| | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Proposal | | Management Recommendation | | Vote Instruction |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Gerard Kleisterlee as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Vittorio Colao as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Andy Halford as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Stephen Pusey as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Renee James as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Alan Jebson as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Samuel Jonah as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Elect Omid Kordestani as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Nick Land as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Anne Lauvergeon as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Luc Vandevelde as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Anthony Watson as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Re-elect Philip Yea as Director | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Approve Final Dividend | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Approve Remuneration Report | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Reappoint Deloitte LLP as Auditors | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise EU Political Donations and Expenditure | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 23-Jul-13 | | Annual | | Management | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Jens Alder | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Raymond J. Bromark | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Gary J. Fernandes | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Michael P. Gregoire | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Rohit Kapoor | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Kay Koplovitz | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Christopher B. Lofgren | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Richard Sulpizio | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Laura S. Unger | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Arthur F. Weinbach | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Elect Director Renato (Ron) Zambonini | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
CA, Inc. | | CA | | 12673P105 | | 31-Jul-13 | | Annual | | Management | | Amend Shareholder Rights Plan (Poison Pill) | | For | | For |
| | | | | | | | |
Microchip Technology Incorporated | | MCHP | | 595017104 | | 16-Aug-13 | | Annual | | Management | | Elect Director Steve Sanghi | | For | | For |
Microchip Technology Incorporated | | MCHP | | 595017104 | | 16-Aug-13 | | Annual | | Management | | Elect Director Matthew W. Chapman | | For | | For |
Microchip Technology Incorporated | | MCHP | | 595017104 | | 16-Aug-13 | | Annual | | Management | | Elect Director L.B. Day | | For | | For |
Microchip Technology Incorporated | | MCHP | | 595017104 | | 16-Aug-13 | | Annual | | Management | | Elect Director Albert J. Hugo-Martinez | | For | | For |
Microchip Technology Incorporated | | MCHP | | 595017104 | | 16-Aug-13 | | Annual | | Management | | Elect Director Wade F. Meyercord | | For | | For |
Microchip Technology Incorporated | | MCHP | | 595017104 | | 16-Aug-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Microchip Technology Incorporated | | MCHP | | 595017104 | | 16-Aug-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Elect Director Timothy S. Gitzel | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Elect Director William R. Graber | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Elect Director Emery N. Koenig | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Elect Director David T. Seaton | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Mosaic Company | | MOS | | 61945C103 | | 03-Oct-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director Angela F. Braly | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director Kenneth I. Chenault | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director Scott D. Cook | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director Susan Desmond-Hellmann | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director A.G. Lafley | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director Terry J. Lundgren | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director W. James McNerney, Jr. | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director Margaret C. Whitman | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director Mary Agnes Wilderotter | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director Patricia A. Woertz | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Elect Director Ernesto Zedillo | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For |
The Procter & Gamble Company | | PG | | 742718109 | | 08-Oct-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Jeffrey S. Berg | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director H. Raymond Bingham | | For | | Withhold |
| | | | | | | | | | | | | | | | |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Michael J. Boskin | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Safra A. Catz | | For | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Bruce R. Chizen | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director George H. Conrades | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Lawrence J. Ellison | | For | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Hector Garcia-Molina | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Jeffrey O. Henley | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Mark V. Hurd | | For | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Elect Director Naomi O. Seligman | | For | | Withhold |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | Against |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Share Holder | | Establish Human Rights Committee | | Against | | Against |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Share Holder | | Provide Vote Counting to Exclude Abstentions | | Against | | Against |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Share Holder | | Adopt Multiple Performance Metrics Under Executive Incentive Plans | | Against | | For |
Oracle Corporation | | ORCL | | 68389X105 | | 31-Oct-13 | | Annual | | Share Holder | | Require Shareholder Approval of Quantifiable Performance Metrics | | Against | | For |
| | | | | | | | |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Carol A. Bartz | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Marc Benioff | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Gregory Q. Brown | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director M. Michele Burns | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Michael D. Capellas | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director John T. Chambers | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Brian L. Halla | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director John L. Hennessy | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Kristina M. Johnson | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Roderick C. McGeary | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Arun Sarin | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Elect Director Steven M. West | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
Cisco Systems, Inc. | | CSCO | | 17275R102 | | 19-Nov-13 | | Annual | | Share Holder | | Approve Proxy Advisor Competition | | Against | | Against |
| | | | | | | | |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Steven A. Ballmer | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Dina Dublon | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director William H. Gates | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Maria M. Klawe | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Stephen J. Luczo | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director David F. Marquardt | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Charles H. Noski | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director Helmut Panke | | For | | Against |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Elect Director John W. Thompson | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 19-Nov-13 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | |
The Connecticut Light & Power Co | | | | 207597790 | | 12-Dec-13 | | Special | | Management | | Consent to Issuance or Assumption of Unsecured Indebtedness of any Maturity in an Amount up to 20% of Aggregate Capitalization for a Ten-year Period | | For | | Against |
The Connecticut Light & Power Co | | | | 207597790 | | 12-Dec-13 | | Special | | Management | | Approve Amendment to the Certificate of Incorporation to Delete Section 4, Paragraph 1(b) (Including the Sentence Following Paragraph 1(b)) of Section VI Under Part Two of Article IV, as it Relates to Issuance or Assumption of Unsecured Indebtedness | | For | | Against |
