Filed Pursuant to Rules 424(b)(3) and 424(c)
Registration No. 333-115757
$175,000,000
MASSEY ENERGY COMPANY
2.25% Convertible Senior Notes due 2024
FIRST PROSPECTUS SUPPLEMENT DATED JULY 20, 2004
TO
PROSPECTUS DATED JUNE 28, 2004
This Prospectus Supplement amends and restates the “Selling Securityholders” Section of the Prospectus, dated June 28, 2004, appearing on pages 40—41 of such Prospectus, (i) to list additional selling securityholders and (ii) to update the positions of previously disclosed selling securityholders, based on completed investor questionnaires submitted to Massey on or before July 20, 2004.
SELLING SECURITYHOLDERS
The notes were originally issued by us and sold by UBS Securities LLC and Bear, Stearns & Co. Inc. (the “Initial Purchasers”) in a transaction exempt from the registration requirements of the Securities Act of 1933, as amended (the “Securities Act”), to persons reasonably believed by the Initial Purchasers to be “qualified institutional buyers” (as defined by Rule 144A under the Securities Act). The selling securityholders (which term includes their transferees, pledgees, donees or successors) may from time to time offer and sell pursuant to this Prospectus any and all of the notes and the shares of common stock issuable upon conversion of the notes.
Set forth below are the names of each selling securityholder, the principal amount of notes that may be offered by such selling securityholder pursuant to this Prospectus, and the number of shares of common stock into which such notes are convertible. Unless set forth below, none of the selling securityholders has had a material relationship with us or any of our predecessors or affiliates within the past three years.
The following table sets forth certain information received by us on or prior to July 20, 2004. However, any or all of the notes or common stock listed below may be offered for sale pursuant to this Prospectus by the selling securityholders from time to time. Accordingly, no estimate can be given as to the amounts of notes or common stock that will be held by the selling securityholders upon consummation of any such sales. In addition, the selling securityholders identified below may have sold, transferred or otherwise disposed of all or a portion of their notes since the date on which the information regarding their notes was provided, in transactions exempt from the registration requirements of the Securities Act.
Name | Aggregate Principal Amount of Notes at Maturity that May be Sold | Percentage of Notes Outstanding | Shares of Common Stock Owned Prior to Conversion | Shares of Common Stock Registered (1) | ||||||
AG Domestic Convertibles, LP | 1,200,000 | 0.69 | % | 35,714 | ||||||
AG Offshore Convertibles, Ltd. | 2,800,000 | 1.60 | % | 83,333 | ||||||
Akela Capital Master Fund, Ltd. | 10,000,000 | 5.71 | % | 297,619 | ||||||
Attorneys Title Insurance Fund | 150,000 | 0.09 | % | 4,464 | ||||||
Banc of America Securities LLC | 1,000,000 | 0.57 | % | 29,761 | ||||||
BNP Paribas Arbitrage | 250,000 | 0.14 | % | 7,440 | ||||||
BP Amoco PLC Master Trust | 818,000 | 0.47 | % | 24,345 | ||||||
Calamos Growth & Income Portfolio—Calamos Advisors Trust | 245,000 | 0.14 | % | 7,291 | ||||||
Calamos Growth & Income Fund—Calamos Investment Trust | 13,000,000 | 7.43 | % | 386,904 | ||||||
Chrysler Corporation Master Retirement Trust | 3,525,000 | 2.01 | % | 104,910 | ||||||
Citigroup Global Markets Inc. | 85,000 | 0.05 | % | 2,529 | ||||||
CNH CA Master Account, L.P. | 250,000 | 0.14 | % | 7,440 | ||||||
Context Convertible Arbitrage Fund, LP | 775,000 | 0.44 | % | 143,115 | (4) | 23,065 | ||||
Context Convertible Arbitrage Offshore, Ltd. | 1,825,000 | 1.04 | % | 363,590 | (4) | 54,315 | ||||
