Karen S. Gilomen Esq.
ALTICE USA, INC. | |
Security | 02156K103 | | | | Meeting Type | Annual |
Ticker Symbol | ATUS | | | | Meeting Date | 30-Apr-2019 |
ISIN | US02156K1034 | | | | Agenda | 934948209 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Patrick Drahi | Management | For | For | |
1b. | Election of Director: Dexter Goei | Management | For | For | |
1c. | Election of Director: Dennis Okhuijsen | Management | For | For | |
1d. | Election of Director: Raymond Svider | Management | For | For | |
1e. | Election of Director: Mark Mullen | Management | For | For | |
1f. | Election of Director: Manon Brouillette | Management | For | For | |
1g. | Election of Director: Charles Stewart | Management | For | For | |
1h. | Election of Director: Gerrit Jan Bakker | Management | For | For | |
1i. | Election of Director: David Drahi | Management | For | For | |
2. | To ratify the appointment of the Company's Independent Registered Public Accounting Firm for 2019. | Management | For | For | |
3. | To approve, on a non-binding advisory basis, the compensation of Altice's named executive officers. | Management | For | For | |
4. | To recommend, by non-binding advisory vote, the frequency of executive compensation votes. | Management | 3 Years | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 1,600,000 | 0 | 22-Apr-2019 | 01-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 2,400,000 | 0 | 22-Apr-2019 | 01-May-2019 |
AMERICAN WATER WORKS COMPANY, INC. | |
Security | 030420103 | | | | Meeting Type | Annual |
Ticker Symbol | AWK | | | | Meeting Date | 10-May-2019 |
ISIN | US0304201033 | | | | Agenda | 934958894 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Jeffrey N. Edwards | Management | For | For | |
1b. | Election of Director: Martha Clark Goss | Management | For | For | |
1c. | Election of Director: Veronica M. Hagen | Management | For | For | |
1d. | Election of Director: Julia L. Johnson | Management | For | For | |
1e. | Election of Director: Karl F. Kurz | Management | For | For | |
1f. | Election of Director: George MacKenzie | Management | For | For | |
1g. | Election of Director: James G. Stavridis | Management | For | For | |
1h. | Election of Director: Susan N. Story | Management | For | For | |
2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | |
3. | Ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For | |
4. | Shareholder proposal on political contributions as described in the proxy statement. | Shareholder | Against | For | |
5. | Shareholder proposal on lobbying expenditures as described in the proxy statement. | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 132,000 | 0 | 23-Apr-2019 | 13-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 250,000 | 0 | 23-Apr-2019 | 13-May-2019 |
ANNALY CAPITAL MANAGEMENT, INC. | |
Security | 035710409 | | | | Meeting Type | Annual |
Ticker Symbol | NLY | | | | Meeting Date | 22-May-2019 |
ISIN | US0357104092 | | | | Agenda | 934966132 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Kevin G. Keyes | Management | For | For | |
1b. | Election of Director: Thomas Hamilton | Management | For | For | |
1c. | Election of Director: Kathy Hopinkah Hannan | Management | For | For | |
1d. | Election of Director: Vicki Williams | Management | For | For | |
2. | Advisory approval of the company's executive compensation. | Management | For | For | |
3. | Approval of an amendment of our charter to increase the number of authorized shares of capital stock to 3,000,000,000 shares. | Management | For | For | |
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019. | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 1,300,000 | 0 | 01-May-2019 | 23-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 1,500,000 | 0 | 01-May-2019 | 23-May-2019 |
AT&T INC. | |
Security | 00206R102 | | | | Meeting Type | Annual |
Ticker Symbol | T | | | | Meeting Date | 26-Apr-2019 |
ISIN | US00206R1023 | | | | Agenda | 934938082 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Randall L. Stephenson | Management | For | For | |
1b. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | |
1c. | Election of Director: Richard W. Fisher | Management | For | For | |
1d. | Election of Director: Scott T. Ford | Management | For | For | |
1e. | Election of Director: Glenn H. Hutchins | Management | For | For | |
1f. | Election of Director: William E. Kennard | Management | For | For | |
1g. | Election of Director: Michael B. McCallister | Management | For | For | |
1h. | Election of Director: Beth E. Mooney | Management | For | For | |
1i. | Election of Director: Matthew K. Rose | Management | For | For | |
1j. | Election of Director: Cynthia B. Taylor | Management | For | For | |
1k. | Election of Director: Laura D'Andrea Tyson | Management | For | For | |
1l. | Election of Director: Geoffrey Y. Yang | Management | For | For | |
2. | Ratification of appointment of independent auditors. | Management | For | For | |
3. | Advisory approval of executive compensation. | Management | For | For | |
4. | Independent Chair. | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 673,234 | 0 | 15-Apr-2019 | 29-Apr-2019 |
ATLANTIA S.P.A. | |
Security | T05404107 | | | | Meeting Type | Ordinary General Meeting |
Ticker Symbol | | | | | Meeting Date | 18-Apr-2019 |
ISIN | IT0003506190 | | | | Agenda | 710817959 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 183291 DUE TO RECEIPT OF-SLATES FOR BOARD OF DIRECTORS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | | | |
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- HTTPS://MATERIALS.PROXYVOTE.COM/APPROVED/ 99999Z/19840101/NPS_384543.PDF | Non-Voting | | | |
1 | FINANCIAL STATEMENTS OF ATLANTIA S.P.A. FOR THE YEAR ENDED ON 31 DECEMBER 2018. REPORTS OF THE BOARD OF DIRECTORS, THE BOARD OF STATUTORY AUDITORS, AND THE INDEPENDENT AUDITORS. ALLOCATION OF NET PROFITS AND DISTRIBUTION OF AVAILABLE RESERVES. SUBMISSION OF CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED ON 31 DECEMBER 2018. RELATED AND CONSEQUENT RESOLUTIONS | Management | For | For | |
2 | PROPOSAL TO SUPPLEMENT THE CONSIDERATIONS PAID FOR THE INDEPENDENT AUDITORS' ENGAGEMENT FOR YEARS 2018-2020. RELATED AND CONSEQUENT RESOLUTIONS | Management | For | For | |
3 | AUTHORISATION, IN ACCORDANCE WITH AND FOR THE PURPOSES OF ARTICLES 2357 ET SEQ. OF THE ITALIAN CIVIL CODE, 132 OF THE LEGISLATIVE DECREE NO. 58 DATED 24 FEBRUARY 1998 (THE ''CONSOLIDATED FINANCE ACT''), AND 144-BIS OF THE CONSOB REGULATION ADOPTED WITH RESOLUTION NO. 11971/1999 (AS SUBSEQUENTLY AMENDED) TO PURCHASE AND SELL TREASURY SHARES, SUBJECT TO THE PRIOR REVOCATION OF THE AUTHORISATION GRANTED BY THE ORDINARY GENERAL MEETING OF 20 APRIL 2018. RELATED AND CONSEQUENT RESOLUTIONS | Management | For | For | |
4.A | APPOINTMENT OF THE BOARD OF DIRECTORS AND DETERMINATION OF RELEVANT REMUNERATION: DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | |
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS BROAD OF-DIRECTORS THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE-STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF BROAD-OF DIRECTORS | Non-Voting | | | |
4.B.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF THE BOARD OF DIRECTORS AND DETERMINATION OF RELEVANT REMUNERATION: APPOINTMENT OF DIRECTORS FOR YEARS 2019-2021: LIST PRESENTED BY SINTONIA S.P.A. REPRESENTING THE 30.25 PCT OF THE STOCK CAPITAL: - MARA ANNA RITA CAVERNI; - MARCO EMILIO ANGELO PATUANO; - CARLO BERTAZZO; - GIOVANNI CASTELLUCCI; - FABIO CERCHIAI; - ANDREA BOITANI; - RICCARDO BRUNO; - CRISTINA DE BENEDETTI; - GIOIA GHEZZI; - ANNA CHIARA INVERNIZZI; - CARLO MALACARNE; - FERDINANDO NELLI FEROCI; - ELISABETTA DE BERNARDI DI VALSERRA; - ANDREA PEZZANGORA; - VALENTINA MARTINELLI | Shareholder | Abstain | | |
4.B.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF THE BOARD OF DIRECTORS AND DETERMINATION OF RELEVANT REMUNERATION: APPOINTMENT OF DIRECTORS FOR YEARS 2019-2021: LIST PRESENTED BY AMUNDI LUXEMBOURG SA - EUROPEAN EQUITY MARKET PLUS; ANIMA SGRS S.P.A. FUND MANAGER OF: ANIMA GEO ITALIA, ANIMA ITALIA, ANIMA SELEZIONE EUROPA, ANIMA ALTO POTENZIALE EUROPA AND ANIMA EUROPA; ARCA FONDI S.G.R. S.P.A. FUND MANAGER OF ARCA AZIONI ITALIA; EURIZON CAPITAL SGR S.P.A. FUND MANAGER OF: EURIZON AZIONI AREA EURO, EURIZON PROGETTO ITALIA 70, EURIZON AZIONI ITALIA, EURIZON PIR ITALIA AZIONI AND EURIZON PROGETTO ITALIA 40; EURIZON CAPITAL FUND S.A. FUND MANAGER OF: EURIZON FUND - EQUITY ITALY, EURIZON FUND - EQUITY EUROPE LTE, EURIZON FUND - EQUITY EURO LTE E EURIZON FUND - EQUITY ITALY SMART VOLATILITY; FIDELITY FUNDS - SICAV; FIDEURAM ASSET MANAGEMENT (IRELAND) - FONDITALIA EQUITY ITALY; FIDERURAM INVESTIMENTI SGR S.P.A. FUND MANAGER OF: FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 50 AND PIANO BILANCIATO ITALIA 30, INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INVESTMENTS LUXEMBOURG S.A. FUND MANAGER OF: GSMART PIR EVOLUZ ITALIA, GSMART PIR VALORE ITALIA AND GENERALI DIV GLO ASS ALL; GENERALI INVESTMENTS PARTNERS S.P.A. FUND MANAGER OF GIP ALLEANZA OBBL; KAIROS PARTNERS SGR S.P.A. AS MANAGEMENT | Shareholder | | | |
| COMPANY OF KAIROS INTERNATIONAL SICAV - SECTOR: ITALIA, RISORGIMENTO E TARGET ITALY ALPHA; LEGAL AND GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; MAKURIA LUXEMBOURG II SARL; MEDIOLANUM GESTIONE FONDI SGR S.P.A. FUND MANAGER OF MEDIOLANUM FLESSIBILE FUTURO ITALIA AND MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY REPRESENTING THE 1.214 PCT OF THE STOCK CAPITAL: - DARIO FRIGERIO; - GIUSEPPE GUIZZI; - LICIA SONCINI | | | | |
4.C | APPOINTMENT OF THE BOARD OF DIRECTORS AND DETERMINATION OF RELEVANT REMUNERATION: APPOINTMENT OF THE CHAIRMAN OF THE BOARD OF DIRECTORS: FABIO CERCHIAI | Management | For | For | |
4.D | APPOINTMENT OF THE BOARD OF DIRECTORS AND DETERMINATION OF RELEVANT REMUNERATION: DETERMINATION OF THE REMUNERATION TO BE PAID TO MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | |
5 | RESOLUTION ON THE FIRST SECTION OF THE REMUNERATION REPORT IN ACCORDANCE WITH ARTICLE 123-TER OF THE CONSOLIDATED FINANCE ACT | Management | For | For | |
CMMT | 30 MAR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CHAIRMAN-NAME FOR RESOLUTION 4.C . IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID:-202570 PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | | | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
AL42 | AL42 | | STATE STREET BANK | 80,000 | 0 | 11-Apr-2019 | 11-Apr-2019 |
ATMOS ENERGY CORPORATION | |
Security | 049560105 | | | | Meeting Type | Annual |
Ticker Symbol | ATO | | | | Meeting Date | 06-Feb-2019 |
ISIN | US0495601058 | | | | Agenda | 934915503 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Robert W. Best | Management | For | For | |
