FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number811-21471
Nuveen Tax-Advantaged Total Return Strategy Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Cedric H. Antosiewicz – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code:312-917-7700
Date of fiscal year-end:December 31
Date of reporting period:June 30,2019
Item 1. Proxy Voting Record
FORM N-PX
ICA File Number: 811-21471
Registrant Name: Nuveen Tax-Advantaged Total Return Strategy Fund
Reporting Period: 07/01/2018 - 06/30/2019
Nuveen Tax-Advantaged Total Return Strategy Fund
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AGEAS SA/NV Meeting Date: MAY 15, 2019 Record Date: MAY 01, 2019 Meeting Type: ANNUAL/SPECIAL | Ticker: AGS Security ID: B0148L138
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Open Meeting | Management | None | None |
2.1.1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
2.1.2 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2.1.3 | Approve Financial Statements and Allocation of Income | Management | For | For |
2.2.1 | Receive Information on Company's Dividend Policy | Management | None | None |
2.2.2 | Approve Dividends of EUR 2.20 Per Share | Management | For | For |
2.3.1 | Approve Discharge of Directors | Management | For | For |
2.3.2 | Approve Discharge of Auditor | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4.1 | Elect Emmanuel Van Grimbergen as Director | Management | For | For |
4.2 | Reelect Jozef De Mey as Independent Director | Management | For | For |
4.3 | Reelect Jan Zegering Hadders as Independent Director | Management | For | For |
4.4 | Reelect Lionel Perl as Independent Director | Management | For | For |
4.5 | Reelect Guy de Selliers de Moranville as Director | Management | For | For |
4.6 | Reelect Filip Coremans as Director | Management | For | For |
4.7 | Reelect Christophe Boizard as Director | Management | For | For |
5.1 | Approve Cancellation of Repurchased Shares | Management | For | For |
5.2.1 | Receive Special Board Report Re: Authorized Capital | Management | None | None |
5.2.2 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Management | For | For |
5.3 | Amend Article 10 Re: Composition of the Board | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Close Meeting | Management | None | None |
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AIB GROUP PLC Meeting Date: APR 24, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL | Ticker: A5G Security ID: G0R4HJ106
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
4 | Ratify Deloitte as Auditors | Management | For | For |
5a | Re-elect Tom Foley as Director | Management | For | For |
5b | Re-elect Peter Hagan as Director | Management | For | For |
5c | Elect Dr Colin Hunt as Director | Management | For | For |
5d | Elect Sandy Pritchard as Director | Management | For | For |
5e | Re-elect Carolan Lennon as Director | Management | For | For |
5f | Re-elect Brendan McDonagh as Director | Management | For | For |
5g | Re-elect Helen Normoyle as Director | Management | For | For |
5h | Re-elect Jim O'Hara as Director | Management | For | For |
5i | Elect Tomas O'Midheach as Director | Management | For | For |
5j | Re-elect Richard Pym as Director | Management | For | For |
5k | Re-elect Catherine Woods as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Approve Remuneration Policy | Management | For | For |
8 | Authorise Issue of Equity | Management | For | For |
9a | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
9b | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
11 | Determine the Price Range at which Treasury Shares may be Re-issued Off-Market | Management | For | For |
12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
13 | Authorise Cancellation of Subscriber Shares; Amend Memorandum and Articles of Association | Management | For | For |
14 | Amend Articles of Association | Management | For | For |
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ALLIANZ SE Meeting Date: MAY 08, 2019 Record Date: APR 03, 2019 Meeting Type: ANNUAL | Ticker: ALV Security ID: 018805101
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 9.00 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | For |
6 | Approve Affiliation Agreement with AllSecur Deutschland AG | Management | For | For |
A | Counter Motion A | Shareholder | Against | Against |
B | Counter Motion B | Shareholder | Against | Against |
C | Counter Motion C | Shareholder | Against | Against |
D | Counter Motion D | Shareholder | Against | Against |
E | Counter Motion E | Shareholder | Against | Against |
F | Counter Motion F | Shareholder | Against | Against |
G | Counter Motion G | Shareholder | Against | Against |
H | Counter Motion H | Shareholder | Against | Against |
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ASTRAZENECA PLC Meeting Date: APR 26, 2019 Record Date: MAR 05, 2019 Meeting Type: ANNUAL | Ticker: AZN Security ID: 046353108
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5a | Re-elect Leif Johansson as Director | Management | For | For |
5b | Re-elect Pascal Soriot as Director | Management | For | For |
5c | Re-elect Marc Dunoyer as Director | Management | For | For |
5d | Re-elect Genevieve Berger as Director | Management | For | For |
5e | Re-elect Philip Broadley as Director | Management | For | For |
5f | Re-elect Graham Chipchase as Director | Management | For | For |
5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
5h | Re-elect Sheri McCoy as Director | Management | For | For |
5i | Elect Tony Mok as Director | Management | For | For |
5j | Re-elect Nazneen Rahman as Director | Management | For | For |
5k | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Authorise EU Political Donations and Expenditure | Management | For | For |
8 | Authorise Issue of Equity | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
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BAYER AG Meeting Date: APR 26, 2019 Record Date: Meeting Type: ANNUAL | Ticker: BAYN Security ID: D0712D163
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2018 | Management | For | For |
