COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERON PHARMA INC | COM | 00434H108 | 10,137 | 207,897 | SH | | DFND | 1,2,3 | 207,897 | 0 | 0 |
ADURO BIOTECH INC | COM | 00739L101 | 7,256 | 257,837 | SH | | DFND | 1,2,3 | 257,837 | 0 | 0 |
ADVENT CLAY CONV SEC INC FD | COM | 007639107 | 367 | 66,100 | SH | | DFND | 1,2,3 | 66,100 | 0 | 0 |
AKORN INC | COM | 009728106 | 17,579 | 471,153 | SH | | DFND | 1,2,3 | 471,153 | 0 | 0 |
ALBANY MOLECULAR RESH INC | COM | 012423109 | 9,867 | 497,100 | SH | | DFND | 1,2,3 | 497,100 | 0 | 0 |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 28,068 | 345,370 | SH | | DFND | 1,2,3 | 345,370 | 0 | 0 |
ALLERGAN PLC | SHS | G0177J108 | 16,438 | 52,600 | SH | | DFND | 1,2,3 | 52,600 | 0 | 0 |
ALLIANZGI DIVERS INC & CNV F | COM | 01883J108 | 1,714 | 94,400 | SH | | DFND | 1,2,3 | 94,400 | 0 | 0 |
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 513 | 41,400 | SH | | DFND | 1,2,3 | 41,400 | 0 | 0 |
ALLISON TRANSMISSION HLDGS I | COM | 01973R101 | 25,545 | 986,662 | SH | | DFND | 1,2,3 | 986,662 | 0 | 0 |
ALPHABET INC | CAP STK CL A | 02079K305 | 24,402 | 31,365 | SH | | DFND | 1,2,3 | 31,365 | 0 | 0 |
ALPHABET INC | CAP STK CL C | 02079K107 | 23,939 | 31,545 | SH | | DFND | 1,2,3 | 31,545 | 0 | 0 |
AMC ENTMT HLDGS INC | CL A COM | 00165C104 | 16,841 | 701,690 | SH | | DFND | 1,2,3 | 701,690 | 0 | 0 |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 38,727 | 624,938 | SH | | DFND | 1,2,3 | 624,938 | 0 | 0 |
AMSURG CORP | COM | 03232P405 | 7,600 | 100,000 | SH | | DFND | 1,2,3 | 100,000 | 0 | 0 |
ANADARKO PETE CORP | COM | 032511107 | 18,936 | 389,800 | SH | | DFND | 1,2,3 | 389,800 | 0 | 0 |
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 256 | 16,900 | SH | | DFND | 1,2,3 | 16,900 | 0 | 0 |
ARES CAP CORP | COM | 04010L103 | 7,330 | 514,400 | SH | | DFND | 1,2,3 | 514,400 | 0 | 0 |
ARMSTRONG WORLD INDS INC NEW | COM | 04247X102 | 19,485 | 426,094 | SH | | DFND | 1,2,3 | 426,094 | 0 | 0 |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 13,767 | 405,503 | SH | | DFND | 1,2,3 | 405,503 | 0 | 0 |
AT&T INC | COM | 00206R102 | 28,065 | 815,600 | SH | | DFND | 1,2,3 | 815,600 | 0 | 0 |
AVENUE INCOME CR STRATEGIES | COM | 05358E106 | 716 | 63,050 | SH | | DFND | 1,2,3 | 63,050 | 0 | 0 |
AXALTA COATING SYS LTD | COM | G0750C108 | 23,708 | 889,600 | SH | | DFND | 1,2,3 | 889,600 | 0 | 0 |
BAIDU INC | SPON ADR REP A | 056752108 | 11,399 | 60,300 | SH | | DFND | 1,2,3 | 60,300 | 0 | 0 |