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Vodafone Group plc | | VOD | | 92857W209 | | 28-Jan-14 | | Special | | Management | | Approve Scheme of Arrangement | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 28-Jan-14 | | Special | | Management | | Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 28-Jan-14 | | Special | | Management | | Approve Matters Relating to the Return of Value to Shareholders | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 28-Jan-14 | | Special | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For |
Vodafone Group plc | | VOD | | 92857W209 | | 28-Jan-14 | | Special | | Management | | Authorise Board to Ratify and Execute Approved Resolutions | | For | | For |
| | | | | | | | |
Teva Pharmaceutical Industries Ltd. | | TEVA | | 881624209 | | 24-Feb-14 | | Special | | Management | | Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate | | For | | For |
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Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Elect Director Ray Stata | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Elect Director Vincent T. Roche | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Elect Director Richard M. Beyer | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Elect Director James A. Champy | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Elect Director John C. Hodgson | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Elect Director Yves-Andre Istel | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Elect Director Neil Novich | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Elect Director F. Grant Saviers | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Elect Director Kenton J. Sicchitano | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Elect Director Lisa T. Su | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Analog Devices, Inc. | | ADI | | 032654105 | | 12-Mar-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | |
Medley Capital Corporation | | MCC | | 58503F106 | | 03-Apr-14 | | Annual | | Management | | Elect Director Brook Taube | | For | | For |
Medley Capital Corporation | | MCC | | 58503F106 | | 03-Apr-14 | | Annual | | Management | | Elect Director Karin Hirtler-Garvey | | For | | For |
Medley Capital Corporation | | MCC | | 58503F106 | | 03-Apr-14 | | Annual | | Management | | Elect Director John E. Mack | | For | | For |
Medley Capital Corporation | | MCC | | 58503F106 | | 03-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Medley Capital Corporation | | MCC | | 58503F106 | | 03-Apr-14 | | Annual | | Management | | Approve Issuance of Shares Below Net Asset Value (NAV) | | For | | For |
| | | | | | | | |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Ruth E. Bruch | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Nicholas M. Donofrio | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Jeffrey A. Goldstein | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Gerald L. Hassell | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Edmund F. ‘Ted’ Kelly | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Richard J. Kogan | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Michael J. Kowalski | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director John A. Luke, Jr. | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Mark A. Nordenberg | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Catherine A. Rein | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director William C. Richardson | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Samuel C. Scott, III | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Elect Director Wesley W. von Schack | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
The Bank of New York Mellon Corporation | | BK | | 064058100 | | 08-Apr-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Elect Chairman of Meeting | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Prepare and Approve List of Shareholders | | | | |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Approve Agenda of Meeting | | | | |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Acknowledge Proper Convening of Meeting | | | | |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Designate Inspector(s) of Minutes of Meeting | | | | |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Receive Financial Statements and Statutory Reports | | | | |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Receive President’s Report | | | | |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Approve Discharge of Board and President | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Approve Allocation of Income and Dividends of SEK 3.00 Per Share | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Presentation of Nominating Committee’s Proposals | | | | |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Determine Number of Members (12) and Deputy Members (0) of Board | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Approve Remuneration of Auditors | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Fix Number of Auditors at One | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Ratify PricewaterhouseCoopers as Auditors | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Approve Remuneration Policy And Other Terms of Employment For Executive Management | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Approve 2014 Stock Purchase Plan | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Approve Equity Plan Financing (2014 Stock Purchase Plan) | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan) | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Approve 2014 Key Contributor Retention Plan | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Approve Equity Plan Financing (2014 Key Contributor Retention Plan) | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan) | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Approve 2014 Executive Performance Stock Plan | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Approve Equity Plan Financing (2014 Executive Performance Stock Plan) | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan) | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs) | | For | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Share Holder | | Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM | | None | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Share Holder | | Request Board to Take Necessary Action to Create a Shareholders Association | | None | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Share Holder | | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | | None | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Share Holder | | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | | None | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Share Holder | | Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights | | None | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Share Holder | | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company’s Exports to Iran | | None | | Do Not Vote |
Telefonaktiebolaget LM Ericsson | | ERIC B | | 294821608 | | 11-Apr-14 | | Annual | | Management | | Close Meeting | | | | |
| | | | | | | | |
Carrefour | | CA | | 144430204 | | 15-Apr-14 | | Annual/Special | | Management | | Approve Financial Statements and Statutory Reports | | For | | For |
Carrefour | | CA | | 144430204 | | 15-Apr-14 | | Annual/Special | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
Carrefour | | CA | | 144430204 | | 15-Apr-14 | | Annual/Special | | Management | | Approve Allocation of Income and Dividends of EUR 0.62 per Share | | For | | For |
Carrefour | | CA | | 144430204 | | 15-Apr-14 | | Annual/Special | | Management | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | Against |
Carrefour | | CA | | 144430204 | | 15-Apr-14 | | Annual/Special | | Management | | Advisory Vote on Compensation of Georges Plassat, Chairman and CEO | | For | | For |
Carrefour | | CA | | 144430204 | | 15-Apr-14 | | Annual/Special | | Management | | Ratify Appointment of Thomas J. Barrack Jr as Director | | For | | For |
Carrefour | | CA | | 144430204 | | 15-Apr-14 | | Annual/Special | | Management | | Reelect Amaury de Seze as Director | | For | | For |
| | | | | | | | | | | | | | | | |
Carrefour | | CA | | 144430204 | | 15-Apr-14 | | Annual/Special | | Management | | Reelect Bernard Arnault as Director | | For | | For |
Carrefour | | CA | | 144430204 | | 15-Apr-14 | | Annual/Special | | Management | | Reelect Jean-Laurent Bonnafe as Director | | For | | For |
Carrefour | | CA | | 144430204 | | 15-Apr-14 | | Annual/Special | | Management | | Reelect Rene Brillet as Director | | For | | For |
Carrefour | | CA | | 144430204 | | 15-Apr-14 | | Annual/Special | | Management | | Authorize Repurchase of Up to 65,649,919 Shares | | For | | For |
Carrefour | | CA | | 144430204 | | 15-Apr-14 | | Annual/Special | | Management | | Amend Article 16 of Bylaws Re: CEO Age Limit | | For | | For |