2 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | Against |
3 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
4 | Elect Simone Bagel-Trah to the Supervisory Board | Management | For | For |
5.1 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
5.2 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
6 | Ratify Deloitte GmbH as Auditors for Fiscal 2019 | Management | For | For |
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BLACKROCK LIQUIDITY FUNDS Meeting Date: NOV 21, 2018 Record Date: SEP 24, 2018 Meeting Type: SPECIAL | Ticker: Security ID: 09248U718
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a.1 | Elect Director Bruce R. Bond | Management | For | For |
1a.2 | Elect Director Susan J. Carter | Management | For | For |
1a.3 | Elect Director Collette Chilton | Management | For | For |
1a.4 | Elect Director Neil A. Cotty | Management | For | For |
1a.5 | Elect Director Robert Fairbairn | Management | For | For |
1a.6 | Elect Director Lena G. Goldberg | Management | For | For |
1a.7 | Elect Director Robert M. Hernandez | Management | For | For |
1a.8 | Elect Director Henry R. Keizer | Management | For | For |
1a.9 | Elect Director Cynthia A. Montgomery | Management | For | For |
1a.10 | Elect Director Donald C. Opatrny | Management | For | For |
1a.11 | Elect Director John M. Perlowski | Management | For | For |
1a.12 | Elect Director Joseph P. Platt | Management | For | For |
1a.13 | Elect Director Mark Stalnecker | Management | For | For |
1a.14 | Elect Director Kenneth L. Urish | Management | For | For |
1a.15 | Elect Director Claire A. Walton | Management | For | For |
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CHALLENGER LTD. Meeting Date: OCT 26, 2018 Record Date: OCT 24, 2018 Meeting Type: ANNUAL | Ticker: CGF Security ID: Q22685103
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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2a | Elect Steven Gregg as Director | Management | For | For |
2b | Elect JoAnne Stephenson as Director | Management | For | For |
2c | Elect John M Green as Director | Management | For | For |
2d | Elect Duncan West as Director | Management | For | For |
2e | Elect Melanie Willis as Director | Management | For | For |
3 | Approve Remuneration Report | Management | For | Against |
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CHEVRON CORPORATION Meeting Date: MAY 29, 2019 Record Date: APR 01, 2019 Meeting Type: ANNUAL | Ticker: CVX Security ID: 166764100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director John B. Frank | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Charles W. Moorman, IV | Management | For | For |
1f | Elect Director Dambisa F. Moyo | Management | For | For |
1g | Elect Director Debra Reed-Klages | Management | For | For |
1h | Elect Director Ronald D. Sugar | Management | For | For |
1i | Elect Director Inge G. Thulin | Management | For | For |
1j | Elect Director D. James Umpleby, III | Management | For | For |
1k | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Human Right to Water | Shareholder | Against | For |
5 | Report on Plans to Reduce Carbon Footprint Aligned with Paris Agreement Goals | Shareholder | Against | For |
6 | Establish Environmental Issue Board Committee | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
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CIT GROUP INC. Meeting Date: MAY 14, 2019 Record Date: MAR 21, 2019 Meeting Type: ANNUAL | Ticker: CIT Security ID: 125581801
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Ellen R. Alemany | Management | For | For |
1b | Elect Director Michael L. Brosnan | Management | For | For |
1c | Elect Director Michael A. Carpenter | Management | For | For |
1d | Elect Director Dorene C. Dominguez | Management | For | For |
1e | Elect Director Alan Frank | Management | For | For |
1f | Elect Director William M. Freeman | Management | For | For |
1g | Elect Director R. Brad Oates | Management | For | For |
1h | Elect Director Gerald Rosenfeld | Management | For | For |
1i | Elect Director John R. Ryan | Management | For | For |
1j | Elect Director Sheila A. Stamps | Management | For | For |
1k | Elect Director Khanh T. Tran | Management | For | For |
1l | Elect Director Laura S. Unger | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CITIGROUP INC. Meeting Date: APR 16, 2019 Record Date: FEB 19, 2019 Meeting Type: ANNUAL | Ticker: C Security ID: 172967424
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Ellen M. Costello | Management | For | For |
1c | Elect Director Barbara J. Desoer | Management | For | For |
1d | Elect Director John C. Dugan | Management | For | For |
1e | Elect Director Duncan P. Hennes | Management | For | For |
1f | Elect Director Peter B. Henry | Management | For | For |
1g | Elect Director S. Leslie Ireland | Management | For | For |
1h | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
1i | Elect Director Renee J. James | Management | For | For |
1j | Elect Director Eugene M. McQuade | Management | For | For |
1k | Elect Director Gary M. Reiner | Management | For | For |
1l | Elect Director Diana L. Taylor | Management | For | For |
1m | Elect Director James S. Turley | Management | For | For |
1n | Elect Director Deborah C. Wright | Management | For | For |
1o | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | For |
6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
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CNA FINANCIAL CORP. Meeting Date: APR 24, 2019 Record Date: MAR 01, 2019 Meeting Type: ANNUAL | Ticker: CNA Security ID: 126117100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Michael A. Bless | Management | For | For |
1.2 | Elect Director Jose O. Montemayor | Management | For | For |
1.3 | Elect Director Don M. Randel | Management | For | For |
1.4 | Elect Director Andre Rice | Management | For | For |
1.5 | Elect Director Dino E. Robusto | Management | For | Withhold |
1.6 | Elect Director Kenneth I. Siegel | Management | For | Withhold |
1.7 | Elect Director Andrew H. Tisch | Management | For | Withhold |