BANK AMER CORP | COM | 060505104 | 76,881 | 4,568,074 | SH | | DFND | 1,2,3 | 4,568,074 | 0 | 0 |
BLACK KNIGHT FINL SVCS INC | CL A | 09214X100 | 2,406 | 72,778 | SH | | DFND | 1,2,3 | 72,778 | 0 | 0 |
BLUE NILE INC | COM | 09578R103 | 13,771 | 370,892 | SH | | DFND | 1,2,3 | 370,892 | 0 | 0 |
BONA FILM GROUP LTD | SPONSORED ADS | 09777B107 | 448 | 33,900 | SH | | DFND | 1,2,3 | 33,900 | 0 | 0 |
BOSTON BEER INC | CL A | 100557107 | 2,483 | 12,300 | SH | | DFND | 1,2,3 | 12,300 | 0 | 0 |
BP PLC | SPONSORED ADR | 055622104 | 4,945 | 158,200 | SH | | DFND | 1,2,3 | 158,200 | 0 | 0 |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 7,922 | 115,165 | SH | | DFND | 1,2,3 | 115,165 | 0 | 0 |
BROOKFIELD GLOBL LISTED INFR | COM SHS | 11273Q109 | 255 | 21,700 | SH | | DFND | 1,2,3 | 21,700 | 0 | 0 |
BROOKFIELD TOTAL RETURN FD I | COM | 11283U108 | 266 | 12,100 | SH | | DFND | 1,2,3 | 12,100 | 0 | 0 |
CABLE ONE INC | COM | 12685J105 | 12,750 | 29,400 | SH | | DFND | 1,2,3 | 29,400 | 0 | 0 |
CALAMOS CONV & HIGH INCOME F | COM SHS | 12811P108 | 385 | 36,600 | SH | | DFND | 1,2,3 | 36,600 | 0 | 0 |
CALAMOS CONV OPP AND INC FD | SH BEN INT | 128117108 | 512 | 51,700 | SH | | DFND | 1,2,3 | 51,700 | 0 | 0 |
CALAMOS DYNAMIC CONV & INCOM | COM | 12811V105 | 1,415 | 78,400 | SH | | DFND | 1,2,3 | 78,400 | 0 | 0 |
CALAMOS STRATEGIC TOTL RETN | COM SH BEN INT | 128125101 | 2,527 | 255,278 | SH | | DFND | 1,2,3 | 255,278 | 0 | 0 |
CALATLANTIC GROUP INC | COM | 128195104 | 5,196 | 137,020 | SH | | DFND | 1,2,3 | 137,020 | 0 | 0 |
CALPINE CORP | COM NEW | 131347304 | 32,191 | 2,224,652 | SH | | DFND | 1,2,3 | 2,224,652 | 0 | 0 |
CARDIOME PHARMA CORP | COM NO PAR | 14159U301 | 14,098 | 1,738,353 | SH | | DFND | 1,2,3 | 1,738,353 | 0 | 0 |
CARTER INC | COM | 146229109 | 24,403 | 274,094 | SH | | DFND | 1,2,3 | 274,094 | 0 | 0 |
CELLECTIS S A | SPONSORED ADS | 15117K103 | 6,457 | 208,100 | SH | | DFND | 1,2,3 | 208,100 | 0 | 0 |
CERNER CORP | COM | 156782104 | 10,553 | 175,385 | SH | | DFND | 1,2,3 | 175,385 | 0 | 0 |
CHINA LIFE INS CO LTD | SPON ADR REP H | 16939P106 | 281 | 17,600 | SH | | DFND | 1,2,3 | 17,600 | 0 | 0 |
CHINA PETE & CHEM CORP | SPON ADR H SHS | 16941R108 | 356 | 5,943 | SH | | DFND | 1,2,3 | 5,943 | 0 | 0 |
CHINA TELECOM CORP LTD | SPON ADR H SHS | 169426103 | 516 | 11,100 | SH | | DFND | 1,2,3 | 11,100 | 0 | 0 |
CIGNA CORPORATION | COM | 125509109 | 17,411 | 118,986 | SH | | DFND | 1,2,3 | 118,986 | 0 | 0 |
CITIGROUP INC | *W EXP 01/04/201 | 172967226 | 56 | 313,400 | SH | | DFND | 1,2,3 | 313,400 | 0 | 0 |
