- ONCT Dashboard
- Financials
- Filings
-
Holdings
- Transcripts
- ETFs
- Insider
- Institutional
- Shorts
-
10-Q/A Filing
Oncternal Therapeutics (ONCT) 10-Q/A2005 Q1 Quarterly report (amended)
Filed: 28 Jul 05, 12:00am
þ | Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. | |
For the quarterly period ended March 31, 2005. |
o | Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. | |
For the transition periodfrom to . |
Delaware (State or other jurisdiction of incorporation or organization) | 62-1715807 (I.R.S. Employer Identification No.) |
PART II OTHER INFORMATION | ||||||||
ITEM 6. EXHIBITS | ||||||||
SIGNATURES | ||||||||
EXHIBIT INDEX | ||||||||
EXHIBIT 31.1 | ||||||||
EXHIBIT 31.2 |
Number | Description | |
3.1 | Restated Certificate of Incorporation of GTx, Inc. filed February 6, 2004, as amended(1) | |
3.2 | Amended and Restated Bylaws of GTx, Inc.(1) | |
4.1 | Reference is made to Exhibits 3.1 and 3.2 | |
4.2 | Specimen of Common Stock Certificate(1) | |
4.3 | Amended and Restated Registration Rights Agreement between Registrant and Oracle Partners, L.P. dated August 7, 2003(1) | |
4.4 | Amended and Restated Registration Rights Agreement between Registrant and J. R. Hyde, III dated August 7, 2003(1) | |
4.5 | Amended and Restated Registration Rights Agreement between Registrant and Memphis Biomed Ventures dated August 7, 2003(1) | |
10.1 | Genotherapeutics, Inc. 1999 Stock Option Plan(1) | |
10.2 | GTx, Inc. 2000 Stock Option Plan(1) | |
10.3 | GTx, Inc. 2001 Stock Option Plan(1) | |
10.4 | GTx, Inc. 2002 Stock Option Plan(1) | |
10.5 | 2004 Equity Incentive Plan and Form of Stock Option Agreement(1) | |
10.6 | 2004 Non-Employee Directors’ Stock Option Plan and Form of Stock Option Agreement(1) | |
10.7 | Reserved | |
10.8 | Employment Agreement dated October 1, 2003, between Registrant and Mitchell S. Steiner, M.D.(1) | |
10.9 | Employment Agreement dated October 1, 2003, between Registrant and Marc S. Hanover(1) | |
10.10 | Employment Agreement dated October 1, 2003, between Registrant and Mark E. Mosteller(1) | |
10.11 | Employment Agreement dated October 1, 2003, between Registrant and Henry P. Doggrell(1) | |
10.12 | Form of Indemnification Agreement(1) | |
10.13 | Lease Agreement, dated March 7, 2001, between The University of Tennessee and TriStar Enterprises, Inc.(1) | |
10.14 | Sublease Agreement dated October 1, 2000, as amended, between Registrant and TriStar Enterprises, Inc.(1) | |
10.15† | Amended and Restated License and Supply Agreement dated October 22, 2001, between Registrant and Orion Corporation(1) | |
10.16† | Amendment No. 1 to the License and Supply Agreement dated March 5, 2003, between Registrant and Orion Corporation(1) | |
10.17† | Production and Manufacturing Agreement dated September 9, 2002, between Registrant and ChemSyn Laboratories (Department of EaglePicher Technologies, LLC)(1) | |
10.18† | Amendment No. 1 to the Production and Manufacturing Agreement dated September 30, 2003, between Registrant and ChemSyn Laboratories (Department of EaglePicher Technologies, LLC)(1) | |
10.19† | Quotation Agreement dated August 8, 2003 between Registrant and EaglePicher Pharmaceutical Services(1) | |
10.20† | Amended and Restated Exclusive License Agreement dated June 3, 2002, between Registrant and University of Tennessee Research Foundation(1) | |
10.21† | Amended and Restated Exclusive License Agreement dated June 14, 2003, between Registrant and University of Tennessee Research Foundation(1) | |
10.22† | Amended and Restated Exclusive License Agreement dated August 30, 2003, between Registrant and University of Tennessee Research Foundation(1) | |
10.23 | Amendment No. 2 to the License and Supply Agreement dated December 29, 2003, between Registrant and Orion Corporation(1) | |
10.24† | Joint Collaboration and License Agreement dated March 16, 2005, between Registrant and Ortho Biotech, L.P.(2) | |
10.25† | Purchase Agreement dated December 13, 2004, between Registrant and Orion Corporation(3) | |
10.26† | Amended and Restated License and Supply Agreement effective January 1, 2005, between Registrant and Orion Corporation(3) | |
31.1 | Certification required by Rule 13a-14(a) or Rule 15d-14(a). | |
31.2 | Certification required by Rule 13a-14(a) or Rule 15d-14(a). | |
32.1* | Certification of Chief Executive Officer of Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | |
32.2* | Certification of Chief Financial Officer of Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
† | Confidential treatment requested. The redacted portions have been filed separately with the SEC as required by Rule 406 of Regulation C. | |
* | Previously filed. | |
(1) | Incorporated by reference to the same exhibit filed with GTx’s Registration Statement on Form S-1 (File No. 333-109700). | |
(2) | Incorporated by reference to the same exhibit filed with GTx’s Form 10-Q for the period ended March 31, 2004 filed May 7, 2004. | |
(3) | Incorporated by reference to GTx’s Form 8-K filed March 7, 2005. |
2.