Carrefour | | CA | | 144430204 | | 15-Apr-14 | | Annual/Special | | Management | | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Michael L. Corbat | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Duncan P. Hennes | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Franz B. Humer | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Eugene M. McQuade | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Michael E. O’Neill | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Gary M. Reiner | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Judith Rodin | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Robert L. Ryan | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Anthony M. Santomero | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Joan E. Spero | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Diana L. Taylor | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director William S. Thompson, Jr. | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director James S. Turley | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Elect Director Ernesto Zedillo Ponce de Leon | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | Against |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Share Holder | | Amend Director Indemnifications Provisions | | Against | | Against |
Citigroup Inc. | | C | | 172967424 | | 22-Apr-14 | | Annual | | Share Holder | | Adopt Proxy Access Right | | Against | | Against |
| | | | | | | | |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director W. Geoffrey Beattie | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director John J. Brennan | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director James I. Cash, Jr. | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Francisco D’Souza | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Marijn E. Dekkers | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Ann M. Fudge | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Susan J. Hockfield | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Jeffrey R. Immelt | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Andrea Jung | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Robert W. Lane | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Rochelle B. Lazarus | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director James J. Mulva | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director James E. Rohr | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Mary L. Schapiro | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Robert J. Swieringa | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director James S. Tisch | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Elect Director Douglas A. Warner, III | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Share Holder | | Provide for Cumulative Voting | | Against | | For |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Share Holder | | Stock Retention/Holding Period | | Against | | Against |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Share Holder | | Require More Director Nominations Than Open Seats | | Against | | Against |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | Against |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Share Holder | | Cessation of All Stock Options and Bonuses | | Against | | Against |
General Electric Company | | GE | | 369604103 | | 23-Apr-14 | | Annual | | Share Holder | | Seek Sale of Company | | Against | | Against |
| | | | | | | | |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Approve Dividends | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Appoint KPMG LLP as Auditor | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Re-elect Leif Johansson as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Re-elect Pascal Soriot as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Elect Marc Dunoyer as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Re-elect Genevieve Berger as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Re-elect Bruce Burlington as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Elect Ann Cairns as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Re-elect Graham Chipchase as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Re-elect Jean-Philippe Courtois as Director | | For | | Against |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Re-elect Rudy Markham as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Re-elect Nancy Rothwell as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Re-elect Shriti Vadera as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Re-elect John Varley as Director | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Re-elect Marcus Wallenberg as Director | | For | | For |
| | | | | | | | | | | | | | | | |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Approve Remuneration Report | | For | | Against |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Approve Remuneration Policy | | For | | Withhold |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Authorise EU Political Donations and Expenditure | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
AstraZeneca plc | | AZN | | 046353108 | | 24-Apr-14 | | Annual | | Management | | Approve Performance Share Plan | | For | | For |
| | | | | | | | |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Bradley A. Alford | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Anthony K. Anderson | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Peter K. Barker | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Rolf L. Borjesson | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Ken C. Hicks | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Charles H. Noski | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director David E. I. Pyott | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Dean A. Scarborough | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Patrick T. Siewert | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Julia A. Stewart | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Elect Director Martha N. Sullivan | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
Avery Dennison Corporation | | AVY | | 053611109 | | 24-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Elect Director Tan Sri Lim Kok Thay | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Elect Director David M. Abrams | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Elect Director John Chidsey | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officer’s Compensation | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
Norwegian Cruise Line Holdings Ltd. | | NCLH | | G66721104 | | 24-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Dennis A. Ausiello | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Frances D. Fergusson | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Helen H. Hobbs | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Constance J. Horner | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director James M. Kilts | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director George A. Lorch | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Shantanu Narayen | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Ian C. Read | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Stephen W. Sanger | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Elect Director Marc Tessier-Lavigne | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Share Holder | | Require Shareholder Vote to Approve Political Contributions Policy | | Against | | Against |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Share Holder | | Review and Assess Membership of Lobbying Organizations | | Against | | Against |
Pfizer Inc. | | PFE | | 717081103 | | 24-Apr-14 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
| | | | | | | | |
PACCAR Inc. | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Management | | Elect Director John M. Fluke, Jr. | | For | | Against |
PACCAR Inc. | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Management | | Elect Director Kirk S. Hachigian | | For | | For |
PACCAR Inc. | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Management | | Elect Director Roderick C. McGeary | | For | | For |
PACCAR Inc. | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Management | | Elect Director Mark A. Schulz | | For | | Against |
PACCAR Inc. | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Management | | Amend Non-Employee Director Restricted Stock Plan | | For | | For |
PACCAR Inc. | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
PACCAR Inc. | | PCAR | | 693718108 | | 29-Apr-14 | | Annual | | Share Holder | | Reduce Supermajority Vote Requirement | | Against | | For |
| | | | | | | | |
Suncor Energy Inc. | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director Mel E. Benson | | For | | For |
Suncor Energy Inc. | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director Dominic D’Alessandro | | For | | For |
Suncor Energy Inc. | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director W. Douglas Ford | | For | | For |
