SEC Form 4
| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol Ceridian HCM Holding Inc. [ CDAY ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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| 3. Date of Earliest Transaction (Month/Day/Year) 08/21/2020 | ||||||||||||||||||||||||||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 08/21/2020 | A | 2,695(1) | A | $0.00 | 7,984 | D | |||
| Common Stock | 08/21/2020 | A | 1,348(2) | A | $0.00 | 9,332(3) | D | |||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Option (right to buy) | $65.26 | (4) | 05/08/2030 | Common Stock | 953 | 953 | D | ||||||||
| Explanation of Responses: |
| 1. 2,695 shares are issuable pursuant to Restricted Stock Units (RSU), granted on August 21, 2020, that vest in three annual installments beginning on August 21, 2021. |
| 2. 1,348 shares are issuable pursuant to Restricted Stock Units (RSU), granted on August 21, 2020, that vest as to 25% of the RSU on the last day of each three-month period commencing on the date of grant. |
| 3. Includes (i) 3,566 shares of common stock, (ii) 1,723 shares are issuable pursuant to Restricted Stock Units, granted on May 8, 2020, that vest as to 25% of the RSU on the last day of each three-month period commencing on the date of grant, (iii) 2,695 shares are issuable pursuant to Restricted Stock Units (RSU), granted on August 21, 2020, that vest in three annual installments beginning on August 21, 2021, and (iv) 1,348 shares issuable pursuant to Restricted Stock Units (RSU), granted on August 21, 2020, that vest as to 25% of the RSU on the last day of each three-month period commencing on the date of grant. |
| 4. These options, granted on May 8, 2020, vest and become exercisable as to 25% of the options on the last day of each three-month period commencing on the date of grant. |
| Remarks: |
| For Deborah Farrington pursuant to the Power of Attorney previously filed. |
| /s/ William E. McDonald, attorney-in-fact | 08/24/2020 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||