The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCRETION ACQUISITION CORP | *W EXP 03/01/202 | 00438Y115 | 9,370 | 267,733 | SH | DFND | 5 | 267,733 | 0 | 0 | |
ACHARI VENTURES HLDGS CORP I | *W EXP 01/01/202 | 00444X119 | 25,451 | 403,347 | SH | DFND | 5 | 403,347 | 0 | 0 | |
AETHERIUM ACQUISITION CORP | *W EXP 12/21/202 | 00809J119 | 2,706 | 88,403 | SH | DFND | 5 | 88,403 | 0 | 0 | |
ALBERTSONS COS INC | COMMON STOCK | 013091103 | 5,893,416 | 283,610 | SH | DFND | 5 | 283,610 | 0 | 0 | |
ALBERTSONS COS INC | COMMON STOCK | 013091103 | 4,061,740 | 700,300 | SH | Call | DFND | 5 | 700,300 | 0 | 0 |
ALSP ORCHID ACQUISITION CORP | *W EXP 11/30/202 | G0231L123 | 6,822 | 136,448 | SH | DFND | 5 | 136,448 | 0 | 0 | |
ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 03737A119 | 1,953 | 51,912 | SH | DFND | 5 | 51,912 | 0 | 0 | |
APOLLO ENDOSURGERY INC | COM | 03767D108 | 2,682 | 13,000 | SH | Put | DFND | 5 | 13,000 | 0 | 0 |
APX ACQUISITION CORP I | *W EXP 11/30/202 | G0440J125 | 10,491 | 180,869 | SH | DFND | 5 | 180,869 | 0 | 0 | |
BANNIX ACQUISITION CORP | *W EXP 07/31/202 | 066644113 | 5,837 | 232,553 | SH | DFND | 5 | 232,553 | 0 | 0 | |
BLACK KNIGHT INC | COM | 09215C105 | 12,261,202 | 213,016 | SH | DFND | 5 | 213,016 | 0 | 0 | |
BLOCKCHAIN MOON ACQUISITN CO | *W EXP 10/14/202 | 09370F125 | 729 | 38,783 | SH | DFND | 5 | 38,783 | 0 | 0 | |
BLUERIVER ACQUISITION CORP | *W EXP 01/04/202 | G1261Q115 | 1,463 | 39,015 | SH | DFND | 5 | 39,015 | 0 | 0 | |
BROADMARK RLTY CAP INC | COM | 11135B100 | 251,328 | 53,474 | SH | DFND | 5 | 53,474 | 0 | 0 | |
BURTECH ACQUISITION CORP | *W EXP 12/18/202 | 123013112 | 10,845 | 234,240 | SH | DFND | 5 | 234,240 | 0 | 0 | |
BYTE ACQUISITION CORP | *W EXP 03/18/202 | G1R25Q113 | 4,657 | 31,110 | SH | DFND | 5 | 31,110 | 0 | 0 | |
CAPITALWORKS EMNG MKTS ACQST | *W EXP 11/19/202 | G1889L126 | 6,696 | 81,074 | SH | DFND | 5 | 81,074 | 0 | 0 | |
CF ACQUISITION CORP VIII | *W EXP 03/31/202 | 12520C117 | 1,385 | 13,206 | SH | DFND | 5 | 13,206 | 0 | 0 | |
CONSILIUM ACQUISITN CORP I L | *W EXP 06/01/202 | G2365L119 | 7,897 | 211,150 | SH | DFND | 5 | 211,150 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 9,452,232 | 127,200 | SH | DFND | 5 | 127,200 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 3,825 | 45,000 | SH | Call | DFND | 5 | 45,000 | 0 | 0 |
DATA KNIGHTS ACQUISITION COR | *W EXP 11/11/202 | 237699111 | 3,949 | 151,313 | SH | DFND | 5 | 151,313 | 0 | 0 | |
DHC ACQUISITION CORP | *W EXP 02/25/202 | G2758T117 | 2,544 | 76,386 | SH | DFND | 5 | 76,386 | 0 | 0 | |
DIGITAL TRANSFORMATN OPT COR | *W EXP 03/31/202 | 25401K115 | 15,257 | 155,842 | SH | DFND | 5 | 155,842 | 0 | 0 | |
