elect Director Lawrence V. Jackson | | | Mgmt | For | For |
5 | Elect Director David B. Kelso | | | Mgmt | For | For |
6 | Elect Director Charles J. Koch | | | Mgmt | For | For |
7 | Elect Director H. Carroll Mackin | | | Mgmt | For | For |
8 | Elect Director Robert B. Pollock | | | Mgmt | For | For |
9 | Elect Director John A.C. Swainson | | | Mgmt | For | For |
10 | Ratify Auditors | | | | Mgmt | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
Corporate Office Properties Trust |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
OFC | 12-May-11 | USA | 22002T108 | Annual | 15-Mar-11 | 956 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.1 | Elect Director Jay H. Shidler | | | Mgmt | For | For |
1.2 | Elect Director Clay W. Hamlin, III | | | Mgmt | For | For |
1.3 | Elect Director Thomas F. Brady | | | Mgmt | For | For |
1.4 | Elect Director Robert L. Denton | | | Mgmt | For | For |
1.5 | Elect Director Randall M. Griffin | | | Mgmt | For | For |
1.6 | Elect Director Elizabeth A. Hight | | | Mgmt | For | For |
1.7 | Elect Director David M. Jacobstein | | | Mgmt | For | For |
1.8 | Elect Director Steven D. Kesler | | | Mgmt | For | For |
1.9 | Elect Director Richard Szafranski | | | Mgmt | For | For |
1.10 | Elect Director Kenneth D. Wethe | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Corrections Corporation of America |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CXW | 12-May-11 | USA | 22025Y407 | Annual | 14-Mar-11 | 1,563 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John D. Ferguson | | | Mgmt | For | For |
1.2 | Elect Director Damon T. Hininger | | | Mgmt | For | For |
1.3 | Elect Director Donna M. Alvarado | | | Mgmt | For | For |
1.4 | Elect Director William F. Andrews | | | Mgmt | For | For |
1.5 | Elect Director John D. Correnti | | | Mgmt | For | For |
1.6 | Elect Director Dennis W. DeConcini | | | Mgmt | For | For |
1.7 | Elect Director John R. Horne | | | Mgmt | For | For |
1.8 | Elect Director C. Michael Jacobi | | | Mgmt | For | For |
1.9 | Elect Director Thurgood Marshall, Jr. | | | Mgmt | For | For |
1.10 | Elect Director Charles L. Overby | | | Mgmt | For | For |
1.11 | Elect Director John R. Prann, Jr. | | | Mgmt | For | For |
1.12 | Elect Director Joseph V. Russell | | | Mgmt | For | For |
1.13 | Elect Director Henri L. Wedell | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
5 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
|
Dominion Resources, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
D | 12-May-11 | USA | 25746U109 | Annual | 04-Mar-11 | 6,773 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director William P. Barr | | | Mgmt | For | For |
2 | Elect Director Peter W. Brown | | | Mgmt | For | For |
3 | Elect Director George A. Davidson, Jr. | | | Mgmt | For | For |
4 | Elect Director Helen E. Dragas | | | Mgmt | For | For |
5 | Elect Director Thomas F. Farrell II | | | Mgmt | For | For |
6 | Elect Director John W. Harris | | | Mgmt | For | Against |
7 | Elect Director Robert S. Jepson, Jr. | | | Mgmt | For | For |
8 | Elect Director Mark J. Kington | | | Mgmt | For | For |
9 | Elect Director Margaret A. McKenna | | | Mgmt | For | For |
10 | Elect Director Frank S. Royal | | | Mgmt | For | For |
11 | Elect Director Robert H. Spilman, Jr. | | | Mgmt | For | For |
12 | Elect Director David A. Wollard | | | Mgmt | For | For |
13 | Ratify Auditors | | | | Mgmt | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
16 | Report on Coal Use from Mountaintop Removal Mining | SH | Against | Against |
17 | Adopt Renewable Energy Production Goal | SH | Against | Against |
18 | Report on Financial Risks of Coal Reliance | | SH | Against | Against |
19 | Invest in Renewable Energy and Stop Construction of Nuclear | SH | Against | Against |
| Reactor | | | | | | |
20 | Require Independent Board Chairman | | | SH | Against | For |
21 | Provide Right to Act by Written Consent | SH | Against | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
22 | Submit SERP to Shareholder Vote | | SH | | Against | For |
|
Host Hotels & Resorts, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HST | 12-May-11 | USA | 44107P104 | Annual | 16-Mar-11 | 7,441 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Robert M. Baylis | | Mgmt | | For | For |
2 | Elect Director Willard W. Brittain | | Mgmt | | For | For |
3 | Elect Director Terence C. Golden | | Mgmt | | For | For |
4 | Elect Director Ann M. Korologos | | Mgmt | | For | For |
5 | Elect Director Richard E. Marriott | | Mgmt | | For | For |
6 | Elect Director John B. Morse, Jr. | | Mgmt | | For | For |
7 | Elect Director Gordon H. Smith | | Mgmt | | For | For |
8 | Elect Director W. Edward Walter | | Mgmt | | For | For |
9 | Ratify Auditors | | | Mgmt | | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
|
Kohl's Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
KSS | 12-May-11 | USA | 500255104 | Annual | 09-Mar-11 | 1,337 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Peter Boneparth | | Mgmt | | For | For |
2 | Elect Director Steven A. Burd | | Mgmt | | For | For |
3 | Elect Director John F. Herma | | Mgmt | | For | For |
4 | Elect Director Dale E. Jones | | Mgmt | | For | For |
5 | Elect Director William S. Kellogg | | Mgmt | | For | For |
6 | Elect Director Kevin Mansell | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
7 | Elect Director Frank V. Sica | | | Mgmt | For | For |
8 | Elect Director Peter M. Sommerhauser | | | Mgmt | For | For |
9 | Elect Director Stephanie A. Streeter | | | Mgmt | For | For |
10 | Elect Director Nina G. Vaca | | | Mgmt | For | For |
11 | Elect Director Stephen E. Watson | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Reduce Supermajority Vote Requirement Relating to Director | Mgmt | For | For |
| Elections | | | | | | |
14 | Reduce Supermajority Vote Requirement | Mgmt | For | For |
15 | Amend Executive Incentive Bonus Plan | | | Mgmt | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
18 | Provide Right to Act by Written Consent | | | SH | Against | Against |
19 | Adopt Policy on Succession Planning | | | SH | Against | For |
|
Lear Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LEA | 12-May-11 | USA | 521865204 | Annual | 25-Mar-11 | 1,162 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Thomas P. Capo | | | Mgmt | For | For |
2 | Elect Director Curtis J. Clawson | | | Mgmt | For | For |
3 | Elect Director Jonathon F. Foster | | | Mgmt | For | For |
4 | Elect Director Conrad L. Mallett, Jr. | | | Mgmt | For | For |
5 | Elect Director Robert E. Rossiter | | | Mgmt | For | For |
6 | Elect Director Donald L. Runkle | | | Mgmt | For | For |
7 | Elect Director Gregory C. Smith | | | Mgmt | For | For |
8 | Elect Director Henry D.G. Wallace | | | Mgmt | For | For |
9 | Ratify Auditors | | | | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Leggett & Platt, Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LEG | 12-May-11 | USA | 524660107 | Annual | 07-Mar-11 | 1,008 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Robert E. Brunner | | | Mgmt | For | For |
2 | Elect Director Ralph W. Clark | | | Mgmt | For | For |
3 | Elect Director R. Ted Enloe, III | | | Mgmt | For | For |
4 | Elect Director Richard T. Fisher | | | Mgmt | For | For |
5 | Elect Director Matthew C. Flanigan | | | Mgmt | For | For |
6 | Elect Director Karl G. Glassman | | | Mgmt | For | For |
7 | Elect Director Ray A. Griffith | | | Mgmt | For | For |
8 | Elect Director David S. Haffner | | | Mgmt | For | For |
9 | Elect Director Joseph W. McClanathan | | | Mgmt | For | For |
10 | Elect Director Judy C. Odom | | | Mgmt | For | For |
11 | ElectElect Director Maurice E. Purnell, Jr. | | Mgmt | For | For |
12 | Elect Director Phoebe A. Wood | | | Mgmt | For | For |
13 | Ratify Auditors | | | | Mgmt | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
16 | Amend EEO Policy to Prohibit Discrimination based on Sexual | SH | Against | For |
| Orientation and Gender Identity | | | | | |
|
Norfolk Southern Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NSC | 12-May-11 | USA | 655844108 | Annual | 04-Mar-11 | 4,207 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Gerald L. Baliles | | | Mgmt | For | For |
2 | Elect Director Erskine B. Bowles | | | Mgmt | For | For |
3 | Elect Director Karen N. Horn | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
4 | Elect Director J. Paul Reason | | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
Nucor Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NUE | 12-May-11 | USA | 670346105 | Annual | 14-Mar-11 | 1,803 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Peter C. Browning | | | Mgmt | For | For |
1.2 | Elect Director Victoria F. Haynes | | | Mgmt | For | For |
1.3 | Elect Director Christopher J. Kearney | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | SH | Against | For |
6 | Require Independent Board Chairman | SH | Against | For |
|
Republic Services, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
RSG | 12-May-11 | USA | 760759100 | Annual | 15-Mar-11 | 3,792 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director James W. Crownover | | | Mgmt | For | For |
2 | Elect Director John W. Croghan | | | Mgmt | For | For |
3 | Elect Director William J. Flynn | | | Mgmt | For | For |
4 | Elect Director Michael Larson | | | Mgmt | For | For |
5 | Elect Director Nolan Lehmann | | | Mgmt | For | For |
6 | Elect Director W. Lee Nutter | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
7 | Elect Director Ramon A. Rodriguez | | | Mgmt | For | For |
8 | Elect Director Donald W. Slager | | | Mgmt | For | For |
9 | Elect Director Allan C. Sorensen | | | Mgmt | For | For |
10 | Elect Director John M. Trani | | | Mgmt | For | For |
11 | Elect Director Michael W. Wickham | | | Mgmt | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
14 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
15 | Ratify Auditors | | | | Mgmt | For | For |
16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | For |
|
The Dow Chemical Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DOW | 12-May-11 | USA | 260543103 | Annual | 14-Mar-11 | 12,835 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Arnold A. Allemang | | | Mgmt | For | For |
2 | Elect Director Jacqueline K. Barton | | | Mgmt | For | For |
3 | Elect Director James A. Bell | | | Mgmt | For | For |
4 | Elect Director Jeff M. Fettig | | | Mgmt | For | For |
5 | Elect Director Barbara H. Franklin | | | Mgmt | For | For |
6 | Elect Director Jennifer M. Granholm | | | Mgmt | For | For |
7 | Elect Director John B. Hess | | | Mgmt | For | For |
8 | Elect Director Andrew N. Liveris | | | Mgmt | For | For |
9 | Elect Director Paul Polman | | | Mgmt | For | For |
10 | Elect Director Dennis H. Reilley | | | Mgmt | For | For |
11 | Elect Director James M. Ringler | | | Mgmt | For | For |
12 | Elect Director Ruth G. Shaw | | | Mgmt | For | For |
13 | Elect Director Paul G. Stern | | | Mgmt | For | For |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | One Year |
17 | Provide Right to Act by Written Consent | | SH | | Against | For |
|
The Washington Post Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WPO | 12-May-11 | USA | 939640108 | Annual | 07-Mar-11 | 94 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Christopher C. Davis | | | Mgmt | | For | For |
1.2 | Elect Director John L. Dotson Jr. | | | Mgmt | | For | For |
1.3 | Elect Director Anne M. Mulcahy | | | Mgmt | | For | For |
|
UDR, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
UDR | 12-May-11 | USA | 902653104 | Annual | 14-Mar-11 | 2,844 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Katherine A. Cattanach | | | Mgmt | | For | For |
1.2 | Elect Director Eric J. Foss | | | Mgmt | | For | For |
1.3 | Elect Director Robert P. Freeman | | | Mgmt | | For | For |
1.4 | Elect Director Jon A. Grove | | | Mgmt | | For | For |
1.5 | Elect Director James D. Klingbeil | | | Mgmt | | For | For |
1.6 | Elect Director Lynne B. Sagalyn | | | Mgmt | | For | For |
1.7 | Elect Director Mark J. Sandler | | | Mgmt | | For | For |
1.8 | Elect Director Thomas W. Toomey | | | Mgmt | | For | For |
1.9 | Elect Director Thomas C. Wajnert | | | Mgmt | | For | For |
2 | Ratify Auditors | | | | Mgmt | | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Ventas, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
VTR | 12-May-11 | USA | 92276F100 | Annual | 16-Mar-11 | 1,912 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Debra A. Cafaro | | | Mgmt | For | For |
1.2 | Elect Director Douglas Crocker II | | | Mgmt | For | For |
1.3 | Elect Director Ronald G. Geary | | | Mgmt | For | For |
1.4 | Elect Director Jay M. Gellert | | | Mgmt | For | For |
1.5 | Elect Director Matthew J. Lustig | | | Mgmt | For | For |
1.6 | Elect Director Robert D. Reed | | | Mgmt | For | For |
1.7 | Elect Director Sheli Z. Rosenberg | | | Mgmt | For | For |
1.8 | Elect Director Glenn J. Rufrano | | | Mgmt | For | For |
1.9 | Elect Director James D. Shelton | | | Mgmt | For | For |
1.10 | Elect Director Thomas C. Theobald | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
Wyndham Worldwide Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WYN | 12-May-11 | USA | 98310W108 | Annual | 17-Mar-11 | 3,013 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director James E. Buckman | | | Mgmt | For | For |
1.2 | Elect Director George Herrera | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Declassify the Board of Directors | | | SH | Against | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
Mattel, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MAT | 13-May-11 | USA | 577081102 | Annual | 18-Mar-11 | 2,565 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Michael J. Dolan | | | Mgmt | | For | For |
2 | Elect Director Robert A. Eckert | | | Mgmt | | For | For |
3 | Elect Director Frances D. Fergusson | | | Mgmt | | For | For |
4 | Elect Director Tully M. Friedman | | | Mgmt | | For | For |
5 | Elect Director Dominic Ng | | | Mgmt | | For | For |
6 | Elect Director Vasant M. Prabhu | | | Mgmt | | For | For |
7 | Elect Director Andrea L. Rich | | | Mgmt | | For | For |
8 | Elect Director Dean A. Scarborough | | | Mgmt | | For | For |
9 | Elect Director Christopher A. Sinclair | | | Mgmt | | For | For |
10 | Elect Director G. Craig Sullivan | | | Mgmt | | For | For |
11 | Elect Director Kathy Brittain White | | | Mgmt | | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
14 | Provide Right to Call Special Meeting | | | Mgmt | | For | Against |
15 | Ratify Auditors | | | | Mgmt | | For | For |
|
Sempra Energy |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SRE | 13-May-11 | USA | 816851109 | Annual | 16-Mar-11 | 2,458 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Alan L. Boeckmann | | | Mgmt | | For | For |
2 | Elect Director James G. Brocksmith Jr. | | | Mgmt | | For | For |
3 | Elect Director Donald E. Felsinger | | | Mgmt | | For | For |
4 | Elect Director Wilford D. Godbold Jr. | | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
5 | Elect Director William D. Jones | | | Mgmt | For | For |
6 | Elect Director William G. Ouchi | | | Mgmt | For | For |
7 | Elect Director Carlos Ruiz | | | Mgmt | For | For |
8 | Elect Director William C. Rusnack | | | Mgmt | For | For |
9 | Elect Director William P. Rutledge | | | Mgmt | For | For |
10 | Elect Director Lynn Schenk | | | Mgmt | For | For |
11 | Elect Director Neal E. Schmale | | | Mgmt | For | For |
12 | Elect Director Luis M. Téllez | | | Mgmt | For | For |
13 | Ratify Auditors | | | | Mgmt | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
16 | Provide Right to Act by Written Consent | SH | Against | Against |
17 | Submit SERP to Shareholder Vote | | | SH | Against | For |
18 | Include Sustainability as a Performance Measure for Senior | SH | Against | Against |
| Executive Compensation | | | | | |
|
Waste Management, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WM | 13-May-11 | USA | 94106L109 | Annual | 16-Mar-11 | 5,493 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Pastora San Juan Cafferty | Mgmt | For | For |
2 | Elect Director Frank M. Clark, Jr. | | | Mgmt | For | For |
3 | Elect Director Patrick W. Gross | | | Mgmt | For | For |
4 | Elect Director John C. Pope | | | Mgmt | For | For |
5 | Elect Director W. Robert Reum | | | Mgmt | For | For |
6 | Elect Director Steven G. Rothmeier | | | Mgmt | For | For |
7 | Elect Director David P. Steiner | | | Mgmt | For | For |
8 | Elect Director Thomas H. Weidemeyer | Mgmt | For | For |
9 | Ratify Auditors | | | | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
12 | Provide Right to Call Special Meeting | | Mgmt | | For | For |
|
Consolidated Edison, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ED | 16-May-11 | USA | 209115104 | Annual | 28-Mar-11 | 3,205 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director K. Burke | | | Mgmt | | For | For |
2 | Elect Director V.A. Calarco | | Mgmt | | For | For |
3 | Elect Director G. Campbell, Jr. | | Mgmt | | For | For |
4 | Elect Director G.J. Davis | | Mgmt | | For | For |
5 | Elect Director M.j. Del Giudice | | Mgmt | | For | For |
6 | Elect Director E.V. Futter | | Mgmt | | For | For |
7 | Elect Director J.F. Hennessy III | | Mgmt | | For | For |
8 | Elect Director S. Hernandez | | Mgmt | | For | For |
9 | Elect Director J.F. Killian | | Mgmt | | For | For |
10 | Elect Director E.R. McGrath | | Mgmt | | For | For |
11 | Elect Director M.W. Ranger | | Mgmt | | For | For |
12 | Elect Director L.F. Sutherland | | Mgmt | | For | For |
13 | Ratify Auditors | | | Mgmt | | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
16 | Increase Disclosure of Executive Compensation | SH | | Against | Against |
|
Senior Housing Properties Trust |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SNH | 16-May-11 | USA | 81721M109 | Annual | 18-Feb-11 | 2,109 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Trustee Frederick N. Zeytoonjian | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
StanCorp Financial Group, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SFG | 16-May-11 | USA | 852891100 | Annual | 09-Mar-11 | 817 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Frederick W. Buckman | | | Mgmt | For | For |
2 | Elect Director J. Greg Ness | | | Mgmt | For | For |
3 | Elect Director Mary F. Sammons | | | Mgmt | For | For |
4 | Elect Director Ronald E. Timpe | | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Renew Shareholder Rights Plan (Poison Pill) | | Mgmt | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
|
Anadarko Petroleum Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
APC | 17-May-11 | USA | 032511107 | Annual | 22-Mar-11 | 5,569 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director John R. Butler, Jr. | | | Mgmt | For | For |
2 | Elect Director Kevin P. Chilton | | | Mgmt | For | For |
3 | Elect Director Luke R. Corbett | | | Mgmt | For | Against |
4 | Elect Director H. Paulett Eberhart | | | Mgmt | For | For |
5 | Elect Director Preston M. Geren, III | | | Mgmt | For | For |
6 | Elect Director John R. Gordon | | | Mgmt | For | For |
7 | Elect Director James T. Hackett | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
8 | Ratify Auditors | | | | Mgmt | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | For |
12 | Require Independent Board Chairman | | | SH | Against | For |
13 | Pro-rata Vesting of Equity Plans | | | SH | Against | For |
14 | Report on Political Contributions | | | SH | Against | For |
|
Boston Properties, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BXP | 17-May-11 | USA | 101121101 | Annual | 23-Mar-11 | 1,579 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Lawrence S. Bacow | | | Mgmt | For | For |
2 | Elect Director Zoe Baird | | | Mgmt | For | For |
3 | Elect Director Alan J. Patricof | | | Mgmt | For | For |
4 | Elect Director Martin Turchin | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
7 | Ratify Auditors | | | | Mgmt | For | For |
8 | Prepare Sustainability Report | | | SH | Against | For |
|
Community Health Systems, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CYH | 17-May-11 | USA | 203668108 | Annual | 25-Mar-11 | 501 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director W. Larry Cash | | | Mgmt | For | For |
2 | Elect Director James S. Ely III | | | Mgmt | For | Against |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
3 | Elect Director John A. Fry | | | Mgmt | For | Against |
4 | Elect Director William Norris Jennings | | | Mgmt | For | For |
5 | Elect Director H. Mitchell Watson, Jr. | | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
8 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
9 | Ratify Auditors | | | | Mgmt | For | For |
|
Discovery Communications, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DISCA | 17-May-11 | USA | 25470F104 | Annual | 21-Mar-11 | 1,281 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Robert R. Bennett | | | Mgmt | For | Withhold |
1.2 | Elect Director John C. Malone | | | Mgmt | For | Withhold |
1.3 | Elect Director David M. Zaslav | | | Mgmt | For | Withhold |
2 | Approve Qualified Employee Stock Purchase Plan | | Mgmt | For | For |
3 | Ratify Auditors | | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
|
El Paso Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
EP | 17-May-11 | USA | 28336L109 | Annual | 22-Mar-11 | 6,594 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Juan Carlos Braniff | | | Mgmt | For | For |
2 | Elect Director David W. Crane | | | Mgmt | For | For |
3 | Elect Director Douglas L. Foshee | | | Mgmt | For | For |
4 | Elect Director Robert W. Goldman | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
5 | Elect Director Anthony W. Hall, Jr. | | | Mgmt | For | For |
6 | Elect Director Thomas R. Hix | | | Mgmt | For | For |
7 | Elect Director Ferrell P. McClean | | | Mgmt | For | For |
8 | Elect Director Timothy J. Probert | | | Mgmt | For | For |
9 | Elect Director Steven J. Shapiro | | | Mgmt | For | For |
10 | Elect Director J. Michael Talbert | | | Mgmt | For | For |
11 | Elect Director Robert F. Vagt | | | Mgmt | For | For |
12 | Elect Director John L. Whitmire | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
15 | Ratify Auditors | | | | Mgmt | For | For |
|
Essex Property Trust, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ESS | 17-May-11 | USA | 297178105 | Annual | 28-Feb-11 | 310 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director David W. Brady | | | Mgmt | For | For |
1.2 | Elect Director Byron A. Scordelis | | | Mgmt | For | For |
1.3 | Elect Director Janice L. Sears | | | Mgmt | For | For |
1.4 | Elect Director Claude J. Zinngrabe, Jr | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
FirstEnergy Corp. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FE | 17-May-11 | USA | 337932107 | Annual | 28-Mar-11 | 4,739 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.1 | Elect Director Paul T. Addison | | | Mgmt | For | Withhold |
1.2 | Elect Director Anthony J. Alexander | | | Mgmt | For | Withhold |
1.3 | Elect Director Michael J. Anderson | | | Mgmt | For | Withhold |
1.4 | Elect Director Carol A. Cartwright | | | Mgmt | For | Withhold |
1.5 | Elect Director William T. Cottle | | | Mgmt | For | Withhold |
1.6 | Elect Director Robert B. Heisler, Jr. | | | Mgmt | For | Withhold |
1.7 | Elect DirectorJulia L. Johnson | | | Mgmt | For | For |
1.8 | Elect DirectorTed J. Kleisner | | | Mgmt | For | For |
1.9 | Elect Director Ernest J. Novak, Jr. | | | Mgmt | For | Withhold |
1.10 | Elect Director Catherine A. Rein | | | Mgmt | For | Withhold |
1.11 | Elect Director George M. Smart | | | Mgmt | For | Withhold |
1.12 | Elect Director Wes M. Taylor | | | Mgmt | For | Withhold |
1.13 | Elect Director Jesse T. Williams, Sr. | | | Mgmt | For | Withhold |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Provide Right to Call Special Meeting | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
6 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | SH | Against | For |
7 | Provide Right to Act by Written Consent | SH | Against | For |
8 | Require a Majority Vote for the Election of Directors | SH | Against | For |
9 | Report on Financial Risks of Coal Reliance | | SH | Against | For |
|
JPMorgan Chase & Co. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
JPM | 17-May-11 | USA | 46625h100 | Annual | 18-Mar-11 | 39,763 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Crandall C. Bowles | | | Mgmt | For | For |
2 | Elect Director Stephen B. Burke | | | Mgmt | For | For |
3 | Elect Director David M. Cote | | | Mgmt | For | For |
4 | Elect Director James S. Crown | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
5 | Elect Director James Dimon | | | Mgmt | For | For |
6 | Elect Director Ellen V. Futter | | | Mgmt | For | For |
7 | Elect Director William H. Gray, III | | | Mgmt | For | For |
8 | Elect Director Laban P. Jackson, Jr. | | | Mgmt | For | For |
9 | Elect Director David C. Novak | | | Mgmt | For | For |
10 | Elect Director Lee R. Raymond | | | Mgmt | For | For |
11 | Elect Director William C. Weldon | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
15 | Amend Omnibus Stock Plan | | | Mgmt | For | Against |
16 | Affirm Political Non-Partisanship | | | SH | Against | Against |
17 | Provide Right to Act by Written Consent | SH | Against | For |
18 | Report on Loan Modifications | | | SH | Against | Against |
19 | Report on Political Contributions | | | SH | Against | For |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | SH | Against | Against |
21 | Require Independent Board Chairman | | | SH | Against | Against |
|
Oil States International, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
OIS | 17-May-11 | USA | 678026105 | Annual | 31-Mar-11 | 826 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Christopher T. Seaver | | | Mgmt | For | For |
1.2 | Elect Director Douglas E. Swanson | | | Mgmt | For | Withhold |
1.3 | Elect Director Cindy B. Taylor | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
|
Pioneer Natural Resources Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PXD | 17-May-11 | USA | 723787107 | Annual | 21-Mar-11 | 1,158 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Edison C. Buchanan | | | Mgmt | For | Withhold |
1.2 | Elect Director R. Hartwell Gardner | | | Mgmt | For | Withhold |
1.3 | Elect Director Jim A. Watson | | | Mgmt | For | Withhold |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
5 | Require a Majority Vote for the Election of Directors | SH | Against | For |
6 | Declassify the Board of Directors | | | SH | Against | For |
|
Quest Diagnostics Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DGX | 17-May-11 | USA | 74834L100 | Annual | 18-Mar-11 | 309 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director William F. Buehler | | | Mgmt | For | For |
2 | Elect Director Daniel C. Stanzione | | | Mgmt | For | For |
3 | Ratify Auditors | | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
| | | |
5 Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
| | | | | | | |
The Allstate Corporation |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ALL | 17-May-11 | USA | 020002101 | Annual | 18-Mar-11 | 7,169 | 0 |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director F. Duane Ackerman | | | Mgmt | For | Against |
2 | Elect Director Robert D. Beyer | | | Mgmt | For | Against |
3 | Elect Director W. James Farrell | | | Mgmt | For | Against |
4 | Elect Director Jack M. Greenberg | | | Mgmt | For | Against |
5 | Elect Director Ronald T. Lemay | | | Mgmt | For | Against |
6 | Elect Director Andrea Redmond | | | Mgmt | For | Against |
7 | Elect Director H. John Riley, Jr. | | | Mgmt | For | Against |
8 | Elect Director Joshua I. Smith | | | Mgmt | For | Against |
9 | Elect Director Judith A. Sprieser | | | Mgmt | For | Against |
10 | Elect Director Mary Alice Taylor | | | Mgmt | For | Against |
11 | Elect Director Thomas J. Wilson | | | Mgmt | For | Against |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Provide Right to Call Special Meeting | | | Mgmt | For | For |
14 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Mgmt | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
17 | Provide Right to Act by Written Consent | SH | Against | For |
18 | Report on Political Contributions | | | SH | Against | For |
|
The Gap, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
GPS | 17-May-11 | USA | 364760108 | Annual | 21-Mar-11 | 931 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Adrian D.P. Bellamy | | | Mgmt | For | For |
1.2 | Elect Director Domenico De Sole | | | Mgmt | For | For |
1.3 | Elect Director Robert J. Fisher | | | Mgmt | For | For |
1.4 | Elect Director William S. Fisher | | | Mgmt | For | For |
1.5 | Elect Director Bob L. Martin | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.6 | Elect Director Jorge P. Montoya | | | Mgmt | For | For |
1.7 | Elect Director Glenn K. Murphy | | | Mgmt | For | For |
1.8 | Elect Director Mayo A. Shattuck III | | | Mgmt | For | For |
1.9 | Elect Director Katherine Tsang | | | Mgmt | For | For |
1.10 | Elect Director Kneeland C. Youngblood | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
W. R. Berkley Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WRB | 17-May-11 | USA | 084423102 | Annual | 22-Mar-11 | 2,014 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Rodney A. Hawes, Jr. | | | Mgmt | For | For |
1.2 | Elect Director Jack H. Nusbaum | | | Mgmt | For | For |
1.3 | Elect Director Mark L. Shapiro | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
WellPoint, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WLP | 17-May-11 | USA | 94973V107 | Annual | 17-Mar-11 | 3,990 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Angela F. Braly | | | Mgmt | For | For |
1.2 | Elect Director Warren Y. Jobe | | | Mgmt | For | For |
1.3 | Elect Director William G. Mays | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.4 | Elect Director William J. Ryan | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3a | Reduce Supermajority Vote Requirement Relating to Vote | Mgmt | For | For |
| Requirement | | | | | | |
3b | Reduce Supermajority Vote Requirement Relating to Removal of | Mgmt | For | For |
| Directors | | | | | | |
3c | Opt Out of State's Control Share Acquisition Law | | Mgmt | For | For |
3d | Amend Articles of Incorporation to Remove Certain Obsolete | Mgmt | For | For |
| Provisions | | | | | | |
3e | Amend Articles of Incorporation to Remove Other Obsolete | Mgmt | For | For |
| Provisions and Make Conforming Changes | | | | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
6 | Feasibility Study for Converting to Nonprofit Status | | SH | Against | Against |
7 | Reincorporate in Another State [from Indiana to Delaware] | SH | Against | For |
8 | Require Independent Board Chairman | | | SH | Against | For |
|
ACE Limited |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ACE | 18-May-11 | Switzerland | H0023R105 | Annual | 30-Mar-11 | 3,827 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Evan G. Greenberg as Director | | | Mgmt | For | For |
1.2 | Elect Leo F. Mullin as Director | | | Mgmt | For | For |
1.3 | Elect Olivier Steimer as Director | | | Mgmt | For | For |
1.4 | Elect Michael P. Connors as Director | | | Mgmt | For | For |
1.5 | Elect Eugene B. Shanks, Jr as Director | | | Mgmt | For | For |
1.6 | Elect John A. Krol as Director | | | Mgmt | For | For |
2.1 | Approve Annual Report | | | Mgmt | For | For |
2.2 | Accept Statutory Financial Statements | | | Mgmt | For | For |
2.3 | Accept Consolidated Financial Statements | Mgmt | For | For |
3 | Approve Allocation of Income and Dividends | | Mgmt | For | For |
4 | Approve Discharge of Board and Senior Management | | Mgmt | For | For |
5.1 | Ratify PricewaterhouseCoopers AG as Auditors | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
5.2 | Ratify Ratify PricewaterhouseCoopers LLC as Independent | Mgmt | For | For |
| Registered Public Accounting Firm as Auditors | | | | |
5.3 | Ratify BDO AG as Special Auditors | | | Mgmt | For | For |
6 | Approve Dividend Distribution from Legal Reserves | | Mgmt | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year |
|
Atmel Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ATML | 18-May-11 | USA | 049513104 | Annual | 28-Mar-11 | 805 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Steven Laub | | | Mgmt | For | For |
2 | Elect Director Tsung-Ching Wu | | | Mgmt | For | For |
3 | Elect Director David Sugishita | | | Mgmt | For | For |
4 | Elect Director Papken Der Torossian | | | Mgmt | For | For |
5 | Elect Director Jack L. Saltich | | | Mgmt | For | For |
6 | Elect Director Charles Carinalli | | | Mgmt | For | For |
7 | Elect Director Edward Ross | | | Mgmt | For | For |
8 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
9 | Ratify Auditors | | | | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
|
CenturyLink, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CTL | 18-May-11 | USA | 156700106 | Annual | 21-Mar-11 | 2,998 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Virginia Boulet | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.2 | Elect Director Peter C. Brown | | | Mgmt | For | For |
1.3 | Elect Director Richard A. Gephardt | | | Mgmt | For | For |
1.4 | Elect Director Gregory J. McCray | | | Mgmt | For | For |
1.5 | Elect Director Michael J. Roberts | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
6 | Report on Political Contributions | | | SH | Against | For |
7 | Declassify the Board of Directors | | | SH | Against | For |
|
Corn Products International, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CPO | 18-May-11 | USA | 219023108 | Annual | 21-Mar-11 | 1,241 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Richard J. Almeida | | | Mgmt | For | For |
1.2 | Elect Director Gregory B. Kenny | | | Mgmt | For | For |
1.3 | Elect Director James M. Ringler | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Denbury Resources Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DNR | 18-May-11 | USA | 247916208 | Annual | 31-Mar-11 | 4,615 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Wieland F. Wettstein | | | Mgmt | For | For |
1.2 | Elect Director Michael L. Beatty | | | Mgmt | For | For |
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Location(s): Principal Management Corporation
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.3 | Elect Director Michael B. Decker | | | Mgmt | For | For |
1.4 | Elect Director Ronald G. Greene | | | Mgmt | For | For |
1.5 | Elect Director David I. Heather | | | Mgmt | For | For |
1.6 | Elect Director Gregory L. McMichael | | | Mgmt | For | For |
1.7 | Elect Director Gareth Roberts | | | Mgmt | For | For |
1.8 | Elect Director Phil Rykhoek | | | Mgmt | For | For |
1.9 | Elect Director Randy Stein | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | | Mgmt | One Year | One Year |
4 | Amend Nonqualified Employee Stock Purchase Plan | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
|
Everest Re Group, Ltd. |
Ticker | Meeting Date | Country | Security ID | Meeting Type Record Date | Shares Voted | Shares on Loan |
RE | 18-May-11 | Bermuda | G3223R108 | Annual | 25-Mar-11 | 986 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director William F. Galtney, Jr. | | | Mgmt | For | For |
1.2 | Elect Director John P. Phelan | | | Mgmt | For | For |
1.3 | Elect Director Roger M. Singer | | | Mgmt | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize | Mgmt | For | For |
| Board to Fix Their Remuneration | | | | | |
3 | Declassify the Board of Directors | | | Mgmt | For | For |
4 | Amend Executive Incentive Bonus Plan | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | | | Mgmt | One Year | One Year |
|
Fidelity National Information Services, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type Record Date | Shares Voted | Shares on Loan |
FIS | 18-May-11 | USA | 31620M106 | Annual | 23-Mar-11 | 2,627 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director David K. Hunt | | | Mgmt | For | For |
2 | Elect Director Richard N. Massey | | | Mgmt | For | For |
3 | Ratify Auditors | | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
6 | Approve Executive Incentive Bonus Plan | Mgmt | For | For |
|
Foot Locker, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FL | 18-May-11 | USA | 344849104 | Annual | 21-Mar-11 | 2,488 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Nicholas DiPaolo | | | Mgmt | For | For |
1.2 | Elect Director Matthew M. McKenna | | | Mgmt | For | For |
1.3 | Elect Director Allen Questrom | | | Mgmt | For | For |
1.4 | Elect Director Cheryl Nido Turpin | | | Mgmt | For | For |
1.5 | Elect Director Guillermo Marmol | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Amend Executive Incentive Bonus Plan | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
|
Health Net, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HNT | 18-May-11 | USA | 42222G108 | Annual | 28-Mar-11 | 1,731 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.1 | Elect Director Mary Anne Citrino | | | Mgmt | For | For |
1.2 | Elect Director Theodore F. Craver, Jr. | | | Mgmt | For | For |
1.3 | Elect Director Vicki B. Escarra | | | Mgmt | For | For |
1.4 | Elect Director Gale S. Fitzgerald | | | Mgmt | For | For |
1.5 | Elect Director Parick Foley | | | Mgmt | For | For |
1.6 | Elect Director Jay M. Gellert | | | Mgmt | For | For |
1.7 | Elect Director Roger F. Greaves | | | Mgmt | For | For |
1.8 | Elect Director Bruce G. Willison | | | Mgmt | For | For |
