The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 281 | 1,352 | SH | DFND | 1,2 | 1,282 | 0 | 70 | |
3M CO | COM | 88579Y101 | 185 | 888 | SH | DFND | 3,4 | 0 | 0 | 888 | |
ABBOTT LABS | COM | 002824100 | 348 | 4,356 | SH | DFND | 1,2 | 4,356 | 0 | 0 | |
ABBOTT LABS | COM | 002824100 | 526 | 6,583 | SH | DFND | 3,4 | 0 | 0 | 6,583 | |
ABBVIE INC | COM | 00287Y109 | 1,354 | 16,801 | SH | DFND | 1,2 | 16,412 | 389 | 0 | |
ABBVIE INC | COM | 00287Y109 | 820 | 10,170 | SH | DFND | 3,4 | 0 | 0 | 10,170 | |
ABIOMED INC | COM | 003654100 | 10 | 35 | SH | DFND | 1,2 | 35 | 0 | 0 | |
ABIOMED INC | COM | 003654100 | 1,047 | 3,667 | SH | DFND | 3,4 | 0 | 0 | 3,667 | |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 317 | 1,799 | SH | DFND | 1,2 | 1,799 | 0 | 0 | |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 60 | 339 | SH | DFND | 3,4 | 0 | 0 | 339 | |
ADOBE INC | COM | 00724F101 | 347 | 1,301 | SH | DFND | 1,2 | 1,301 | 0 | 0 | |
ADOBE INC | COM | 00724F101 | 11 | 43 | SH | DFND | 3,4 | 0 | 0 | 43 | |
AFLAC INC | COM | 001055102 | 136 | 2,716 | SH | DFND | 1,2 | 2,716 | 0 | 0 | |
AFLAC INC | COM | 001055102 | 370 | 7,404 | SH | DFND | 3,4 | 0 | 0 | 7,404 | |
AGCO CORP | COM | 001084102 | 442 | 6,352 | SH | DFND | 1,2 | 6,206 | 0 | 146 | |
ALGONQUIN PWR UTILS CORP | COM | 015857105 | 654 | 58,000 | SH | DFND | 3,4 | 0 | 0 | 58,000 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 290 | 1,591 | SH | DFND | 1,2 | 1,591 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 58 | 317 | SH | DFND | 3,4 | 0 | 0 | 317 | |
ALLSTATE CORP | COM | 020002101 | 190 | 2,013 | SH | DFND | 1,2 | 1,970 | 0 | 43 | |
ALLSTATE CORP | COM | 020002101 | 17 | 184 | SH | DFND | 3,4 | 0 | 0 | 184 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 1,130 | 960 | SH | DFND | 1,2 | 939 | 0 | 21 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 1,120 | 952 | SH | DFND | 3,4 | 0 | 0 | 952 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 642 | 547 | SH | DFND | 1,2 | 547 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 588 | 501 | SH | DFND | 3,4 | 0 | 0 | 501 | |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 245 | 24,503 | SH | DFND | 1,2 | 24,325 | 0 | 178 | |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 793 | 79,024 | SH | DFND | 3,4 | 0 | 0 | 79,024 | |
ALPS ETF TR | RIVERFRNT DYMC | 00162Q528 | 335 | 10,440 | SH | DFND | 3,4 | 0 | 0 | 10,440 | |
ALPS ETF TR | RIVERFRNT FLEX | 00162Q510 | 245 | 7,456 | SH | DFND | 3,4 | 0 | 0 | 7,456 | |
ALPS ETF TR | RIVERFRONT DYM | 00162Q536 | 919 | 37,623 | SH | DFND | 3,4 | 0 | 0 | 37,623 | |
ALPS ETF TR | RIVERFRONT UNC | 00162Q544 | 732 | 29,198 | SH | DFND | 3,4 | 0 | 0 | 29,198 | |
ALTICE USA INC | CL A | 02156K103 | 229 | 10,650 | SH | DFND | 3,4 | 0 | 0 | 10,650 | |
ALTRIA GROUP INC | COM | 02209S103 | 1,316 | 22,910 | SH | DFND | 1,2 | 22,079 | 831 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 418 | 7,278 | SH | DFND | 3,4 | 0 | 0 | 7,278 | |
AMAZON COM INC | COM | 023135106 | 1,339 | 752 | SH | DFND | 1,2 | 752 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 2,504 | 1,406 | SH | DFND | 3,4 | 0 | 0 | 1,406 | |
AMERICAN ELEC PWR CO INC | COM | 025537101 | 428 | 5,105 | SH | DFND | 1,2 | 4,875 | 230 | 0 | |
AMERICAN ELEC PWR CO INC | COM | 025537101 | 75 | 898 | SH | DFND | 3,4 | 0 | 0 | 898 | |
AMERICAN EXPRESS CO | COM | 025816109 | 246 | 2,250 | SH | DFND | 1,2 | 2,250 | 0 | 0 | |
AMERICAN EXPRESS CO | COM | 025816109 | 5 | 43 | SH | DFND | 3,4 | 0 | 0 | 43 | |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 331 | 1,679 | SH | DFND | 1,2 | 1,679 | 0 | 0 | |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 40 | 205 | SH | DFND | 3,4 | 0 | 0 | 205 | |
AMGEN INC | COM | 031162100 | 352 | 1,855 | SH | DFND | 1,2 | 1,855 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 291 | 1,530 | SH | DFND | 3,4 | 0 | 0 | 1,530 | |
AMPHENOL CORP NEW | CL A | 032095101 | 423 | 4,478 | SH | DFND | 1,2 | 4,264 | 0 | 214 | |
AMPHENOL CORP NEW | CL A | 032095101 | 425 | 4,496 | SH | DFND | 3,4 | 0 | 0 | 4,496 | |
APPLE INC | COM | 037833100 | 2,633 | 13,857 | SH | DFND | 1,2 | 13,638 | 0 | 219 | |
APPLE INC | COM | 037833100 | 4,693 | 24,708 | SH | DFND | 3,4 | 0 | 0 | 24,708 | |
APPLE INC | COM | 037833100 | 2,089 | 11,000 | SH | Put | DFND | 3,4 | 0 | 0 | 11,000 |
APTIV PLC | SHS | G6095L109 | 118 | 1,479 | SH | DFND | 1,2 | 1,479 | 0 | 0 | |
APTIV PLC | SHS | G6095L109 | 389 | 4,898 | SH | DFND | 3,4 | 0 | 0 | 4,898 | |
ARCOSA INC | COM | 039653100 | 103 | 3,357 | SH | DFND | 1,2 | 3,299 | 0 | 58 | |
ARCOSA INC | COM | 039653100 | 257 | 8,406 | SH | DFND | 3,4 | 0 | 0 | 8,406 | |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 596 | 14,736 | SH | DFND | 1,2 | 14,193 | 543 | 0 | |
AT&T INC | COM | 00206R102 | 1,691 | 53,901 | SH | DFND | 1,2 | 53,278 | 623 | 0 | |
AT&T INC | COM | 00206R102 | 2,476 | 78,953 | SH | DFND | 3,4 | 0 | 0 | 78,953 | |
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 457 | 2,860 | SH | DFND | 1,2 | 2,860 | 0 | 0 | |
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 169 | 1,060 | SH | DFND | 3,4 | 0 | 0 | 1,060 | |
AVERY DENNISON CORP | COM | 053611109 | 222 | 1,962 | SH | DFND | 1,2 | 1,962 | 0 | 0 | |
BANCO SANTANDER SA | ADR | 05964H105 | 127 | 27,397 | SH | DFND | 1,2 | 27,397 | 0 | 0 | |
BANCO SANTANDER SA | ADR | 05964H105 | 0 | 6 | SH | DFND | 3,4 | 0 | 0 | 6 | |
BANK AMER CORP | COM | 060505104 | 820 | 29,737 | SH | DFND | 1,2 | 29,737 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 41 | 1,496 | SH | DFND | 3,4 | 0 | 0 | 1,496 | |
BAXTER INTL INC | COM | 071813109 | 250 | 3,076 | SH | DFND | 1,2 | 3,076 | 0 | 0 | |
BCE INC | COM NEW | 05534B760 | 939 | 21,167 | SH | DFND | 1,2 | 20,203 | 964 | 0 | |
BCE INC | COM NEW | 05534B760 | 10 | 229 | SH | DFND | 3,4 | 0 | 0 | 229 | |
BECTON DICKINSON & CO | COM | 075887109 | 240 | 960 | SH | DFND | 1,2 | 960 | 0 | 0 | |
BECTON DICKINSON & CO | COM | 075887109 | 672 | 2,691 | SH | DFND | 3,4 | 0 | 0 | 2,691 | |
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 301 | 1 | SH | DFND | 1,2 | 1 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 803 | 3,998 | SH | DFND | 1,2 | 3,895 | 0 | 103 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 482 | 2,400 | SH | DFND | 3,4 | 0 | 0 | 2,400 | |
BLACKROCK INC | COM | 09247X101 | 198 | 464 | SH | DFND | 1,2 | 464 | 0 | 0 | |
BLACKROCK INC | COM | 09247X101 | 7 | 16 | SH | DFND | 3,4 | 0 | 0 | 16 | |
BLACKROCK MUN 2030 TAR TERM | COM SHS BEN IN | 09257P105 | 202 | 9,100 | SH | DFND | 3,4 | 0 | 0 | 9,100 | |
BLACKROCK MUNICIPL INC QLTY | COM | 092479104 | 238 | 17,770 | SH | DFND | 1,2 | 17,770 | 0 | 0 | |
BLACKROCK SCIENCE & TECH TR | SHS | 09258G104 | 298 | 9,088 | SH | DFND | 3,4 | 0 | 0 | 9,088 | |
BLACKROCK TAX MUNICPAL BD TR | SHS | 09248X100 | 12,601 | 561,823 | SH | DFND | 1,2 | 559,295 | 0 | 2,528 | |
