UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number:
811-21432
Reaves Utility Income Fund
(exact name of registrant as specified in charter)
1700 Broadway, Suite 1850
Denver, CO 80290
(Address of principal executive offices) (Zip code)
Chris Moore
Reaves Utility Income Fund
1700 Broadway, Suite 1850
Denver, CO 80290
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code:
800.644.5571
Date of fiscal year end: October 31
Date of reporting period: July 1, 2022 - June 30, 2023
Item 1 – Proxy Voting Record.
| Vote Summary | |||||||||||||||
| PROLOGIS, INC. | |||||||||||||||
| Security | 74340W103 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | PLD | Meeting Date | 28-Sep-2022 | ||||||||||||
| ISIN | US74340W1036 | Agenda | 935697651 - Management | ||||||||||||
| Record Date | 29-Jul-2022 | Holding Recon Date | 29-Jul-2022 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 27-Sep-2022 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To approve the "Prologis common stock issuance proposal" (as defined in the Proxy Statement), which involves the issuance of common stock of Prologis, Inc. in connection with the merger of Duke Realty Corporation with and into Compton Merger Sub LLC, pursuant to which each outstanding share of Duke Realty Corporation common stock will be converted into the right to receive 0.475 of a newly issued share of Prologis, Inc. common stock, on the terms and conditions set forth in the Agreement and Plan of Merger, dated as of June 11, 2022. | Management | For | For | |||||||||||
| 2. | To approve one or more adjournments of the Prologis, Inc. special meeting to another date, time or place, if necessary or appropriate, to solicit additional proxies in favor of the Prologis common stock issuance proposal (the "Prologis adjournment proposal"). | Management | For | For | |||||||||||
| PROLOGIS, INC. | |||||||||||||||
| Security | 74340W103 | Meeting Type | Special | ||||||||||||
| Ticker Symbol | PLD | Meeting Date | 28-Sep-2022 | ||||||||||||
| ISIN | US74340W1036 | Agenda | 935699554 - Management | ||||||||||||
| Record Date | 08-Aug-2022 | Holding Recon Date | 08-Aug-2022 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 27-Sep-2022 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | To approve the "Prologis common stock issuance proposal" (as defined in the Proxy Statement), which involves the issuance of common stock of Prologis, Inc. in connection with the merger of Duke Realty Corporation with and into Compton Merger Sub LLC, pursuant to which each outstanding share of Duke Realty Corporation common stock will be converted into the right to receive 0.475 of a newly issued share of Prologis, Inc. common stock, on the terms and conditions set forth in the Agreement and Plan of Merger, dated as of June 11, 2022. | Management | For | For | |||||||||||
| 2. | To approve one or more adjournments of the Prologis, Inc. special meeting to another date, time or place, if necessary or appropriate, to solicit additional proxies in favor of the Prologis common stock issuance proposal (the "Prologis adjournment proposal"). | Management | For | For | |||||||||||
| DEUTSCHE TELEKOM AG | |||||||||||||||
| Security | D2035M136 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 05-Apr-2023 | |||||||||||||
| ISIN | DE0005557508 | Agenda | 716714856 - Management | ||||||||||||
| Record Date | 31-Mar-2023 | Holding Recon Date | 31-Mar-2023 | ||||||||||||
| City / | Country | BONN | / | Germany | Vote Deadline Date | 29-Mar-2023 | |||||||||
| SEDOL(s) | 5842359 - B01DGB0 - B07G5Q1 - B0ZKVH8 - B19GHY8 - B7M5XW4 - B92MTP4 - BF0Z6Y5 - BFNKQY7 - BH4HML0 - BYL6SQ6 - BZ9NRX6 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | |||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE-REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | |||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | |||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL | Non-Voting | |||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.-COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | |||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | |||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.70 PER SHARE | Management | For | For | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | Management | For | For | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Management | For | For | |||||||||||
| 5 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF THE INTERIM FINANCIAL STATEMENTS FOR FISCAL YEAR 2023 AND FIRST QUARTER OF FISCAL YEAR 2024 | Management | For | For | |||||||||||
| 6.1 | ELECT HARALD KRUEGER TO THE SUPERVISORY BOARD | Management | For | For | |||||||||||
| 6.2 | ELECT REINHARD PLOSS TO THE SUPERVISORY BOARD | Management | For | For | |||||||||||
| 6.3 | ELECT MARGRET SUCKALE TO THE SUPERVISORY BOARD | Management | For | For | |||||||||||
| 7 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | Management | For | For | |||||||||||
| 8 | APPROVE REMUNERATION REPORT | Management | For | For | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||||
| CMMT | 27 FEB 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||||||||||||
| CMMT | 27 FEB 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | |||||||||||||
| CMMT | 27 FEB 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||||
| PUBLIC SERVICE ENTERPRISE GROUP INC. | |||||||||||||||
| Security | 744573106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PEG | Meeting Date | 18-Apr-2023 | ||||||||||||
| ISIN | US7445731067 | Agenda | 935775417 - Management | ||||||||||||
| Record Date | 17-Feb-2023 | Holding Recon Date | 17-Feb-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 17-Apr-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Ralph A. LaRossa | Management | For | For | |||||||||||
| 1b. | Election of Director: Susan Tomasky | Management | For | For | |||||||||||
| 1c. | Election of Director: Willie A. Deese | Management | For | For | |||||||||||
| 1d. | Election of Director: Jamie M. Gentoso | Management | For | For | |||||||||||
| 1e. | Election of Director: Barry H. Ostrowsky | Management | For | For | |||||||||||
| 1f. | Election of Director: Valerie A. Smith | Management | For | For | |||||||||||
| 1g. | Election of Director: Scott G. Stephenson | Management | For | For | |||||||||||
| 1h. | Election of Director: Laura A. Sugg | Management | For | For | |||||||||||
| 1i. | Election of Director: John P. Surma | Management | For | For | |||||||||||
| 1j. | Election of Director: Alfred W. Zollar | Management | For | For | |||||||||||
| 2. | Advisory Vote on the Approval of Executive Compensation | Management | For | For | |||||||||||
| 3. | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation | Management | 1 Year | For | |||||||||||
| 4a. | Approval of Amendments to our Certificate of Incorporation-to eliminate supermajority voting requirements for certain business combinations | Management | For | For | |||||||||||
| 4b. | Approval of Amendments to our Certificate of Incorporation and By-Laws-to eliminate supermajority voting requirements to remove a director without cause | Management | For | For | |||||||||||
| 4c. | Approval of Amendments to our Certificate of Incorporation-to eliminate supermajority voting requirement to make certain amendments to our By-Laws | Management | For | For | |||||||||||
| 5. | Ratification of the Appointment of Deloitte as Independent Auditor for 2023 | Management | For | For | |||||||||||
| CHARTER COMMUNICATIONS, INC. | |||||||||||||||
| Security | 16119P108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CHTR | Meeting Date | 25-Apr-2023 | ||||||||||||
| ISIN | US16119P1084 | Agenda | 935776003 - Management | ||||||||||||
| Record Date | 24-Feb-2023 | Holding Recon Date | 24-Feb-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 24-Apr-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: W. Lance Conn | Management | For | For | |||||||||||
| 1b. | Election of Director: Kim C. Goodman | Management | For | For | |||||||||||
| 1c. | Election of Director: Craig A. Jacobson | Management | For | For | |||||||||||
| 1d. | Election of Director: Gregory B. Maffei | Management | For | For | |||||||||||
| 1e. | Election of Director: John D. Markley, Jr. | Management | For | For | |||||||||||
| 1f. | Election of Director: David C. Merritt | Management | For | For | |||||||||||
| 1g. | Election of Director: James E. Meyer | Management | For | For | |||||||||||
| 1h. | Election of Director: Steven A. Miron | Management | For | For | |||||||||||
| 1i. | Election of Director: Balan Nair | Management | For | For | |||||||||||
| 1j. | Election of Director: Michael A. Newhouse | Management | For | For | |||||||||||
| 1k. | Election of Director: Mauricio Ramos | Management | For | For | |||||||||||
| 1l. | Election of Director: Thomas M. Rutledge | Management | For | For | |||||||||||
| 1m. | Election of Director: Eric L. Zinterhofer | Management | For | For | |||||||||||
| 2. | Approval, on an advisory basis, of executive compensation. | Management | For | For | |||||||||||
| 3. | An advisory vote on the frequency of holding an advisory vote on executive compensation. | Management | 3 Years | For | |||||||||||
| 4. | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ended December 31, 2023. | Management | For | For | |||||||||||
| 5. | Stockholder proposal regarding lobbying activities. | Shareholder | Against | For | |||||||||||
| AMERICAN ELECTRIC POWER COMPANY, INC. | |||||||||||||||
| Security | 025537101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AEP | Meeting Date | 25-Apr-2023 | ||||||||||||
| ISIN | US0255371017 | Agenda | 935778083 - Management | ||||||||||||
| Record Date | 28-Feb-2023 | Holding Recon Date | 28-Feb-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 24-Apr-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Nicholas K. Akins | Management | For | For | |||||||||||
| 1b. | Election of Director: J. Barnie Beasley, Jr. | Management | For | For | |||||||||||
| 1c. | Election of Director: Ben Fowke | Management | For | For | |||||||||||
| 1d. | Election of Director: Art A. Garcia | Management | For | For | |||||||||||
| 1e. | Election of Director: Linda A. Goodspeed | Management | For | For | |||||||||||
| 1f. | Election of Director: Donna A. James | Management | For | For | |||||||||||
| 1g. | Election of Director: Sandra Beach Lin | Management | For | For | |||||||||||
| 1h. | Election of Director: Margaret M. McCarthy | Management | For | For | |||||||||||
| 1i. | Election of Director: Oliver G. Richard III | Management | For | For | |||||||||||
| 1j. | Election of Director: Daryl Roberts | Management | For | For | |||||||||||
| 1k. | Election of Director: Julia A. Sloat | Management | For | For | |||||||||||
| 1l. | Election of Director: Sara Martinez Tucker | Management | For | For | |||||||||||