1.9 | Elect Director Frederick C. Yeager | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
5 | Reduce Supermajority Vote Requirement | Mgmt | For | For |
|
Morgan Stanley |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MS | 18-May-11 | USA | 617446448 | Annual | 21-Mar-11 | 13,754 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Roy J. Bostock | | | Mgmt | For | For |
2 | Elect Director Erskine B. Bowles | | | Mgmt | For | For |
3 | Elect Director Howard J. Davies | | | Mgmt | For | For |
4 | Elect Director James P. Gorman | | | Mgmt | For | For |
5 | Elect Director James H. Hance Jr. | | | Mgmt | For | For |
6 | Elect Director C. Robert Kidder | | | Mgmt | For | For |
7 | Elect Director John J. Mack | | | Mgmt | For | For |
8 | Elect Director Donald T. Nicolaisen | | | Mgmt | For | For |
9 | Elect Director Hutham S. Olayan | | | Mgmt | For | For |
10 | Elect Director James. W. Owens | | | Mgmt | For | For |
11 | Elect Director O. Griffith Sexton | | | Mgmt | For | For |
12 | Elect Director Masaaki Tanaka | | | Mgmt | For | For |
13 | Elect Director Laura D. Tyson | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Amend Omnibus Stock Plan | | | Mgmt | For | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
Northrop Grumman Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NOC | 18-May-11 | USA | 666807102 | Annual | 22-Mar-11 | 3,426 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Wesley G. Bush | | | Mgmt | For | For |
2 | Elect Director Lewis W. Coleman | | | Mgmt | For | For |
3 | Elect Director Victor H. Fazio | | | Mgmt | For | For |
4 | Elect Director Donald E. Felsinger | | | Mgmt | For | For |
5 | Elect Director Stephen E. Frank | | | Mgmt | For | For |
6 | Elect Director Bruce S. Gordon | | | Mgmt | For | For |
7 | Elect Director Madeleine Kleiner | | | Mgmt | For | For |
8 | Elect Director Karl J. Krapek | | | Mgmt | For | For |
9 | Elect Director Richard B. Myers | | | Mgmt | For | For |
10 | Elect Director Aulana L. Peters | | | Mgmt | For | For |
11 | Elect Director Kevin W. Sharer | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
16 | Provide for Cumulative Voting | | | SH | Against | For |
17 | Report on Political Contributions | | | SH | Against | For |
18 | Provide Right to Act by Written Consent | SH | Against | For |
|
Pinnacle West Capital Corporation |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PNW | 18-May-11 | USA | 723484101 | Annual | 21-Mar-11 | 1,807 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Edward N. Basha, Jr. | | | Mgmt | | For | For |
1.2 | Elect Director Donald E. Brandt | | | Mgmt | | For | For |
1.3 | Elect Director Susan Clark-Johnson | | | Mgmt | | For | For |
1.4 | Elect Director Denis A. Cortese | | | Mgmt | | For | For |
1.5 | Elect Director Michael L. Gallagher | | | Mgmt | | For | For |
1.6 | Elect Director Pamela Grant | | | Mgmt | | For | For |
1.7 | Elect Director R.A. Herberger, Jr | | | Mgmt | | For | For |
1.8 | Elect Director Dale E. Klein | | | Mgmt | | For | For |
1.9 | Elect Director Humberto S. Lopez | | | Mgmt | | For | For |
1.10 | Elect Director Kathryn L. Munro | | | Mgmt | | For | For |
1.11 | Elect Director Bruce J. Nordstrom | | | Mgmt | | For | For |
1.12 | Elect Director W. Douglas Parker | | | Mgmt | | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | | Three Years | One Year |
4 | Ratify Auditors | | | | Mgmt | | For | For |
|
PPL Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PPL | 18-May-11 | USA | 69351T106 | Annual | 28-Feb-11 | 4,822 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Frederick M. Bernthal | | | Mgmt | | For | For |
1.2 | Elect Director John W. Conway | | | Mgmt | | For | Withhold |
1.3 | Elect Director Steven G. Elliott | | | Mgmt | | For | For |
1.4 | Elect Director Louise K. Goeser | | | Mgmt | | For | For |
1.5 | Elect Director Stuart E. Graham | | | Mgmt | | For | For |
1.6 | Elect Director Stuart Heydt | | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.7 | Elect Director James H. Miller | | | Mgmt | For | For |
1.8 | Elect Director Craig A. Rogerson | | | Mgmt | For | For |
1.9 | Elect Director Natica von Althann | | | Mgmt | For | For |
1.10 | Elect Director Keith W. Williamson | | | Mgmt | For | For |
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For |
3 | Ratify Auditors | | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
6 | Require a Majority Vote for the Election of Directors | | SH | Against | For |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For |
|
Reinsurance Group of America, Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
RGA | 18-May-11 | USA | 759351604 | Annual | 15-Mar-11 | 1,224 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John F. Danahy | | | Mgmt | For | For |
1.2 | Elect Director Arnoud W.A. Boot | | | Mgmt | For | For |
1.3 | Elect Director J. Cliff Eason | | | Mgmt | For | For |
2 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
|
Reliance Steel & Aluminum Co. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
RS | 18-May-11 | USA | 759509102 | Annual | 01-Apr-11 | 1,048 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John G. Figueroa | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.2 | Elect Director Thomas W. Gimbel | | | Mgmt | For | For |
1.3 | Elect Director Douglas M. Hayes | | | Mgmt | For | For |
1.4 | Elect Director Franklin R. Johnson | | | Mgmt | For | For |
1.5 | Elect Director Leslie A. Waite | | | Mgmt | For | For |
2 | Declassify the Board of Directors | | | Mgmt | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
7 | Other Business | | | | Mgmt | For | Against |
|
RenaissanceRe Holdings Ltd. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
RNR | 18-May-11 | Bermuda | G7496G103 | Annual | 22-Mar-11 | 870 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director David C. Bushnell | | | Mgmt | For | For |
1.2 | Elect Director James L. Gibbons | | | Mgmt | For | For |
1.3 | Elect Director Jean D. Hamilton | | | Mgmt | For | For |
1.4 | Elect Director Anthony M. Santomero | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
4 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to | Mgmt | For | For |
| Fix Their Remuneration | | | | | |
|
Sealed Air Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SEE | 18-May-11 | USA | 81211K100 | Annual | 21-Mar-11 | 2,643 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1 | Elect Director Hank Brown | | | Mgmt | For | For |
2 | Elect Director Michael Chu | | | Mgmt | For | For |
3 | Elect Director Lawrence R. Codey | | | Mgmt | For | For |
4 | Elect Director Patrick Duff | | | Mgmt | For | For |
5 | Elect Director T. J. Dermot Dunphy | | | Mgmt | For | For |
6 | Elect Director William V. Hickey | | | Mgmt | For | For |
7 | Elect Director Jacqueline B. Kosecoff | | | Mgmt | For | For |
8 | Elect Director Kenneth P. Manning | | | Mgmt | For | For |
9 | Elect Director William J. Marino | | | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
12 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
13 | Amend Outside Director Stock Awards in Lieu of Cash | Mgmt | For | For |
14 | Ratify Auditors | | | | Mgmt | For | For |
|
Southwest Airlines Co. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LUV | 18-May-11 | USA | 844741108 | Annual | 22-Mar-11 | 7,462 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director David W. Biegler | | | Mgmt | For | For |
2 | Elect Director Douglas H. Brooks | | | Mgmt | For | For |
3 | Elect Director William H. Cunningham | Mgmt | For | For |
4 | Elect Director John G. Denison | | | Mgmt | For | For |
5 | Elect Director Gary C. Kelly | | | Mgmt | For | For |
6 | Elect Director Nancy B. Loeffler | | | Mgmt | For | For |
7 | Elect Director John T. Montford | | | Mgmt | For | For |
8 | Elect Director Thomas M. Nealon | | | Mgmt | For | For |
9 | Elect Director Daniel D. Villanueva | | | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
12 | Ratify Auditors | | | Mgmt | | For | For |
13 | Reduce Supermajority Vote Requirement | SH | | Against | For |
|
State Street Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
STT | 18-May-11 | USA | 857477103 | Annual | 15-Mar-11 | 5,008 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director K. Burnes | | Mgmt | | For | For |
2 | Elect Director P. Coym | | | Mgmt | | For | For |
3 | Elect Director P. De Saint-Aignan | | Mgmt | | For | For |
4 | Elect Director A. Fawcett | | Mgmt | | For | For |
5 | Elect Director D. Gruber | | Mgmt | | For | For |
6 | Elect Director L. Hill | | | Mgmt | | For | For |
7 | Elect Director J. Hooley | | Mgmt | | For | For |
8 | Elect Director R. Kaplan | | Mgmt | | For | For |
9 | Elect Director C. LaMantia | | Mgmt | | For | For |
10 | Elect Director R. Sergel | | Mgmt | | For | For |
11 | Elect Director R. Skates | | Mgmt | | For | For |
12 | Elect Director G. Summe | | Mgmt | | For | For |
13 | Elect Director R. Weissman | | Mgmt | | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | | | For | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
16 | Approve Executive Incentive Bonus Plan | Mgmt | | For | For |
17 | Ratify Auditors | | | Mgmt | | For | For |
18 | Report on Political Contributions | | SH | | Against | For |
|
The Hartford Financial Services Group, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HIG | 18-May-11 | USA | 416515104 | Annual | 21-Mar-11 | 4,986 | 0 |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Management Corporation | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Robert B. Allardice, III | | | Mgmt | For | For |
2 | Elect Director Trevor Fetter | | | Mgmt | For | For |
3 | Elect Director Paul G. Kirk, Jr. | | | Mgmt | For | For |
4 | Elect Director Liam E. McGee | | | Mgmt | For | For |
5 | Elect Director Kathryn A. Mikells | | | Mgmt | For | For |
6 | Elect Director Michael G. Morris | | | Mgmt | For | For |
7 | Elect Director Thomas A. Renyi | | | Mgmt | For | For |
8 | Elect Director Charles B. Strauss | | | Mgmt | For | For |
9 | Elect Director H. Patrick Swygert | | | Mgmt | For | For |
10 | Ratify Auditors | | | | Mgmt | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
TRW Automotive Holdings Corp. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TRW | 18-May-11 | USA | 87264S106 | Annual | 21-Mar-11 | 372 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Francois J. Castaing | | | Mgmt | For | For |
1.2 | Elect Director Michael R. Gambrell | | | Mgmt | For | For |
1.3 | Elect Director Paul H. O'neill | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
| | | |
4 Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
| | | | | | | |
Xcel Energy Inc. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
XEL | 18-May-11 | USA | 98389B100 | Annual | 22-Mar-11 | 5,223 | 0 |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Management Corporation | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Fredric W. Corrigan | | | Mgmt | For | For |
2 | Elect Director Richard K. Davis | | | Mgmt | For | For |
3 | Elect Director Benjamin G.S. Fowke, III | | Mgmt | For | For |
4 | Elect Director Richard C. Kelly | | | Mgmt | For | For |
5 | Elect Director Albert F. Moreno | | | Mgmt | For | For |
6 | Elect Director Christopher J. Policinski | | | Mgmt | For | For |
7 | Elect Director A. Patricia Sampson | | | Mgmt | For | For |
8 | Elect Director James J. Sheppard | | | Mgmt | For | For |
9 | Elect Director David A. Westerlund | | | Mgmt | For | For |
10 | Elect Director Kim Williams | | | Mgmt | For | For |
11 | Elect Director Timothy V. Wolf | | | Mgmt | For | For |
12 | Amend Non-Employee Director Restricted Stock Plan | Mgmt | For | For |
13 | Eliminate Cumulative Voting | | | Mgmt | For | Against |
14 | Amend Articles of Incorporation | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
17 | Ratify Auditors | | | | Mgmt | For | For |
|
Alpha Natural Resources, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ANR | 19-May-11 | USA | 02076X102 | Annual | 29-Mar-11 | 1,747 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Michael J. Quillen | | | Mgmt | For | For |
1.2 | Elect Director William J. Crowley, Jr. | | | Mgmt | For | For |
1.3 | Elect Director Kevin S. Crutchfield | | | Mgmt | For | For |
1.4 | Elect Director E. Linn Draper, Jr. | | | Mgmt | For | For |
1.5 | Elect Director Glenn A. Eisenberg | | | Mgmt | For | For |
1.6 | Elect Director P. Michael Giftos | | | Mgmt | For | For |
1.7 | Elect Director Joel Richards, III | | | Mgmt | For | For |
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Location(s): Principal Management Corporation
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
1.8 | Elect Director James F. Roberts | | | Mgmt | | For | For |
1.9 | Elect Director Ted G. Wood | | | Mgmt | | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | | Three Years | One Year |
4 | Ratify Auditors | | | | Mgmt | | For | For |
5 | Report on Efforts to Reduce Pollution From Products and Operations | SH | | Against | For |
|
Altria Group, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MO | 19-May-11 | USA | 02209S103 | Annual | 28-Mar-11 | 8,732 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Elizabeth E. Bailey | | | Mgmt | | For | For |
2 | Elect Director Gerald L. Baliles | | | Mgmt | | For | For |
3 | Elect Director John T. Casteen III | | | Mgmt | | For | For |
4 | Elect Director Dinyar S. Devitre | | | Mgmt | | For | For |
5 | Elect Director Thomas F. Farrell II | | | Mgmt | | For | For |
6 | Elect Director Thomas W. Jones | | | Mgmt | | For | For |
7 | Elect Director George Munoz | | | Mgmt | | For | For |
8 | Elect Director Nabil Y. Sakkab | | | Mgmt | | For | For |
9 | Elect Director Michael E. Szymanczyk | | | Mgmt | | For | For |
10 | Ratify Auditors | | | | Mgmt | | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | | None | One Year |
13 | Cease Production of Flavored Tobacco Products | | SH | | Against | Against |
|
Dr Pepper Snapple Group, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DPS | 19-May-11 | USA | 26138E109 | Annual | 21-Mar-11 | 2,624 | 0 |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Management Corporation | | | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Joyce M. Roche | | | Mgmt | For | For |
2 | Elect Director Wayne R. Sanders | | | Mgmt | For | For |
3 | Elect Director Jack L. Stahl | | | Mgmt | For | For |
4 | Elect Director Larry D. Young | | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
|
Intel Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
INTC | 19-May-11 | USA | 458140100 | Annual | 21-Mar-11 | 19,520 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Charlene Barshefsky | | | Mgmt | For | For |
2 | Elect Director Susan L. Decker | | | Mgmt | For | For |
3 | Elect Director John J. Donahoe | | | Mgmt | For | For |
4 | Elect Director Reed E. Hundt | | | Mgmt | For | For |
5 | Elect Director Paul S. Otellini | | | Mgmt | For | For |
6 | Elect Director James D. Plummer | | | Mgmt | For | For |
7 | Elect Director David S. Pottruck | | | Mgmt | For | For |
8 | Elect Director Jane E. Shaw | | | Mgmt | For | For |
9 | Elect Director Frank D. Yeary | | | Mgmt | For | For |
10 | Elect Director David B. Yoffie | | | Mgmt | For | For |
11 | Ratify Auditors | | | | Mgmt | For | For |
12 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | | Mgmt | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
| | | | |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Management Corporation | | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | |
|
KBR, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
KBR | 19-May-11 | USA | 48242W106 | Annual | 21-Mar-11 | 2,533 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John R. Huff | | | Mgmt | For | For |
1.2 | Elect Director Lester L. Lyles | | | Mgmt | For | For |
1.3 | Elect Director Richard J. Slater | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
5 | Amend EEO Policy to Prohibit Discrimination based on Sexual | SH | Against | For |
| Orientation and Gender Identity | | | | | |
|
KeyCorp |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
KEY | 19-May-11 | USA | 493267108 | Annual | 22-Mar-11 | 9,919 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Edward P. Campbell | | | Mgmt | For | For |
1.2 | Elect Director Joseph A. Carrabba | | | Mgmt | For | For |
1.3 | Elect Director Carol A. Cartwright | | | Mgmt | For | For |
1.4 | Elect Director Alexander M. Cutler | | | Mgmt | For | For |
1.5 | Elect Director H. James Dallas | | | Mgmt | For | For |
1.6 | Elect Director Elizabeth R. Gile | | | Mgmt | For | For |
1.7 | Elect Director Ruth Ann M. Gillis | | | Mgmt | For | For |
1.8 | Elect Director Kristen L. Manos | | | Mgmt | For | For |
1.9 | Elect Director Beth E. Mooney | | | Mgmt | For | For |
1.10 | Elect Director Bill R. Sanford | | | Mgmt | For | For |
1.11 | Elect Director Barbara R. Snyder | | | Mgmt | For | For |
1.12 | Elect Director Edward W. Stack | | | Mgmt | For | For |
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Location(s): Principal Management Corporation
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | |
1.13 | Elect Director Thomas C. Stevens | Mgmt | For | For |
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For |
3 | Amend Code of Regulations Removing All Shareholder Voting | Mgmt | For | For |
| Requirements Greater than the Statutory Norm | | | |
4 | Ratify Auditors | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Mgmt | For | For |
| | | |
6 Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
| | | | | | | |
Lorillard, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LO | 19-May-11 | USA | 544147101 | Annual | 29-Mar-11 | 2,103 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Dianne Neal Blixt | | Mgmt | | For | For |
1.2 | Elect Director David E. R. Dangoor | | Mgmt | | For | For |
1.3 | Elect Director Murray S. Kessler | | Mgmt | | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
4 | Ratify Auditors | | | Mgmt | | For | For |
5 | Require a Majority Vote for the Election of Directors | SH | | None | For |
6 | Report on Political Contributions | | SH | | Against | For |
|
Marsh & McLennan Companies, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MMC | 19-May-11 | USA | 571748102 | Annual | 21-Mar-11 | 703 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Zachary W. Carter | | Mgmt | | For | For |
2 | Elect Director Brian Duperreault | | Mgmt | | For | For |
3 | Elect Director Oscar Fanjul | | Mgmt | | For | For |
Vote Summary Report
Report was run from: 7/1/10 to 6/30/11
Location(s): Principal Management Corporation
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
4 | Elect Director H. Edward Hanway | | | Mgmt | | For | For |
5 | Elect Director Lang of Monkton | | | Mgmt | | For | For |
6 | Elect Director Steven A. Mills | | | Mgmt | | For | For |
7 | Elect Director Bruce P. Nolop | | | Mgmt | | For | For |
8 | Elect Director Marc D. Oken | | | Mgmt | | For | For |
9 | Elect Director Morton O. Schapiro | | | Mgmt | | For | For |
10 | Elect Director Adele Simmons | | | Mgmt | | For | For |
11 | Elect Director Lloyd M. Yates | | | Mgmt | | For | For |
12 | Ratify Auditors | | | | Mgmt | | For | For |
13 | Approve Omnibus Stock Plan | | | Mgmt | | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
15 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
16 | Provide Right to Act by Written Consent | | SH | | Against | For |
|
National Oilwell Varco, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NOV | 19-May-11 | USA | 637071101 | Annual | 28-Mar-11 | 4,887 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Robert E. Beauchamp | | | Mgmt | | For | For |
2 | Elect Director Jeffery A. Smisek | | | Mgmt | | For | For |
3 | Ratify Auditors | | | | Mgmt | | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
6 | Declassify the Board of Directors | | | Mgmt | | For | For |
7 | Increase Authorized Common Stock | | | Mgmt | | For | For |
8 | Report on Political Contributions | | | SH | | Against | For |
|
OGE Energy Corp. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
OGE | 19-May-11 | USA | 670837103 | Annual | 21-Mar-11 | 1,599 | 0 |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Management Corporation | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Kirk Humphreys | | | Mgmt | For | For |
1.2 | Elect Director Linda Petree Lambert | | | Mgmt | For | For |
1.3 | Elect Director Leroy C. Richie | | | Mgmt | For | For |
2 | Increase Authorized Common Stock | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
5 | Ratify Auditors | | | | Mgmt | For | For |
|
PartnerRe Ltd. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PRE | 19-May-11 | Bermuda | G6852T105 | Annual | 22-Mar-11 | 1,310 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Judith Hanratty as Director | | | Mgmt | For | For |
1.2 | Elect Costas Miranthis as Director | | | Mgmt | For | For |
1.3 | Elect Remy Sautter as Director | | | Mgmt | For | For |
1.4 | Elect Jurgen Zech as Director | | | Mgmt | For | For |
2 | Approve Deloitte & Touche Ltd as Auditors and Authorize Board | Mgmt | For | For |
| to Fix Their Remuneration | | | | | |
3 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
| | | |
6 Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
| R. R. Donnelley & Sons Company |
| | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
RRD | 19-May-11 | USA | 257867101 | Annual | 01-Apr-11 | 3,158 | 0 |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Management Corporation | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Thomas J. Quinlan, III | | | Mgmt | For | For |
2 | Elect Director Stephen M. Wolf | | | Mgmt | For | For |
3 | Elect Director Lee A. Chaden | | | Mgmt | For | For |
4 | Elect Director Judith H. Hamilton | | | Mgmt | For | For |
5 | Elect Director Susan M. Ivey | | | Mgmt | For | For |
6 | Elect Director Thomas S. Johnson | | | Mgmt | For | For |
7 | Elect Director John C. Pope | | | Mgmt | For | For |
8 | Elect Director Michael T. Riordan | | | Mgmt | For | For |
9 | Elect Director Oliver R. Sockwell | | | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
11 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Report on Sustainable Paper Purchasing | | SH | Against | For |
14 | Report on Political Contributions | | | SH | Against | For |
15 | Provide Right to Act by Written Consent | | SH | Against | For |
16 | Other Business | | | | Mgmt | For | Against |
|
Rayonier Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
RYN | 19-May-11 | USA | 754907103 | Annual | 21-Mar-11 | 944 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Paul G. Boynton | | | Mgmt | For | For |
2 | Elect Director Mark E. Gaumond | | | Mgmt | For | For |
3 | Elect Director David W. Oskin | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
7 | Declassify the Board of Directors | | | SH | Against | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Management Corporation | | | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | |
|
Regions Financial Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
RF | 19-May-11 | USA | 7591EP100 | Annual | 21-Mar-11 | 11,883 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Samuel W. Bartholomew, Jr. | Mgmt | | For | For |
2 | Elect Director George W. Bryan | | Mgmt | | For | For |
3 | Elect Director Carolyn H. Byrd | | Mgmt | | For | For |
4 | Elect Director David J. Cooper, Sr. | | Mgmt | | For | For |
5 | Elect Director Earnest W. Deavenport, Jr. | Mgmt | | For | For |
6 | Elect Director Don DeFosset | | Mgmt | | For | For |
7 | Elect Director Eric C. Fast | | Mgmt | | For | For |
8 | Elect Director O.B. Grayson Hall, Jr. | | Mgmt | | For | For |
9 | Elect Director Charles D. McCrary | | Mgmt | | For | For |
10 | Elect Director James R. Malone | | Mgmt | | For | For |
11 | Elect Director Susan W. Matlock | | Mgmt | | For | For |
12 | Elect Director John E. Maupin, Jr. | | Mgmt | | For | For |
13 | Elect Director John R. Roberts | | Mgmt | | For | For |
14 | Elect Director Lee J. Styslinger III | | Mgmt | | For | For |
15 | Advisory Vote on Executive Compensation | Mgmt | | For | For |
16 | Ratify Auditors | | | Mgmt | | For | For |
17 | Report on Political Contributions | | SH | | Against | For |
|
Safeway Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SWY | 19-May-11 | USA | 786514208 | Annual | 21-Mar-11 | 5,226 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Steven A. Burd | | Mgmt | | For | For |
2 | Elect Director Janet E. Grove | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
3 | Elect Director Mohan Gyani | | | Mgmt | For | For |
4 | Elect Director Paul Hazen | | | Mgmt | For | For |
5 | Elect Director Frank C. Herringer | | | Mgmt | For | For |
6 | Elect Director Kenneth W. Oder | | | Mgmt | For | For |
7 | Elect Director T. Gary Rogers | | | Mgmt | For | For |
8 | Elect Director Arun Sarin | | | Mgmt | For | For |
9 | Elect Director Michael S. Shannon | | | Mgmt | For | For |
10 | Elect Director William Y. Tauscher | | | Mgmt | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
12 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
13 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
14 | Amend Executive Incentive Bonus Plan | | Mgmt | For | For |
15 | Ratify Auditors | | | | Mgmt | For | For |
16 | Provide for Cumulative Voting | | | SH | Against | For |
|
Simon Property Group, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SPG | 19-May-11 | USA | 828806109 | Annual | 21-Mar-11 | 994 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Melvyn E. Bergstein | | | Mgmt | For | For |
2 | Elect Director Linda Walker Bynoe | | | Mgmt | For | For |
3 | Elect Director Larry C. Glasscock | | | Mgmt | For | For |
4 | Elect Director Karen N. Horn | | | Mgmt | For | For |
5 | Elect Director Allan Hubbard | | | Mgmt | For | For |
6 | Elect Director Reuben S. Leibowitz | | | Mgmt | For | For |
7 | Elect Director Daniel C. Smith | | | Mgmt | For | For |
8 | Elect Director J. Albert Smith, Jr. | | | Mgmt | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
10 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
11 | Ratify Auditors | | | | Mgmt | For | For |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Management Corporation | | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | |
|
Steel Dynamics, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
STLD | 19-May-11 | USA | 858119100 | Annual | 21-Mar-11 | 3,607 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Keith E. Busse | | Mgmt | | For | For |
1.2 | Elect Director Mark D. Millett | | Mgmt | | For | For |
1.3 | Elect Director Richard . Teets, Jr. | | Mgmt | | For | For |
1.4 | Elect Director John C. Bates | | Mgmt | | For | For |
1.5 | Elect Director Frank D. Byrne | | Mgmt | | For | For |
1.6 | Elect Director Paul B. Edgerley | | Mgmt | | For | For |
1.7 | Elect Director Richard J. Freeland | | Mgmt | | For | For |
1.8 | Elect Director Jurgen Kolb | | Mgmt | | For | For |
1.9 | Elect Director James C. Marcuccilli | | Mgmt | | For | For |
1.10 | Elect Director Joseph D. Ruffolo | | Mgmt | | For | For |
1.11 | Elect Director Gabriel L. Shaheen | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
5 | Other Business | | | Mgmt | | For | Against |
|
The Williams Companies, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WMB | 19-May-11 | USA | 969457100 | Annual | 28-Mar-11 | 3,973 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Alan S. Armstrong | | Mgmt | | For | For |
2 | Elect Director Joseph R. Cleveland | | Mgmt | | For | For |
3 | Elect Director Juanita H. Hinshaw | | Mgmt | | For | For |
4 | Elect Director Frank T. MacInnis | | Mgmt | | For | For |
| | | | |
Vote Summary Report | | | |
Report was run from: 7/1/10 to 6/30/11 | | | |
Location(s): Principal Management Corporation | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | |
|
5 | Elect Director Janice D. Stoney | Mgmt | For | For |
6 | Elect Director Laura A. Sugg | Mgmt | For | For |
7 | Ratify Auditors | Mgmt | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
| | | |
9 Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
| | | | | | | |
Time Warner Cable Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TWC | 19-May-11 | USA | 88732J207 | Annual | 24-Mar-11 | 3,967 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Carole Black | | Mgmt | | For | For |
2 | Elect Director Glenn A. Britt | | Mgmt | | For | For |
3 | Elect Director Thomas H. Castro | | Mgmt | | For | For |
4 | Elect Director David C. Chang | | Mgmt | | For | For |
5 | Elect Director James E. Copeland, Jr. | | Mgmt | | For | For |
6 | Elect Director Peter R. Haje | | Mgmt | | For | For |
7 | Elect Director Donna A. James | | Mgmt | | For | For |
8 | Elect Director Don Logan | | Mgmt | | For | For |
9 | Elect Director N.J. Nicholas, Jr. | | Mgmt | | For | For |
10 | Elect Director Wayne H. Pace | | Mgmt | | For | For |
11 | Elect Director Edward D. Shirley | | Mgmt | | For | For |
12 | Elect Director John E. Sununu | | Mgmt | | For | For |
13 | Ratify Auditors | | | Mgmt | | For | For |
14 | Approve Omnibus Stock Plan | | Mgmt | | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
|
Westar Energy, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WR | 19-May-11 | USA | 95709T100 | Annual | 21-Mar-11 | 1,795 | 0 |
| | | | | | | |
Vote Summary Report | | | | | |
Report was run from: 7/1/10 to 6/30/11 | | | | | |
Location(s): Principal Management Corporation | | | | |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC | | | |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Mollie H. Carter | | | Mgmt | For | For |
1.2 | Elect Director Jerry B. Farley | | | Mgmt | For | For |
1.3 | Elect Director Arthur B. Krause | | | Mgmt | For | For |
1.4 | Elect Director William B. Moore | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
5 | Increase Authorized Common Stock | | | Mgmt | For | For |
6 | Ratify Auditors | | | | Mgmt | For | For |
|
Aetna Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AET | 20-May-11 | USA | 00817Y108 | Annual | 18-Mar-11 | 4,845 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Mark T. Bertolini | | | Mgmt | For | For |
2 | Elect Director Frank M. Clark | | | Mgmt | For | For |
3 | Elect Director Betsy Z. Cohen | | | Mgmt | For | For |
4 | Elect Director Molly J. Coye | | | Mgmt | For | For |
5 | Elect Director Roger N. Farah | | | Mgmt | For | For |
6 | Elect Director Barbara Hackman Franklin | | Mgmt | For | For |
7 | Elect Director Jeffrey E. Garten | | | Mgmt | For | For |
8 | Elect Director Gerald Greenwald | | | Mgmt | For | For |
9 | Elect Director Ellen M. Hancock | | | Mgmt | For | For |
10 | Elect Director Richard J. Harrington | | | Mgmt | For | For |
11 | Elect Director Edward J. Ludwig | | | Mgmt | For | For |
12 | Elect Director Joseph P. Newhouse | | | Mgmt | For | For |
13 | Ratify Auditors | | | | Mgmt | For | For |
14 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
15 | Approve Qualified Employee Stock Purchase Plan | | Mgmt | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
17 | Advisory Vote on Say on Pay Frequency | | Mgmt | None | One Year |
18 | Provide for Cumulative Voting | | | SH | Against | For |
19 | Require Independent Board Chairman | | | SH | Against | For |
|
Amgen Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AMGN | 20-May-11 | USA | 031162100 | Annual | 21-Mar-11 | 11,477 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director David Baltimore | | | Mgmt | For | For |
2 | Elect Director Frank J. Biondi, Jr. | | | Mgmt | For | For |
3 | Elect Director Francois De Carbonnel | | | Mgmt | For | For |
4 | Elect Director Vance D. Coffman | | | Mgmt | For | For |
5 | Elect Director Rebecca M. Henderson | | | Mgmt | For | For |
6 | Elect Director Frank C. Herringer | | | Mgmt | For | For |
7 | Elect Director Gilbert S. Omenn | | | Mgmt | For | For |
8 | Elect Director Judith C. Pelham | | | Mgmt | For | For |
9 | Elect Director J. Paul Reason | | | Mgmt | For | For |
10 | Elect Director Leonard D. Schaeffer | | | Mgmt | For | For |
11 | Elect Director Kevin W. Sharer | | | Mgmt | For | For |
12 | Elect Director Ronald D. Sugar | | | Mgmt | For | For |
13 | Ratify Auditors | | | | Mgmt | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
15 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
16 | Provide Right to Act by Written Consent | | SH | Against | For |
|
Aon Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AON | 20-May-11 | USA | 037389103 | Annual | 30-Mar-11 | 3,303 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Lester B. Knight | | | Mgmt | For | For |
2 | Elect Director Gregory C. Case | | | Mgmt | For | For |
3 | Elect Director Fulvio Conti | | | Mgmt | For | For |
4 | Elect Director Cheryl A. Francis | | | Mgmt | For | For |
5 | Elect Director Judson C. Green | | | Mgmt | For | For |
6 | Elect Director Edgar D. Jannotta | | | Mgmt | For | For |
7 | Elect Director Jan Kalff | | | Mgmt | For | For |
8 | Elect Director J. Michael Losh | | | Mgmt | For | For |
9 | Elect Director R. Eden Martin | | | Mgmt | For | For |
10 | Elect Director Andrew J. McKenna | | | Mgmt | For | For |
11 | Elect Director Robert S. Morrison | | | Mgmt | For | For |
12 | Elect Director Richard B. Myers | | | Mgmt | For | For |
13 | Elect Director Richard C. Notebaert | | | Mgmt | For | For |
14 | Elect Director John W. Rogers, Jr. | | | Mgmt | For | For |
15 | Elect Director Gloria Santona | | | Mgmt | For | For |
16 | Elect Director Carolyn Y. Woo | | | Mgmt | For | For |
17 | Ratify Auditors | | | | Mgmt | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
19 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
20 | Approve Omnibus Stock Plan | | | Mgmt | For | Against |
21 | Approve Qualified Employee Stock Purchase Plan | | Mgmt | For | For |
|
CMS Energy Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CMS | 20-May-11 | USA | 125896100 | Annual | 25-Mar-11 | 3,781 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Merribel S. Ayres | | | Mgmt | For | For |
1.2 | Elect Director Jon E. Barfield | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.3 | Elect Director Stephen E. Ewing | | | Mgmt | For | For |
1.4 | Elect Director Richard M. Gabrys | | | Mgmt | For | For |
1.5 | Elect Director David W. Joos | | | Mgmt | For | For |
1.6 | Elect Director Philip R. Lochner, Jr | | | Mgmt | For | For |
1.7 | Elect Director Michael T. Monahan | | | Mgmt | For | For |
1.8 | Elect Director John G. Russell | | | Mgmt | For | For |
1.9 | Elect Director Kenneth L. Way | | | Mgmt | For | For |
1.10 | Elect Director John B. Yasinsky | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Report on Financial Risks of Coal Reliance | | SH | Against | Against |
|
Macy's, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
M | 20-May-11 | USA | 55616P104 | Annual | 25-Mar-11 | 4,257 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Stephen F. Bollenbach | | | Mgmt | For | For |
1.2 | Elect Director Deirdre P. Connelly | | | Mgmt | For | For |
1.3 | Elect Director Meyer Feldberg | | | Mgmt | For | For |
1.4 | Elect Director Sara Levinson | | | Mgmt | For | For |
1.5 | Elect Director Terry J. Lundgren | | | Mgmt | For | For |
1.6 | Elect Director Joseph Neubauer | | | Mgmt | For | For |
1.7 | Elect Director Joseph A. Pichler | | | Mgmt | For | For |
1.8 | Elect Director Joyce M. Roché | | | Mgmt | For | For |
1.9 | Elect Director Craig E. Weatherup | | | Mgmt | For | For |
1.10 | Elect Director Marna C. Whittington | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
|
NextEra Energy, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NEE | 20-May-11 | USA | 65339F101 | Annual | 22-Mar-11 | 4,686 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Sherry S. Barrat | | Mgmt | | For | For |
1.2 | Elect Director Robert M. Beall, II | | Mgmt | | For | For |
1.3 | Elect Director J. Hyatt Brown | | Mgmt | | For | For |
1.4 | Elect Director James L. Camaren | | Mgmt | | For | For |
1.5 | Elect Director Kenneth B. Dunn | | Mgmt | | For | For |
1.6 | Elect Director J. Brian Ferguson | | Mgmt | | For | For |
1.7 | Elect Director Lewis Hay, III | | Mgmt | | For | For |
1.8 | Elect Director Toni Jennings | | Mgmt | | For | For |
1.9 | Elect Director Oliver D. Kingsley, Jr. | | Mgmt | | For | For |
1.10 | Elect Director Rudy E. Schupp | | Mgmt | | For | For |
1.11 | Elect Director William H. Swanson | | Mgmt | | For | For |
1.12 | Elect Director Michael H. Thaman | | Mgmt | | For | For |
1.13 | Elect Director Hansel E. Tookes, II | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Approve Omnibus Stock Plan | | Mgmt | | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
|
Pepco Holdings, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
POM | 20-May-11 | USA | 713291102 | Annual | 21-Mar-11 | 3,624 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.1 | Elect Director Jack B. Dunn, IV | | | Mgmt | For | For |
1.2 | Elect Director Terence C. Golden | | | Mgmt | For | For |
1.3 | Elect Director Patrick T. Harker | | | Mgmt | For | For |
1.4 | Elect Director Frank O. Heintz | | | Mgmt | For | For |
1.5 | Elect Director Barbara J. Krumsiek | | | Mgmt | For | For |
1.6 | Elect Director George F. MacCormack | | | Mgmt | For | For |
1.7 | Elect Director Lawrence C. Nussdorf | | | Mgmt | For | For |
1.8 | Elect Director Patricia A. Oelrich | | | Mgmt | For | For |
1.9 | Elect Director Joseph M. Rigby | | | Mgmt | For | For |
1.10 | Elect Director Frank K. Ross | | | Mgmt | For | For |
1.11 | Elect Director Pauline A. Schneider | | | Mgmt | For | For |