1b. | Election of Director: Kim R. Cocklin | Management | For | For | |
1c. | Election of Director: Kelly H. Compton | Management | For | For | |
1d. | Election of Director: Sean Donohue | Management | For | For | |
1e. | Election of Director: Rafael G. Garza | Management | For | For | |
1f. | Election of Director: Richard K. Gordon | Management | For | For | |
1g. | Election of Director: Robert C. Grable | Management | For | For | |
1h. | Election of Director: Michael E. Haefner | Management | For | For | |
1i. | Election of Director: Nancy K. Quinn | Management | For | For | |
1j. | Election of Director: Richard A. Sampson | Management | For | For | |
1k. | Election of Director: Stephen R. Springer | Management | For | For | |
1l. | Election of Director: Diana J. Walters | Management | For | For | |
1m. | Election of Director: Richard Ware II | Management | For | For | |
2. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal 2019. | Management | For | For | |
3. | Proposal for an advisory vote by shareholders to approve the compensation of the Company's named executive officers for fiscal 2018 ("Say-on-Pay"). | Management | For | For | |
4. | Shareholder proposal regarding preparation of report on methane emissions. | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 171,500 | 0 | 04-Feb-2019 | 07-Feb-2019 |
BCE INC. | |
Security | 05534B760 | | | | Meeting Type | Annual |
Ticker Symbol | BCE | | | | Meeting Date | 02-May-2019 |
ISIN | CA05534B7604 | | | | Agenda | 934962134 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1 | DIRECTOR | Management | | | |
| | 1 | BARRY K. ALLEN | | For | For | |
| | 2 | SOPHIE BROCHU | | For | For | |
| | 3 | ROBERT E. BROWN | | For | For | |
| | 4 | GEORGE A. COPE | | For | For | |
| | 5 | DAVID F. DENISON | | For | For | |
| | 6 | ROBERT P. DEXTER | | For | For | |
| | 7 | IAN GREENBERG | | For | For | |
| | 8 | KATHERINE LEE | | For | For | |
| | 9 | MONIQUE F. LEROUX | | For | For | |
| | 10 | GORDON M. NIXON | | For | For | |
| | 11 | CALIN ROVINESCU | | For | For | |
| | 12 | KAREN SHERIFF | | For | For | |
| | 13 | ROBERT C. SIMMONDS | | For | For | |
| | 14 | PAUL R. WEISS | | For | For | |
2 | APPOINTMENT OF DELOITTE LLP AS AUDITORS. | Management | For | For | |
3 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR. | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 1,060,000 | 0 | 16-Apr-2019 | 03-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 840,000 | 0 | 16-Apr-2019 | 03-May-2019 |
BP P.L.C. | |
Security | 055622104 | | | | Meeting Type | Annual |
Ticker Symbol | BP | | | | Meeting Date | 21-May-2019 |
ISIN | US0556221044 | | | | Agenda | 934993824 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1. | To receive the annual report and accounts. | Management | For | For | |
2. | To approve the directors' remuneration report. | Management | For | For | |
3. | To re-elect Mr R W Dudley as a director. | Management | For | For | |
4. | To re-elect Mr B Gilvary as a director. | Management | For | For | |
5. | To re-elect Mr N S Andersen as a director. | Management | For | For | |
6. | To re-elect Dame A Carnwath as a director. | Management | For | For | |
7. | To elect Miss P Daley as a director. | Management | For | For | |
8. | To re-elect Mr I E L Davis as a director. | Management | For | For | |
9. | To re-elect Professor Dame A Dowling as a director. | Management | For | For | |
10. | To elect Mr H Lund as a director. | Management | For | For | |
11. | To re-elect Mrs M B Meyer as a director. | Management | For | For | |
12. | To re-elect Mr B R Nelson as a director. | Management | For | For | |
13. | To re-elect Mrs P R Reynolds as a director. | Management | For | For | |
14. | To re-elect Sir J Sawers as a director. | Management | For | For | |
15. | To reappoint Deloitte LLP as auditor and to authorize the directors to fix their remuneration. | Management | For | For | |
16. | To give limited authority to make political donations and incur political expenditure. | Management | For | For | |
17. | To give limited authority to allot shares up to a specified amount. | Management | For | For | |
18. | Special resolution: to give authority to allot a limited number of shares for cash free of pre-emption rights. | Management | For | For | |
19. | Special resolution: to give additional authority to allot a limited number of shares for cash free of pre-emption rights. | Management | For | For | |
20. | Special resolution: to give limited authority for the purchase of its own shares by the company. | Management | For | For | |
21. | Special resolution: to authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. | Management | For | For | |
22. | Special resolution: Climate Action 100+ shareholder resolution on climate change disclosures. | Management | For | For | |
23. | Special resolution: Follow This shareholder resolution on climate change targets. | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 800,000 | 0 | 07-May-2019 | 20-May-2019 |
BP PLC | |
Security | G12793108 | | | | Meeting Type | Annual General Meeting |
Ticker Symbol | | | | | Meeting Date | 21-May-2019 |
ISIN | GB0007980591 | | | | Agenda | 710937333 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2018 | Management | For | For | |
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT CONTAINED ON PAGES 87-109 (EXCLUDING THE DIRECTOR'S REMUNERATION POLICY) OF THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2018 | Management | For | For | |
3 | TO RE-ELECT MR R W DUDLEY AS A DIRECTOR | Management | For | For | |
4 | TO RE-ELECT MR B GILVARY AS A DIRECTOR | Management | For | For | |
5 | TO RE-ELECT MR N S ANDERSEN AS A DIRECTOR | Management | For | For | |
6 | TO RE-ELECT DAME A CARNWATH AS A DIRECTOR | Management | For | For | |
7 | TO ELECT MISS P DALEY AS A DIRECTOR | Management | For | For | |
8 | TO RE-ELECT MR I E L DAVIS AS A DIRECTOR | Management | For | For | |
9 | TO RE-ELECT PROFESSOR DAME A DOWLING AS A DIRECTOR | Management | For | For | |
10 | TO ELECT MR H LUND AS A DIRECTOR | Management | For | For | |
11 | TO RE-ELECT MRS M B MEYER AS A DIRECTOR | Management | For | For | |
12 | TO RE-ELECT MR B R NELSON AS A DIRECTOR | Management | For | For | |
13 | TO RE-ELECT MRS P R REYNOLDS AS A DIRECTOR | Management | For | For | |
14 | TO RE-ELECT SIR J SAWERS AS A DIRECTOR | Management | For | For | |
15 | TO REAPPOINT DELOITTE LLP AS AUDITOR FROM THE CONCLUSION OF THE MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING BEFORE WHICH ACCOUNTS ARE LAID AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | For | For | |
16 | POLITICAL DONATIONS AND POLITICAL EXPENDITURE | Management | For | For | |
17 | DIRECTORS' AUTHORITY TO ALLOT SHARES (SECTION 551) | Management | For | For | |
18 | AUTHORITY FOR DISAPPLICATION OF PRE- EMPTION RIGHTS (SECTION 561) | Management | For | For | |
19 | ADDITIONAL AUTHORITY FOR DISAPPLICATION OF PRE-EMPTION RIGHTS (SECTION 561) | Management | For | For | |
20 | SHARE BUYBACK | Management | For | For | |
21 | TO AUTHORIZE THE CALLING OF GENERAL MEETINGS OF THE COMPANY (NOT BEING AN ANNUAL GENERAL MEETING) BY NOTICE OF AT LEAST 14 CLEAR DAYS | Management | For | For | |
22 | PLEASE NOTE THAT THIS IS SHAREHOLDER PROPOSAL: CLIMATE ACTION 100+ SHAREHOLDER RESOLUTION ON CLIMATE CHANGE DISCLOSURES | Shareholder | For | For | |
23 |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| Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
AL42 | AL42 | | STATE STREET BANK | 725,000 | 0 | 07-May-2019 | 15-May-2019 |
CENTURYLINK, INC. | |
Security | 156700106 | | | | Meeting Type | Annual |
Ticker Symbol | CTL | | | | Meeting Date | 22-May-2019 |
ISIN | US1567001060 | | | | Agenda | 934985738 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Martha H. Bejar | Management | For | For | |
1b. | Election of Director: Virginia Boulet | Management | For | For | |
1c. | Election of Director: Peter C. Brown | Management | For | For | |
1d. | Election of Director: Kevin P. Chilton | Management | For | For | |
1e. | Election of Director: Steven T. Clontz | Management | For | For | |
1f. | Election of Director: T. Michael Glenn | Management | For | For | |
1g. | Election of Director: W. Bruce Hanks | Management | For | For | |
1h. | Election of Director: Mary L. Landrieu | Management | For | For | |
1i. | Election of Director: Harvey P. Perry | Management | For | For | |
1j. | Election of Director: Glen F. Post, III | Management | For | For | |
1k. | Election of Director: Michael J. Roberts | Management | For | For | |
1l. | Election of Director: Laurie A. Siegel | Management | For | For | |
1m. | Election of Director: Jeffrey K. Storey | Management | For | For | |
2. | Ratify the appointment of KPMG LLP as our independent auditor for 2019. | Management | For | For | |
3. | Amend our Articles of Incorporation to increase our authorized shares of common stock. | Management | For | For | |
4. | Ratify our NOL Rights Plan. | Management | For | For | |
5. | Advisory vote to approve our executive compensation. | Management | For | For | |
6. | Shareholder proposal regarding our lobbying activities, if properly presented at the meeting. | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 1,950,000 | 0 | 07-May-2019 | 23-May-2019 |
CHARTER COMMUNICATIONS, INC. | |
Security | 16119P108 | | | | Meeting Type | Annual |
Ticker Symbol | CHTR | | | | Meeting Date | 23-Apr-2019 |
ISIN | US16119P1084 | | | | Agenda | 934943095 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: W. Lance Conn | Management | For | For | |
1b. | Election of Director: Kim C. Goodman | Management | For | For | |
1c. | Election of Director: Craig A. Jacobson | Management | For | For | |
1d. | Election of Director: Gregory B. Maffei | Management | For | For | |
1e. | Election of Director: John D. Markley, Jr. | Management | For | For | |
1f. | Election of Director: David C. Merritt | Management | For | For | |
1g. | Election of Director: James E. Meyer | Management | For | For | |
1h. | Election of Director: Steven A. Miron | Management | For | For | |
1i. | Election of Director: Balan Nair | Management | For | For | |
1j. | Election of Director: Michael A. Newhouse | Management | For | For | |
1k. | Election of Director: Mauricio Ramos | Management | For | For | |
1l. | Election of Director: Thomas M. Rutledge | Management | For | For | |
1m. | Election of Director: Eric L. Zinterhofer | Management | For | For | |
2. | Proposal to approve the Charter Communications, Inc. 2019 Stock Incentive Plan | Management | For | For | |
3. | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ended December 31, 2019 | Management | For | For | |
4. | Stockholder proposal regarding proxy access | Shareholder | Against | For | |