CITIGROUP INC | COM NEW | 172967424 | 101,948 | 1,970,007 | SH | | DFND | 1,2,3 | 1,970,007 | 0 | 0 |
COHEN & STEERS GLOBAL INC BL | COM | 19248M103 | 249 | 26,300 | SH | | DFND | 1,2,3 | 26,300 | 0 | 0 |
COHEN & STEERS INFRASTRUCTUR | COM | 19248A109 | 259 | 13,600 | SH | | DFND | 1,2,3 | 13,600 | 0 | 0 |
COHEN & STEERS QUALITY RLTY | COM | 19247L106 | 777 | 63,600 | SH | | DFND | 1,2,3 | 63,600 | 0 | 0 |
COHEN & STEERS REIT & PFD IN | COM | 19247X100 | 1,684 | 91,300 | SH | | DFND | 1,2,4 | 91,300 | 0 | 0 |
COLONY FINL INC | COM | 19624R106 | 3,947 | 202,600 | SH | | DFND | 1,2,3 | 202,600 | 0 | 0 |
COMCAST CORP NEW | CL A | 20030N101 | 27,825 | 493,095 | SH | | DFND | 1,2,3 | 493,095 | 0 | 0 |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 2,581 | 97,300 | SH | | DFND | 1,2,3 | 97,300 | 0 | 0 |
CONCHO RES INC | COM | 20605P101 | 13,609 | 146,550 | SH | | DFND | 1,2,3 | 146,550 | 0 | 0 |
CORINDUS VASCULAR ROBOTICS I | COM | 218730109 | 6,783 | 2,112,954 | SH | | DFND | 1,2,3 | 2,112,954 | 0 | 0 |
CORNERSTONE STRATEGIC VALUE | COM PAR $0.001 | 21924B302 | 332 | 21,200 | SH | | DFND | 1,2,3 | 21,200 | 0 | 0 |
CVS HEALTH CORP | COM | 126650100 | 11,400 | 116,600 | SH | | DFND | 1,2,3 | 116,600 | 0 | 0 |
D R HORTON INC | COM | 23331A109 | 45,390 | 1,417,101 | SH | | DFND | 1,2,3 | 1,417,101 | 0 | 0 |
DBX ETF TR | DBXTR HAR CS 300 | 233051879 | 1,237 | 44,200 | SH | | DFND | 1,2,3 | 44,200 | 0 | 0 |
DERMIRA INC | COM | 24983L104 | 1,965 | 56,784 | SH | | DFND | 1,2,3 | 56,784 | 0 | 0 |
DEVON ENERGY CORP NEW | COM | 25179M103 | 5,982 | 186,935 | SH | | DFND | 1,2,3 | 186,935 | 0 | 0 |
DUFF & PHELPS GLB UTL INC FD | COM | 26433C105 | 521 | 35,400 | SH | | DFND | 1,2,3 | 35,400 | 0 | 0 |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 1,057 | 14,800 | SH | | DFND | 1,2,3 | 14,800 | 0 | 0 |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 8,755 | 362,383 | SH | | DFND | 1,2,3 | 362,383 | 0 | 0 |
EAGLE GRWTH & INCOME OPPTY F | COM SHS BEN IN | 26958J105 | 177 | 11,658 | SH | | DFND | 1,2,3 | 11,658 | 0 | 0 |
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 391 | 38,500 | SH | | DFND | 1,2,3 | 38,500 | 0 | 0 |
EATON VANCE TXMGD GL BUYWR O | COM | 27829C105 | 259 | 23,100 | SH | | DFND | 1,2,3 | 23,100 | 0 | 0 |
ELECTRONICS FOR IMAGING INC | COM | 286082102 | 10,970 | 234,700 | SH | | DFND | 1,2,3 | 234,700 | 0 | 0 |
EOG RES INC | COM | 26875P101 | 5,656 | 79,900 | SH | | DFND | 1,2,3 | 79,900 | 0 | 0 |
ESSENT GROUP LTD | COM | G3198U102 | 15,897 | 726,222 | SH | | DFND | 1,2,3 | 726,222 | 0 | 0 |