BLACKROCK TAX MUNICPAL BD TR | SHS | 09248X100 | 12 | 550 | SH | DFND | 3,4 | 0 | 0 | 550 | |
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 310 | 8,861 | SH | DFND | 3,4 | 0 | 0 | 8,861 | |
BLACKSTONE GSO FLTING RTE FU | COM | 09256U105 | 514 | 31,307 | SH | DFND | 3,4 | 0 | 0 | 31,307 | |
BOEING CO | COM | 097023105 | 432 | 1,133 | SH | DFND | 1,2 | 1,133 | 0 | 0 | |
BOEING CO | COM | 097023105 | 3,585 | 9,399 | SH | DFND | 3,4 | 0 | 0 | 9,399 | |
BOOKING HLDGS INC | COM | 09857L108 | 692 | 397 | SH | DFND | 1,2 | 383 | 0 | 14 | |
BP PLC | SPONSORED ADR | 055622104 | 1,075 | 24,576 | SH | DFND | 1,2 | 23,680 | 896 | 0 | |
BP PLC | SPONSORED ADR | 055622104 | 26 | 600 | SH | DFND | 3,4 | 0 | 0 | 600 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 218 | 4,561 | SH | DFND | 1,2 | 4,561 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 556 | 11,651 | SH | DFND | 3,4 | 0 | 0 | 11,651 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 382 | 8,000 | SH | Put | DFND | 3,4 | 0 | 0 | 8,000 |
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 476 | 11,404 | SH | DFND | 1,2 | 10,794 | 610 | 0 | |
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 21 | 500 | SH | DFND | 3,4 | 0 | 0 | 500 | |
BROADCOM INC | COM | 11135F101 | 729 | 2,423 | SH | DFND | 1,2 | 2,423 | 0 | 0 | |
BROADCOM INC | COM | 11135F101 | 726 | 2,413 | SH | DFND | 3,4 | 0 | 0 | 2,413 | |
BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 | 1,141 | 10,997 | SH | DFND | 1,2 | 10,717 | 0 | 280 | |
BUNGE LIMITED | COM | G16962105 | 356 | 6,700 | SH | DFND | 3,4 | 0 | 0 | 6,700 | |
CAPITAL SOUTHWEST CORP | COM | 140501107 | 1,286 | 61,100 | SH | DFND | 3,4 | 0 | 0 | 61,100 | |
CATERPILLAR INC DEL | COM | 149123101 | 236 | 1,744 | SH | DFND | 1,2 | 1,744 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 358 | 2,642 | SH | DFND | 3,4 | 0 | 0 | 2,642 | |
CDN IMPERIAL BK COMM TORONTO | COM | 136069101 | 535 | 6,762 | SH | DFND | 1,2 | 6,370 | 392 | 0 | |
CDW CORP | COM | 12514G108 | 468 | 4,866 | SH | DFND | 1,2 | 4,866 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 773 | 14,557 | SH | DFND | 1,2 | 14,203 | 0 | 354 | |
CHEVRON CORP NEW | COM | 166764100 | 1,479 | 12,014 | SH | DFND | 1,2 | 11,867 | 147 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 1,788 | 14,516 | SH | DFND | 3,4 | 0 | 0 | 14,516 | |
CHUBB LIMITED | COM | H1467J104 | 406 | 2,899 | SH | DFND | 1,2 | 2,726 | 0 | 173 | |
CHUBB LIMITED | COM | H1467J104 | 63 | 449 | SH | DFND | 3,4 | 0 | 0 | 449 | |
CINTAS CORP | COM | 172908105 | 70 | 344 | SH | DFND | 1,2 | 344 | 0 | 0 | |
CINTAS CORP | COM | 172908105 | 583 | 2,883 | SH | DFND | 3,4 | 0 | 0 | 2,883 | |
CISCO SYS INC | COM | 17275R102 | 1,348 | 24,982 | SH | DFND | 1,2 | 24,982 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 832 | 15,403 | SH | DFND | 3,4 | 0 | 0 | 15,403 | |
CITIGROUP INC | COM NEW | 172967424 | 227 | 3,653 | SH | DFND | 3,653 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 219 | 3,519 | SH | DFND | 1,2 | 3,519 | 0 | 0 | |
CLEAN HARBORS INC | COM | 184496107 | 572 | 8,001 | SH | DFND | 1,2 | 7,852 | 0 | 149 | |
CLOROX CO DEL | COM | 189054109 | 57 | 355 | SH | DFND | 1,2 | 355 | 0 | 0 | |
CLOROX CO DEL | COM | 189054109 | 152 | 950 | SH | DFND | 3,4 | 0 | 0 | 950 | |
CME GROUP INC | COM CL A | 12572Q105 | 395 | 2,400 | SH | DFND | 1,2 | 2,400 | 0 | 0 | |
CME GROUP INC | COM CL A | 12572Q105 | 211 | 1,284 | SH | DFND | 3,4 | 0 | 0 | 1,284 | |
COCA COLA CO | COM | 191216100 | 1,260 | 26,875 | SH | DFND | 1,2 | 25,903 | 972 | 0 | |
COCA COLA CO | COM | 191216100 | 2,402 | 51,266 | SH | DFND | 3,4 | 0 | 0 | 51,266 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 351 | 4,847 | SH | DFND | 1,2 | 4,749 | 0 | 98 | |
COMCAST CORP NEW | CL A | 20030N101 | 364 | 9,106 | SH | DFND | 1,2 | 9,106 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 76 | 1,891 | SH | DFND | 3,4 | 0 | 0 | 1,891 | |
COMSTOCK RES INC | COM | 205768302 | 69 | 10,000 | SH | DFND | 1,2 | 10,000 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 232 | 3,473 | SH | DFND | 1,2 | 3,473 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 42 | 636 | SH | DFND | 3,4 | 0 | 0 | 636 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 243 | 1,003 | SH | DFND | 1,2 | 1,003 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 140 | 580 | SH | DFND | 3,4 | 0 | 0 | 580 | |
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 1,298 | 10,142 | SH | DFND | 1,2 | 9,747 | 395 | 0 | |
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 928 | 7,252 | SH | DFND | 3,4 | 0 | 0 | 7,252 | |
CSI COMPRESSCO LP | COM UNIT | 12637A103 | 312 | 109,700 | SH | DFND | 3,4 | 0 | 0 | 109,700 | |
CSX CORP | COM | 126408103 | 78 | 1,042 | SH | DFND | 1,2 | 1,042 | 0 | 0 | |
CSX CORP | COM | 126408103 | 621 | 8,295 | SH | DFND | 3,4 | 0 | 0 | 8,295 | |
CULLEN FROST BANKERS INC | COM | 229899109 | 528 | 5,440 | SH | DFND | 3,4 | 0 | 0 | 5,440 | |
CVS HEALTH CORP | COM | 126650100 | 373 | 6,925 | SH | DFND | 1,2 | 6,925 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 139 | 2,580 | SH | DFND | 3,4 | 0 | 0 | 2,580 | |
D R HORTON INC | COM | 23331A109 | 210 | 5,085 | SH | DFND | 1,2 | 5,085 | 0 | 0 | |
DANAHER CORPORATION | COM | 235851102 | 116 | 881 | SH | DFND | 1,2 | 881 | 0 | 0 | |
DANAHER CORPORATION | COM | 235851102 | 435 | 3,297 | SH | DFND | 3,4 | 0 | 0 | 3,297 | |
DARLING INGREDIENTS INC | COM | 237266101 | 421 | 19,432 | SH | DFND | 1,2 | 19,390 | 0 | 42 | |
DASEKE INC | COM | 23753F107 | 295 | 58,050 | SH | DFND | 3,4 | 0 | 0 | 58,050 | |
DEERE & CO | COM | 244199105 | 180 | 1,127 | SH | DFND | 1,2 | 1,127 | 0 | 0 | |
DEERE & CO | COM | 244199105 | 451 | 2,824 | SH | DFND | 3,4 | 0 | 0 | 2,824 | |
DIAGEO P L C | SPON ADR NEW | 25243Q205 | 219 | 1,339 | SH | DFND | 1,2 | 1,339 | 0 | 0 | |
DIAGEO P L C | SPON ADR NEW | 25243Q205 | 492 | 3,009 | SH | DFND | 3,4 | 0 | 0 | 3,009 | |
DISCOVER FINL SVCS | COM | 254709108 | 233 | 3,278 | SH | DFND | 1,2 | 3,278 | 0 | 0 | |
DISCOVERY INC | COM SER A | 25470F104 | 447 | 16,543 | SH | DFND | 3,4 | 0 | 0 | 16,543 | |
DISH NETWORK CORP | CL A | 25470M109 | 1 | 41 | SH | DFND | 3,4 | 0 | 0 | 41 | |
DISH NETWORK CORP | CL A | 25470M109 | 665 | 21,000 | SH | Put | DFND | 3,4 | 0 | 0 | 21,000 |
DISNEY WALT CO | COM DISNEY | 254687106 | 488 | 4,395 | SH | DFND | 1,2 | 4,395 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 598 | 5,382 | SH | DFND | 3,4 | 0 | 0 | 5,382 | |
DOLLAR GEN CORP NEW | COM | 256677105 | 42 | 352 | SH | DFND | 1,2 | 352 | 0 | 0 | |
DOLLAR GEN CORP NEW | COM | 256677105 | 441 | 3,697 | SH | DFND | 3,4 | 0 | 0 | 3,697 | |
DOLLAR TREE INC | COM | 256746108 | 577 | 5,484 | SH | DFND | 1,2 | 5,281 | 0 | 203 | |
DOMINION ENERGY INC | COM | 25746U109 | 1,010 | 13,177 | SH | DFND | 1,2 | 12,685 | 492 | 0 | |
DOMINION ENERGY INC | COM | 25746U109 | 283 | 3,693 | SH | DFND | 3,4 | 0 | 0 | 3,693 | |
DOVER CORP | COM | 260003108 | 81 | 865 | SH | DFND | 1,2 | 865 | 0 | 0 | |