| 1m. | Election of Director: Lewis Von Thaer | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | |||||||||||
| 3. | Amendment to the Company's Bylaws to eliminate supermajority voting provisions. | Management | For | For | |||||||||||
| 4. | Advisory approval of the Company's executive compensation. | Management | For | For | |||||||||||
| 5. | Advisory approval of the frequency of holding an advisory vote on the Company's executive compensation. | Management | 1 Year | For | |||||||||||
| EXELON CORPORATION | |||||||||||||||
| Security | 30161N101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | EXC | Meeting Date | 25-Apr-2023 | ||||||||||||
| ISIN | US30161N1019 | Agenda | 935779504 - Management | ||||||||||||
| Record Date | 01-Mar-2023 | Holding Recon Date | 01-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 24-Apr-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Anthony Anderson | Management | For | For | |||||||||||
| 1b. | Election of Director: W. Paul Bowers | Management | For | For | |||||||||||
| 1c. | Election of Director: Calvin G. Butler, Jr. | Management | For | For | |||||||||||
| 1d. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | |||||||||||
| 1e. | Election of Director: Linda Jojo | Management | For | For | |||||||||||
| 1f. | Election of Director: Charisse Lillie | Management | For | For | |||||||||||
| 1g. | Election of Director: Matthew Rogers | Management | For | For | |||||||||||
| 1h. | Election of Director: John Young | Management | For | For | |||||||||||
| 2. | Ratification of PricewaterhouseCoopers LLP as Exelon's Independent Auditor for 2023. | Management | For | For | |||||||||||
| 3. | Advisory approval of executive compensation. | Management | For | For | |||||||||||
| 4. | Advisory vote on the frequency of the advisory vote on executive compensation. | Management | 1 Year | For | |||||||||||
| THE WILLIAMS COMPANIES, INC. | |||||||||||||||
| Security | 969457100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | WMB | Meeting Date | 25-Apr-2023 | ||||||||||||
| ISIN | US9694571004 | Agenda | 935779706 - Management | ||||||||||||
| Record Date | 24-Feb-2023 | Holding Recon Date | 24-Feb-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 24-Apr-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director for a one-year term: Alan S. Armstrong | Management | For | For | |||||||||||
| 1b. | Election of Director for a one-year term: Stephen W. Bergstrom | Management | For | For | |||||||||||
| 1c. | Election of Director for a one-year term: Michael A. Creel | Management | For | For | |||||||||||
| 1d. | Election of Director for a one-year term: Stacey H. Doré | Management | For | For | |||||||||||
| 1e. | Election of Director for a one-year term: Carri A. Lockhart | Management | For | For | |||||||||||
| 1f. | Election of Director for a one-year term: Richard E. Muncrief | Management | For | For | |||||||||||
| 1g. | Election of Director for a one-year term: Peter A. Ragauss | Management | For | For | |||||||||||
| 1h. | Election of Director for a one-year term: Rose M. Robeson | Management | For | For | |||||||||||
| 1i. | Election of Director for a one-year term: Scott D. Sheffield | Management | For | For | |||||||||||
| 1j. | Election of Director for a one-year term: Murray D. Smith | Management | For | For | |||||||||||
| 1k. | Election of Director for a one-year term: William H. Spence | Management | For | For | |||||||||||
| 1l. | Election of Director for a one-year term: Jesse J. Tyson | Management | For | For | |||||||||||
| 2. | Ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | |||||||||||
| 3. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||||
| 4. | Approve, on an advisory basis, the frequency of future advisory votes to approve the compensation of the Company's named executive officers. | Management | 1 Year | For | |||||||||||
| CONSTELLATION ENERGY CORP | |||||||||||||||
| Security | 21037T109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CEG | Meeting Date | 25-Apr-2023 | ||||||||||||
| ISIN | US21037T1097 | Agenda | 935780684 - Management | ||||||||||||
| Record Date | 01-Mar-2023 | Holding Recon Date | 01-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 24-Apr-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Joseph Dominguez | For | For | ||||||||||||
| 2 | Julie Holzrichter | For | For | ||||||||||||
| 3 | Ashish Khandpur | For | For | ||||||||||||
| 2. | To consider and act on an advisory vote regarding the approval of compensation paid to named executive officers. | Management | For | For | |||||||||||
| 3. | To consider and act on an advisory vote regarding the frequency of the approval of compensation paid to named executive officers. | Management | 1 Year | For | |||||||||||
| 4. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2023. | Management | For | For | |||||||||||
| EDISON INTERNATIONAL | |||||||||||||||
| Security | 281020107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | EIX | Meeting Date | 27-Apr-2023 | ||||||||||||
| ISIN | US2810201077 | Agenda | 935776635 - Management | ||||||||||||
| Record Date | 03-Mar-2023 | Holding Recon Date | 03-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 26-Apr-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | |||||||||||
| 1b. | Election of Director: Michael C. Camuñez | Management | For | For | |||||||||||
| 1c. | Election of Director: Vanessa C.L. Chang | Management | For | For | |||||||||||
| 1d. | Election of Director: James T. Morris | Management | For | For | |||||||||||
| 1e. | Election of Director: Timothy T. O'Toole | Management | For | For | |||||||||||
| 1f. | Election of Director: Pedro J. Pizarro | Management | For | For | |||||||||||
| 1g. | Election of Director: Marcy L. Reed | Management | For | For | |||||||||||
| 1h. | Election of Director: Carey A. Smith | Management | For | For | |||||||||||
| 1i. | Election of Director: Linda G. Stuntz | Management | For | For | |||||||||||
| 1j. | Election of Director: Peter J. Taylor | Management | For | For | |||||||||||
| 1k. | Election of Director: Keith Trent | Management | For | For | |||||||||||
| 2. | Ratification of the Independent Registered Public Accounting Firm | Management | For | For | |||||||||||
| 3. | Advisory Vote to Approve Say-on-Pay Vote Frequency | Management | 1 Year | For | |||||||||||
| 4. | Advisory Vote to Approve Executive Compensation | Management | For | For | |||||||||||
| TC ENERGY CORPORATION | |||||||||||||||
| Security | 87807B107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | TRP | Meeting Date | 02-May-2023 | ||||||||||||
| ISIN | CA87807B1076 | Agenda | 935793150 - Management | ||||||||||||
| Record Date | 17-Mar-2023 | Holding Recon Date | 17-Mar-2023 | ||||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 27-Apr-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A | ELECTION OF DIRECTORS Election of Director: Cheryl F. Campbell | Management | For | For | |||||||||||
| 1B | Election of Director: Michael R. Culbert | Management | For | For | |||||||||||
| 1C | Election of Director: William D. Johnson | Management | For | For | |||||||||||
| 1D | Election of Director: Susan C. Jones | Management | For | For | |||||||||||
| 1E | Election of Director: John E. Lowe | Management | For | For | |||||||||||
| 1F | Election of Director: David MacNaughton | Management | For | For | |||||||||||
| 1G | Election of Director: François L. Poirier | Management | For | For | |||||||||||
| 1H | Election of Director: Una Power | Management | For | For | |||||||||||
| 1I | Election of Director: Mary Pat Salomone | Management | For | For | |||||||||||
| 1J | Election of Director: Indira Samarasekera | Management | For | For | |||||||||||
| 1K | Election of Director: Siim A. Vanaselja | Management | For | For | |||||||||||
| 1L | Election of Director: Thierry Vandal | Management | For | For | |||||||||||
| 1M | Election of Director: Dheeraj "D" Verma | Management | For | For | |||||||||||
| 2 | Resolution to appoint KPMG LLP, Chartered Professional Accountants as auditor and authorize the directors to fix their remuneration. | Management | For | For | |||||||||||
| 3 | Resolution to accept TC Energy's approach to executive compensation, as described in the Management information circular. | Management | For | For | |||||||||||
| WEC ENERGY GROUP, INC. | |||||||||||||||
| Security | 92939U106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | WEC | Meeting Date | 04-May-2023 | ||||||||||||
| ISIN | US92939U1060 | Agenda | 935778247 - Management | ||||||||||||
| Record Date | 23-Feb-2023 | Holding Recon Date | 23-Feb-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 03-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director for a 1-year term expiring in 2024: Ave M. Bie | Management | For | For | |||||||||||
| 1b. | Election of Director for a 1-year term expiring in 2024: Curt S. Culver | Management | For | For | |||||||||||
| 1c. | Election of Director for a 1-year term expiring in 2024: Danny L. Cunningham | Management | For | For | |||||||||||
| 1d. | Election of Director for a 1-year term expiring in 2024: William M. Farrow III | Management | For | For | |||||||||||
| 1e. | Election of Director for a 1-year term expiring in 2024: Cristina A. Garcia-Thomas | Management | For | For | |||||||||||
| 1f. | Election of Director for a 1-year term expiring in 2024: Maria C. Green | Management | For | For | |||||||||||
| 1g. | Election of Director for a 1-year term expiring in 2024: Gale E. Klappa | Management | For | For | |||||||||||
| 1h. | Election of Director for a 1-year term expiring in 2024: Thomas K. Lane | Management | For | For | |||||||||||
| 1i. | Election of Director for a 1-year term expiring in 2024: Scott J. Lauber | Management | For | For | |||||||||||
| 1j. | Election of Director for a 1-year term expiring in 2024: Ulice Payne, Jr. | Management | For | For | |||||||||||
| 1k. | Election of Director for a 1-year term expiring in 2024: Mary Ellen Stanek | Management | For | For | |||||||||||
| 1l. | Election of Director for a 1-year term expiring in 2024: Glen E. Tellock | Management | For | For | |||||||||||
| 2. | Ratification of Deloitte & Touche LLP as independent auditors for 2023. | Management | For | For | |||||||||||
| 3. | Advisory vote to establish the frequency of "say-on-pay" vote. | Management | 1 Year | For | |||||||||||
| 4. | Advisory vote to approve executive compensation of the named executive officers. | Management | For | For | |||||||||||
| DUKE ENERGY CORPORATION | |||||||||||||||
| Security | 26441C204 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DUK | Meeting Date | 04-May-2023 | ||||||||||||
| ISIN | US26441C2044 | Agenda | 935783440 - Management | ||||||||||||
| Record Date | 06-Mar-2023 | Holding Recon Date | 06-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 03-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Derrick Burks | Management | For | For | |||||||||||