EVERSOURCE ENERGY | COM | 30040W108 | 31,857 | 623,800 | SH | | DFND | 1,2,3 | 623,800 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 935 | 12,000 | SH | | DFND | 1,2,3 | 12,000 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 35,335 | 337,619 | SH | | DFND | 1,2,3 | 337,619 | 0 | 0 |
FEDEX CORP | COM | 31428X106 | 6,556 | 44,000 | SH | | DFND | 1,2,3 | 44,000 | 0 | 0 |
FIRST REP BK SAN FRANCISCO C | COM | 33616C100 | 10,134 | 153,400 | SH | | DFND | 1,2,3 | 153,400 | 0 | 0 |
FORWARD PHARMA A/S | SPONSORED ADR | 34986J105 | 2,585 | 136,064 | SH | | DFND | 1,2,3 | 136,064 | 0 | 0 |
GABELLI EQUITY TR INC | COM | 362397101 | 2,874 | 541,298 | SH | | DFND | 1,2,3 | 541,298 | 0 | 0 |
GALAPAGOS NV | SPON ADR | 36315X101 | 7,910 | 125,800 | SH | | DFND | 1,2,3 | 125,800 | 0 | 0 |
GOLDMAN SACHS BDC INC | SHS | 38147U107 | 1,007 | 53,000 | SH | | DFND | 1,2,3 | 53,000 | 0 | 0 |
GOLDMAN SACHS MLP ENERGY REN | COM | 38148G107 | 203 | 37,032 | SH | | DFND | 1,2,3 | 37,032 | 0 | 0 |
GOLUB CAP BDC INC | COM | 38173M102 | 6,622 | 398,200 | SH | | DFND | 1,2,3 | 398,200 | 0 | 0 |
GRACE W R & CO DEL NEW | COM | 38388F108 | 26,824 | 269,340 | SH | | DFND | 1,2,3 | 269,340 | 0 | 0 |
GUGGENHEIM ENHANCED EQUITY S | COM | 40167K100 | 322 | 20,400 | SH | | DFND | 1,2,3 | 20,400 | 0 | 0 |
GUGGENHEIM ENHNCD | COM | 40167B100 | 131 | 17,000 | SH | | DFND | 1,2,3 | 17,000 | 0 | 0 |
GUGGENHEIM EQ WEIGHT ENHANC | COM SH BEN INT | 40167M106 | 253 | 15,500 | SH | | DFND | 1,2,3 | 15,500 | 0 | 0 |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 15,296 | 220,276 | SH | | DFND | 1,2,2 | 220,276 | 0 | 0 |
HANCOCK JOHN PFD INCOME FD I | COM | 41013X106 | 265 | 13,500 | SH | | DFND | 1,2,3 | 13,500 | 0 | 0 |
HCA HOLDINGS INC | COM | 40412C101 | 11,091 | 163,999 | SH | | DFND | 1,2,3 | 163,999 | 0 | 0 |
HEALTHCARE TR AMER INC | CL A NEW | 42225P501 | 10,440 | 387,100 | SH | | DFND | 1,2,3 | 387,100 | 0 | 0 |
HEALTHWAYS INC | COM | 422245100 | 24,053 | 1,868,889 | SH | | DFND | 1,2,3 | 1,868,889 | 0 | 0 |
HOLOGIC INC | COM | 436440101 | 11,131 | 287,695 | SH | | DFND | 1,2,3 | 287,695 | 0 | 0 |
HUMANA INC | COM | 444859102 | 6,829 | 38,253 | SH | | DFND | 1,2,3 | 38,253 | 0 | 0 |
ICICI BK LTD | ADR | 45104G104 | 1,154 | 147,402 | SH | | DFND | 1,2,3 | 147,402 | 0 | 0 |
IMAX CORP | COM | 45245E109 | 37,447 | 1,053,654 | SH | | DFND | 1,2,3 | 1,053,654 | 0 | 0 |
INTEROIL CORP | COM | 460951106 | 2,836 | 90,274 | SH | | DFND | 1,2,3 | 90,274 | 0 | 0 |