1.8 | Elect Director Benjamin J. Tisch | Management | For | Withhold |
1.9 | Elect Director James S. Tisch | Management | For | Withhold |
1.10 | Elect Director Jane J. Wang | Management | For | Withhold |
1.11 | Elect Director Marvin Zonis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
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CUMULUS MEDIA INC. Meeting Date: APR 30, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL | Ticker: CMLS Security ID: 231082801
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Mary G. Berner | Management | For | For |
1.2 | Elect Director David M. Baum | Management | For | For |
1.3 | Elect Director Matthew C. Blank | Management | For | For |
1.4 | Elect Director Thomas H. Castro | Management | For | For |
1.5 | Elect Director Joan Hogan Gillman | Management | For | For |
1.6 | Elect Director Andrew W. Hobson | Management | For | For |
1.7 | Elect Director Brian G. Kushner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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CYPRESS SEMICONDUCTOR CORP. Meeting Date: MAY 03, 2019 Record Date: MAR 08, 2019 Meeting Type: ANNUAL | Ticker: CY Security ID: 232806109
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director W. Steve Albrecht | Management | For | For |
1b | Elect Director Hassane El-Khoury | Management | For | For |
1c | Elect Director Oh Chul Kwon | Management | For | For |
1d | Elect Director Catherine P. Lego | Management | For | For |
1e | Elect Director Camillo Martino | Management | For | For |
1f | Elect Director Jeffrey J. Owens | Management | For | For |
1g | Elect Director Jeannine P. Sargent | Management | For | For |
1h | Elect Director Michael S. Wishart | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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DAIMLER AG Meeting Date: MAY 22, 2019 Record Date: Meeting Type: ANNUAL | Ticker: DAI Security ID: D1668R123
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.25 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
5.1 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
5.2 | Ratify KPMG AG as Auditors for the 2020 Interim Financial Statements Until the 2020 AGM | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
7.1 | Reelect Joe Kaeser to the Supervisory Board | Management | For | For |
7.2 | Reelect Bernd Pischetsrieder to the Supervisory Board | Management | For | For |
8 | Amend Corporate Purpose | Management | For | For |
9 | Approve Spin-Off and Takeover Agreement with Mercedes-Benz AG and Daimler Truck AG | Management | For | For |
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DAIWA SECURITIES GROUP INC. Meeting Date: JUN 26, 2019 Record Date: MAR 31, 2019 Meeting Type: ANNUAL | Ticker: 8601 Security ID: J11718111
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Hibino, Takashi | Management | For | For |
1.2 | Elect Director Nakata, Seiji | Management | For | For |
1.3 | Elect Director Matsui, Toshihiro | Management | For | For |
1.4 | Elect Director Takahashi, Kazuo | Management | For | For |
1.5 | Elect Director Tashiro, Keiko | Management | For | For |
1.6 | Elect Director Komatsu, Mikita | Management | For | For |
1.7 | Elect Director Nakagawa, Masahisa | Management | For | For |
1.8 | Elect Director Hanaoka, Sachiko | Management | For | For |
1.9 | Elect Director Onodera, Tadashi | Management | For | For |
1.10 | Elect Director Ogasawara, Michiaki | Management | For | Against |
1.11 | Elect Director Takeuchi, Hirotaka | Management | For | For |
1.12 | Elect Director Nishikawa, Ikuo | Management | For | For |
1.13 | Elect Director Kawai, Eriko | Management | For | For |
1.14 | Elect Director Nishikawa, Katsuyuki | Management | For | For |
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DELTA AIR LINES, INC. Meeting Date: JUN 20, 2019 Record Date: APR 30, 2019 Meeting Type: ANNUAL | Ticker: DAL Security ID: 247361702
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Edward H. Bastian | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Daniel A. Carp | Management | For | For |
1d | Elect Director Ashton B. Carter | Management | For | For |
1e | Elect Director David G. DeWalt | Management | For | For |
1f | Elect Director William H. Easter, III | Management | For | For |
1g | Elect Director Christopher A. Hazleton | Management | For | For |
1h | Elect Director Michael P. Huerta | Management | For | For |
1i | Elect Director Jeanne P. Jackson | Management | For | For |
1j | Elect Director George N. Mattson | Management | For | For |
1k | Elect Director Sergio A. L. Rial | Management | For | For |
1l | Elect Director Kathy N. Waller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
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DEUTSCHE POST AG Meeting Date: MAY 15, 2019 Record Date: Meeting Type: ANNUAL | Ticker: DPW Security ID: D19225107
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2019 | Management | For | For |
6.1 | Reelect Simone Menne to the Supervisory Board | Management | For | For |
6.2 | Reelect Stefan Schulte to the Supervisory Board | Management | For | For |
6.3 | Elect Heinrich Hiesinger to the Supervisory Board | Management | For | For |
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DOWDUPONT INC. Meeting Date: MAY 23, 2019 Record Date: MAY 01, 2019 Meeting Type: SPECIAL | Ticker: DWDP Security ID: 26078J100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Approve Reverse Stock Split | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
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DUPONT DE NEMOURS, INC. Meeting Date: JUN 25, 2019 Record Date: APR 26, 2019 Meeting Type: ANNUAL | Ticker: DD Security ID: 26078J100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Edward D. Breen | Management | For | For |
1b | Elect Director Ruby R. Chandy | Management | For | For |
1c | Elect Director Franklin K. Clyburn, Jr. | Management | For | For |
1d | Elect Director Terrence R. Curtin | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director C. Marc Doyle | Management | For | For |
1g | Elect Director Eleuthere I. du Pont | Management | For | For |