| 1b. | Election of Director: Annette K. Clayton | Management | For | For | |||||||||||
| 1c. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | |||||||||||
| 1d. | Election of Director: Robert M. Davis | Management | For | For | |||||||||||
| 1e. | Election of Director: Caroline Dorsa | Management | For | For | |||||||||||
| 1f. | Election of Director: W. Roy Dunbar | Management | For | For | |||||||||||
| 1g. | Election of Director: Nicholas C. Fanandakis | Management | For | For | |||||||||||
| 1h. | Election of Director: Lynn J. Good | Management | For | For | |||||||||||
| 1i. | Election of Director: John T. Herron | Management | For | For | |||||||||||
| 1j. | Election of Director: Idalene F. Kesner | Management | For | For | |||||||||||
| 1k. | Election of Director: E. Marie McKee | Management | For | For | |||||||||||
| 1l. | Election of Director: Michael J. Pacilio | Management | For | For | |||||||||||
| 1m. | Election of Director: Thomas E. Skains | Management | For | For | |||||||||||
| 1n. | Election of Director: William E. Webster, Jr. | Management | For | For | |||||||||||
| 2. | Ratification of Deloitte & Touche LLP as Duke Energy's independent registered public accounting firm for 2023 | Management | For | For | |||||||||||
| 3. | Advisory vote to approve Duke Energy's named executive officer compensation | Management | For | For | |||||||||||
| 4. | Advisory vote on the frequency of an advisory vote on executive compensation | Management | 1 Year | For | |||||||||||
| 5. | Approval of the Duke Energy Corporation 2023 Long-Term Incentive Plan | Management | For | For | |||||||||||
| 6. | Shareholder proposal regarding simple majority vote | Shareholder | Abstain | ||||||||||||
| 7. | Shareholder proposal regarding formation of committee to evaluate decarbonization risk | Shareholder | Against | For | |||||||||||
| DTE ENERGY COMPANY | |||||||||||||||
| Security | 233331107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DTE | Meeting Date | 04-May-2023 | ||||||||||||
| ISIN | US2333311072 | Agenda | 935784846 - Management | ||||||||||||
| Record Date | 07-Mar-2023 | Holding Recon Date | 07-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 03-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | David A. Brandon | For | For | ||||||||||||
| 2 | Charles G. McClure, Jr. | For | For | ||||||||||||
| 3 | Gail J. McGovern | For | For | ||||||||||||
| 4 | Mark A. Murray | For | For | ||||||||||||
| 5 | Gerardo Norcia | For | For | ||||||||||||
| 6 | Robert C. Skaggs, Jr. | For | For | ||||||||||||
| 7 | David A. Thomas | For | For | ||||||||||||
| 8 | Gary H. Torgow | For | For | ||||||||||||
| 9 | James H. Vandenberghe | For | For | ||||||||||||
| 10 | Valerie M. Williams | For | For | ||||||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent auditors | Management | For | For | |||||||||||
| 3. | Provide a nonbinding vote to approve the Company's executive compensation | Management | For | For | |||||||||||
| 4. | Provide a nonbinding vote on the frequency of advisory votes to approve executive compensation | Management | 1 Year | For | |||||||||||
| 5. | Vote on a management proposal to amend our bylaws to allow shareholders with 15% outstanding company stock in the aggregate (held at least one year) to call a special meeting | Management | For | For | |||||||||||
| 6. | Vote on a shareholder proposal to amend our bylaws to allow shareholders with 10% outstanding company stock in the aggregate to call a special meeting | Shareholder | Against | For | |||||||||||
| 7. | Vote on a shareholder proposal to publish a lobbying report | Shareholder | Against | For | |||||||||||
| BCE INC. | |||||||||||||||
| Security | 05534B760 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | BCE | Meeting Date | 04-May-2023 | ||||||||||||
| ISIN | CA05534B7604 | Agenda | 935792603 - Management | ||||||||||||
| Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | ||||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 01-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A | Election of Directors: Mirko Bibic | Management | For | For | |||||||||||
| 1B | David F. Denison | Management | For | For | |||||||||||
| 1C | Robert P. Dexter | Management | For | For | |||||||||||
| 1D | Katherine Lee | Management | For | For | |||||||||||
| 1E | Monique F. Leroux | Management | For | For | |||||||||||
| 1F | Sheila A. Murray | Management | For | For | |||||||||||
| 1G | Gordon M. Nixon | Management | For | For | |||||||||||
| 1H | Louis P. Pagnutti | Management | For | For | |||||||||||
| 1I | Calin Rovinescu | Management | For | For | |||||||||||
| 1J | Karen Sheriff | Management | For | For | |||||||||||
| 1K | Robert C. Simmonds | Management | For | For | |||||||||||
| 1L | Jennifer Tory | Management | For | For | |||||||||||
| 1M | Louis Vachon | Management | For | For | |||||||||||
| 1N | Cornell Wright | Management | For | For | |||||||||||
| 2 | Appointment of Deloitte LLP as auditors | Management | For | For | |||||||||||
| 3 | Advisory resolution on executive compensation as described in section 3.4 of the management proxy circular | Management | For | For | |||||||||||
| TELUS CORPORATION | |||||||||||||||
| Security | 87971M996 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | Meeting Date | 04-May-2023 | |||||||||||||
| ISIN | CA87971M9969 | Agenda | 935792639 - Management | ||||||||||||
| Record Date | 06-Mar-2023 | Holding Recon Date | 06-Mar-2023 | ||||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 01-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | DIRECTOR | Management | |||||||||||||
| 1 | Raymond T. Chan | For | For | ||||||||||||
| 2 | Hazel Claxton | For | For | ||||||||||||
| 3 | Lisa de Wilde | For | For | ||||||||||||
| 4 | Victor Dodig | For | For | ||||||||||||
| 5 | Darren Entwistle | For | For | ||||||||||||
| 6 | Thomas E. Flynn | For | For | ||||||||||||
| 7 | Mary Jo Haddad | For | For | ||||||||||||
| 8 | Kathy Kinloch | For | For | ||||||||||||
| 9 | Christine Magee | For | For | ||||||||||||
| 10 | John Manley | For | For | ||||||||||||
| 11 | David Mowat | For | For | ||||||||||||
| 12 | Marc Parent | For | For | ||||||||||||
| 13 | Denise Pickett | For | For | ||||||||||||
| 14 | W. Sean Willy | For | For | ||||||||||||
| 2 | Appoint Deloitte LLP as auditor for the ensuing year and authorize directors to fix its remuneration. | Management | For | For | |||||||||||
| 3 | Approve the Company's approach to executive compensation. | Management | For | For | |||||||||||
| 4 | Approval of an increase to the share reserve under the Restricted Share Unit Plan. | Management | For | For | |||||||||||
| 5 | Approval of an increase to the share reserve under the Performance Share Unit Plan. | Management | For | For | |||||||||||
| FORTIS INC. | |||||||||||||||
| Security | 349553107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | FTS | Meeting Date | 04-May-2023 | ||||||||||||
| ISIN | CA3495531079 | Agenda | 935798542 - Management | ||||||||||||
| Record Date | 17-Mar-2023 | Holding Recon Date | 17-Mar-2023 | ||||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 01-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | DIRECTOR | Management | |||||||||||||
| 1 | Tracey C. Ball | For | For | ||||||||||||
| 2 | Pierre J. Blouin | For | For | ||||||||||||
| 3 | Lawrence T. Borgard | For | For | ||||||||||||
| 4 | Maura J. Clark | For | For | ||||||||||||
| 5 | Lisa Crutchfield | For | For | ||||||||||||
| 6 | Margarita K. Dilley | For | For | ||||||||||||
| 7 | Julie A. Dobson | For | For | ||||||||||||
| 8 | Lisa L. Durocher | For | For | ||||||||||||
| 9 | David G. Hutchens | For | For | ||||||||||||
| 10 | Gianna M. Manes | For | For | ||||||||||||
| 11 | Donald R. Marchand | For | For | ||||||||||||
| 12 | Jo Mark Zurel | For | For | ||||||||||||
| 2 | Appointment of auditors and authorization of directors to fix the auditors' remuneration as described in the Management Information Circular. | Management | For | For | |||||||||||
| 3 | Approval of the Advisory and Non-Binding Resolution on the Approach to Executive Compensation as described in the Management Information Circular. | Management | For | For | |||||||||||
| DT MIDSTREAM, INC. | |||||||||||||||
| Security | 23345M107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DTM | Meeting Date | 05-May-2023 | ||||||||||||
| ISIN | US23345M1071 | Agenda | 935786206 - Management | ||||||||||||
| Record Date | 08-Mar-2023 | Holding Recon Date | 08-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 04-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Peter Tumminello | For | For | ||||||||||||
| 2 | Dwayne Wilson | For | For | ||||||||||||
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year ending December 31, 2023. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory (non-binding) basis, the compensation of the Company's Named Executive Officers. | Management | For | For | |||||||||||
| ENTERGY CORPORATION | |||||||||||||||
| Security | 29364G103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ETR | Meeting Date | 05-May-2023 | ||||||||||||
| ISIN | US29364G1031 | Agenda | 935786232 - Management | ||||||||||||
| Record Date | 07-Mar-2023 | Holding Recon Date | 07-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 04-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Gina F. Adams | Management | For | For | |||||||||||
| 1b. | Election of Director: John H. Black | Management | For | For | |||||||||||
| 1c. | Election of Director: John R. Burbank | Management | For | For | |||||||||||
| 1d. | Election of Director: Patrick J. Condon | Management | For | For | |||||||||||
| 1e. | Election of Director: Kirkland H. Donald | Management | For | For | |||||||||||
| 1f. | Election of Director: Brian W. Ellis | Management | For | For | |||||||||||
| 1g. | Election of Director: Philip L. Frederickson | Management | For | For | |||||||||||
| 1h. | Election of Director: M. Elise Hyland | Management | For | For | |||||||||||
| 1i. | Election of Director: Stuart L. Levenick | Management | For | For | |||||||||||
| 1j. | Election of Director: Blanche L. Lincoln | Management | For | For | |||||||||||
| 1k. | Election of Director: Andrew S. Marsh | Management | For | For | |||||||||||
| 1l. | Election of Director: Karen A. Puckett | Management | For | For | |||||||||||
| 2. | Ratification of the Appointment of Deloitte & Touche LLP as Entergy's Independent Registered Public Accountants for 2023. | Management | For | For | |||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |||||||||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes to Approve Named Executive Officer Compensation. | Management | 1 Year | For | |||||||||||