Suncor Energy Inc. | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director John D. Gass | | For | | For |
Suncor Energy Inc. | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director Paul Haseldonckx | | For | | For |
Suncor Energy Inc. | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director John R. Huff | | For | | For |
Suncor Energy Inc. | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director Jacques Lamarre | | For | | For |
Suncor Energy Inc. | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director Maureen McCaw | | For | | For |
Suncor Energy Inc. | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director Michael W. O’Brien | | For | | For |
Suncor Energy Inc. | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director James W. Simpson | | For | | For |
Suncor Energy Inc. | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director Eira M. Thomas | | For | | For |
Suncor Energy Inc. | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director Steven W. Williams | | For | | For |
Suncor Energy Inc. | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Elect Director Michael M. Wilson | | For | | For |
Suncor Energy Inc. | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Suncor Energy Inc. | | SU | | 867224107 | | 29-Apr-14 | | Annual | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | | | | | | | | |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director John D. Baker, II | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Elaine L. Chao | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director John S. Chen | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Lloyd H. Dean | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Susan E. Engel | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Enrique Hernandez, Jr. | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Donald M. James | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Cynthia H. Milligan | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Federico F. Pena | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director James H. Quigley | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Judith M. Runstad | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Stephen W. Sanger | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director John G. Stumpf | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Elect Director Susan G. Swenson | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
Wells Fargo & Company | | WFC | | 949746101 | | 29-Apr-14 | | Annual | | Share Holder | | Review Fair Housing and Fair Lending Compliance | | Against | | For |
| | | | | | | | |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director C. William D. Birchall | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Gustavo Cisneros | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Ned Goodman | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director J. Brett Harvey | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Nancy H.O. Lockhart | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Dambisa Moyo | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Anthony Munk | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director David Naylor | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Steven J. Shapiro | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Jamie C. Sokalsky | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director John L. Thornton | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Elect Director Ernie L. Thrasher | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
Barrick Gold Corporation | | ABX | | 067901108 | | 30-Apr-14 | | Annual/Special | | Management | | Approve Advance Notice Policy | | For | | For |
| | | | | | | | |
National CineMedia, Inc. | | NCMI | | 635309107 | | 30-Apr-14 | | Annual | | Management | | Elect Director Kurt C. Hall | | For | | For |
National CineMedia, Inc. | | NCMI | | 635309107 | | 30-Apr-14 | | Annual | | Management | | Elect Director Lawrence A. Goodman | | For | | For |
National CineMedia, Inc. | | NCMI | | 635309107 | | 30-Apr-14 | | Annual | | Management | | Elect Director Scott N. Schneider | | For | | For |
National CineMedia, Inc. | | NCMI | | 635309107 | | 30-Apr-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
National CineMedia, Inc. | | NCMI | | 635309107 | | 30-Apr-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Richard D. Fairbank | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Patrick W. Gross | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Ann Fritz Hackett | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Lewis Hay, III | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Benjamin P. Jenkins, III | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Pierre E. Leroy | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Peter E. Raskind | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Mayo A. Shattuck, III | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Bradford H. Warner | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Elect Director Catherine G. West | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Amend Omnibus Stock Plan | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Management | | Reduce Supermajority Vote Requirement | | For | | For |
Capital One Financial Corporation | | COF | | 14040H105 | | 01-May-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | |
Koninklijke Philips N.V. | | PHIA | | 500472303 | | 01-May-14 | | Annual | | Management | | President’s Speech | | | | |
Koninklijke Philips N.V. | | PHIA | | 500472303 | | 01-May-14 | | Annual | | Management | | Discuss Remuneration Report | | | | |
Koninklijke Philips N.V. | | PHIA | | 500472303 | | 01-May-14 | | Annual | | Management | | Receive Explanation on Company’s Reserves and Dividend Policy | | | | |
Koninklijke Philips N.V. | | PHIA | | 500472303 | | 01-May-14 | | Annual | | Management | | Adopt Financial Statements | | For | | For |
Koninklijke Philips N.V. | | PHIA | | 500472303 | | 01-May-14 | | Annual | | Management | | Approve Dividends of EUR 0.80 Per Share | | For | | For |
Koninklijke Philips N.V. | | PHIA | | 500472303 | | 01-May-14 | | Annual | | Management | | Approve Discharge of Management Board | | For | | For |
Koninklijke Philips N.V. | | PHIA | | 500472303 | | 01-May-14 | | Annual | | Management | | Approve Discharge of Supervisory Board | | For | | For |
Koninklijke Philips N.V. | | PHIA | | 500472303 | | 01-May-14 | | Annual | | Management | | Elect Orit Gadiesh to Supervisory Board | | For | | For |
Koninklijke Philips N.V. | | PHIA | | 500472303 | | 01-May-14 | | Annual | | Management | | Reappoint KPMG as Auditors for an Intermim Period of One Year | | For | | For |
Koninklijke Philips N.V. | | PHIA | | 500472303 | | 01-May-14 | | Annual | | Management | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | | For | | For |
Koninklijke Philips N.V. | | PHIA | | 500472303 | | 01-May-14 | | Annual | | Management | | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a | | For | | For |
Koninklijke Philips N.V. | | PHIA | | 500472303 | | 01-May-14 | | Annual | | Management | | Authorize Repurchase of Shares | | For | | For |
Koninklijke Philips N.V. | | PHIA | | 500472303 | | 01-May-14 | | Annual | | Management | | Approve Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | | | | | | | |
Koninklijke Philips N.V. | | PHIA | | 500472303 | | 01-May-14 | | Annual | | Management | | Allow Questions | | | | |
| | | | | | | | |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director Shellye L. Archambeau | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director Richard L. Carrion | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director Melanie L. Healey | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director M. Frances Keeth | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director Robert W. Lane | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director Lowell C. McAdam | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director Donald T. Nicolaisen | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director Clarence Otis, Jr. | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director Rodney E. Slater | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director Kathryn A. Tesija | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Elect Director Gregory D. Wasson | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Management | | Provide Proxy Access Right | | For | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Share Holder | | Report on Net Neutrality | | Against | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Share Holder | | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | | Against | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Share Holder | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
Verizon Communications Inc. | | VZ | | 92343V104 | | 01-May-14 | | Annual | | Share Holder | | Approve Proxy Voting Authority | | Against | | Against |
