SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 30, 2006
NEW YORK MORTGAGE TRUST, INC.
(Exact name of registrant as specified in its charter)
| | | | | |
Maryland | | 001-32216 | | 47-0934168 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
1301 Avenue of the Americas
New York, New York 10019
(Address and zip code of
principal executive offices)
Registrant’s telephone number, including area code: (212) 634-9400
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
TABLE OF CONTENTS
| | Item 7.01 Regulation FD Disclosure. |
| | Item 9.01 Financial Statements and Exhibits. |
| SIGNATURE |
| INDEX TO EXHIBITS |
| EX-99.1: PRESS RELEASE |
Table of Contents
Item 7.01 | | Regulation FD Disclosure |
On April 3, 2006, New York Mortgage Trust, Inc. (the “Company”) issued a press release announcing the completion on March 30, 2006, of its first securitization transaction in 2006. The securitization involved the issuance through a trust of approximately $274.6 million of securities backed by high-credit quality, first-lien, adjustable rate and hybrid adjustable rate mortgage loans (collectively, “ARM” loans). A copy of the press release is being furnished as Exhibit 99.1 hereto and incorporated by reference herein.
In accordance with General Instruction B.2 of Form 8-K, the information in this Current Report on Form 8-K, including Exhibits 99.1, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01 | | Financial Statements and Exhibits. |
(c) Exhibit. Exhibit 99.1 is being furnished as an exhibit to this Current Report on Form 8-K.
| | | |
| 99.1 | | Press Release, dated April 3, 2006 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | NEW YORK MORTGAGE TRUST, INC. | |
| | | |
| April 3, 2006 | /s/ Michael I. Wirth | |
| | Michael I. Wirth | |
| | Chief Financial Officer | |
INDEX TO EXHIBITS
| Exhibit Number | | Description |
| 99.1 | | Press Release dated April 3, 2006 |