1h | Elect Director Rajiv L. Gupta | Management | For | For |
1i | Elect Director Luther C. Kissam | Management | For | For |
1j | Elect Director Frederick M. Lowery | Management | For | For |
1k | Elect Director Raymond J. Milchovich | Management | For | For |
1l | Elect Director Steven M. Sterin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Pay Disparity | Shareholder | Against | Against |
6 | Report on Public Health Risks of Petrochemical Operations in Flood Prone Areas | Shareholder | Against | Against |
7 | Report on Efforts to Reduce Plastic Pellet Pollution | Shareholder | Against | Against |
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EATON CORPORATION PLC Meeting Date: APR 24, 2019 Record Date: FEB 25, 2019 Meeting Type: ANNUAL | Ticker: ETN Security ID: G29183103
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Craig Arnold | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Michael J. Critelli | Management | For | For |
1e | Elect Director Richard H. Fearon | Management | For | For |
1f | Elect Director Arthur E. Johnson | Management | For | For |
1g | Elect Director Olivier Leonetti | Management | For | For |
1h | Elect Director Deborah L. McCoy | Management | For | For |
1i | Elect Director Gregory R. Page | Management | For | For |
1j | Elect Director Sandra Pianalto | Management | For | For |
1k | Elect Director Gerald B. Smith | Management | For | For |
1l | Elect Director Dorothy C. Thompson | Management | For | For |
2 | Approve Ernst & Young LLP as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
5 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
6 | Authorize Share Repurchase of Issued Share Capital | Management | For | For |
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ENGIE SA Meeting Date: MAY 17, 2019 Record Date: MAY 14, 2019 Meeting Type: ANNUAL/SPECIAL | Ticker: ENGI Security ID: F7629A107
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.12 per Share | Management | For | For |
4 | Approve Health Insurance Coverage Agreement with Jean-Pierre Clamadieu, Chairman of the Board | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Reelect Francoise Malrieu as Director | Management | For | For |
7 | Reelect Marie Jose Nadeau as Director | Management | For | For |
8 | Reelect Patrice Durand as Director | Management | For | For |
9 | Reelect Mari Noelle Jego Laveissiere as Director | Management | For | For |
10 | Approve Compensation of Jean-Pierre Clamadieu, Chairman of the Board | Management | For | For |
11 | Approve Compensation of Isabelle Kocher, CEO | Management | For | For |
12 | Approve Remuneration Policy of the Chairman of the Board | Management | For | For |
13 | Approve Remuneration Policy of the CEO | Management | For | For |
14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries | Management | For | For |
16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
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EQUITRANS MIDSTREAM CORPORATION Meeting Date: JUN 11, 2019 Record Date: APR 12, 2019 Meeting Type: ANNUAL | Ticker: ETRN Security ID: 294600101
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Vicky A. Bailey | Management | For | For |
1.2 | Elect Director Kenneth M. Burke | Management | For | For |
1.3 | Elect Director Margaret K. Dorman | Management | For | For |
1.4 | Elect Director Thomas F. Karam | Management | For | For |
1.5 | Elect Director David L. Porges | Management | For | For |
1.6 | Elect Director Norman J. Szydlowski | Management | For | For |
1.7 | Elect Director Robert F. Vagt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
|
---|
FIRSTENERGY CORP. Meeting Date: MAY 21, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL | Ticker: FE Security ID: 337932107
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Michael J. Anderson | Management | For | For |
1.2 | Elect Director Steven J. Demetriou | Management | For | For |
1.3 | Elect Director Julia L. Johnson | Management | For | For |
1.4 | Elect Director Charles E. Jones | Management | For | For |
1.5 | Elect Director Donald T. Misheff | Management | For | For |
1.6 | Elect Director Thomas N. Mitchell | Management | For | For |
1.7 | Elect Director James F. O'Neil, III | Management | For | For |
1.8 | Elect Director Christopher D. Pappas | Management | For | For |
1.9 | Elect Director Sandra Pianalto | Management | For | For |
1.10 | Elect Director Luis A. Reyes | Management | For | For |
1.11 | Elect Director Leslie M. Turner | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Provide Proxy Access Right | Management | For | For |
7 | Adopt Simple Majority Vote | Shareholder | Against | For |
|
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GILEAD SCIENCES, INC. Meeting Date: MAY 08, 2019 Record Date: MAR 15, 2019 Meeting Type: ANNUAL | Ticker: GILD Security ID: 375558103
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Jacqueline K. Barton | Management | For | For |
1b | Elect Director John F. Cogan | Management | For | For |
1c | Elect Director Kelly A. Kramer | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director Harish Manwani | Management | For | For |
1f | Elect Director Daniel P. O'Day | Management | For | For |
1g | Elect Director Richard J. Whitley | Management | For | For |
1h | Elect Director Gayle E. Wilson | Management | For | For |
1i | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Provide Right to Act by Written Consent | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Corporate Tax Savings Allocation | Shareholder | Against | Against |
|
---|
GLAXOSMITHKLINE PLC Meeting Date: MAY 08, 2019 Record Date: MAR 29, 2019 Meeting Type: ANNUAL/SPECIAL | Ticker: GSK Security ID: 37733W105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Iain Mackay as Director | Management | For | For |
4 | Re-elect Philip Hampton as Director | Management | For | For |
5 | Re-elect Emma Walmsley as Director | Management | For | For |
6 | Re-elect Vindi Banga as Director | Management | For | For |
7 | Re-elect Dr Hal Barron as Director | Management | For | For |