FINANCIAL STRATEGIES ACQUISI | *W EXP 03/31/202 | 31772T115 | 30,812 | 880,324 | SH | DFND | 5 | 880,324 | 0 | 0 | |
FINNOVATE ACQUISITION CORP | *W EXP 09/30/202 | G3R34K111 | 7,104 | 353,429 | SH | DFND | 5 | 353,429 | 0 | 0 | |
FINTECH ECOSYSTEM DEVE | *W EXP 04/01/202 | 318136116 | 789 | 22,475 | SH | DFND | 5 | 22,475 | 0 | 0 | |
FOCUS FINL PARTNERS INC | COM CL A | 34417P100 | 5,995,549 | 115,588 | SH | DFND | 5 | 115,588 | 0 | 0 | |
FOXO TECHNOLOGIES INC | *W EXP 08/01/202 | 351471115 | 2,348 | 73,163 | SH | DFND | 5 | 73,163 | 0 | 0 | |
GIGCAPITAL 5 INC | *W EXP 03/28/202 | 37519U117 | 12,214 | 486,610 | SH | DFND | 5 | 486,610 | 0 | 0 | |
GLOBALINK INVT INC | *W EXP 12/03/202 | 37892F125 | 8,019 | 771,035 | SH | DFND | 5 | 771,035 | 0 | 0 | |
GOAL ACQUISITIONS CORP | *W EXP 02/11/202 | 38021H115 | 18,579 | 394,470 | SH | DFND | 5 | 394,470 | 0 | 0 | |
GOLDEN ARROW MERGER CORP | *W EXP 07/31/202 | 380799114 | 1,888 | 37,617 | SH | DFND | 5 | 37,617 | 0 | 0 | |
HCM ACQUISITION CO | *W EXP 01/20/202 | G4365A127 | 2,434 | 76,800 | SH | DFND | 5 | 76,800 | 0 | 0 | |
HORIZON THERAPEUTICS PUB L | SHS | G46188101 | 15,446,366 | 141,528 | SH | DFND | 5 | 141,528 | 0 | 0 | |
INCEPTION GROWTH ACQUSTN LTD | *W EXP 10/15/202 | 45333D112 | 3,900 | 155,374 | SH | DFND | 5 | 155,374 | 0 | 0 | |
INNOVATIVE INTL ACQUSITIN CO | *W EXP 07/01/202 | G4809M125 | 6,213 | 71,730 | SH | DFND | 5 | 71,730 | 0 | 0 | |
INVESTCORP EUROPE ACQUISITIO | *W EXP 12/15/202 | G4923T113 | 1,775 | 17,740 | SH | DFND | 5 | 17,740 | 0 | 0 | |
IROBOT CORP | COM | 462726100 | 38,752 | 888 | SH | DFND | 5 | 888 | 0 | 0 | |
IROBOT CORP | COM | 462726100 | 212,300 | 38,600 | SH | Put | DFND | 5 | 38,600 | 0 | 0 |
JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 | 3,295 | 30,310 | SH | DFND | 5 | 30,310 | 0 | 0 | |
KALERA PUBLIC LIMITED CO | *W EXP 06/28/202 | G52251116 | 4,010 | 149,087 | SH | DFND | 5 | 149,087 | 0 | 0 | |
LAMF GLOBAL VENTURES CORP I | *W EXP 11/05/202 | G5338L124 | 500 | 15,629 | SH | DFND | 5 | 15,629 | 0 | 0 | |
MAXAR TECHNOLOGIES INC | COM | 57778K105 | 10,998,222 | 215,398 | SH | DFND | 5 | 215,398 | 0 | 0 | |
MINORITY EQUALITY OPPORTUNIT | *W EXP 08/26/202 | 60436Q118 | 20,110 | 402,191 | SH | DFND | 5 | 402,191 | 0 | 0 | |
MONEYGRAM INTL INC | COM NEW | 60935Y208 | 4,719,551 | 452,932 | SH | DFND | 5 | 452,932 | 0 | 0 | |
MONTEREY BIO ACQUISITION COR | *W EXP 10/05/202 | 61240F116 | 7,671 | 255,678 | SH | DFND | 5 | 255,678 | 0 | 0 | |
NOGIN INC | *W EXP 08/26/202 | 65528N113 | 520 | 18,509 | SH | DFND | 5 | 18,509 | 0 | 0 | |
NOVA VISION ACQUISITION CORP | *W EXP 12/31/202 | G6759A118 | 4,691 | 121,528 | SH | DFND | 5 | 121,528 | 0 | 0 | |
OAK STR HEALTH INC | COM | 67181A107 | 773,601 | 20,000 | SH | DFND | 5 | 20,000 | 0 | 0 | |