5. | Stockholder proposal regarding sustainability reporting | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 197,000 | 0 | 08-Apr-2019 | 24-Apr-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 15,000 | 0 | 08-Apr-2019 | 24-Apr-2019 |
CMS ENERGY CORPORATION | |
Security | 125896100 | | | | Meeting Type | Annual |
Ticker Symbol | CMS | | | | Meeting Date | 03-May-2019 |
ISIN | US1258961002 | | | | Agenda | 934945594 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Jon E. Barfield | Management | For | For | |
1b. | Election of Director: Deborah H. Butler | Management | For | For | |
1c. | Election of Director: Kurt L. Darrow | Management | For | For | |
1d. | Election of Director: Stephen E. Ewing | Management | For | For | |
1e. | Election of Director: William D. Harvey | Management | For | For | |
1f. | Election of Director: Patricia K. Poppe | Management | For | For | |
1g. | Election of Director: John G. Russell | Management | For | For | |
1h. | Election of Director: Suzanne F. Shank | Management | For | For | |
1i. | Election of Director: Myrna M. Soto | Management | For | For | |
1j. | Election of Director: John G. Sznewajs | Management | For | For | |
1k. | Election of Director: Laura H. Wright | Management | For | For | |
2. | Approve, on an advisory basis, the Company's executive compensation. | Management | For | For | |
3. | Ratify the appointment of independent registered public accounting firm (PricewaterhouseCoopers LLP). | Management | For | For | |
4. | Shareholder Proposal - Political Contributions Disclosure. | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 259,000 | 0 | 29-Apr-2019 | 06-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 312,000 | 0 | 29-Apr-2019 | 06-May-2019 |
COMCAST CORPORATION | |
Security | 20030N101 | | | | Meeting Type | Annual |
Ticker Symbol | CMCSA | | | | Meeting Date | 05-Jun-2019 |
ISIN | US20030N1019 | | | | Agenda | 935008284 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | Kenneth J. Bacon | | For | For | |
| | 2 | Madeline S. Bell | | For | For | |
| | 3 | Sheldon M. Bonovitz | | For | For | |
| | 4 | Edward D. Breen | | For | For | |
| | 5 | Gerald L. Hassell | | For | For | |
| | 6 | Jeffrey A. Honickman | | For | For | |
| | 7 | Maritza G. Montiel | | For | For | |
| | 8 | Asuka Nakahara | | For | For | |
| | 9 | David C. Novak | | For | For | |
| | 10 | Brian L. Roberts | | For | For | |
2. | Ratification of the appointment of our independent auditors | Management | For | For | |
3. | Approval of Comcast Corporation 2019 Omnibus Sharesave Plan | Management | For | For | |
4. | Advisory vote on executive compensation | Management | For | For | |
5. | To require an independent board chairman | Shareholder | For | Against | |
6. | To provide a lobbying report | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 510,000 | 0 | 13-May-2019 | 06-Jun-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 980,000 | 0 | 13-May-2019 | 06-Jun-2019 |
CROWN CASTLE INTERNATIONAL CORP | |
Security | 22822V101 | | | | Meeting Type | Annual |
Ticker Symbol | CCI | | | | Meeting Date | 16-May-2019 |
ISIN | US22822V1017 | | | | Agenda | 934969330 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: P. Robert Bartolo | Management | For | For | |
1b. | Election of Director: Jay A. Brown | Management | For | For | |
1c. | Election of Director: Cindy Christy | Management | For | For | |
1d. | Election of Director: Ari Q. Fitzgerald | Management | For | For | |
1e. | Election of Director: Robert E. Garrison II | Management | For | For | |
1f. | Election of Director: Andrea J. Goldsmith | Management | For | For | |
1g. | Election of Director: Lee W. Hogan | Management | For | For | |
1h. | Election of Director: Edward C. Hutcheson, Jr. | Management | For | For | |
1i. | Election of Director: J. Landis Martin | Management | For | For | |
1j. | Election of Director: Robert F. McKenzie | Management | For | For | |
1k. | Election of Director: Anthony J. Melone | Management | For | For | |
1l. | Election of Director: W. Benjamin Moreland | Management | For | For | |
2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2019. | Management | For | For | |
3. | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 270,000 | 0 | 24-Apr-2019 | 17-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 90,000 | 0 | 24-Apr-2019 | 17-May-2019 |
DELTA AIR LINES, INC. | |
Security | 247361702 | | | | Meeting Type | Annual |
Ticker Symbol | DAL | | | | Meeting Date | 20-Jun-2019 |
ISIN | US2473617023 | �� | | | Agenda | 935025266 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Edward H. Bastian | Management | For | For | |
1b. | Election of Director: Francis S. Blake | Management | For | For | |
1c. | Election of Director: Daniel A. Carp | Management | For | For | |
1d. | Election of Director: Ashton B. Carter | Management | For | For | |
1e. | Election of Director: David G. DeWalt | Management | For | For | |
1f. | Election of Director: William H. Easter III | Management | For | For | |
1g. | Election of Director: Christopher A. Hazleton | Management | For | For | |
1h. | Election of Director: Michael P. Huerta | Management | For | For | |
1i. | Election of Director: Jeanne P. Jackson | Management | For | For | |
1j. | Election of Director: George N. Mattson | Management | For | For | |
1k. | Election of Director: Sergio A.L. Rial | Management | For | For | |
1l. | Election of Director: Kathy N. Waller | Management | For | For | |
2. | To approve, on an advisory basis, the compensation of Delta's named executive officers. | Management | Against | Against | |
3. | To ratify the appointment of Ernst & Young LLP as Delta's independent auditors for the year ending December 31, 2019. | Management | For | For | |
4. | A stockholder proposal related to the right to act by written consent. | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 390,000 | 0 | 28-May-2019 | 21-Jun-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 200,000 | 0 | 28-May-2019 | 21-Jun-2019 |
DOMINION ENERGY, INC. | |
Security | 25746U109 | | | | Meeting Type | Annual |
Ticker Symbol | D | | | | Meeting Date | 07-May-2019 |
ISIN | US25746U1097 | | | | Agenda | 934957501 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: James A. Bennett | Management | For | For | |
1b. | Election of Director: Helen E. Dragas | Management | For | For | |
1c. | Election of Director: James O. Ellis, Jr. | Management | For | For | |
1d. | Election of Director: Thomas F. Farrell, II | Management | For | For | |
1e. | Election of Director: D. Maybank Hagood | Management | For | For | |
1f. | Election of Director: John W. Harris | Management | For | For | |
1g. | Election of Director: Ronald W. Jibson | Management | For | For | |
1h. | Election of Director: Mark J. Kington | Management | For | For | |
1i. | Election of Director: Joseph M. Rigby | Management | For | For | |
1j. | Election of Director: Pamela J. Royal, M.D. | Management | For | For | |
1k. | Election of Director: Robert H. Spilman, Jr. | Management | For | For | |
1l. | Election of Director: Susan N. Story | Management | For | For | |
1m. | Election of Director: Michael E. Szymanczyk | Management | For | For | |
2. | Ratification of Appointment of Independent Auditor | Management | For | For | |
3. | Advisory Vote on Approval of Executive Compensation (Say on Pay) | Management | For | For | |
4. | Management's Proposal to Amend the Company's Articles of Incorporation to Increase the Number of Authorized Shares of Common Stock | Management | For | For | |
5. | Shareholder Proposal Regarding a Policy to Require an Independent Board Chair | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 725,000 | 0 | 29-Apr-2019 | 08-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 495,000 | 0 | 29-Apr-2019 | 08-May-2019 |
DTE ENERGY COMPANY | |
Security | 233331107 | | | | Meeting Type | Annual |
Ticker Symbol | DTE | | | | Meeting Date | 09-May-2019 |
ISIN | US2333311072 | | | | Agenda | 934947411 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | Gerard M. Anderson | | For | For | |
| | 2 | David A. Brandon | | For | For | |
| | 3 | W. Frank Fountain, Jr. | | For | For | |
| | 4 | Charles G. McClure, Jr. | | For | For | |
| | 5 | Gail J. McGovern | | For | For | |
| | 6 | Mark A. Murray | | For | For | |
| | 7 | Ruth G. Shaw | | For | For | |
| | 8 | Robert C. Skaggs, Jr. | | For | For | |
| | 9 | David A. Thomas | | For | For | |
| | 10 | James H. Vandenberghe | | For | For | |
| | 11 | Valerie M. Williams | | For | For | |
2. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent auditors. | Management | For | For | |
3. | Provide a nonbinding vote to approve the Company's executive compensation. | Management | For | For | |
4. | Vote on a shareholder proposal to require an independent board chairman. | Shareholder | Against | For | |
5. | Vote on a shareholder proposal to require additional disclosure of political contributions. | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 547,000 | 0 | 29-Apr-2019 | 10-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 365,000 | 0 | 29-Apr-2019 | 10-May-2019 |
EDISON INTERNATIONAL | |
Security | 281020107 | | | | Meeting Type | Annual |
Ticker Symbol | EIX | | | | Meeting Date | 25-Apr-2019 |
ISIN | US2810201077 | | | | Agenda | 934940176 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | |
1b. | Election of Director: Michael C. Camunez | Management | For | For | |
1c. | Election of Director: Vanessa C.L. Chang | Management | For | For | |
1d. | Election of Director: James T. Morris | Management | For | For | |
1e. | Election of Director: Timothy T. O'Toole | Management | For | For | |
1f. | Election of Director: Pedro J. Pizarro | Management | For | For | |
1g. | Election of Director: Linda G. Stuntz | Management | For | For | |
1h. | Election of Director: William P. Sullivan | Management | For | For | |
1i. | Election of Director: Ellen O. Tauscher | Management | For | For | |
1j. | Election of Director: Peter J. Taylor | Management | For | For | |
1k. | Election of Director: Keith Trent | Management | For | For | |
1l. | Election of Director: Brett White | Management | For | For | |
2. | Ratification of the Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | |
3. | Advisory Vote to Approve the Company's Executive Compensation. | Management | For | For | |
4. | Shareholder Proposal Regarding Proxy Access. | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 134,000 | 0 | 22-Apr-2019 | 26-Apr-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 210,000 | 0 | 22-Apr-2019 | 26-Apr-2019 |
EOG RESOURCES, INC. | |
Security | 26875P101 | | | | Meeting Type | Annual |