8 | Re-elect Dr Vivienne Cox as Director | Management | For | For |
9 | Re-elect Lynn Elsenhans as Director | Management | For | For |
10 | Re-elect Dr Laurie Glimcher as Director | Management | For | For |
11 | Re-elect Dr Jesse Goodman as Director | Management | For | For |
12 | Re-elect Judy Lewent as Director | Management | For | For |
13 | Re-elect Urs Rohner as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
1 | Approve Consumer Healthcare Joint Venture with Pfizer Inc. | Management | For | For |
|
---|
GREAT EAGLE HOLDINGS LIMITED Meeting Date: MAY 22, 2019 Record Date: MAY 15, 2019 Meeting Type: ANNUAL | Ticker: 41 Security ID: G4069C148
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Lo Hong Sui, Antony as Director | Management | For | For |
4 | Elect Law Wai Duen as Director | Management | For | For |
5 | Elect Lo Ying Sui as Director | Management | For | For |
6 | Elect Lo Chun Him, Alexander as Director | Management | For | For |
7 | Elect Poon Ka Yeung, Larry as Director | Management | For | For |
8 | Approve Remuneration of Directors | Management | For | For |
9 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Authorize Repurchase of Issued Share Capital | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
12 | Terminate Existing Share Option Scheme | Management | For | For |
13 | Adopt New Share Option Scheme | Management | For | Against |
|
---|
IMPERIAL BRANDS PLC Meeting Date: FEB 06, 2019 Record Date: DEC 26, 2018 Meeting Type: ANNUAL | Ticker: IMB Security ID: 45262P102
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Susan Clark as Director | Management | For | For |
5 | Re-elect Alison Cooper as Director | Management | For | For |
6 | Re-elect Therese Esperdy as Director | Management | For | For |
7 | Re-elect Simon Langelier as Director | Management | For | For |
8 | Re-elect Matthew Phillips as Director | Management | For | For |
9 | Re-elect Steven Stanbrook as Director | Management | For | For |
10 | Re-elect Oliver Tant as Director | Management | For | For |
11 | Re-elect Mark Williamson as Director | Management | For | For |
12 | Re-elect Karen Witts as Director | Management | For | For |
13 | Re-elect Malcolm Wyman as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
|
---|
INFINEON TECHNOLOGIES AG Meeting Date: FEB 21, 2019 Record Date: Meeting Type: ANNUAL | Ticker: IFX Security ID: D35415104
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Receive Financial Statements and Statutory Reports for Fiscal 2018 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.27 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2018 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2018 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2019 | Management | For | For |
|
---|
ING GROEP NV Meeting Date: APR 23, 2019 Record Date: MAR 20, 2019 Meeting Type: ANNUAL | Ticker: INGA Security ID: 456837103
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Open Meeting | Management | None | None |
2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2.b | Receive Announcements on Sustainability | Management | None | None |
2.c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2.d | Discuss Remuneration Report | Management | None | None |
2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
3.a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
3.b | Approve Dividends of EUR 0.68 Per Share | Management | For | For |
4.a | Approve Discharge of Management Board | Management | For | Against |
4.b | Approve Discharge of Supervisory Board | Management | For | Against |
5 | Ratify KPMG as Auditors | Management | For | For |
6 | Elect Tanate Phutrakul to Executive Board | Management | For | For |
7.a | Reelect Mariana Gheorghe to Supervisory Board | Management | For | For |
7.b | Elect Mike Rees to Supervisory Board | Management | For | For |
7.c | Elect Herna Verhagen to Supervisory Board | Management | For | For |
8.a | Grant Board Authority to Issue Shares | Management | For | For |
8.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
|
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ITALGAS SPA Meeting Date: APR 04, 2019 Record Date: MAR 26, 2019 Meeting Type: ANNUAL | Ticker: IG Security ID: T6R89Z103
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4.1 | Fix Board Terms for Directors | Management | For | For |
4.2.1 | Slate Submitted by CDP Reti and Snam | Shareholder | None | Did Not Vote |
4.2.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
4.3 | Elect Alberto Dell'Acqua as Board Chair | Shareholder | None | For |
4.4 | Approve Remuneration of Directors | Management | For | For |
5.1.1 | Slate Submitted by CDP Reti | Shareholder | None | Against |
5.1.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
5.2 | Appoint Chairman of Internal Statutory Auditors | Shareholder | None | For |
5.3 | Approve Internal Auditors' Remuneration | Management | For | For |
A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
|
---|
JPMORGAN CHASE & CO. Meeting Date: MAY 21, 2019 Record Date: MAR 22, 2019 Meeting Type: ANNUAL | Ticker: JPM Security ID: 46625H100
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director Todd A. Combs | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Mellody Hobson | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
4 | Report on Gender Pay Gap | Shareholder | Against | For |
5 | Amend Proxy Access Right | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
|
---|
MICROSOFT CORP. Meeting Date: NOV 28, 2018 Record Date: SEP 26, 2018 Meeting Type: ANNUAL | Ticker: MSFT Security ID: 594918104
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director William H. Gates, III | Management | For | For |
1.2 | Elect Director Reid G. Hoffman | Management | For | For |
1.3 | Elect Director Hugh F. Johnston | Management | For | For |
1.4 | Elect Director Teri L. List-Stoll | Management | For | For |
1.5 | Elect Director Satya Nadella | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Helmut Panke | Management | For | For |
1.8 | Elect Director Sandra E. Peterson | Management | For | For |