GTx, Inc. | ||||
July 27, 2005 | By: | /s/ Mitchell S. Steiner | ||
Mitchell S. Steiner, Chief Executive Officer | ||||
July 27, 2005 | By: | /s/ Mark. E. Mosteller | ||
Mark E. Mosteller, Chief Financial Officer | ||||
(Principal Financial and Accounting Officer) |
3.
Number | Description | |
3.1 | Restated Certificate of Incorporation of GTx, Inc. filed February 6, 2004, as amended(1) | |
3.2 | Amended and Restated Bylaws of GTx, Inc.(1) | |
4.1 | Reference is made to Exhibits 3.1 and 3.2 | |
4.2 | Specimen of Common Stock Certificate(1) | |
4.3 | Amended and Restated Registration Rights Agreement between Registrant and Oracle Partners, L.P. dated August 7, 2003(1) | |
4.4 | Amended and Restated Registration Rights Agreement between Registrant and J. R. Hyde, III dated August 7, 2003(1) | |
4.5 | Amended and Restated Registration Rights Agreement between Registrant and Memphis Biomed Ventures dated August 7, 2003(1) | |
10.1 | Genotherapeutics, Inc. 1999 Stock Option Plan(1) | |
10.2 | GTx, Inc. 2000 Stock Option Plan(1) | |
10.3 | GTx, Inc. 2001 Stock Option Plan(1) | |
10.4 | GTx, Inc. 2002 Stock Option Plan(1) | |
10.5 | 2004 Equity Incentive Plan and Form of Stock Option Agreement(1) | |
10.6 | 2004 Non-Employee Directors’ Stock Option Plan and Form of Stock Option Agreement(1) | |
10.7 | Reserved | |
10.8 | Employment Agreement dated October 1, 2003, between Registrant and Mitchell S. Steiner, M.D.(1) | |
10.9 | Employment Agreement dated October 1, 2003, between Registrant and Marc S. Hanover(1) | |
10.10 | Employment Agreement dated October 1, 2003, between Registrant and Mark E. Mosteller(1) | |
10.11 | Employment Agreement dated October 1, 2003, between Registrant and Henry P. Doggrell(1) | |
10.12 | Form of Indemnification Agreement(1) | |
10.13 | Lease Agreement, dated March 7, 2001, between The University of Tennessee and TriStar Enterprises, Inc.(1) | |
10.14 | Sublease Agreement dated October 1, 2000, as amended, between Registrant and TriStar Enterprises, Inc.(1) | |
10.15† | Amended and Restated License and Supply Agreement dated October 22, 2001, between Registrant and Orion Corporation(1) | |
10.16† | Amendment No. 1 to the License and Supply Agreement dated March 5, 2003, between Registrant and Orion Corporation(1) | |
10.17† | Production and Manufacturing Agreement dated September 9, 2002, between Registrant and ChemSyn Laboratories (Department of EaglePicher Technologies, LLC)(1) | |
10.18† | Amendment No. 1 to the Production and Manufacturing Agreement dated September 30, 2003, between Registrant and ChemSyn Laboratories (Department of EaglePicher Technologies, LLC)(1) | |
10.19† | Quotation Agreement dated August 8, 2003 between Registrant and EaglePicher Pharmaceutical Services(1) | |
10.20† | Amended and Restated Exclusive License Agreement dated June 3, 2002, between Registrant and University of Tennessee Research Foundation(1) | |
10.21† | Amended and Restated Exclusive License Agreement dated June 14, 2003, between Registrant and University of Tennessee Research Foundation(1) | |
10.22† | Amended and Restated Exclusive License Agreement dated August 30, 2003, between Registrant and University of Tennessee Research Foundation(1) | |
10.23 | Amendment No. 2 to the License and Supply Agreement dated December 29, 2003, between Registrant and Orion Corporation(1) | |
10.24† | Joint Collaboration and License Agreement dated March 16, 2005, between Registrant and Ortho Biotech, L.P.(2) | |
10.25† | Purchase Agreement dated December 13, 2004, between Registrant and Orion Corporation(3) | |
10.26† | Amended and Restated License and Supply Agreement effective January 1, 2005, between Registrant and Orion Corporation(3) | |
31.1 | Certification required by Rule 13a-14(a) or Rule 15d-14(a). | |
31.2 | Certification required by Rule 13a-14(a) or Rule 15d-14(a). | |
32.1* | Certification of Chief Executive Officer of Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | |
32.2* | Certification of Chief Financial Officer of Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
† | Confidential treatment requested. The redacted portions have been filed separately with the SEC as required by Rule 406 of Regulation C. | |
* | Previously filed. | |
(1) | Incorporated by reference to the same exhibit filed with GTx’s Registration Statement on Form S-1 (File No. 333-109700). | |
(2) | Incorporated by reference to the same exhibit filed with GTx’s Form 10-Q for the period ended March 31, 2004 filed May 7, 2004. | |
(3) | Incorporated by reference to GTx’s Form 8-K filed March 7, 2005. |