DOVER CORP | COM | 260003108 | 200 | 2,137 | SH | DFND | 3,4 | 0 | 0 | 2,137 | |
DOWDUPONT INC | COM | 26078J100 | 279 | 5,228 | SH | DFND | 1,2 | 5,228 | 0 | 0 | |
DOWDUPONT INC | COM | 26078J100 | 961 | 18,024 | SH | DFND | 3,4 | 0 | 0 | 18,024 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 993 | 11,037 | SH | DFND | 1,2 | 10,542 | 495 | 0 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 731 | 8,124 | SH | DFND | 3,4 | 0 | 0 | 8,124 | |
EATON CORP PLC | SHS | G29183103 | 48 | 591 | SH | DFND | 1,2 | 591 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 201 | 2,500 | SH | DFND | 3,4 | 0 | 0 | 2,500 | |
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 77 | 9,450 | SH | DFND | 1,2 | 9,450 | 0 | 0 | |
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 57 | 7,000 | SH | DFND | 3,4 | 0 | 0 | 7,000 | |
EATON VANCE TX MNG BY WRT OP | COM | 27828Y108 | 947 | 63,086 | SH | DFND | 1,2 | 63,086 | 0 | 0 | |
ECOLAB INC | COM | 278865100 | 371 | 2,102 | SH | DFND | 1,2 | 2,027 | 0 | 75 | |
ECOLAB INC | COM | 278865100 | 21 | 118 | SH | DFND | 3,4 | 0 | 0 | 118 | |
ENCANA CORP | COM | 292505104 | 195 | 26,924 | SH | DFND | 1,2 | 25,958 | 0 | 966 | |
ENCANA CORP | COM | 292505104 | 1 | 200 | SH | DFND | 3,4 | 0 | 0 | 200 | |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 299 | 19,475 | SH | DFND | 3,4 | 0 | 0 | 19,475 | |
ENSIGN GROUP INC | COM | 29358P101 | 5 | 106 | SH | DFND | 1,2 | 106 | 0 | 0 | |
ENSIGN GROUP INC | COM | 29358P101 | 291 | 5,675 | SH | DFND | 3,4 | 0 | 0 | 5,675 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 961 | 33,019 | SH | DFND | 3,4 | 0 | 0 | 33,019 | |
ETF MANAGERS TR | PRIME CYBR SCRTY | 26924G201 | 412 | 10,287 | SH | DFND | 3,4 | 0 | 0 | 10,287 | |
EXCHANGE TRADED CONCEPTS TR | YLD SHS HGH INC | 301505301 | 2,434 | 137,988 | SH | DFND | 1,2 | 137,855 | 0 | 133 | |
EXCHANGE TRADED CONCEPTS TR | YLD SHS HGH INC | 301505301 | 44 | 2,500 | SH | DFND | 3,4 | 0 | 0 | 2,500 | |
EXELON CORP | COM | 30161N101 | 142 | 2,845 | SH | DFND | 1,2 | 2,845 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 382 | 7,615 | SH | DFND | 3,4 | 0 | 0 | 7,615 | |
EXPEDIA GROUP INC | COM NEW | 30212P303 | 236 | 1,984 | SH | DFND | 1,2 | 1,984 | 0 | 0 | |
EXTENDED STAY AMER INC | UNIT 99/99/9999B | 30224P200 | 184 | 10,237 | SH | DFND | 1,2 | 10,237 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 2,488 | 30,792 | SH | DFND | 1,2 | 30,145 | 647 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 1,536 | 19,007 | SH | DFND | 3,4 | 0 | 0 | 19,007 | |
EYENOVIA INC | COM | 30234E104 | 210 | 35,000 | SH | DFND | 3,4 | 0 | 0 | 35,000 | |
FACEBOOK INC | CL A | 30303M102 | 1,074 | 6,442 | SH | DFND | 1,2 | 6,362 | 0 | 80 | |
FACEBOOK INC | CL A | 30303M102 | 615 | 3,688 | SH | DFND | 3,4 | 0 | 0 | 3,688 | |
FASTENAL CO | COM | 311900104 | 368 | 5,723 | SH | DFND | 1,2 | 5,488 | 0 | 235 | |
FIBROGEN INC | COM | 31572Q808 | 2,387 | 43,910 | SH | DFND | 3,4 | 0 | 0 | 43,910 | |
FIRST TR EXCH TRADED FD III | RIVRFRNT DYN DEV | 33739P608 | 290 | 5,149 | SH | DFND | 3,4 | 0 | 0 | 5,149 | |
FIRST TR EXCH TRD ALPHA FD I | EMERG MKT ALPH | 33737J182 | 1,875 | 74,893 | SH | DFND | 3,4 | 0 | 0 | 74,893 | |
FIRST TR EXCHANGE TRADED FD | DOW 30 EQL WGT | 33733A201 | 1,252 | 52,936 | SH | DFND | 3,4 | 0 | 0 | 52,936 | |
FIRST TR EXCHANGE TRADED FD | FIRST TR ENH NEW | 33739Q408 | 2,596 | 43,275 | SH | DFND | 3,4 | 0 | 0 | 43,275 | |
FIRST TR EXCHANGE TRADED FD | FST LOW OPPT EFT | 33739Q200 | 891 | 17,371 | SH | DFND | 3,4 | 0 | 0 | 17,371 | |
FIRST TR EXCHANGE TRADED FD | NASD TECH DIV | 33738R118 | 1,227 | 32,045 | SH | DFND | 3,4 | 0 | 0 | 32,045 | |
FIRST TR MORNINGSTAR DIV LEA | SHS | 336917109 | 1,614 | 53,517 | SH | DFND | 3,4 | 0 | 0 | 53,517 | |
FIVE BELOW INC | COM | 33829M101 | 14 | 116 | SH | DFND | 1,2 | 116 | 0 | 0 | |
FIVE BELOW INC | COM | 33829M101 | 271 | 2,180 | SH | DFND | 3,4 | 0 | 0 | 2,180 | |
FIVE PRIME THERAPEUTICS INC | COM | 33830X104 | 447 | 33,337 | SH | DFND | 3,4 | 0 | 0 | 33,337 | |
FLEXSHARES TR | MORNSTAR UPSTR | 33939L407 | 816 | 24,908 | SH | DFND | 1,2 | 24,908 | 0 | 0 | |
FLEXSHARES TR | STOXX GLOBR INF | 33939L795 | 292 | 5,910 | SH | DFND | 1,2 | 5,910 | 0 | 0 | |
FLOWSERVE CORP | COM | 34354P105 | 233 | 5,161 | SH | DFND | 1,2 | 5,086 | 0 | 75 | |
FORD MTR CO DEL | COM | 345370860 | 38 | 4,278 | SH | DFND | 1,2 | 4,278 | 0 | 0 | |
FORD MTR CO DEL | COM | 345370860 | 193 | 21,982 | SH | DFND | 3,4 | 0 | 0 | 21,982 | |
FORTIVE CORP | COM | 34959J108 | 14 | 166 | SH | DFND | 1,2 | 166 | 0 | 0 | |
FORTIVE CORP | COM | 34959J108 | 241 | 2,877 | SH | DFND | 3,4 | 0 | 0 | 2,877 | |
FS KKR CAPITAL CORP | COM | 302635107 | 205 | 33,930 | SH | DFND | 3,4 | 0 | 0 | 33,930 | |
GAMCO GLOBAL GOLD NAT RES & | COM SH BEN INT | 36465A109 | 139 | 32,104 | SH | DFND | 3,4 | 0 | 0 | 32,104 | |
GENERAL ELECTRIC CO | COM | 369604103 | 93 | 9,308 | SH | DFND | 1,2 | 9,308 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 42 | 4,219 | SH | DFND | 3,4 | 0 | 0 | 4,219 | |
GENERAL MLS INC | COM | 370334104 | 523 | 10,121 | SH | DFND | 1,2 | 9,594 | 527 | 0 | |
GENERAL MLS INC | COM | 370334104 | 349 | 6,744 | SH | DFND | 3,4 | 0 | 0 | 6,744 | |
GILEAD SCIENCES INC | COM | 375558103 | 238 | 3,664 | SH | DFND | 1,2 | 3,664 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 163 | 2,510 | SH | DFND | 3,4 | 0 | 0 | 2,510 | |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 737 | 17,650 | SH | DFND | 1,2 | 16,729 | 921 | 0 | |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 5 | 125 | SH | DFND | 3,4 | 0 | 0 | 125 | |
GLOBAL X FDS | GLOBAL X URANIUM | 37954Y871 | 436 | 34,915 | SH | DFND | 1,2 | 33,867 | 0 | 1,048 | |
GREAT WESTN BANCORP INC | COM | 391416104 | 2 | 70 | SH | DFND | 1,2 | 70 | 0 | 0 | |
GREAT WESTN BANCORP INC | COM | 391416104 | 208 | 6,600 | SH | DFND | 3,4 | 0 | 0 | 6,600 | |
HANESBRANDS INC | COM | 410345102 | 344 | 19,242 | SH | DFND | 1,2 | 18,996 | 0 | 246 | |
HARRIS CORP DEL | COM | 413875105 | 31 | 197 | SH | DFND | 1,2 | 197 | 0 | 0 | |
HARRIS CORP DEL | COM | 413875105 | 325 | 2,036 | SH | DFND | 3,4 | 0 | 0 | 2,036 | |
HASBRO INC | COM | 418056107 | 59 | 692 | SH | DFND | 1,2 | 692 | 0 | 0 | |
HASBRO INC | COM | 418056107 | 159 | 1,873 | SH | DFND | 3,4 | 0 | 0 | 1,873 | |
HEALTHEQUITY INC | COM | 42226A107 | 410 | 5,539 | SH | DFND | 3,4 | 0 | 0 | 5,539 | |
HECLA MNG CO | COM | 422704106 | 68 | 29,551 | SH | DFND | 3,4 | 0 | 0 | 29,551 | |
HILLTOP HOLDINGS INC | COM | 432748101 | 1,693 | 92,762 | SH | DFND | 1,2 | 92,762 | 0 | 0 | |
HILLTOP HOLDINGS INC | COM | 432748101 | 18 | 1,000 | SH | DFND | 3,4 | 0 | 0 | 1,000 | |
HOME DEPOT INC | COM | 437076102 | 873 | 4,549 | SH | DFND | 1,2 | 4,549 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 278 | 1,450 | SH | DFND | 3,4 | 0 | 0 | 1,450 | |
HONEYWELL INTL INC | COM | 438516106 | 549 | 3,454 | SH | DFND | 1,2 | 3,454 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 256 | 1,609 | SH | DFND | 3,4 | 0 | 0 | 1,609 | |