1.9 | Elect Director Penny S. Pritzker | Management | For | For |
1.10 | Elect Director Charles W. Scharf | Management | For | For |
1.11 | Elect Director Arne M. Sorenson | Management | For | For |
1.12 | Elect Director John W. Stanton | Management | For | For |
1.13 | Elect Director John W. Thompson | Management | For | For |
1.14 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
|
---|
MITSUI & CO., LTD. Meeting Date: JUN 20, 2019 Record Date: MAR 31, 2019 Meeting Type: ANNUAL | Ticker: 8031 Security ID: J44690139
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | For |
2.1 | Elect Director Iijima, Masami | Management | For | For |
2.2 | Elect Director Yasunaga, Tatsuo | Management | For | For |
2.3 | Elect Director Fujii, Shinsuke | Management | For | For |
2.4 | Elect Director Kitamori, Nobuaki | Management | For | For |
2.5 | Elect Director Takebe, Yukio | Management | For | For |
2.6 | Elect Director Uchida, Takakazu | Management | For | For |
2.7 | Elect Director Hori, Kenichi | Management | For | For |
2.8 | Elect Director Fujiwara, Hirotatsu | Management | For | For |
2.9 | Elect Director Kometani, Yoshio | Management | For | For |
2.10 | Elect Director Muto, Toshiro | Management | For | For |
2.11 | Elect Director Kobayashi, Izumi | Management | For | For |
2.12 | Elect Director Jenifer Rogers | Management | For | For |
2.13 | Elect Director Samuel Walsh | Management | For | For |
2.14 | Elect Director Uchiyamada, Takeshi | Management | For | For |
3.1 | Appoint Statutory Auditor Suzuki, Makoto | Management | For | For |
3.2 | Appoint Statutory Auditor Shiotani, Kimiro | Management | For | For |
3.3 | Appoint Statutory Auditor Ozu, Hiroshi | Management | For | For |
4 | Approve Restricted Stock Plan | Management | For | For |
|
---|
NATIONAL CINEMEDIA, INC. Meeting Date: JUL 06, 2018 Record Date: MAY 23, 2018 Meeting Type: ANNUAL | Ticker: NCMI Security ID: 635309107
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Andrew P. Glaze | Management | For | For |
1.2 | Elect Director David R. Haas | Management | For | For |
1.3 | Elect Director Thomas F. Lesinski | Management | For | For |
1.4 | Elect Director Mark B. Segall | Management | For | For |
2 | Amend Charter | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
|
---|
NINTENDO CO., LTD. Meeting Date: JUN 27, 2019 Record Date: MAR 31, 2019 Meeting Type: ANNUAL | Ticker: 7974 Security ID: J51699106
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Approve Allocation of Income, with a Final Dividend of JPY 640 | Management | For | For |
2.1 | Elect Director Furukawa, Shuntaro | Management | For | For |
2.2 | Elect Director Miyamoto, Shigeru | Management | For | For |
2.3 | Elect Director Takahashi, Shinya | Management | For | For |
2.4 | Elect Director Shiota, Ko | Management | For | For |
2.5 | Elect Director Shibata, Satoru | Management | For | For |
|
---|
NIPPON TELEGRAPH & TELEPHONE CORP. Meeting Date: JUN 25, 2019 Record Date: MAR 28, 2019 Meeting Type: ANNUAL | Ticker: 9432 Security ID: 654624105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Approve Allocation of Income, with a Final Dividend of JPY 95 | Management | For | For |
2.1 | Elect Director Oka, Atsuko | Management | For | For |
2.2 | Elect Director Sakamura, Ken | Management | For | For |
2.3 | Elect Director Takegawa, Keiko | Management | For | For |
3.1 | Appoint Statutory Auditor Ide, Akiko | Management | For | For |
3.2 | Appoint Statutory Auditor Maezawa, Takao | Management | For | For |
3.3 | Appoint Statutory Auditor Iida, Takashi | Management | For | For |
3.4 | Appoint Statutory Auditor Kanda, Hideki | Management | For | For |
3.5 | Appoint Statutory Auditor Kashima, Kaoru | Management | For | For |
4 | Remove Existing Director Shimada, Akira | Shareholder | Against | Against |
|
---|
OCEAN RIG UDW, INC. Meeting Date: NOV 29, 2018 Record Date: OCT 16, 2018 Meeting Type: SPECIAL | Ticker: ORIG Security ID: G66964118
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
1a | Approve Drag-Along Sellers | Management | For | For |
|
---|
ORACLE CORP. Meeting Date: NOV 14, 2018 Record Date: SEP 17, 2018 Meeting Type: ANNUAL | Ticker: ORCL Security ID: 68389X105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold |
1.2 | Elect Director Michael J. Boskin | Management | For | For |
1.3 | Elect Director Safra A. Catz | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.5 | Elect Director George H. Conrades | Management | For | Withhold |
1.6 | Elect Director Lawrence J. Ellison | Management | For | For |
1.7 | Elect Director Hector Garcia-Molina | Management | For | For |
1.8 | Elect Director Jeffrey O. Henley | Management | For | For |
1.9 | Elect Director Mark V. Hurd | Management | For | For |
1.10 | Elect Director Renee J. James | Management | For | For |
1.11 | Elect Director Charles W. Moorman, IV | Management | For | For |
1.12 | Elect Director Leon E. Panetta | Management | For | Withhold |
1.13 | Elect Director William G. Parrett | Management | For | For |
1.14 | Elect Director Naomi O. Seligman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Gender Pay Gap | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | For |
|
---|
PHILIP MORRIS INTERNATIONAL INC. Meeting Date: MAY 01, 2019 Record Date: MAR 08, 2019 Meeting Type: ANNUAL | Ticker: PM Security ID: 718172109
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Andre Calantzopoulos | Management | For | For |
1.2 | Elect Director Louis C. Camilleri | Management | For | For |
1.3 | Elect Director Massimo Ferragamo | Management | For | For |
1.4 | Elect Director Werner Geissler | Management | For | For |
1.5 | Elect Director Lisa A. Hook | Management | For | For |
1.6 | Elect Director Jennifer Li | Management | For | For |
1.7 | Elect Director Jun Makihara | Management | For | For |
1.8 | Elect Director Kalpana Morparia | Management | For | For |
1.9 | Elect Director Lucio A. Noto | Management | For | For |
1.10 | Elect Director Frederik Paulsen | Management | For | For |
1.11 | Elect Director Robert B. Polet | Management | For | For |
1.12 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers SA as Auditor | Management | For | For |