| 5. | Approval of an Amendment to the 2019 Entergy Corporation Omnibus Incentive Plan. | Management | For | For | |||||||||||
| 6. | Approval of an Amendment to Entergy Corporation's Restated Certificate of Incorporation to Include Exculpation of Officers. | Management | For | For | |||||||||||
| CMS ENERGY CORPORATION | |||||||||||||||
| Security | 125896100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CMS | Meeting Date | 05-May-2023 | ||||||||||||
| ISIN | US1258961002 | Agenda | 935786888 - Management | ||||||||||||
| Record Date | 07-Mar-2023 | Holding Recon Date | 07-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 04-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | ELECTION OF DIRECTOR: Jon E. Barfield | Management | For | For | |||||||||||
| 1b. | ELECTION OF DIRECTOR: Deborah H. Butler | Management | For | For | |||||||||||
| 1c. | ELECTION OF DIRECTOR: Kurt L. Darrow | Management | For | For | |||||||||||
| 1d. | ELECTION OF DIRECTOR: William D. Harvey | Management | For | For | |||||||||||
| 1e. | ELECTION OF DIRECTOR: Garrick J. Rochow | Management | For | For | |||||||||||
| 1f. | ELECTION OF DIRECTOR: John G. Russell | Management | For | For | |||||||||||
| 1g. | ELECTION OF DIRECTOR: Suzanne F. Shank | Management | For | For | |||||||||||
| 1h. | ELECTION OF DIRECTOR: Myrna M. Soto | Management | For | For | |||||||||||
| 1i. | ELECTION OF DIRECTOR: John G. Sznewajs | Management | For | For | |||||||||||
| 1j. | ELECTION OF DIRECTOR: Ronald J. Tanski | Management | For | For | |||||||||||
| 1k. | ELECTION OF DIRECTOR: Laura H. Wright | Management | For | For | |||||||||||
| 2. | Approve, on an advisory basis, the Company's executive compensation. | Management | For | For | |||||||||||
| 3. | Advisory vote on frequency of future advisory votes on executive compensation. | Management | 1 Year | For | |||||||||||
| 4. | Ratify the appointment of independent registered public accounting firm (PricewaterhouseCoopers LLP). | Management | For | For | |||||||||||
| TELENOR ASA | |||||||||||||||
| Security | R21882106 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 10-May-2023 | |||||||||||||
| ISIN | NO0010063308 | Agenda | 717082058 - Management | ||||||||||||
| Record Date | 03-May-2023 | Holding Recon Date | 03-May-2023 | ||||||||||||
| City / | Country | TBD | / | Norway | Blocking | Vote Deadline Date | 27-Apr-2023 | ||||||||
| SEDOL(s) | 4732495 - 7064678 - B0324L1 - B28MTB5 - BJ05568 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | |||||||||||||
| CMMT | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN-INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED | Non-Voting | |||||||||||||
| CMMT | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE-LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT-IN THE BENEFICIAL OWNER'S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK-TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE | Non-Voting | |||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | |||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN-INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||||||||||||
| 1 | OPENING OF THE ANNUAL GENERAL MEETING BY THE CHAIR OF THE CORPORATE ASSEMBLY | Non-Voting | |||||||||||||
| 2 | REGISTRATION OF ATTENDING SHAREHOLDERS AND PROXIES | Non-Voting | |||||||||||||
| 3 | APPROVAL OF THE NOTICE OF THE ANNUAL GENERAL MEETING AND THE AGENDA | Management | For | For | |||||||||||
| 4 | ELECTION OF A REPRESENTATIVE TO SIGN THE MINUTES OF THE ANNUAL GENERAL MEETING TOGETHER WITH THE CHAIR OF THE MEETING | Management | For | For | |||||||||||
| 5 | REPORT BY THE CHAIR AND THE CEO | Non-Voting | |||||||||||||
| 6 | APPROVAL OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR TELENOR ASA AND THE TELENOR GROUP FOR THE FINANCIAL YEAR 2022, INCLUDING THE BOARD OF DIRECTORS PROPOSAL FOR DISTRIBUTION OF DIVIDEND | Management | For | For | |||||||||||
| 7 | APPROVAL OF REMUNERATION TO THE COMPANY'S EXTERNAL AUDITOR | Management | For | For | |||||||||||
| 8 | THE BOARD OF DIRECTORS REPORT ON CORPORATE GOVERNANCE | Non-Voting | |||||||||||||
| 9.1 | THE BOARD OF DIRECTORS POLICY AND REPORT ON SALARY AND OTHER REMUNERATION TO THE EXECUTIVE MANAGEMENT: APPROVAL OF THE COMPENSATION POLICY | Management | For | For | |||||||||||
| 9.2 | THE BOARD OF DIRECTORS POLICY AND REPORT ON SALARY AND OTHER REMUNERATION TO THE EXECUTIVE MANAGEMENT: ADVISORY VOTE ON THE COMPENSATION REPORT | Management | For | For | |||||||||||
| 10 | AUTHORIZATION TO ACQUIRE OWN SHARES - INCENTIVE PROGRAM | Management | For | For | |||||||||||
| 11 | AMENDMENTS TO TELENOR ASA'S ARTICLES OF ASSOCIATION | Management | For | For | |||||||||||
| 12.1 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: NILS BASTIANSEN | Management | For | For | |||||||||||
| 12.2 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: MARIANNE BERGMANN ROREN | Management | For | For | |||||||||||
| 12.3 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: KJETIL HOUG | Management | For | For | |||||||||||
| 12.4 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: JOHN GORDON BERNANDER | Management | For | For | |||||||||||
| 12.5 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: HEIDI FINSKAS | Management | For | For | |||||||||||
| 12.6 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: WIDAR SALBUVIK | Management | For | For | |||||||||||
| 12.7 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: SILVIJA SERES | Management | For | For | |||||||||||
| 12.8 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: LISBETH KARIN NAERO | Management | For | For | |||||||||||
| 12.9 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: TRINE SAETHER ROMULD | Management | For | For | |||||||||||
| 12.10 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: MAALFRID BRATH | Management | For | For | |||||||||||
| 12.11 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: ELIN MYRMEL-JOHANSEN (1. DEPUTY) | Management | For | For | |||||||||||
| 12.12 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: RANDI MARJAMAA (2. DEPUTY) | Management | For | For | |||||||||||
| 12.13 | ELECTION OF SHAREHOLDER-ELECTED MEMBER AND DEPUTIES TO THE CORPORATE ASSEMBLY: ANETTE HJERTO (3. DEPUTY) | Management | For | For | |||||||||||
| 13.1 | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: JAN TORE FOSUND | Management | For | For | |||||||||||
| 13.2 | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: ANETTE HJERTO | Management | For | For | |||||||||||
| 14 | DETERMINATION OF REMUNERATION TO THE CORPORATE ASSEMBLY AND THE NOMINATION COMMITTEE | Management | For | For | |||||||||||
| 15.1 | DETERMINATION OF REMUNERATION TO THE NOMINATION COMMITTEE: NOMINATION COMMITTEES RECOMMENDATION | Management | For | For | |||||||||||
| 15.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DETERMINATION OF REMUNERATION TO THE NOMINATION COMMITTEE: SHAREHOLDER PROPOSAL | Shareholder | For | ||||||||||||
| CMMT | 20 APR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- | Non-Voting | |||||||||||||
| THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | |||||||||||||||
| CMMT | 20 APR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | |||||||||||||
| CMMT | 20 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||||
| ENEL S.P.A. | |||||||||||||||
| Security | T3679P115 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 10-May-2023 | |||||||||||||
| ISIN | IT0003128367 | Agenda | 717130289 - Management | ||||||||||||
| Record Date | 28-Apr-2023 | Holding Recon Date | 28-Apr-2023 | ||||||||||||
| City / | Country | ROMA | / | Italy | Vote Deadline Date | 04-May-2023 | |||||||||
| SEDOL(s) | 7144569 - 7588123 - B07J3F5 - B0ZNK70 - BF445P2 - BP38RJ3 - BRTM890 - BTHHHP0 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 906275 DUE TO RECEIVED-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | |||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR-CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN-BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | |||||||||||||
| 0010 | BALANCE SHEET AS OF 31 DECEMBER 2022. REPORTS OF THE BOARD OF DIRECTORS, THE BOARD OF INTERNAL AUDITORS AND THE EXTERNAL AUDITORS. RESOLUTIONS RELATED THERETO. PRESENTATION OF THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2022 AND OF THE CONSOLIDATED NON-BALANCE SHEET RELATING TO THE 2022 FINANCIAL YEAR | Management | For | For | |||||||||||
| 0020 | ALLOCATION OF PROFIT FOR THE YEAR | Management | For | For | |||||||||||
| 0030 | TO AUTHORIZE THE PURCHASE AND DISPOSE OF OWN SHARES, SUBJECT TO REVOCATION OF THE AUTHORIZATION GRANTED BY THE ORDINARY SHAREHOLDERS' MEETING OF 19 MAY 2022. RESOLUTIONS RELATED THERETO | Management | For | For | |||||||||||
| 0040 | TO STATE THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||
| 0050 | TO STATE THE TERM OF OFFICE OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 3 SLATES TO BE ELECTED AS DIRECTORS,-THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE-REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON ONLY 1 OF THE 3 SLATES AND TO-SELECT 'CLEAR' FOR THE OTHERS. THANK YOU. | Non-Voting | |||||||||||||
| 006A | TO APPOINT THE MEMBERS OF THE BOARD OF DIRECTORS: LIST PRESENTED BY THE MINISTRY OF ECONOMY AND FINANCE, REPRESENTING ALMOST 23.585 PCT OF THE ISSUER'S STOCK CAPITAL | Shareholder | For | ||||||||||||
| 006B | TO APPOINT THE MEMBERS OF THE BOARD OF DIRECTOR: LIST PRESENTED BY A GROUP OF INSTITUTIONAL INVESTORS, REPRESENTING TOGETHER ALMOST 1.860 PCT OF THE ISSUER'S STOCK CAPITAL | Shareholder | |||||||||||||
| 006C | TO APPOINT THE MEMBERS OF THE BOARD OF DIRECTORS: LIST PRESENTED BY COVALIS CAPITAL LLP AND COVALIS (GIBRALTAR) LTD, REPRESENTING TOGETHER ALMOST 0.641 PCT OF THE ISSUER'S STOCK CAPITAL | Shareholder | |||||||||||||
| 007A | TO APPOINT THE CHAIRMAN OF THE BOARD OF DIRECTORS: PROPOSAL PRESENTED BY THE MINISTRY OF ECONOMY AND FINANCE TO ELECT PAOLO SCARONI | Shareholder | For | ||||||||||||
| 007B | TO APPOINT THE CHAIRMAN OF THE BOARD OF DIRECTORS: PROPOSAL PRESENTED BY COVALIS CAPITAL LLP AND COVALIS (GIBRALTAR) LTD TO ELECT MARCO MAZZUCCHELLI | Shareholder | Against | ||||||||||||
| 0080 | TO STATE THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||
| 0090 | 2023 LONG-TERM INCENTIVE PLAN FOR THE MANAGEMENT OF ENEL S.P.A. AND/OR OF COMPANIES CONTROLLED BY IT PURSUANT TO ART. 2359 OF THE CIVIL CODE | Management | For | For | |||||||||||
| 0100 | REPORT ON REMUNERATION POLICY AND REMUNERATION PAID: FIRST SECTION: REPORT ON REMUNERATION POLICY FOR 2023 (BINDING RESOLUTION) | Management | For | For | |||||||||||
| 0110 | REPORT ON REMUNERATION POLICY AND COMPENSATION PAID: SECOND SECTION: REPORT ON COMPENSATION PAID IN 2022 (NON-BINDING RESOLUTION) | Management | For | For | |||||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO BE ELECTED AS DIRECTOR'S-CHAIRMAN FOR RESOLUTIONS 007A AND 007B, ONLY ONE CAN BE SELECTED. THE-STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE,-YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 OPTIONS FOR RESOLUTIONS 007A AND-007B, YOUR OTHER VOTES MUST BE EITHER AGAINST OR ABSTAIN THANK YOU. | Non-Voting | |||||||||||||