Ticker Symbol | EOG | | | | Meeting Date | 29-Apr-2019 |
ISIN | US26875P1012 | | | | Agenda | 934945683 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Janet F. Clark | Management | For | For | |
1b. | Election of Director: Charles R. Crisp | Management | For | For | |
1c. | Election of Director: Robert P. Daniels | Management | For | For | |
1d. | Election of Director: James C. Day | Management | For | For | |
1e. | Election of Director: C. Christopher Gaut | Management | For | For | |
1f. | Election of Director: Julie J. Robertson | Management | For | For | |
1g. | Election of Director: Donald F. Textor | Management | For | For | |
1h. | Election of Director: William R. Thomas | Management | For | For | |
2. | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2019. | Management | For | For | |
3. | To approve, by non-binding vote, the compensation of the Company's named executive officers. | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 101,000 | 0 | 22-Apr-2019 | 30-Apr-2019 |
EQUINIX, INC. | |
Security | 29444U700 | | | | Meeting Type | Annual |
Ticker Symbol | EQIX | | | | Meeting Date | 30-May-2019 |
ISIN | US29444U7000 | | | | Agenda | 935002270 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | Thomas Bartlett | | For | For | |
| | 2 | Nanci Caldwell | | For | For | |
| | 3 | Gary Hromadko | | For | For | |
| | 4 | Scott Kriens | | For | For | |
| | 5 | William Luby | | For | For | |
| | 6 | Irving Lyons, III | | For | For | |
| | 7 | Charles Meyers | | For | For | |
| | 8 | Christopher Paisley | | For | For | |
| | 9 | Peter Van Camp | | For | For | |
2. | To approve, by a non-binding advisory vote, the compensation of Equinix's named executive officers. | Management | For | For | |
3. | To approve the Equinix French Sub-plan under Equinix's 2000 Equity Incentive Plan. | Management | For | For | |
4. | To ratify the appointment of PricewaterhouseCoopers LLP as Equinix's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |
5. | Stockholder proposal related to political contributions. | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 30,000 | 0 | 13-May-2019 | 31-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 60,000 | 0 | 13-May-2019 | 31-May-2019 |
EVERGY, INC. | |
Security | 30034W106 | | | | Meeting Type | Annual |
Ticker Symbol | EVRG | | | | Meeting Date | 07-May-2019 |
ISIN | US30034W1062 | | | | Agenda | 934949388 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | Terry Bassham | | For | For | |
| | 2 | Mollie Hale Carter | | For | For | |
| | 3 | Charles Q. Chandler, IV | | For | For | |
| | 4 | Gary D. Forsee | | For | For | |
| | 5 | Scott D. Grimes | | For | For | |
| | 6 | Richard L. Hawley | | For | For | |
| | 7 | Thomas D. Hyde | | For | For | |
| | 8 | B. Anthony Isaac | | For | For | |
| | 9 | Sandra A.J. Lawrence | | For | For | |
| | 10 | Ann D. Murtlow | | For | For | |
| | 11 | Sandra J. Price | | For | For | |
| | 12 | Mark A. Ruelle | | For | For | |
| | 13 | John J. Sherman | | For | For | |
| | 14 | S. Carl Soderstrom Jr. | | For | For | |
| | 15 | John Arthur Stall | | For | For | |
2. | To approve, on a non-binding advisory basis, the 2018 compensation of the Company's named executive officers. | Management | For | For | |
3. | To recommend, on a non-binding advisory basis, the frequency of the advisory vote on named executive officer compensation. | Management | 1 Year | For | |
4. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 60,000 | 0 | 29-Apr-2019 | 08-May-2019 |
EVERSOURCE ENERGY | |
Security | 30040W108 | | | | Meeting Type | Annual |
Ticker Symbol | ES | | | | Meeting Date | 01-May-2019 |
ISIN | US30040W1080 | | | | Agenda | 934948069 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Trustee: Cotton M. Cleveland | Management | For | For | |
1b. | Election of Trustee: Sanford Cloud, Jr. | Management | For | For | |
1c. | Election of Trustee: James S. DiStasio | Management | For | For | |
1d. | Election of Trustee: Francis A. Doyle | Management | For | For | |
1e. | Election of Trustee: Linda Dorcena Forry | Management | For | For | |
1f. | Election of Trustee: James J. Judge | Management | For | For | |
1g. | Election of Trustee: John Y. Kim | Management | For | For | |
1h. | Election of Trustee: Kenneth R. Leibler | Management | For | For | |
1i. | Election of Trustee: William C. Van Faasen | Management | For | For | |
1j. | Election of Trustee: Frederica M. Williams | Management | For | For | |
2. | Consider an advisory proposal approving the compensation of our Named Executive Officers. | Management | For | For | |
3. | Ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm for 2019. | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 87,000 | 0 | 29-Apr-2019 | 02-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 468,000 | 0 | 29-Apr-2019 | 02-May-2019 |
EXXON MOBIL CORPORATION | |
Security | 30231G102 | | | | Meeting Type | Annual |
Ticker Symbol | XOM | | | | Meeting Date | 29-May-2019 |
ISIN | US30231G1022 | | | | Agenda | 934991488 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Susan K. Avery | Management | For | For | |
1b. | Election of Director: Angela F. Braly | Management | For | For | |
1c. | Election of Director: Ursula M. Burns | Management | For | For | |
1d. | Election of Director: Kenneth C. Frazier | Management | For | For | |
1e. | Election of Director: Steven A. Kandarian | Management | For | For | |
1f. | Election of Director: Douglas R. Oberhelman | Management | For | For | |
1g. | Election of Director: Samuel J. Palmisano | Management | For | For | |
1h. | Election of Director: Steven S Reinemund | Management | For | For | |
1i. | Election of Director: William C. Weldon | Management | For | For | |
1j. | Election of Director: Darren W. Woods | Management | For | For | |
2. | Ratification of Independent Auditors (page 28) | Management | For | For | |
3. | Advisory Vote to Approve Executive Compensation (page 30) | Management | Against | Against | |
4. | Independent Chairman (page 58) | Shareholder | For | Against | |
5. | Special Shareholder Meetings (page 59) | Shareholder | Against | For | |
6. | Board Matrix (page 61) | Shareholder | Against | For | |
7. | Climate Change Board Committee (page 62) | Shareholder | Against | For | |
8. | Report on Risks of Gulf Coast Petrochemical Investments (page 64) | Shareholder | Against | For | |
9. | Report on Political Contributions (page 66) | Shareholder | For | Against | |
10. | Report on Lobbying (page 67) | Shareholder | For | Against | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 750,000 | 0 | 07-May-2019 | 30-May-2019 |
FORTIS INC. | |
Security | 349553107 | | | | Meeting Type | Annual |
Ticker Symbol | FTS | | | | Meeting Date | 02-May-2019 |
ISIN | CA3495531079 | | | | Agenda | 934964633 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1 | DIRECTOR | Management | | | |
| | 1 | Tracey C. Ball | | For | For | |
| | 2 | Pierre J. Blouin | | For | For | |
| | 3 | Paul J. Bonavia | | For | For | |
| | 4 | Lawrence T. Borgard | | For | For | |
| | 5 | Maura J. Clark | | For | For | |
| | 6 | Margarita K. Dilley | | For | For | |
| | 7 | Julie A. Dobson | | For | For | |
| | 8 | Ida J. Goodreau | | For | For | |
| | 9 | Douglas J. Haughey | | For | For | |
| | 10 | Barry V. Perry | | For | For | |
| | 11 | Joseph L. Welch | | For | For | |
| | 12 | Jo Mark Zurel | | For | For | |
2 | Appointment of auditors and authorization of directors to fix the auditors' remuneration as described in the Management Information Circular | Management | For | For | |
3 | Approval of the Advisory and Non-Binding Resolution on the Approach to Executive Compensation as described in the Management Information Circular. | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 680,000 | 0 | 22-Apr-2019 | 03-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 500,000 | 0 | 22-Apr-2019 | 03-May-2019 |
FORTIS INC. | |
Security | 349553107 | | | | Meeting Type | Annual |
Ticker Symbol | FTS | | | | Meeting Date | 02-May-2019 |
ISIN | CA3495531079 | | | | Agenda | 934964645 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1 | DIRECTOR | Management | | | |
| | 1 | Tracey C. Ball | | For | For | |
| | 2 | Pierre J. Blouin | | For | For | |
| | 3 | Paul J. Bonavia | | For | For | |
| | 4 | Lawrence T. Borgard | | For | For | |
| | 5 | Maura J. Clark | | For | For | |
| | 6 | Margarita K. Dilley | | For | For | |
| | 7 | Julie A. Dobson | | For | For | |
| | 8 | Ida J. Goodreau | | For | For | |
| | 9 | Douglas J. Haughey | | For | For | |
| | 10 | Barry V. Perry | | For | For | |
| | 11 | Joseph L. Welch | | For | For | |
| | 12 | Jo Mark Zurel | | For | For | |
2 | Appointment of auditors and authorization of directors to fix the auditors' remuneration as described in the Management Information Circular | Management | For | For | |
3 | Approval of the Advisory and Non-Binding Resolution on the Approach to Executive Compensation as described in the Management Information Circular. | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
AL42SSTA 01 OM | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET TRUST | 220,000 | 0 | 22-Apr-2019 | 03-May-2019 |
INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV | |
Security | P5R19K107 | | | | Meeting Type | Ordinary General Meeting |
Ticker Symbol | | | | | Meeting Date | 30-Jan-2019 |
ISIN | MX01IE060002 | | | | Agenda | 710428839 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
I | APPOINTMENT AND/OR RATIFICATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND RATIFICATION OF THE MEMBERS OF THE AUDIT AND CORPORATE PRACTICES COMMITTEES OF THE COMPANY. RESOLUTIONS | Management | For | For | |
II | REVOCATION AND GRANTING OF POWERS. RESOLUTIONS | Management | For | For | |
III | DESIGNATION OF SPECIAL DELEGATES. RESOLUTIONS | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
AL42 | AL42 | | STATE STREET BANK | 590,000 | 0 | 22-Jan-2019 | 25-Jan-2019 |
INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV | |
Security | P5R19K107 | | | | Meeting Type | Ordinary General Meeting |
Ticker Symbol | | | | | Meeting Date | 30-Apr-2019 |
ISIN | MX01IE060002 | | | | Agenda | 710978529 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