| | | | | | | | |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Approve Financial Statements and Statutory Reports | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Approve Allocation of Income and Dividends of EUR 2.80 per Share | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Reelect Christopher Viehbacher as Director | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Reelect Robert Castaigne as Director | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Reelect Christian Mulliez as Director | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Elect Patrick Kron as Director | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Advisory Vote on Compensation of Serge Weinberg, Chairman | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Advisory Vote on Compensation of Christopher Viehbacher, CEO | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
Sanofi | | SAN | | 80105N105 | | 05-May-14 | | Annual | | Management | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
| | | | | | | | |
NRG Yield, Inc. | | NYLD | | 62942X108 | | 06-May-14 | | Annual | | Management | | Elect Director David Crane | | For | | Withhold |
NRG Yield, Inc. | | NYLD | | 62942X108 | | 06-May-14 | | Annual | | Management | | Elect Director John F. Chlebowski | | For | | For |
NRG Yield, Inc. | | NYLD | | 62942X108 | | 06-May-14 | | Annual | | Management | | Elect Director Kirkland B. Andrews | | For | | Withhold |
NRG Yield, Inc. | | NYLD | | 62942X108 | | 06-May-14 | | Annual | | Management | | Elect Director Brian R. Ford | | For | | For |
NRG Yield, Inc. | | NYLD | | 62942X108 | | 06-May-14 | | Annual | | Management | | Elect Director Mauricio Gutierrez | | For | | Withhold |
NRG Yield, Inc. | | NYLD | | 62942X108 | | 06-May-14 | | Annual | | Management | | Elect Director Ferrell P. McClean | | For | | For |
NRG Yield, Inc. | | NYLD | | 62942X108 | | 06-May-14 | | Annual | | Management | | Elect Director Christopher S. Sotos | | For | | Withhold |
NRG Yield, Inc. | | NYLD | | 62942X108 | | 06-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect David C. Everitt, Russell K. Girling, Susan A. Henry, Russell J. Horner, David J. Lesar, John E. Lowe, Charles V. Magro, A. Anne McLellan, Derek G. Pannell, Mayo M. Schmidt and Victor J. Zaleschuk as Directors | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director David C. Everitt | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Russell K. Girling | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Susan A. Henry | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Russell J. Horner | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director David J. Lesar | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director John E. Lowe | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Charles (Chuck) V. Magro | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director A. Anne McLellan | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Derek G. Pannell | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Mayo M. Schmidt | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Elect Director Victor J. Zaleschuk | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Ratify KPMG LLP as Auditors | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Amend General By-Law No. 1 | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Approve Advance Notice Policy | | For | | For |
Agrium Inc. | | AGU | | 008916108 | | 07-May-14 | | Annual/Special | | Management | | Amend Stock Option Plan | | For | | For |
| | | | | | | | |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Approve Remuneration Report | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Approve Remuneration Policy | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Re-elect Sir Christopher Gent as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Re-elect Sir Andrew Witty as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Re-elect Sir Roy Anderson as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Re-elect Dr Stephanie Burns as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Re-elect Stacey Cartwright as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Re-elect Simon Dingemans as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Re-elect Lynn Elsenhans as Director | | For | | For |
| | | | | | | | | | | | | | | | |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Re-elect Judy Lewent as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Re-elect Sir Deryck Maughan as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Re-elect Dr Daniel Podolsky as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Re-elect Dr Moncef Slaoui as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Re-elect Tom de Swaan as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Re-elect Jing Ulrich as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Re-elect Hans Wijers as Director | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Authorise EU Political Donations and Expenditure | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | | For | | For |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 07-May-14 | | Annual | | Management | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
| | | | | | | | |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Harold Brown | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Andre Calantzopoulos | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Louis C. Camilleri | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Jennifer Li | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Sergio Marchionne | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Kalpana Morparia | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Lucio A. Noto | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Robert B. Polet | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Carlos Slim Helu | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Elect Director Stephen M. Wolf | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | For |
Philip Morris International Inc. | | PM | | 718172109 | | 07-May-14 | | Annual | | Share Holder | | Adopt Policy to Restrict Non-Required Animal Testing | | Against | | Against |
| | | | | | | | |
Phillips 66 | | PSX | | 718546104 | | 07-May-14 | | Annual | | Management | | Elect Director William R. Loomis, Jr. | | For | | For |
Phillips 66 | | PSX | | 718546104 | | 07-May-14 | | Annual | | Management | | Elect Director Glenn F. Tilton | | For | | For |
Phillips 66 | | PSX | | 718546104 | | 07-May-14 | | Annual | | Management | | Elect Director Marna C. Whittington | | For | | For |
Phillips 66 | | PSX | | 718546104 | | 07-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Phillips 66 | | PSX | | 718546104 | | 07-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Phillips 66 | | PSX | | 718546104 | | 07-May-14 | | Annual | | Share Holder | | Adopt Quantitative GHG Goals for Operations | | Against | | For |
| | | | | | | | |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director C. David Brown, II | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director Nancy-Ann M. DeParle | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director David W. Dorman | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director Anne M. Finucane | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director Larry J. Merlo | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director Jean-Pierre Millon | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director Richard J. Swift | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director William C. Weldon | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Elect Director Tony L. White | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 08-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Stephen G. Butler | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Kimberly A. Casiano | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Anthony F. Earley, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Edsel B. Ford, II | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director William Clay Ford, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Richard A. Gephardt | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director James P. Hackett | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director James H. Hance, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director William W. Helman, IV | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Jon M. Huntsman, Jr. | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director John C. Lechleiter | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Ellen R. Marram | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Alan Mulally | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Homer A. Neal | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director Gerald L. Shaheen | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Elect Director John L. Thornton | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Management | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Share Holder | | Approve Recapitalization Plan for all Stock to Have One-vote per Share | | Against | | For |