| AMERICAN WATER WORKS COMPANY, INC. | |||||||||||||||
| Security | 030420103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AWK | Meeting Date | 10-May-2023 | ||||||||||||
| ISIN | US0304201033 | Agenda | 935793782 - Management | ||||||||||||
| Record Date | 17-Mar-2023 | Holding Recon Date | 17-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 09-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Jeffrey N. Edwards | Management | For | For | |||||||||||
| 1b. | Election of Director: Martha Clark Goss | Management | For | For | |||||||||||
| 1c. | Election of Director: M. Susan Hardwick | Management | For | For | |||||||||||
| 1d. | Election of Director: Kimberly J. Harris | Management | For | For | |||||||||||
| 1e. | Election of Director: Laurie P. Havanec | Management | For | For | |||||||||||
| 1f. | Election of Director: Julia L. Johnson | Management | For | For | |||||||||||
| 1g. | Election of Director: Patricia L. Kampling | Management | For | For | |||||||||||
| 1h. | Election of Director: Karl F. Kurz | Management | For | For | |||||||||||
| 1i. | Election of Director: Michael L. Marberry | Management | For | For | |||||||||||
| 1j. | Election of Director: James G. Stavridis | Management | For | For | |||||||||||
| 2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | |||||||||||
| 3. | Approval, on an advisory basis, of the frequency (i.e., every year, every two years or every three years) of the approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | 1 Year | For | |||||||||||
| 4. | Ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. | Management | For | For | |||||||||||
| 5. | Shareholder proposal on Racial Equity Audit as described in the proxy statement. | Shareholder | Against | For | |||||||||||
| VERIZON COMMUNICATIONS INC. | |||||||||||||||
| Security | 92343V104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | VZ | Meeting Date | 11-May-2023 | ||||||||||||
| ISIN | US92343V1044 | Agenda | 935790700 - Management | ||||||||||||
| Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 10-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1A. | Election of Director: Shellye Archambeau | Management | For | For | |||||||||||
| 1B. | Election of Director: Roxanne Austin | Management | For | For | |||||||||||
| 1C. | Election of Director: Mark Bertolini | Management | For | For | |||||||||||
| 1D. | Election of Director: Vittorio Colao | Management | For | For | |||||||||||
| 1E. | Election of Director: Melanie Healey | Management | For | For | |||||||||||
| 1F. | Election of Director: Laxman Narasimhan | Management | For | For | |||||||||||
| 1G. | Election of Director: Clarence Otis, Jr. | Management | For | For | |||||||||||
| 1H. | Election of Director: Daniel Schulman | Management | For | For | |||||||||||
| 1I. | Election of Director: Rodney Slater | Management | For | For | |||||||||||
| 1J. | Election of Director: Carol Tomé | Management | For | For | |||||||||||
| 1K. | Election of Director: Hans Vestberg | Management | For | For | |||||||||||
| 1L. | Election of Director: Gregory Weaver | Management | For | For | |||||||||||
| 2. | Advisory vote to approve executive compensation | Management | For | For | |||||||||||
| 3. | Advisory vote on the frequency of future advisory votes to approve executive compensation | Management | 1 Year | For | |||||||||||
| 4. | Ratification of appointment of independent registered public accounting firm | Management | For | For | |||||||||||
| 5. | Government requests to remove content | Shareholder | Against | For | |||||||||||
| 6. | Prohibit political contributions | Shareholder | Against | For | |||||||||||
| 7. | Amend clawback policy | Shareholder | Against | For | |||||||||||
| 8. | Shareholder ratification of annual equity awards | Shareholder | Against | For | |||||||||||
| 9. | Independent chair | Shareholder | Against | For | |||||||||||
| AMEREN CORPORATION | |||||||||||||||
| Security | 023608102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AEE | Meeting Date | 11-May-2023 | ||||||||||||
| ISIN | US0236081024 | Agenda | 935795750 - Management | ||||||||||||
| Record Date | 13-Mar-2023 | Holding Recon Date | 13-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 10-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | ELECTION OF DIRECTOR: WARNER L. BAXTER | Management | For | For | |||||||||||
| 1b. | ELECTION OF DIRECTOR: CYNTHIA J. BRINKLEY | Management | For | For | |||||||||||
| 1c. | ELECTION OF DIRECTOR: CATHERINE S. BRUNE | Management | For | For | |||||||||||
| 1d. | ELECTION OF DIRECTOR: J. EDWARD COLEMAN | Management | For | For | |||||||||||
| 1e. | ELECTION OF DIRECTOR: WARD H. DICKSON | Management | For | For | |||||||||||
| 1f. | ELECTION OF DIRECTOR: NOELLE K. EDER | Management | For | For | |||||||||||
| 1g. | ELECTION OF DIRECTOR: ELLEN M. FITZSIMMONS | Management | For | For | |||||||||||
| 1h. | ELECTION OF DIRECTOR: RAFAEL FLORES | Management | For | For | |||||||||||
| 1i. | ELECTION OF DIRECTOR: RICHARD J. HARSHMAN | Management | For | For | |||||||||||
| 1j. | ELECTION OF DIRECTOR: CRAIG S. IVEY | Management | For | For | |||||||||||
| 1k. | ELECTION OF DIRECTOR: JAMES C. JOHNSON | Management | For | For | |||||||||||
| 1l. | ELECTION OF DIRECTOR: MARTIN J. LYONS, JR. | Management | For | For | |||||||||||
| 1m. | ELECTION OF DIRECTOR: STEVEN H. LIPSTEIN | Management | For | For | |||||||||||
| 1n. | ELECTION OF DIRECTOR: LEO S. MACKAY, JR. | Management | For | For | |||||||||||
| 2. | COMPANY PROPOSAL - ADVISORY APPROVAL OF COMPENSATION OF THE NAMED EXECUTIVE OFFICERS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||
| 3. | COMPANY PROPOSAL - ADVISORY APPROVAL OF THE FREQUENCY OF EXECUTIVE COMPENSATION SHAREHOLDER ADVISORY VOTE. | Management | 1 Year | For | |||||||||||
| 4. | COMPANY PROPOSAL - RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2023. | Management | For | For | |||||||||||
| 5. | SHAREHOLDER PROPOSAL REGARDING THE ADOPTION OF SCOPES 1 AND 2 EMISSIONS TARGETS. | Shareholder | Against | For | |||||||||||
| NORFOLK SOUTHERN CORPORATION | |||||||||||||||
| Security | 655844108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NSC | Meeting Date | 11-May-2023 | ||||||||||||
| ISIN | US6558441084 | Agenda | 935801729 - Management | ||||||||||||
| Record Date | 03-Mar-2023 | Holding Recon Date | 03-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 10-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Thomas D. Bell, Jr. | Management | For | For | |||||||||||
| 1b. | Election of Director: Mitchell E. Daniels, Jr. | Management | For | For | |||||||||||
| 1c. | Election of Director: Marcela E. Donadio | Management | For | For | |||||||||||
| 1d. | Election of Director: John C. Huffard, Jr. | Management | For | For | |||||||||||
| 1e. | Election of Director: Christopher T. Jones | Management | For | For | |||||||||||
| 1f. | Election of Director: Thomas C. Kelleher | Management | For | For | |||||||||||
| 1g. | Election of Director: Steven F. Leer | Management | For | For | |||||||||||
| 1h. | Election of Director: Michael D. Lockhart | Management | For | For | |||||||||||
| 1i. | Election of Director: Amy E. Miles | Management | For | For | |||||||||||
| 1j. | Election of Director: Claude Mongeau | Management | For | For | |||||||||||
| 1k. | Election of Director: Jennifer F. Scanlon | Management | For | For | |||||||||||
| 1l. | Election of Director: Alan H. Shaw | Management | For | For | |||||||||||
| 1m. | Election of Director: John R. Thompson | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern's independent auditors for the year ending December 31, 2023. | Management | For | For | |||||||||||
| 3. | Approval of the advisory resolution on executive compensation, as disclosed in the proxy statement for the 2023 Annual Meeting of Shareholders. | Management | For | For | |||||||||||
| 4. | Frequency of advisory resolution on executive compensation. | Management | 1 Year | For | |||||||||||
| 5. | A shareholder proposal regarding street name and non-street name shareholders' rights to call a special meeting. | Shareholder | Against | For | |||||||||||
| SEMPRA ENERGY | |||||||||||||||
| Security | 816851109 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SRE | Meeting Date | 12-May-2023 | ||||||||||||
| ISIN | US8168511090 | Agenda | 935797247 - Management | ||||||||||||
| Record Date | 17-Mar-2023 | Holding Recon Date | 17-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 11-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Andrés Conesa | Management | For | For | |||||||||||
| 1b. | Election of Director: Pablo A. Ferrero | Management | For | For | |||||||||||
| 1c. | Election of Director: Jeffrey W. Martin | Management | For | For | |||||||||||
| 1d. | Election of Director: Bethany J. Mayer | Management | For | For | |||||||||||
| 1e. | Election of Director: Michael N. Mears | Management | For | For | |||||||||||
| 1f. | Election of Director: Jack T. Taylor | Management | For | For | |||||||||||
| 1g. | Election of Director: Cynthia L. Walker | Management | For | For | |||||||||||
| 1h. | Election of Director: Cynthia J. Warner | Management | For | For | |||||||||||
| 1i. | Election of Director: James C. Yardley | Management | For | For | |||||||||||
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | |||||||||||
| 3. | Advisory Approval of Our Executive Compensation | Management | For | For | |||||||||||
| 4. | Advisory Approval of How Often Shareholders Will Vote on an Advisory Basis on Our Executive Compensation | Management | 1 Year | For | |||||||||||
| 5. | Amendment to Our Articles of Incorporation to Increase the Number of Authorized Shares of Our Common Stock | Management | For | For | |||||||||||
| 6. | Amendment to Our Articles of Incorporation to Change the Company's Legal Name | Management | For | For | |||||||||||
| 7. | Amendments to Our Articles of Incorporation to Make Certain Technical and Administrative Changes | Management | For | For | |||||||||||
| 8. | Shareholder Proposal Requiring an Independent Board Chairman | Shareholder | Against | For | |||||||||||
| CROWN CASTLE INC. | |||||||||||||||
| Security | 22822V101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CCI | Meeting Date | 17-May-2023 | ||||||||||||
| ISIN | US22822V1017 | Agenda | 935796788 - Management | ||||||||||||
| Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 16-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: P. Robert Bartolo | Management | For | For | |||||||||||
| 1b. | Election of Director: Jay A. Brown | Management | For | For | |||||||||||