1.12 | Elect Director Lester P. Silverman | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Superior Energy Services, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SPN | 20-May-11 | USA | 868157108 | Annual | 31-Mar-11 | 1,235 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Harold J. Bouillion | | | Mgmt | For | For |
1.2 | Elect Director Enoch L. Dawkins | | | Mgmt | For | For |
1.3 | Elect Director David D. Dunlap | | | Mgmt | For | For |
1.4 | Elect Director James M. Funk | | | Mgmt | For | For |
1.5 | Elect Director Terence E. Hall | | | Mgmt | For | For |
1.6 | Elect Director Ernest E. Howard, III | | | Mgmt | For | For |
1.7 | Elect Director Justin L. Sullivan | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
5 | Approve Omnibus Stock Plan | | Mgmt | | For | For |
|
Time Warner Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TWX | 20-May-11 | USA | 887317303 | Annual | 25-Mar-11 | 10,234 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director James L. Barksdale | | Mgmt | | For | For |
2 | Elect Director William P. Barr | | Mgmt | | For | For |
3 | Elect Director Jeffrey L. Bewkes | | Mgmt | | For | For |
4 | Elect Director Stephen F. Bollenbach | | Mgmt | | For | For |
5 | Elect Director Frank J. Caufield | | Mgmt | | For | For |
6 | Elect Director Robert C. Clark | | Mgmt | | For | For |
7 | Elect Director Mathias Dopfner | | Mgmt | | For | For |
8 | Elect Director Jessica P. Einhorn | | Mgmt | | For | For |
9 | Elect Director Fred Hassan | | Mgmt | | For | For |
10 | Elect Director Michael A. Miles | | Mgmt | | For | For |
11 | Elect Director Kenneth J. Novack | | Mgmt | | For | For |
12 | Elect Director Paul D. Wachter | | Mgmt | | For | For |
13 | Elect Director Deborah C. Wright | | Mgmt | | For | For |
14 | Ratify Auditors | | | Mgmt | | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | One Year |
17 | Reduce Supermajority Vote Requirement | Mgmt | | For | For |
18 | Provide Right to Act by Written Consent | | SH | | Against | For |
|
Waste Connections, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WCN | 20-May-11 | USA | 941053100 | Annual | 22-Mar-11 | 406 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
1 | Elect Director Robert H. Davis | | | Mgmt | | For | For |
2 | Increase Authorized Common Stock | | | Mgmt | | For | For |
3 | Ratify Auditors | | | | Mgmt | | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | One Year |
|
UnitedHealth Group Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
UNH | 23-May-11 | USA | 91324P102 | Annual | 24-Mar-11 | 13,619 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director William C. Ballard, Jr. | | | Mgmt | | For | For |
2 | Elect Director Richard T. Burke | | | Mgmt | | For | For |
3 | Elect Director Robert J. Darretta | | | Mgmt | | For | For |
4 | Elect Director Stephen J. Hemsley | | | Mgmt | | For | For |
5 | Elect Director Michele J. Hooper | | | Mgmt | | For | For |
6 | Elect Director Rodger A. Lawson | | | Mgmt | | For | For |
7 | Elect Director Douglas W. Leatherdale | | | Mgmt | | For | For |
8 | Elect Director Glenn M. Renwick | | | Mgmt | | For | For |
9 | Elect Director Kenneth I. Shine | | | Mgmt | | For | For |
10 | Elect Director Gail R. Wilensky | | | Mgmt | | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
13 | Approve Omnibus Stock Plan | | | Mgmt | | For | For |
14 | Amend Qualified Employee Stock Purchase Plan | | Mgmt | | For | For |
15 | Ratify Auditors | | | | Mgmt | | For | For |
|
Cablevision Systems Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CVC | 24-May-11 | USA | 12686C109 | Annual | 31-Mar-11 | 2,665 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Zachary W. Carter | | | Mgmt | For | Withhold |
1.2 | Elect Director Thomas V. Reifenheiser | | | Mgmt | For | Withhold |
1.3 | Elect Director John R. Ryan | | | Mgmt | For | Withhold |
1.4 | Elect Director Vincent Tese | | | Mgmt | For | Withhold |
1.5 | Elect Director Leonard Tow | | | Mgmt | For | Withhold |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
|
East West Bancorp, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
EWBC | 24-May-11 | USA | 27579R104 | Annual | 31-Mar-11 | 2,549 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Iris S. Chan | | | Mgmt | For | For |
1.2 | Elect Director Rudolph I. Estrada | | | Mgmt | For | For |
1.3 | Elect Director Julia S. Gouw | | | Mgmt | For | For |
1.4 | Elect Director Paul H. Irving | | | Mgmt | For | For |
1.5 | Elect Director Andrew S. Kane | | | Mgmt | For | For |
1.6 | Elect Director John Lee | | | Mgmt | For | For |
1.7 | Elect Director Herman Y. Li | | | Mgmt | For | For |
1.8 | Elect Director Jack C. Liu | | | Mgmt | For | For |
1.9 | Elect Director Dominic Ng | | | Mgmt | For | For |
1.10 | Elect Director Keith W. Renken | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
|
Kinetic Concepts, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
KCI | 24-May-11 | USA | 49460W208 | Annual | 31-Mar-11 | 949 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director James R. Leininger | | Mgmt | | For | For |
1.2 | Elect Director Woodrin Grossman | | Mgmt | | For | For |
1.3 | Elect Director Carl F. Kohrt | | Mgmt | | For | For |
1.4 | Elect Director David J. Simpson | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
5 | Other Business | | | Mgmt | | For | Against |
|
Kraft Foods Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
KFT | 24-May-11 | USA | 50075N104 | Annual | 16-Mar-11 | 16,030 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Ajaypal S. Banga | | Mgmt | | For | For |
2 | Elect Director Myra M. Hart | | Mgmt | | For | For |
3 | Elect Director Peter B. Henry | | Mgmt | | For | For |
4 | Elect Director Lois D. Juliber | | Mgmt | | For | For |
5 | Elect Director Mark D. Ketchum | | Mgmt | | For | For |
6 | Elect Director Richard A. Lerner | | Mgmt | | For | For |
7 | Elect Director Mackey J. McDonald | | Mgmt | | For | For |
8 | Elect Director John C. Pope | | Mgmt | | For | For |
9 | Elect Director Fredric G. Reynolds | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
10 | Elect Director Irene B. Rosenfeld | | | Mgmt | For | For |
11 | Elect Director J.F. Van Boxmeer | | | Mgmt | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For |
15 | Ratify Auditors | | | | Mgmt | For | For |
|
Mack-Cali Realty Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CLI | 24-May-11 | USA | 554489104 | Annual | 05-Apr-11 | 1,321 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director William L. Mack | | | Mgmt | For | For |
1.2 | Elect Director Nathan Gantcher | | | Mgmt | For | For |
1.3 | Elect Director David S. Mack | | | Mgmt | For | For |
1.4 | Elect Director Alan G. Philibosian | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Merck & Co., Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MRK | 24-May-11 | USA | 58933Y105 | Annual | 25-Mar-11 | 31,149 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Leslie A. Brun | | | Mgmt | For | For |
2 | Elect Director Thomas R. Cech | | | Mgmt | For | For |
3 | Elect Director Richard T. Clark | | | Mgmt | For | For |
4 | Elect Director Kenneth C. Frazier | | | Mgmt | For | For |
5 | Elect Director Thomas H. Glocer | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
6 | Elect Director Steven F. Goldstone | | | Mgmt | For | For |
7 | Elect Director William B. Harrison. Jr. | | | Mgmt | For | For |
8 | Elect Director Harry R. Jacobson | | | Mgmt | For | For |
9 | Elect Director William N. Kelley | | | Mgmt | For | For |
10 | Elect Director C. Robert Kidder | | | Mgmt | For | For |
11 | Elect Director Rochelle B. Lazarus | | | Mgmt | For | For |
12 | Elect Director Carlos E. Represas | | | Mgmt | For | For |
13 | Elect Director Patricia F. Russo | | | Mgmt | For | For |
14 | Elect Director Thomas E. Shenk | | | Mgmt | For | For |
15 | Elect Director Anne M. Tatlock | | | Mgmt | For | For |
16 | Elect Director Craig B. Thompson | | | Mgmt | For | For |
17 | Elect Director Wendell P. Weeks | | | Mgmt | For | For |
18 | Elect Director Peter C. Wendell | | | Mgmt | For | For |
19 | Ratify Auditors | | | | Mgmt | For | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
21 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Omnicom Group Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
OMC | 24-May-11 | USA | 681919106 | Annual | 08-Apr-11 | 196 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director John D. Wren | | | Mgmt | For | For |
2 | Elect Director Bruce Crawford | | | Mgmt | For | For |
3 | Elect Director Alan R. Batkin | | | Mgmt | For | For |
4 | Elect Director Robert Charles Clark | | | Mgmt | For | For |
5 | Elect Director Leonard S. Coleman, Jr. | | Mgmt | For | For |
6 | Elect Director Errol M. Cook | | | Mgmt | For | For |
7 | Elect Director Susan S. Denison | | | Mgmt | For | For |
8 | Elect Director Michael A. Henning | | | Mgmt | For | For |
9 | Elect Director John R. Murphy | | | Mgmt | For | For |
10 | Elect Director John R. Purcell | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
11 | Elect Director Linda Johnson Rice | | | Mgmt | For | For |
12 | Elect Director Gary L. Roubos | | | Mgmt | For | For |
13 | Ratify Auditors | | | | Mgmt | For | For |
14 | Provide Right to Act by Written Consent | | | Mgmt | For | For |
15 | Reduce Supermajority Vote Requirement | | Mgmt | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
17 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Alexandria Real Estate Equities, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ARE | 25-May-11 | USA | 015271109 | Annual | 31-Mar-11 | 917 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Joel S. Marcus | | | Mgmt | For | For |
1.2 | Elect Director Richard B. Jennings | | | Mgmt | For | For |
1.3 | Elect Director John L. Atkins, III | | | Mgmt | For | For |
1.4 | Elect Director Richard H. Klein | | | Mgmt | For | For |
1.5 | Elect Director James H. Richardson | | | Mgmt | For | For |
1.6 | Elect Director Martin A. Simonetti | | | Mgmt | For | For |
1.7 | Elect Director Alan G. Walton | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
AOL Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AOL | 25-May-11 | USA | 00184X105 | Annual | 30-Mar-11 | 1,813 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Tim Armstrong | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
2 | Elect Director Richard Dalzell | | | Mgmt | For | For |
3 | Elect Director Karen Dykstra | | | Mgmt | For | For |
4 | Elect Director Alberto Ibargüen | | | Mgmt | For | For |
5 | Elect Director Susan Lyne | | | Mgmt | For | For |
6 | Elect Director Patricia Mitchell | | | Mgmt | For | For |
7 | Elect Director Fredric Reynolds | | | Mgmt | For | For |
8 | Elect Director James Stengel | | | Mgmt | For | For |
9 | Ratify Auditors | | | | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
11 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
BlackRock, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BLK | 25-May-11 | USA | 09247X101 | Annual | 07-Apr-11 | 158 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Murry S. Gerber | | | Mgmt | For | For |
1.2 | Elect Director James Grosfeld | | | Mgmt | For | For |
1.3 | Elect Director Deryck Maughan | | | Mgmt | For | For |
1.4 | Elect Director Thomas K. Montag | | | Mgmt | For | For |
1.5 | Elect Director Linda Gosden Robinson | | Mgmt | For | Withhold |
1.6 | Elect Director John S. Varley | | | Mgmt | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Chevron Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CVX | 25-May-11 | USA | 166764100 | Annual | 01-Apr-11 | 21,880 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1 | Elect Director L.F. Deily | | | Mgmt | For | For |
2 | Elect Director R.E. Denham | | | Mgmt | For | For |
3 | Elect Director R.J. Eaton | | | Mgmt | For | For |
4 | Elect Director C. Hagel | | | | Mgmt | For | For |
5 | Elect Director E. Hernandez | | | Mgmt | For | For |
6 | Elect Director G.L. Kirkland | | | Mgmt | For | For |
7 | Elect Director D.B. Rice | | | Mgmt | For | For |
8 | Elect Director K.W. Sharer | | | Mgmt | For | For |
9 | Elect Director C.R. Shoemate | | | Mgmt | For | For |
10 | Elect Director J.G. Stumpf | | | Mgmt | For | For |
11 | Elect Director R.D. Sugar | | | Mgmt | For | For |
12 | Elect Director C. Ware | | | | Mgmt | For | For |
13 | Elect Director J.S. Watson | | | Mgmt | For | For |
14 | Ratify Auditors | | | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
17 | Request Director Nominee with Environmental Qualifications | SH | Against | For |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | SH | Against | Against |
19 | Include Sustainability as a Performance Measure for Senior | SH | Against | Against |
| Executive Compensation | | | | | |
20 | Adopt Guidelines for Country Selection | | SH | Against | For |
21 | Report on Financial Risks of Climate Change | | SH | Against | Against |
22 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | For |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | SH | Against | Against |
|
Exxon Mobil Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
XOM | 25-May-11 | USA | 30231G102 | Annual | 06-Apr-11 | 4,772 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director M.J. Boskin | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.2 | Elect Director P. Brabeck-Letmathe | | | Mgmt | For | For |
1.3 | Elect Director L.R. Faulkner | | | Mgmt | For | For |
1.4 | Elect Director J.S. Fishman | | | Mgmt | For | For |
1.5 | Elect Director K.C. Frazier | | | Mgmt | For | For |
1.6 | Elect Director W.W. George | | | Mgmt | For | For |
1.7 | Elect Director M.C. Nelson | | | Mgmt | For | For |
1.8 | Elect Director S.J. Palmisano | | | Mgmt | For | For |
1.9 | Elect Director S.S. Reinemund | | | Mgmt | For | For |
1.10 | Elect Director R.W. Tillerson | | | Mgmt | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
5 | Require Independent Board Chairman | | | SH | Against | For |
6 | Report on Political Contributions | | | SH | Against | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual | SH | Against | Against |
| Orientation and Gender Identity | | | | | |
8 | Adopt Policy on Human Right to Water | | SH | Against | Against |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | For |
10 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | For |
11 | Report on Energy Technologies Development | | SH | Against | Against |
12 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | For |
|
Federal-Mogul Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FDML | 25-May-11 | USA | 313549404 | Annual | 29-Mar-11 | 228 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Carl C. Icahn | | | Mgmt | For | Withhold |
1.2 | Elect Director Jose Maria Alapont | | | Mgmt | For | Withhold |
1.3 | Elect Director George Feldenkreis | | | Mgmt | For | Withhold |
1.4 | Elect Director Vincent J. Intrieri | | | Mgmt | For | Withhold |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.5 | Elect Director J. Michael Laisure | | | Mgmt | For | For |
1.6 | Elect Director Samuel J. Merksamer | | | Mgmt | For | Withhold |
1.7 | Elect Director Daniel A. Ninivaggi | | | Mgmt | For | Withhold |
1.8 | Elect Director David S. Schechter | | | Mgmt | For | Withhold |
1.9 | Elect Director Neil S. Subin | | | Mgmt | For | Withhold |
1.10 | Elect Director James H. Vandenberghe | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Fidelity National Financial, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FNF | 25-May-11 | USA | 31620R105 | Annual | 30-Mar-11 | 3,824 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director William P. Foley, II | | | Mgmt | For | For |
1.2 | Elect Director Douglas K. Ammerman | | | Mgmt | For | For |
1.3 | Elect Director Thomas M. Hagerty | | | Mgmt | For | For |
1.4 | Elect Director Peter O. Shea, Jr. | | | Mgmt | For | For |
2 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
3 | Approve Executive Incentive Bonus Plan | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
|
Fiserv, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FISV | 25-May-11 | USA | 337738108 | Annual | 25-Mar-11 | 840 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Donald F. Dillon | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.2 | Elect Director Denis J. O'Leary | | | Mgmt | For | For |
1.3 | Elect Director Glenn M. Renwick | | | Mgmt | For | For |
1.4 | Elect Director Carl W. Stern | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Intrepid Potash, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
IPI | 25-May-11 | USA | 46121Y102 | Annual | 01-Apr-11 | 768 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Robert P. Jornayvaz III | | | Mgmt | For | For |
1.2 | Elect Director Hugh E. Harvey, Jr. | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Molson Coors Brewing Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TAP | 25-May-11 | USA | 60871R209 | Annual | 28-Mar-11 | 2,206 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Directors John E. Cleghorn | | | Mgmt | For | For |
1.2 | Elect Directors Charles M. Herington | | | Mgmt | For | For |
1.3 | Elect Directors David P. O'Brien | | | Mgmt | For | For |
|
ONEOK, Inc. |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
OKE | 25-May-11 | USA | 682680103 | Annual | 28-Mar-11 | 1,771 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director James C. Day | | | Mgmt | | For | For |
2 | Elect Director Julie H. Edwards | | | Mgmt | | For | For |
3 | Elect Director William L. Ford | | | Mgmt | | For | For |
4 | Elect Director John W. Gibson | | | Mgmt | | For | For |
5 | Elect Director Bert H. Mackie | | | Mgmt | | For | For |
6 | Elect Director Jim W. Mogg | | | Mgmt | | For | For |
7 | Elect Director Pattye L. Moore | | | Mgmt | | For | For |
8 | Elect Director Gary D. Parker | | | Mgmt | | For | For |
9 | Elect Director Eduardo A. Rodriguez | | | Mgmt | | For | For |
10 | Elect Director Gerald B. Smith | | | Mgmt | | For | For |
11 | Elect Director David J. Tippeconnic | | | Mgmt | | For | For |
12 | Ratify Auditors | | | | Mgmt | | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
14 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
|
SM Energy Co. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SM | 25-May-11 | USA | 78454L100 | Annual | 28-Mar-11 | 336 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Barbara M. Baumann | | | Mgmt | | For | For |
2 | Elect Director Anthony J. Best | | | Mgmt | | For | For |
3 | Elect Director Larry W. Bickle | | | Mgmt | | For | For |
4 | Elect Director Stephen R. Brand | | | Mgmt | | For | For |
5 | Elect Director William J. Gardiner | | | Mgmt | | For | For |
6 | Elect Director Julio M. Quintana | | | Mgmt | | For | For |
7 | Elect Director John M. Seidl | | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
8 | Elect Director William D. Sullivan | | | Mgmt | For | For |
9 | Ratify Auditors | | | | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
11 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
The Southern Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SO | 25-May-11 | USA | 842587107 | Annual | 28-Mar-11 | 9,317 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director J. P. Baranco | | | Mgmt | For | For |
1.2 | Elect Director J. A. Boscia | | | Mgmt | For | For |
1.3 | Elect Director H. A. Clark, III | | | Mgmt | For | For |
1.4 | Elect Director T. A. Fanning | | | Mgmt | For | For |
1.5 | Elect Director H.W. Habermeyer, Jr. | | | Mgmt | For | For |
1.6 | Elect Director V.M Hagen | | | Mgmt | For | For |
1.7 | Elect Director W. A. Hood, Jr. | | | Mgmt | For | For |
1.8 | Elect Director D. M. James | | | Mgmt | For | For |
1.9 | Elect Director D. E. Klein | | | Mgmt | For | For |
1.10 | Elect Director J. N. Purcell | | | Mgmt | For | For |
1.11 | Elect Director W. G. Smith, Jr. | | | Mgmt | For | For |
1.12 | Elect Director S. R. Specker | | | Mgmt | For | For |
1.13 | Elect Director L.D. Thompson | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
5 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
6 | Report on Coal Combustion Waste Hazard and Risk Mitigation | SH | Against | For |
| Efforts | | | | | | |
|
Thermo Fisher Scientific Inc. |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TMO | 25-May-11 | USA | 883556102 | Annual | 28-Mar-11 | 4,918 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Thomas J. Lynch | | | Mgmt | | For | For |
2 | Elect Director William G. Parrett | | | Mgmt | | For | For |
3 | Elect Director Michael E. Porter | | | Mgmt | | For | For |
4 | Elect Director Scott M. Sperling | | | Mgmt | | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | | Two Years | One Year |
7 | Ratify Auditors | | | | Mgmt | | For | For |
8 | Declassify the Board of Directors | | | SH | | Against | For |
|
Unum Group |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
UNM | 25-May-11 | USA | 91529Y106 | Annual | 28-Mar-11 | 4,079 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Jon S. Fossel | | | Mgmt | | For | For |
2 | Elect Director Gloria C. Larson | | | Mgmt | | For | For |
3 | Elect Director William J. Ryan | | | Mgmt | | For | For |
4 | Elect Director Thomas R. Watjen | | | Mgmt | | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
7 | Approve Nonqualified Employee Stock Purchase Plan | Mgmt | | For | For |
8 | Ratify Auditors | | | | Mgmt | | For | For |
|
Weatherford International Ltd. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WFT | 25-May-11 | Switzerland | H27013103 | Annual | 04-May-11 | 5,047 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Accept Financial Statements and Statutory Reports | | Mgmt | For | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | | Mgmt | For | For |
3.2 | Reelect Samuel Bodman, III as Director | | | Mgmt | For | For |
3.3 | Reelect Nicholas Brady as Director | | | Mgmt | For | For |
3.4 | Reelect David Butters as Director | | | Mgmt | For | For |
3.5 | Reelect William Macaulay as Director | | | Mgmt | For | For |
3.6 | Reelect Robert Millard as Director | | | Mgmt | For | For |
3.7 | Reelect Robert Moses, Jr. as Director | | | Mgmt | For | For |
3.8 | Reelect Guilliermo Ortiz as Director | | | Mgmt | For | For |
3.9 | Reelect Emyr Parry as Director | | | Mgmt | For | For |
3.10 | Reelect Robert Rayne as Director | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Douglas Emmett, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DEI | 26-May-11 | USA | 25960P109 | Annual | 01-Apr-11 | 2,106 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Dan A. Emmett | | | Mgmt | For | For |
1.2 | Elect Director Jordan L. Kaplan | | | Mgmt | For | For |
1.3 | Elect Director Kenneth M. Panzer | | | Mgmt | For | For |
1.4 | Elect Director Leslie E. Bider | | | Mgmt | For | For |
1.5 | Elect Director Ghebre Selassie Mehreteab | | Mgmt | For | For |
1.6 | Elect Director Thomas E. O'Hern | | | Mgmt | For | For |
1.7 | Elect Director Andrea Rich | | | Mgmt | For | For |
1.8 | Elect Director William Wilson III | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
HCC Insurance Holdings, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HCC | 26-May-11 | USA | 404132102 | Annual | 06-Apr-11 | 1,869 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Judy C. Bozeman | | | Mgmt | For | For |
1.2 | Elect Director Frank J. Bramanti | | | Mgmt | For | For |
1.3 | Elect Director Walter M. Duer | | | Mgmt | For | For |
1.4 | Elect Director James C. Flagg | | | Mgmt | For | For |
1.5 | Elect Director Thomas M. Hamilton | | | Mgmt | For | For |
1.6 | Elect Director Leslie S. Heisz | | | Mgmt | For | For |
1.7 | Elect Director Deborah H. Midanek | | | Mgmt | For | For |
1.8 | Elect Director John N. Molbeck Jr. | | | Mgmt | For | For |
1.9 | Elect Director James E. Oesterreicher | | | Mgmt | For | For |
1.10 | Elect Director Robert A. Rosholt | | | Mgmt | For | For |
1.11 | Elect Director Christopher JB Williams | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Invesco Ltd. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
IVZ | 26-May-11 | Bermuda | G491BT108 | Annual | 28-Mar-11 | 3,998 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Rex D. Adams | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.2 | Elect Director John Banham | | | Mgmt | For | For |
1.3 | Elect Director Denis Kessler | | | Mgmt | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
5 | Ratify Ernst & Young LLP as Auditors | | | Mgmt | For | For |
|
Lamar Advertising Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LAMR | 26-May-11 | USA | 512815101 | Annual | 01-Apr-11 | 783 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John Maxwell Hamilton | | | Mgmt | For | For |
1.2 | Elect Director John E. Koerner, III | | | Mgmt | For | For |
1.3 | Elect Director Stephen P. Mumblow | | | Mgmt | For | For |
1.4 | Elect Director Thomas V. Reifenheiser | | Mgmt | For | For |
1.5 | Elect Director Anna Reilly | | | Mgmt | For | For |
1.6 | Elect Director Kevin P. Reilly, Jr. | | | Mgmt | For | For |
1.7 | Elect Director Wendell Reilly | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Lincoln National Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LNC | 26-May-11 | USA | 534187109 | Annual | 21-Mar-11 | 4,032 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Dennis R. Glass | | | Mgmt | For | For |
2 | Elect Director Gary C. Kelly | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
3 | Elect Director Michael F. Mee | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Raytheon Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
RTN | 26-May-11 | USA | 755111507 | Annual | 01-Apr-11 | 4,334 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Vernon E. Clark | | | Mgmt | For | For |
2 | Elect Director John M. Deutch | | | Mgmt | For | For |
3 | Elect Director Stephen J. Hadley | | | Mgmt | For | For |
4 | Elect Director Frederic M. Poses | | | Mgmt | For | For |
5 | Elect Director Michael C. Ruettgers | | | Mgmt | For | For |
6 | Elect Director Ronald L. Skates | | | Mgmt | For | For |
7 | Elect Director William R. Spivey | | | Mgmt | For | For |
8 | Elect Director Linda G. Stuntz | | | Mgmt | For | Against |
9 | Elect Director William H. Swanson | | | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
11 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Provide Right to Act by Written Consent | | SH | Against | For |
14 | Stock Retention/Holding Period | | | SH | Against | For |
15 | Report on Lobbying Contributions and Expenses | | SH | Against | For |
16 | Submit SERP to Shareholder Vote | | | SH | Against | For |
|
The Macerich Company |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MAC | 26-May-11 | USA | 554382101 | Annual | 15-Mar-11 | 2,160 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Douglas D. Abbey | | | Mgmt | | For | For |
2 | Elect Director Dana K. Anderson | | | Mgmt | | For | For |
3 | Elect Director Arthur M. Coppola | | | Mgmt | | For | For |
4 | Elect Director Edward C. Coppola | | | Mgmt | | For | For |
5 | Elect Director James S. Cownie | | | Mgmt | | For | For |
6 | Elect Director Fred S. Hubbell | | | Mgmt | | For | For |
7 | Elect Director Diana M. Laing | | | Mgmt | | For | For |
8 | Elect Director Stanley A. Moore | | | Mgmt | | For | For |
9 | Elect Director Mason G. Ross | | | Mgmt | | For | For |
10 | Elect Director William P. Sexton | | | Mgmt | | For | For |
11 | Ratify Auditors | | | | Mgmt | | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
13 | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | One Year |
|
The NASDAQ OMX Group, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NDAQ | 26-May-11 | USA | 631103108 | Annual | 08-Apr-11 | 429 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Urban Backstrom | | | Mgmt | | For | For |
2 | Elect Director H. Furlong Baldwin | | | Mgmt | | For | For |
3 | Elect Director Michael Casey | | | Mgmt | | For | For |
4 | Elect Director Borje Ekholm | | | Mgmt | | For | Against |
5 | Elect Director Lon Gorman | | | Mgmt | | For | For |
6 | Elect Director Robert Greifeld | | | Mgmt | | For | For |
7 | Elect Director Glenn H. Hutchins | | | Mgmt | | For | For |
8 | Elect Director Birgitta Kantola | | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
9 | Elect Director Essa Kazim | | | Mgmt | For | For |
10 | Elect Director John D. Markese | | | Mgmt | For | For |
11 | Elect Director Hans Munk Nielsen | | | Mgmt | For | For |
12 | Elect Director Thomas F. O Neill | | | Mgmt | For | For |
13 | Elect Director James S. Riepe | | | Mgmt | For | For |
14 | Elect Director Michael R. Splinter | | | Mgmt | For | For |
15 | Elect Director Lars Wedenborn | | | Mgmt | For | For |
16 | Elect Director Deborah L. Wince-Smith | | | Mgmt | For | For |
17 | Ratify Auditors | | | | Mgmt | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
19 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
The Travelers Companies, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TRV | 26-May-11 | USA | 89417E109 | Annual | 28-Mar-11 | 5,093 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Alan L. Beller | | | Mgmt | For | For |
2 | Elect Director John H. Dasburg | | | Mgmt | For | For |
3 | Elect Director Janet M. Dolan | | | Mgmt | For | For |
4 | Elect Director Kenneth M. Duberstein | | | Mgmt | For | For |
5 | Elect Director Jay S. Fishman | | | Mgmt | For | For |
6 | Elect Director Lawrence G. Graev | | | Mgmt | For | For |
7 | Elect Director Patricia L. Higgins | | | Mgmt | For | For |
8 | Elect Director Thomas R. Hodgson | | | Mgmt | For | For |
9 | Elect Director Cleve L. Killingsworth, Jr. | | Mgmt | For | For |
10 | Elect Director Donald J. Shepard | | | Mgmt | For | For |
11 | Elect Director Laurie J. Thomsen | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
14 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Transatlantic Holdings, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TRH | 26-May-11 | USA | 893521104 | Annual | 28-Mar-11 | 1,076 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Stephen P. Bradley | | Mgmt | | For | For |
1.2 | Elect Director Ian H. Chippendale | | Mgmt | | For | For |
1.3 | Elect Director John G. Foos | | Mgmt | | For | For |
1.4 | Elect Director John L. McCarthy | | Mgmt | | For | For |
1.5 | Elect Director Robert F. Orlich | | Mgmt | | For | For |
1.6 | Elect Director Richard S. Press | | Mgmt | | For | For |
1.7 | Elect Director Thomas R. Tizzio | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
|
URS Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
URS | 26-May-11 | USA | 903236107 | Annual | 04-Apr-11 | 1,386 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Mickey P. Foret | | Mgmt | | For | For |
2 | Elect Director William H. Frist | | Mgmt | | For | For |
3 | Elect Director Lydia H. Kennard | | Mgmt | | For | For |
4 | Elect Director Donald R. Knauss | | Mgmt | | For | For |
5 | Elect Director Martin M. Koffel | | Mgmt | | For | For |
6 | Elect Director Joseph W. Ralston | | Mgmt | | For | For |
7 | Elect Director John D. Roach | | Mgmt | | For | For |
8 | Elect Director Sabrina L. Simmons | | Mgmt | | For | For |
9 | Elect Director Douglas W. Stotlar | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
10 | Elect Director William P. Sullivan | | | Mgmt | For | For |
11 | Ratify Auditors | | | | Mgmt | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
13 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Vornado Realty Trust |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
VNO | 26-May-11 | USA | 929042109 | Annual | 30-Mar-11 | 1,674 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Anthony W. Deering | | | Mgmt | For | Withhold |
1.2 | Elect Director Michael Lynne | | | Mgmt | For | Withhold |
1.3 | Elect Director Ronald G. Targan | | | Mgmt | For | Withhold |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
5 | Require a Majority Vote for the Election of Directors | | SH | Against | For |
6 | Require Independent Board Chairman | | SH | Against | For |
7 | Declassify the Board of Directors | | | SH | Against | For |
|
Xerox Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
XRX | 26-May-11 | USA | 984121103 | Annual | 28-Mar-11 | 15,110 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Glenn A. Britt | | | Mgmt | For | For |
2 | Elect Director Ursula M. Burns | | | Mgmt | For | For |
3 | Elect Director Richard J. Harrington | | | Mgmt | For | For |
4 | Elect Director William Curt Hunter | | | Mgmt | For | For |
5 | Elect Director Robert J. Keegan | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
6 | Elect Director Robert A. McDonald | | | Mgmt | For | For |
7 | Elect Director N.J. Nicholas, Jr. | | | Mgmt | For | For |
8 | Elect Director Charles Prince | | | Mgmt | For | For |
9 | Elect Director Ann N. Reese | | | Mgmt | For | For |
10 | Elect Director Mary Agnes Wilderotter | | Mgmt | For | For |
11 | Ratify Auditors | | | | Mgmt | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
13 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Bunge Limited |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BG | 27-May-11 | Bermuda | G16962105 | Annual | 31-Mar-11 | 1,439 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Ernest G. Bachrach | | | Mgmt | For | For |
1.2 | Elect Director Enrique H. Boilini | | | Mgmt | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board | Mgmt | For | For |
| to Fix Their Remuneration | | | | | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Lowe's Companies, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LOW | 27-May-11 | USA | 548661107 | Annual | 25-Mar-11 | 3,844 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Raul Alvarez | | | Mgmt | For | For |
1.2 | Elect Director David W. Bernauer | | | Mgmt | For | For |
1.3 | Elect Director Leonard L. Berry | | | Mgmt | For | For |
1.4 | Elect Director Peter C. Browning | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.5 | Elect Director Dawn E. Hudson | | | Mgmt | For | For |
1.6 | Elect Director Robert L. Johnson | | | Mgmt | For | For |
1.7 | Elect Director Marshall O. Larsen | | | Mgmt | For | For |
1.8 | Elect Director Richard K. Lochridge | | | Mgmt | For | For |
1.9 | Elect Director Robert A. Niblock | | | Mgmt | For | For |
1.10 | Elect Director Stephen F. Page | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | | Mgmt | For | For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | SH | Against | For |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against |
8 | Report on Political Contributions | | | SH | Against | For |
|
Brandywine Realty Trust |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BDN | 01-Jun-11 | USA | 105368203 | Annual | 04-Apr-11 | 2,142 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Walter D'Alessio | | | Mgmt | For | For |
1.2 | Elect Director Anthony A. Nichols, Sr. | | Mgmt | For | For |
1.3 | Elect Director Gerard H. Sweeney | | | Mgmt | For | For |
1.4 | Elect Director D. Pike Aloian | | | Mgmt | For | For |
1.5 | Elect Director Wyche Fowler | | | Mgmt | For | For |
1.6 | Elect Director Michael J. Joyce | | | Mgmt | For | For |
1.7 | Elect Director Charles P. Pizzi | | | Mgmt | For | For |
1.8 | Elect Director James C. Diggs | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
FTI Consulting, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FCN | 01-Jun-11 | USA | 302941109 | Annual | 21-Mar-11 | 151 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Mark H. Berey | | | Mgmt | For | For |
1.2 | Elect Director Jack B. Dunn, IV | | | Mgmt | For | For |
1.3 | Elect Director Gerard E. Holthaus | | | Mgmt | For | For |
2 | Declassify the Board of Directors | | | Mgmt | For | For |
3 | Approve Executive Incentive Bonus Plan | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Tech Data Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TECD | 01-Jun-11 | USA | 878237106 | Annual | 23-Mar-11 | 836 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Robert M. Dutkowsky | | | Mgmt | For | For |
2 | Elect Director Jeffery P. Howells | | | Mgmt | For | For |
3 | Elect Director Savio W. Tung | | | Mgmt | For | For |
4 | Elect Director David M. Upton | | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Vishay Intertechnology, Inc. |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
VSH | 01-Jun-11 | USA | 928298108 | Annual | 04-Apr-11 | 2,883 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Eliyahu Hurvitz | | | Mgmt | For | For |
1.2 | Elect Director Abraham Ludomirski | | | Mgmt | For | For |
1.3 | Elect Director Wayne M. Rogers | | | Mgmt | For | For |
1.4 | Elect Director Ronald Ruzic | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Activision Blizzard, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ATVI | 02-Jun-11 | USA | 00507V109 | Annual | 05-Apr-11 | 6,300 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Philippe G.H. Capron | | | Mgmt | For | Against |
2 | Elect Director Robert J. Corti | | | Mgmt | For | For |
3 | Elect Director Frederic R. Crepin | | | Mgmt | For | Against |
4 | Elect Director Lucian Grainge | | | Mgmt | For | Against |
5 | Elect Director Brian G. Kelly | | | Mgmt | For | Against |
6 | Elect Director Robert A. Kotick | | | Mgmt | For | Against |
7 | Elect Director Jean-Bernard Levy | | | Mgmt | For | Against |
8 | Elect Director Robert J. Morgado | | | Mgmt | For | For |
9 | Elect Director Stephane Roussel | | | Mgmt | For | Against |
10 | Elect Director Richard Sarnoff | | | Mgmt | For | For |
11 | Elect Director Regis Turrini | | | Mgmt | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
13 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Biogen Idec Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BIIB | 02-Jun-11 | USA | 09062X103 | Annual | 04-Apr-11 | 2,433 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Caroline D. Dorsa | | Mgmt | | For | For |