|
---|
RENAISSANCERE HOLDINGS LTD. Meeting Date: MAY 15, 2019 Record Date: MAR 13, 2019 Meeting Type: ANNUAL | Ticker: RNR Security ID: G7496G103
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Henry Klehm, III | Management | For | For |
1b | Elect Director Valerie Rahmani | Management | For | For |
1c | Elect Director Carol P. Sanders | Management | For | For |
1d | Elect Director Cynthia Trudell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
|
---|
SEKISUI HOUSE, LTD. Meeting Date: APR 25, 2019 Record Date: JAN 31, 2019 Meeting Type: ANNUAL | Ticker: 1928 Security ID: J70746136
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | For |
2 | Approve Annual Bonus | Management | For | For |
3 | Approve Restricted Stock Plan | Management | For | For |
|
---|
SIEMENS AG Meeting Date: JAN 30, 2019 Record Date: Meeting Type: ANNUAL | Ticker: SIE Security ID: D69671218
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Receive Financial Statements and Statutory Reports for Fiscal 2017/18 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.80 per Share | Management | For | For |
3.1 | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2017/18 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Roland Busch for Fiscal 2017/18 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Lisa Davis for Fiscal 2017/18 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2017/18 | Management | For | For |
3.5 | Approve Discharge of Management Board Member Janina Kugel for Fiscal 2017/18 | Management | For | For |
3.6 | Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2017/18 | Management | For | For |
3.7 | Approve Discharge of Management Board Member Michael Sen for Fiscal 2017/18 | Management | For | For |
3.8 | Approve Discharge of Management Board Member Ralf P. Thomas for Fiscal 2017/18 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Jim Hagemann Snabe for Fiscal 2017/18 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2017/18 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2017/18 | Management | For | For |
4.4 | Approve Discharge of Supervisory Board Member Olaf Bolduan (until January 31, 2018) for Fiscal 2017/18 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Werner Brandt (since January 31, 2018) for Fiscal 2017/18 | Management | For | For |
4.6 | Approve Discharge of Supervisory Board Member Gerhard Cromme (until January 31, 2018) for Fiscal 2017/18 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2017/18 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Andrea Fehrmann (since January 31, 2018) for Fiscal 2017/18 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Hans Michael Gaul (until January 31, 2018) for Fiscal 2017/18 | Management | For | For |
4.10 | Approve Discharge of Supervisory Board Member Reinhard Hahn for Fiscal 2017/18 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2017/18 | Management | For | For |
4.12 | Approve Discharge of Supervisory Board Member Robert Kensbock for Fiscal 2017/18 | Management | For | For |
4.13 | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2017/18 | Management | For | For |
4.14 | Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2017/18 | Management | For | For |
4.15 | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2017/18 | Management | For | For |
4.16 | Approve Discharge of Supervisory Board Member Gerard Mestrallet (until January 31, 2018) for Fiscal 2017/18 | Management | For | For |
4.17 | Approve Discharge of Supervisory Board Member Benoit Potier (since January 31, 2018) for Fiscal 2017/18 | Management | For | For |
4.18 | Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2017/18 | Management | For | For |
4.19 | Approve Discharge of Supervisory Board Member Gueler Sabanci (until January 31, 2018) for Fiscal 2017/18 | Management | For | For |
4.20 | Approve Discharge of Supervisory Board Member Dame Nemat Talaat Shafik (since January 31, 2018) for Fiscal 2017/18 | Management | For | For |
4.21 | Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2017/18 | Management | For | For |
4.22 | Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2017/18 | Management | For | For |
4.23 | Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2017/18 | Management | For | For |
4.24 | Approve Discharge of Supervisory Board Member Sibylle Wankel (until January 31, 2018) for Fiscal 2017/18 | Management | For | For |
4.25 | Approve Discharge of Supervisory Board Member Matthias Zachert (since January 31, 2018) for Fiscal 2017/18 | Management | For | For |
4.26 | Approve Discharge of Supervisory Board Member Gunnar Zukunft (since January 31, 2018) for Fiscal 2017/18 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2018/19 | Management | For | For |
6 | Approve Creation of EUR 510 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
8 | Approve Affiliation Agreement with Subsidiary Kyros 58 GmbH | Management | For | For |
|
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SINO LAND CO. LTD. Meeting Date: OCT 25, 2018 Record Date: OCT 19, 2018 Meeting Type: ANNUAL | Ticker: 83 Security ID: Y80267126
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3.1 | Elect Ronald Joseph Arculli as Director | Management | For | Against |
3.2 | Elect Allan Zeman as Director | Management | For | For |
3.3 | Elect Steven Ong Kay Eng as Director | Management | For | For |
3.4 | Elect Wong Cho Bau as Director | Management | For | For |
3.5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
5.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
5.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
|
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SUNCOR ENERGY, INC. Meeting Date: MAY 02, 2019 Record Date: MAR 11, 2019 Meeting Type: ANNUAL | Ticker: SU Security ID: 867224107
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Patricia M. Bedient | Management | For | For |
1.2 | Elect Director Mel E. Benson | Management | For | For |
1.3 | Elect Director John D. Gass | Management | For | For |
1.4 | Elect Director Dennis M. Houston | Management | For | For |