Continental Assurance Company on behalf of its Separate Account (E) | 100,000 | 0.06 | % | 2,976 | ||||||
Continental Casualty Company | 400,000 | 0.23 | % | 11,904 | ||||||
Delta Airlines Master Trust | 175,000 | 0.10 | % | 5,208 | ||||||
Delta Airlines Master Trust—CV | 860,000 | 0.49 | % | 25,595 | ||||||
Delta Pilots Disability & Survivorship Trust—CV | 425,000 | 0.24 | % | 12,648 | ||||||
Duke Endowment c/o Froley, Revy Investment Co., Inc. | 500,000 | 0.29 | % | 14,880 | ||||||
EB Convertible Securities Fund | 35,000 | 0.02 | % | 2,579 | (4) | 1,041 | ||||
Fidelity Financial Trust: Fidelity Convertible Securities Trust | 7,000,000 | 4.00 | % | 208,333 | ||||||
F.M. Kirby Foundation, Inc. | 490,000 | 0.28 | % | 14,583 | ||||||
FrontPoint Convertible Arbitrage Fund L.P. | 4,500,000 | 2.57 | % | 133,928 | ||||||
Global Bermuda Limited Partnership | 1,900,000 | 1.09 | % | 56,547 | ||||||
Grace Convertible Arbitrage Fund, LTD. | 5,000,000 | 2.86 | % | 148,809 | ||||||
HBK Master Fund L.P. | 16,350,000 | 9.34 | % | 486,607 | ||||||
HFR CA Select Fund | 900,000 | 0.51 | % | 26,785 | ||||||
Hotel Union & Hotel Industry of Hawaii Pension Plan | 214,000 | 0.12 | % | 6,369 | ||||||
ING VP Convertible Portfolio | 50,000 | 0.03 | % | 1,488 |
Name | Aggregate Principal Amount of Notes at Maturity that May be Sold | Percentage of Notes Outstanding | Shares of Common Stock Owned Prior to Conversion | Shares of Common Stock Registered (1) | ||||||
ING Convertible Fund | 2,000,000 | 1.14 | % | 59,523 | ||||||
Institutional Benchmark Master Fund | 1,000,000 | 0.57 | % | 29,761 | ||||||
Institutional Benchmarks Master Fund Ltd. | 1,123,000 | 0.64 | % | 33,422 | ||||||
International Truck & Engine Corporation Non-Contributory Retirement Plan Trust | 470,000 | 0.27 | % | 13,988 | ||||||
International Truck & Engine Corporation Retiree Health Benefit Trust | 210,000 | 0.12 | % | 6,249 | ||||||
International Truck & Engine Corporation Retirement Plan Trust for Salaried Employees Trust | 285,000 | 0.16 | % | 8,482 | ||||||
JMG Triton Offshore Fund, Ltd. | 1,600,000 | 0.91 | % | 47,619 | ||||||
JMG Capital Partners LP | 1,000,000 | 0.57 | % | 29,761 | ||||||
KBC Financial Products USA Inc. | 150,000 | 0.10 | % | 4,464 | ||||||
Lakeshore International, Ltd. | 7,600,000 | 4.34 | % | 226,190 | ||||||
Lord Abbett Investment Trust — LA Convertible Fund | 1,000,000 | 0.57 | % | 29,761 | ||||||
Lyxor/Context Fund Ltd. | 50,000 | 0.03 | % | 60,598 | (4) | 1,488 | ||||
Mellon HBV Master Convertible Arbitrage Fund LP | 1,169,000 | 0.67 | % | 34,791 | ||||||
Mellon HBV Master Leveraged Multi-Strategy Fund LP | 446,000 | 0.25 | % | 13,273 | ||||||
Mellon HBV Master Multi-Strategy Fund LP | 678,000 | 0.39 | % | 20,178 | ||||||
Microsoft Corporation | 940,000 | 0.54 | % | 27,976 | ||||||
Mint Master Fund LTD | 207,000 | 0.12 | % | 6,160 | ||||||
MLQA Convertible Securities Arbitrage Ltd. | 5,000,000 | 2.86 | % | 148,809 | ||||||
Motion Picture Industry Health Plan—Active Member Fund | 135,000 | 0.08 | % | 4,017 | ||||||
Motion Picture Industry Health Plan—Retiree Member Fund | 90,000 | 0.05 | % | 2,678 | ||||||
National Bank of Canada | 300,000 | 0.17 | % | 46,416 | (4) | 8,928 | ||||
Nations Convertible Securities Fund | 4,465,000 | 2.55 | % | 384,219 | (4) | 132,886 | ||||
OCM Convertible Trust | 1,075,000 | 0.61 | % | 31,994 | ||||||
OCM Global Convertible Securities Fund | 75,000 | 0.04 | % | 2,232 | ||||||
Pacific Life Insurance Company | 250,000 | 0.14 | % | 7,440 | ||||||
Putnam Convertible Income—Growth Fund | 3,800,000 | 2.17 | % | 113,095 | ||||||
Qwest Occupational Health Trust | 55,000 | 0.03 | % | 1,636 | ||||||
Royal Bank of Canada (Norshield) | 200,000 | 0.11 | % | 48,994 | (4) | 5,952 | ||||
San Diego County Employee Retirement Association | 2,000,000 | 1.14 | % | 59,523 |