I | PRESENTATION AND, IF APPROPRIATE, APPROVAL OF THE DIRECTOR GENERAL'S REPORT PURSUANT TO ARTICLE 172 OF THE LEY GENERAL DE SOCIEDADES MERCANTILES, ACCOMPANIED BY THE REPORT OF THE EXTERNAL OF THE AUDITOR, REGARDING THE OPERATIONS AND RESULTS OF THE COMPANY FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2018, AS WELL AS THE OPINION OF THE BOARD OF DIRECTORS ON THE CONTENTS OF THAT REPORT. PRESENTATION AND, IF APPROPRIATE, ADOPTION OF THE REPORT OF THE BOARD OF DIRECTORS REFERRED TO IN ARTICLE 172, SECTION B) OF THE LEY GENERAL DE SOCIEDADES MERCANTILES, WHICH CONTAINS THE MAIN E ACCOUNTING AND INFORMATION POLICIES AND CRITERIA FOLLOWED IN THE PREPARATION OF THE FINANCIAL, INFORMATION OF THE COMPANY. PRESENTATION AND, IF D ANY, APPROVAL OF THE COMPANY'S FINANCIAL WITH STATEMENTS AS OF DECEMBER 31, 2018, AND T APPLICATION OF THE RESULTS FOR THE YEAR. PRESENTATION AND, IF ANY, APPROVAL OF THE REPORT ON THE COMPLIANCE WITH THE FISCAL OBLIGATIONS BY THE COMPANY. PRESENTATION AND, IF ANY, THE Y DATE. APPROVAL OF THE ANNUAL REPORT ON THE ACTIVITIES CARRIED OUT BY AUDIT COMMITTEES AND CORPORATE PRACTICES. RESOLUTIONS | Management | For | For | |
II | APPOINTMENT, WAIVER, REJECTION AND/OR RATIFICATION, OF THE MEMBERS OF THE BOARD OF DIRECTORS, OWNERS AND ALTERNATES, AND THE MEMBERS AND PRESIDENT OF AUDIT COMMITTEES AND CORPORATE PRACTICES. QUALIFICATION ON THE INDEPENDENCE OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY, AS PROVIDED FOR IN ARTICLE 26 OF THE LEY DEL MERCADO DE VALORES. RESOLUTIONS | Management | For | For | |
III | REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE DIFFERENT COMMITTEES, OWNERS AND ALTERNATES, AND THE SECRETARY OF THE COMPANY. RESOLUTIONS | Management | For | For | |
IV | RESOLUTIONS ABOUT THE AMOUNT THAT CAN BE DESTINED IN THE PURCHASE OF OWN SHARES IN TERMS OF ARTICLE 56, FRACTION IV OF THE LEY DEL MERCADO DE VALORES. PRESENTATION OF THE REPORT ON THE POLITICS AND AGREEMENTS ADOPTED BY THE BOARD OF DIRECTORS OF THE COMPANY, IN RELATION TO THE PURCHASE AND SELL OF SUCH SHARES. RESOLUTIONS | Management | For | For | |
V | DESIGNATION OF SPECIAL DELEGATES. RESOLUTIONS | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
AL42 | AL42 | | STATE STREET BANK | 200,000 | 0 | 22-Apr-2019 | 25-Apr-2019 |
MARATHON PETROLEUM CORPORATION | |
Security | 56585A102 | | | | Meeting Type | Annual |
Ticker Symbol | MPC | | | | Meeting Date | 24-Apr-2019 |
ISIN | US56585A1025 | | | | Agenda | 934941976 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Class II Director: Evan Bayh | Management | Against | Against | |
1b. | Election of Class II Director: Charles E. Bunch | Management | For | For | |
1c. | Election of Class II Director: Edward G. Galante | Management | For | For | |
1d. | Election of Class II Director: Kim K.W. Rucker | Management | For | For | |
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2019. | Management | For | For | |
3. | Approval, on an advisory basis, of the company's named executive officer compensation. | Management | Against | Against | |
4. | Shareholder proposal seeking a shareholder right to action by written consent. | Shareholder | For | Against | |
5. | Shareholder proposal seeking an independent chairman policy. | Shareholder | For | Against | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 100,000 | 0 | 22-Apr-2019 | 25-Apr-2019 |
NATIONAL GRID PLC | |
Security | 636274409 | | | | Meeting Type | Annual |
Ticker Symbol | NGG | | | | Meeting Date | 30-Jul-2018 |
ISIN | US6362744095 | | | | Agenda | 934852977 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1. | To receive the Annual Report and Accounts | Management | For | For | |
2. | To declare a final dividend | Management | For | For | |
3. | To re-elect Sir Peter Gershon | Management | For | For | |
4. | To re-elect John Pettigrew | Management | For | For | |
5. | To re-elect Dean Seavers | Management | For | For | |
6. | To re-elect Nicola Shaw | Management | For | For | |
7. | To re-elect Nora Mead Brownell | Management | For | For | |
8. | To re-elect Jonathan Dawson | Management | For | For | |
9. | To re-elect Therese Esperdy | Management | For | For | |
10. | To re-elect Paul Golby | Management | For | For | |
11. | To re-elect Mark Williamson | Management | For | For | |
12. | To elect Amanda Mesler | Management | For | For | |
13. | To re-appoint the auditors Deloitte LLP | Management | For | For | |
14. | To authorise the Directors to set the auditors' remuneration | Management | For | For | |
15. | To approve the Directors' Remuneration Report excluding the excerpts from the Directors' remuneration policy | Management | For | For | |
16. | To authorise the Company to make political donations | Management | For | For | |
17. | To authorise the Directors to allot ordinary shares | Management | For | For | |
18. | To disapply pre-emption rights (special resolution) | Management | For | For | |
19. | To disapply pre-emption rights for acquisitions (special resolution) | Management | For | For | |
20. | To authorise the Company to purchase its own ordinary shares (special resolution) | Management | For | For | |
21. | To authorise the Directors to hold general meetings on 14 clear days' notice (special resolution) | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 1 | 0 | 13-Jul-2018 | 23-Jul-2018 |
NEXTERA ENERGY PARTNERS, LP | |
Security | 65341B106 | | | | Meeting Type | Annual |
Ticker Symbol | NEP | | | | Meeting Date | 22-Apr-2019 |
ISIN | US65341B1061 | | | | Agenda | 934939022 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Susan D. Austin | Management | For | For | |
1b. | Election of Director: Robert J. Byrne | Management | For | For | |
1c. | Election of Director: Peter H. Kind | Management | For | For | |
1d. | Election of Director: James L. Robo | Management | For | For | |
2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners' independent registered public accounting firm for 2019 | Management | For | For | |
3. | Approval, by non-binding advisory vote, of NextEra Energy Partners' compensation of its named executive officers as disclosed in the proxy statement | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 500,000 | 0 | 15-Apr-2019 | 23-Apr-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 550,000 | 0 | 15-Apr-2019 | 23-Apr-2019 |
NEXTERA ENERGY, INC. | |
Security | 65339F101 | | | | Meeting Type | Annual |
Ticker Symbol | NEE | | | | Meeting Date | 23-May-2019 |
ISIN | US65339F1012 | | | | Agenda | 934983710 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Sherry S. Barrat | Management | For | For | |
1b. | Election of Director: James L. Camaren | Management | For | For | |
1c. | Election of Director: Kenneth B. Dunn | Management | For | For | |
1d. | Election of Director: Naren K. Gursahaney | Management | For | For | |
1e. | Election of Director: Kirk S. Hachigian | Management | For | For | |
1f. | Election of Director: Toni Jennings | Management | For | For | |
1g. | Election of Director: Amy B. Lane | Management | For | For | |
1h. | Election of Director: James L. Robo | Management | For | For | |
1i. | Election of Director: Rudy E. Schupp | Management | For | For | |
1j. | Election of Director: John L. Skolds | Management | For | For | |
1k. | Election of Director: William H. Swanson | Management | For | For | |
1l. | Election of Director: Hansel E. Tookes, II | Management | For | For | |
1m. | Election of Director: Darryl L. Wilson | Management | For | For | |
2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2019 | Management | For | For | |
3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement | Management | For | For | |
4. | A proposal by the Comptroller of the State of New York, Thomas P. DiNapoli, entitled "Political Contributions Disclosure" to request semiannual reports disclosing political contribution policies and expenditures | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 233,000 | 0 | 06-May-2019 | 24-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 246,000 | 0 | 06-May-2019 | 24-May-2019 |
NISOURCE INC. | |
Security | 65473P105 | | | | Meeting Type | Annual |
Ticker Symbol | NI | | | | Meeting Date | 07-May-2019 |
ISIN | US65473P1057 | | | | Agenda | 934974038 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Peter A. Altabef | Management | For | For | |
1b. | Election of Director: Theodore H. Bunting, Jr. | Management | For | For | |
1c. | Election of Director: Eric L. Butler | Management | For | For | |
1d. | Election of Director: Aristides S. Candris | Management | For | For | |
1e. | Election of Director: Wayne S. DeVeydt | Management | For | For | |
1f. | Election of Director: Joseph Hamrock | Management | For | For | |
1g. | Election of Director: Deborah A. Henretta | Management | For | For | |
1h. | Election of Director: Michael E. Jesanis | Management | For | For | |
1i. | Election of Director: Kevin T. Kabat | Management | For | For | |
1j. | Election of Director: Carolyn Y. Woo | Management | For | For | |
2. | To approve named executive officer compensation on an advisory basis. | Management | For | For | |
3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For | |
4. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation ("Certificate of Incorporation") to increase the number of authorized shares of common stock. | Management | For | For | |
5. | To approve an amendment to the Certificate of Incorporation to eliminate the requirement of "cause" for removal of directors. | Management | For | For | |
6. | To approve the Company's Amended and Restated Employee Stock Purchase Plan to increase the number of shares available under the plan. | Management | For | For | |
7. | To consider a stockholder proposal reducing the threshold stock ownership requirement for stockholders to call a special stockholder meeting from 25% to 10%. | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 482,000 | 0 | 23-Apr-2019 | 08-May-2019 |
OCCIDENTAL PETROLEUM CORPORATION | |
Security | 674599105 | | | | Meeting Type | Annual |
Ticker Symbol | OXY | | | | Meeting Date | 10-May-2019 |
ISIN | US6745991058 | | | | Agenda | 934959733 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Spencer Abraham | Management | For | For | |
1b. | Election of Director: Eugene L. Batchelder | Management | For | For | |
1c. | Election of Director: Margaret M. Foran | Management | For | For | |
1d. | Election of Director: Carlos M. Gutierrez | Management | For | For | |
1e. | Election of Director: Vicki Hollub | Management | For | For | |
1f. | Election of Director: William R. Klesse | Management | For | For | |
1g. | Election of Director: Jack B. Moore | Management | For | For | |
1h. | Election of Director: Avedick B. Poladian | Management | For | For | |
1i. | Election of Director: Elisse B. Walter | Management | For | For | |
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |
3. | Ratification of Selection of KPMG as Independent Auditor for the Fiscal Year Ending December 31, 2019 | Management | For | For | |
4. | Request to Lower Stock Ownership Threshold to Call Special Stockholder Meetings | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 275,000 | 0 | 01-May-2019 | 13-May-2019 |
ONEOK, INC. | |
Security | 682680103 | | | | Meeting Type | Annual |