Ford Motor Company | | F | | 345370860 | | 08-May-14 | | Annual | | Share Holder | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
| | | | | | | | |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Elect Director Alan R. Edwards | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Elect Director Mark J. Daniel | | For | | For |
| | | | | | | | | | | | | | | | |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Elect Director Scott G. Perry | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Elect Director Luis M. Chavez | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Elect Director Patrick D. Downey | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Elect Director Ronald E. Smith | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Elect Director Richard M. Colterjohn | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Elect Director Joseph G. Spiteri | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Approve Advance Notice Policy | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Amend By-Law No. 1 | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Amend Employee Share Purchase Plan | | For | | For |
AuRico Gold Inc. | | AUQ | | 05155C105 | | 09-May-14 | | Annual/Special | | Management | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Robert H. Benmosche | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director W. Don Cornwell | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Peter R. Fisher | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director John H. Fitzpatrick | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director William G. Jurgensen | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Christopher S. Lynch | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Arthur C. Martinez | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director George L. Miles, Jr. | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Henry S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Robert S. Miller | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Suzanne Nora Johnson | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Ronald A. Rittenmeyer | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Douglas M. Steenland | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Elect Director Theresa M. Stone | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG’s Tax Attributes | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Amend Tax Asset Protection Plan | | For | | For |
AMERICAN INTERNATIONAL GROUP, INC. | | AIG | | 026874784 | | 12-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | |
ING Groep NV | | INGA | | 456837103 | | 12-May-14 | | Annual | | Management | | Open Meeting and Announcements | | | | |
ING Groep NV | | INGA | | 456837103 | | 12-May-14 | | Annual | | Management | | Receive Report of Management Board (Non-Voting) | | | | |
ING Groep NV | | INGA | | 456837103 | | 12-May-14 | | Annual | | Management | | Receive Report of Supervisory Board (Non-Voting) | | | | |
ING Groep NV | | INGA | | 456837103 | | 12-May-14 | | Annual | | Management | | Discuss Remuneration Report | | | | |
ING Groep NV | | INGA | | 456837103 | | 12-May-14 | | Annual | | Management | | Approve Amendments to Remuneration Policy for Management Board Members | | For | | For |
ING Groep NV | | INGA | | 456837103 | | 12-May-14 | | Annual | | Management | | Adopt Financial Statements | | For | | For |
ING Groep NV | | INGA | | 456837103 | | 12-May-14 | | Annual | | Management | | Receive Explanation on Company’s Reserves and Dividend Policy | | | | |
ING Groep NV | | INGA | | 456837103 | | 12-May-14 | | Annual | | Management | | Discussion on Company’s Corporate Governance Structure | | | | |
ING Groep NV | | INGA | | 456837103 | | 12-May-14 | | Annual | | Management | | Increase Share Capital by EUR 13 Billion by Reduction in Share Premium Reserve and Increase Nominal per Share | | For | | For |
ING Groep NV | | INGA | | 456837103 | | 12-May-14 | | Annual | | Management | | Decrease Share Capital by EUR 13 Billion by Reduction in Nominal Value per Share and With Cash Distribution to Shareholders | | For | | For |
ING Groep NV | | INGA | | 456837103 | | 12-May-14 | | Annual | | Management | | Amend Articles Re: Representation of the Board | | For | | For |
ING Groep NV | | INGA | | 456837103 | | 12-May-14 | | Annual | | Management | | Receive Announcements on Sustainability | | | | |
ING Groep NV | | INGA | | 456837103 | | 12-May-14 | | Annual | | Management | | Approve Discharge of Management Board | | For | | For |
ING Groep NV | | INGA | | 456837103 | | 12-May-14 | | Annual | | Management | | Approve Discharge of Supervisory Board | | For | | For |
ING Groep NV | | INGA | | 456837103 | | 12-May-14 | | Annual | | Management | | Elect Eric Boyer de la Giroday to Supervisory Board | | For | | For |
ING Groep NV | | INGA | | 456837103 | | 12-May-14 | | Annual | | Management | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | | For | | For |
ING Groep NV | | INGA | | 456837103 | | 12-May-14 | | Annual | | Management | | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | | For | | For |
ING Groep NV | | INGA | | 456837103 | | 12-May-14 | | Annual | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
ING Groep NV | | INGA | | 456837103 | | 12-May-14 | | Annual | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring | | For | | For |
ING Groep NV | | INGA | | 456837103 | | 12-May-14 | | Annual | | Management | | Other Business (Non-Voting) and Closing | | | | |
| | | | | | | | |
The Gabelli Equity Trust Inc. | | GAB | | 362397861 | | 12-May-14 | | Annual | | Management | | Elect Director Frank J. Fahrenkopf, Jr | | For | | Withhold |
The Gabelli Equity Trust Inc. | | GAB | | 362397861 | | 12-May-14 | | Annual | | Management | | Elect Director Salvatore J. Zizza | | For | | Withhold |
The Gabelli Equity Trust Inc. | | GAB | | 362397861 | | 12-May-14 | | Annual | | Management | | Elect Director Anthony J. Colavita | | For | | Withhold |
| | | | | | | | |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Elect Richard Duffy as Director | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Re-elect Rhidwaan Gasant as Director | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Re-elect Sipho Pityana as Director | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Re-elect Wiseman Nkuhlu as Member of the Audit and Risk Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Re-elect Michael Kirkwood as Member of the Audit and Risk Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Re-elect Rhidwaan Gasant as Member of the Audit and Risk Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Elect Rodney Ruston as Member of the Audit and Risk Committee | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Approve Remuneration Policy | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Approve Non-executive Directors’ Remuneration for their Service as Directors | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Approve Non-executive Directors’ Remuneration for Board Committee Meetings | | For | | For |
| | | | | | | | | | | | | | | | |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Amend Memorandum of Incorporation | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Amend Long Term Incentive Plan | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Amend Bonus Share Plan | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Authorise Repurchase of Up to Five Percent of Issued Share Capital | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 14-May-14 | | Annual | | Management | | Elect David Hodgson as Director | | For | | For |
| | | | | | | | |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Approve Financial Statements and Statutory Reports | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Approve Allocation of Income and Dividends of EUR 2.38 per Share | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Reelect Patricia Barbizet as Director | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Reelect Marie-Christine Coisne-Roquette as Director | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Reelect Paul Desmarais Jr as Director | | For | | Against |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Reelect Barbara Kux as Director | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Advisory Vote on Compensation of Christophe de Margerie | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | | For | | Against |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Amend Article 15 of Bylaws Re: Age Limit for CEO | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Management | | Amend Article 17 of Bylaws Re: Proxy Voting | | For | | For |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Share Holder | | Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives | | Against | | Against |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Share Holder | | Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator | | Against | | Against |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Share Holder | | Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws | | Against | | Against |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Share Holder | | Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws | | Against | | Against |