OXBRIDGE ACQUISITION CORP | *W EXP 08/04/202 | G6855L117 | 7,209 | 109,897 | SH | DFND | 5 | 109,897 | 0 | 0 | |
PNM RES INC | COM | 69349H107 | 4,867,999 | 100,000 | SH | DFND | 5 | 100,000 | 0 | 0 | |
PRIME IMPACT ACQUISITION I | *W EXP 10/01/203 | G61074129 | 4,475 | 111,869 | SH | DFND | 5 | 111,869 | 0 | 0 | |
PROGRESS ACQUISITION CORP | *W EXP 11/11/202 | 74327P113 | 11,601 | 210,921 | SH | DFND | 5 | 210,921 | 0 | 0 | |
PROVENTION BIO INC | COM | 74374N102 | 1,888,380 | 78,356 | SH | DFND | 5 | 78,356 | 0 | 0 | |
PROVENTION BIO INC | COM | 74374N102 | 9,555 | 119,100 | SH | Put | DFND | 5 | 119,100 | 0 | 0 |
SEAPORT GLOBAL ACQUISITION I | *W EXP 11/17/202 | 81221H113 | 11,117 | 184,980 | SH | DFND | 5 | 184,980 | 0 | 0 | |
SEP ACQUISITION CORP | *W EXP 07/27/202 | 589381110 | 6,018 | 149,706 | SH | DFND | 5 | 149,706 | 0 | 0 | |
SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 2,913,347 | 44,465 | SH | DFND | 5 | 44,465 | 0 | 0 | |
SPIRIT AIRLS INC | COM | 848577102 | 36,538 | 2,128 | SH | DFND | 5 | 2,128 | 0 | 0 | |
SPIRIT AIRLS INC | COM | 848577102 | 24,698 | 31,900 | SH | Call | DFND | 5 | 31,900 | 0 | 0 |
SPREE ACQUISITION CORP 1 LTD | *W EXP 12/22/202 | G83745128 | 2,524 | 83,602 | SH | DFND | 5 | 83,602 | 0 | 0 | |
SPRINGBIG HOLDINGS INC | *W EXP 06/14/202 | 85021Q116 | 466 | 15,180 | SH | DFND | 5 | 15,180 | 0 | 0 | |
SPRINGWATER SPL SITUATIONS C | *W EXP 12/01/202 | 85205U115 | 961 | 24,104 | SH | DFND | 5 | 24,104 | 0 | 0 | |
TECHNOLOGY & TELECOM ACQ COR | *W EXP 04/15/202 | G87119114 | 851 | 27,828 | SH | DFND | 5 | 27,828 | 0 | 0 | |
TG VENTURE ACQUISITION CORP | *W EXP 08/15/202 | 87251T117 | 2,748 | 61,083 | SH | DFND | 5 | 61,083 | 0 | 0 | |
TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 5,296,985 | 124,723 | SH | DFND | 5 | 124,723 | 0 | 0 | |
TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 32,335 | 5,300 | SH | Put | DFND | 5 | 5,300 | 0 | 0 |
TRAVELCENTERS OF AMERICA INC | COM NEW | 89421B109 | 223,344 | 2,582 | SH | DFND | 5 | 2,582 | 0 | 0 | |
TRINE II ACQUISITION CORP | *W EXP 99/99/999 | G9059F118 | 4,162 | 83,237 | SH | DFND | 5 | 83,237 | 0 | 0 | |
TWELVE SEAS INVESTMENT CO II | *W EXP 03/02/202 | 90118T114 | 6,275 | 126,246 | SH | DFND | 5 | 126,246 | 0 | 0 | |
UNIVAR SOLUTIONS INC | COM | 91336L107 | 5,737,459 | 163,787 | SH | DFND | 5 | 163,787 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 3,731,517 | 29,888 | SH | DFND | 5 | 29,888 | 0 | 0 | |
WILLIAMS ROWLAND ACQUISITION | *W EXP 12/11/202 | 96951B110 | 9,794 | 217,628 | SH | DFND | 5 | 217,628 | 0 | 0 | |
WINVEST ACQUISITION CORP | *W EXP 08/09/202 | 97655B117 | 10,778 | 365,338 | SH | DFND | 5 | 365,338 | 0 | 0 |