Ticker Symbol | OKE | | | | Meeting Date | 22-May-2019 |
ISIN | US6826801036 | | | | Agenda | 934985980 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1A. | Election of director: Brian L. Derksen | Management | For | For | |
1B. | Election of director: Julie H. Edwards | Management | For | For | |
1C. | Election of director: John W. Gibson | Management | For | For | |
1D. | Election of director: Mark W. Helderman | Management | For | For | |
1E. | Election of director: Randall J. Larson | Management | For | For | |
1F. | Election of director: Steven J. Malcolm | Management | For | For | |
1G. | Election of director: Jim W. Mogg | Management | For | For | |
1H. | Election of director: Pattye L. Moore | Management | For | For | |
1I. | Election of director: Gary D. Parker | Management | For | For | |
1J. | Election of director: Eduardo A. Rodriguez | Management | For | For | |
1k. | Election of director: Terry K. Spencer | Management | For | For | |
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2019. | Management | For | For | |
3. | An advisory vote to approve ONEOK, Inc.'s executive compensation. | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 530,000 | 0 | 06-May-2019 | 23-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 570,000 | 0 | 06-May-2019 | 23-May-2019 |
PINNACLE WEST CAPITAL CORPORATION | |
Security | 723484101 | | | | Meeting Type | Annual |
Ticker Symbol | PNW | | | | Meeting Date | 15-May-2019 |
ISIN | US7234841010 | | | | Agenda | 934955367 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | Donald E. Brandt | | For | For | |
| | 2 | Denis A. Cortese, M.D. | | For | For | |
| | 3 | Richard P. Fox | | For | For | |
| | 4 | Michael L. Gallagher | | For | For | |
| | 5 | Dale E. Klein, Ph.D. | | For | For | |
| | 6 | Humberto S. Lopez | | For | For | |
| | 7 | Kathryn L. Munro | | For | For | |
| | 8 | Bruce J. Nordstrom | | For | For | |
| | 9 | Paula J. Sims | | For | For | |
| | 10 | James E. Trevathan, Jr. | | For | For | |
| | 11 | David P. Wagener | | For | For | |
2. | Advisory vote to approve executive compensation as disclosed in the 2019 Proxy Statement. | Management | For | For | |
3. | Ratify the appointment of the independent accountant for the year ending December 31, 2019. | Management | For | For | |
4. | Vote on the approval of a shareholder proposal asking the Company to amend its governing documents to reduce the ownership threshold to 10% to call special shareholder meetings, if properly presented at the meeting. | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 70,000 | 0 | 13-May-2019 | 16-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 280,000 | 0 | 13-May-2019 | 16-May-2019 |
PPL CORPORATION | |
Security | 69351T106 | | | | Meeting Type | Annual |
Ticker Symbol | PPL | | | | Meeting Date | 14-May-2019 |
ISIN | US69351T1060 | | | | Agenda | 934966207 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1.1 | Election of Director: John W. Conway | Management | For | For | |
1.2 | Election of Director: Steven G. Elliott | Management | For | For | |
1.3 | Election of Director: Raja Rajamannar | Management | For | For | |
1.4 | Election of Director: Craig A. Rogerson | Management | For | For | |
1.5 | Election of Director: William H. Spence | Management | For | For | |
1.6 | Election of Director: Natica von Althann | Management | For | For | |
1.7 | Election of Director: Keith H. Williamson | Management | For | For | |
1.8 | Election of Director: Phoebe A. Wood | Management | For | For | |
1.9 | Election of Director: Armando Zagalo de Lima | Management | For | For | |
2. | Advisory vote to approve compensation of named executive officers | Management | For | For | |
3. | Ratification of the appointment of Independent Registered Public Accounting Firm | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 946,856 | 0 | 10-May-2019 | 15-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 180,000 | 0 | 10-May-2019 | 15-May-2019 |
PUBLIC SERVICE ENTERPRISE GROUP INC. | |
Security | 744573106 | | | | Meeting Type | Annual |
Ticker Symbol | PEG | | | | Meeting Date | 16-Apr-2019 |
ISIN | US7445731067 | | | | Agenda | 934944427 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Willie A. Deese | Management | For | For | |
1b. | Election of Director: William V. Hickey | Management | For | For | |
1c. | Election of Director: Ralph Izzo | Management | For | For | |
1d. | Election of Director: Shirley Ann Jackson | Management | For | For | |
1e. | Election of Director: David Lilley | Management | For | For | |
1f. | Election of Director: Barry H. Ostrowsky | Management | For | For | |
1g. | Election of Director: Laura A. Sugg | Management | For | For | |
1h. | Election of Director: Richard J. Swift | Management | For | For | |
1i. | Election of Director: Susan Tomasky | Management | For | For | |
1j. | Election of Director: Alfred W. Zollar | Management | For | For | |
2. | Advisory vote on the approval of executive compensation. | Management | For | For | |
3. | Ratification of the appointment of Deloitte & Touche LLP as Independent Auditor for the year 2019. | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 700,000 | 0 | 11-Apr-2019 | 17-Apr-2019 |
ROYAL DUTCH SHELL PLC | |
Security | G7690A100 | | | | Meeting Type | Annual General Meeting |
Ticker Symbol | | | | | Meeting Date | 21-May-2019 |
ISIN | GB00B03MLX29 | | | | Agenda | 710940099 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1 | THAT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2018, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS, BE RECEIVED | Management | For | For | |
2 | THAT THE DIRECTORS' REMUNERATION REPORT, EXCLUDING THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 119 TO 147 OF THE DIRECTORS' REMUNERATION REPORT, FOR THE YEAR ENDED DECEMBER 31, 2018, BE APPROVED | Management | For | For | |
3 | THAT NEIL CARSON BE APPOINTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM JUNE 1, 2019 | Management | For | For | |
4 | THAT BEN VAN BEURDEN BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |
5 | THAT ANN GODBEHERE BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |
6 | THAT EULEEN GOH BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |
7 | THAT CHARLES O. HOLLIDAY BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |
8 | THAT CATHERINE HUGHES BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |
9 | THAT GERARD KLEISTERLEE BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |
10 | THAT ROBERTO SETUBAL BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |
11 | THAT SIR NIGEL SHEINWALD BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |
12 | THAT LINDA G. STUNTZ BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |
13 | THAT JESSICA UHL BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |
14 | THAT GERRIT ZALM BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | Management | For | For | |
15 | THAT ERNST & YOUNG LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | Management | For | For | |
16 | THAT THE AUDIT COMMITTEE BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITOR FOR 2019 ON BEHALF OF THE BOARD | Management | For | For | |
17 | THAT THE BOARD BE GENERALLY AND UNCONDITIONALLY AUTHORISED, IN SUBSTITUTION FOR ALL SUBSISTING AUTHORITIES, TO ALLOT SHARES IN THE COMPANY, AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY, UP TO AN AGGREGATE NOMINAL AMOUNT OF EUR 190.3 MILLION, AND TO LIST SUCH SHARES OR RIGHTS ON ANY STOCK EXCHANGE, SUCH AUTHORITIES TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 21, 2020, AND THE END OF THE AGM TO BE HELD IN 2020 (UNLESS PREVIOUSLY RENEWED, REVOKED OR VARIED BY THE COMPANY IN A GENERAL MEETING) BUT, IN EACH CASE, DURING THIS PERIOD, THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | Management | For | For | |
18 | THAT IF RESOLUTION 17 IS PASSED, THE BOARD BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES: (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, AS THE BOARD OTHERWISE CONSIDERS NECESSARY, AND SO THAT THE BOARD MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, OR LEGAL OR PRACTICAL PROBLEMS ARISING IN ANY OVERSEAS TERRITORY, THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE OR ANY OTHER MATTER WHATSOEVER; AND (B) TO | Management | For | For | |
| THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) UP TO A NOMINAL AMOUNT OF EUR 28.6 MILLION, SUCH POWER TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 21, 2020, AND THE END OF THE AGM TO BE HELD IN 2020 BUT, IN EACH CASE, PRIOR TO ITS EXPIRY, THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT EXPIRED | | | | |
19 | THAT, WITH EFFECT FROM THE CONCLUSION OF THE MEETING, THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING, AND INITIALLED BY THE CHAIR OF THE MEETING FOR THE PURPOSE OF IDENTIFICATION, BE ADOPTED AS THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION | Management | For | For | |
20 | THAT THE COMPANY BE AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE ONE OR MORE MARKET PURCHASES (AS DEFINED IN SECTION 693(4) OF THE COMPANIES ACT 2006) OF ITS ORDINARY SHARES OF EUR 0.07 EACH ("ORDINARY SHARES"), SUCH AUTHORITY TO BE LIMITED: (A) TO A MAXIMUM NUMBER OF 815 MILLION ORDINARY SHARES; (B) BY THE CONDITION THAT THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS EUR 0.07 AND THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE MARKET VALUE OF AN ORDINARY SHARE FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT, IN EACH CASE, EXCLUSIVE OF EXPENSES; SUCH AUTHORITY TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 21, 2020, AND THE END OF THE AGM TO BE HELD IN 2020 BUT IN EACH CASE SO THAT THE COMPANY MAY ENTER INTO A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THE AUTHORITY ENDS AND THE COMPANY MAY PURCHASE ORDINARY SHARES PURSUANT TO ANY SUCH CONTRACT AS IF THE AUTHORITY HAD NOT ENDED | Management | For | For | |
21 | THAT, IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE UK COMPANIES ACT 2006 AND IN SUBSTITUTION FOR ANY PREVIOUS AUTHORITIES GIVEN TO THE COMPANY (AND ITS SUBSIDIARIES), THE COMPANY (AND ALL COMPANIES THAT ARE SUBSIDIARIES OF THE COMPANY AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT) BE AUTHORISED TO: (A) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES NOT EXCEEDING GBP 200,000 IN TOTAL PER ANNUM; AND (B) INCUR POLITICAL EXPENDITURE NOT EXCEEDING GBP 200,000 IN TOTAL PER ANNUM (IN EACH CASE, SUCH TERMS HAVE THE MEANINGS GIVEN IN SECTIONS 363 TO 365 OF THE COMPANIES ACT 2006). IN THE PERIOD FOR WHICH THIS AUTHORITY HAS EFFECT, IT SHALL PERMIT DONATIONS AND EXPENDITURE BY THE COMPANY AND ITS SUBSIDIARIES TO A MAXIMUM AMOUNT OF GBP 1,600,000; HOWEVER, USE OF THE AUTHORITY SHALL ALWAYS BE LIMITED AS ABOVE. THIS AUTHORITY SHALL CONTINUE FOR THE PERIOD ENDING ON MAY 20, 2023 OR THE DATE OF THE COMPANY'S AGM IN 2023, WHICHEVER IS EARLIER | Management | For | For | |