2 | Elect Director Stelios Papadopoulos | | Mgmt | | For | For |
3 | Elect Director George A. Scangos | | Mgmt | | For | For |
4 | Elect Director Lynn Schenk | | Mgmt | | For | For |
5 | Elect Director Alexander J. Denner | | Mgmt | | For | For |
6 | Elect Director Nancy L. Leaming | | Mgmt | | For | For |
7 | Elect Director Richard C. Mulligan | | Mgmt | | For | For |
8 | Elect Director Robert W. Pangia | | Mgmt | | For | For |
9 | Elect Director Brian S. Posner | | Mgmt | | For | For |
10 | Elect Director Eric K. Rowinsky | | Mgmt | | For | For |
11 | Elect Director Stephen A. Sherwin | | Mgmt | | For | For |
12 | Elect Director William D. Young | | Mgmt | | For | For |
13 | Ratify Auditors | | | Mgmt | | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
16 | Declassify the Board of Directors | | Mgmt | | For | For |
|
Ingersoll-Rand plc |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
IR | 02-Jun-11 | Ireland | G47791101 | Annual | 06-Apr-11 | 3,237 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Ann C. Berzin | | Mgmt | | For | For |
2 | Elect Director John Bruton | | Mgmt | | For | For |
3 | Elect Director Jared L. Cohon | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
4 | Elect Director Gary D. Forsee | | | Mgmt | For | For |
5 | Elect Director Peter C. Godsoe | | | Mgmt | For | For |
6 | Elect Director Edward E. Hagenlocker | | | Mgmt | For | For |
7 | Elect Director Constance J. Horner | | | Mgmt | For | For |
8 | Elect Director Michael W. Lamach | | | Mgmt | For | For |
9 | Elect Director Theodore E. Martin | | | Mgmt | For | For |
10 | Elect Director Richard J. Swift | | | Mgmt | For | For |
11 | Elect Director Tony L. White | | | Mgmt | For | For |
12 | Approve Executive Incentive Scheme | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
14 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
15 | Authorize Market Purchase | | | Mgmt | For | For |
16 | Ratify Auditors | | | | Mgmt | For | For |
|
New York Community Bancorp, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NYB | 02-Jun-11 | USA | 649445103 | Annual | 07-Apr-11 | 1,030 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Dominick Ciampa | | | Mgmt | For | For |
1.2 | Elect Director W.c. Frederick | | | Mgmt | For | For |
1.3 | Elect Director Max L. Kupferberg | | | Mgmt | For | For |
1.4 | Elect Director Spiros J. Voutsinas | | | Mgmt | For | For |
1.5 | Elect Director Robert Wann | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Amend Executive Incentive Bonus Plan | | Mgmt | For | For |
4 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
Taubman Centers, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TCO | 02-Jun-11 | USA | 876664103 | Annual | 04-Apr-11 | 885 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Robert S. Taubman | | | Mgmt | For | For |
1.2 | Elect Director Lisa A. Payne | | | Mgmt | For | For |
1.3 | Elect Director William U. Parfet | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Garmin Ltd. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
GRMN | 03-Jun-11 | Switzerland | H2906T109 | Annual | 08-Apr-11 | 371 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For |
2 | Approve Discharge of Board and Senior Management | | Mgmt | For | For |
3.1 | Elect Director Donald H. Eller | | | Mgmt | For | For |
3.2 | Elect Director Clifton A. Pemble | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Approve Dividends | | | | Mgmt | For | For |
6 | Approve Non-Employee Director Omnibus Stock Plan | | Mgmt | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
8 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Wal-Mart Stores, Inc. |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WMT | 03-Jun-11 | USA | 931142103 | Annual | 06-Apr-11 | 9,979 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Aida M. Alvarez | | | Mgmt | | For | For |
2 | Elect Director James W. Breyer | | | Mgmt | | For | For |
3 | Elect Director M. Michele Burns | | | Mgmt | | For | For |
4 | Elect Director James I. Cash, Jr. | | | Mgmt | | For | For |
5 | Elect Director Roger C. Corbett | | | Mgmt | | For | For |
6 | Elect Director Douglas N. Daft | | | Mgmt | | For | For |
7 | Elect Director Michael T. Duke | | | Mgmt | | For | For |
8 | Elect Director Gregory B. Penner | | | Mgmt | | For | For |
9 | Elect Director Steven S Reinemund | | | Mgmt | | For | For |
10 | Elect Director H. Lee Scott, Jr. | | | Mgmt | | For | For |
11 | Elect Director Arne M. Sorenson | | | Mgmt | | For | For |
12 | Elect Director Jim C. Walton | | | Mgmt | | For | For |
13 | Elect Director S. Robson Walton | | | Mgmt | | For | For |
14 | Elect Director Christopher J. Williams | | | Mgmt | | For | For |
15 | Elect Director Linda S. Wolf | | | Mgmt | | For | For |
16 | Ratify Auditors | | | | Mgmt | | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
18 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
19 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | | Against | For |
20 | Report on Political Contributions | | | SH | | Against | For |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | | Against | For |
22 | Require Suppliers to Produce Sustainability Reports | | SH | | Against | Against |
23 | Report on Climate Change Business Risks | | SH | | Against | Against |
|
Nabors Industries Ltd. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NBR | 07-Jun-11 | Bermuda | G6359F103 | Annual | 08-Apr-11 | 620 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Anthony G. Petrello as Director | | | Mgmt | For | Withhold |
1.2 | Elect Myron M. Sheinfeld as Director | | | Mgmt | For | Withhold |
2 | Approve Pricewaterhouse Coopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | SH | Against | For |
6 | Declassify the Board of Directors | | | SH | Against | For |
|
SL Green Realty Corp. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SLG | 15-Jun-11 | USA | 78440X101 | Annual | 31-Mar-11 | 1,280 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Marc Holliday | | | Mgmt | For | For |
1.2 | Elect Director John S. Levy | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Equity Residential |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
EQR | 16-Jun-11 | USA | 29476L107 | Annual | 31-Mar-11 | 3,017 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John W. Alexander | | | Mgmt | For | For |
1.2 | Elect Director Charles L. Atwood | | | Mgmt | For | For |
1.3 | Elect Director Linda Walker Bynoe | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Management Corporation |
Institution Account(s): PVC LARGE CAP VALUE ACCT III - PMC |
| | | | | | | |
1.4 | Elect Director Bradley A. Keywell | | | Mgmt | For | For |
1.5 | Elect Director John E. Neal | | | Mgmt | For | For |
1.6 | Elect Director David J. Neithercut | | | Mgmt | For | For |
1.7 | Elect Director Mark S. Shapiro | | | Mgmt | For | For |
1.8 | Elect Director Gerald A. Spector | | | Mgmt | For | For |
1.9 | Elect Director B. Joseph White | | | Mgmt | For | For |
1.10 | Elect Director Samuel Zell | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
6 | Provide for Cumulative Voting | | | SH | Against | For |
7 | Include Sustainability as a Performance Measure for Senior | SH | Against | Against |
| Executive Compensation | | | | | |
|
Annaly Capital Management Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NLY | 23-Jun-11 | USA | 035710409 | Annual | 30-Mar-11 | 8,981 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Michael A. J. Farrell | | | Mgmt | For | For |
2 | Elect Director Jonathan D. Green | | | Mgmt | For | Against |
3 | Elect Director John A. Lambiase | | | Mgmt | For | For |
4 | Increase Authorized Capital Stock | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
7 | Ratify Auditors | | | | Mgmt | For | For |
|
FUND: Principal Variable Contracts Funds, Inc. - LargeCap Value Account III |
SUB-ADVISOR: Westwood Management Corp. |
| | | | | | |
| | Vote Summary | | |
|
Principal Variable Contracts Funds Inc. | | | | |
01-Jul-2010 To 30-Jun-2011 | | | | |
NIKE, INC. | | | | | | |
Security | | 654106103 | | Meeting Type | | Annual |
Ticker Symbol | NKE | | Meeting Date | | 20-Sep-2010 |
ISIN | | US6541061031 | | Agenda | | 933315548 - Management |
City | | | | Holding Recon Date | | 26-Jul-2010 |
Country | | United States | | Vote Deadline Date | | 17-Sep-2010 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | DIRECTOR | | Management | | |
| 1 | JILL K. CONWAY | | | For | For |
| 2 | ALAN B. GRAF, JR. | | | For | For |
| 3 | JOHN C. LECHLEITER | | | For | For |
| 4 | PHYLLIS M. WISE | | | For | For |
02 | TO RE-APPROVE AND AMEND THE NIKE, INC. EXECUTIVE | Management | For | For |
| PERFORMANCE SHARING PLAN. | | | | |
03 | TO RE-APPROVE AND AMEND THE NIKE, INC. 1990 STOCK | Management | For | For |
| INCENTIVE PLAN. | | | | |
04 | TO RATIFY THE APPOINTMENT OF | | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT | | | |
| REGISTERED PUBLIC ACCOUNTING FIRM. | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 16642 | 0 | 19-Aug-2010 19-Aug-2010 |
FEDEX CORPORATION | | | | |
Security | | 31428X106 | | Meeting Type | | Annual |
Ticker Symbol | FDX | | Meeting Date | | 27-Sep-2010 |
ISIN | | US31428X1063 | | Agenda | | 933319419 - Management |
City | | | | Holding Recon Date | | 02-Aug-2010 |
Country | | United States | | Vote Deadline Date | | 24-Sep-2010 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For |
1B | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | | Management | For | For |
1C | ELECTION OF DIRECTOR: J.R. HYDE, III | | Management | For | For |
1D | ELECTION OF DIRECTOR: SHIRLEY A. JACKSON | | Management | Against | Against |
1E | ELECTION OF DIRECTOR: STEVEN R. LORANGER | Management | Against | Against |
1F | ELECTION OF DIRECTOR: GARY W. LOVEMAN | | Management | For | For |
1G | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | | Management | For | For |
1H | ELECTION OF DIRECTOR: FREDERICK W. SMITH | | Management | For | For |
1I | ELECTION OF DIRECTOR: JOSHUA I. SMITH | | Management | For | For |
1J | ELECTION OF DIRECTOR: DAVID P. STEINER | | Management | For | For |
1K | ELECTION OF DIRECTOR: PAUL S. WALSH | | Management | For | For |
02 | ADOPTION OF 2010 OMNIBUS STOCK INCENTIVE PLAN. | Management | For | For |
03 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC | Management | For | For |
| ACCOUNTING FIRM. | | | | |
04 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT | Shareholder | For | Against |
| BOARD CHAIRMAN. | | | | |
05 | STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER | Shareholder | For | Against |
| ACTION BY WRITTEN CONSENT. | | | | |
06 | STOCKHOLDER PROPOSAL REGARDING CEO SUCCESSION | Shareholder | Against | For |
| PLANNING. | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 14480 | 0 | 10-Sep-2010 11-Sep-2010 |
ORACLE CORPORATION | | | | |
Security | | 68389X105 | | Meeting Type | | Annual |
Ticker Symbol | ORCL | | Meeting Date | | 06-Oct-2010 |
ISIN | | US68389X1054 | | Agenda | | 933328189 - Management |
City | | | | Holding Recon Date | | 09-Aug-2010 |
| | | | | | | |
Country | | United States | | Vote Deadline Date | | 05-Oct-2010 |
SEDOL(s) | | | | Quick Code | | | |
Item | Proposal | | Type | Vote | | For/Against |
| | | | | | | Management |
|
01 | DIRECTOR | | Management | | | |
| 1 | JEFFREY S. BERG | | | Withheld | Against |
| 2 | H. RAYMOND BINGHAM | | | Withheld | Against |
| 3 | MICHAEL J. BOSKIN | | | For | | For |
| 4 | SAFRA A. CATZ | | | For | | For |
| 5 | BRUCE R. CHIZEN | | | For | | For |
| 6 | GEORGE H. CONRADES | | | For | | For |
| 7 | LAWRENCE J. ELLISON | | | For | | For |
| 8 | HECTOR GARCIA-MOLINA | | | For | | For |
| 9 | JEFFREY O. HENLEY | | | For | | For |
| 10 | MARK V. HURD | | | For | | For |
| 11 | DONALD L. LUCAS | | | For | | For |
| 12 | NAOMI O. SELIGMAN | | | For | | For |
02 | APPROVE THE ORACLE CORPORATION EXECUTIVE BONUS PLAN | Management | For | | For |
03 | APPROVE THE ORACLE CORPORATION AMENDED AND | Management | Against | | Against |
| RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN, | | | | |
| INCLUDING AN AMENDMENT TO INCREASE THE | | | | | |
| AGGREGATE NUMBER OF SHARES AUTHORIZED FOR | | | | |
| ISSUANCE UNDER THE PLAN BY 419,020,418 SHARES. | | | | |
04 | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR | Management | For | | For |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | | |
| FOR THE FISCAL YEAR ENDING MAY 31, 2011. | | | | | |
05 | ACT ON A STOCKHOLDER PROPOSAL TO AMEND THE | Shareholder | Against | | For |
| CORPORATE BYLAWS TO ESTABLISH A BOARD COMMITTEE | | | | |
| ON SUSTAINABILITY. | | | | | |
06 | ACT ON A STOCKHOLDER PROPOSAL REGARDING | | Shareholder | For | | Against |
| MAJORITY VOTING IN DIRECTOR ELECTIONS. | | | | | |
07 | ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY | Shareholder | Against | | For |
| RETENTION. | | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | | Date Confirmed |
| | | | Shares | | | |
|
000394878 | | 93I | 40543 | 0 | 21-Sep-2010 | 21-Sep-2010 |
SYSCO CORPORATION | | | | | |
Security | | 871829107 | | Meeting Type | | Annual | |
Ticker Symbol | SYY | | Meeting Date | | 12-Nov-2010 |
ISIN | | US8718291078 | | Agenda | | 933330398 - Management |
City | | | | Holding Recon Date | | 14-Sep-2010 |
Country | | United States | | Vote Deadline Date | | 11-Nov-2010 |
SEDOL(s) | | | | Quick Code | | | |
Item | Proposal | | Type | Vote | | For/Against |
| | | | | | | Management |
|
1A | ELECTION OF DIRECTOR: JOHN M. CASSADAY | | Management | Against | | Against |
1B | ELECTION OF DIRECTOR: MANUEL A. FERNANDEZ | | Management | Against | | Against |
1C | ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER | Management | For | | For |
1D | ELECTION OF DIRECTOR: JACKIE M. WARD | | Management | Against | | Against |
02 | TO APPROVE AN AMENDMENT TO THE SYSCO | | Management | For | | For |
| CORPORATION 1974 EMPLOYEES' STOCK PURCHASE PLAN | | | | |
| TO RESERVE 5,000,000 ADDITIONAL SHARES OF SYSCO | | | | |
| CORPORATION COMMON STOCK FOR ISSUANCE UNDER THE PLAN. | | | | |
03 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS | Management | For | | For |
| SYSCO'S INDEPENDENT ACCOUNTANTS FOR FISCAL 2011. | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | | Date Confirmed |
| | | | Shares | | | |
|
000394878 | | 93I | 31869 | 0 | 14-Oct-2010 | 15-Oct-2010 |
MICROSOFT CORPORATION | | | | | |
Security | | 594918104 | | Meeting Type | | Annual | |
Ticker Symbol | MSFT | | Meeting Date | | 16-Nov-2010 |
ISIN | | US5949181045 | | Agenda | | 933331011 - Management |
City | | | | Holding Recon Date | | 03-Sep-2010 |
Country | | United States | | Vote Deadline Date | | 15-Nov-2010 |
SEDOL(s) | | | | Quick Code | | | |
Item | Proposal | | Type | Vote | | For/Against |
| | | | | | | Management |
|
01 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | | Management | For | | For |
02 | ELECTION OF DIRECTOR: DINA DUBLON | | Management | For | | For |
03 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | | Management | For | | For |
| | | | | | |
04 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For |
05 | ELECTION OF DIRECTOR: REED HASTINGS | | Management | For | For |
06 | ELECTION OF DIRECTOR: MARIA M. KLAWE | | Management | For | For |
07 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | | Management | For | For |
08 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | | Management | For | For |
09 | ELECTION OF DIRECTOR: HELMUT PANKE | | Management | For | For |
10 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE | Management | For | For |
| LLP AS THE COMPANY'S INDEPENDENT AUDITOR | | | | |
11 | SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD | Shareholder | Against | For |
| COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 77483 | 0 | 26-Oct-2010 | 27-Oct-2010 |
CISCO SYSTEMS, INC. | | | | | |
Security | | 17275R102 | | Meeting Type | Annual | |
Ticker Symbol | CSCO | | Meeting Date | 18-Nov-2010 |
ISIN | | US17275R1023 | | Agenda | 933332265 - Management |
City | | | | Holding Recon Date | 20-Sep-2010 |
Country | | United States | | Vote Deadline Date | 17-Nov-2010 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: CAROL A. BARTZ | | Management | For | For |
1B | ELECTION OF DIRECTOR: M. MICHELE BURNS | | Management | For | For |
1C | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | | Management | For | For |
1D | ELECTION OF DIRECTOR: LARRY R. CARTER | | Management | For | For |
1E | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | | Management | For | For |
1F | ELECTION OF DIRECTOR: BRIAN L. HALLA | | Management | For | For |
1G | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | | Management | Against | Against |
1H | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | Management | For | For |
1I | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | | Management | For | For |
1J | ELECTION OF DIRECTOR: MICHAEL K. POWELL | | Management | For | For |
1K | ELECTION OF DIRECTOR: ARUN SARIN | | Management | For | For |
1L | ELECTION OF DIRECTOR: STEVEN M. WEST | | Management | For | For |
1M | ELECTION OF DIRECTOR: JERRY YANG | | Management | For | For |
02 | TO APPROVE A NON-BINDING ADVISORY RESOLUTION | Management | Against | Against |
| REGARDING EXECUTIVE COMPENSATION. | | | | |
03 | TO RATIFY THE APPOINTMENT OF | | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS CISCO'S | | | | |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR THE FISCAL YEAR ENDING JULY 30, 2011. | | | | |
04 | PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND | Shareholder | Against | For |
| CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON | | | |
| ENVIRONMENTAL SUSTAINABILITY. | | | | |
05 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING | Shareholder | Against | For |
| THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS, | | | |
| WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING | | | |
| AND ASSESSMENT OF CONCRETE STEPS CISCO COULD | | | |
| REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS | | | |
| BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE | | | |
| THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE | | | |
| ACCOMPANYING PROXY STATEMENT. | | | | |
06 | PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING | Shareholder | Against | For |
| THAT CISCO ADOPT AND IMPLEMENT A POLICY | | | | |
| RESTRICTING CERTAIN SALES IN CHINA, ADOPT A | | | | |
| RELATED OVERSIGHT AND COMPLIANCE SYSTEM WITH | | | |
| RESPECT TO HUMAN RIGHTS IMPACTS AND PROVIDE | | | |
| PUBLIC DISCLOSURE OF CISCO'S SALES TO CHINA AND | | | |
| CERTAIN OTHER GOVERNMENTS, AS SET FORTH IN THE | | | |
| ACCOMPANYING PROXY STATEMENT. | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 90089 | 0 | 29-Oct-2010 | 30-Oct-2010 |
MOTOROLA SOLUTIONS, INC. | | | | |
Security | | 620076109 | | Meeting Type | Special | |
Ticker Symbol | MOT | | Meeting Date | 29-Nov-2010 |
ISIN | | US6200761095 | | Agenda | 933338736 - Management |
City | | | | Holding Recon Date | 08-Oct-2010 |
Country | | United States | | Vote Deadline Date | 26-Nov-2010 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
| | | | | | |
01 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO | Management | For | For |
| EFFECT, IN ITS DISCRETION PRIOR TO DECEMBER 31, 2011, | | | |
| A REVERSE STOCK SPLIT OF THE OUTSTANDING AND | | | |
| TREASURY COMMON STOCK OF MOTOROLA, AT A | | | | |
| REVERSE STOCK SPLIT RATIO OF AT LEAST 1-FOR-3 AND | | | |
| OF UP TO 1-FOR-7, AS DETERMINED BY THE BOARD OF | | | |
| DIRECTORS. | | | | | |
02 | APPROVAL OF A CORRESPONDING AMENDMENT TO | Management | For | For |
| MOTOROLA'S RESTATED CERTIFICATE OF | | | | |
| INCORPORATION TO EFFECT THE REVERSE STOCK SPLIT | | | |
| AND TO REDUCE PROPORTIONATELY THE TOTAL NUMBER | | | |
| OF SHARES OF COMMON STOCK THAT MOTOROLA IS | | | |
| AUTHORIZED TO ISSUE, SUBJECT TO THE BOARD OF | | | |
| DIRECTORS' AUTHORITY TO ABANDON SUCH AMENDMENT. | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 122700 | 0 | 01-Nov-2010 | 02-Nov-2010 |
DEERE & COMPANY | | | | | |
|
Security | | 244199105 | | Meeting Type | Annual | |
Ticker Symbol | DE | | Meeting Date | 23-Feb-2011 |
ISIN | | US2441991054 | | Agenda | 933366343 - Management |
City | | | | Holding Recon Date | 31-Dec-2010 |
Country | | United States | | Vote Deadline Date | 22-Feb-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | Management | For | For |
1B | ELECTION OF DIRECTOR: DIPAK C. JAIN | | Management | For | For |
1C | ELECTION OF DIRECTOR: JOACHIM MILBERG | | Management | For | For |
1D | ELECTION OF DIRECTOR: RICHARD B. MYERS | | Management | For | For |
02 | NON-BINDING ADVISORY VOTE ON EXECUTIVE | | Management | For | For |
| COMPENSATION ("SAY-ON-PAY") | | | | |
03 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF | Management | 1 Year | For |
| SAY-ON-PAY VOTES | | | | |
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & | Management | For | For |
| TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM FOR FISCAL 2011 | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 9558 | 0 | 02-Feb-2011 | 02-Feb-2011 |
FRANKLIN RESOURCES, INC. | | | | |
|
Security | | 354613101 | | Meeting Type | Annual | |
Ticker Symbol | BEN | | Meeting Date | 15-Mar-2011 |
ISIN | | US3546131018 | | Agenda | 933367371 - Management |
City | | | | Holding Recon Date | 18-Jan-2011 |
Country | | United States | | Vote Deadline Date | 14-Mar-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: SAMUEL H. ARMACOST | | Management | For | For |
1B | ELECTION OF DIRECTOR: CHARLES CROCKER | | Management | For | For |
1C | ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN | | Management | For | For |
1D | ELECTION OF DIRECTOR: CHARLES B. JOHNSON | | Management | For | For |
1E | ELECTION OF DIRECTOR: GREGORY E. JOHNSON | | Management | For | For |
1F | ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR. | Management | For | For |
1G | ELECTION OF DIRECTOR: MARK C. PIGOTT | | Management | For | For |
1H | ELECTION OF DIRECTOR: CHUTTA RATNATHICAM | | Management | For | For |
1I | ELECTION OF DIRECTOR: PETER M. SACERDOTE | | Management | For | For |
1J | ELECTION OF DIRECTOR: LAURA STEIN | | Management | For | For |
1K | ELECTION OF DIRECTOR: ANNE M. TATLOCK | | Management | Against | Against |
1L | ELECTION OF DIRECTOR: GEOFFREY Y. YANG | | Management | For | For |
02 | TO RATIFY THE APPOINTMENT OF | | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S | | | |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. | | | |
03 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE | Management | For | For |
| FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK | | | |
| INCENTIVE PLAN TO INCREASE THE NUMBER OF | | | | |
| AUTHORIZED SHARES OF COMMON STOCK AVAILABLE FOR | | | |
| ISSUANCE BY 10,000,000 SHARES. | | | | |
04 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION | Management | For | For |
| OF THE COMPANY'S EXECUTIVE OFFICERS. | | | |
05 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY | Management | 1 Year | Against |
| VOTES ON THE COMPENSATION OF THE COMPANY'S | | | |
| EXECUTIVE OFFICERS. | | | | |
| | | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 12700 | 0 | 11-Mar-2011 | 11-Mar-2011 |
COVIDIEN PLC | | | | | |
Security | | G2554F105 | | Meeting Type | Annual | |
Ticker Symbol | COV | | Meeting Date | 15-Mar-2011 |
ISIN | | IE00B3QN1M21 | | Agenda | 933367701 - Management |
City | | | | Holding Recon Date | 12-Jan-2011 |
Country | | United States | | Vote Deadline Date | 11-Mar-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: CRAIG ARNOLD | | Management | For | For |
1B | ELECTION OF DIRECTOR: ROBERT H. BRUST | | Management | For | For |
1C | ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. | | Management | For | For |
1D | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN | Management | For | For |
1E | ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE | | Management | For | For |
1F | ELECTION OF DIRECTOR: KATHY J. HERBERT | | Management | For | For |
1G | ELECTION OF DIRECTOR: RANDALL J. HOGAN, III | | Management | For | For |
1H | ELECTION OF DIRECTOR: RICHARD J. MEELIA | | Management | For | For |
1I | ELECTION OF DIRECTOR: DENNIS H. REILLEY | | Management | For | For |
1J | ELECTION OF DIRECTOR: TADATAKA YAMADA | | Management | For | For |
1K | ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO | | Management | For | For |
02 | APPOINT THE INDEPENDENT AUDITORS AND AUTHORIZE | Management | For | For |
| THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION. | | | |
03 | EFFECT A ONE-FOR-ONE HUNDRED REVERSE SPLIT | Management | For | For |
| FOLLOWED BY A ONE HUNDRED-FOR-ONE FORWARD SPLIT | | | |
| OF THE COMPANY'S ORDINARY SHARES. | | | | |
04 | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For |
05 | AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE | Management | 1 Year | Against |
| COMPENSATION VOTES. | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 30072 | 0 | 19-Feb-2011 | 19-Feb-2011 |
THE WALT DISNEY COMPANY | | | | |
Security | | 254687106 | | Meeting Type | Annual | |
Ticker Symbol | DIS | | Meeting Date | 23-Mar-2011 |
ISIN | | US2546871060 | | Agenda | 933369440 - Management |
City | | | | Holding Recon Date | 24-Jan-2011 |
Country | | United States | | Vote Deadline Date | 22-Mar-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | | Management | Against | Against |
1B | ELECTION OF DIRECTOR: JOHN E. BRYSON | | Management | For | For |
1C | ELECTION OF DIRECTOR: JOHN S. CHEN | | Management | Against | Against |
1D | ELECTION OF DIRECTOR: JUDITH L. ESTRIN | | Management | For | For |
1E | ELECTION OF DIRECTOR: ROBERT A. IGER | | Management | For | For |
1F | ELECTION OF DIRECTOR: STEVEN P. JOBS | | Management | Against | Against |
1G | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | | Management | Against | Against |
1H | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | | Management | Against | Against |
1I | ELECTION OF DIRECTOR: MONICA C. LOZANO | | Management | For | For |
1J | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For |
1K | ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. | | Management | Against | Against |
1L | ELECTION OF DIRECTOR: SHERYL K. SANDBERG | | Management | For | For |
1M | ELECTION OF DIRECTOR: ORIN C. SMITH | | Management | Against | Against |
02 | TO RATIFY THE APPOINTMENT OF | | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S | | | |
| REGISTERED PUBLIC ACCOUNTANTS FOR 2011. | | | | |
03 | TO APPROVE THE 2011 STOCK INCENTIVE PLAN. | | Management | Against | Against |
04 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE | Management | Against | Against |
| COMPENSATION. | | | | |
05 | TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE | Management | 1 Year | For |
| COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS | | | |
| INDICATED. | | | | | |
06 | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO | Shareholder | Against | For |
| PERFORMANCE TESTS FOR RESTRICTED STOCK UNITS. | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
| | | | | | |
000394878 | | 93I | 33420 | 0 | 02-Mar-2011 | 02-Mar-2011 |
HONEYWELL INTERNATIONAL INC. | | | | |
Security | | 438516106 | | Meeting Type | Annual | |
Ticker Symbol | HON | | Meeting Date | 25-Apr-2011 |
ISIN | | US4385161066 | | Agenda | 933380115 - Management |
City | | | | Holding Recon Date | 25-Feb-2011 |
Country | | United States | | Vote Deadline Date | 21-Apr-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: GORDON M. BETHUNE | | Management | For | For |
1B | ELECTION OF DIRECTOR: KEVIN BURKE | | Management | For | For |
1C | ELECTION OF DIRECTOR: JAIME CHICO PARDO | | Management | For | For |
1D | ELECTION OF DIRECTOR: DAVID M. COTE | | Management | For | For |
1E | ELECTION OF DIRECTOR: D. SCOTT DAVIS | | Management | For | For |
1F | ELECTION OF DIRECTOR: LINNET F. DEILY | | Management | For | For |
1G | ELECTION OF DIRECTOR: JUDD GREGG | | Management | For | For |
1H | ELECTION OF DIRECTOR: CLIVE R. HOLLICK | | Management | For | For |
1I | ELECTION OF DIRECTOR: GEORGE PAZ | | Management | For | For |
1J | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | | Management | For | For |
02 | APPROVAL OF INDEPENDENT ACCOUNTANTS. | | Management | For | For |
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | For | For |
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY | Management | 1 Year | For |
| VOTE ON EXECUTIVE COMPENSATION. | | | | |
05 | 2011 STOCK INCENTIVE PLAN OF HONEYWELL | | Management | For | For |
| INTERNATIONAL INC. AND ITS AFFILIATES. | | | | |
06 | HONEYWELL INTERNATIONAL INC. INCENTIVE | | Management | For | For |
| COMPENSATION PLAN FOR EXECUTIVE EMPLOYEES, | | | |
| AMENDED AND RESTATED EFFECTIVE AS OF JANUARY 1, 2011. | | | |
07 | SHAREHOLDER ACTION BY WRITTEN CONSENT. | | Shareholder | For | Against |
08 | SPECIAL SHAREOWNER MEETINGS. | | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 24618 | 0 | 12-Apr-2011 | 12-Apr-2011 |
INTERNATIONAL BUSINESS MACHINES CORP. | | | | |
Security | | 459200101 | | Meeting Type | Annual | |
Ticker Symbol | IBM | | Meeting Date | 26-Apr-2011 |
ISIN | | US4592001014 | | Agenda | 933380381 - Management |
City | | | | Holding Recon Date | 25-Feb-2011 |
Country | | United States | | Vote Deadline Date | 25-Apr-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: A.J.P. BELDA | | Management | Against | Against |
1B | ELECTION OF DIRECTOR: W.R. BRODY | | Management | For | For |
1C | ELECTION OF DIRECTOR: K.I. CHENAULT | | Management | For | For |
1D | ELECTION OF DIRECTOR: M.L. ESKEW | | Management | Against | Against |
1E | ELECTION OF DIRECTOR: S.A. JACKSON | | Management | For | For |
1F | ELECTION OF DIRECTOR: A.N. LIVERIS | | Management | Against | Against |
1G | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | | Management | For | For |
1H | ELECTION OF DIRECTOR: J.W. OWENS | | Management | For | For |
1I | ELECTION OF DIRECTOR: S.J. PALMISANO | | Management | For | For |
1J | ELECTION OF DIRECTOR: J.E. SPERO | | Management | For | For |
1K | ELECTION OF DIRECTOR: S. TAUREL | | Management | For | For |
1L | ELECTION OF DIRECTOR: L.H. ZAMBRANO | | Management | Against | Against |
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT | Management | For | For |
| REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) | | | |
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) | Management | For | For |
04 | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY | Management | 1 Year | Against |
| VOTE ON EXECUTIVE COMPENSATION (PAGE 73) | | | | |
05 | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE 74) | Shareholder | Against | For |
06 | STOCKHOLDER PROPOSAL TO REVIEW POLITICAL | Shareholder | Against | For |
| CONTRIBUTIONS POLICY (PAGES 74-75) | | | | |
07 | STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 9305 | 0 | 29-Mar-2011 | 29-Mar-2011 |
AMERICAN ELECTRIC POWER COMPANY, INC. | | | | |
| | | | | | |
Security | | 025537101 | | Meeting Type | | Annual |
Ticker Symbol | AEP | | Meeting Date | | 26-Apr-2011 |
ISIN | | US0255371017 | | Agenda | | 933383779 - Management |
City | | | | Holding Recon Date | | 28-Feb-2011 |
Country | | United States | | Vote Deadline Date | | 25-Apr-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: DAVID J. ANDERSON | | Management | For | For |
1B | ELECTION OF DIRECTOR: JAMES F. CORDES | | Management | For | For |
1C | ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. | | Management | For | For |
1D | ELECTION OF DIRECTOR: LINDA A. GOODSPEED | | Management | For | For |
1E | ELECTION OF DIRECTOR: THOMAS E. HOAGLIN | | Management | For | For |
1F | ELECTION OF DIRECTOR: LESTER A. HUDSON, JR. | | Management | For | For |
1G | ELECTION OF DIRECTOR: MICHAEL G. MORRIS | | Management | For | For |
1H | ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT | | Management | For | For |
1I | ELECTION OF DIRECTOR: LIONEL L. NOWELL III | | Management | For | For |
1J | ELECTION OF DIRECTOR: RICHARD L. SANDOR | | Management | For | For |
1K | ELECTION OF DIRECTOR: KATHRYN D. SULLIVAN | | Management | For | For |
1L | ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER | Management | For | For |
1M | ELECTION OF DIRECTOR: JOHN F. TURNER | | Management | For | For |
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & | Management | For | For |
| TOUCHE LLP AS THE COMPANY'S INDEPENDENT | | | | |
| REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL | | | |
| YEAR ENDING DECEMBER 31, 2011. | | | | |
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | For | For |
4 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN | Management | 1 Year | For |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 37900 | 0 | 30-Mar-2011 | 30-Mar-2011 |
METLIFE, INC. | | | | | |
Security | | 59156R108 | | Meeting Type | | Annual |
Ticker Symbol | MET | | Meeting Date | | 26-Apr-2011 |
ISIN | | US59156R1086 | | Agenda | | 933398883 - Management |
City | | | | Holding Recon Date | | 01-Mar-2011 |
Country | | United States | | Vote Deadline Date | | 25-Apr-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | DIRECTOR | | Management | | |
| 1 | STEVEN A. KANDARIAN* | | | For | For |
| 2 | SYLVIA MATHEWS BURWELL# | | | For | For |
| 3 | EDUARDO CASTRO-WRIGHT# | | | For | For |
| 4 | CHERYL W. GRISE# | | | For | For |
| 5 | LULU C. WANG# | | | For | For |
02 | PROPOSAL TO AMEND THE CERTIFICATE OF | | Management | For | For |
| INCORPORATION TO DECLASSIFY THE BOARD OF | | | | |
| DIRECTORS | | | | |
03 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & | Management | For | For |
| TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011 | | | | |
04 | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID | Management | For | For |
| TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | | | |
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE | | Management | 1 Year | For |
| ADVISORY VOTES TO APPROVE THE COMPENSATION PAID | | | |
| TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 28812 | 0 | 01-Apr-2011 | 01-Apr-2011 |
AMERIPRISE FINANCIAL, INC. | | | | |
Security | | 03076C106 | | Meeting Type | | Annual |
Ticker Symbol | AMP | | Meeting Date | | 27-Apr-2011 |
ISIN | | US03076C1062 | | Agenda | | 933382688 - Management |
City | | | | Holding Recon Date | | 28-Feb-2011 |
Country | | United States | | Vote Deadline Date | | 26-Apr-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: SIRI S. MARSHALL | | Management | For | For |
| | | | | | |
1B | ELECTION OF DIRECTOR: W. WALKER LEWIS | | Management | For | For |
1C | ELECTION OF DIRECTOR: WILLIAM H. TURNER | | Management | For | For |
02 | A NONBINDING ADVISORY VOTE TO APPROVE THE | Management | For | For |
| COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | | | |
03 | A NONBINDING ADVISORY VOTE ON THE FREQUENCY OF | Management | 1 Year | For |
| SHAREHOLDER APPROVAL OF THE COMPENSATION OF | | | |
| THE NAMED EXECUTIVE OFFICERS. | | | | |
04 | TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP, THE COMPANY'S | | | |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011. | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 23437 | 0 | 31-Mar-2011 | 31-Mar-2011 |
E. I. DU PONT DE NEMOURS AND COMPANY | | | | |
Security | | 263534109 | | Meeting Type | Annual | |
Ticker Symbol | DD | | Meeting Date | 27-Apr-2011 |
ISIN | | US2635341090 | | Agenda | 933385521 - Management |
City | | | | Holding Recon Date | 02-Mar-2011 |
Country | | United States | | Vote Deadline Date | 26-Apr-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: RICHARD H. BROWN | | Management | For | For |
1B | ELECTION OF DIRECTOR: ROBERT A. BROWN | | Management | For | For |
1C | ELECTION OF DIRECTOR: BERTRAND P. COLLOMB | | Management | For | For |
1D | ELECTION OF DIRECTOR: CURTIS J. CRAWFORD | | Management | For | For |
1E | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | | Management | For | For |
1F | ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT | | Management | For | For |
1G | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | | Management | For | For |
1H | ELECTION OF DIRECTOR: LOIS D. JULIBER | | Management | For | For |
1I | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | | Management | For | For |
1J | ELECTION OF DIRECTOR: WILLIAM K. REILLY | | Management | For | For |
02 | ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC | Management | For | For |
| ACCOUNTING FIRM | | | | |
03 | ON AMENDED EQUITY AND INCENTIVE PLAN | | Management | For | For |
04 | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION | Management | For | For |
05 | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY | Management | 1 Year | For |
| OF EXECUTIVE COMPENSATION VOTES | | | | |
06 | ON SPECIAL SHAREOWNER MEETINGS | | Shareholder | Against | For |
07 | ON GENETICALLY ENGINEERED SEED | | Shareholder | Against | For |
08 | ON EXECUTIVE COMPENSATION REPORT | | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 26600 | 0 | 01-Apr-2011 | 01-Apr-2011 |
CORNING INCORPORATED | | | | |
Security | | 219350105 | | Meeting Type | Annual | |
Ticker Symbol | GLW | | Meeting Date | 28-Apr-2011 |
ISIN | | US2193501051 | | Agenda | 933380191 - Management |
City | | | | Holding Recon Date | 24-Feb-2011 |
Country | | United States | | Vote Deadline Date | 27-Apr-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: JOHN SEELY BROWN | | Management | Against | Against |