| 1c. | Election of Director: Cindy Christy | Management | For | For | |||||||||||
| 1d. | Election of Director: Ari Q. Fitzgerald | Management | For | For | |||||||||||
| 1e. | Election of Director: Andrea J. Goldsmith | Management | For | For | |||||||||||
| 1f. | Election of Director: Tammy K. Jones | Management | For | For | |||||||||||
| 1g. | Election of Director: Anthony J. Melone | Management | For | For | |||||||||||
| 1h. | Election of Director: W. Benjamin Moreland | Management | For | For | |||||||||||
| 1i. | Election of Director: Kevin A. Stephens | Management | For | For | |||||||||||
| 1j. | Election of Director: Matthew Thornton, III | Management | For | For | |||||||||||
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2023. | Management | For | For | |||||||||||
| 3. | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | |||||||||||
| 4. | The amendment to the Company's Restated Certificate of Incorporation, as amended, regarding officer exculpation. | Management | For | For | |||||||||||
| PPL CORPORATION | |||||||||||||||
| Security | 69351T106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PPL | Meeting Date | 17-May-2023 | ||||||||||||
| ISIN | US69351T1060 | Agenda | 935803381 - Management | ||||||||||||
| Record Date | 28-Feb-2023 | Holding Recon Date | 28-Feb-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 16-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Arthur P. Beattie | Management | For | For | |||||||||||
| 1b. | Election of Director: Raja Rajamannar | Management | For | For | |||||||||||
| 1c. | Election of Director: Heather B. Redman | Management | For | For | |||||||||||
| 1d. | Election of Director: Craig A. Rogerson | Management | For | For | |||||||||||
| 1e. | Election of Director: Vincent Sorgi | Management | For | For | |||||||||||
| 1f. | Election of Director: Linda G. Sullivan | Management | For | For | |||||||||||
| 1g. | Election of Director: Natica von Althann | Management | For | For | |||||||||||
| 1h. | Election of Director: Keith H. Williamson | Management | For | For | |||||||||||
| 1i. | Election of Director: Phoebe A. Wood | Management | For | For | |||||||||||
| 1j. | Election of Director: Armando Zagalo de Lima | Management | For | For | |||||||||||
| 2. | Advisory vote to approve compensation of named executive officers | Management | For | For | |||||||||||
| 3. | Advisory vote on the frequency of future executive compensation votes | Management | 1 Year | For | |||||||||||
| 4. | Ratification of the appointment of Independent Registered Public Accounting Firm | Management | For | For | |||||||||||
| 5. | Shareowner Proposal regarding Independent Board Chairman | Shareholder | Against | For | |||||||||||
| UNION PACIFIC CORPORATION | |||||||||||||||
| Security | 907818108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | UNP | Meeting Date | 18-May-2023 | ||||||||||||
| ISIN | US9078181081 | Agenda | 935805703 - Management | ||||||||||||
| Record Date | 17-Mar-2023 | Holding Recon Date | 17-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 17-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: William J. DeLaney | Management | For | For | |||||||||||
| 1b. | Election of Director: David B. Dillon | Management | For | For | |||||||||||
| 1c. | Election of Director: Sheri H. Edison | Management | For | For | |||||||||||
| 1d. | Election of Director: Teresa M. Finley | Management | For | For | |||||||||||
| 1e. | Election of Director: Lance M. Fritz | Management | For | For | |||||||||||
| 1f. | Election of Director: Deborah C. Hopkins | Management | For | For | |||||||||||
| 1g. | Election of Director: Jane H. Lute | Management | For | For | |||||||||||
| 1h. | Election of Director: Michael R. McCarthy | Management | For | For | |||||||||||
| 1i. | Election of Director: Jose H. Villarreal | Management | For | For | |||||||||||
| 1j. | Election of Director: Christopher J. Williams | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2023. | Management | For | For | |||||||||||
| 3. | An advisory vote to approve executive compensation ("Say On Pay"). | Management | For | For | |||||||||||
| 4. | An advisory vote on the frequency of future advisory votes on executive compensation ("Say on Frequency"). | Management | 1 Year | For | |||||||||||
| 5. | Shareholder proposal regarding independent board chairman. | Shareholder | For | Against | |||||||||||
| 6. | Shareholder proposal requesting an amendment to our Bylaws to require shareholder approval for certain future amendments. | Shareholder | Against | For | |||||||||||
| 7. | Shareholder proposal requesting a paid sick leave policy. | Shareholder | Against | For | |||||||||||
| PG&E CORPORATION | |||||||||||||||
| Security | 69331C108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PCG | Meeting Date | 18-May-2023 | ||||||||||||
| ISIN | US69331C1080 | Agenda | 935808521 - Management | ||||||||||||
| Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 17-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Cheryl F. Campbell | Management | For | For | |||||||||||
| 1b. | Election of Director: Kerry W. Cooper | Management | For | For | |||||||||||
| 1c. | Election of Director: Arno L. Harris | Management | For | For | |||||||||||
| 1d. | Election of Director: Carlos M. Hernandez | Management | For | For | |||||||||||
| 1e. | Election of Director: Michael R. Niggli | Management | For | For | |||||||||||
| 1f. | Election of Director: Benjamin F. Wilson | Management | For | For | |||||||||||
| 2. | Advisory Vote to Approve Executive Compensation | Management | For | For | |||||||||||
| 3. | Advisory Vote on the Frequency of the Advisory Vote to Approve Executive Compensation | Management | 1 Year | For | |||||||||||
| 4. | Ratification of the Appointment of Deloitte and Touche LLP as the Independent Public Accounting Firm | Management | For | For | |||||||||||
| OGE ENERGY CORP. | |||||||||||||||
| Security | 670837103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | OGE | Meeting Date | 18-May-2023 | ||||||||||||
| ISIN | US6708371033 | Agenda | 935808622 - Management | ||||||||||||
| Record Date | 20-Mar-2023 | Holding Recon Date | 20-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 17-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Frank A. Bozich | Management | For | For | |||||||||||
| 1b. | Election of Director: Peter D. Clarke | Management | For | For | |||||||||||
| 1c. | Election of Director: Cathy R. Gates | Management | For | For | |||||||||||
| 1d. | Election of Director: David L. Hauser | Management | For | For | |||||||||||
| 1e. | Election of Director: Luther C. Kissam, IV | Management | For | For | |||||||||||
| 1f. | Election of Director: Judy R. McReynolds | Management | For | For | |||||||||||
| 1g. | Election of Director: David E. Rainbolt | Management | For | For | |||||||||||
| 1h. | Election of Director: J. Michael Sanner | Management | For | For | |||||||||||
| 1i. | Election of Director: Sheila G. Talton | Management | For | For | |||||||||||
| 1j. | Election of Director: Sean Trauschke | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the Company's principal independent accountants for 2023. | Management | For | For | |||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |||||||||||
| 4. | Advisory Vote on the Frequency of Advisory Votes on Executive Compensation. | Management | 1 Year | For | |||||||||||
| 5. | Amendment of the Restated Certifcate of Incorporation to Modify the Supermajority Voting Provisions | Management | For | For | |||||||||||
| NEXTERA ENERGY, INC. | |||||||||||||||
| Security | 65339F101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NEE | Meeting Date | 18-May-2023 | ||||||||||||
| ISIN | US65339F1012 | Agenda | 935808696 - Management | ||||||||||||
| Record Date | 22-Mar-2023 | Holding Recon Date | 22-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 17-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Nicole S. Arnaboldi | Management | For | For | |||||||||||
| 1b. | Election of Director: Sherry S. Barrat | Management | For | For | |||||||||||
| 1c. | Election of Director: James L. Camaren | Management | For | For | |||||||||||
| 1d. | Election of Director: Kenneth B. Dunn | Management | For | For | |||||||||||
| 1e. | Election of Director: Naren K. Gursahaney | Management | For | For | |||||||||||
| 1f. | Election of Director: Kirk S. Hachigian | Management | For | For | |||||||||||
| 1g. | Election of Director: John W. Ketchum | Management | For | For | |||||||||||
| 1h. | Election of Director: Amy B. Lane | Management | For | For | |||||||||||
| 1i. | Election of Director: David L. Porges | Management | For | For | |||||||||||
| 1j. | Election of Director: Deborah "Dev" Stahlkopf | Management | For | For | |||||||||||
| 1k. | Election of Director: John A. Stall | Management | For | For | |||||||||||
| 1l. | Election of Director: Darryl L. Wilson | Management | For | For | |||||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2023 | Management | For | For | |||||||||||
| 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement | Management | For | For | |||||||||||
| 4. | Non-Binding advisory vote on whether NextEra Energy should hold a non-binding shareholder advisory vote to approve NextEra Energy's compensation of its named executive officers every 1, 2 or 3 years | Management | 1 Year | For | |||||||||||
| 5. | A proposal entitled "Board Skills Disclosure" requesting a chart of individual board skills | Shareholder | Against | For | |||||||||||
| ALLIANT ENERGY CORPORATION | |||||||||||||||
| Security | 018802108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | LNT | Meeting Date | 23-May-2023 | ||||||||||||
| ISIN | US0188021085 | Agenda | 935814942 - Management | ||||||||||||
| Record Date | 22-Mar-2023 | Holding Recon Date | 22-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 22-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director for term ending in 2024: Stephanie L. Cox | Management | For | For | |||||||||||
| 1b. | Election of Director for term ending in 2026: Patrick E. Allen | Management | For | For | |||||||||||
| 1c. | Election of Director for term ending in 2026: Michael D. Garcia | Management | For | For | |||||||||||
| 1d. | Election of Director for term ending in 2026: Susan D. Whiting | Management | For | For | |||||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | |||||||||||
| 3. | Advisory vote on the frequency of advisory vote to approve the compensation of our named executive officers. | Management | 1 Year | For | |||||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2023. | Management | For | For | |||||||||||
| NISOURCE INC. | |||||||||||||||
| Security | 65473P105 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | NI | Meeting Date | 23-May-2023 | ||||||||||||