Total SA | | FP | | 89151E109 | | 16-May-14 | | Annual/Special | | Share Holder | | Amend Article 12.7 of Bylaws: Remuneration of Directors | | Against | | Against |
| | | | | | | | |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Linda B. Bammann | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director James A. Bell | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Crandall C. Bowles | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Stephen B. Burke | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director James S. Crown | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director James Dimon | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Timothy P. Flynn | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Laban P. Jackson, Jr. | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Michael A. Neal | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director Lee R. Raymond | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Elect Director William C. Weldon | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Share Holder | | Report on Lobbying Payments and Policy | | Against | | Against |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Share Holder | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | For |
JPMorgan Chase & Co. | | JPM | | 46625H100 | | 20-May-14 | | Annual | | Share Holder | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Accept Financial Statements and Statutory Reports | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Approve Remuneration Policy | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Approve Remuneration Report | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Elect Euleen Goh as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Elect Patricia Woertz as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Elect Ben van Beurden as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Re-elect Guy Elliott as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Re-elect Simon Henry as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Re-elect Charles Holliday as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Re-elect Gerard Kleisterlee as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Re-elect Jorma Ollila as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Re-elect Sir Nigel Sheinwald as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Re-elect Linda Stuntz as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Re-elect Hans Wijers as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Re-elect Gerrit Zalm as Director | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | | | | | | | |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Authorise Board to Fix Remuneration of Auditors | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Authorise Market Purchase of Ordinary Shares | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Approve Long Term Incentive Plan | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Approve Deferred Bonus Plan | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Approve Restricted Share Plan | | For | | For |
Royal Dutch Shell plc | | RDSA | | 780259206 | | 20-May-14 | | Annual | | Management | | Approve EU Political Donations and Expenditure | | For | | For |
| | | | | | | | |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Elect Director Timothy F. Keaney | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Elect Director Gloria C. Larson | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Elect Director William J. Ryan | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Elect Director Thomas R. Watjen | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Unum Group | | UNM | | 91529Y106 | | 20-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Robert B. Allardice, III | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Trevor Fetter | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Liam E. McGee | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Kathryn A. Mikells | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Michael G. Morris | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Thomas A. Renyi | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Julie G. Richardson | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Virginia P. Ruesterholz | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director Charles B. Strauss | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Elect Director H. Patrick Swygert | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 21-May-14 | | Annual | | Management | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Jocelyn Carter-Miller | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Jill M. Considine | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Richard A. Goldstein | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director H. John Greeniaus | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Mary J. Steele Guilfoile | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Dawn Hudson | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director William T. Kerr | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director Michael I. Roth | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Elect Director David M. Thomas | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
The Interpublic Group of Companies, Inc. | | IPG | | 460690100 | | 22-May-14 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director Leslie A. Brun | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director Thomas R. Cech | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director Kenneth C. Frazier | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director Thomas H. Glocer | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director William B. Harrison, Jr. | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director C. Robert Kidder | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director Rochelle B. Lazarus | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director Carlos E. Represas | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director Patricia F. Russo | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director Craig B. Thompson | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director Wendell P. Weeks | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Elect Director Peter C. Wendell | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Share Holder | | Provide Right to Act by Written Consent | | Against | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 27-May-14 | | Annual | | Share Holder | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | Against | | Against |
| | | | | | | | |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Virginia Boulet | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Peter C. Brown | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Richard A. Gephardt | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director W. Bruce Hanks | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Gregory J. McCray | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director C. G. Melville, Jr. | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Fred R. Nichols | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director William A. Owens | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Harvey P. Perry | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Glen F. Post, III | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Michael J. Roberts | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Laurie A. Siegel | | For | | For |
| | | | | | | | | | | | | | | | |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Elect Director Joseph R. Zimmel | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Provide Proxy Access Right | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
CenturyLink, Inc. | | CTL | | 156700106 | | 28-May-14 | | Annual | | Share Holder | | Stock Retention | | Against | | For |
| | | | | | | | |
Ares Capital Corporation | | ARCC | | 04010L103 | | 02-Jun-14 | | Annual | | Management | | Elect Director Michael J. Arougheti | | For | | For |
Ares Capital Corporation | | ARCC | | 04010L103 | | 02-Jun-14 | | Annual | | Management | | Elect Director Ann Torre Bates | | For | | For |
Ares Capital Corporation | | ARCC | | 04010L103 | | 02-Jun-14 | | Annual | | Management | | Elect Director Steven B. McKeever | | For | | For |
Ares Capital Corporation | | ARCC | | 04010L103 | | 02-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Ares Capital Corporation | | ARCC | | 04010L103 | | 02-Jun-14 | | Annual | | Management | | Approve Issuance of Shares Below Net Asset Value (NAV) | | For | | For |