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 240 | 5,905 | SH | DFND | 1,2 | 5,905 | 0 | 0 | |
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 3 | 73 | SH | DFND | 3,4 | 0 | 0 | 73 | |
HUBBELL INC | COM | 443510607 | 12 | 101 | SH | DFND | 1,2 | 101 | 0 | 0 | |
HUBBELL INC | COM | 443510607 | 229 | 1,940 | SH | DFND | 3,4 | 0 | 0 | 1,940 | |
ICON PLC | SHS | G4705A100 | 214 | 1,569 | SH | DFND | 1,2 | 1,569 | 0 | 0 | |
IDEX CORP | COM | 45167R104 | 779 | 5,137 | SH | DFND | 1,2 | 4,934 | 0 | 203 | |
ILLINOIS TOOL WKS INC | COM | 452308109 | 114 | 792 | SH | DFND | 1,2 | 792 | 0 | 0 | |
ILLINOIS TOOL WKS INC | COM | 452308109 | 144 | 1,000 | SH | DFND | 3,4 | 0 | 0 | 1,000 | |
INSULET CORP | COM | 45784P101 | 442 | 4,644 | SH | DFND | 3,4 | 0 | 0 | 4,644 | |
INTEL CORP | COM | 458140100 | 741 | 13,786 | SH | DFND | 1,2 | 13,786 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 631 | 11,759 | SH | DFND | 3,4 | 0 | 0 | 11,759 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 350 | 2,480 | SH | DFND | 1,2 | 2,480 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 781 | 5,535 | SH | DFND | 3,4 | 0 | 0 | 5,535 | |
INVESCO DB COMMDY INDX TRCK | UNIT | 46138B103 | 247 | 15,573 | SH | DFND | 1,2 | 15,352 | 0 | 221 | |
INVESCO DB COMMDY INDX TRCK | UNIT | 46138B103 | 87 | 5,500 | SH | DFND | 3,4 | 0 | 0 | 5,500 | |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 CB | 46138J866 | 452 | 21,740 | SH | DFND | 3,4 | 0 | 0 | 21,740 | |
INVESCO EXCHANGE TRADED FD T | DWA UTILS MUMT | 46137V795 | 1,180 | 36,510 | SH | DFND | 3,4 | 0 | 0 | 36,510 | |
INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 46137V142 | 1,019 | 30,000 | SH | DFND | 1,2 | 30,000 | 0 | 0 | |
INVESCO EXCHNG TRADED FD TR | CEF INM COMPSI | 46138E404 | 262 | 11,823 | SH | DFND | 1,2 | 11,789 | 0 | 34 | |
INVESCO EXCHNG TRADED FD TR | CEF INM COMPSI | 46138E404 | 268 | 12,105 | SH | DFND | 3,4 | 0 | 0 | 12,105 | |
INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL | 46138E354 | 6,476 | 123,048 | SH | DFND | 1,2 | 122,062 | 0 | 986 | |
INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL | 46138E354 | 131 | 2,485 | SH | DFND | 3,4 | 0 | 0 | 2,485 | |
INVESCO EXCHNG TRADED FD TR | SR LN ETF | 46138G508 | 138 | 6,108 | SH | DFND | 1,2 | 6,108 | 0 | 0 | |
INVESCO EXCHNG TRADED FD TR | SR LN ETF | 46138G508 | 508 | 22,425 | SH | DFND | 3,4 | 0 | 0 | 22,425 | |
INVESCO EXCHNG TRADED FD TR | TAXABLE MUN BD | 46138G805 | 941 | 30,907 | SH | DFND | 3,4 | 0 | 0 | 30,907 | |
INVESCO LTD | SHS | G491BT108 | 127 | 6,622 | SH | DFND | 1,2 | 6,137 | 485 | 0 | |
INVESCO LTD | SHS | G491BT108 | 145 | 7,500 | SH | DFND | 3,4 | 0 | 0 | 7,500 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,257 | 7,001 | SH | DFND | 1,2 | 7,001 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 786 | 4,373 | SH | DFND | 3,4 | 0 | 0 | 4,373 | |
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 540 | 43,584 | SH | DFND | 3,4 | 0 | 0 | 43,584 | |
ISHARES INC | CORE MSCI EMKT | 46434G103 | 3,054 | 59,079 | SH | DFND | 1,2 | 59,079 | 0 | 0 | |
ISHARES INC | MSCI MEXICO ETF | 464286822 | 849 | 19,476 | SH | DFND | 1,2 | 19,476 | 0 | 0 | |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 454 | 32,049 | SH | DFND | 3,4 | 0 | 0 | 32,049 | |
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 10,923 | 129,853 | SH | DFND | 1,2 | 128,829 | 21 | 1,003 | |
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 166 | 1,975 | SH | DFND | 3,4 | 0 | 0 | 1,975 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 11,397 | 90,134 | SH | DFND | 1,2 | 89,754 | 0 | 380 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 483 | 3,817 | SH | DFND | 3,4 | 0 | 0 | 3,817 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 569 | 4,500 | SH | Call | DFND | 3,4 | 0 | 0 | 0 |
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 4,352 | 35,327 | SH | DFND | 1,2 | 35,055 | 30 | 242 | |
ISHARES TR | CORE 1 5 YR USD | 46432F859 | 2,741 | 54,991 | SH | DFND | 1,2 | 54,902 | 0 | 89 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 1,340 | 7,075 | SH | DFND | 1,2 | 7,075 | 0 | 0 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 68 | 360 | SH | DFND | 3,4 | 0 | 0 | 360 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 2,991 | 38,777 | SH | DFND | 1,2 | 38,777 | 0 | 0 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 48 | 620 | SH | DFND | 3,4 | 0 | 0 | 620 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 415 | 1,458 | SH | DFND | 1,2 | 1,458 | 0 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 956 | 3,360 | SH | DFND | 3,4 | 0 | 0 | 3,360 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 86 | 790 | SH | DFND | 1,2 | 790 | 0 | 0 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,751 | 16,057 | SH | DFND | 3,4 | 0 | 0 | 16,057 | |
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 10,409 | 204,492 | SH | DFND | 1,2 | 201,583 | 192 | 2,717 | |
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 269 | 5,288 | SH | DFND | 3,4 | 0 | 0 | 5,288 | |
ISHARES TR | IBONDS DEC22 ETF | 46434VBA7 | 804 | 32,271 | SH | DFND | 3,4 | 0 | 0 | 32,271 | |
ISHARES TR | IBONDS DEC24 ETF | 46434VBG4 | 1,016 | 40,820 | SH | DFND | 3,4 | 0 | 0 | 40,820 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 111 | 1,283 | SH | DFND | 1,2 | 1,283 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 646 | 7,500 | SH | Put | DFND | 3,4 | 0 | 0 | 7,500 |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 6,003 | 50,419 | SH | DFND | 1,2 | 50,402 | 0 | 17 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 2 | 18 | SH | DFND | 3,4 | 0 | 0 | 18 | |
ISHARES TR | INTL MOMENTUM FT | 46434V449 | 1,517 | 53,088 | SH | DFND | 3,4 | 0 | 0 | 53,088 | |
ISHARES TR | INTL SEL DIV ETF | 464288448 | 1,992 | 64,525 | SH | DFND | 1,2 | 64,525 | 0 | 0 | |
ISHARES TR | INTL SEL DIV ETF | 464288448 | 99 | 3,200 | SH | DFND | 3,4 | 0 | 0 | 3,200 | |
ISHARES TR | INTRM TR CRP ETF | 464288638 | 689 | 12,490 | SH | DFND | 1,2 | 12,486 | 0 | 4 | |
ISHARES TR | JPMORGAN USD EMG | 464288281 | 3,121 | 28,354 | SH | DFND | 1,2 | 28,338 | 0 | 16 | |
ISHARES TR | MBS ETF | 464288588 | 15,508 | 145,809 | SH | DFND | 1,2 | 144,566 | 77 | 1,166 | |
ISHARES TR | MIN VOL USA ETF | 46429B697 | 767 | 13,049 | SH | DFND | 3,4 | 0 | 0 | 13,049 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 2,767 | 42,663 | SH | DFND | 1,2 | 42,663 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 374 | 5,773 | SH | DFND | 3,4 | 0 | 0 | 5,773 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 290 | 6,757 | SH | DFND | 1,2 | 4,089 | 0 | 2,668 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 34 | 782 | SH | DFND | 3,4 | 0 | 0 | 782 | |
ISHARES TR | MSCI KLD400 SOC | 464288570 | 736 | 6,974 | SH | DFND | 1,2 | 6,974 | 0 | 0 | |