22 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE COMPANY HAS RECEIVED NOTICE PURSUANT TO THE UK COMPANIES ACT 2006 OF THE INTENTION TO MOVE THE RESOLUTION SET FORTH ON PAGE 6 AND INCORPORATED HEREIN BY WAY OF REFERENCE AT THE COMPANY'S 2019 AGM. THE RESOLUTION HAS BEEN REQUISITIONED BY A GROUP OF SHAREHOLDERS AND SHOULD BE READ TOGETHER WITH THEIR STATEMENT IN SUPPORT OF THEIR PROPOSED RESOLUTION SET FORTH ON PAGE 6 | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
AL42 | AL42 | | STATE STREET BANK | 200,000 | 0 | 07-May-2019 | 15-May-2019 |
ROYAL DUTCH SHELL PLC | |
Security | 780259206 | | | | Meeting Type | Annual |
Ticker Symbol | RDSA | | | | Meeting Date | 21-May-2019 |
ISIN | US7802592060 | | | | Agenda | 935000416 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1. | Receipt of Annual Report & Accounts | Management | For | For | |
2. | Approval of Directors' Remuneration Report | Management | For | For | |
3. | Appointment of Neil Carson as a Director of the Company | Management | For | For | |
4. | Reappointment of Director: Ben van Beurden | Management | For | For | |
5. | Reappointment of Director: Ann Godbehere | Management | For | For | |
6. | Reappointment of Director: Euleen Goh | Management | For | For | |
7. | Reappointment of Director: Charles O. Holliday | Management | For | For | |
8. | Reappointment of Director: Catherine Hughes | Management | For | For | |
9. | Reappointment of Director: Gerard Kleisterlee | Management | For | For | |
10. | Reappointment of Director: Roberto Setubal | Management | For | For | |
11. | Reappointment of Director: Sir Nigel Sheinwald | Management | For | For | |
12. | Reappointment of Director: Linda G. Stuntz | Management | For | For | |
13. | Reappointment of Director: Jessica Uhl | Management | For | For | |
14. | Reappointment of Director: Gerrit Zalm | Management | For | For | |
15. | Reappointment of Auditors | Management | For | For | |
16. | Remuneration of Auditors | Management | For | For | |
17. | Authority to allot shares | Management | For | For | |
18. | Disapplication of pre-emption rights (Special Resolution) | Management | For | For | |
19. | Adoption of new Articles of Association (Special Resolution) | Management | For | For | |
20. | Authority to purchase own shares (Special Resolution) | Management | For | For | |
21. | Authority to make certain donations and incur expenditure | Management | For | For | |
22. | Shareholder resolution (Special Resolution) | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 840,000 | 0 | 07-May-2019 | 17-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 460,000 | 0 | 07-May-2019 | 17-May-2019 |
SEMPRA ENERGY | |
Security | 816851109 | | | | Meeting Type | Annual |
Ticker Symbol | SRE | | | | Meeting Date | 09-May-2019 |
ISIN | US8168511090 | | | | Agenda | 934957018 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1A. | Election of Director: Alan L. Boeckmann | Management | For | For | |
1B. | Election of Director: Kathleen L. Brown | Management | For | For | |
1C. | Election of Director: Andrés Conesa | Management | For | For | |
1D. | Election of Director: Maria Contreras-Sweet | Management | For | For | |
1E. | Election of Director: Pablo A. Ferrero | Management | For | For | |
1F. | Election of Director: William D. Jones | Management | For | For | |
1G. | Election of Director: Jeffrey W. Martin | Management | For | For | |
1H. | Election of Director: Michael N. Mears | Management | For | For | |
1I. | Election of Director: William C. Rusnack | Management | For | For | |
1J. | Election of Director: Lynn Schenk | Management | For | For | |
1K. | Election of Director: Jack T. Taylor | Management | For | For | |
1L. | Election of Director: Cynthia L. Walker | Management | For | For | |
1M. | Election of Director: James C. Yardley | Management | For | For | |
2. | Ratification of Independent Registered Public Accounting Firm. | Management | For | For | |
3. | Advisory Approval of Our Executive Compensation. | Management | For | For | |
4. | Approval of Our 2019 Long-Term Incentive Plan. | Management | For | For | |
5. | Shareholder Proposal Requiring an Independent Board Chairman. | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 475,000 | 0 | 29-Apr-2019 | 10-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 365,000 | 0 | 29-Apr-2019 | 10-May-2019 |
SOUTH JERSEY INDUSTRIES, INC. | |
Security | 838518108 | | | | Meeting Type | Annual |
Ticker Symbol | SJI | | | | Meeting Date | 26-Apr-2019 |
ISIN | US8385181081 | | | | Agenda | 934943184 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director term expiring 2020: Sarah M. Barpoulis | Management | For | For | |
1b. | Election of Director term expiring 2020: Thomas A. Bracken | Management | For | For | |
1c. | Election of Director term expiring 2020: Keith S. Campbell | Management | For | For | |
1d. | Election of Director term expiring 2020: Victor A. Fortkiewicz | Management | For | For | |
1e. | Election of Director term expiring 2020: Sheila Hartnett- Devlin, CFA | Management | For | For | |
1f. | Election of Director term expiring 2020: Walter M. Higgins III | Management | For | For | |
1g. | Election of Director term expiring 2020: Sunita Holzer | Management | For | For | |
1h. | Election of Director term expiring 2020: Michael J. Renna | Management | For | For | |
1i. | Election of Director term expiring 2020: Joseph M. Rigby | Management | For | For | |
1j. | Election of Director term expiring 2020: Frank L. Sims | Management | For | For | |
2. | Approval, on an advisory basis, of executive compensation. | Management | For | For | |
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2019. | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 335,100 | 0 | 22-Apr-2019 | 29-Apr-2019 |
T-MOBILE US, INC. | |
Security | 872590104 | | | | Meeting Type | Annual |
Ticker Symbol | TMUS | | | | Meeting Date | 13-Jun-2019 |
ISIN | US8725901040 | | | | Agenda | 935011130 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | Srikant M. Datar | | For | For | |
| | 2 | Srini Gopalan | | For | For | |
| | 3 | Lawrence H. Guffey | | For | For | |
| | 4 | Timotheus Höttges | | For | For | |
| | 5 | Christian P. Illek | | For | For | |
| | 6 | Bruno Jacobfeuerborn | | For | For | |
| | 7 | Raphael Kübler | | For | For | |
| | 8 | Thorsten Langheim | | For | For | |
| | 9 | John J. Legere | | For | For | |
| | 10 | G. Michael Sievert | | For | For | |
| | 11 | Teresa A. Taylor | | For | For | |
| | 12 | Kelvin R. Westbrook | | For | For | |
2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2019. | Management | For | For | |
3. | Stockholder Proposal for Limitations on Accelerated Vesting of Equity Awards in the Event of a Change of Control. | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 225,000 | 0 | 13-May-2019 | 14-Jun-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 400,000 | 0 | 13-May-2019 | 14-Jun-2019 |
TELUS CORPORATION | |
Security | 87971M996 | | | | Meeting Type | Annual |
Ticker Symbol | | | | | Meeting Date | 09-May-2019 |
ISIN | CA87971M9969 | | | | Agenda | 934969734 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1 | DIRECTOR | Management | | | |
| | 1 | R. H. (DICK) AUCHINLECK | | For | For | |
| | 2 | RAYMOND T. CHAN | | For | For | |
| | 3 | STOCKWELL DAY | | For | For | |
| | 4 | LISA DE WILDE | | For | For | |
| | 5 | DARREN ENTWISTLE | | For | For | |
| | 6 | MARY JO HADDAD | | For | For | |
| | 7 | KATHY KINLOCH | | For | For | |
| | 8 | CHRISTINE MAGEE | | For | For | |
| | 9 | JOHN MANLEY | | For | For | |
| | 10 | CLAUDE MONGEAU | | For | For | |
| | 11 | DAVID MOWAT | | For | For | |
| | 12 | MARC PARENT | | For | For | |
| | 13 | DENISE PICKETT | | For | For | |
2 | APPOINTMENT OF AUDITORS APPOINT DELOITTE LLP AS AUDITORS FOR THE ENSUING YEAR AND AUTHORIZE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | |
3 | ADVISORY VOTE ON SAY ON PAY APPROVE THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. | Management | For | For | |
4 | SHAREHOLDER RIGHTS PLAN APPROVE THE RATIFICATION AND CONFIRMATION OF THE COMPANY'S SHAREHOLDER RIGHTS PLAN. | Management | For | For | |
5 | RESTRICTED SHARE UNIT PLAN APPROVE THE COMPANY'S RESTRICTED SHARE UNIT PLAN. | Management | For | For | |
6 | PERFORMANCE SHARE UNIT PLAN APPROVE THE COMPANY'S PERFORMANCE SHARE UNIT PLAN. | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
AL42SSTA 01 OM | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET TRUST | 810,000 | 0 | 29-Apr-2019 | 10-May-2019 |
TELUS CORPORATION | |
Security | 87971M103 | | | | Meeting Type | Annual |
Ticker Symbol | TU | | | | Meeting Date | 09-May-2019 |
ISIN | CA87971M1032 | | | | Agenda | 934972008 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1 | DIRECTOR | Management | | | |
| | 1 | R. H. (DICK) AUCHINLECK | | For | For | |
| | 2 | RAYMOND T. CHAN | | For | For | |
| | 3 | STOCKWELL DAY | | For | For | |
| | 4 | LISA DE WILDE | | For | For | |
| | 5 | DARREN ENTWISTLE | | For | For | |
| | 6 | MARY JO HADDAD | | For | For | |
| | 7 | KATHY KINLOCH | | For | For | |
| | 8 | CHRISTINE MAGEE | | For | For | |
| | 9 | JOHN MANLEY | | For | For | |
| | 10 | CLAUDE MONGEAU | | For | For | |
| | 11 | DAVID MOWAT | | For | For | |
| | 12 | MARC PARENT | | For | For | |
| | 13 | DENISE PICKETT | | For | For | |
2 | APPOINTMENT OF AUDITORS APPOINT DELOITTE LLP AS AUDITORS FOR THE ENSUING YEAR AND AUTHORIZE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | |
3 | ADVISORY VOTE ON SAY ON PAY APPROVE THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. | Management | For | For | |
4 | SHAREHOLDER RIGHTS PLAN APPROVE THE RATIFICATION AND CONFIRMATION OF THE COMPANY'S SHAREHOLDER RIGHTS PLAN. | Management | For | For | |
5 | RESTRICTED SHARE UNIT PLAN APPROVE THE COMPANY'S RESTRICTED SHARE UNIT PLAN. | Management | For | For | |
6 | PERFORMANCE SHARE UNIT PLAN APPROVE THE COMPANY'S PERFORMANCE SHARE UNIT PLAN. | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 10,000 | 0 | 29-Apr-2019 | 10-May-2019 |
THE SOUTHERN COMPANY | |
Security | 842587107 | | | | Meeting Type | Annual |
Ticker Symbol | SO | | | | Meeting Date | 22-May-2019 |
ISIN | US8425871071 | | | | Agenda | 934978593 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Janaki Akella | Management | For | For | |
1b. | Election of Director: Juanita Powell Baranco | Management | For | For | |
1c. | Election of Director: Jon A. Boscia | Management | For | For | |
1d. | Election of Director: Henry A. Clark III | Management | For | For | |