1.5 | Elect Director Mark S. Little | Management | For | For |
1.6 | Elect Director Brian P. MacDonald | Management | For | For |
1.7 | Elect Director Maureen McCaw | Management | For | For |
1.8 | Elect Director Eira M. Thomas | Management | For | For |
1.9 | Elect Director Michael M. Wilson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
|
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THE BANK OF N.T. BUTTERFIELD & SON LIMITED Meeting Date: MAY 15, 2019 Record Date: MAR 25, 2019 Meeting Type: ANNUAL | Ticker: NTB Security ID: G0772R208
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Approve PricewaterhouseCoopers Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2.1 | Elect Director Michael Collins | Management | For | For |
2.2 | Elect Director Alastair Barbour | Management | For | For |
2.3 | Elect Director James Burr | Management | For | For |
2.4 | Elect Director Michael Covell | Management | For | For |
2.5 | Elect Director Caroline Foulger | Management | For | For |
2.6 | Elect Director Conor O'Dea | Management | For | For |
2.7 | Elect Director Meroe Park | Management | For | For |
2.8 | Elect Director Pamela Thomas-Graham | Management | For | For |
2.9 | Elect Director John Wright | Management | For | For |
3 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
|
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TOTAL SA Meeting Date: MAY 29, 2019 Record Date: APR 18, 2019 Meeting Type: ANNUAL | Ticker: FP Security ID: 89151E109
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.56 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Reelect Maria van der Hoeven as Director | Management | For | For |
7 | Reelect Jean Lemierre as Director | Management | For | For |
8 | Elect Lise Croteau as Director | Management | For | For |
9 | Elect Valerie Della Puppa Tibi as Representative of Employee Shareholders to the Board | Management | For | For |
9A | Elect Renata Perycz as Representative of Employee Shareholders to the Board | Management | Against | Against |
9B | Elect Oliver Wernecke as Representative of Employee Shareholders to the Board | Management | Against | Against |
10 | Approve Compensation of Chairman and CEO | Management | For | For |
11 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
|
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TRANSOCEAN LTD. Meeting Date: MAY 09, 2019 Record Date: APR 22, 2019 Meeting Type: ANNUAL | Ticker: RIG Security ID: H8817H100
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Appropriation of Available Earnings for Fiscal Year 2018 | Management | For | For |
4A | Elect Director Glyn A. Barker | Management | For | For |
4B | Elect Director Vanessa C.L. Chang | Management | For | For |
4C | Elect Director Frederico F. Curado | Management | For | For |
4D | Elect Director Chadwick C. Deaton | Management | For | For |
4E | Elect Director Vincent J. Intrieri | Management | For | For |
4F | Elect Director Samuel J. Merksamer | Management | For | For |
4G | Elect Director Frederik W. Mohn | Management | For | For |
4H | Elect Director Edward R. Muller | Management | For | For |
4I | Elect Director Tan Ek Kia | Management | For | For |
4J | Elect Director Jeremy D. Thigpen | Management | For | For |
5 | Elect Chadwick C. Deaton as Board Chairman | Management | For | For |
6A | Appoint Frederico F. Curado as Member of the Compensation Committee | Management | For | For |
6B | Appoint Vincent J. Intrieri as Member of the Compensation Committee | Management | For | For |
6C | Appoint Tan Ek Kia as Member of the Compensation Committee | Management | For | For |
7 | Designate Schweiger Advokatur / Notariat as Independent Proxy | Management | For | For |
8 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10A | Approve Maximum Remuneration of Board of Directors for the Period Between the 2019 and 2020 Annual General Meetings in the Amount of USD 4.12 Million | Management | For | For |
10B | Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2020 in the Amount of USD 24 Million | Management | For | For |
11 | Other Business | Management | For | Against |
|
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UNICAJA BANCO SA Meeting Date: APR 25, 2019 Record Date: APR 18, 2019 Meeting Type: ANNUAL | Ticker: UNI Security ID: E92589105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Approve Standalone Financial Statements | Management | For | For |
1.2 | Approve Consolidated Financial Statements | Management | For | For |
2 | Approve Non-Financial Information Report | Management | For | For |
3 | Approve Discharge of Board | Management | For | For |
4 | Approve Allocation of Income and Dividends | Management | For | For |
5 | Fix Number of Directors at 12 | Management | For | For |
6 | Advisory Vote on Remuneration Report | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
|
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VEOLIA ENVIRONNEMENT SA Meeting Date: APR 18, 2019 Record Date: APR 15, 2019 Meeting Type: ANNUAL/SPECIAL | Ticker: VIE Security ID: F9686M107
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Non-Deductible Expenses | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 0.92 per Share | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
6 | Reelect Maryse Aulagnon as Director | Management | For | For |
7 | Reelect Clara Gaymard as Director | Management | For | For |
8 | Reelect Louis Schweitzer as Director | Management | For | For |
9 | Renew Appointment of KPMG SA as Auditor and Acknowledge End of Mandate of KPMG Audit ID as Alternate Auditor and Decision to Neither Renew Nor Replace | Management | For | For |
10 | Approve Compensation of Antoine Frerot, Chairman and CEO | Management | For | For |
11 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Employees | Management | For | For |
15 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
END NPX REPORT
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Tax-Advantaged Total Return Strategy Fund
| | |
By | | /s/ Cedric H. Antosiewicz |
| | Cedric H. Antosiewicz – Chief Administrative Officer |
| |
Date | | |
August 19, 2019