ISHARES TR | PFD AND INCM SEC | 464288687 | 2,646 | 72,418 | SH | DFND | 1,2 | 71,647 | 750 | 21 | |
ISHARES TR | RUS 1000 ETF | 464287622 | 1,265 | 8,044 | SH | DFND | 1,2 | 8,044 | 0 | 0 | |
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 248 | 1,641 | SH | DFND | 1,2 | 1,641 | 0 | 0 | |
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 335 | 1,702 | SH | DFND | 1,2 | 1,702 | 0 | 0 | |
ISHARES TR | RUS MD CP GR ETF | 464287481 | 4,774 | 35,194 | SH | DFND | 1,2 | 35,194 | 0 | 0 | |
ISHARES TR | RUS MID CAP ETF | 464287499 | 931 | 17,258 | SH | DFND | 1,2 | 17,258 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,843 | 12,037 | SH | DFND | 1,2 | 12,037 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 493 | 3,220 | SH | DFND | 3,4 | 0 | 0 | 3,220 | |
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 720 | 4,320 | SH | DFND | 1,2 | 4,320 | 0 | 0 | |
ISHARES TR | S&P MC 400GR ETF | 464287606 | 319 | 1,455 | SH | DFND | 1,2 | 1,455 | 0 | 0 | |
ISHARES TR | S&P MC 400VL ETF | 464287705 | 213 | 1,355 | SH | DFND | 1,2 | 1,355 | 0 | 0 | |
ISHARES TR | SELECT DIVID ETF | 464287168 | 176 | 1,789 | SH | DFND | 1,2 | 1,789 | 0 | 0 | |
ISHARES TR | SELECT DIVID ETF | 464287168 | 655 | 6,669 | SH | DFND | 3,4 | 0 | 0 | 6,669 | |
ISHARES TR | SH TR CRPORT ETF | 464288646 | 5,948 | 112,639 | SH | DFND | 1,2 | 112,157 | 0 | 482 | |
ISHARES TR | SH TR CRPORT ETF | 464288646 | 226 | 4,275 | SH | DFND | 3,4 | 0 | 0 | 4,275 | |
ISHARES TR | SHORT TREAS BD | 464288679 | 516 | 4,669 | SH | DFND | 3,4 | 0 | 0 | 4,669 | |
ISHARES TR | TIPS BD ETF | 464287176 | 5,842 | 51,666 | SH | DFND | 1,2 | 51,453 | 0 | 213 | |
ISHARES TR | TIPS BD ETF | 464287176 | 403 | 3,565 | SH | DFND | 3,4 | 0 | 0 | 3,565 | |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 204 | 2,344 | SH | DFND | 3,4 | 0 | 0 | 2,344 | |
ISHARES TR | US HOME CONS ETF | 464288752 | 3,326 | 94,411 | SH | DFND | 1,2 | 93,830 | 0 | 581 | |
ISHARES TR | USA MOMENTUM FCT | 46432F396 | 2,021 | 18,018 | SH | DFND | 3,4 | 0 | 0 | 18,018 | |
JOHNSON & JOHNSON | COM | 478160104 | 1,261 | 9,015 | SH | DFND | 1,2 | 9,015 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 745 | 5,330 | SH | DFND | 3,4 | 0 | 0 | 5,330 | |
JP MORGAN EXCHANGE TRADED FD | ULTRA SHRT INC | 46641Q837 | 443 | 8,809 | SH | DFND | 3,4 | 0 | 0 | 8,809 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 911 | 8,994 | SH | DFND | 1,2 | 8,994 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 2,507 | 24,761 | SH | DFND | 3,4 | 0 | 0 | 24,761 | |
KAYNE ANDERSN MLP MIDS INVT | COM | 486606106 | 911 | 56,836 | SH | DFND | 1,2 | 56,836 | 0 | 0 | |
KIMBERLY CLARK CORP | COM | 494368103 | 877 | 7,074 | SH | DFND | 1,2 | 6,889 | 185 | 0 | |
KIMBERLY CLARK CORP | COM | 494368103 | 132 | 1,065 | SH | DFND | 3,4 | 0 | 0 | 1,065 | |
KNOWLES CORP | COM | 49926D109 | 288 | 16,324 | SH | DFND | 1,2 | 16,222 | 0 | 102 | |
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 86 | 556 | SH | DFND | 1,2 | 556 | 0 | 0 | |
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 267 | 1,748 | SH | DFND | 3,4 | 0 | 0 | 1,748 | |
LAM RESEARCH CORP | COM | 512807108 | 379 | 2,114 | SH | DFND | 1,2 | 2,114 | 0 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 368 | 2,057 | SH | DFND | 3,4 | 0 | 0 | 2,057 | |
LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 125 | 39,048 | SH | DFND | 1,2 | 39,048 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 465 | 1,548 | SH | DFND | 1,2 | 1,548 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 1,375 | 4,582 | SH | DFND | 3,4 | 0 | 0 | 4,582 | |
LOWES COS INC | COM | 548661107 | 197 | 1,799 | SH | DFND | 1,2 | 1,799 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 151 | 1,379 | SH | DFND | 3,4 | 0 | 0 | 1,379 | |
LULULEMON ATHLETICA INC | COM | 550021109 | 2 | 15 | SH | DFND | 1,2 | 15 | 0 | 0 | |
LULULEMON ATHLETICA INC | COM | 550021109 | 309 | 1,883 | SH | DFND | 3,4 | 0 | 0 | 1,883 | |
MARATHON PETE CORP | COM | 56585A102 | 166 | 2,767 | SH | DFND | 1,2 | 2,767 | 0 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 211 | 3,523 | SH | DFND | 3,4 | 0 | 0 | 3,523 | |
MARSH & MCLENNAN COS INC | COM | 571748102 | 63 | 668 | SH | DFND | 1,2 | 668 | 0 | 0 | |
MARSH & MCLENNAN COS INC | COM | 571748102 | 443 | 4,714 | SH | DFND | 3,4 | 0 | 0 | 4,714 | |
MASCO CORP | COM | 574599106 | 31 | 785 | SH | DFND | 1,2 | 785 | 0 | 0 | |
MASCO CORP | COM | 574599106 | 260 | 6,603 | SH | DFND | 3,4 | 0 | 0 | 6,603 | |
MASTERCARD INC | CL A | 57636Q104 | 969 | 4,114 | SH | DFND | 1,2 | 3,997 | 0 | 117 | |
MASTERCARD INC | CL A | 57636Q104 | 1,595 | 6,774 | SH | DFND | 3,4 | 0 | 0 | 6,774 | |
MCCORMICK & CO INC | COM NON VTG | 579780206 | 128 | 848 | SH | DFND | 1,2 | 848 | 0 | 0 | |
MCCORMICK & CO INC | COM NON VTG | 579780206 | 271 | 1,802 | SH | DFND | 3,4 | 0 | 0 | 1,802 | |
MCDONALDS CORP | COM | 580135101 | 764 | 4,021 | SH | DFND | 1,2 | 4,021 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 719 | 3,784 | SH | DFND | 3,4 | 0 | 0 | 3,784 | |
MEDTRONIC PLC | SHS | G5960L103 | 127 | 1,395 | SH | DFND | 1,2 | 1,395 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 116 | 1,273 | SH | DFND | 3,4 | 0 | 0 | 1,273 | |
MERCK & CO INC | COM | 58933Y105 | 807 | 9,702 | SH | DFND | 1,2 | 9,702 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 2,577 | 30,979 | SH | DFND | 3,4 | 0 | 0 | 30,979 | |
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 137 | 1,647 | SH | DFND | 1,2 | 1,647 | 0 | 0 | |
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 72 | 872 | SH | DFND | 3,4 | 0 | 0 | 872 | |
MICROSOFT CORP | COM | 594918104 | 2,045 | 17,338 | SH | DFND | 1,2 | 17,288 | 0 | 50 | |
MICROSOFT CORP | COM | 594918104 | 4,443 | 37,669 | SH | DFND | 3,4 | 0 | 0 | 37,669 | |
MIDDLEBY CORP | COM | 596278101 | 254 | 1,950 | SH | DFND | 1,2 | 1,828 | 0 | 122 | |
MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 606822104 | 123 | 24,843 | SH | DFND | 1,2 | 24,843 | 0 | 0 | |
MIZUHO FINL GROUP INC | SPONSORED ADR | 60687Y109 | 43 | 13,985 | SH | DFND | 1,2 | 13,985 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 193 | 3,872 | SH | DFND | 1,2 | 3,872 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 17 | 338 | SH | DFND | 3,4 | 0 | 0 | 338 | |
MOTUS GI HLDGS INC | COM | 62014P108 | 594 | 152,300 | SH | DFND | 3,4 | 0 | 0 | 152,300 | |
MURPHY USA INC | COM | 626755102 | 422 | 4,928 | SH | DFND | 1,2 | 4,800 | 0 | 128 | |
NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 568 | 10,167 | SH | DFND | 1,2 | 9,469 | 698 | 0 | |
NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 6 | 114 | SH | DFND | 3,4 | 0 | 0 | 114 | |
NETFLIX INC | COM | 64110L106 | 667 | 1,871 | SH | DFND | 1,2 | 1,871 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 53 | 150 | SH | DFND | 3,4 | 0 | 0 | 150 | |
NEXTERA ENERGY INC | COM | 65339F101 | 563 | 2,915 | SH | DFND | 1,2 | 2,915 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 83 | 431 | SH | DFND | 3,4 | 0 | 0 | 431 | |