1e. | Election of Director: Anthony F. Earley, Jr. | Management | For | For | |
1f. | Election of Director: Thomas A. Fanning | Management | For | For | |
1g. | Election of Director: David J. Grain | Management | For | For | |
1h. | Election of Director: Donald M. James | Management | For | For | |
1i. | Election of Director: John D. Johns | Management | For | For | |
1j. | Election of Director: Dale E. Klein | Management | For | For | |
1k. | Election of Director: Ernest J. Moniz | Management | For | For | |
1l. | Election of Director: William G. Smith, Jr. | Management | For | For | |
1m. | Election of Director: Steven R. Specker | Management | For | For | |
1n. | Election of Director: Larry D. Thompson | Management | For | For | |
1o. | Election of Director: E. Jenner Wood III | Management | For | For | |
2. | Advisory vote to approve executive compensation | Management | For | For | |
3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for 2019 | Management | For | For | |
4. | Approval of an amendment to the Certificate of Incorporation to reduce the supermajority vote requirement to a majority vote | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 1,080,000 | 0 | 13-May-2019 | 23-May-2019 |
THE WILLIAMS COMPANIES, INC. | |
Security | 969457100 | | | | Meeting Type | Special |
Ticker Symbol | WMB | | | | Meeting Date | 09-Aug-2018 |
ISIN | US9694571004 | | | | Agenda | 934858020 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1. | To approve the adoption of an amendment to The Williams Companies, Inc. ("WMB") certificate of incorporation (the "Charter Amendment") to increase the number of authorized shares of capital stock from 990,000,000 shares to 1,500,000,000 shares, consisting of 1,470,000,000 shares of WMB common stock, par value $1.00 per share, and 30,000,000 shares of WMB preferred stock, par value $1.00 per share (the "Charter Amendment Proposal"). | Management | For | For | |
2. | To approve, subject to and conditioned upon the effectiveness of the Charter Amendment, the issuance of WMB common stock pursuant to the Agreement and Plan of Merger, dated as of May 16, 2018 (the "Stock Issuance Proposal"). | Management | For | For | |
3. | To approve the adjournment of the special meeting from time to time, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Charter Amendment Proposal or the Stock Issuance Proposal. | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 651,500 | 0 | 25-Jul-2018 | 10-Aug-2018 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 500,000 | 0 | 25-Jul-2018 | 10-Aug-2018 |
THE WILLIAMS COMPANIES, INC. | |
Security | 969457100 | | | | Meeting Type | Annual |
Ticker Symbol | WMB | | | | Meeting Date | 09-May-2019 |
ISIN | US9694571004 | | | | Agenda | 934962033 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Alan S. Armstrong | Management | For | For | |
1b. | Election of Director: Stephen W. Bergstrom | Management | For | For | |
1c. | Election of Director: Nancy K. Buese | Management | For | For | |
1d. | Election of Director: Stephen I. Chazen | Management | For | For | |
1e. | Election of Director: Charles I. Cogut | Management | For | For | |
1f. | Election of Director: Kathleen B. Cooper | Management | For | For | |
1g. | Election of Director: Michael A. Creel | Management | For | For | |
1h. | Election of Director: Vicki L. Fuller | Management | For | For | |
1i. | Election of Director: Peter A. Ragauss | Management | For | For | |
1j. | Election of Director: Scott D. Sheffield | Management | For | For | |
1k. | Election of Director: Murray D. Smith | Management | For | For | |
1l. | Election of Director: William H. Spence | Management | For | For | |
2. | Ratification of Ernst & Young LLP as auditors for 2019. | Management | For | For | |
3. | Approval, by nonbinding advisory vote, of the Company's executive compensation. | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 792,000 | 0 | 23-Apr-2019 | 10-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 500,000 | 0 | 23-Apr-2019 | 10-May-2019 |
UNION PACIFIC CORPORATION | |
Security | 907818108 | | | | Meeting Type | Annual |
Ticker Symbol | UNP | | | | Meeting Date | 16-May-2019 |
ISIN | US9078181081 | | | | Agenda | 934970383 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Andrew H. Card Jr. | Management | For | For | |
1b. | Election of Director: Erroll B. Davis Jr. | Management | For | For | |
1c. | Election of Director: William J. DeLaney | Management | For | For | |
1d. | Election of Director: David B. Dillon | Management | For | For | |
1e. | Election of Director: Lance M. Fritz | Management | For | For | |
1f. | Election of Director: Deborah C. Hopkins | Management | For | For | |
1g. | Election of Director: Jane H. Lute | Management | For | For | |
1h. | Election of Director: Michael R. McCarthy | Management | For | For | |
1i. | Election of Director: Thomas F. McLarty III | Management | For | For | |
1j. | Election of Director: Bhavesh V. Patel | Management | For | For | |
1k. | Election of Director: Jose H. Villarreal | Management | For | For | |
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2019. | Management | For | For | |
3. | An advisory vote to approve executive compensation ("Say on Pay"). | Management | For | For | |
4. | Shareholder proposal regarding Independent Chairman if properly presented at the Annual Meeting. | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 232,000 | 0 | 07-May-2019 | 17-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 261,000 | 0 | 07-May-2019 | 17-May-2019 |
VERIZON COMMUNICATIONS INC. | |
Security | 92343V104 | | | | Meeting Type | Annual |
Ticker Symbol | VZ | | | | Meeting Date | 02-May-2019 |
ISIN | US92343V1044 | | | | Agenda | 934943261 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Shellye L. Archambeau | Management | For | For | |
1b. | Election of Director: Mark T. Bertolini | Management | For | For | |
1c. | Election of Director: Vittorio Colao | Management | For | For | |
1d. | Election of Director: Melanie L. Healey | Management | For | For | |
1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | |
1f. | Election of Director: Daniel H. Schulman | Management | For | For | |
1g. | Election of Director: Rodney E. Slater | Management | For | For | |
1h. | Election of Director: Kathryn A. Tesija | Management | For | For | |
1i. | Election of Director: Hans E. Vestberg | Management | For | For | |
1j. | Election of Director: Gregory G. Weaver | Management | For | For | |
2. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | |
3. | Advisory Vote to Approve Executive Compensation | Management | For | For | |
4. | Nonqualified Savings Plan Earnings | Shareholder | Against | For | |
5. | Independent Chair | Shareholder | Against | For | |
6. | Report on Online Child Exploitation | Shareholder | Against | For | |
7. | Cybersecurity and Data Privacy | Shareholder | Against | For | |
8. | Severance Approval Policy | Shareholder | Against | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 1,087,599 | 0 | 24-Apr-2019 | 03-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 750,000 | 0 | 24-Apr-2019 | 03-May-2019 |
WEC ENERGY GROUP, INC. | |
Security | 92939U106 | | | | Meeting Type | Annual |
Ticker Symbol | WEC | | | | Meeting Date | 02-May-2019 |
ISIN | US92939U1060 | | | | Agenda | 934945746 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1a. | Election of Director: Barbara L. Bowles | Management | For | For | |
1b. | Election of Director: Albert J. Budney, Jr. | Management | For | For | |
1c. | Election of Director: Patricia W. Chadwick | Management | For | For | |
1d. | Election of Director: Curt S. Culver | Management | For | For | |
1e. | Election of Director: Danny L. Cunningham | Management | For | For | |
1f. | Election of Director: William M. Farrow III | Management | For | For | |
1g. | Election of Director: Thomas J. Fischer | Management | For | For | |
1h. | Election of Director: J. Kevin Fletcher | Management | For | For | |
1i. | Election of Director: Gale E. Klappa | Management | For | For | |
1j. | Election of Director: Henry W. Knueppel | Management | For | For | |
1k. | Election of Director: Allen L. Leverett | Management | For | For | |
1l. | Election of Director: Ulice Payne, Jr. | Management | For | For | |
1m. | Election of Director: Mary Ellen Stanek | Management | For | For | |
2. | Advisory Vote to Approve Compensation of the Named Executive Officers | Management | For | For | |
3. | Ratification of Deloitte & Touche LLP as Independent Auditors for 2019 | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 568,700 | 0 | 29-Apr-2019 | 03-May-2019 |
997AL5A | 997AL5A | 997AL5A | STATE STREET BANK & TRUST CO | 300,000 | 0 | 29-Apr-2019 | 03-May-2019 |
ZAYO GROUP HOLDINGS INC | |
Security | 98919V105 | | | | Meeting Type | Annual |
Ticker Symbol | ZAYO | | | | Meeting Date | 06-Nov-2018 |
ISIN | US98919V1052 | | | | Agenda | 934879151 - Management |
| | | | | | | | | |
Item | Proposal | | | Proposed by | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | Dan Caruso | | For | For | |
| | 2 | Don Gips | | For | For | |
| | 3 | Scott Drake | | For | For | |
2. | Ratification of KPMG LLP as the independent registered public accounting firm of the Company for its fiscal year ending June 30, 2019. | Management | For | For | |
3. | Approve, on an advisory basis, executive compensation as disclosed in the proxy statement. | Management | For | For | |
4. | Approve the adoption of an amendment to the Company's Amended and Restated Certificate of Incorporation (the "Current Certificate") to phase out and eventually eliminate the classified structure of the Company's Board of Directors. | Management | For | For | |
5. | Approve the adoption of an amendment to the Current Certificate to eliminate the supermajority voting requirement for amendments to the Current Certificate and for stockholder amendments to the Company's Amended and Restated Bylaws (the "Current Bylaws"). | Management | For | For | |
6. | Approve the adoption of an amendment to the Current Certificate to impose certain stock ownership limitations and transfer restrictions in connection with the Company's previously announced plan to consider conversion to a real estate investment trust. | Management | For | For | |
7. | Approve the adoption of an amendment to the Current Bylaws to eliminate the supermajority voting requirement for stockholder amendments to the Current Bylaws. | Management | For | For | |
| | | | | | | | | |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
997AL42 | REAVES UTILITY INCOME FUND | 10000000 | STATE STREET BANK & TRUST CO | 240,000 | 0 | 15-Oct-2018 | 07-Nov-2018 |
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.