1B | ELECTION OF DIRECTOR: JOHN A. CANNING, JR. | | Management | For | For |
1C | ELECTION OF DIRECTOR: GORDON GUND | | Management | Against | Against |
1D | ELECTION OF DIRECTOR: KURT M. LANDGRAF | | Management | For | For |
1E | ELECTION OF DIRECTOR: H. ONNO RUDING | | Management | For | For |
1F | ELECTION OF DIRECTOR: GLENN F. TILTON | | Management | For | For |
02 | APPROVAL, BY NON-BINDING VOTE, ON EXECUTIVE COMPENSATION. | Management | For | For |
03 | APPROVAL, BY NON-BINDING, ON THE FREQUENCY OF | Management | 1 Year | For |
| FUTURE EXECUTIVE COMPENSATION VOTES. | | | | |
04 | RATIFY THE APPOINTMENT OF | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS CORNING'S | | | | |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | | | |
05 | SHAREHOLDER PROPOSAL CONCERNING SPECIAL MEETINGS. | Shareholder | For | Against |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
| | | | | | |
000394878 | | 93I | 35683 | 0 | 01-Apr-2011 | 01-Apr-2011 |
JOHNSON & JOHNSON | | | | | |
Security | | 478160104 | | Meeting Type | Annual | |
Ticker Symbol | JNJ | | Meeting Date | 28-Apr-2011 |
ISIN | | US4781601046 | | Agenda | 933382854 - Management |
City | | | | Holding Recon Date | 01-Mar-2011 |
Country | | United States | | Vote Deadline Date | 27-Apr-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: MARY SUE COLEMAN | | Management | Against | Against |
1B | ELECTION OF DIRECTOR: JAMES G. CULLEN | | Management | For | For |
1C | ELECTION OF DIRECTOR: IAN E.L. DAVIS | | Management | For | For |
1D | ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS | | Management | Against | Against |
1E | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | | Management | For | For |
1F | ELECTION OF DIRECTOR: ANNE M. MULCAHY | | Management | Against | Against |
1G | ELECTION OF DIRECTOR: LEO F. MULLIN | | Management | For | For |
1H | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | | Management | Against | Against |
1I | ELECTION OF DIRECTOR: CHARLES PRINCE | | Management | Against | Against |
1J | ELECTION OF DIRECTOR: DAVID SATCHER | | Management | For | For |
1K | ELECTION OF DIRECTOR: WILLIAM C. WELDON | | Management | For | For |
02 | RATIFICATION OF APPOINTMENT OF | | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT | | | |
| REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | | | | |
03 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER | | Management | For | For |
| COMPENSATION | | | | |
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON | Management | 1 Year | For |
| NAMED EXECUTIVE OFFICER COMPENSATION | | | | |
05 | SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE | Shareholder | Against | For |
| RESTRAINT | | | | | |
06 | SHAREHOLDER PROPOSAL ON AMENDMENT TO | | Shareholder | Against | For |
| COMPANY'S EQUAL EMPLOYMENT OPPORTUNITY POLICY | | | |
07 | SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL | Shareholder | Against | For |
| METHODS FOR TRAINING | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 34259 | 0 | 06-Apr-2011 | 06-Apr-2011 |
PFIZER INC. | | | | | | |
Security | | 717081103 | | Meeting Type | Annual | |
Ticker Symbol | PFE | | Meeting Date | 28-Apr-2011 |
ISIN | | US7170811035 | | Agenda | 933392196 - Management |
City | | | | Holding Recon Date | 01-Mar-2011 |
Country | | United States | | Vote Deadline Date | 27-Apr-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | | Management | For | For |
1B | ELECTION OF DIRECTOR: MICHAEL S. BROWN | | Management | For | For |
1C | ELECTION OF DIRECTOR: M. ANTHONY BURNS | | Management | For | For |
1D | ELECTION OF DIRECTOR: W. DON CORNWELL | | Management | For | For |
1E | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For |
1F | ELECTION OF DIRECTOR: WILLIAM H. GRAY III | | Management | For | For |
1G | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | | Management | For | For |
1H | ELECTION OF DIRECTOR: JAMES M. KILTS | | Management | For | For |
1I | ELECTION OF DIRECTOR: GEORGE A. LORCH | | Management | For | For |
1J | ELECTION OF DIRECTOR: JOHN P. MASCOTTE | | Management | For | For |
1K | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For |
1L | ELECTION OF DIRECTOR: IAN C. READ | | Management | For | For |
1M | ELECTION OF DIRECTOR: STEPHEN W. SANGER | | Management | For | For |
02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS | Management | For | For |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR 2011. | | | | | |
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | Against | Against |
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE | | Management | 1 Year | Against |
| ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | | |
05 | SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF | Shareholder | Against | For |
| POLITICAL CONTRIBUTIONS | | | | |
06 | SHAREHOLDER PROPOSAL REGARDING PUBLIC POLICY | Shareholder | Against | For |
| INITIATIVES. | | | | | |
07 | SHAREHOLDER PROPOSAL REGARDING PHARMACEUTICAL | Shareholder | Against | For |
| PRICE RESTRAINTS. | | | | |
08 | SHAREHOLDER PROPOSAL REGARDING ACTION BY | Shareholder | For | Against |
| WRITTEN CONSENT. | | | | |
| | | | | | |
09 | SHAREHOLDER PROPOSAL REGARDING SPECIAL | | Shareholder | Against | For |
| SHAREHOLDER MEETINGS. | | | | |
10 | SHAREHOLDER PROPOSAL REGARDING ANIMAL | | Shareholder | Against | For |
| RESEARCH | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 110723 | 0 | 12-Apr-2011 | 12-Apr-2011 |
AT&T INC. | | | | | | |
Security | | 00206R102 | | Meeting Type | | Annual |
Ticker Symbol | T | | Meeting Date | | 29-Apr-2011 |
ISIN | | US00206R1023 | | Agenda | | 933378437 - Management |
City | | | | Holding Recon Date | | 01-Mar-2011 |
Country | | United States | | Vote Deadline Date | | 28-Apr-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For |
1B | ELECTION OF DIRECTOR: GILBERT F. AMELIO | | Management | For | For |
1C | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | | Management | For | For |
1D | ELECTION OF DIRECTOR: JAMES H. BLANCHARD | | Management | For | For |
1E | ELECTION OF DIRECTOR: JAIME CHICO PARDO | | Management | For | For |
1F | ELECTION OF DIRECTOR: JAMES P. KELLY | | Management | For | For |
1G | ELECTION OF DIRECTOR: JON C. MADONNA | | Management | For | For |
1H | ELECTION OF DIRECTOR: LYNN M. MARTIN | | Management | For | For |
1I | ELECTION OF DIRECTOR: JOHN B. MCCOY | | Management | For | For |
1J | ELECTION OF DIRECTOR: JOYCE M. ROCHE | | Management | For | For |
1K | ELECTION OF DIRECTOR: MATTHEW K. ROSE | | Management | For | For |
1L | ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON | | Management | For | For |
02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For |
03 | APPROVE 2011 INCENTIVE PLAN. | | Management | For | For |
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | For | For |
05 | ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE | Management | 1 Year | Against |
| COMPENSATION. | | | | |
06 | POLITICAL CONTRIBUTIONS. | | Shareholder | Against | For |
07 | SPECIAL STOCKHOLDER MEETINGS. | | Shareholder | Against | For |
08 | WRITTEN CONSENT. | | Shareholder | For | Against |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 69965 | 0 | 02-Apr-2011 | 02-Apr-2011 |
ABBOTT LABORATORIES | | | | |
Security | | 002824100 | | Meeting Type | | Annual |
Ticker Symbol | ABT | | Meeting Date | | 29-Apr-2011 |
ISIN | | US0028241000 | | Agenda | | 933386319 - Management |
City | | | | Holding Recon Date | | 02-Mar-2011 |
Country | | United States | | Vote Deadline Date | | 28-Apr-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | DIRECTOR | | Management | | |
| 1 | R.J. ALPERN | | | For | For |
| 2 | R.S. AUSTIN | | | For | For |
| 3 | W.J. FARRELL | | | For | For |
| 4 | H.L. FULLER | | | For | For |
| 5 | E.M. LIDDY | | | For | For |
| 6 | P.N. NOVAKOVIC | | | For | For |
| 7 | W.A. OSBORN | | | For | For |
| 8 | S.C. SCOTT III | | | For | For |
| 9 | G.F. TILTON | | | For | For |
| 10 | M.D. WHITE | | | For | For |
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. | Management | For | For |
03 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF | Management | Against | Against |
| EXECUTIVE COMPENSATION. | | | | |
04 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE | | Management | 1 Year | For |
| APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES | | | |
| ON EXECUTIVE COMPENSATION. | | | | |
05 | SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. | Shareholder | Against | For |
| | | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 29900 | 0 | 05-Apr-2011 | 05-Apr-2011 |
AFLAC INCORPORATED | | | | | |
Security | | 001055102 | | Meeting Type | Annual | |
Ticker Symbol | AFL | | Meeting Date | 02-May-2011 |
ISIN | | US0010551028 | | Agenda | 933383616 - Management |
City | | | | Holding Recon Date | 23-Feb-2011 |
Country | | United States | | Vote Deadline Date | 29-Apr-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: DANIEL P. AMOS | | Management | For | For |
1B | ELECTION OF DIRECTOR: JOHN SHELBY AMOS II | | Management | Against | Against |
1C | ELECTION OF DIRECTOR: PAUL S. AMOS II | | Management | For | For |
1D | ELECTION OF DIRECTOR: MICHAEL H. ARMACOST | | Management | For | For |
1E | ELECTION OF DIRECTOR: KRISS CLONINGER III | | Management | Against | Against |
1F | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | | Management | For | For |
1G | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | | Management | For | For |
1H | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | | Management | For | For |
1I | ELECTION OF DIRECTOR: CHARLES B. KNAPP | | Management | For | For |
1J | ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. | Management | For | For |
1K | ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH | Management | For | For |
1L | ELECTION OF DIRECTOR: MARVIN R. SCHUSTER | | Management | For | For |
1M | ELECTION OF DIRECTOR: DAVID GARY THOMPSON | Management | For | For |
1N | ELECTION OF DIRECTOR: ROBERT L. WRIGHT | | Management | For | For |
1O | ELECTION OF DIRECTOR: TAKURO YOSHIDA | | Management | For | For |
02 | TO CONSIDER THE FOLLOWING NON-BINDING ADVISORY | Management | For | For |
| PROPOSAL: RESOLVED, THAT THE SHAREHOLDERS | | | |
| APPROVE THE COMPENSATION OF THE COMPANY'S | | | |
| NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE | | | |
| COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE | | | |
| COMPENSATION TABLES AND ACCOMPANYING NARRATIVE | | | |
| DISCLOSURE IN THE PROXY STATEMENT. | | | | |
03 | NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF | Management | 1 Year | For |
| FUTURE ADVISORY VOTES ON EXECUTIVE | | | | |
| COMPENSATION. | | | | |
04 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS | Management | For | For |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF | | | |
| THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 24800 | 0 | 06-Apr-2011 | 06-Apr-2011 |
THE BOEING COMPANY | | | | | |
Security | | 097023105 | | Meeting Type | Annual | |
Ticker Symbol | BA | | Meeting Date | 02-May-2011 |
ISIN | | US0970231058 | | Agenda | 933387397 - Management |
City | | | | Holding Recon Date | 03-Mar-2011 |
Country | | United States | | Vote Deadline Date | 29-Apr-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: JOHN E. BRYSON | | Management | For | For |
1B | ELECTION OF DIRECTOR: DAVID L. CALHOUN | | Management | For | For |
1C | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | | Management | For | For |
1D | ELECTION OF DIRECTOR: LINDA Z. COOK | | Management | For | For |
1E | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For |
1F | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. | Management | For | For |
1G | ELECTION OF DIRECTOR: EDWARD M. LIDDY | | Management | For | For |
1H | ELECTION OF DIRECTOR: JOHN F. MCDONNELL | | Management | For | For |
1I | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For |
1J | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | | Management | For | For |
1K | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | | Management | For | For |
1L | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | | Management | For | For |
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | For | For |
03 | RECOMMEND THE FREQUENCY OF ADVISORY VOTES ON | Management | 1 Year | Against |
| EXECUTIVE COMPENSATION. | | | | |
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & | Management | For | For |
| TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011. | | | |
05 | INDEPENDENT MONITORING OF THE HUMAN RIGHTS CODE. | Shareholder | Against | For |
| | | | | | |
06 | REPORT ON POLITICAL ACTIVITY. | | Shareholder | Against | For |
07 | ACTION BY WRITTEN CONSENT. | | Shareholder | For | Against |
08 | CHANGE OWNERSHIP THRESHOLD TO CALL SPECIAL | Shareholder | For | Against |
| MEETINGS. | | | | |
09 | INDEPENDENT CHAIRMAN. | | Shareholder | For | Against |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 19800 | 0 | 06-Apr-2011 | 06-Apr-2011 |
BRISTOL-MYERS SQUIBB COMPANY | | | | |
Security | | 110122108 | | Meeting Type | Annual | |
Ticker Symbol | BMY | | Meeting Date | 03-May-2011 |
ISIN | | US1101221083 | | Agenda | 933386701 - Management |
City | | | | Holding Recon Date | 10-Mar-2011 |
Country | | United States | | Vote Deadline Date | 02-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: L. ANDREOTTI | | Management | For | For |
1B | ELECTION OF DIRECTOR: L.B. CAMPBELL | | Management | For | For |
1C | ELECTION OF DIRECTOR: J.M. CORNELIUS | | Management | For | For |
1D | ELECTION OF DIRECTOR: L.J. FREEH | | Management | Against | Against |
1E | ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. | | Management | For | For |
1F | ELECTION OF DIRECTOR: M. GROBSTEIN | | Management | For | For |
1G | ELECTION OF DIRECTOR: L. JOHANSSON | | Management | For | For |
1H | ELECTION OF DIRECTOR: A.J. LACY | | Management | For | For |
1I | ELECTION OF DIRECTOR: V.L. SATO, PH.D. | | Management | For | For |
1J | ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. | | Management | For | For |
1K | ELECTION OF DIRECTOR: T.D. WEST, JR. | | Management | For | For |
1L | ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. | | Management | For | For |
02 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT | Management | For | For |
| REGISTERED PUBLIC ACCOUNTING FIRM | | | | |
03 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED | Management | For | For |
| EXECUTIVE OFFICERS | | | | |
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY | Management | 1 Year | Against |
| VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE | | | |
| OFFICERS | | | | |
05 | EXECUTIVE COMPENSATION DISCLOSURE | | Shareholder | Against | For |
06 | SHAREHOLDER ACTION BY WRITTEN CONSENT | | Shareholder | For | Against |
07 | PHARMACEUTICAL PRICE RESTRAINT | | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 27959 | 0 | 08-Apr-2011 | 08-Apr-2011 |
WELLS FARGO & COMPANY | | | | |
Security | | 949746101 | | Meeting Type | Annual | |
Ticker Symbol | WFC | | Meeting Date | 03-May-2011 |
ISIN | | US9497461015 | | Agenda | 933389151 - Management |
City | | | | Holding Recon Date | 04-Mar-2011 |
Country | | United States | | Vote Deadline Date | 02-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: JOHN D. BAKER II | | Management | Against | Against |
1B | ELECTION OF DIRECTOR: JOHN S. CHEN | | Management | For | For |
1C | ELECTION OF DIRECTOR: LLOYD H. DEAN | | Management | For | For |
1D | ELECTION OF DIRECTOR: SUSAN E. ENGEL | | Management | For | For |
1E | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For |
1F | ELECTION OF DIRECTOR: DONALD M. JAMES | | Management | Against | Against |
1G | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | Management | Against | Against |
1H | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | | Management | Against | Against |
1I | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | | Management | For | For |
1J | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | | Management | Against | Against |
1K | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | | Management | For | For |
1L | ELECTION OF DIRECTOR: STEPHEN W. SANGER | | Management | For | For |
1M | ELECTION OF DIRECTOR: JOHN G. STUMPF | | Management | For | For |
1N | ELECTION OF DIRECTOR: SUSAN G. SWENSON | | Management | For | For |
02 | PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO | Management | For | For |
| APPROVE THE NAMED EXECUTIVES' COMPENSATION. | | | |
03 | ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE | Management | 1 Year | For |
| ADVISORY VOTES REGARDING NAMED EXECUTIVES' | | | |
| COMPENSATION. | | | | |
| | | | | | |
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS | Management | For | For |
| INDEPENDENT AUDITORS FOR 2011. | | | | |
05 | STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT | Shareholder | For | Against |
| TO THE COMPANY'S BY-LAWS TO ALLOW HOLDERS OF 10% | | | |
| OF THE COMPANY'S COMMON STOCK TO CALL SPECIAL | | | |
| MEETINGS OF STOCKHOLDERS. | | | | |
06 | STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE | Shareholder | For | Against |
| VOTING IN CONTESTED DIRECTOR ELECTIONS. | | | | |
07 | STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF | Shareholder | Against | For |
| A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | | | |
08 | STOCKHOLDER PROPOSAL REGARDING AN ADVISORY | Shareholder | Against | For |
| VOTE ON DIRECTOR COMPENSATION. | | | | |
09 | STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION | Shareholder | Against | For |
| AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE | | | |
| SERVICING OPERATIONS. | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 61945 | 0 | 13-Apr-2011 | 14-Apr-2011 |
GENERAL DYNAMICS CORPORATION | | | | |
Security | | 369550108 | | Meeting Type | Annual | |
Ticker Symbol | GD | | Meeting Date | 04-May-2011 |
ISIN | | US3695501086 | | Agenda | 933387854 - Management |
City | | | | Holding Recon Date | 07-Mar-2011 |
Country | | United States | | Vote Deadline Date | 03-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: MARY T. BARRA | | Management | For | For |
1B | ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA | | Management | For | For |
1C | ELECTION OF DIRECTOR: JAMES S. CROWN | | Management | Against | Against |
1D | ELECTION OF DIRECTOR: WILLIAM P. FRICKS | | Management | For | For |
1E | ELECTION OF DIRECTOR: JAY L. JOHNSON | | Management | For | For |
1F | ELECTION OF DIRECTOR: GEORGE A. JOULWAN | | Management | For | For |
1G | ELECTION OF DIRECTOR: PAUL G. KAMINSKI | | Management | For | For |
1H | ELECTION OF DIRECTOR: JOHN M. KEANE | | Management | For | For |
1I | ELECTION OF DIRECTOR: LESTER L. LYLES | | Management | For | For |
1J | ELECTION OF DIRECTOR: WILLIAM A. OSBORN | | Management | For | For |
1K | ELECTION OF DIRECTOR: ROBERT WALMSLEY | | Management | For | For |
02 | SELECTION OF INDEPENDENT AUDITORS. | | Management | For | For |
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | Against | Against |
04 | ADVISORY VOTE ON FREQUENCY OF FUTURE EXECUTIVE | Management | 1 Year | Against |
| COMPENSATION ADVISORY VOTES. | | | | |
05 | SHAREHOLDER PROPOSAL WITH REGARD TO A HUMAN | Shareholder | Against | For |
| RIGHTS POLICY. | | | | |
06 | SHAREHOLDER PROPOSAL WITH REGARD TO SPECIAL | Shareholder | Against | For |
| SHAREHOLDER MEETINGS. | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 8900 | 0 | 12-Apr-2011 | 12-Apr-2011 |
UNION PACIFIC CORPORATION | | | | |
Security | | 907818108 | | Meeting Type | Annual | |
Ticker Symbol | UNP | | Meeting Date | 05-May-2011 |
ISIN | | US9078181081 | | Agenda | 933408189 - Management |
City | | | | Holding Recon Date | 28-Feb-2011 |
Country | | United States | | Vote Deadline Date | 04-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: A.H. CARD, JR. | | Management | For | For |
1B | ELECTION OF DIRECTOR: E.B. DAVIS, JR. | | Management | For | For |
1C | ELECTION OF DIRECTOR: T.J. DONOHUE | | Management | For | For |
1D | ELECTION OF DIRECTOR: A.W. DUNHAM | | Management | For | For |
1E | ELECTION OF DIRECTOR: J.R. HOPE | | Management | For | For |
1F | ELECTION OF DIRECTOR: C.C. KRULAK | | Management | For | For |
1G | ELECTION OF DIRECTOR: M.R. MCCARTHY | | Management | For | For |
1H | ELECTION OF DIRECTOR: M.W. MCCONNELL | | Management | For | For |
1I | ELECTION OF DIRECTOR: T.F. MCLARTY III | | Management | For | For |
1J | ELECTION OF DIRECTOR: S.R. ROGEL | | Management | For | For |
1K | ELECTION OF DIRECTOR: J.H. VILLARREAL | | Management | Against | Against |
1L | ELECTION OF DIRECTOR: J.R. YOUNG | | Management | For | For |
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & | Management | For | For |
| TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC | | | |
| ACCOUNTING FIRM. | | | | |
| | | | | | |
03 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY | Management | For | For |
| ON PAY"). | | | | | |
04 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE | Management | 1 Year | For |
| ADVISORY VOTES ON EXECUTIVE COMPENSATION ("SAY | | | |
| ON FREQUENCY"). | | | | |
5A | COMPANY PROPOSAL TO AMEND THE COMPANY'S | Management | For | For |
| ARTICLES OF INCORPORATION TO REDUCE SHAREHOLDER | | | |
| VOTING REQUIREMENTS RELATED TO: ACTIONS | | | | |
| ADVERSELY AFFECTING PREFERRED STOCK. | | | | |
5B | COMPANY PROPOSAL TO AMEND THE COMPANY'S | Management | For | For |
| ARTICLES OF INCORPORATION TO REDUCE SHAREHOLDER | | | |
| VOTING REQUIREMENTS RELATED TO: REMOVAL OF | | | |
| DIRECTORS. | | | | | |
5C | COMPANY PROPOSAL TO AMEND THE COMPANY'S | Management | For | For |
| ARTICLES OF INCORPORATION TO REDUCE SHAREHOLDER | | | |
| VOTING REQUIREMENTS RELATED TO: CHANGING THE | | | |
| AUTHORIZED AMOUNT OF CAPITAL STOCK. | | | | |
06 | SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT | Shareholder | For | Against |
| DIRECTOR TO SERVE AS CHAIRMAN OF THE BOARD IF | | | |
| PROPERLY PRESENTED AT THE ANNUAL MEETING. | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 14726 | 0 | 14-Apr-2011 | 14-Apr-2011 |
APACHE CORPORATION | | | | | |
|
Security | | 037411105 | | Meeting Type | Annual | |
Ticker Symbol | APA | | Meeting Date | 05-May-2011 |
ISIN | | US0374111054 | | Agenda | 933423395 - Management |
City | | | | Holding Recon Date | 07-Mar-2011 |
Country | | United States | | Vote Deadline Date | 04-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | ELECTION OF DIRECTOR: G. STEVEN FARRIS | | Management | For | For |
02 | ELECTION OF DIRECTOR: RANDOLPH M. FERLIC | | Management | For | For |
03 | ELECTION OF DIRECTOR: A.D. FRAZIER, JR. | | Management | For | For |
04 | ELECTION OF DIRECTOR: JOHN A. KOCUR | | Management | For | For |
05 | RATIFICATION OF ERNST & YOUNG AS APACHE'S | | Management | For | For |
| INDEPENDENT AUDITORS | | | | |
06 | ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED | Management | For | For |
| EXECUTIVE OFFICERS | | | | |
07 | TO RECOMMEND THE FREQUENCY OF ADVISORY VOTE ON | Management | 1 Year | For |
| COMPENSATION OF APACHE'S NAMED EXECUTIVE | | | |
| OFFICERS | | | | | |
08 | APPROVAL OF AMENDMENT TO APACHE'S RESTATED | Management | For | For |
| CERTIFICATE OF INCORPORATION TO AUTHORIZE | | | |
| ADDITIONAL COMMON STOCK | | | | |
09 | APPROVAL OF AMENDMENT TO APACHE'S RESTATED | Management | Against | Against |
| CERTIFICATE OF INCORPORATION TO AUTHORIZE | | | |
| ADDITIONAL PREFERRED STOCK | | | | |
10 | APPROVAL OF APACHE'S 2011 OMNIBUS EQUITY | | Management | Against | Against |
| COMPENSATION PLAN | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 10685 | 0 | 16-Apr-2011 | 16-Apr-2011 |
OCCIDENTAL PETROLEUM CORPORATION | | | | |
|
Security | | 674599105 | | Meeting Type | Annual | |
Ticker Symbol | OXY | | Meeting Date | 06-May-2011 |
ISIN | | US6745991058 | | Agenda | 933401060 - Management |
City | | | | Holding Recon Date | 15-Mar-2011 |
Country | | United States | | Vote Deadline Date | 05-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: SPENCER ABRAHAM | | Management | For | For |
1B | ELECTION OF DIRECTOR: HOWARD I. ATKINS | | Management | For | For |
1C | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | | Management | For | For |
1D | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | | Management | For | For |
1E | ELECTION OF DIRECTOR: JOHN E. FEICK | | Management | For | For |
1F | ELECTION OF DIRECTOR: MARGARET M. FORAN | | Management | For | For |
1G | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For |
1H | ELECTION OF DIRECTOR: RAY R. IRANI | | Management | For | For |
1I | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | | Management | For | For |
1J | ELECTION OF DIRECTOR: RODOLFO SEGOVIA | | Management | For | For |
1K | ELECTION OF DIRECTOR: AZIZ D. SYRIANI | | Management | For | For |
1L | ELECTION OF DIRECTOR: ROSEMARY TOMICH | | Management | For | For |
1M | ELECTION OF DIRECTOR: WALTER L. WEISMAN | | Management | For | For |
| | | | | | | |
02 | RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT | Management | For | | For |
| AUDITORS. | | | | | |
03 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. | Management | For | | For |
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON | Management | 1 Year | | Against |
| EXECUTIVE COMPENSATION. | | | | | |
05 | REPORT ON POLITICAL EXPENDITURES AND SPENDING | Shareholder | Against | | For |
| PROCESSES. | | | | | |
06 | REQUIRED NOMINATION OF DIRECTOR WITH | | Shareholder | Against | | For |
| ENVIRONMENTAL EXPERTISE. | | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | | Date Confirmed |
| | | | Shares | | | |
|
000394878 | | 93I | 14994 | 0 | 20-Apr-2011 | 20-Apr-2011 |
EQT CORPORATION | | | | | | |
|
Security | | 26884L109 | | Meeting Type | | Annual | |
Ticker Symbol | EQT | | Meeting Date | | 10-May-2011 |
ISIN | | US26884L1098 | | Agenda | | 933389466 - Management |
City | | | | Holding Recon Date | | 09-Mar-2011 |
Country | | United States | | Vote Deadline Date | | 09-May-2011 |
SEDOL(s) | | | | Quick Code | | | |
Item | Proposal | | Type | Vote | | For/Against |
| | | | | | | Management |
|
1 | DIRECTOR | | Management | | | |
| 1 | STEPHEN A. THORINGTON | | | For | | For |
| 2 | DAVID L. PORGES | | | For | | For |
| 3 | JAMES E. ROHR | | | Withheld | Against |
| 4 | DAVID S. SHAPIRA | | | For | | For |
2 | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS | Management | For | | For |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | | | | |
3 | APPROVAL OF THE 2011 EXECUTIVE SHORT-TERM | Management | For | | For |
| INCENTIVE PLAN | | | | | |
4 | APPROVAL OF THE EXECUTIVE COMPENSATION OF THE | Management | For | | For |
| COMPANY | | | | | |
5 | RECOMMENDATION ON THE FREQUENCY WITH WHICH THE | Management | 1 Year | | For |
| COMPANY SHOULD HOLD AN ADVISORY VOTE ON | | | | | |
| EXECUTIVE COMPENSATION | | | | | |
6 | APPROVAL OF AN AMENDMENT TO THE RESTATED | Management | For | | For |
| ARTICLES OF INCORPORATION OF THE COMPANY TO | | | | |
| ADOPT A MAJORITY VOTING STANDARD FOR | | | | | |
| UNCONTESTED DIRECTOR ELECTIONS | | | | | |
7 | APPROVAL OF AN AMENDMENT TO THE RESTATED | Management | For | | For |
| ARTICLES OF INCORPORATION OF THE COMPANY | | | | | |
| RELATED TO VACANCIES IN THE BOARD OF DIRECTORS | | | | |
8 | APPROVAL OF AN AMENDMENT TO THE RESTATED | Management | For | | For |
| ARTICLES OF INCORPORATION OF THE COMPANY TO | | | | |
| ELIMINATE SHAREHOLDER PRE-EMPTIVE RIGHTS | | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | | Date Confirmed |
| | | | Shares | | | |
|
000394878 | | 93I | 28500 | 0 | 17-Apr-2011 | 18-Apr-2011 |
ITT CORPORATION | | | | | | |
|
Security | | 450911102 | | Meeting Type | | Annual | |
Ticker Symbol | ITT | | Meeting Date | | 10-May-2011 |
ISIN | | US4509111021 | | Agenda | | 933396586 - Management |
City | | | | Holding Recon Date | | 16-Mar-2011 |
Country | | United States | | Vote Deadline Date | | 09-May-2011 |
SEDOL(s) | | | | Quick Code | | | |
Item | Proposal | | Type | Vote | | For/Against |
| | | | | | | Management |
|
01 | DIRECTOR | | Management | | | |
| 1 | STEVEN R. LORANGER | | | For | | For |
| 2 | CURTIS J. CRAWFORD | | | For | | For |
| 3 | CHRISTINA A. GOLD | | | Withheld | Against |
| 4 | RALPH F. HAKE | | | Withheld | Against |
| 5 | JOHN J. HAMRE | | | For | | For |
| 6 | PAUL J. KERN | | | For | | For |
| 7 | FRANK T. MACINNIS | | | Withheld | Against |
| 8 | SURYA N. MOHAPATRA | | | Withheld | Against |
| 9 | LINDA S. SANFORD | | | Withheld | Against |
| 10 | MARKOS I. TAMBAKERAS | | | For | | For |
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & | Management | Against | | Against |
| TOUCHE LLP AS ITT'S INDEPENDENT REGISTERED PUBLIC | | | | |
| ACCOUNTING FIRM FOR 2011. | | | | | |
03 | APPROVAL OF THE ITT CORPORATION 2011 OMNIBUS | Management | For | | For |
| INCENTIVE PLAN. | | | | | |
| | | | | | | |
04 | APPROVAL OF A PROPOSAL TO AMEND THE COMPANY'S | Management | For | | For |
| RESTATED ARTICLES OF INCORPORATION TO ALLOW | | | | |
| SHAREHOLDERS TO CALL SPECIAL MEETINGS. | | | | | |
05 | TO APPROVE, IN A NON-BINDING VOTE, THE | | Management | For | | For |
| COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | | | |
06 | TO DETERMINE, IN A NON-BINDING VOTE, WHETHER A | Management | 1 Year | | For |
| SHAREHOLDER VOTE TO APPROVE THE COMPENSATION | | | | |
| OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR | | | | |
| EVERY ONE, TWO OR THREE YEARS. | | | | | |
07 | TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING | Shareholder | Against | | For |
| THAT THE COMPANY AMEND, WHERE APPLICABLE, ITT'S | | | | |
| POLICIES RELATED TO HUMAN RIGHTS. | | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | | Date Confirmed |
| | | | Shares | | | |
|
000394878 | | 93I | 24465 | 0 | 15-Apr-2011 | 15-Apr-2011 |
PHILIP MORRIS INTERNATIONAL INC. | | | | | |
Security | | 718172109 | | Meeting Type | | Annual | |
Ticker Symbol | PM | | Meeting Date | | 11-May-2011 |
ISIN | | US7181721090 | | Agenda | | 933393744 - Management |
City | | | | Holding Recon Date | | 15-Mar-2011 |
Country | | United States | | Vote Deadline Date | | 10-May-2011 |
SEDOL(s) | | | | Quick Code | | | |
Item | Proposal | | Type | Vote | | For/Against |
| | | | | | | Management |
|
1A | ELECTION OF DIRECTOR: HAROLD BROWN | | Management | For | | For |
1B | ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA | Management | For | | For |
1C | ELECTION OF DIRECTOR: LOUIS C. CAMILLERI | | Management | For | | For |
1D | ELECTION OF DIRECTOR: J. DUDLEY FISHBURN | | Management | For | | For |
1E | ELECTION OF DIRECTOR: JENNIFER LI | | Management | For | | For |
1F | ELECTION OF DIRECTOR: GRAHAM MACKAY | | Management | For | | For |
1G | ELECTION OF DIRECTOR: SERGIO MARCHIONNE | | Management | Against | | Against |
1H | ELECTION OF DIRECTOR: LUCIO A. NOTO | | Management | For | | For |
1I | ELECTION OF DIRECTOR: CARLOS SLIM HELU | | Management | For | | For |
1J | ELECTION OF DIRECTOR: STEPHEN M. WOLF | | Management | For | | For |
02 | RATIFICATION OF THE SELECTION OF INDEPENDENT | Management | For | | For |
| AUDITORS | | | | | |
03 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | | For |
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE | Management | 1 Year | | For |
| ADVISORY VOTES ON EXECUTIVE COMPENSATION | | | | |
05 | STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND | Shareholder | Against | | For |
| TOBACCO USE | | | | | |
06 | STOCKHOLDER PROPOSAL 2 - INDEPENDENT BOARD | Shareholder | For | | Against |
| CHAIR | | | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | | Date Confirmed |
| | | | Shares | | | |
|
000394878 | | 93I | 22504 | 0 | 20-Apr-2011 | 20-Apr-2011 |
COMCAST CORPORATION | | | | | |
Security | | 20030N101 | | Meeting Type | | Annual | |
Ticker Symbol | CMCSA | | Meeting Date | | 11-May-2011 |
ISIN | | US20030N1019 | | Agenda | | 933396334 - Management |
City | | | | Holding Recon Date | | 08-Mar-2011 |
Country | | United States | | Vote Deadline Date | | 10-May-2011 |
SEDOL(s) | | | | Quick Code | | | |
Item | Proposal | | Type | Vote | | For/Against |
| | | | | | | Management |
|
01 | DIRECTOR | | Management | | | |
| 1 | S. DECKER ANSTROM | | | For | | For |
| 2 | KENNETH J. BACON | | | Withheld | Against |
| 3 | SHELDON M. BONOVITZ | | | For | | For |
| 4 | EDWARD D. BREEN | | | For | | For |
| 5 | JOSEPH J. COLLINS | | | For | | For |
| 6 | J. MICHAEL COOK | | | For | | For |
| 7 | GERALD L. HASSELL | | | For | | For |
| 8 | JEFFREY A. HONICKMAN | | | For | | For |
| 9 | EDUARDO G. MESTRE | | | For | | For |
| 10 | BRIAN L. ROBERTS | | | For | | For |
| 11 | RALPH J. ROBERTS | | | For | | For |
| 12 | DR. JUDITH RODIN | | | Withheld | Against |
02 | RATIFICATION OF THE APPOINTMENT OF OUR | | Management | For | | For |
| INDEPENDENT AUDITORS | | | | | |
03 | APPROVAL OF THE COMCAST-NBCUNIVERSAL 2011 | Management | For | | For |
| EMPLOYEE STOCK PURCHASE PLAN | | | | | |
| | | | | | |
04 | APPROVAL OF THE COMCAST CORPORATION 2002 | Management | For | For |
| RESTRICTED STOCK PLAN, AS AMENDED AND RESTATED | | | |
05 | APPROVAL OF THE COMCAST CORPORATION 2003 STOCK | Management | For | For |
| OPTION PLAN, AS AMENDED AND RESTATED | | | | |
06 | APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE | Management | Against | Against |
| COMPENSATION | | | | |
07 | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON | Management | 1 Year | Against |
| EXECUTIVE COMPENSATION | | | | |
08 | TO PROVIDE FOR CUMULATIVE VOTING IN THE ELECTION | Shareholder | For | Against |
| OF DIRECTORS | | | | |
09 | TO REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT BE | Shareholder | For | Against |
| A CURRENT OR FORMER EXECUTIVE OFFICER | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 61506 | 0 | 20-Apr-2011 | 20-Apr-2011 |
CVS CAREMARK CORPORATION | | | | |
Security | | 126650100 | | Meeting Type | Annual | |
Ticker Symbol | CVS | | Meeting Date | 11-May-2011 |
ISIN | | US1266501006 | | Agenda | 933397110 - Management |
City | | | | Holding Recon Date | 15-Mar-2011 |
Country | | United States | | Vote Deadline Date | 10-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: EDWIN M. BANKS | | Management | For | For |
1B | ELECTION OF DIRECTOR: C. DAVID BROWN II | | Management | For | For |
1C | ELECTION OF DIRECTOR: DAVID W. DORMAN | | Management | For | For |
1D | ELECTION OF DIRECTOR: ANNE M. FINUCANE | | Management | For | For |
1E | ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS | Management | For | For |
1F | ELECTION OF DIRECTOR: MARIAN L. HEARD | | Management | For | For |
1G | ELECTION OF DIRECTOR: LARRY J. MERLO | | Management | For | For |
1H | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | | Management | For | For |
1I | ELECTION OF DIRECTOR: TERRENCE MURRAY | | Management | For | For |
1J | ELECTION OF DIRECTOR: C.A. LANCE PICCOLO | | Management | For | For |
1K | ELECTION OF DIRECTOR: RICHARD J. SWIFT | | Management | For | For |
1L | ELECTION OF DIRECTOR: TONY L. WHITE | | Management | For | For |
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & | Management | For | For |
| YOUNG LLP AS THE COMPANY'S INDEPENDENT | | | | |
| REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 | | | |
| FISCAL YEAR. | | | | |
03 | PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE | Management | For | For |
| COMPENSATION AS DISCLOSED IN THE PROXY | | | | |
| STATEMENT. | | | | |
04 | FREQUENCY OF FUTURE EXECUTIVE COMPENSATION | Management | 1 Year | For |
| VOTES. | | | | | |
05 | STOCKHOLDER PROPOSAL REGARDING POLITICAL | Shareholder | For | Against |
| CONTRIBUTIONS AND EXPENDITURES. | | | | |
06 | STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER | Shareholder | For | Against |
| ACTION BY WRITTEN CONSENT. | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 40242 | 0 | 19-Apr-2011 | 19-Apr-2011 |
BANK OF AMERICA CORPORATION | | | | |
Security | | 060505104 | | Meeting Type | Annual | |
Ticker Symbol | BAC | | Meeting Date | 11-May-2011 |
ISIN | | US0605051046 | | Agenda | 933398491 - Management |
City | | | | Holding Recon Date | 16-Mar-2011 |
Country | | United States | | Vote Deadline Date | 10-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: MUKESH D. AMBANI | | Management | For | For |
1B | ELECTION OF DIRECTOR: SUSAN S. BIES | | Management | For | For |
1C | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | | Management | For | For |
1D | ELECTION OF DIRECTOR: VIRGIS W. COLBERT | | Management | Against | Against |
1E | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | | Management | For | For |
1F | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | Management | For | For |
1G | ELECTION OF DIRECTOR: D. PAUL JONES, JR. | | Management | For | For |
1H | ELECTION OF DIRECTOR: MONICA C. LOZANO | | Management | For | For |
1I | ELECTION OF DIRECTOR: THOMAS J. MAY | | Management | For | For |
1J | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | | Management | For | For |
1K | ELECTION OF DIRECTOR: DONALD E. POWELL | | Management | For | For |
1L | ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI | | Management | Against | Against |
| | | | | | |
1M | ELECTION OF DIRECTOR: ROBERT W. SCULLY | | Management | For | For |
02 | AN ADVISORY (NON-BINDING) "SAY ON PAY" VOTE TO | Management | For | For |
| APPROVE EXECUTIVE COMPENSATION. | | | | |
03 | AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY | Management | 1 Year | For |
| OF FUTURE ADVISORY "SAY ON PAY" VOTES. | | | | |
04 | RATIFICATION OF THE REGISTERED INDEPENDENT PUBLIC | Management | Against | Against |
| ACCOUNTING FIRM FOR 2011. | | | | |