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 180 | 12,800 | SH | DFND | 3,4 | 0 | 0 | 12,800 | |
NIKE INC | CL B | 654106103 | 128 | 1,515 | SH | DFND | 1,2 | 1,515 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 79 | 933 | SH | DFND | 3,4 | 0 | 0 | 933 | |
NORFOLK SOUTHERN CORP | COM | 655844108 | 227 | 1,213 | SH | DFND | 1,2 | 1,213 | 0 | 0 | |
NORFOLK SOUTHERN CORP | COM | 655844108 | 19 | 100 | SH | DFND | 3,4 | 0 | 0 | 100 | |
NORTHROP GRUMMAN CORP | COM | 666807102 | 157 | 583 | SH | DFND | 1,2 | 583 | 0 | 0 | |
NORTHROP GRUMMAN CORP | COM | 666807102 | 732 | 2,716 | SH | DFND | 3,4 | 0 | 0 | 2,716 | |
NOVARTIS A G | SPONSORED ADR | 66987V109 | 468 | 4,866 | SH | DFND | 1,2 | 4,866 | 0 | 0 | |
NOVARTIS A G | SPONSORED ADR | 66987V109 | 16 | 167 | SH | DFND | 3,4 | 0 | 0 | 167 | |
NOVO-NORDISK A S | ADR | 670100205 | 339 | 6,467 | SH | DFND | 1,2 | 6,467 | 0 | 0 | |
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 113 | 11,750 | SH | DFND | 3,4 | 0 | 0 | 11,750 | |
NUVEEN MUN VALUE FD INC | COM | 670928100 | 129 | 12,879 | SH | DFND | 1,2 | 12,879 | 0 | 0 | |
NUVEEN MUN VALUE FD INC | COM | 670928100 | 270 | 27,003 | SH | DFND | 3,4 | 0 | 0 | 27,003 | |
NUVEEN SELECT MAT MUN FD | SH BEN INT | 67061T101 | 129 | 12,911 | SH | DFND | 3,4 | 0 | 0 | 12,911 | |
NUVEEN SR INCOME FD | COM | 67067Y104 | 81 | 14,000 | SH | DFND | 3,4 | 0 | 0 | 14,000 | |
NUVEEN TEXAS QLTY MUN INCME | COM | 670983105 | 281 | 21,028 | SH | DFND | 3,4 | 0 | 0 | 21,028 | |
NVIDIA CORP | COM | 67066G104 | 171 | 952 | SH | DFND | 1,2 | 952 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 101 | 560 | SH | DFND | 3,4 | 0 | 0 | 560 | |
OCCIDENTAL PETE CORP | COM | 674599105 | 691 | 10,442 | SH | DFND | 1,2 | 9,946 | 496 | 0 | |
OCCIDENTAL PETE CORP | COM | 674599105 | 70 | 1,056 | SH | DFND | 3,4 | 0 | 0 | 1,056 | |
OGE ENERGY CORP | COM | 670837103 | 291 | 6,770 | SH | DFND | 1,2 | 6,465 | 0 | 305 | |
OGE ENERGY CORP | COM | 670837103 | 181 | 4,200 | SH | DFND | 3,4 | 0 | 0 | 4,200 | |
OLLIES BARGAIN OUTLT HLDGS I | COM | 681116109 | 8 | 97 | SH | DFND | 1,2 | 97 | 0 | 0 | |
OLLIES BARGAIN OUTLT HLDGS I | COM | 681116109 | 328 | 3,839 | SH | DFND | 3,4 | 0 | 0 | 3,839 | |
ONEOK INC NEW | COM | 682680103 | 155 | 2,214 | SH | DFND | 1,2 | 2,214 | 0 | 0 | |
ONEOK INC NEW | COM | 682680103 | 130 | 1,861 | SH | DFND | 3,4 | 0 | 0 | 1,861 | |
ORACLE CORP | COM | 68389X105 | 273 | 5,077 | SH | DFND | 1,2 | 5,077 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 15 | 280 | SH | DFND | 3,4 | 0 | 0 | 280 | |
PACER FDS TR | TRENDP 100 ETF | 69374H303 | 1,189 | 34,865 | SH | DFND | 3,4 | 0 | 0 | 34,865 | |
PACER FDS TR | TRENDP US LAR CP | 69374H105 | 1,645 | 56,006 | SH | DFND | 3,4 | 0 | 0 | 56,006 | |
PACER FDS TR | TRENDPILOT EUR | 69374H808 | 235 | 9,230 | SH | DFND | 3,4 | 0 | 0 | 9,230 | |
PAYCHEX INC | COM | 704326107 | 281 | 3,500 | SH | DFND | 1,2 | 3,500 | 0 | 0 | |
PAYCHEX INC | COM | 704326107 | 57 | 710 | SH | DFND | 3,4 | 0 | 0 | 710 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 345 | 3,321 | SH | DFND | 1,2 | 3,321 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 843 | 8,121 | SH | DFND | 3,4 | 0 | 0 | 8,121 | |
PENTAIR PLC | SHS | G7S00T104 | 200 | 4,487 | SH | DFND | 1,2 | 4,311 | 0 | 176 | |
PEOPLES UTD FINL INC | COM | 712704105 | 166 | 10,129 | SH | DFND | 1,2 | 10,129 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 944 | 7,702 | SH | DFND | 1,2 | 7,288 | 161 | 253 | |
PEPSICO INC | COM | 713448108 | 846 | 6,900 | SH | DFND | 3,4 | 0 | 0 | 6,900 | |
PERMIAN BASIN RTY TR | UNIT BEN INT | 714236106 | 199 | 26,430 | SH | DFND | 1,2 | 26,430 | 0 | 0 | |
PERMIAN BASIN RTY TR | UNIT BEN INT | 714236106 | 0 | 19 | SH | DFND | 3,4 | 0 | 0 | 19 | |
PFIZER INC | COM | 717081103 | 811 | 19,082 | SH | DFND | 1,2 | 19,082 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 2,283 | 53,749 | SH | DFND | 3,4 | 0 | 0 | 53,749 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 1,282 | 14,505 | SH | DFND | 1,2 | 14,258 | 247 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 245 | 2,772 | SH | DFND | 3,4 | 0 | 0 | 2,772 | |
PHILLIPS 66 | COM | 718546104 | 462 | 4,864 | SH | DFND | 1,2 | 4,713 | 0 | 151 | |
PHILLIPS 66 | COM | 718546104 | 207 | 2,170 | SH | DFND | 3,4 | 0 | 0 | 2,170 | |
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 97 | 958 | SH | DFND | 1,2 | 958 | 0 | 0 | |
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 946 | 9,311 | SH | DFND | 3,4 | 0 | 0 | 9,311 | |
PLAYAGS INC | COM | 72814N104 | 568 | 23,750 | SH | DFND | 3,4 | 0 | 0 | 23,750 | |
PNC FINL SVCS GROUP INC | COM | 693475105 | 212 | 1,727 | SH | DFND | 1,2 | 1,651 | 76 | 0 | |
POLARIS INDS INC | COM | 731068102 | 355 | 4,209 | SH | DFND | 1,2 | 4,119 | 0 | 90 | |
PPL CORP | COM | 69351T106 | 602 | 18,992 | SH | DFND | 1,2 | 18,292 | 700 | 0 | |
PPL CORP | COM | 69351T106 | 12 | 385 | SH | DFND | 3,4 | 0 | 0 | 385 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 1,113 | 10,698 | SH | DFND | 1,2 | 10,406 | 292 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 1,015 | 9,750 | SH | DFND | 3,4 | 0 | 0 | 9,750 | |
PRUDENTIAL FINL INC | COM | 744320102 | 243 | 2,648 | SH | DFND | 1,2 | 2,648 | 0 | 0 | |
PRUDENTIAL FINL INC | COM | 744320102 | 34 | 366 | SH | DFND | 3,4 | 0 | 0 | 366 | |
PUBLIC STORAGE | COM | 74460D109 | 287 | 1,315 | SH | DFND | 1,2 | 1,261 | 54 | 0 | |
PUBLIC SVC ENTERPRISE GRP IN | COM | 744573106 | 276 | 4,639 | SH | DFND | 1,2 | 4,639 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 255 | 4,461 | SH | DFND | 1,2 | 4,461 | 0 | 0 | |
RAYTHEON CO | COM NEW | 755111507 | 99 | 542 | SH | DFND | 1,2 | 542 | 0 | 0 | |
RAYTHEON CO | COM NEW | 755111507 | 121 | 663 | SH | DFND | 3,4 | 0 | 0 | 663 | |
REALTY INCOME CORP | COM | 756109104 | 358 | 4,875 | SH | DFND | 1,2 | 4,700 | 175 | 0 | |
REALTY INCOME CORP | COM | 756109104 | 103 | 1,400 | SH | DFND | 3,4 | 0 | 0 | 1,400 | |
RIO TINTO PLC | SPONSORED ADR | 767204100 | 269 | 4,567 | SH | DFND | 1,2 | 4,567 | 0 | 0 | |
RIO TINTO PLC | SPONSORED ADR | 767204100 | 214 | 3,640 | SH | DFND | 3,4 | 0 | 0 | 3,640 | |
ROSS STORES INC | COM | 778296103 | 32 | 340 | SH | DFND | 1,2 | 340 | 0 | 0 | |
ROSS STORES INC | COM | 778296103 | 355 | 3,811 | SH | DFND | 3,4 | 0 | 0 | 3,811 | |
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 124 | 1,643 | SH | DFND | 1,2 | 1,643 | 0 | 0 | |
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 199 | 2,635 | SH | DFND | 3,4 | 0 | 0 | 2,635 | |
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 251 | 3,932 | SH | DFND | 1,2 | 3,932 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 11 | 175 | SH | DFND | 3,4 | 0 | 0 | 175 | |
RUMBLEON INC | CL B | 781386206 | 643 | 130,250 | SH | DFND | 3,4 | 0 | 0 | 130,250 | |
S&P GLOBAL INC | COM | 78409V104 | 245 | 1,165 | SH | DFND | 1,2 | 1,165 | 0 | 0 | |