Name | Aggregate Principal Amount of Notes at Maturity that May be Sold | Percentage of Notes Outstanding | Shares of Common Stock Owned Prior to Conversion | Shares of Common Stock Registered (1) | ||||||
Southern Farm Bureau Life Insurance | 1,075,000 | 0.61 | % | 31,994 | ||||||
Sphinx Convertible Arb Fund SPC | 474,000 | 0.27 | % | 14,107 | ||||||
SSI Blended Market Neutral L.P. | 424,000 | 0.24 | % | 12,619 | ||||||
SSI Hedged Convertible Market Neutral L.P. | 675,000 | 0.39 | % | 20,089 | ||||||
State Employees’ Retirement Fund of the State of Delaware | 1,015,000 | 0.58 | % | 30,208 | ||||||
Teachers Insurance and Annuity Association of America | 14,650,000 | 8.37 | % | 436,011 | ||||||
The St. Paul Travelers Companies, Inc.—Commercial Lines | 415,000 | 0.24 | % | 12,351 | ||||||
The St. Paul Travelers Companies, Inc.—Personal Lines | 280,000 | 0.16 | % | 8,333 | ||||||
UBS O’Connor LLC f/b/o O’Connor Global Convertible Arbitrage Master Ltd.(5) | 3,000,000 | 1.71 | % | 89,285 | ||||||
UBS Securities LLC(6) | 12,400,000 | 7.09 | % | 3,287 | 369,047 | |||||
Univest Convertible Arbitrage Fund II Ltd. (Norshield) | 100,000 | 0.06 | % | 12,893 | (4) | 2,976 | ||||
UnumProvident Corporation | 210,000 | 0.12 | % | 6,249 | ||||||
Vanguard Convertible Securities Fund, Inc. | 11,445,000 | 6.54 | % | 340,624 | ||||||
Viacom Inc. Pension Plan Master Trust | 22,000 | 0.01 | % | 654 | ||||||
Whitebox Diversified Convertible Arbitrage Partners LP | 1,000,000 | 0.57 | % | 29,761 | ||||||
Windmill Master Fund LP | 1,000,000 | 0.57 | % | 29,761 | ||||||
Zazove Convertible Arbitrage Fund, L.P. | 5,100,000 | 2.91 | % | 151,785 | ||||||
Zazove Hedged Convertible Fund, L.P. | 2,000,000 | 1.14 | % | 59,523 | ||||||
Zurich Institutional Benchmarks Master Fund Ltd. | 1,500,000 | 0.86 | % | 44,642 | ||||||
All Other Beneficial Holders(2)(3) | 6,020,000 | 3.44 | % | 179,166 | ||||||
Total | 175,000,000 | 100.00 | % | 5,208,332 |
(1) Assumes conversion of all of the holder’s notes at a conversion rate of 29.7619 shares of common stock per $1,000 principal amount at maturity of the notes. However, this conversion rate will be subject to adjustments as described under “Description of the Notes—Conversion Rights.” As a result, the amount of common stock issuable upon conversion of the notes may increase or decrease in the future.
(2) Information about other selling securityholders will be set forth in prospectus supplements, if required.
(3) Assumes that any other holders of the notes, or any future transferees, pledgees, donees, or successors of or from any such other holders of notes, do not beneficially own any common stock issuable upon conversion of the notes at the initial conversion rate.
(4) Indicates the number of shares of common stock owned by the selling securityholders upon conversion of the 4.75% Convertible Senior Notes due 2023 owned by such selling securityholders at a conversion rate of 51.573 shares of common stock per $1,000 principal amount of notes.
(5) UBS O’Connor LLC f/b/o O’Connor Global Convertible Arbitrage Master Ltd. is an affiliate of one of the initial purchasers in the private placement of the notes.
(6) UBS Securities LLC was one of the initial purchasers in the private placement of the notes.
The preceding table has been prepared based upon information furnished to us by the selling securityholders named in the table. From time to time, additional information concerning ownership of the notes and common stock may rest with certain holders thereof not named in the preceding table, with whom we believe we have no affiliation. Information about the selling securityholders may change over time. Any changed information will be set forth in prospectus supplements, if and when necessary.