| ISIN | US65473P1057 | Agenda | 935817291 - Management | ||||||||||||
| Record Date | 29-Mar-2023 | Holding Recon Date | 29-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 22-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director to hold office until the next Annual Stockholders' Meeting: Peter A. Altabef | Management | For | For | |||||||||||
| 1b. | Election of Director to hold office until the next Annual Stockholders' Meeting: Sondra L. Barbour | Management | For | For | |||||||||||
| 1c. | Election of Director to hold office until the next Annual Stockholders' Meeting: Theodore H. Bunting, Jr. | Management | For | For | |||||||||||
| 1d. | Election of Director to hold office until the next Annual Stockholders' Meeting: Eric L. Butler | Management | For | For | |||||||||||
| 1e. | Election of Director to hold office until the next Annual Stockholders' Meeting: Aristides S. Candris | Management | For | For | |||||||||||
| 1f. | Election of Director to hold office until the next Annual Stockholders' Meeting: Deborah A. Henretta | Management | For | For | |||||||||||
| 1g. | Election of Director to hold office until the next Annual Stockholders' Meeting: Deborah A. P. Hersman | Management | For | For | |||||||||||
| 1h. | Election of Director to hold office until the next Annual Stockholders' Meeting: Michael E. Jesanis | Management | For | For | |||||||||||
| 1i. | Election of Director to hold office until the next Annual Stockholders' Meeting: William D. Johnson | Management | For | For | |||||||||||
| 1j. | Election of Director to hold office until the next Annual Stockholders' Meeting: Kevin T. Kabat | Management | For | For | |||||||||||
| 1k. | Election of Director to hold office until the next Annual Stockholders' Meeting: Cassandra S. Lee | Management | For | For | |||||||||||
| 1l. | Election of Director to hold office until the next Annual Stockholders' Meeting: Lloyd M. Yates | Management | For | For | |||||||||||
| 2. | To approve named executive officer compensation on an advisory basis. | Management | For | For | |||||||||||
| 3. | To approve the frequency of future advisory votes on named executive officer compensation on an advisory basis. | Management | 1 Year | For | |||||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2023. | Management | For | For | |||||||||||
| 5. | To approve an Amendment to our Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock. | Management | For | For | |||||||||||
| 6. | Stockholder proposal requesting the adoption of a policy requiring the separation of the roles of Chairman of the Board and Chief Executive Officer. | Shareholder | Against | For | |||||||||||
| FIRSTENERGY CORP. | |||||||||||||||
| Security | 337932107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | FE | Meeting Date | 24-May-2023 | ||||||||||||
| ISIN | US3379321074 | Agenda | 935804167 - Management | ||||||||||||
| Record Date | 27-Mar-2023 | Holding Recon Date | 27-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 23-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Jana T. Croom | Management | For | For | |||||||||||
| 1b. | Election of Director: Steven J. Demetriou | Management | For | For | |||||||||||
| 1c. | Election of Director: Lisa Winston Hicks | Management | For | For | |||||||||||
| 1d. | Election of Director: Paul Kaleta | Management | For | For | |||||||||||
| 1e. | Election of Director: Sean T. Klimczak | Management | For | For | |||||||||||
| 1f. | Election of Director: Jesse A. Lynn | Management | For | For | |||||||||||
| 1g. | Election of Director: James F. O'Neil III | Management | For | For | |||||||||||
| 1h. | Election of Director: John W. Somerhalder II | Management | For | For | |||||||||||
| 1i. | Election of Director: Andrew Teno | Management | For | For | |||||||||||
| 1j. | Election of Director: Leslie M. Turner | Management | For | For | |||||||||||
| 1k. | Election of Director: Melvin Williams | Management | For | For | |||||||||||
| 2. | Ratify the Appointment of the Independent Registered Public Accounting Firm for 2023 | Management | For | For | |||||||||||
| 3. | Approve, on an Advisory Basis, Named Executive Officer Compensation | Management | For | For | |||||||||||
| 4. | Approve, on an Advisory Basis, the Frequency of Future Advisory Votes to Approve Named Executive Officer Compensation | Management | 1 Year | For | |||||||||||
| 5. | Approve an Amendment to the Amended and Restated Code of Regulations to Reduce the Percentage of Shares Required to Call a Special Meeting of Shareholders | Management | For | For | |||||||||||
| 6. | Shareholder Ratification of Termination Pay | Shareholder | Against | For | |||||||||||
| 7. | Establish a New Board Committee on Decarbonization Risk | Shareholder | Against | For | |||||||||||
| AMERICAN TOWER CORPORATION | |||||||||||||||
| Security | 03027X100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | AMT | Meeting Date | 24-May-2023 | ||||||||||||
| ISIN | US03027X1000 | Agenda | 935806008 - Management | ||||||||||||
| Record Date | 27-Mar-2023 | Holding Recon Date | 27-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 23-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Thomas A. Bartlett | Management | For | For | |||||||||||
| 1b. | Election of Director: Kelly C. Chambliss | Management | For | For | |||||||||||
| 1c. | Election of Director: Teresa H. Clarke | Management | For | For | |||||||||||
| 1d. | Election of Director: Raymond P. Dolan | Management | For | For | |||||||||||
| 1e. | Election of Director: Kenneth R. Frank | Management | For | For | |||||||||||
| 1f. | Election of Director: Robert D. Hormats | Management | For | For | |||||||||||
| 1g. | Election of Director: Grace D. Lieblein | Management | For | For | |||||||||||
| 1h. | Election of Director: Craig Macnab | Management | For | For | |||||||||||
| 1i. | Election of Director: JoAnn A. Reed | Management | For | For | |||||||||||
| 1j. | Election of Director: Pamela D. A. Reeve | Management | For | For | |||||||||||
| 1k. | Election of Director: Bruce L. Tanner | Management | For | For | |||||||||||
| 1l. | Election of Director: Samme L. Thompson | Management | For | For | |||||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2023. | Management | For | For | |||||||||||
| 3. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | |||||||||||
| 4. | To vote, on an advisory basis, on the frequency with which the Company will hold a stockholder advisory vote on executive compensation. | Management | 1 Year | For | |||||||||||
| XCEL ENERGY INC. | |||||||||||||||
| Security | 98389B100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | XEL | Meeting Date | 24-May-2023 | ||||||||||||
| ISIN | US98389B1008 | Agenda | 935814651 - Management | ||||||||||||
| Record Date | 27-Mar-2023 | Holding Recon Date | 27-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 23-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Megan Burkhart | Management | For | For | |||||||||||
| 1b. | Election of Director: Lynn Casey | Management | For | For | |||||||||||
| 1c. | Election of Director: Bob Frenzel | Management | For | For | |||||||||||
| 1d. | Election of Director: Netha Johnson | Management | For | For | |||||||||||
| 1e. | Election of Director: Patricia Kampling | Management | For | For | |||||||||||
| 1f. | Election of Director: George Kehl | Management | For | For | |||||||||||
| 1g. | Election of Director: Richard O'Brien | Management | For | For | |||||||||||
| 1h. | Election of Director: Charles Pardee | Management | For | For | |||||||||||
| 1i. | Election of Director: Christopher Policinski | Management | For | For | |||||||||||
| 1j. | Election of Director: James Prokopanko | Management | For | For | |||||||||||
| 1k. | Election of Director: Kim Williams | Management | For | For | |||||||||||
| 1l. | Election of Director: Daniel Yohannes | Management | For | For | |||||||||||
| 2. | Approval of Xcel Energy Inc.'s executive compensation in an advisory vote (say on pay vote) | Management | For | For | |||||||||||
| 3. | Approval of the frequency of say on pay votes | Management | 1 Year | For | |||||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as Xcel Energy Inc.'s independent registered public accounting firm for 2023 | Management | For | For | |||||||||||
| THE SOUTHERN COMPANY | |||||||||||||||
| Security | 842587107 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SO | Meeting Date | 24-May-2023 | ||||||||||||
| ISIN | US8425871071 | Agenda | 935819764 - Management | ||||||||||||
| Record Date | 27-Mar-2023 | Holding Recon Date | 27-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 23-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Janaki Akella | Management | For | For | |||||||||||
| 1b. | Election of Director: Henry A. Clark III | Management | For | For | |||||||||||
| 1c. | Election of Director: Anthony F. Earley, Jr. | Management | For | For | |||||||||||
| 1d. | Election of Director: Thomas A. Fanning | Management | For | For | |||||||||||
| 1e. | Election of Director: David J. Grain | Management | For | For | |||||||||||
| 1f. | Election of Director: Colette D. Honorable | Management | For | For | |||||||||||
| 1g. | Election of Director: Donald M. James | Management | For | For | |||||||||||
| 1h. | Election of Director: John D. Johns | Management | For | For | |||||||||||
| 1i. | Election of Director: Dale E. Klein | Management | For | For | |||||||||||
| 1j. | Election of Director: David E. Meador | Management | For | For | |||||||||||
| 1k. | Election of Director: Ernest J. Moniz | Management | For | For | |||||||||||
| 1l. | Election of Director: William G. Smith, Jr. | Management | For | For | |||||||||||
| 1m. | Election of Director: Kristine L. Svinicki | Management | For | For | |||||||||||
| 1n. | Election of Director: Lizanne Thomas | Management | For | For | |||||||||||
| 1o. | Election of Director: Christopher C. Womack | Management | For | For | |||||||||||
| 1p. | Election of Director: E. Jenner Wood III | Management | For | For | |||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||
| 3. | Advisory vote to approve the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | |||||||||||
| 4. | Ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for 2023. | Management | For | For | |||||||||||
| 5. | Approve an amendment to the Restated Certificate of incorporation to reduce the supermajority vote requirement to a majority vote requirement. | Management | For | For | |||||||||||
| 6. | Stockholder proposal regarding simple majority vote. | Shareholder | Against | For | |||||||||||
| 7. | Stockholder proposal regarding setting Scope 3 GHG targets. | Shareholder | Against | For | |||||||||||
| 8. | Stockholder proposal regarding issuing annual report on feasibility of reaching net zero. | Shareholder | Against | For | |||||||||||
| EQUINIX, INC. | |||||||||||||||