SABINE ROYALTY TR | UNIT BEN INT | 785688102 | 465 | 10,000 | SH | DFND | 1,2 | 10,000 | 0 | 0 | |
SABINE ROYALTY TR | UNIT BEN INT | 785688102 | 10 | 220 | SH | DFND | 3,4 | 0 | 0 | 220 | |
SALESFORCE COM INC | COM | 79466L302 | 343 | 2,165 | SH | DFND | 1,2 | 2,165 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 95 | 600 | SH | DFND | 3,4 | 0 | 0 | 600 | |
SANOFI | SPONSORED ADR | 80105N105 | 264 | 5,952 | SH | DFND | 1,2 | 5,952 | 0 | 0 | |
SAP SE | SPON ADR | 803054204 | 257 | 2,224 | SH | DFND | 1,2 | 2,224 | 0 | 0 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 2,182 | 33,000 | SH | DFND | 33,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 602 | 9,100 | SH | DFND | 1,2 | 8,817 | 0 | 283 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 111 | 1,680 | SH | DFND | 3,4 | 0 | 0 | 1,680 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 239 | 2,097 | SH | DFND | 3,4 | 0 | 0 | 2,097 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 27 | 474 | SH | DFND | 1,2 | 474 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 1,197 | 21,337 | SH | DFND | 3,4 | 0 | 0 | 21,337 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 216 | 2,354 | SH | DFND | 1,2 | 2,354 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 1,165 | 12,694 | SH | DFND | 3,4 | 0 | 0 | 12,694 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 561 | 21,809 | SH | DFND | 3,4 | 0 | 0 | 21,809 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 4,519 | 77,680 | SH | DFND | 1,2 | 77,070 | 0 | 610 | |
SHERWIN WILLIAMS CO | COM | 824348106 | 471 | 1,093 | SH | DFND | 1,2 | 1,046 | 0 | 47 | |
SHERWIN WILLIAMS CO | COM | 824348106 | 49 | 114 | SH | DFND | 3,4 | 0 | 0 | 114 | |
SHOPIFY INC | CL A | 82509L107 | 312 | 1,511 | SH | DFND | 1,2 | 1,511 | 0 | 0 | |
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 7 | 80 | SH | DFND | 1,2 | 80 | 0 | 0 | |
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 419 | 5,075 | SH | DFND | 3,4 | 0 | 0 | 5,075 | |
SOUTHERN CO | COM | 842587107 | 781 | 15,107 | SH | DFND | 1,2 | 14,608 | 499 | 0 | |
SOUTHERN CO | COM | 842587107 | 28 | 537 | SH | DFND | 3,4 | 0 | 0 | 537 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 365 | 7,028 | SH | DFND | 1,2 | 7,028 | 0 | 0 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 364 | 7,021 | SH | DFND | 3,4 | 0 | 0 | 7,021 | |
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 246 | 951 | SH | DFND | 3,4 | 0 | 0 | 951 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 7,793 | 63,873 | SH | DFND | 1,2 | 63,426 | 0 | 447 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,413 | 11,577 | SH | DFND | 3,4 | 0 | 0 | 11,577 | |
SPDR INDEX SHS FDS | S&P NORTH AMER | 78463X152 | 1,512 | 46,380 | SH | DFND | 3,4 | 0 | 0 | 46,380 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 5,801 | 20,539 | SH | DFND | 1,2 | 20,539 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,518 | 5,374 | SH | DFND | 3,4 | 0 | 0 | 5,374 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 11,440 | 40,500 | SH | Put | DFND | 3,4 | 0 | 0 | 40,500 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,966 | 10,500 | SH | DFND | 10,500 | 0 | 0 | ||
SPDR SER TR | BLOMBERG BRC INV | 78468R200 | 532 | 17,314 | SH | DFND | 3,4 | 0 | 0 | 17,314 | |
SPDR SER TR | BLOOMBERG SRT TR | 78468R408 | 2,774 | 101,821 | SH | DFND | 1,2 | 101,694 | 0 | 127 | |
SPDR SER TR | SPDR BLOOMBERG | 78468R663 | 965 | 10,538 | SH | DFND | 3,4 | 0 | 0 | 10,538 | |
SPDR SERIES TRUST | BLMBRG BRC CNVRT | 78464A359 | 4,828 | 92,405 | SH | DFND | 1,2 | 91,005 | 279 | 1,121 | |
SPDR SERIES TRUST | BLMBRG BRC CNVRT | 78464A359 | 288 | 5,507 | SH | DFND | 3,4 | 0 | 0 | 5,507 | |
SPDR SERIES TRUST | BLOMBRG BRC MRTG | 78464A383 | 342 | 13,243 | SH | DFND | 3,4 | 0 | 0 | 13,243 | |
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 3,616 | 100,528 | SH | DFND | 1,2 | 100,528 | 0 | 0 | |
SPDR SERIES TRUST | PORTFOLIO AGRGTE | 78464A649 | 769 | 26,929 | SH | DFND | 3,4 | 0 | 0 | 26,929 | |
SPDR SERIES TRUST | PORTFOLIO INTRMD | 78464A375 | 300 | 8,775 | SH | DFND | 3,4 | 0 | 0 | 8,775 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 200 | 6,515 | SH | DFND | 3,4 | 0 | 0 | 6,515 | |
SQUARE INC | CL A | 852234103 | 5 | 70 | SH | DFND | 1,2 | 70 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 338 | 4,515 | SH | DFND | 3,4 | 0 | 0 | 4,515 | |
STARBUCKS CORP | COM | 855244109 | 561 | 7,544 | SH | DFND | 1,2 | 7,364 | 0 | 180 | |
STARBUCKS CORP | COM | 855244109 | 42 | 567 | SH | DFND | 3,4 | 0 | 0 | 567 | |
STRYKER CORP | COM | 863667101 | 150 | 759 | SH | DFND | 1,2 | 759 | 0 | 0 | |
STRYKER CORP | COM | 863667101 | 133 | 673 | SH | DFND | 3,4 | 0 | 0 | 673 | |
SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | 127 | 18,036 | SH | DFND | 1,2 | 18,036 | 0 | 0 | |
SYSCO CORP | COM | 871829107 | 160 | 2,401 | SH | DFND | 1,2 | 2,401 | 0 | 0 | |
SYSCO CORP | COM | 871829107 | 102 | 1,523 | SH | DFND | 3,4 | 0 | 0 | 1,523 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 234 | 5,708 | SH | DFND | 1,2 | 5,708 | 0 | 0 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 229 | 3,605 | SH | DFND | 3,4 | 0 | 0 | 3,605 | |
TARGET CORP | COM | 87612E106 | 131 | 1,634 | SH | DFND | 1,2 | 1,634 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 1,704 | 21,228 | SH | DFND | 3,4 | 0 | 0 | 21,228 | |
TEXAS INSTRS INC | COM | 882508104 | 359 | 3,389 | SH | DFND | 1,2 | 3,389 | 0 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 145 | 1,368 | SH | DFND | 3,4 | 0 | 0 | 1,368 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 761 | 2,781 | SH | DFND | 1,2 | 2,666 | 0 | 115 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 192 | 700 | SH | DFND | 3,4 | 0 | 0 | 700 | |
THOR INDS INC | COM | 885160101 | 311 | 4,991 | SH | DFND | 1,2 | 4,827 | 0 | 164 | |
TIMKEN CO | COM | 887389104 | 442 | 10,150 | SH | DFND | 1,2 | 9,982 | 0 | 168 | |
TJX COS INC NEW | COM | 872540109 | 523 | 9,837 | SH | DFND | 1,2 | 9,447 | 0 | 390 | |
TJX COS INC NEW | COM | 872540109 | 507 | 9,520 | SH | DFND | 3,4 | 0 | 0 | 9,520 | |
TORTOISE ENERGY INFRA CORP | COM | 89147L100 | 173 | 7,367 | SH | DFND | 1,2 | 7,367 | 0 | 0 | |
TORTOISE ENERGY INFRA CORP | COM | 89147L100 | 40 | 1,700 | SH | DFND | 3,4 | 0 | 0 | 1,700 | |
TOTAL S A | SPONSORED ADS | 89151E109 | 621 | 11,161 | SH | DFND | 1,2 | 10,756 | 405 | 0 | |
TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 216 | 1,834 | SH | DFND | 1,2 | 1,834 | 0 | 0 | |
TPI COMPOSITES INC | COM | 87266J104 | 292 | 10,203 | SH | DFND | 3,4 | 0 | 0 | 10,203 | |
TRINITY INDS INC | COM | 896522109 | 262 | 12,052 | SH | DFND | 1,2 | 11,876 | 0 | 176 | |
TRINITY INDS INC | COM | 896522109 | 11 | 485 | SH | DFND | 3,4 | 0 | 0 | 485 | |
TRITON INTL LTD | CL A | G9078F107 | 418 | 13,425 | SH | DFND | 3,4 | 0 | 0 | 13,425 | |
TWITTER INC | COM | 90184L102 | 14 | 416 | SH | DFND | 1,2 | 416 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 493 | 15,000 | SH | DFND | 3,4 | 0 | 0 | 15,000 | |