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 11,221 | 208,600 | SH | | DFND | 1,2,3 | 208,600 | 0 | 0 |
INTREXON CORP | COM | 46122T102 | 13,281 | 440,490 | SH | | DFND | 1,2,3 | 440,490 | 0 | 0 |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 1,483 | 2,716 | SH | | DFND | 1,2,3 | 2,716 | 0 | 0 |
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 388 | 36,800 | SH | | DFND | 1,2,3 | 36,800 | 0 | 0 |
ISHARES | MSCI TAIWAN ETF | 464286731 | 359 | 28,090 | SH | | DFND | 1,2,3 | 28,090 | 0 | 0 |
ISHARES | INDIA 50 ETF | 464289529 | 1,549 | 56,987 | SH | | DFND | 1,2,3 | 56,987 | 0 | 0 |
ISHARES | MSCI STH KOR ETF | 464286772 | 3,788 | 76,254 | SH | | DFND | 1,2,3 | 76,254 | 0 | 0 |
ISHARES | MSCI JAPAN ETF | 464286848 | 12,395 | 1,022,700 | SH | | DFND | 1,2,3 | 1,022,700 | 0 | 0 |
ISHARES TR | MSCI INDIA ETF | 46429B598 | 1,510 | 54,900 | SH | | DFND | 1,2,3 | 54,900 | 0 | 0 |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 13,601 | 385,400 | SH | | DFND | 1,2,3 | 385,400 | 0 | 0 |
JAPAN SMALLER CAPTLZTN FD IN | COM | 47109U104 | 193 | 18,900 | SH | | DFND | 1,2,3 | 18,900 | 0 | 0 |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 12,512 | 89,014 | SH | | DFND | 1,2,3 | 89,014 | 0 | 0 |
JD COM INC | SPON ADR CL A | 47215P106 | 27,845 | 863,000 | SH | | DFND | 1,2,3 | 863,000 | 0 | 0 |
JPMORGAN CHASE & CO | COM | 46625H100 | 17,888 | 270,900 | SH | | DFND | 1,2,3 | 270,900 | 0 | 0 |
KANSAS CITY SOUTHERN | COM NEW | 485170302 | 14,461 | 193,670 | SH | | DFND | 1,2,3 | 193,670 | 0 | 0 |
KERYX BIOPHARMACEUTICALS INC | COM | 492515101 | 8,601 | 1,703,100 | SH | | DFND | 1,2,3 | 1,703,100 | 0 | 0 |
KT CORP | SPONSORED ADR | 48268K101 | 342 | 28,700 | SH | | DFND | 1,2,3 | 28,700 | 0 | 0 |
KURA ONCOLOGY INC | COM | 50127T109 | 9,133 | 1,087,233 | SH | | DFND | 1,2,3 | 1,087,233 | 0 | 0 |
LADDER CAP CORP | CL A | 505743104 | 8,615 | 693,600 | SH | | DFND | 1,2,3 | 693,600 | 0 | 0 |
LAM RESEARCH CORP | COM | 512807108 | 32,234 | 405,864 | SH | | DFND | 1,2,3 | 405,864 | 0 | 0 |
LENNAR CORP | CL A | 526057104 | 55,757 | 1,140,001 | SH | | DFND | 1,2,3 | 1,140,001 | 0 | 0 |
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 2,286 | 427,293 | SH | | DFND | 1,2,3 | 427,293 | 0 | 0 |
LIBERTY BROADBAND CORP | COM SER A | 530307107 | 8,120 | 157,218 | SH | | DFND | 1,2,3 | 157,218 | 0 | 0 |
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 40,841 | 787,523 | SH | | DFND | 1,2,3 | 787,523 | 0 | 0 |
LIBERTY INTERACTIVE CORP | LBT VENT COM A | 53071M880 | 78,957 | 1,750,329 | SH | | DFND | 1,2,3 | 1,750,329 | 0 | 0 |