05 | STOCKHOLDER PROPOSAL - DISCLOSURE OF | | Shareholder | Against | For |
| GOVERNMENT EMPLOYMENT. | | | | |
06 | STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY | Shareholder | For | Against |
| WRITTEN CONSENT. | | | | |
07 | STOCKHOLDER PROPOSAL - MORTGAGE SERVICING | Shareholder | For | Against |
| OPERATIONS. | | | | |
08 | STOCKHOLDER PROPOSAL - GRASSROOTS LOBBYING. | Shareholder | For | Against |
09 | STOCKHOLDER PROPOSAL - OTC DERIVATIVES TRADING. | Shareholder | Against | For |
10 | STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN | Shareholder | For | Against |
| CONTESTED ELECTIONS. | | | | |
11 | STOCKHOLDER PROPOSAL - RECOUPMENT OF INCENTIVE | Shareholder | Against | For |
| COMPENSATION. | | | | |
12 | STOCKHOLDER PROPOSAL - PROHIBITION OF CERTAIN | Shareholder | For | Against |
| RELOCATION BENEFITS. | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 92206 | 0 | 29-Apr-2011 | 29-Apr-2011 |
THE DOW CHEMICAL COMPANY | | | | |
Security | | 260543103 | | Meeting Type | Annual | |
Ticker Symbol | DOW | | Meeting Date | 12-May-2011 |
ISIN | | US2605431038 | | Agenda | 933392057 - Management |
City | | | | Holding Recon Date | 14-Mar-2011 |
Country | | United States | | Vote Deadline Date | 11-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG | | Management | For | For |
1B | ELECTION OF DIRECTOR: JACQUELINE K. BARTON | | Management | For | For |
1C | ELECTION OF DIRECTOR: JAMES A. BELL | | Management | For | For |
1D | ELECTION OF DIRECTOR: JEFF M. FETTIG | | Management | For | For |
1E | ELECTION OF DIRECTOR: BARBARA H. FRANKLIN | | Management | For | For |
1F | ELECTION OF DIRECTOR: JENNIFER M. GRANHOLM | Management | For | For |
1G | ELECTION OF DIRECTOR: JOHN B. HESS | | Management | For | For |
1H | ELECTION OF DIRECTOR: ANDREW N. LIVERIS | | Management | For | For |
1I | ELECTION OF DIRECTOR: PAUL POLMAN | | Management | For | For |
1J | ELECTION OF DIRECTOR: DENNIS H. REILLEY | | Management | Against | Against |
1K | ELECTION OF DIRECTOR: JAMES M. RINGLER | | Management | For | For |
1L | ELECTION OF DIRECTOR: RUTH G. SHAW | | Management | Against | Against |
1M | ELECTION OF DIRECTOR: PAUL G. STERN | | Management | Against | Against |
02 | RATIFICATION OF THE APPOINTMENT OF THE | | Management | For | For |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | | |
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | Against | Against |
04 | FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE | Management | 1 Year | Against |
| COMPENSATION. | | | | |
05 | STOCKHOLDER PROPOSAL ON SHAREHOLDER ACTION BY | Shareholder | For | Against |
| WRITTEN CONSENT. | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 37800 | 0 | 21-Apr-2011 | 21-Apr-2011 |
DOMINION RESOURCES, INC. | | | | |
Security | | 25746U109 | | Meeting Type | Annual | |
Ticker Symbol | D | | Meeting Date | 12-May-2011 |
ISIN | | US25746U1097 | | Agenda | 933400892 - Management |
City | | | | Holding Recon Date | 04-Mar-2011 |
Country | | United States | | Vote Deadline Date | 11-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: WILLIAM P. BARR | | Management | For | For |
1B | ELECTION OF DIRECTOR: PETER W. BROWN | | Management | Against | Against |
1C | ELECTION OF DIRECTOR: GEORGE A. DAVIDSON, JR. | Management | For | For |
1D | ELECTION OF DIRECTOR: HELEN E. DRAGAS | | Management | For | For |
1E | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | | Management | For | For |
1F | ELECTION OF DIRECTOR: JOHN W. HARRIS | | Management | Against | Against |
1G | ELECTION OF DIRECTOR: ROBERT S. JEPSON, JR. | | Management | For | For |
1H | ELECTION OF DIRECTOR: MARK J. KINGTON | | Management | For | For |
| | | | | | |
1I | ELECTION OF DIRECTOR: MARGARET A. MCKENNA | Management | For | For |
1J | ELECTION OF DIRECTOR: FRANK S. ROYAL | | Management | Against | Against |
1K | ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR. | Management | For | For |
1L | ELECTION OF DIRECTOR: DAVID A. WOLLARD | | Management | For | For |
02 | RATIFICATION OF APPOINTMENT OF THE INDEPENDENT | Management | For | For |
| AUDITORS FOR 2011 | | | | |
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON | Management | For | For |
| PAY") | | | | | |
04 | ADVISORY VOTE ON THE FREQUENCY OF THE SAY ON PAY | Management | 1 Year | For |
| VOTE | | | | | |
05 | REPORT RELATED TO USE OF MOUNTAINTOP REMOVAL | Shareholder | Against | For |
| COAL MINING | | | |
06 | 20% RENEWABLE ELECTRICITY ENERGY GENERATION BY | Shareholder | Against | For |
| 2024 | | | | | |
07 | REPORT ON FINANCIAL RISKS OF CONTINUED RELIANCE | Shareholder | Against | For |
| ON COAL | | | | | |
08 | NEW NUCLEAR CONSTRUCTION | | Shareholder | Against | For |
09 | POLICY FOR INDEPENDENT CHAIRMAN OF THE BOARD | Shareholder | For | Against |
10 | SHAREHOLDER ACTION BY WRITTEN CONSENT | | Shareholder | For | Against |
11 | EXECUTIVE SUPPLEMENTAL RETIREMENT BENEFITS | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 31800 | 0 | 20-Apr-2011 | 20-Apr-2011 |
SEMPRA ENERGY | | | | | |
Security | | 816851109 | | Meeting Type | Annual | |
Ticker Symbol | SRE | | Meeting Date | 13-May-2011 |
ISIN | | US8168511090 | | Agenda | 933398566 - Management |
City | | | | Holding Recon Date | 16-Mar-2011 |
Country | | United States | | Vote Deadline Date | 12-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: ALAN L. BOECKMANN | | Management | For | For |
1B | ELECTION OF DIRECTOR: JAMES G. BROCKSMITH JR. | Management | For | For |
1C | ELECTION OF DIRECTOR: DONALD E. FELSINGER | | Management | For | For |
1D | ELECTION OF DIRECTOR: WILFORD D. GODBOLD JR. | Management | For | For |
1E | ELECTION OF DIRECTOR: WILLIAM D. JONES | | Management | For | For |
1F | ELECTION OF DIRECTOR: WILLIAM G. OUCHI | | Management | For | For |
1G | ELECTION OF DIRECTOR: CARLOS RUIZ | | Management | For | For |
1H | ELECTION OF DIRECTOR: WILLIAM C. RUSNACK | | Management | Against | Against |
1I | ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE | | Management | For | For |
1J | ELECTION OF DIRECTOR: LYNN SCHENK | | Management | For | For |
1K | ELECTION OF DIRECTOR: NEAL E. SCHMALE | | Management | For | For |
1L | ELECTION OF DIRECTOR: LUIS M. TELLEZ | | Management | For | For |
02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC | Management | For | For |
| ACCOUNTING FIRM. | | | | |
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | Against | Against |
04 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY | Management | 1 Year | For |
| VOTES ON EXECUTIVE COMPENSATION. | | | | |
05 | SHAREHOLDER PROPOSAL TO ALLOW SHAREHOLDER | Shareholder | For | Against |
| ACTION BY WRITTEN CONSENT. | | | | |
06 | SHAREHOLDER PROPOSAL REGARDING RETIREMENT | Shareholder | Against | For |
| BENEFITS. | | | | | |
07 | SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY. | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 25900 | 0 | 22-Apr-2011 | 22-Apr-2011 |
THE ALLSTATE CORPORATION | | | | |
Security | | 020002101 | | Meeting Type | Annual | |
Ticker Symbol | ALL | | Meeting Date | 17-May-2011 |
ISIN | | US0200021014 | | Agenda | 933400551 - Management |
City | | | | Holding Recon Date | 18-Mar-2011 |
Country | | United States | | Vote Deadline Date | 16-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | | Management | Against | Against |
1B | ELECTION OF DIRECTOR: ROBERT D. BEYER | | Management | For | For |
1C | ELECTION OF DIRECTOR: W. JAMES FARRELL | | Management | Against | Against |
1D | ELECTION OF DIRECTOR: JACK M. GREENBERG | | Management | For | For |
1E | ELECTION OF DIRECTOR: RONALD T. LEMAY | | Management | For | For |
| | | | | | |
1F | ELECTION OF DIRECTOR: ANDREA REDMOND | | Management | Against | Against |
1G | ELECTION OF DIRECTOR: H. JOHN RILEY, JR. | | Management | Against | Against |
1H | ELECTION OF DIRECTOR: JOSHUA I. SMITH | | Management | Against | Against |
1I | ELECTION OF DIRECTOR: JUDITH A. SPRIESER | | Management | Against | Against |
1J | ELECTION OF DIRECTOR: MARY ALICE TAYLOR | | Management | Against | Against |
1K | ELECTION OF DIRECTOR: THOMAS J. WILSON | | Management | For | For |
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & | Management | For | For |
| TOUCHE LLP AS ALLSTATE'S INDEPENDENT REGISTERED | | | |
| PUBLIC ACCOUNTANT FOR 2011. | | | | |
03 | APPROVE THE PROPOSED AMENDMENT TO THE | | Management | For | For |
| CERTIFICATE OF INCORPORATION GRANTING TO HOLDERS | | | |
| OF NOT LESS THAN 20% OF THE CORPORATION'S SHARES | | | |
| THE RIGHT TO CALL A SPECIAL MEETING OF | | | | |
| STOCKHOLDERS. | | | | |
04 | APPROVE THE PROPOSED AMENDMENT TO THE | | Management | Against | Against |
| CERTIFICATE OF INCORPORATION DESIGNATING A FORUM | | | |
| FOR CERTAIN LEGAL ACTIONS. | | | | |
05 | ADVISORY VOTE ON THE EXECUTIVE COMPENSATION OF | Management | Against | Against |
| THE NAMED EXECUTIVE OFFICERS. | | | | |
06 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE | | Management | 1 Year | Against |
| ADVISORY VOTES ON EXECUTIVE COMPENSATION. | | | |
07 | STOCKHOLDER PROPOSAL SEEKING THE RIGHT FOR | Shareholder | For | Against |
| STOCKHOLDERS TO ACT BY WRITTEN CONSENT. | | | | |
08 | STOCKHOLDER PROPOSAL SEEKING A REPORT ON | Shareholder | For | Against |
| POLITICAL CONTRIBUTIONS AND PAYMENTS TO TRADE | | | |
| ASSOCIATIONS AND OTHER TAX EXEMPT ORGANIZATIONS. | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 22000 | 0 | 25-Apr-2011 | 26-Apr-2011 |
ANADARKO PETROLEUM CORPORATION | | | | |
|
Security | | 032511107 | | Meeting Type | Annual | |
Ticker Symbol | APC | | Meeting Date | 17-May-2011 |
ISIN | | US0325111070 | | Agenda | 933403622 - Management |
City | | | | Holding Recon Date | 22-Mar-2011 |
Country | | United States | | Vote Deadline Date | 16-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: JOHN R. BUTLER, JR. | | Management | Against | Against |
1B | ELECTION OF DIRECTOR: KEVIN P. CHILTON | | Management | For | For |
1C | ELECTION OF DIRECTOR: LUKE R. CORBETT | | Management | For | For |
1D | ELECTION OF DIRECTOR: H. PAULETT EBERHART | | Management | For | For |
1E | ELECTION OF DIRECTOR: PRESTON M. GEREN III | | Management | For | For |
1F | ELECTION OF DIRECTOR: JOHN R. GORDON | | Management | For | For |
1G | ELECTION OF DIRECTOR: JAMES T. HACKETT | | Management | For | For |
02 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS | Management | For | For |
| INDEPENDENT AUDITOR. | | | | |
03 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER | | Management | Against | Against |
| COMPENSATION. | | | | |
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE | | Management | 1 Year | Against |
| ADVISORY VOTES ON NAMED EXECUTIVE OFFICER | | | |
| COMPENSATION. | | | | |
05 | STOCKHOLDER PROPOSAL- GENDER IDENTITY NON- | Shareholder | Against | For |
| DISCRIMINATION POLICY. | | | | |
06 | STOCKHOLDER PROPOSAL- ADOPTION OF POLICY OF | Shareholder | For | Against |
| INDEPENDENT DIRECTOR CHAIRMAN. | | | | |
07 | STOCKHOLDER PROPOSAL- ADOPTION OF POLICY ON | Shareholder | For | Against |
| ACCELERATED VESTING OF EQUITY AWARDS. | | | | |
08�� | STOCKHOLDER PROPOSAL- REPORT ON POLITICAL | Shareholder | For | Against |
| CONTRIBUTIONS. | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 17509 | 0 | 23-Apr-2011 | 23-Apr-2011 |
JPMORGAN CHASE & CO. | | | | |
|
Security | | 46625H100 | | Meeting Type | Annual | |
Ticker Symbol | JPM | | Meeting Date | 17-May-2011 |
ISIN | | US46625H1005 | | Agenda | 933404028 - Management |
City | | | | Holding Recon Date | 18-Mar-2011 |
Country | | United States | | Vote Deadline Date | 16-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | | Management | For | For |
1B | ELECTION OF DIRECTOR: STEPHEN B. BURKE | | Management | For | For |
1C | ELECTION OF DIRECTOR: DAVID M. COTE | | Management | For | For |
1D | ELECTION OF DIRECTOR: JAMES S. CROWN | | Management | For | For |
| | | | | | |
1E | ELECTION OF DIRECTOR: JAMES DIMON | | Management | For | For |
1F | ELECTION OF DIRECTOR: ELLEN V. FUTTER | | Management | Against | Against |
1G | ELECTION OF DIRECTOR: WILLIAM H. GRAY, III | | Management | For | For |
1H | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | | Management | For | For |
1I | ELECTION OF DIRECTOR: DAVID C. NOVAK | | Management | Against | Against |
1J | ELECTION OF DIRECTOR: LEE R. RAYMOND | | Management | For | For |
1K | ELECTION OF DIRECTOR: WILLIAM C. WELDON | | Management | For | For |
02 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC | Management | For | For |
| ACCOUNTING FIRM | | | | |
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | For | For |
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON | Management | 1 Year | For |
| EXECUTIVE COMPENSATION | | | | |
05 | APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE | Management | For | For |
| PLAN | | | | | |
06 | POLITICAL NON-PARTISANSHIP | | Shareholder | Against | For |
07 | SHAREHOLDER ACTION BY WRITTEN CONSENT | | Shareholder | For | Against |
08 | MORTGAGE LOAN SERVICING | | Shareholder | Against | For |
09 | POLITICAL CONTRIBUTIONS | | Shareholder | For | Against |
10 | GENOCIDE-FREE INVESTING | | Shareholder | Against | For |
11 | INDEPENDENT LEAD DIRECTOR | | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 44901 | 0 | 29-Apr-2011 | 29-Apr-2011 |
GAP INC. | | | | | | |
Security | | 364760108 | | Meeting Type | | Annual |
Ticker Symbol | GPS | | Meeting Date | | 17-May-2011 |
ISIN | | US3647601083 | | Agenda | | 933405424 - Management |
City | | | | Holding Recon Date | | 21-Mar-2011 |
Country | | United States | | Vote Deadline Date | | 16-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | DIRECTOR | | Management | | |
| 1 | ADRIAN D.P. BELLAMY | | | For | For |
| 2 | DOMENICO DE SOLE | | | For | For |
| 3 | ROBERT J. FISHER | | | For | For |
| 4 | WILLIAM S. FISHER | | | For | For |
| 5 | BOB L. MARTIN | | | For | For |
| 6 | JORGE P. MONTOYA | | | For | For |
| 7 | GLENN K. MURPHY | | | For | For |
| 8 | MAYO A. SHATTUCK III | | | For | For |
| 9 | KATHERINE TSANG | | | For | For |
| 10 | KNEELAND C. YOUNGBLOOD | | | For | For |
02 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE | Management | For | For |
| LLP AS THE INDEPENDENT REGISTERED PUBLIC | | | | |
| ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING | | | | |
| JANUARY 28, 2012. | | | | |
03 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF | Management | For | For |
| THE GAP, INC. 2006 LONG-TERM INCENTIVE PLAN. | | | | |
04 | APPROVAL, ON AN ADVISORY BASIS, OF THE OVERALL | Management | For | For |
| COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE | | | |
| OFFICERS. | | | | |
05 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY | Management | 1 Year | For |
| FOR AN ADVISORY VOTE ON THE OVERALL | | | | |
| COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE | | | |
| OFFICERS. | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 70349 | 0 | 23-Apr-2011 | 23-Apr-2011 |
ACE LIMITED | | | | | |
Security | | H0023R105 | | Meeting Type | | Annual |
Ticker Symbol | ACE | | Meeting Date | | 18-May-2011 |
ISIN | | CH0044328745 | | Agenda | | 933420147 - Management |
City | | | | Holding Recon Date | | 30-Mar-2011 |
Country | | Bermuda | | Vote Deadline Date | | 16-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF EVAN G. GREENBERG | | Management | For | For |
1B | ELECTION OF LEO F. MULLIN | | Management | For | For |
1C | ELECTION OF OLIVIER STEIMER | | Management | For | For |
| | | | | | |
1D | ELECTION OF MICHAEL P. CONNORS | | Management | For | For |
1E | ELECTION OF EUGENE B. SHANKS, JR. | | Management | For | For |
1F | ELECTION OF JOHN A. KROL | | Management | For | For |
2A | APPROVAL OF THE ANNUAL REPORT | | Management | For | For |
2B | APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS | Management | For | For |
| OF ACE LIMITED | | | | |
2C | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For |
03 | ALLOCATION OF DISPOSABLE PROFIT | | Management | For | For |
04 | DISCHARGE OF THE BOARD OF DIRECTORS | | Management | For | For |
5A | ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) | Management | For | For |
| AS OUR STATUTORY AUDITOR UNTIL OUR NEXT ANNUAL | | | |
| ORDINARY GENERAL MEETING | | | | |
5B | RATIFICATION OF APPOINTMENT OF INDEPENDENT | Management | For | For |
| REGISTERED PUBLIC ACCOUNTING FIRM | | | | |
| PRICEWATERHOUSECOOPERS LLP (UNITED STATES) FOR | | | |
| PURPOSES OF UNITED STATES SECURITIES LAW | | | |
| REPORTING FOR THE YEAR ENDING DECEMBER 31, 2011 | | | |
5C | ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDITING | Management | For | For |
| FIRM UNTIL OUR NEXT ANNUAL ORDINARY GENERAL MEETING | | | |
06 | APPROVAL OF DIVIDENDS FROM LEGAL RESERVES | Management | For | For |
07 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
08 | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE | Management | 1 Year | |
| COMPENSATION ADVISORY VOTE | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 20796 | 0 | 26-Apr-2011 | 26-Apr-2011 |
INTEL CORPORATION | | | | | |
Security | | 458140100 | | Meeting Type | Annual | |
Ticker Symbol | INTC | | Meeting Date | 19-May-2011 |
ISIN | | US4581401001 | | Agenda | 933403812 - Management |
City | | | | Holding Recon Date | 21-Mar-2011 |
Country | | United States | | Vote Deadline Date | 18-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | Against | Against |
1B | ELECTION OF DIRECTOR: SUSAN L. DECKER | | Management | For | For |
1C | ELECTION OF DIRECTOR: JOHN J. DONAHOE | | Management | For | For |
1D | ELECTION OF DIRECTOR: REED E. HUNDT | | Management | For | For |
1E | ELECTION OF DIRECTOR: PAUL S. OTELLINI | | Management | For | For |
1F | ELECTION OF DIRECTOR: JAMES D. PLUMMER | | Management | For | For |
1G | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | | Management | For | For |
1H | ELECTION OF DIRECTOR: JANE E. SHAW | | Management | For | For |
1I | ELECTION OF DIRECTOR: FRANK D. YEARY | | Management | For | For |
1J | ELECTION OF DIRECTOR: DAVID B. YOFFIE | | Management | Against | Against |
02 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS | Management | For | For |
| OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING | | | |
| FIRM FOR CURRENT YEAR | | | | |
03 | AMENDMENT AND EXTENSION OF THE 2006 EQUITY | Management | For | For |
| INCENTIVE PLAN | | | | |
04 | AMENDMENT AND EXTENSION OF THE 2006 STOCK | Management | For | For |
| PURCHASE PLAN | | | | |
05 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
06 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING | Management | 1 Year | |
| FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 31230 | 0 | 30-Apr-2011 | 30-Apr-2011 |
MERCK & CO., INC. | | | | | |
Security | | 58933Y105 | | Meeting Type | Annual | |
Ticker Symbol | MRK | | Meeting Date | 24-May-2011 |
ISIN | | US58933Y1055 | | Agenda | 933416744 - Management |
City | | | | Holding Recon Date | 25-Mar-2011 |
Country | | United States | | Vote Deadline Date | 23-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: LESLIE A. BRUN | | Management | For | For |
1B | ELECTION OF DIRECTOR: THOMAS R. CECH | | Management | For | For |
1C | ELECTION OF DIRECTOR: RICHARD T. CLARK | | Management | For | For |
1D | ELECTION OF DIRECTOR: KENNETH C. FRAZIER | | Management | For | For |
| | | | | | |
1E | ELECTION OF DIRECTOR: THOMAS H. GLOCER | | Management | For | For |
1F | ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE | | Management | For | For |
1G | ELECTION OF DIRECTOR: WILLIAM B. HARRISON. JR. | Management | For | For |
1H | ELECTION OF DIRECTOR: HARRY R. JACOBSON | | Management | For | For |
1I | ELECTION OF DIRECTOR: WILLIAM N. KELLEY | | Management | For | For |
1J | ELECTION OF DIRECTOR: C. ROBERT KIDDER | | Management | For | For |
1K | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | | Management | For | For |
1L | ELECTION OF DIRECTOR: CARLOS E. REPRESAS | | Management | For | For |
1M | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | | Management | For | For |
1N | ELECTION OF DIRECTOR: THOMAS E. SHENK | | Management | For | For |
1O | ELECTION OF DIRECTOR: ANNE M. TATLOCK | | Management | For | For |
1P | ELECTION OF DIRECTOR: CRAIG B. THOMPSON | | Management | For | For |
1Q | ELECTION OF DIRECTOR: WENDELL P. WEEKS | | Management | For | For |
1R | ELECTION OF DIRECTOR: PETER C. WENDELL | | Management | For | For |
02 | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S | Management | For | For |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR 2011. | | | | |
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | For | For |
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES | Management | 1 Year | Against |
| ON EXECUTIVE COMPENSATION. | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 18257 | 0 | 03-May-2011 | 03-May-2011 |
EXXON MOBIL CORPORATION | | | | |
Security | | 30231G102 | | Meeting Type | | Annual |
Ticker Symbol | XOM | | Meeting Date | | 25-May-2011 |
ISIN | | US30231G1022 | | Agenda | | 933416908 - Management |
City | | | | Holding Recon Date | | 06-Apr-2011 |
Country | | United States | | Vote Deadline Date | | 24-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | DIRECTOR | | Management | | |
| 1 | M.J. BOSKIN | | | For | For |
| 2 | P. BRABECK-LETMATHE | | | For | For |
| 3 | L.R. FAULKNER | | | For | For |
| 4 | J.S. FISHMAN | | | For | For |
| 5 | K.C. FRAZIER | | | For | For |
| 6 | W.W. GEORGE | | | For | For |
| 7 | M.C. NELSON | | | For | For |
| 8 | S.J. PALMISANO | | | For | For |
| 9 | S.S REINEMUND | | | For | For |
| 10 | R.W. TILLERSON | | | For | For |
| 11 | E.E. WHITACRE, JR. | | | For | For |
02 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) | Management | For | For |
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) | Management | Against | Against |
04 | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE | | Management | 1 Year | Against |
| COMPENSATION (PAGE 57) | | | | |
05 | INDEPENDENT CHAIRMAN (PAGE 58) | | Shareholder | For | Against |
06 | REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) | Shareholder | Against | For |
07 | AMENDMENT OF EEO POLICY (PAGE 61) | | Shareholder | For | Against |
08 | POLICY ON WATER (PAGE 62) | | Shareholder | Against | For |
09 | REPORT ON CANADIAN OIL SANDS (PAGE 64) | | Shareholder | Against | For |
10 | REPORT ON NATURAL GAS PRODUCTION (PAGE 65) | Shareholder | Against | For |
11 | REPORT ON ENERGY TECHNOLOGY (PAGE 67) | | Shareholder | Against | For |
12 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) | | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 10971 | 0 | 13-May-2011 | 13-May-2011 |
CHEVRON CORPORATION | | | | |
Security | | 166764100 | | Meeting Type | | Annual |
Ticker Symbol | CVX | | Meeting Date | | 25-May-2011 |
ISIN | | US1667641005 | | Agenda | | 933419687 - Management |
City | | | | Holding Recon Date | | 01-Apr-2011 |
Country | | United States | | Vote Deadline Date | | 24-May-2011 |
SEDOL(s) | | | | Quick Code | | |
| | | | | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: L.F. DEILY | | Management | For | For |
1B | ELECTION OF DIRECTOR: R.E. DENHAM | | Management | For | For |
1C | ELECTION OF DIRECTOR: R.J. EATON | | Management | For | For |
1D | ELECTION OF DIRECTOR: C. HAGEL | | Management | For | For |
1E | ELECTION OF DIRECTOR: E. HERNANDEZ | | Management | For | For |
1F | ELECTION OF DIRECTOR: G.L. KIRKLAND | | Management | For | For |
1G | ELECTION OF DIRECTOR: D.B. RICE | | Management | For | For |
1H | ELECTION OF DIRECTOR: K.W. SHARER | | Management | For | For |
1I | ELECTION OF DIRECTOR: C.R. SHOEMATE | | Management | For | For |
1J | ELECTION OF DIRECTOR: J.G. STUMPF | | Management | For | For |
1K | ELECTION OF DIRECTOR: R.D. SUGAR | | Management | For | For |
1L | ELECTION OF DIRECTOR: C. WARE | | Management | Against | Against |
1M | ELECTION OF DIRECTOR: J.S. WATSON | | Management | For | For |
02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC | Management | For | For |
| ACCOUNTING FIRM. | | | | |
03 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER | Management | For | For |
| COMPENSATION. | | | | |
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE | | Management | 1 Year | For |
| ADVISORY VOTES ON NAMED EXECUTIVE OFFICER | | | |
| COMPENSATION. | | | | |
05 | INDEPENDENT DIRECTOR WITH ENVIRONMENTAL | | Shareholder | Against | For |
| EXPERTISE. | | | | | |
06 | HUMAN RIGHTS COMMITTEE. | | Shareholder | Against | For |
07 | SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. | Shareholder | Against | For |
08 | GUIDELINES FOR COUNTRY SELECTION. | | Shareholder | Against | For |
09 | FINANCIAL RISKS FROM CLIMATE CHANGE. | | Shareholder | Against | For |
10 | HYDRAULIC FRACTURING. | | Shareholder | For | Against |
11 | OFFSHORE OIL WELLS. | | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 8555 | 0 | 08-May-2011 | 08-May-2011 |
XEROX CORPORATION | | | | | |
Security | | 984121103 | | Meeting Type | Annual | |
Ticker Symbol | XRX | | Meeting Date | 26-May-2011 |
ISIN | | US9841211033 | | Agenda | 933414548 - Management |
City | | | | Holding Recon Date | 28-Mar-2011 |
Country | | United States | | Vote Deadline Date | 25-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: GLENN A. BRITT | | Management | For | For |
1B | ELECTION OF DIRECTOR: URSULA M. BURNS | | Management | For | For |
1C | ELECTION OF DIRECTOR: RICHARD J. HARRINGTON | Management | For | For |
1D | ELECTION OF DIRECTOR: WILLIAM CURT HUNTER | | Management | For | For |
1E | ELECTION OF DIRECTOR: ROBERT J. KEEGAN | | Management | For | For |
1F | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | | Management | For | For |
1G | ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. | | Management | Against | Against |
1H | ELECTION OF DIRECTOR: CHARLES PRINCE | | Management | Against | Against |
1I | ELECTION OF DIRECTOR: ANN N. REESE | | Management | Against | Against |
1J | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Management | For | For |
02 | RATIFICATION OF THE SELECTION OF | | Management | For | For |
| PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S | | | |
| INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | | |
| FOR 2011. | | | | | |
03 | APPROVAL, ON AN ADVISORY BASIS, OF THE 2010 | | Management | Against | Against |
| COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | | |
04 | SELECTION, ON AN ADVISORY BASIS, OF THE FREQUENCY | Management | 1 Year | For |
| OF A SHAREHOLDER VOTE TO APPROVE THE | | | | |
| COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 57700 | 0 | 06-May-2011 | 06-May-2011 |
THE TRAVELERS COMPANIES, INC. | | | | |
Security | | 89417E109 | | Meeting Type | Annual | |
Ticker Symbol | TRV | | Meeting Date | 26-May-2011 |
ISIN | | US89417E1091 | | Agenda | 933414714 - Management |
City | | | | Holding Recon Date | 28-Mar-2011 |
Country | | United States | | Vote Deadline Date | 25-May-2011 |
SEDOL(s) | | | | Quick Code | | |
| | | | | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: ALAN L. BELLER | | Management | For | For |
1B | ELECTION OF DIRECTOR: JOHN H. DASBURG | | Management | For | For |
1C | ELECTION OF DIRECTOR: JANET M. DOLAN | | Management | For | For |
1D | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | Management | For | For |
1E | ELECTION OF DIRECTOR: JAY S. FISHMAN | | Management | For | For |
1F | ELECTION OF DIRECTOR: LAWRENCE G. GRAEV | | Management | For | For |
1G | ELECTION OF DIRECTOR: PATRICIA L. HIGGINS | | Management | For | For |
1H | ELECTION OF DIRECTOR: THOMAS R. HODGSON | | Management | For | For |
1I | ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, JR. | Management | For | For |
1J | ELECTION OF DIRECTOR: DONALD J. SHEPARD | | Management | For | For |
1K | ELECTION OF DIRECTOR:LAURIE J. THOMSEN | | Management | For | For |
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS | Management | For | For |
| TRAVELERS' INDEPENDENT REGISTERED PUBLIC | | | | |
| ACCOUNTING FIRM FOR 2011. | | | | |
03 | NON-BINDING VOTE ON EXECUTIVE COMPENSATION. | Management | Against | Against |
04 | NON-BINDING VOTE ON THE FREQUENCY OF FUTURE | Management | 1 Year | Against |
| VOTES ON EXECUTIVE COMPENSATION. | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 10802 | 0 | 05-May-2011 | 05-May-2011 |
RAYTHEON COMPANY | | | | | |
Security | | 755111507 | | Meeting Type | Annual | |
Ticker Symbol | RTN | | Meeting Date | 26-May-2011 |
ISIN | | US7551115071 | | Agenda | 933437940 - Management |
City | | | | Holding Recon Date | 01-Apr-2011 |
Country | | United States | | Vote Deadline Date | 25-May-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: VERNON E. CLARK | | Management | For | For |
1B | ELECTION OF DIRECTOR: JOHN M. DEUTCH | | Management | Against | Against |
1C | ELECTION OF DIRECTOR: STEPHEN J. HADLEY | | Management | For | For |
1D | ELECTION OF DIRECTOR: FREDERIC M. POSES | | Management | For | For |
1E | ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS | Management | For | For |
1F | ELECTION OF DIRECTOR: RONALD L. SKATES | | Management | Against | Against |
1G | ELECTION OF DIRECTOR: WILLIAM R. SPIVEY | | Management | For | For |
1H | ELECTION OF DIRECTOR: LINDA G. STUNTZ | | Management | Against | Against |
1I | ELECTION OF DIRECTOR: WILLIAM H. SWANSON | | Management | For | For |
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | For | For |
03 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY | Management | 1 Year | For |
| VOTES ON EXECUTIVE COMPENSATION | | | | |
04 | RATIFICATION OF INDEPENDENT AUDITORS | | Management | For | For |
05 | SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER | Shareholder | For | Against |
| ACTION BY WRITTEN CONSENT | | | | |
06 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE STOCK | Shareholder | Against | For |
| RETENTION | | | | | |
07 | SHAREHOLDER PROPOSAL REGARDING LOBBYING EXPENSES | Shareholder | Against | For |
08 | SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL | Shareholder | Against | For |
| EXECUTIVE RETIREMENT PLANS | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 8953 | 0 | 06-May-2011 | 06-May-2011 |
WAL-MART STORES, INC. | | | | | |
Security | | 931142103 | | Meeting Type | Annual | |
Ticker Symbol | WMT | | Meeting Date | 03-Jun-2011 |
ISIN | | US9311421039 | | Agenda | 933425236 - Management |
City | | | | Holding Recon Date | 06-Apr-2011 |
Country | | United States | | Vote Deadline Date | 02-Jun-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | | Management | For | For |
1B | ELECTION OF DIRECTOR: JAMES W. BREYER | | Management | For | For |
1C | ELECTION OF DIRECTOR: M. MICHELE BURNS | | Management | For | For |
1D | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | | Management | For | For |
1E | ELECTION OF DIRECTOR: ROGER C. CORBETT | | Management | For | For |
1F | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | | Management | For | For |
| | | | | | |
1G | ELECTION OF DIRECTOR: MICHAEL T. DUKE | | Management | For | For |
1H | ELECTION OF DIRECTOR: GREGORY B. PENNER | | Management | For | For |
1I | ELECTION OF DIRECTOR: STEVEN S REINEMUND | | Management | For | For |
1J | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | | Management | For | For |
1K | ELECTION OF DIRECTOR: ARNE M. SORENSON | | Management | For | For |
1L | ELECTION OF DIRECTOR: JIM C. WALTON | | Management | For | For |
1M | ELECTION OF DIRECTOR: S. ROBSON WALTON | | Management | For | For |
1N | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Management | For | For |
1O | ELECTION OF DIRECTOR: LINDA S. WOLF | | Management | For | For |
02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT | Management | For | For |
| ACCOUNTANTS | | | | |
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | For | For |
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE | | Management | 1 Year | For |
| ADVISORY VOTES ON EXECUTIVE COMPENSATION | | | |
05 | GENDER IDENTITY NON-DISCRIMINATION POLICY | | Shareholder | Against | For |
06 | POLITICAL CONTRIBUTIONS REPORT | | Shareholder | For | Against |
07 | SPECIAL SHAREOWNER MEETINGS | | Shareholder | For | Against |
08 | REQUIRE SUPPLIER(S) TO PUBLISH AN ANNUAL | | Shareholder | Against | For |
| SUSTAINABILITY REPORT | | | | |
09 | CLIMATE CHANGE RISK DISCLOSURE | | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 17600 | 0 | 18-May-2011 | 18-May-2011 |
GENERAL MOTORS COMPANY | | | | |
Security | | 37045V100 | | Meeting Type | Annual | |
Ticker Symbol | GM | | Meeting Date | 07-Jun-2011 |
ISIN | | US37045V1008 | | Agenda | 933434437 - Management |
City | | | | Holding Recon Date | 08-Apr-2011 |
Country | | United States | | Vote Deadline Date | 06-Jun-2011 |
SEDOL(s) | | | | Quick Code | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | ELECTION OF DIRECTOR: DANIEL F. AKERSON | | Management | For | For |
1B | ELECTION OF DIRECTOR: DAVID BONDERMAN | | Management | For | For |
1C | ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. | | Management | For | For |
1D | ELECTION OF DIRECTOR: STEPHEN J. GIRSKY | | Management | For | For |
1E | ELECTION OF DIRECTOR: E. NEVILLE ISDELL | | Management | For | For |
1F | ELECTION OF DIRECTOR: ROBERT D. KREBS | | Management | For | For |
1G | ELECTION OF DIRECTOR: PHILIP A. LASKAWY | | Management | Against | Against |
1H | ELECTION OF DIRECTOR: KATHRYN V. MARINELLO | Management | For | For |
1I | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | | Management | For | For |
1J | ELECTION OF DIRECTOR: CAROL M. STEPHENSON | | Management | For | For |
1K | ELECTION OF DIRECTOR: CYNTHIA A. TELLES | | Management | Against | Against |
02 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE | Management | For | For |
| LLP AS GM'S INDEPENDENT REGISTERED PUBLIC | | | | |
| ACCOUNTING FIRM FOR THE YEAR 2011. | | | | |
03 | ADVISORY VOTE TO APPROVE EXECUTIVE | | Management | For | For |
| COMPENSATION. | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394878 | | 93I | 29100 | 0 | 26-May-2011 | 26-May-2011 |
|
FUND: Principal Variable Contracts Funds, Inc. – MidCap Blend Account |
SUB-ADVISOR: Principal Global Investors |
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
Ascent Media Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ASCMA | 09-Jul-10 | USA | 043632108 | Annual | 20-May-10 | 23,082 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Philip J. Holthouse | | Mgmt | | For | For |
1.2 | Elect Director Brian C. Mulligan | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Eliminate Shareholder Rights Plan (Poison Pill) | SH | | Against | For |
|
Alliant Techsystems Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ATK | 03-Aug-10 | USA | 018804104 | Annual | 07-Jun-10 | 42,846 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Roxanne J. Decyk | | Mgmt | | For | For |
1.2 | Elect Director Mark W. DeYoung | | Mgmt | | For | For |
1.3 | Elect Director Martin C. Faga | | Mgmt | | For | Withhold |
1.4 | Elect Director Ronald R. Fogleman | | Mgmt | | For | For |
1.5 | Elect Director April H. Foley | | Mgmt | | For | For |
1.6 | Elect Director Tig H. Krekel | | Mgmt | | For | Withhold |
1.7 | Elect Director Douglas L. Maine | | Mgmt | | For | Withhold |
1.8 | Elect Director Roman Martinez IV | | Mgmt | | For | For |
1.9 | Elect Director Mark H. Ronald | | Mgmt | | For | For |
1.10 | Elect Director William G. Van Dyke | | Mgmt | | For | Withhold |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
Microchip Technology Incorporated |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MCHP | 20-Aug-10 | USA | 595017104 | Annual | 21-Jun-10 | 124,449 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Steve Sanghi | | Mgmt | | For | For |
1.2 | Elect Director Albert J. Hugo-Martinez | | Mgmt | | For | For |
1.3 | Elect Director L.B. Day | | | Mgmt | | For | For |
1.4 | Elect Director Matthew W. Chapman | | Mgmt | | For | For |
1.5 | Elect Director Wade F. Meyercord | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
Allegheny Energy, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AYE | 14-Sep-10 | USA | 017361106 | Special | 16-Jul-10 | 130,629 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Approve Merger Agreement | | Mgmt | | For | For |
2 | Adjourn Meeting | | | Mgmt | | For | For |
|
Aon Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AON | 20-Sep-10 | USA | 037389103 | Special | 16-Aug-10 | 136,642 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Issue Shares in Connection with Acquisition | Mgmt | | For | For |
2 | Adjourn Meeting | | | Mgmt | | For | For |
|
RHJ International SA |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
N/A | 21-Sep-10 | Belgium | B70883101 | Annual | | 0 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
| Annual Meeting | | | | Mgmt | | |
1 | Receive Directors' Report on Consolidated and Unconsolidated | Mgmt | | |
| Financial Statements (Non-Voting) | | | | | |
2 | Receive Auditors' Report on Consolidated and Unconsolidated | Mgmt | | |
| Financial Statements (Non-Voting) | | | | | |
3 | Receive Consolidated Financial Statements (Non-Voting) | | Mgmt | | |
4 | Approve Financial Statements, Allocation of Income, and | | Mgmt | For | Do Not Vote |
| Omission of Dividends | | | | | | |
5 | Approve Discharge of Directors | | | Mgmt | For | Do Not Vote |
6 | Approve Discharge of Auditors | | | Mgmt | For | Do Not Vote |
7 | Ratify KPMG as Auditors and Approve Auditors' Remuneration | Mgmt | For | Do Not Vote |
|
|
RHJ International SA |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
N/A | 21-Sep-10 | Belgium | B70883101 | Special | | 0 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