| | | | | | | | |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Ann C. Berzin | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director John Bruton | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Jared L. Cohon | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Gary D. Forsee | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Edward E. Hagenlocker | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Constance J. Horner | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Michael W. Lamach | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Theodore E. Martin | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director John P. Surma | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Richard J. Swift | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Tony L. White | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Approve Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Renew Directors’ Authority to Issue Shares | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Renew Directors’ Authority to Issue Shares for Cash | | For | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 05-Jun-14 | | Annual | | Management | | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | | For | | For |
| | | | | | | | |
PennyMac Financial Services, Inc. | | PFSI | | 70932B101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Stanford L. Kurland | | For | | For |
PennyMac Financial Services, Inc. | | PFSI | | 70932B101 | | 05-Jun-14 | | Annual | | Management | | Elect Director David A. Spector | | For | | For |
PennyMac Financial Services, Inc. | | PFSI | | 70932B101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Matthew Botein | | For | | For |
PennyMac Financial Services, Inc. | | PFSI | | 70932B101 | | 05-Jun-14 | | Annual | | Management | | Elect Director James K. Hunt | | For | | For |
PennyMac Financial Services, Inc. | | PFSI | | 70932B101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Joseph Mazzella | | For | | For |
PennyMac Financial Services, Inc. | | PFSI | | 70932B101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Farhad Nanji | | For | | For |
PennyMac Financial Services, Inc. | | PFSI | | 70932B101 | | 05-Jun-14 | | Annual | | Management | | Elect Director John Taylor | | For | | For |
PennyMac Financial Services, Inc. | | PFSI | | 70932B101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Mark Wiedman | | For | | For |
PennyMac Financial Services, Inc. | | PFSI | | 70932B101 | | 05-Jun-14 | | Annual | | Management | | Elect Director Emily Youssouf | | For | | For |
PennyMac Financial Services, Inc. | | PFSI | | 70932B101 | | 05-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
| | | | | | | | |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Joseph J. Ashton | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Mary T. Barra | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Erroll B. Davis, Jr. | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Stephen J. Girsky | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director E. Neville Isdell | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Kathryn V. Marinello | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Michael G. Mullen | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director James J. Mulva | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Patricia F. Russo | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Thomas M. Schoewe | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Theodore M. Solso | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Elect Director Carol M. Stephenson | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Approve Executive Incentive Bonus Plan | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Management | | Approve Omnibus Stock Plan | | For | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Share Holder | | Provide for Cumulative Voting | | Against | | For |
General Motors Company | | GM | | 37045V100 | | 10-Jun-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director James L. Barksdale | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director William P. Barr | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Jeffrey L. Bewkes | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Stephen F. Bollenbach | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Robert C. Clark | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Mathias Dopfner | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Jessica P. Einhorn | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Carlos M. Gutierrez | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Fred Hassan | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Kenneth J. Novack | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Paul D. Wachter | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Elect Director Deborah C. Wright | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | | | | | | | |
Time Warner Inc. | | TWX | | 887317303 | | 13-Jun-14 | | Annual | | Share Holder | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | |
Kayne Anderson MLP Investment Company | | KYN | | 486606700 | | 18-Jun-14 | | Annual | | Management | | Elect Director Gerald I. Isenberg | | For | | For |
Kayne Anderson MLP Investment Company | | KYN | | 486606700 | | 18-Jun-14 | | Annual | | Management | | Ratify Auditors | | For | | For |
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Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Receive Board’s and Auditor’s Reports | | | | |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Approve Financial Statements | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Approve Consolidated Financial Statements and Statutory Reports | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Approve Allocation of Income | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Approve Dividends on Series A Preferred Shares | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Approve Discharge of Directors | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Elect John Diercksen as Director | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Elect Robert Callahan as Director | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Reelect Raymond Svider as Director | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Reelect Egon Durban as Director | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Reelect Justin Bateman as Director | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Approve Remuneration of Directors | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Renew Appointment of KPMG as Auditor | | For | | For |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Authorize Board to Repurchase Shares | | For | | Against |
Intelsat SA | | I | | L5140P119 | | 19-Jun-14 | | Annual/Special | | Management | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 10 Million | | For | | Against |
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Nippon Telegraph & Telephone Corp. | | 9432 | | 654624105 | | 26-Jun-14 | | Annual | | Management | | Approve Allocation of Income, with a Final Dividend of JPY 90 | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | 654624105 | | 26-Jun-14 | | Annual | | Management | | Elect Director Miura, Satoshi | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | 654624105 | | 26-Jun-14 | | Annual | | Management | | Elect Director Unoura, Hiroo | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | 654624105 | | 26-Jun-14 | | Annual | | Management | | Elect Director Shinohara, Hiromichi | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | 654624105 | | 26-Jun-14 | | Annual | | Management | | Elect Director Sawada, Jun | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | 654624105 | | 26-Jun-14 | | Annual | | Management | | Elect Director Kobayashi, Mitsuyoshi | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | 654624105 | | 26-Jun-14 | | Annual | | Management | | Elect Director Shimada, Akira | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | 654624105 | | 26-Jun-14 | | Annual | | Management | | Elect Director Tsujigami, Hiroshi | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | 654624105 | | 26-Jun-14 | | Annual | | Management | | Elect Director Okuno, Tsunehisa | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | 654624105 | | 26-Jun-14 | | Annual | | Management | | Elect Director Kuriyama, Hiroki | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | 654624105 | | 26-Jun-14 | | Annual | | Management | | Elect Director Shirai, Katsuhiko | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | 654624105 | | 26-Jun-14 | | Annual | | Management | | Elect Director Sakakibara, Sadayuki | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | 654624105 | | 26-Jun-14 | | Annual | | Management | | Appoint Statutory Auditor Ide, Akiko | | For | | For |
Nippon Telegraph & Telephone Corp. | | 9432 | | 654624105 | | 26-Jun-14 | | Annual | | Management | | Appoint Statutory Auditor Iida, Takashi | | For | | For |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.