LIBERTY MEDIA CORP DELAWARE | CL A | 531229102 | 18,478 | 470,781 | SH | | DFND | 1,2,3 | 470,781 | 0 | 0 |
LIBERTY MEDIA CORP DELAWARE | COM SER C | 531229300 | 22,430 | 589,033 | SH | | DFND | 1,2,3 | 589,033 | 0 | 0 |
LMP CAP & INCOME FD INC | COM | 50208A102 | 252 | 20,400 | SH | | DFND | 1,2,3 | 20,400 | 0 | 0 |
LYON WILLIAM HOMES | CL A NEW | 552074700 | 5,693 | 345,048 | SH | | DFND | 1,2,3 | 345,048 | 0 | 0 |
MA COM TECHNOLOGY SOLUTIONS | COM | 55405Y100 | 3,345 | 81,800 | SH | | DFND | 1,2,3 | 81,800 | 0 | 0 |
MACQUARIE FT TR GB INF UT DI | COM | 55607W100 | 125 | 10,800 | SH | | DFND | 1,2,3 | 10,800 | 0 | 0 |
MANCHESTER UTD PLC NEW | ORD CL A | G5784H106 | 3,254 | 182,732 | SH | | DFND | 1,2,3 | 182,732 | 0 | 0 |
MGIC INVT CORP WIS | COM | 552848103 | 47,405 | 5,368,657 | SH | | DFND | 1,2,3 | 5,368,657 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 13,127 | 236,600 | SH | | DFND | 1,2,3 | 236,600 | 0 | 0 |
MILLER HOWARD HIGH INC EQTY | COM SHS BEN IN | 600379101 | 344 | 30,000 | SH | | DFND | 1,2,3 | 30,000 | 0 | 0 |
MONRO MUFFLER BRAKE INC | COM | 610236101 | 2,417 | 36,500 | SH | | DFND | 1,2,3 | 36,500 | 0 | 0 |
MORGAN STANLEY | COM NEW | 617446448 | 42,471 | 1,335,160 | SH | | DFND | 1,2,3 | 1,335,160 | 0 | 0 |
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 699 | 35,100 | SH | | DFND | 1,2,3 | 35,100 | 0 | 0 |
MYLAN N V | SHS EURO | N59465109 | 4,612 | 85,300 | SH | | DFND | 1,2,3 | 85,300 | 0 | 0 |
NETEASE INC | SPONSORED ADR | 64110W102 | 507 | 2,800 | SH | | DFND | 1,2,3 | 2,800 | 0 | 0 |
NETFLIX INC | COM | 64110L106 | 11,821 | 103,350 | SH | | DFND | 1,2,3 | 103,350 | 0 | 0 |
NEXPOINT CR STRATEGIES FD | COM NEW | 65340G205 | 337 | 16,500 | SH | | DFND | 1,2,3 | 16,500 | 0 | 0 |
NIPPON TELEG & TEL CORP | SPONSORED ADR | 654624105 | 242 | 6,100 | SH | | DFND | 1,2,3 | 6,100 | 0 | 0 |
NMI HLDGS INC | CL A | 629209305 | 3,974 | 587,000 | SH | | DFND | 1,2,3 | 587,000 | 0 | 0 |
NUVEEN DIVERSIFIED DIV INCM | COM | 6706EP105 | 264 | 24,400 | SH | | DFND | 1,2,3 | 24,400 | 0 | 0 |
NUVEEN MUN OPPORTUNITY FD IN | COM | 670984103 | 262 | 18,300 | SH | | DFND | 1,2,3 | 18,300 | 0 | 0 |
NUVEEN REAL ESTATE INCOME FD | COM | 67071B108 | 394 | 37,100 | SH | | DFND | 1,2,3 | 37,100 | 0 | 0 |
OTONOMY INC | COM | 68906L105 | 7,781 | 280,403 | SH | | DFND | 1,2,3 | 280,403 | 0 | 0 |
PACIFIC COAST OIL TR | UNIT BEN INT | 694103102 | 126 | 95,800 | SH | | DFND | 1,2,3 | 95,800 | 0 | 0 |