| Special Meeting | | | | Mgmt | | |
1 | Change Fiscal Year End and Amend Articles 27 and 36 | Mgmt | For | Do Not Vote |
| Accordingly | | | | | | |
2 | Authorize Implementation of Approved Resolutions and Filing of | Mgmt | For | Do Not Vote |
| Required Documents/Formalities at Trade Registry | | | | |
|
Valeant Pharmaceuticals International |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
VRX | 27-Sep-10 | USA | 91911X104 | Special | 18-Aug-10 | 169,897 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Approve Merger Agreement | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
2 | Adjourn Meeting | | | Mgmt | | For | For |
|
Cintas Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CTAS | 26-Oct-10 | USA | 172908105 | Annual | 27-Aug-10 | 371,364 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Gerald S. Adolph | | Mgmt | | For | For |
2 | Elect Director Richard T. Farmer | | Mgmt | | For | For |
3 | Elect Director Scott D. Farmer | | Mgmt | | For | For |
4 | Elect Director James J. Johnson | | Mgmt | | For | For |
5 | Elect Director Robert J. Kohlhepp | | Mgmt | | For | For |
6 | Elect Director David C. Phillips | | Mgmt | | For | For |
7 | Elect Director Joseph Scaminace | | Mgmt | | For | For |
8 | Elect Director Ronald W. Tysoe | | Mgmt | | For | For |
9 | Ratify Auditors | | | Mgmt | | For | For |
|
Brookfield Infrastructure Partners L.P. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BIP | 02-Nov-10 | Bermuda | G16252101 | Special | 17-Sep-10 | 31,798 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Issue Shares in Connection with Acquisition | Mgmt | | For | For |
2 | Transact Other Business (Non-Voting) | | Mgmt | | | |
|
SYSCO Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SYY | 12-Nov-10 | USA | 871829107 | Annual | 14-Sep-10 | 235,512 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
1 | Elect Director John M. Cassaday | | Mgmt | | For | For |
2 | Elect Director Manuel A. Fernandez | | Mgmt | | For | For |
3 | Elect Director Hans-joachim Koerber | | Mgmt | | For | For |
4 | Elect Director Jackie M. Ward | | Mgmt | | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Mgmt | | For | For |
6 | Ratify Auditors | | | Mgmt | | For | For |
|
Microsoft Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MSFT | 16-Nov-10 | USA | 594918104 | Annual | 03-Sep-10 | 201,122 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Steven A. Ballmer | | Mgmt | | For | For |
2 | Elect Director Dina Dublon | | Mgmt | | For | For |
3 | Elect Director William H. Gates III | | Mgmt | | For | For |
4 | Elect Director Raymond V. Gilmartin | | Mgmt | | For | For |
5 | Elect Director Reed Hastings | | Mgmt | | For | For |
6 | Elect Director Maria M. Klawe | | Mgmt | | For | For |
7 | Elect Director David F. Marquardt | | Mgmt | | For | For |
8 | Elect Director Charles H. Noski | | Mgmt | | For | For |
9 | Elect Director Helmut Panke | | Mgmt | | For | For |
10 | Ratify Auditors | | | Mgmt | | For | For |
11 | Amend Bylaws to Establish a Board Committee on Environmental SH | | Against | Against |
| Sustainability | | | | | | |
|
Broadridge Financial Solutions, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BR | 17-Nov-10 | USA | 11133T103 | Annual | 20-Sep-10 | 153,008 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
1 | Elect Director Leslie A. Brun | | Mgmt | | For | For |
2 | Elect Director Richard J. Daly | | Mgmt | | For | For |
3 | Elect Director Robert N. Duelks | | Mgmt | | For | For |
4 | Elect Director Richard J. Haviland | | Mgmt | | For | For |
5 | Elect Director Sandra S. Jaffee | | Mgmt | | For | For |
6 | Elect Director Alexandra Lebenthal | | Mgmt | | For | For |
7 | Elect Director Stuart R. Levine | | Mgmt | | For | For |
8 | Elect Director Thomas J. Perna | | Mgmt | | For | For |
9 | Elect Director Alan J. Weber | | Mgmt | | For | For |
10 | Elect Director Arthur F. Weinbach | | Mgmt | | For | For |
11 | Ratify Auditors | | | Mgmt | | For | For |
12 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
|
Royal Gold, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
RGLD | 17-Nov-10 | USA | 780287108 | Annual | 23-Sep-10 | 97,248 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director William Hayes | | Mgmt | | For | For |
2 | Elect Director James W. Stuckert | | Mgmt | | For | For |
3 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
4 | Ratify Auditors | | | Mgmt | | For | For |
|
The Clorox Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CLX | 17-Nov-10 | USA | 189054109 | Annual | 20-Sep-10 | 144,100 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Daniel Boggan, Jr. | | Mgmt | | For | For |
2 | Elect Director Richard H. Carmona | | Mgmt | | For | For |
3 | Elect Director Tully M. Friedman | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
4 | Elect Director George J. Harad | | Mgmt | | For | For |
5 | Elect Director Donald R. Knauss | | Mgmt | | For | For |
6 | Elect Director Robert W. Matschullat | | Mgmt | | For | For |
7 | Elect Director Gary G. Michael | | Mgmt | | For | For |
8 | Elect Director Edward A. Mueller | | Mgmt | | For | For |
9 | Elect Director Jan L. Murley | | Mgmt | | For | For |
10 | Elect Director Pamela Thomas-Graham | | Mgmt | | For | For |
11 | Elect Director Carolyn M. Ticknor | | Mgmt | | For | For |
12 | Ratify Auditors | | | Mgmt | | For | For |
13 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
14 | Amend Executive Incentive Bonus Plan | Mgmt | | For | For |
15 | Require Independent Board Chairman | | SH | | Against | Against |
|
Copart, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CPRT | 02-Dec-10 | USA | 217204106 | Annual | 04-Oct-10 | 125,924 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Willis J. Johnson | | Mgmt | | For | For |
1.2 | Elect Director A. Jayson Adair | | Mgmt | | For | For |
1.3 | Elect Director Matt Blunt | | Mgmt | | For | For |
1.4 | Elect Director Steven D. Cohan | | Mgmt | | For | For |
1.5 | Elect Director Daniel J. Englander | | Mgmt | | For | For |
1.6 | Elect Director James E. Meeks | | Mgmt | | For | For |
1.7 | Elect Director Thomas W. Smith | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
AutoZone, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AZO | 15-Dec-10 | USA | 053332102 | Annual | 18-Oct-10 | 27,610 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director William C. Crowley | | Mgmt | | For | For |
1.2 | Elect Director Sue E. Gove | | Mgmt | | For | For |
1.3 | Elect Director Earl G. Graves, Jr. | | Mgmt | | For | For |
1.4 | Elect Director Robert R. Grusky | | Mgmt | | For | For |
1.5 | Elect Director . R. Hyde, III | | Mgmt | | For | For |
1.6 | Elect Director W. Andrew McKenna | | Mgmt | | For | For |
1.7 | Elect Director George R. Mrkonic, Jr. | | Mgmt | | For | For |
1.8 | Elect Director Luis P. Nieto | | Mgmt | | For | For |
1.9 | Elect Director William C. Rhodes, III | | Mgmt | | For | For |
1.10 | Elect Director Theodore W. Ullyot | | Mgmt | | For | For |
2 | Approve Omnibus Stock Plan | | Mgmt | | For | For |
3 | Ratify Auditors | | | Mgmt | | For | For |
|
Intuit Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
INTU | 19-Jan-11 | USA | 461202103 | Annual | 22-Nov-10 | 152,439 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director David H. Batchelder | | Mgmt | | For | For |
2 | Elect Director Christopher W. Brody | | Mgmt | | For | For |
3 | Elect Director William V. Campbell | | Mgmt | | For | For |
4 | Elect Director Scott D. Cook | | Mgmt | | For | For |
5 | Elect Director Diane B. Greene | | Mgmt | | For | For |
6 | Elect Director Michael R. Hallman | | Mgmt | | For | For |
7 | Elect Director Edward A. Kangas | | Mgmt | | For | For |
8 | Elect Director Suzanne Nora Johnson | Mgmt | | For | For |
9 | Elect Director Dennis D. Powell | | Mgmt | | For | For |
10 | Elect Director Brad D. Smith | | Mgmt | | For | For |
11 | Ratify Auditors | | | Mgmt | | For | For |
12 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | | |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
|
|
Becton, Dickinson and Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BDX | 01-Feb-11 | USA | 075887109 | Annual | 10-Dec-10 | 67,795 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Basil L. Anderson | | | Mgmt | | For | For |
1.2 | Elect Director Henry P. Becton, Jr. | | | Mgmt | | For | For |
1.3 | Elect Director Edward F. Degraan | | | Mgmt | | For | For |
1.4 | Elect Director C.M. Fraser-Liggett | | | Mgmt | | For | For |
1.5 | Elect Director Christopher Jones | | | Mgmt | | For | For |
1.6 | Elect Director Marshall O. Larsen | | | Mgmt | | For | For |
1.7 | Elect Director Edward J. Ludwig | | | Mgmt | | For | For |
1.8 | Elect Director Adel A.F. Mahmoud | | | Mgmt | | For | For |
1.9 | Elect Director Gary A. Mecklenburg | | | Mgmt | | For | For |
1.10 | Elect Director Cathy E. Minehan | | | Mgmt | | For | Withhold |
1.11 | Elect Director James F. Orr | | | Mgmt | | For | For |
1.12 | Elect Director Willard J. Overlock, Jr | | | Mgmt | | For | For |
1.13 | Elect Director Bertram L. Scott | | | Mgmt | | For | For |
1.14 | Elect Director Alfred Sommer | | | Mgmt | | For | For |
2 | Ratify Auditors | | | | Mgmt | | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | | None | One Year |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | | Against | For |
6 | Provide for Cumulative Voting | | | SH | | Against | For |
|
Ascent Media Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ASCMA | 24-Feb-11 | USA | 043632108 | Special | 24-Jan-11 | 60,939 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Approve Sale of Company Assets | | | Mgmt | For | For |
|
International Game Technology |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
IGT | 01-Mar-11 | USA | 459902102 | Annual | 03-Jan-11 | 296,129 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Paget L. Alves | | | Mgmt | For | For |
1.2 | Elect Director Janice Chaffin | | | Mgmt | For | For |
1.3 | Elect Director Greg Creed | | | Mgmt | For | For |
1.4 | Elect Director Patti S. Hart | | | Mgmt | For | For |
1.5 | Elect Director Robert J. Miller | | | Mgmt | For | For |
1.6 | Elect Director David E. Roberson | | | Mgmt | For | For |
1.7 | Elect Director Vincent L. Sadusky | | | Mgmt | For | For |
1.8 | Elect Director Philip G. Satre | | | Mgmt | For | For |
2 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
|
Tyco International, Ltd. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TYC | 09-Mar-11 | Switzerland | H89128104 | Annual | 10-Jan-11 | 128,823 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Accept Financial Statements and Statutory Reports for Fiscal | Mgmt | For | For |
| 2009/2010 | | | | | | |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For |
3.1 | Elect Edward D. Breen as Director | | | Mgmt | For | For |
3.2 | Elect Michael Daniels as Director | | | Mgmt | For | For |
3.3 | Reelect Timothy Donahue as Director | | Mgmt | For | For |
3.4 | Reelect Brian Duperreault as Director | | | Mgmt | For | For |
3.5 | Reelect Bruce Gordon as Director | | | Mgmt | For | For |
3.6 | Reelect Rajiv L. Gupta as Director | | | Mgmt | For | For |
3.7 | Reelect John Krol as Director | | | Mgmt | For | For |
3.8 | Reelect Brendan O'Neill as Director | | | Mgmt | For | For |
3.9 | Reelect Dinesh Paliwal as Director | | | Mgmt | For | For |
3.10 | Reelect William Stavropoulos as Director | | Mgmt | For | For |
3.11 | Reelect Sandra Wijnberg as Director | | | Mgmt | For | For |
3.12 | Reelect R. David Yost as Director | | | Mgmt | For | For |
4a | Ratify Deloitte AG as Auditors | | | Mgmt | For | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public | Mgmt | For | For |
| Accounting Firm for Fiscal 2010/2011 | | | | |
4c | Ratify PricewaterhouseCoopers AG as Special Auditors | Mgmt | For | For |
5a | Approve Carrying Forward of Net Loss | | | Mgmt | For | For |
5b | Approve Ordinary Cash Dividend | | | Mgmt | For | For |
6 | Amend Articles to Renew Authorized Share Capital | | Mgmt | For | For |
7 | Approve CHF 188,190,276.70 Reduction in Share Capital | Mgmt | For | For |
8a | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
8b | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
National Fuel Gas Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NFG | 10-Mar-11 | USA | 636180101 | Annual | 10-Jan-11 | 69,225 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Robert T. Brady | | | Mgmt | For | Withhold |
1.2 | Elect Director Rolland E. Kidder | | | Mgmt | For | For |
1.3 | Elect Director Frederic V. Salerno | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Covidien Public Limited Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
COV | 15-Mar-11 | Ireland | G2554F105 | Annual | 12-Jan-11 | 104,432 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Craig Arnold | | | Mgmt | For | For |
2 | Elect Director Robert H. Brust | | | Mgmt | For | For |
3 | Elect Director John M. Connors, Jr. | | | Mgmt | For | For |
4 | Elect Director Christopher J. Coughlin | | Mgmt | For | For |
5 | Elect Director Timothy M. Donahue | | | Mgmt | For | For |
6 | Elect Director Kathy J. Herbert | | | Mgmt | For | For |
7 | Elect Director Randall J. Hogan III | | | Mgmt | For | For |
8 | Elect Director Richard J. Meelia | | | Mgmt | For | For |
9 | Elect Director Dennis H. Reilley | | | Mgmt | For | For |
10 | Elect Director Tadataka Yamada | | | Mgmt | For | For |
11 | Elect Director Joseph A. Zaccagnino | | | Mgmt | For | For |
12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board | Mgmt | For | For |
| to Fix Their Remuneration | | | | | |
13 | Approve Reverse Stock Split Immediately Followed by a Forward | Mgmt | For | For |
| Stock Split | | | | | | |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
15 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Fastenal Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FAST | 19-Apr-11 | USA | 311900104 | Annual | 22-Feb-11 | 29,436 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
1.1 | Elect Director Robert A. Kierlin | | | Mgmt | For | Withhold |
1.2 | Elect Director Stephen M. Slaggie | | | Mgmt | For | Withhold |
1.3 | Elect Director Michael M. Gostomski | | | Mgmt | For | Withhold |
1.4 | Elect Director Willard D. Oberton | | | Mgmt | For | Withhold |
1.5 | Elect Director Michael J. Dolan | | | Mgmt | For | For |
1.6 | Elect Director Reyne K. Wisecup | | | Mgmt | For | Withhold |
1.7 | Elect Director Hugh L. Miller | | | Mgmt | For | For |
1.8 | Elect Director Michael J. Ancius | | | Mgmt | For | For |
1.9 | Elect Director Scott A. Satterlee | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
M&T Bank Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MTB | 19-Apr-11 | USA | 55261F104 | Annual | 28-Feb-11 | 57,191 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Brent D. Baird | | | Mgmt | For | For |
1.2 | Elect Director Robert J. Bennett | | | Mgmt | For | For |
1.3 | Elect Director C. Angela Bontempo | | | Mgmt | For | For |
1.4 | Elect Director Robert T. Brady | | | Mgmt | For | Withhold |
1.5 | Elect Director Michael D. Buckley | | | Mgmt | For | For |
1.6 | Elect Director T. Jefferson Cunningham, III | | Mgmt | For | For |
1.7 | Elect Director Mark J. Czarnecki | | | Mgmt | For | For |
1.8 | Elect Director Gary N. Geisel | | | Mgmt | For | For |
1.9 | Elect Director Patrick W.E. Hodgson | | | Mgmt | For | For |
1.10 | Elect Director Richard G. King | | | Mgmt | For | For |
1.11 | Elect Director Jorge G. Pereira | | | Mgmt | For | For |
1.12 | Elect Director Michael P. Pinto | | | Mgmt | For | For |
1.13 | Elect Director Melinda R. Rich | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
1.14 | Elect Director Robert E. Sadler, Jr. | | Mgmt | | For | For |
1.15 | Elect Director Herbert L. Washington | | Mgmt | | For | For |
1.16 | Elect Director Robert G. Wilmers | | Mgmt | | For | For |
2 | Advisory Vote on Executive Compensation | Mgmt | | For | For |
3 | Ratify Auditors | | | Mgmt | | For | For |
|
Newmont Mining Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NEM | 19-Apr-11 | USA | 651639106 | Annual | 18-Feb-11 | 189,376 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Glen A. Barton | | Mgmt | | For | For |
1.2 | Elect Director Vincent A. Calarco | | Mgmt | | For | For |
1.3 | Elect Director Joseph A. Carrabba | | Mgmt | | For | For |
1.4 | Elect Director Noreen Doyle | | Mgmt | | For | For |
1.5 | Elect Director Veronica M. Hagen | | Mgmt | | For | For |
1.6 | Elect Director Michael S. Hamson | | Mgmt | | For | For |
1.7 | Elect Director Richard T. O'Brien | | Mgmt | | For | For |
1.8 | Elect Director John B. Prescott | | Mgmt | | For | For |
1.9 | Elect Director Donald C. Roth | | Mgmt | | For | For |
1.10 | Elect Director Simon Thompson | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
5 | Other Business | | | Mgmt | | For | Against |
|
Spectra Energy Corp |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SE | 19-Apr-11 | USA | 847560109 | Annual | 18-Feb-11 | 57,567 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
1.1 | Elect Director William T. Esrey | | | Mgmt | For | For |
1.2 | Elect Director Gregory L. Ebel | | | Mgmt | For | For |
1.3 | Elect Director Austin A. Adams | | | Mgmt | For | For |
1.4 | Elect Director Paul M. Anderson | | | Mgmt | For | For |
1.5 | Elect Director Pamela L. Carter | | | Mgmt | For | For |
1.6 | Elect Director F. Anthony Comper | | | Mgmt | For | For |
1.7 | Elect Director Peter B. Hamilton | | | Mgmt | For | For |
1.8 | Elect Director Dennis R. Hendrix | | | Mgmt | For | For |
1.9 | Elect Director Michael Mcshane | | | Mgmt | For | For |
1.10 | Elect Director Joseph H. Netherland | | | Mgmt | For | For |
1.11 | Elect Director Michael E.J. Phelps | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
4 | Amend Executive Incentive Bonus Plan | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
7 | Require a Majority Vote for the Election of Directors | SH | Against | For |
|
C. R. Bard, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BCR | 20-Apr-11 | USA | 067383109 | Annual | 28-Feb-11 | 27,851 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John C. Kelly | | | Mgmt | For | For |
1.2 | Elect Director Gail K. Naughton | | | Mgmt | For | For |
1.3 | Elect Director John H. Weiland | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
5 | Prepare Sustainability Report | | | SH | Against | For |
6 | Declassify the Board of Directors | | | SH | Against | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
Fairfax Financial Holdings Limited |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FFH | 20-Apr-11 | Canada | 303901102 | Annual | 04-Mar-11 | 8,100 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
| Meeting for Subordinate Voting and Multiple Voting Shareholders Mgmt | | |
1.1 | Elect Director Anthony F. Griffiths | | Mgmt | | For | For |
1.2 | Elect Director Robert J. Gunn | | Mgmt | | For | For |
1.3 | Elect Director Alan D. Horn | | Mgmt | | For | For |
1.4 | Elect Director Timothy R. Price | | Mgmt | | For | For |
1.5 | Elect Director Brandon W. Sweitzer | | Mgmt | | For | For |
1.6 | Elect Director V. Prem Watsa | | Mgmt | | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | | For | For |
|
The AES Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AES | 21-Apr-11 | USA | 00130H105 | Annual | 25-Feb-11 | 258,581 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Samuel W. Bodman, III | | Mgmt | | For | For |
1.2 | Elect Director Paul Hanrahan | | Mgmt | | For | For |
1.3 | Elect Director Kristina M. Johnson | | Mgmt | | For | For |
1.4 | Elect Director Tarun Khanna | | Mgmt | | For | For |
1.5 | Elect Director John A. Koskinen | | Mgmt | | For | For |
1.6 | Elect Director Philip Lader | | Mgmt | | For | For |
1.7 | Elect Director Sandra O. Moose | | Mgmt | | For | For |
1.8 | Elect Director John B. Morse, Jr. | | Mgmt | | For | For |
1.9 | Elect Director Philip A. Odeen | | Mgmt | | For | For |
1.10 | Elect Director Charles O. Rossotti | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
1.11 | Elect Director Sven Sandstrom | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Mead Johnson Nutrition Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MJN | 26-Apr-11 | USA | 582839106 | Annual | 11-Mar-11 | 85,580 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Stephen W. Golsby | | | Mgmt | For | For |
1.2 | Elect Director Steven M. Altschuler | | | Mgmt | For | For |
1.3 | Elect Director Howard B. Bernick | | | Mgmt | For | For |
1.4 | Elect Director Kimberly A. Casiano | | | Mgmt | For | For |
1.5 | Elect Director Anna C. Catalano | | | Mgmt | For | For |
1.6 | Elect Director Celeste A. Clark | | | Mgmt | For | For |
1.7 | Elect Director James M. Cornelius | | | Mgmt | For | For |
1.8 | Elect Director Peter G. Ratcliffe | | | Mgmt | For | For |
1.9 | Elect Director Elliott Sigal | | | Mgmt | For | For |
1.10 | Elect Director Robert S. Singer | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Ameriprise Financial, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AMP | 27-Apr-11 | USA | 03076C106 | Annual | 28-Feb-11 | 84,243 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Siri S. Marshall | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
2 | Elect Director W. Walker Lewis | | | Mgmt | For | For |
3 | Elect Director William H. Turner | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
|
Brown & Brown, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BRO | 27-Apr-11 | USA | 115236101 | Annual | 18-Feb-11 | 247,129 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director J. Hyatt Brown | | | Mgmt | For | For |
1.2 | Elect Director Samuel P. Bell, III | | | Mgmt | For | For |
1.3 | Elect Director Hugh M. Brown | | | Mgmt | For | For |
1.4 | Elect Director J. Powell Brown | | | Mgmt | For | For |
1.5 | Elect Director Bradley Currey, Jr. | | | Mgmt | For | For |
1.6 | Elect Director Theodore J. Hoepner | | | Mgmt | For | For |
1.7 | Elect Director Toni Jennings | | | Mgmt | For | For |
1.8 | Elect Director Timothy R.M. Main | | | Mgmt | For | For |
1.9 | Elect Director Wendell S. Reilly | | | Mgmt | For | For |
1.10 | Elect Director John R. Riedman | | | Mgmt | For | For |
1.11 | Elect Director Chilton D. Varner | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
General Growth Properties, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
GGP | 27-Apr-11 | USA | 370023103 | Annual | 28-Feb-11 | 490,108 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
1.1 | Elect Director Richard B. Clark | | | Mgmt | For | For |
1.2 | Elect Director Mary Lou Fiala | | | Mgmt | For | For |
1.3 | Elect Director Bruce J. Flatt | | | Mgmt | For | For |
1.4 | Elect Director John K. Haley | | | Mgmt | For | For |
1.5 | Elect Director Cyrus Madon | | | Mgmt | For | For |
1.6 | Elect Director Sandeep Mathrani | | | Mgmt | For | For |
1.7 | Elect Director David J. Neithercut | | | Mgmt | For | For |
1.8 | Elect Director Sheli Z. Rosenberg | | | Mgmt | For | For |
1.9 | Elect Director John G. Schreiber | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Alleghany Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
Y | 29-Apr-11 | USA | 017175100 | Annual | 07-Mar-11 | 5,434 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Rex D. Adams | | | Mgmt | For | For |
2 | Elect Director Weston M. Hicks | | | Mgmt | For | For |
3 | Elect Director Jefferson W. Kirby | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Kellogg Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
K | 29-Apr-11 | USA | 487836108 | Annual | 01-Mar-11 | 89,229 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
1.1 | Elect Director John Bryant | | | Mgmt | For | For |
1.2 | Elect Director Rogelio Rebolledo | | | Mgmt | For | For |
1.3 | Elect Director Sterling Speirn | | | Mgmt | For | For |
1.4 | Elect Director John Zabriskie | | | Mgmt | For | For |
2 | Approve Executive Incentive Bonus Plan | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Reduce Supermajority Vote Requirement | | SH | Against | For |
7 | Require a Majority Vote for the Election of Directors | | SH | Against | For |
|
The Progressive Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
PGR | 29-Apr-11 | USA | 743315103 | Annual | 28-Feb-11 | 213,183 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Stuart B. Burgdoerfer | | | Mgmt | For | For |
2 | Elect Director Charles A. Davis | | | Mgmt | For | For |
3 | Permit Board to Amend Bylaws Without Shareholder Consent | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
|
DISH Network Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DISH | 02-May-11 | USA | 25470M109 | Annual | 07-Mar-11 | 536,404 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director James Defranco | | | Mgmt | For | Withhold |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
1.2 | Elect Director Cantey Ergen | | | Mgmt | For | Withhold |
1.3 | Elect Director Charles W. Ergen | | | Mgmt | For | Withhold |
1.4 | Elect Director Steven R. Goodbarn | | | Mgmt | For | For |
1.5 | Elect Director Gary S. Howard | | | Mgmt | For | For |
1.6 | Elect Director David K. Moskowitz | | | Mgmt | For | Withhold |
1.7 | Elect Director Tom A. Ortolf | | | Mgmt | For | For |
1.8 | Elect Director Carl E. Vogel | | | Mgmt | For | Withhold |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
5 | Adopt a Recapitalization Plan | | | SH | Against | For |
6 | Other Business | | | | Mgmt | For | Against |
|
EchoStar Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SATS | 03-May-11 | USA | 278768106 | Annual | 07-Mar-11 | 169,046 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Joseph P. Clayton | | | Mgmt | For | Withhold |
1.2 | Elect Director R. Stanton Dodge | | | Mgmt | For | For |
1.3 | Elect Director Michael T. Dugan | | | Mgmt | For | For |
1.4 | Elect Director Charles W. Ergen | | | Mgmt | For | For |
1.5 | Elect Director David K. Moskowitz | | | Mgmt | For | Withhold |
1.6 | Elect Director Tom A. Ortolf | | | Mgmt | For | Withhold |
1.7 | Elect Director C. Michael Schroeder | | | Mgmt | For | Withhold |
2 | Ratify Auditors | | | | Mgmt | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
5 | Other Business | | | | Mgmt | For | Against |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
EOG Resources, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
EOG | 03-May-11 | USA | 26875P101 | Annual | 09-Mar-11 | 127,053 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director George A. Alcorn | | | Mgmt | For | For |
2 | Elect Director Charles R. Crisp | | | Mgmt | For | For |
3 | Elect Director James C. Day | | | Mgmt | For | For |
4 | Elect Director Mark G. Papa | | | Mgmt | For | For |
5 | Elect Director H. Leighton Steward | | | Mgmt | For | For |
6 | Elect Director Donald F. Textor | | | Mgmt | For | For |
7 | Elect Director Frank G. Wisner | | | Mgmt | For | For |
8 | Ratify Auditors | | | | Mgmt | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
10 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
11 | Pro-Rata Vesting on Equity Plans | | | SH | Against | For |
12 | Report on Political Contributions | | | SH | Against | For |
|
O'Reilly Automotive, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
ORLY | 03-May-11 | USA | 67103H107 | Annual | 28-Feb-11 | 315,600 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director David E. O?Reilly | | | Mgmt | For | For |
2 | Elect Director Jay D. Burchfield | | | Mgmt | For | For |
3 | Elect Director Paul R. Lederer | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
6 | Ratify Auditors | | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
The Dun & Bradstreet Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DNB | 03-May-11 | USA | 26483E100 | Annual | 07-Mar-11 | 90,897 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Naomi O. Seligman | | Mgmt | | For | For |
2 | Elect Director Michael J. Winkler | | Mgmt | | For | For |
3 | Ratify Auditors | | | Mgmt | | For | For |
4 | Amend Executive Incentive Bonus Plan | Mgmt | | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
7 | Reduce Supermajority Vote Requirement | Mgmt | | For | For |
8 | Declassify the Board of Directors | | Mgmt | | For | For |
|
Covanta Holding Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CVA | 05-May-11 | USA | 22282E102 | Annual | 11-Mar-11 | 610,788 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director David M. Barse | | Mgmt | | For | For |
1.2 | Elect Director Ronald J. Broglio | | Mgmt | | For | For |
1.3 | Elect Director Peter C.B. Bynoe | | Mgmt | | For | Withhold |
1.4 | Elect Director Linda J. Fisher | | Mgmt | | For | For |
1.5 | Elect Director Joseph M. Holsten | | Mgmt | | For | For |
1.6 | Elect Director Anthony J. Orlando | | Mgmt | | For | For |
1.7 | Elect Director William C. Pate | | Mgmt | | For | For |
1.8 | Elect Director Robert S. Silberman | | Mgmt | | For | For |
1.9 | Elect Director Jean Smith | | Mgmt | | For | For |
1.10 | Elect Director Samuel Zell | | Mgmt | | For | For |
2 | Ratify Auditors | | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Heartland Express, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HTLD | 05-May-11 | USA | 422347104 | Annual | 08-Mar-11 | 29,247 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Russell A. Gerdin | | | Mgmt | For | Withhold |
1.2 | Elect Director Michael J. Gerdin | | | Mgmt | For | For |
1.3 | Elect Director Richard O. Jacobson | | | Mgmt | For | For |
1.4 | Elect Director Benjamin J. Allen | | | Mgmt | For | For |
1.5 | Elect Director Lawrence D. Crouse | | | Mgmt | For | For |
1.6 | Elect Director James G. Pratt | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Lincare Holdings Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LNCR | 09-May-11 | USA | 532791100 | Annual | 14-Mar-11 | 176,636 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director J.P. Byrnes | | | Mgmt | For | For |
1.2 | Elect Director S.H. Altman | | | Mgmt | For | For |
1.3 | Elect Director C.B. Black | | | Mgmt | For | For |
1.4 | Elect Director A.P. Bryant | | | Mgmt | For | For |
1.5 | Elect Director F.D. Byrne | | | Mgmt | For | For |
1.6 | Elect Director W.F. Miller, III | | | Mgmt | For | For |
1.7 | Elect Director E.M. Zane | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Markel Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MKL | 09-May-11 | USA | 570535104 | Annual | 03-Mar-11 | 30,526 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director J. Alfred Broaddus, Jr. | | | Mgmt | For | For |
1.2 | Elect Director Douglas C. Eby | | | Mgmt | For | For |
1.3 | Elect Director Stewart M. Kasen | | | Mgmt | For | For |
1.4 | Elect Director Alan I. Kirshner | | | Mgmt | For | For |
1.5 | Elect Director Lemuel E. Lewis | | | Mgmt | For | For |
1.6 | Elect Director Darrell D. Martin | | | Mgmt | For | For |
1.7 | Elect Director Anthony F. Markel | | | Mgmt | For | For |
1.8 | Elect Director Steven A. Markel | | | Mgmt | For | For |
1.9 | Elect Director Jay M. Weinberg | | | Mgmt | For | For |
1.10 | Elect Director Debora J. Wilson | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
CIT Group Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CIT | 10-May-11 | USA | 125581801 | Annual | 14-Mar-11 | 159,892 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director John A. Thain | | | Mgmt | For | For |
2 | Elect Director Michael J. Embler | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
3 | Elect Director William M. Freeman | | | Mgmt | For | For |
4 | Elect Director David M. Moffett | | | Mgmt | For | For |
5 | Elect Director R. Brad Oates | | | Mgmt | For | For |
6 | Elect Director Marianne Miller Parrs | | | Mgmt | For | For |
7 | Elect Director Gerald Rosenfeld | | | Mgmt | For | For |
8 | Elect Director John R. Ryan | | | Mgmt | For | For |
9 | Elect Director Seymour Sternberg | | | Mgmt | For | For |
10 | Elect Director Peter J. Tobin | | | Mgmt | For | For |
11 | Elect Director Laura S. Unger | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
14 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
15 | Approve Qualified Employee Stock Purchase Plan | | Mgmt | For | For |
|
EQT Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
EQT | 10-May-11 | USA | 26884L109 | Annual | 09-Mar-11 | 177,225 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Stephen A. Thorington | | | Mgmt | For | For |
1.2 | Elect Director David L. Porges | | | Mgmt | For | For |
1.3 | Elect Director James E. Rohr | | | Mgmt | For | For |
1.4 | Elect Director David S. Shapira | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Approve Executive Incentive Bonus Plan | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
6 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For |
7 | Authorize Board to Fill Vacancies | | | Mgmt | For | For |
8 | Eliminate Preemptive Rights | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
Loews Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
L | 10-May-11 | USA | 540424108 | Annual | 14-Mar-11 | 369,184 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Ann E. Berman | | Mgmt | | For | For |
2 | Elect Director Joseph L. Bower | | Mgmt | | For | For |
3 | Elect Director Charles M. Diker | | Mgmt | | For | For |
4 | Elect Director Jacob A. Frenkel | | Mgmt | | For | For |
5 | Elect Director Paul J. Fribourg | | Mgmt | | For | For |
6 | Elect Director Walter L. Harris | | Mgmt | | For | Against |
7 | Elect Director Philip A. Laskawy | | Mgmt | | For | For |
8 | Elect Director Ken Miller | | Mgmt | | For | For |
9 | Elect Director Gloria R. Scott | | Mgmt | | For | For |
10 | Elect Director Andrew H. Tisch | | Mgmt | | For | For |
11 | Elect Director James S. Tisch | | Mgmt | | For | For |
12 | Elect Director Jonathan M. Tisch | | Mgmt | | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
15 | Ratify Auditors | | | Mgmt | | For | For |
16 | Provide for Cumulative Voting | | SH | | Against | For |
|
Questar Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
STR | 10-May-11 | USA | 748356102 | Annual | 02-Mar-11 | 201,073 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Teresa Beck | | Mgmt | | For | For |
2 | Elect Director R.D. Cash | | Mgmt | | For | For |
3 | Elect Director Laurence M. Downes | | Mgmt | | For | For |
4 | Elect Director Ronald W. Jibson | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | | |
5 | Elect Director Gary G. Michael | | | Mgmt | | For | For |
6 | Elect Director Bruce A. Williamson | | | Mgmt | | For | For |
7 | Ratify Auditors | | | | Mgmt | | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
9 | Advisory Vote on Say on Pay Frequency | | | Mgmt | | One Year | One Year |
|
Brookfield Asset Management Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BAM.A | 11-May-11 | Canada | 112585104 | Annual/Special | 15-Mar-11 | 366,533 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
| Meeting for Class A Limited Voting Shareholders / Elect Eight | Mgmt | | |
| Directors by Cumulative Voting | | | | | | |
1.1 | Elect Director Marcel R. Coutu | | | Mgmt | For | For |
1.2 | Elect Director Maureen Kempston Darkes | | Mgmt | For | For |
1.3 | Elect Director Lance Liebman | | | Mgmt | For | For |
1.4 | Elect Director G. Wallace F. McCain | | | Mgmt | For | For |
1.5 | Elect Director Frank J. McKenna | | | Mgmt | For | For |
1.6 | Elect Director Jack M. Mintz | | | Mgmt | For | For |
1.7 | Elect Director Youssef A. Nasr | | | Mgmt | For | For |
1.8 | Elect Director James A. Pattison | | | Mgmt | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board | Mgmt | For | For |
| to Fix Their Remuneration | | | | | | |
3 | Amend Escrow Stock Plan | | | Mgmt | For | For |
|
Calpine Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CPN | 11-May-11 | USA | 131347304 | Annual | 14-Mar-11 | 272,982 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Frank Cassidy | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
1.2 | Elect Director Jack A. Fusco | | | Mgmt | For | For |
1.3 | Elect Director Robert C. Hinckley | | | Mgmt | For | For |
1.4 | Elect Director David C. Merritt | | | Mgmt | For | For |
1.5 | Elect Director W. Benjamin Moreland | | | Mgmt | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr | | | Mgmt | For | For |
1.7 | Elect Director William E. Oberndorf | | | Mgmt | For | For |
1.8 | Elect Director Denise M. O'Leary | | | Mgmt | For | For |
1.9 | Elect Director J. Stuart Ryan | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Laboratory Corporation of America Holdings |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LH | 11-May-11 | USA | 50540R409 | Annual | 14-Mar-11 | 145,342 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director David P. King | | | Mgmt | For | For |
2 | Elect Director Kerrii B. Anderson | | | Mgmt | For | For |
3 | Elect Director Jean-luc Belingard | | | Mgmt | For | For |
4 | Elect Director N. Anthony Coles, Jr. | | | Mgmt | For | For |
5 | Elect Director Wendy E. Lane | | | Mgmt | For | For |
6 | Elect Director Thomas P. Mac Mahon | | Mgmt | For | For |
7 | Elect Director Robert E. Mittelstaedt, Jr. | | Mgmt | For | For |
8 | Elect Director Arthur H. Rubenstein | | | Mgmt | For | For |
9 | Elect Director M. Keith Weikel | | | Mgmt | For | For |
10 | Elect Director R. Sanders Williams | | | Mgmt | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
12 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
13 | Ratify Auditors | | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
Mohawk Industries, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MHK | 11-May-11 | USA | 608190104 | Annual | 18-Mar-11 | 51,655 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Karen A. Smith Bogart | | | Mgmt | For | For |