| Security | 29444U700 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | EQIX | Meeting Date | 25-May-2023 | ||||||||||||
| ISIN | US29444U7000 | Agenda | 935820490 - Management | ||||||||||||
| Record Date | 30-Mar-2023 | Holding Recon Date | 30-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 24-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Nanci Caldwell | Management | For | For | |||||||||||
| 1b. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Adaire Fox-Martin | Management | For | For | |||||||||||
| 1c. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Ron Guerrier | Management | For | For | |||||||||||
| 1d. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Gary Hromadko | Management | For | For | |||||||||||
| 1e. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Charles Meyers | Management | For | For | |||||||||||
| 1f. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Thomas Olinger | Management | For | For | |||||||||||
| 1g. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Christopher Paisley | Management | For | For | |||||||||||
| 1h. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Jeetu Patel | Management | For | For | |||||||||||
| 1i. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Sandra Rivera | Management | For | For | |||||||||||
| 1j. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Fidelma Russo | Management | For | For | |||||||||||
| 1k. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Peter Van Camp | Management | For | For | |||||||||||
| 2. | Approval, by a non-binding advisory vote, of the compensation of our named executive officers. | Management | For | For | |||||||||||
| 3. | Approval, by a non-binding advisory vote, of the frequency with which our stockholders will vote on the compensation of our named executive officers | Management | 1 Year | For | |||||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | For | For | |||||||||||
| 5. | A stockholder proposal related to shareholder ratification of termination pay | Shareholder | Against | For | |||||||||||
| SBA COMMUNICATIONS CORPORATION | |||||||||||||||
| Security | 78410G104 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SBAC | Meeting Date | 25-May-2023 | ||||||||||||
| ISIN | US78410G1040 | Agenda | 935820515 - Management | ||||||||||||
| Record Date | 24-Mar-2023 | Holding Recon Date | 24-Mar-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 24-May-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1.1 | Election of Director For a three-year term expiring at the 2026 Annual Meeting: Steven E. Bernstein | Management | For | For | |||||||||||
| 1.2 | Election of Director For a three-year term expiring at the 2026 Annual Meeting: Laurie Bowen | Management | For | For | |||||||||||
| 1.3 | Election of Director For a three-year term expiring at the 2026 Annual Meeting: Amy E. Wilson | Management | For | For | |||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as SBA's independent registered public accounting firm for the 2023 fiscal year. | Management | For | For | |||||||||||
| 3. | Approval, on an advisory basis, of the compensation of SBA's named executive officers. | Management | For | For | |||||||||||
| 4. | Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of SBA's named executive officers. | Management | 1 Year | For | |||||||||||
| REXFORD INDUSTRIAL REALTY, INC. | |||||||||||||||
| Security | 76169C100 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | REXR | Meeting Date | 05-Jun-2023 | ||||||||||||
| ISIN | US76169C1009 | Agenda | 935824777 - Management | ||||||||||||
| Record Date | 03-Apr-2023 | Holding Recon Date | 03-Apr-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 02-Jun-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1.1 | Election of Director: Robert L. Antin | Management | For | For | |||||||||||
| 1.2 | Election of Director: Michael S. Frankel | Management | For | For | |||||||||||
| 1.3 | Election of Director: Diana J. Ingram | Management | For | For | |||||||||||
| 1.4 | Election of Director: Angela L. Kleiman | Management | For | For | |||||||||||
| 1.5 | Election of Director: Debra L. Morris | Management | For | For | |||||||||||
| 1.6 | Election of Director: Tyler H. Rose | Management | For | For | |||||||||||
| 1.7 | Election of Director: Howard Schwimmer | Management | For | For | |||||||||||
| 1.8 | Election of Director: Richard S. Ziman | Management | For | For | |||||||||||
| 2. | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | |||||||||||
| 3. | The advisory resolution to approve the Company's named executive officer compensation for the fiscal year ended December 31, 2022, as described in the Rexford Industrial Realty, Inc. Proxy Statement. | Management | For | For | |||||||||||
| COMCAST CORPORATION | |||||||||||||||
| Security | 20030N101 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CMCSA | Meeting Date | 07-Jun-2023 | ||||||||||||
| ISIN | US20030N1019 | Agenda | 935845492 - Management | ||||||||||||
| Record Date | 03-Apr-2023 | Holding Recon Date | 03-Apr-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 06-Jun-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Kenneth J. Bacon | For | For | ||||||||||||
| 2 | Thomas J. Baltimore Jr. | For | For | ||||||||||||
| 3 | Madeline S. Bell | For | For | ||||||||||||
| 4 | Edward D. Breen | For | For | ||||||||||||
| 5 | Gerald L. Hassell | For | For | ||||||||||||
| 6 | Jeffrey A. Honickman | For | For | ||||||||||||
| 7 | Maritza G. Montiel | For | For | ||||||||||||
| 8 | Asuka Nakahara | For | For | ||||||||||||
| 9 | David C. Novak | For | For | ||||||||||||
| 10 | Brian L. Roberts | For | For | ||||||||||||
| 2. | Ratification of the appointment of our independent auditors. | Management | For | For | |||||||||||
| 3. | Approval of Comcast Corporation 2023 Omnibus Equity Incentive Plan. | Management | For | For | |||||||||||
| 4. | Approval of Amended and Restated Comcast Corporation 2002 Employee Stock Purchase Plan. | Management | For | For | |||||||||||
| 5. | Advisory vote on executive compensation. | Management | For | For | |||||||||||
| 6. | Advisory vote on the frequency of the vote on executive compensation. | Management | 1 Year | For | |||||||||||
| 7. | To perform independent racial equity audit. | Shareholder | Against | For | |||||||||||
| 8. | To report on climate risk in default retirement plan options. | Shareholder | Against | For | |||||||||||
| 9. | To set different greenhouse gas emissions reduction targets. | Shareholder | Against | For | |||||||||||
| 10. | To report on political contributions and company values alignment. | Shareholder | Against | For | |||||||||||
| 11. | To report on business in China. | Shareholder | Against | For | |||||||||||
| DIGITAL REALTY TRUST, INC. | |||||||||||||||
| Security | 253868103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | DLR | Meeting Date | 08-Jun-2023 | ||||||||||||
| ISIN | US2538681030 | Agenda | 935849743 - Management | ||||||||||||
| Record Date | 06-Apr-2023 | Holding Recon Date | 06-Apr-2023 | ||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 07-Jun-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1a. | Election of Director: Alexis Black Bjorlin | Management | For | For | |||||||||||
| 1b. | Election of Director: VeraLinn Jamieson | Management | For | For | |||||||||||
| 1c. | Election of Director: Kevin J. Kennedy | Management | For | For | |||||||||||
| 1d. | Election of Director: William G. LaPerch | Management | For | For | |||||||||||
| 1e. | Election of Director: Jean F.H.P. Mandeville | Management | For | For | |||||||||||
| 1f. | Election of Director: Afshin Mohebbi | Management | For | For | |||||||||||
| 1g. | Election of Director: Mark R. Patterson | Management | For | For | |||||||||||
| 1h. | Election of Director: Mary Hogan Preusse | Management | For | For | |||||||||||
| 1i. | Election of Director: Andrew P. Power | Management | For | For | |||||||||||
| 2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | |||||||||||
| 3. | To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers, as more fully described in the accompanying Proxy Statement (Say-on-Pay). | Management | For | For | |||||||||||
| 4. | To approve, on a non-binding, advisory basis, the frequency of holding future advisory votes on the compensation of our named executive officers (every one, two or three years). | Management | 1 Year | For | |||||||||||
| 5. | A stockholder proposal regarding reporting on concealment clauses. | Shareholder | Against | For | |||||||||||
| 6. | A stockholder proposal regarding inclusion in the workplace. | Shareholder | Against | For | |||||||||||
| CANADIAN PACIFIC KANSAS CITY LIMITED | |||||||||||||||
| Security | 13646K108 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | CP | Meeting Date | 15-Jun-2023 | ||||||||||||
| ISIN | CA13646K1084 | Agenda | 935864149 - Management | ||||||||||||
| Record Date | 24-Apr-2023 | Holding Recon Date | 24-Apr-2023 | ||||||||||||
| City / | Country | / | Canada | Vote Deadline Date | 13-Jun-2023 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||
| 1 | Appointment of the Auditor as named in the Proxy Circular. | Management | For | For | |||||||||||
| 2 | Advisory vote to approve the Corporation's approach to executive compensation as described in the Proxy Circular. | Management | For | For | |||||||||||
| 3 | Advisory vote to approve the Corporation's approach to climate change as described in the Proxy Circular. | Management | For | For | |||||||||||
| 4A | Election of Director - The Hon. John Baird | Management | For | For | |||||||||||
| 4B | Election of Director - Isabelle Courville | Management | For | For | |||||||||||
| 4C | Election of Director - Keith E. Creel | Management | For | For | |||||||||||
| 4D | Election of Director - Gillian H. Denham | Management | For | For | |||||||||||
| 4E | Election of Director - Amb. Antonio Garza (Ret.) | Management | For | For | |||||||||||
| 4F | Election of Director - David Garza-Santos | Management | For | For | |||||||||||
| 4G | Election of Director - Edward R. Hamberger | Management | For | For | |||||||||||
| 4H | Election of Director - Janet H. Kennedy | Management | For | For | |||||||||||
| 4I | Election of Director - Henry J. Maier | Management | For | For | |||||||||||
| 4J | Election of Director - Matthew H. Paull | Management | For | For | |||||||||||
| 4K | Election of Director - Jane L. Peverett | Management | For | For | |||||||||||
| 4L | Election of Director - Andrea Robertson | Management | For | For | |||||||||||
| 4M | Election of Director - Gordon T. Trafton | Management | For | For | |||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Reaves Utility Income Fund | |||
| By: | /s/ Joseph Rhame III | ||
| Joseph (Jay) Rhame III | |||
| President | |||
| Date: | August 8, 2023 | ||