UBS AG JERSEY BRH | ETRAC WELLS BDCI | 902641588 | 556 | 28,260 | SH | DFND | 1,2 | 28,223 | 0 | 37 | |
ULTA BEAUTY INC | COM | 90384S303 | 83 | 237 | SH | DFND | 1,2 | 237 | 0 | 0 | |
ULTA BEAUTY INC | COM | 90384S303 | 359 | 1,029 | SH | DFND | 3,4 | 0 | 0 | 1,029 | |
UNILEVER PLC | SPON ADR NEW | 904767704 | 199 | 3,443 | SH | DFND | 1,2 | 3,443 | 0 | 0 | |
UNILEVER PLC | SPON ADR NEW | 904767704 | 31 | 531 | SH | DFND | 3,4 | 0 | 0 | 531 | |
UNION PACIFIC CORP | COM | 907818108 | 651 | 3,892 | SH | DFND | 1,2 | 3,730 | 0 | 162 | |
UNION PACIFIC CORP | COM | 907818108 | 1,401 | 8,379 | SH | DFND | 3,4 | 0 | 0 | 8,379 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 616 | 5,518 | SH | DFND | 1,2 | 5,292 | 226 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 8 | 71 | SH | DFND | 3,4 | 0 | 0 | 71 | |
UNITED RENTALS INC | COM | 911363109 | 1 | 13 | SH | DFND | 1,2 | 13 | 0 | 0 | |
UNITED RENTALS INC | COM | 911363109 | 321 | 2,808 | SH | DFND | 3,4 | 0 | 0 | 2,808 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 649 | 5,036 | SH | DFND | 1,2 | 4,894 | 0 | 142 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 141 | 1,093 | SH | DFND | 3,4 | 0 | 0 | 1,093 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 474 | 1,917 | SH | DFND | 1,2 | 1,917 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 966 | 3,907 | SH | DFND | 3,4 | 0 | 0 | 3,907 | |
V F CORP | COM | 918204108 | 27 | 305 | SH | DFND | 1,2 | 305 | 0 | 0 | |
V F CORP | COM | 918204108 | 292 | 3,355 | SH | DFND | 3,4 | 0 | 0 | 3,355 | |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 259 | 3,051 | SH | DFND | 1,2 | 3,051 | 0 | 0 | |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 37 | 440 | SH | DFND | 3,4 | 0 | 0 | 440 | |
VANECK VECTORS ETF TR | EMERGING MKTS HI | 92189F353 | 2,709 | 115,968 | SH | DFND | 1,2 | 115,800 | 0 | 168 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 314 | 13,998 | SH | DFND | 1,2 | 13,553 | 0 | 445 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 1,798 | 80,195 | SH | DFND | 3,4 | 0 | 0 | 80,195 | |
VANGUARD ADMIRAL FDS INC | MIDCP 400 IDX | 921932885 | 272 | 2,129 | SH | DFND | 3,4 | 0 | 0 | 2,129 | |
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 292 | 3,665 | SH | DFND | 1,2 | 3,665 | 0 | 0 | |
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 2 | 25 | SH | DFND | 1,2 | 25 | 0 | 0 | |
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 1,756 | 21,627 | SH | DFND | 3,4 | 0 | 0 | 21,627 | |
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 583 | 10,455 | SH | DFND | 1,2 | 10,455 | 0 | 0 | |
VANGUARD GROUP | DIV APP ETF | 921908844 | 4,912 | 44,804 | SH | DFND | 1,2 | 44,804 | 0 | 0 | |
VANGUARD GROUP | DIV APP ETF | 921908844 | 2,917 | 26,608 | SH | DFND | 3,4 | 0 | 0 | 26,608 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 3,440 | 39,582 | SH | DFND | 1,2 | 39,337 | 0 | 245 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,581 | 18,189 | SH | DFND | 3,4 | 0 | 0 | 18,189 | |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 440 | 1,695 | SH | DFND | 1,2 | 1,695 | 0 | 0 | |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 1,304 | 5,025 | SH | DFND | 3,4 | 0 | 0 | 5,025 | |
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,082 | 7,078 | SH | DFND | 3,4 | 0 | 0 | 7,078 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 3,687 | 25,480 | SH | DFND | 1,2 | 25,241 | 0 | 239 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 3,574 | 24,701 | SH | DFND | 3,4 | 0 | 0 | 24,701 | |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 249 | 2,317 | SH | DFND | 3,4 | 0 | 0 | 2,317 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 3,110 | 39,001 | SH | DFND | 1,2 | 38,945 | 0 | 56 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 299 | 3,751 | SH | DFND | 3,4 | 0 | 0 | 3,751 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 445 | 5,193 | SH | DFND | 3,4 | 0 | 0 | 5,193 | |
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 2,006 | 11,630 | SH | DFND | 3,4 | 0 | 0 | 11,630 | |
VENTAS INC | COM | 92276F100 | 564 | 8,840 | SH | DFND | 1,2 | 8,441 | 399 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,671 | 28,264 | SH | DFND | 1,2 | 27,127 | 1,137 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 3,140 | 53,101 | SH | DFND | 3,4 | 0 | 0 | 53,101 | |
VISA INC | COM CL A | 92826C839 | 1,033 | 6,612 | SH | DFND | 1,2 | 6,419 | 0 | 193 | |
VISA INC | COM CL A | 92826C839 | 2,272 | 14,547 | SH | DFND | 3,4 | 0 | 0 | 14,547 | |
VMWARE INC | CL A COM | 928563402 | 251 | 1,388 | SH | DFND | 1,2 | 1,388 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 18 | 100 | SH | DFND | 3,4 | 0 | 0 | 100 | |
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 608 | 33,434 | SH | DFND | 1,2 | 31,554 | 1,880 | 0 | |
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 87 | 4,800 | SH | DFND | 3,4 | 0 | 0 | 4,800 | |
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 75 | 11,600 | SH | DFND | 3,4 | 0 | 0 | 11,600 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 361 | 5,715 | SH | DFND | 1,2 | 5,715 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 31 | 495 | SH | DFND | 3,4 | 0 | 0 | 495 | |
WALMART INC | COM | 931142103 | 251 | 2,577 | SH | DFND | 1,2 | 2,577 | 0 | 0 | |
WALMART INC | COM | 931142103 | 278 | 2,846 | SH | DFND | 3,4 | 0 | 0 | 2,846 | |
WASTE MGMT INC DEL | COM | 94106L109 | 246 | 2,367 | SH | DFND | 1,2 | 2,367 | 0 | 0 | |
WASTE MGMT INC DEL | COM | 94106L109 | 109 | 1,045 | SH | DFND | 3,4 | 0 | 0 | 1,045 | |
WEATHERFORD INTL PLC | ORD SHS | G48833100 | 7 | 10,000 | SH | DFND | 3,4 | 0 | 0 | 10,000 | |
WELLS FARGO CO NEW | COM | 949746101 | 791 | 16,382 | SH | DFND | 1,2 | 16,074 | 0 | 308 | |
WELLS FARGO CO NEW | COM | 949746101 | 179 | 3,706 | SH | DFND | 3,4 | 0 | 0 | 3,706 | |
WELLTOWER INC | COM | 95040Q104 | 532 | 6,856 | SH | DFND | 1,2 | 6,527 | 329 | 0 | |
WELLTOWER INC | COM | 95040Q104 | 23 | 296 | SH | DFND | 3,4 | 0 | 0 | 296 | |
WENDYS CO | COM | 95058W100 | 588 | 32,850 | SH | DFND | 3,4 | 0 | 0 | 32,850 | |
WESTERN UN CO | COM | 959802109 | 366 | 19,852 | SH | DFND | 1,2 | 19,601 | 0 | 251 | |
WESTROCK CO | COM | 96145D105 | 337 | 8,814 | SH | DFND | 1,2 | 8,629 | 0 | 185 | |
WEYERHAEUSER CO | COM | 962166104 | 14 | 533 | SH | DFND | 1,2 | 533 | 0 | 0 | |
WEYERHAEUSER CO | COM | 962166104 | 353 | 13,395 | SH | DFND | 3,4 | 0 | 0 | 13,395 | |
WISDOMTREE TR | INTL EQUITY FD | 97717W703 | 2,425 | 47,899 | SH | DFND | 3,4 | 0 | 0 | 47,899 | |
XILINX INC | COM | 983919101 | 136 | 1,071 | SH | DFND | 1,2 | 1,071 | 0 | 0 | |
XILINX INC | COM | 983919101 | 146 | 1,149 | SH | DFND | 3,4 | 0 | 0 | 1,149 | |
XYLEM INC | COM | 98419M100 | 8 | 99 | SH | DFND | 1,2 | 99 | 0 | 0 | |
XYLEM INC | COM | 98419M100 | 457 | 5,788 | SH | DFND | 3,4 | 0 | 0 | 5,788 | |
YETI HLDGS INC | COM | 98585X104 | 327 | 10,818 | SH | DFND | 3,4 | 0 | 0 | 10,818 |