1.2 | Elect Director John F. Fiedler | | | Mgmt | For | For |
1.3 | Elect Director Richard C. Ill | | | Mgmt | For | For |
1.4 | Elect Director Jeffrey S. Lorberbaum | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Gentex Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
GNTX | 12-May-11 | USA | 371901109 | Annual | 18-Mar-11 | 289,833 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Arlyn Lanting | | | Mgmt | For | For |
1.2 | Elect Director Mark Newton | | | Mgmt | For | For |
1.3 | Elect Director Richard Schaum | | | Mgmt | For | For |
2 | Prepare Sustainability Report | | | SH | Against | For |
3 | Declassify the Board of Directors | | | SH | Against | For |
4 | Require a Majority Vote for the Election of Directors | SH | None | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
7 | Advisory Vote on Say on Pay Frequency | | Mgmt | Two Years | One Year |
|
Onex Corporation |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
OCX | 12-May-11 | Canada | 68272K103 | Annual | 18-Mar-11 | 257,271 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | | For | For |
2 | Authorize Board to Fix Remuneration of Auditors | Mgmt | | For | For |
3 | Holders of Subordinate Voting Shares: Elect William A. | Mgmt | | For | Withhold |
| Etherington, Peter C. Godsoe, Serge Gouin and Arni C. | | | | |
| Thorsteinson as Directors | | | | | |
|
St. Jude Medical, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
STJ | 12-May-11 | USA | 790849103 | Annual | 15-Mar-11 | 88,204 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Richard R. Devenuti | | Mgmt | | For | For |
2 | Elect Director Thomas H. Garrett, III | | Mgmt | | For | For |
3 | Elect Director Wendy L. Yarno | | Mgmt | | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | | None | One Year |
6 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
7 | Declassify the Board of Directors | | SH | | None | For |
8 | Ratify Auditors | | | Mgmt | | For | For |
|
Leucadia National Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LUK | 16-May-11 | USA | 527288104 | Annual | 21-Mar-11 | 276,567 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Ian M. Cumming | | Mgmt | | For | For |
1.2 | Elect Director Paul M. Dougan | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
1.3 | Elect Director Alan J. Hirschfel | | | Mgmt | For | For |
1.4 | Elect Director James E. Jordan | | | Mgmt | For | For |
1.5 | Elect Director Jeffrey C. Keil | | | Mgmt | For | For |
1.6 | Elect Director Jesse Clyde Nichols, III | | | Mgmt | For | For |
1.7 | Elect Director Michael Sorkin | | | Mgmt | For | For |
1.8 | Elect Director Joseph S. Steinberg | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Approve Senior Executive Warrant Plan | | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
|
Valeant Pharmaceuticals International Inc |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
VRX | 16-May-11 | Canada | 91911K102 | Annual | 04-Apr-11 | 229,392 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Robert A. Ingram as Director | | | Mgmt | For | For |
1.2 | Elect Theo Melas-Kyriazi as Director | | | Mgmt | For | For |
1.3 | Elect G. Mason Morfit as Director | | | Mgmt | For | For |
1.4 | Elect Laurence E. Paul as Director | | | Mgmt | For | For |
1.5 | Elect J. Michael Pearson as Director | | | Mgmt | For | For |
1.6 | Elect Robert N. Power as Director | | | Mgmt | For | For |
1.7 | Elect Norma A. Provencio as Director | | | Mgmt | For | For |
1.8 | Elect Lloyd M. Segal as Director | | | Mgmt | For | For |
1.9 | Elect Katharine Stevenson as Director | | | Mgmt | For | For |
1.10 | Elect Michael R. Van Every as Director | | | Mgmt | For | For |
2 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
5 | Amend Omnibus Stock Plan | | | Mgmt | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | | |
Discovery Communications, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DISCA | 17-May-11 | USA | 25470F104 | Annual | 21-Mar-11 | 12,393 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Robert R. Bennett | | | Mgmt | | For | Withhold |
1.2 | Elect Director John C. Malone | | | Mgmt | | For | Withhold |
1.3 | Elect Director David M. Zaslav | | | Mgmt | | For | Withhold |
2 | Approve Qualified Employee Stock Purchase Plan | | Mgmt | | For | For |
3 | Ratify Auditors | | | | Mgmt | | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | Against |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | One Year |
|
First American Financial Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FAF | 17-May-11 | USA | 31847R102 | Annual | 25-Mar-11 | 103,530 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director James L. Doti | | | Mgmt | | For | For |
1.2 | Elect Director Michael D. McKee | | | Mgmt | | For | For |
1.3 | Elect Director Thomas V. McKernan | | | Mgmt | | For | For |
1.4 | Elect Director Virginia M. Ueberroth | | | Mgmt | | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | | For | For |
|
FirstEnergy Corp. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FE | 17-May-11 | USA | 337932107 | Annual | 28-Mar-11 | 107,595 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Paul T. Addison | | | Mgmt | For | Withhold |
1.2 | Elect Director Anthony J. Alexander | | | Mgmt | For | Withhold |
1.3 | Elect Director Michael J. Anderson | | | Mgmt | For | Withhold |
1.4 | Elect Director Carol A. Cartwright | | | Mgmt | For | Withhold |
1.5 | Elect Director William T. Cottle | | | Mgmt | For | Withhold |
1.6 | Elect Director Robert B. Heisler, Jr. | | | Mgmt | For | Withhold |
1.7 | Elect DirectorJulia L. Johnson | | | Mgmt | For | For |
1.8 | Elect DirectorTed J. Kleisner | | | Mgmt | For | For |
1.9 | Elect Director Ernest J. Novak, Jr. | | | Mgmt | For | Withhold |
1.10 | Elect Director Catherine A. Rein | | | Mgmt | For | Withhold |
1.11 | Elect Director George M. Smart | | | Mgmt | For | Withhold |
1.12 | Elect Director Wes M. Taylor | | | Mgmt | For | Withhold |
1.13 | Elect Director Jesse T. Williams, Sr. | | | Mgmt | For | Withhold |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Provide Right to Call Special Meeting | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
6 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | SH | Against | For |
7 | Provide Right to Act by Written Consent | | SH | Against | For |
8 | Require a Majority Vote for the Election of Directors | SH | Against | For |
9 | Report on Financial Risks of Coal Reliance | | SH | Against | For |
|
Quest Diagnostics Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DGX | 17-May-11 | USA | 74834L100 | Annual | 18-Mar-11 | 82,468 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director William F. Buehler | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
2 | Elect Director Daniel C. Stanzione | | | Mgmt | For | For |
3 | Ratify Auditors | | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
American Tower Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AMT | 18-May-11 | USA | 029912201 | Annual | 22-Mar-11 | 93,750 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Raymond P. Dolan | | | Mgmt | For | For |
2 | Elect Director Ronald M. Dykes | | | Mgmt | For | For |
3 | Elect Director Carolyn F. Katz | | | Mgmt | For | For |
4 | Elect Director Gustavo Lara Cantu | | | Mgmt | For | For |
5 | Elect Director Joann A. Reed | | | Mgmt | For | For |
6 | Elect Director Pamela D.A. Reeve | | | Mgmt | For | For |
7 | Elect Director David E. Sharbutt | | | Mgmt | For | For |
8 | Elect Director James D. Taiclet, Jr. | | | Mgmt | For | For |
9 | Elect Director Samme L. Thompson | | | Mgmt | For | For |
10 | Ratify Auditors | | | | Mgmt | For | For |
11 | Reduce Supermajority Vote Requirement | | Mgmt | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
13 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Cimarex Energy Co. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
XEC | 18-May-11 | USA | 171798101 | Annual | 22-Mar-11 | 49,887 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director David A. Hentschel | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
2 | Elect Director F.H. Merelli | | | Mgmt | For | For |
3 | Elect Director L. Paul Teague | | | Mgmt | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
6 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
7 | Ratify Auditors | | | | Mgmt | For | For |
|
Denbury Resources Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
DNR | 18-May-11 | USA | 247916208 | Annual | 31-Mar-11 | 234,209 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Wieland F. Wettstein | | | Mgmt | For | For |
1.2 | Elect Director Michael L. Beatty | | | Mgmt | For | For |
1.3 | Elect Director Michael B. Decker | | | Mgmt | For | For |
1.4 | Elect Director Ronald G. Greene | | | Mgmt | For | For |
1.5 | Elect Director David I. Heather | | | Mgmt | For | For |
1.6 | Elect Director Gregory L. McMichael | | | Mgmt | For | For |
1.7 | Elect Director Gareth Roberts | | | Mgmt | For | For |
1.8 | Elect Director Phil Rykhoek | | | Mgmt | For | For |
1.9 | Elect Director Randy Stein | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Amend Nonqualified Employee Stock Purchase Plan | Mgmt | For | For |
5 | Ratify Auditors | | | | Mgmt | For | For |
|
Everest Re Group, Ltd. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
RE | 18-May-11 | Bermuda | G3223R108 | Annual | 25-Mar-11 | 65,184 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | | |
1.1 | Elect Director William F. Galtney, Jr. | | | Mgmt | | For | For |
1.2 | Elect Director John P. Phelan | | | Mgmt | | For | For |
1.3 | Elect Director Roger M. Singer | | | Mgmt | | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize | Mgmt | | For | For |
| Board to Fix Their Remuneration | | | | | | |
3 | Declassify the Board of Directors | | | Mgmt | | For | For |
4 | Amend Executive Incentive Bonus Plan | | Mgmt | | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
|
Fidelity National Information Services, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FIS | 18-May-11 | USA | 31620M106 | Annual | 23-Mar-11 | 225,278 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director David K. Hunt | | | Mgmt | | For | For |
2 | Elect Director Richard N. Massey | | | Mgmt | | For | For |
3 | Ratify Auditors | | | | Mgmt | | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
6 | Approve Executive Incentive Bonus Plan | | Mgmt | | For | For |
|
Franco-Nevada Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FNV | 18-May-11 | Canada | 351858105 | Annual/Special | 31-Mar-11 | 343,821 | 0 |
|
| | | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Pierre Lassonde | | | Mgmt | | For | For |
1.2 | Elect Director David Harquail | | | Mgmt | | For | For |
1.3 | Elect Director Derek W. Evans | | | Mgmt | | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
1.4 | Elect Director Graham Farquharson | | | Mgmt | For | For |
1.5 | Elect Director Louis Gignac | | | Mgmt | For | For |
1.6 | Elect Director Randall Oliphant | | | Mgmt | For | For |
1.7 | Elect Director David R. Peterson | | | Mgmt | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize | Mgmt | For | For |
| Board to Fix Their Remuneration | | | | | |
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For |
|
CoreLogic, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CLGX | 19-May-11 | USA | 21871D103 | Annual | 21-Mar-11 | 92,858 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director J. David Chatham | | | Mgmt | For | For |
2 | Elect Director Anand K. Nallathambi | | | Mgmt | For | For |
3 | Elect Director Thomas C. O'Brien | | | Mgmt | For | For |
4 | Elect Director D. Van Skilling | | | Mgmt | For | For |
5 | Elect Director David F. Walker | | | Mgmt | For | For |
6 | Elect Director Mary Lee Widener | | | Mgmt | For | For |
7 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
9 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
10 | Ratify Auditors | | | | Mgmt | For | For |
|
Coventry Health Care, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CVH | 19-May-11 | USA | 222862104 | Annual | 21-Mar-11 | 169,369 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Joel Ackerman | | | Mgmt | For | For |
2 | Elect Director Lawrence N. Kugelman | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
3 | Elect Director Michael A. Stocker | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
7 | Report on Political Contributions | | | SH | Against | For |
|
LPL Investment Holdings, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LPLA | 19-May-11 | USA | 50213H100 | Annual | 30-Mar-11 | 12,505 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Mark S. Casady | | | Mgmt | For | For |
1.2 | Elect Director James S. Putnam | | | Mgmt | For | For |
1.3 | Elect Director Richard W. Boyce | | | Mgmt | For | Withhold |
1.4 | Elect Director John J. Brennan | | | Mgmt | For | For |
1.5 | Elect Director Erik D. Ragatz | | | Mgmt | For | For |
1.6 | Elect Director James S. Riepe | | | Mgmt | For | For |
1.7 | Elect Director Richard P. Schifter | | | Mgmt | For | Withhold |
1.8 | Elect Director Jeffrey E. Stiefler | | | Mgmt | For | For |
1.9 | Elect Director Allen R. Thorpe | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
|
Marsh & McLennan Companies, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MMC | 19-May-11 | USA | 571748102 | Annual | 21-Mar-11 | 157,610 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Zachary W. Carter | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
2 | Elect Director Brian Duperreault | | | Mgmt | For | For |
3 | Elect Director Oscar Fanjul | | | Mgmt | For | For |
4 | Elect Director H. Edward Hanway | | | Mgmt | For | For |
5 | Elect Director Lang of Monkton | | | Mgmt | For | For |
6 | Elect Director Steven A. Mills | | | Mgmt | For | For |
7 | Elect Director Bruce P. Nolop | | | Mgmt | For | For |
8 | Elect Director Marc D. Oken | | | Mgmt | For | For |
9 | Elect Director Morton O. Schapiro | | | Mgmt | For | For |
10 | Elect Director Adele Simmons | | | Mgmt | For | For |
11 | Elect Director Lloyd M. Yates | | | Mgmt | For | For |
12 | Ratify Auditors | | | | Mgmt | For | For |
13 | Approve Omnibus Stock Plan | | | Mgmt | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
15 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
16 | Provide Right to Act by Written Consent | | SH | Against | For |
|
Telephone and Data Systems, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TDS | 19-May-11 | USA | 879433100 | Annual | 30-Mar-11 | 4,914 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Clarence A. Davis | | | Mgmt | For | For |
1.2 | Elect Director Christopher D. O'Leary | | | Mgmt | For | For |
1.3 | Elect Director Gary L. Sugarman | | | Mgmt | For | For |
1.4 | Elect Director Herbert S. Wander | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
5 | Require Equal Rights for All Shares | | | SH | Against | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
Telephone and Data Systems, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TDS | 19-May-11 | USA | 879433100 | Annual | 30-Mar-11 | 177,297 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Clarence A. Davis | | Mgmt | | For | For |
1.2 | Elect Director Christopher D. O'Leary | | Mgmt | | For | For |
1.3 | Elect Director Gary L. Sugarman | | Mgmt | | For | For |
1.4 | Elect Director Herbert S. Wander | | Mgmt | | For | For |
|
The Williams Companies, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WMB | 19-May-11 | USA | 969457100 | Annual | 28-Mar-11 | 377,256 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Alan S. Armstrong | | Mgmt | | For | For |
2 | Elect Director Joseph R. Cleveland | | Mgmt | | For | For |
3 | Elect Director Juanita H. Hinshaw | | Mgmt | | For | For |
4 | Elect Director Frank T. MacInnis | | Mgmt | | For | For |
5 | Elect Director Janice D. Stoney | | Mgmt | | For | For |
6 | Elect Director Laura A. Sugg | | Mgmt | | For | For |
7 | Ratify Auditors | | | Mgmt | | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
9 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
|
YUM! Brands, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
YUM | 19-May-11 | USA | 988498101 | Annual | 21-Mar-11 | 97,086 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
1 | Elect Director David W. Dorman | | | Mgmt | For | For |
2 | Elect Director Massimo Ferragamo | | | Mgmt | For | For |
3 | Elect Director J. David Grissom | | | Mgmt | For | For |
4 | Elect Director Bonnie G. Hill | | | Mgmt | For | For |
5 | Elect Director Robert Holland, Jr. | | | Mgmt | For | For |
6 | Elect Director Kenneth G. Langone | | | Mgmt | For | For |
7 | Elect Director Jonathan S. Linen | | | Mgmt | For | For |
8 | Elect Director Thomas C. Nelson | | | Mgmt | For | For |
9 | Elect Director David C. Novak | | | Mgmt | For | For |
10 | Elect Director Thomas M. Ryan | | | Mgmt | For | For |
11 | Elect Director Jing-Shyh S. Su | | | Mgmt | For | For |
12 | Elect Director Robert D. Walter | | | Mgmt | For | For |
13 | Ratify Auditors | | | | Mgmt | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
15 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
16 | Provide Right to Call Special Meeting | | | Mgmt | For | For |
|
Aon Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
AON | 20-May-11 | USA | 037389103 | Annual | 30-Mar-11 | 141,409 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Lester B. Knight | | | Mgmt | For | For |
2 | Elect Director Gregory C. Case | | | Mgmt | For | For |
3 | Elect Director Fulvio Conti | | | Mgmt | For | For |
4 | Elect Director Cheryl A. Francis | | | Mgmt | For | For |
5 | Elect Director Judson C. Green | | | Mgmt | For | For |
6 | Elect Director Edgar D. Jannotta | | | Mgmt | For | For |
7 | Elect Director Jan Kalff | | | Mgmt | For | For |
8 | Elect Director J. Michael Losh | | | Mgmt | For | For |
9 | Elect Director R. Eden Martin | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
10 | Elect Director Andrew J. McKenna | | | Mgmt | For | For |
11 | Elect Director Robert S. Morrison | | | Mgmt | For | For |
12 | Elect Director Richard B. Myers | | | Mgmt | For | For |
13 | Elect Director Richard C. Notebaert | | | Mgmt | For | For |
14 | Elect Director John W. Rogers, Jr. | | | Mgmt | For | For |
15 | Elect Director Gloria Santona | | | Mgmt | For | For |
16 | Elect Director Carolyn Y. Woo | | | Mgmt | For | For |
17 | Ratify Auditors | | | | Mgmt | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
19 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
20 | Approve Omnibus Stock Plan | | | Mgmt | For | Against |
21 | Approve Qualified Employee Stock Purchase Plan | | Mgmt | For | For |
|
The Western Union Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WU | 20-May-11 | USA | 959802109 | Annual | 22-Mar-11 | 263,751 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Hikmet Ersek | | | Mgmt | For | For |
2 | Elect Director Jack M. Greenberg | | | Mgmt | For | For |
3 | Elect Director Linda Fayne Levinson | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
7 | Declassify the Board of Directors | | | SH | Against | For |
|
Liberty Media Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LINTA | 23-May-11 | USA | 53071M104 | Special | 11-Apr-11 | 328,671 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
1 | Approve Restructuring Plan of Liberty Capital Tracking Stock | Mgmt | For | For |
2 | Approve Restructuring Plan of Liberty Starz Tracking Stock | Mgmt | For | For |
|
BlackRock, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
BLK | 25-May-11 | USA | 09247X101 | Annual | 07-Apr-11 | 37,163 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Murry S. Gerber | | | Mgmt | For | For |
1.2 | Elect Director James Grosfeld | | | Mgmt | For | For |
1.3 | Elect Director Deryck Maughan | | | Mgmt | For | For |
1.4 | Elect Director Thomas K. Montag | | | Mgmt | For | For |
1.5 | Elect Director Linda Gosden Robinson | | Mgmt | For | Withhold |
1.6 | Elect Director John S. Varley | | | Mgmt | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
DENTSPLY International Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
XRAY | 25-May-11 | USA | 249030107 | Annual | 28-Mar-11 | 165,498 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Michael C. Alfano | | | Mgmt | For | For |
1.2 | Elect Director Eric K. Brandt | | | Mgmt | For | For |
1.3 | Elect Director William F. Hecht | | | Mgmt | For | For |
1.4 | Elect Director Francis J. Lunger | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | | Three Years | One Year |
|
Fidelity National Financial, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FNF | 25-May-11 | USA | 31620R105 | Annual | 30-Mar-11 | 43,048 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director William P. Foley, II | | Mgmt | | For | For |
1.2 | Elect Director Douglas K. Ammerman | | Mgmt | | For | For |
1.3 | Elect Director Thomas M. Hagerty | | Mgmt | | For | For |
1.4 | Elect Director Peter O. Shea, Jr. | | Mgmt | | For | For |
2 | Amend Omnibus Stock Plan | | Mgmt | | For | For |
3 | Approve Executive Incentive Bonus Plan | | Mgmt | | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
5 | Advisory Vote on Say on Pay Frequency | | Mgmt | | One Year | One Year |
6 | Ratify Auditors | | | Mgmt | | For | For |
|
Molson Coors Brewing Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TAP | 25-May-11 | USA | 60871R209 | Annual | 28-Mar-11 | 124,260 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Directors John E. Cleghorn | | Mgmt | | For | For |
1.2 | Elect Directors Charles M. Herington | | Mgmt | | For | For |
1.3 | Elect Directors David P. O'Brien | | Mgmt | | For | For |
|
Weatherford International Ltd. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WFT | 25-May-11 | Switzerland | H27013103 | Annual | 04-May-11 | 73,720 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Accept Financial Statements and Statutory Reports | | Mgmt | For | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For |
3.1 | Reelect Bernard Duroc-Danner as Director | | Mgmt | For | For |
3.2 | Reelect Samuel Bodman, III as Director | | Mgmt | For | For |
3.3 | Reelect Nicholas Brady as Director | | | Mgmt | For | For |
3.4 | Reelect David Butters as Director | | | Mgmt | For | For |
3.5 | Reelect William Macaulay as Director | | | Mgmt | For | For |
3.6 | Reelect Robert Millard as Director | | | Mgmt | For | For |
3.7 | Reelect Robert Moses, Jr. as Director | | | Mgmt | For | For |
3.8 | Reelect Guilliermo Ortiz as Director | | | Mgmt | For | For |
3.9 | Reelect Emyr Parry as Director | | | Mgmt | For | For |
3.10 | Reelect Robert Rayne as Director | | | Mgmt | For | For |
4 | Ratify Auditors | | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Lamar Advertising Company |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LAMR | 26-May-11 | USA | 512815101 | Annual | 01-Apr-11 | 38,584 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director John Maxwell Hamilton | | | Mgmt | For | For |
1.2 | Elect Director John E. Koerner, III | | | Mgmt | For | For |
1.3 | Elect Director Stephen P. Mumblow | | | Mgmt | For | For |
1.4 | Elect Director Thomas V. Reifenheiser | | | Mgmt | For | For |
1.5 | Elect Director Anna Reilly | | | Mgmt | For | For |
1.6 | Elect Director Kevin P. Reilly, Jr. | | | Mgmt | For | For |
1.7 | Elect Director Wendell Reilly | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
|
White Mountains Insurance Group, Ltd. |
|
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
WTM | 26-May-11 | Bermuda | G9618E107 | Annual | 28-Mar-11 | 14,137 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Raymond Barrette as Director | | Mgmt | For | For |
1.2 | Elect Yves Brouillette as Director | | | Mgmt | For | For |
1.3 | Elect John D. Gillespie as Director | | | Mgmt | For | For |
2.1 | Elect Brian E. Kensil as Director for Sirius International Insurance | Mgmt | For | For |
| Corporation | | | | | | |
2.2 | Elect Eivor A. Pettersson as Director for Sirius International | Mgmt | For | For |
| Insurance Corporation | | | | | |
2.3 | Elect Goran Thorstensson as Director for Sirius International | Mgmt | For | For |
| Insurance Corporation | | | | | |
2.4 | Elect Allan L. Waters as Director for Sirius International | Mgmt | For | For |
| Insurance Corporation | | | | | |
3.1 | Elect Christine H. Repasy as Director for Scandinavian | Mgmt | For | For |
| Reinsurance Company Ltd. | | | | | |
3.2 | Elect Warren J. Trace as Director for Scandinavian Reinsurance | Mgmt | For | For |
| Company Ltd. | | | | | | |
3.3 | Elect Allan L. Waters as Director for Scandinavian Reinsurance | Mgmt | For | For |
| Company Ltd. | | | | | | |
4.1 | Elect Jeffrey W. Davis as Director for White Mountains Re | Mgmt | For | For |
| Bermuda Ltd. | | | | | | |
4.2 | Elect Brian E. Kensil as Director for White Mountains Re Bermuda | Mgmt | For | For |
| Ltd. | | | | | | |
4.3 | Elect Christine H. Repasy as Director for White Mountains Re | Mgmt | For | For |
| Bermuda Ltd. | | | | | | |
4.4 | Elect Warren J. Trace as Director for White Mountains Re | Mgmt | For | For |
| Bermuda Ltd. | | | | | | |
4.5 | Elect Allan L. Waters as Director for White Mountains Re | Mgmt | For | For |
| Bermuda Ltd. | | | | | | |
5.1 | Elect Raymond Barrette as Director for White Mountains Life | Mgmt | For | For |
| Reinsurance (Bermuda) Ltd. | | | | | |
5.2 | Elect David T. Foy as Director for White Mountains Life | Mgmt | For | For |
| Reinsurance (Bermuda) Ltd. | | | | | |
5.3 | Elect Jennifer L. Pitts as Director for White Mountains Life | Mgmt | For | For |
| Reinsurance (Bermuda) Ltd. | | | | | |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
5.4 | Elect Warren J. Trace as Director for White Mountains Life | Mgmt | For | For |
| Reinsurance (Bermuda) Ltd. | | | | | |
6.1 | Elect Christine H. Repasy as Director for White Shoals Re Ltd. | Mgmt | For | For |
6.2 | Elect Warren J. Trace as Director for White Shoals Re Ltd. | Mgmt | For | For |
6.3 | Elect Allan L. Waters as Director for White Shoals Re Ltd. | Mgmt | For | For |
7.1 | Elect Raymond Barrette as Director for Any New Non-U.S. | Mgmt | For | For |
| Operating Subsidiary | | | |
7.2 | Elect David T. Foy as Director for Any New Non-U.S. Operating Subsidiary | Mgmt | For | For |
7.3 | Elect Jennifer L. Pitts as Director for Any New Non-U.S. | Mgmt | For | For |
| Operating Subsidiary | | | |
7.4 | Elect Warren J. Trace as Director for Any New Non-U.S. | Mgmt | For | For |
| Operating Subsidiary | | | |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year |
10 | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | For | For |
|
MasterCard Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
MA | 07-Jun-11 | USA | 57636Q104 | Annual | 13-Apr-11 | 29,800 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director Marc Olivié | | | Mgmt | For | For |
2 | Elect Director Rima Qureshi | | | Mgmt | For | For |
3 | Elect Director Mark Schwartz | | | Mgmt | For | For |
4 | Elect Director Jackson P. Tai | | | Mgmt | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
7 | Ratify Auditors | | | | Mgmt | For | For |
|
Nabors Industries Ltd. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
NBR | 07-Jun-11 | Bermuda | G6359F103 | Annual | 08-Apr-11 | 124,930 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Anthony G. Petrello as Director | | | Mgmt | For | Withhold |
1.2 | Elect Myron M. Sheinfeld as Director | | | Mgmt | For | Withhold |
2 | Approve Pricewaterhouse Coopers LLP as Auditors and Authorize | Mgmt | For | For |
| Board to Fix Their Remuneration | | | | | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
5 | Require a Majority Vote for the Election of Directors | SH | Against | For |
6 | Declassify the Board of Directors | | | SH | Against | For |
|
CME Group Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
CME | 08-Jun-11 | USA | 12572Q105 | Annual | 11-Apr-11 | 11,710 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Craig S. Donohue | | | Mgmt | For | For |
1.2 | Elect Director Timothy S. Bitsberger | | | Mgmt | For | For |
1.3 | Elect Director Jackie M. Clegg | | | Mgmt | For | For |
1.4 | Elect Director James A. Donaldson | | | Mgmt | For | For |
1.5 | Elect Director J. Dennis Hastert | | | Mgmt | For | For |
1.6 | Elect Director William P. Miller II | | | Mgmt | For | For |
1.7 | Elect Director Terry L. Savage | | | Mgmt | For | For |
1.8 | Elect Director Christopher Stewart | | | Mgmt | For | For |
2 | Ratify Auditors | | | | Mgmt | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
4 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
|
Forest City Enterprises, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
FCE.A | 10-Jun-11 | USA | 345550107 | Annual | 19-Apr-11 | 244,919 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Arthur F. Anton | | | Mgmt | For | For |
1.2 | Elect Director Michael P. Esposito, Jr. | | | Mgmt | For | For |
1.3 | Elect Director Deborah L. Harmon | | | Mgmt | For | For |
1.4 | Elect Director Stan Ross | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Iron Mountain Incorporated |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
IRM | 10-Jun-11 | USA | 462846106 | Annual | 12-Apr-11 | 617,107 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Clarke H. Bailey | | | Mgmt | For | For |
1.2 | Elect Director Kent P. Dauten | | | Mgmt | For | For |
1.3 | Elect Director Paul F. Deninger | | | Mgmt | For | For |
1.4 | Elect Director Per-Kristian Halvorsen | | | Mgmt | For | For |
1.5 | Elect Director Michael W. Lamach | | | Mgmt | For | For |
1.6 | Elect Director Allan Z. Loren | | | Mgmt | For | For |
1.7 | Elect Director Arthur D. Little | | | Mgmt | For | For |
1.8 | Elect Director C. Richard Reese | | | Mgmt | For | For |
1.9 | Elect Director Vincent J. Ryan | | | Mgmt | For | For |
1.10 | Elect Director Laurie A. Tucker | | | Mgmt | For | For |
1.11 | Elect Director Alfred J. Verrecchia | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
The TJX Companies, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
TJX | 14-Jun-11 | USA | 872540109 | Annual | 18-Apr-11 | 211,485 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director José B. Alvarez | | Mgmt | | For | For |
2 | Elect Director Alan M. Bennett | | Mgmt | | For | For |
3 | Elect Director Bernard Cammarata | | Mgmt | | For | For |
4 | Elect Director David T. Ching | | Mgmt | | For | For |
5 | Elect Director Michael F. Hines | | Mgmt | | For | For |
6 | Elect Director Amy B. Lane | | Mgmt | | For | For |
7 | Elect Director Carol Meyrowitz | | Mgmt | | For | For |
8 | Elect Director John F. O'Brien | | Mgmt | | For | For |
9 | Elect Director Willow B. Shire | | Mgmt | | For | For |
10 | Ratify Auditors | | | Mgmt | | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | | For | For |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | | One Year | One Year |
|
Live Nation Entertainment, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LYV | 15-Jun-11 | USA | 538034109 | Annual | 20-Apr-11 | 186,868 | 0 |
|
| | | | | | | Vote |
| | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Jonathan Dolgen | | Mgmt | | For | For |
1.2 | Elect Director Robert Ted Enloe, III | | Mgmt | | For | For |
1.3 | Elect Director Jeffrey T. Hinson | | Mgmt | | For | For |
1.4 | Elect Director James S. Kahan | | Mgmt | | For | For |
2 | Approve Issuance of Shares for a Private Placement | Mgmt | | For | Against |
3 | Amend Executive Incentive Bonus Plan | Mgmt | | For | For |
4 | Amend Omnibus Stock Plan | | Mgmt | | For | Against |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against |
6 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
7 | Ratify Auditors | | | | Mgmt | For | For |
|
SAIC, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
SAI | 17-Jun-11 | USA | 78390X101 | Annual | 18-Apr-11 | 500,898 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director France A. Cordova | | | Mgmt | For | For |
2 | Elect Director Jere A. Drummond | | | Mgmt | For | For |
3 | Elect Director Thomas F. First, III | | | Mgmt | For | For |
4 | Elect Director John J. Hamre | | | Mgmt | For | For |
5 | Elect Director Walter P. Havenstein | | | Mgmt | For | For |
6 | Elect Director Miriam E. John | | | Mgmt | For | For |
7 | Elect Director Anita K. Jones | | | Mgmt | For | For |
8 | Elect Director John P. Jumper | | | Mgmt | For | For |
9 | Elect Director Harry M.J. Kraemer, Jr. | | | Mgmt | For | For |
10 | Elect Director Lawrence C. Nussdorf | | | Mgmt | For | For |
11 | Elect Director Edward J. Sanderson, Jr. | | Mgmt | For | For |
12 | Elect Director Louis A. Simpson | | | Mgmt | For | For |
13 | Elect Director A. Thomas Young | | | Mgmt | For | For |
14 | Provide Right to Call Special Meeting | | Mgmt | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
16 | Advisory Vote on Say on Pay Frequency | | Mgmt | One Year | One Year |
17 | Ratify Auditors | | | | Mgmt | For | For |
|
Liberty Global, Inc. |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
LBTYA | 21-Jun-11 | USA | 530555101 | Annual | 25-Apr-11 | 255,299 | 0 |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1.1 | Elect Director Michael T. Fries | | | Mgmt | For | For |
1.2 | Elect Director Paul A. Gould | | | Mgmt | For | For |
1.3 | Elect Director John C. Malone | | | Mgmt | For | For |
1.4 | Elect Director Larry E. Romrell | | | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Advisory Vote on Say on Pay Frequency | | Mgmt | Three Years | One Year |
4 | Ratify Auditors | | | | Mgmt | For | For |
|
RHJ International SA |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
RHJI | 21-Jun-11 | Belgium | B70883101 | Annual | | 0 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
| Annual Meeting | | | | Mgmt | | |
1 | Receive Directors' Report on Consolidated and Unconsolidated | Mgmt | | |
| Financial Statements | | | | | | |
2 | Receive Auditors' Report on Consolidated and Unconsolidated | Mgmt | | |
| Financial Statements | | | | | | |
3 | Receive Consolidated Financial Statements | | Mgmt | | |
4 | Approve Financial Statements, Allocation of Income, and | Mgmt | For | Do Not Vote |
| Omission of Dividends | | | |
5 | Approve Discharge of Directors | | | Mgmt | For | Do Not Vote |
6 | Approve Discharge of Auditors | | | Mgmt | For | Do Not Vote |
7a | Reelect Timothy C. Collins as Director | | | Mgmt | For | Do Not Vote |
7b | Reelect Leonhard Fischer as Director | | | Mgmt | For | Do Not Vote |
7c | Reelect Ronald Daniel as Director | | | Mgmt | For | Do Not Vote |
7d | Reelect Mathias Döpfner as Director | | | Mgmt | For | Do Not Vote |
7e | Reelect Gerd Häusler as Director | | | Mgmt | For | Do Not Vote |
7f | Reelect Jun Makihara as Director | | | Mgmt | For | Do Not Vote |
7g | Elect Peter Foy as Director | | | Mgmt | For | Do Not Vote |
7h | Elect Lucio A. Noto as Director | | | Mgmt | For | Do Not Vote |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | | | | |
7i | Elect Konstantin von Schweinitz as Director | | Mgmt | For | Do Not Vote |
8 | Approve Remuneration of Directors | | | Mgmt | For | Do Not Vote |
9 | Indicate Ronald Daniel, Mathias Dopfner, Peter Foy, Jun | Mgmt | For | Do Not Vote |
| Makihara, and Konstantin von Schweinitz as Independent Board Member | | | |
|
RHJ International SA |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
RHJI | 21-Jun-11 | Belgium | B70883101 | Special | | 0 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
| Special Meeting | | | | Mgmt | | |
1 | Authorize Board to Repurchase of Shares in the Event of a | Mgmt | For | Do Not Vote |
| Serious and Imminent Harm | | | | | |
2a | Amend Articles Re: Shareholder Rights Act | | Mgmt | For | Do Not Vote |
2b | Amend Articles Re: Bearer Shares | | | Mgmt | For | Do Not Vote |
2c | Amend Article 28 Re: Registration Requirements | | Mgmt | For | Do Not Vote |
2d | Amend Article 29 Re: Proxy Voting | | | Mgmt | For | Do Not Vote |
2e | Amend Article 31 Re: Agenda and Deliberations | | Mgmt | For | Do Not Vote |
2f | Amend Article 33 Re: Postponement of Meetings | | Mgmt | For | Do Not Vote |
3a | Amend Article 6.1 Re: Routine | | | Mgmt | For | Do Not Vote |
3b | Amend Articles 6.2 Re: Routine | | | Mgmt | For | Do Not Vote |
4 | Authorize Implementation of Approved Resolutions and Filing of | Mgmt | For | Do Not Vote |
| Required Documents/Formalities at Trade Registry | | | | |
|
The Howard Hughes Corporation |
Ticker | Meeting Date | Country | Security ID | Meeting Type | Record Date | Shares Voted | Shares on Loan |
HHC | 22-Jun-11 | USA | 44267D107 | Annual | 25-Apr-11 | 17,217 | 0 |
|
| | | | | | | Vote |
| | | | | Proponent | Mgmt Rec | Instruction |
|
1 | Elect Director William Ackman | | | Mgmt | For | For |
2 | Elect Director David Arthur | | | Mgmt | For | For |
3 | Elect Director Adam Flatto | | | Mgmt | For | For |
|
Vote Summary Report |
Report was run from: 7/1/10 to 6/30/11 |
Location(s): Principal Global Investors |
Institution Account(s): PVC Funds, Inc - MidCap Blend |
| | | | |
4 | Elect Director Jeffrey Furber | Mgmt | For | For |
5 | Elect Director Gary Krow | Mgmt | For | For |
6 | Elect Director Allen Model | Mgmt | For | For |
7 | Elect Director R. Scot Sellers | Mgmt | For | For |
8 | Elect Director Steven Shepsman | Mgmt | For | For |
9 | Elect Director David R. Weinreb | Mgmt | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Principal Variable Contracts Funds, Inc.
-------------------------------------------------
(Registrant)
/s/ Nora Everett
By
--------------------------------------------
Nora Everett
President and Chief Executive Officer
Date August 17, 2011