PANDORA MEDIA INC | COM | 698354107 | 19,066 | 1,421,812 | SH | | DFND | 1,2,3 | 1,421,812 | 0 | 0 |
PANDORA MEDIA INC | COM | 698354107 | 2,548 | 190,000 | SH | Put | DFND | 1,2,3 | 190,000 | 0 | 0 |
PAPA MURPHYS HLDGS INC | COM | 698814100 | 3,891 | 345,521 | SH | | DFND | 1,2,3 | 345,521 | 0 | 0 |
PENNYMAC MTG INVT TR | COM | 70931T103 | 12,232 | 801,573 | SH | | DFND | 1,2,3 | 801,573 | 0 | 0 |
PERRIGO CO PLC | SHS | G97822103 | 18,922 | 130,768 | SH | | DFND | 1,2,3 | 130,768 | 0 | 0 |
PIMCO DYNAMIC CR INCOME FD | COM SHS | 72202D106 | 2,555 | 141,700 | SH | | DFND | 1,2,3 | 141,700 | 0 | 0 |
PIMCO INCOME STRATEGY FUND I | COM | 72201J104 | 965 | 110,000 | SH | | DFND | 1,2,3 | 110,000 | 0 | 0 |
PIONEER NAT RES CO | COM | 723787107 | 17,544 | 139,930 | SH | | DFND | 1,2,3 | 139,930 | 0 | 0 |
POWERSHARES INDIA ETF TR | INDIA PORT | 73935L100 | 661 | 33,862 | SH | | DFND | 1,2,3 | 33,862 | 0 | 0 |
POWERSHS DB US DOLLAR INDEX | DOLL INDX BULL | 73936D107 | 7,141 | 278,404 | SH | | DFND | 1,2,3 | 278,404 | 0 | 0 |
PRESTIGE BRANDS HLDGS INC | COM | 74112D101 | 4,978 | 96,700 | SH | | DFND | 1,2,3 | 96,700 | 0 | 0 |
PROTHENA CORP PLC | SHS | G72800108 | 2,615 | 38,400 | SH | | DFND | 1,2,3 | 38,400 | 0 | 0 |
PULTE GROUP INC | COM | 745867101 | 13,470 | 755,900 | SH | | DFND | 1,2,3 | 755,900 | 0 | 0 |
QUNAR CAYMAN IS LTD | SPNS ADR CL B | 74906P104 | 280 | 5,300 | SH | | DFND | 1,2,3 | 5,300 | 0 | 0 |
RADIAN GROUP INC | COM | 750236101 | 19,029 | 1,421,100 | SH | | DFND | 1,2,3 | 1,421,100 | 0 | 0 |
RESTORATION HARDWARE HLDGS I | COM | 761283100 | 16,752 | 210,846 | SH | | DFND | 1,2,3 | 210,846 | 0 | 0 |
ROLLINS INC | COM | 775711104 | 5,516 | 212,968 | SH | | DFND | 1,2,3 | 212,968 | 0 | 0 |
ROYCE MICRO-CAP TR INC | COM | 780915104 | 251 | 34,632 | SH | | DFND | 1,2,3 | 34,632 | 0 | 0 |
ROYCE VALUE TR INC | COM | 780910105 | 518 | 44,000 | SH | | DFND | 1,2,3 | 44,000 | 0 | 0 |
SALESFORCE COM INC | COM | 79466L302 | 17,342 | 221,200 | SH | | DFND | 1,2,3 | 221,200 | 0 | 0 |
SERVICE CORP INTL | COM | 817565104 | 15,972 | 613,841 | SH | | DFND | 1,2,3 | 613,841 | 0 | 0 |
SERVICENOW INC | COM | 81762P102 | 7,226 | 83,476 | SH | | DFND | 1,2,3 | 83,476 | 0 | 0 |
SIGNET JEWELERS LIMITED | SHS | G81276100 | 32,011 | 258,804 | SH | | DFND | 1,2,3 | 258,804 | 0 | 0 |
SOLAR CAP LTD | COM | 83413U100 | 7,301 | 444,400 | SH | | DFND | 1,2,3 | 444,400 | 0 | 0 |
STARBUCKS CORP | COM | 855244109 | 33,150 | 552,225 | SH | | DFND | 1,2,3 | 552,225 | 0 | 0 |
STARWOOD PPTY TR INC | COM | 85571B105 | 35,826 | 1,742,500 | SH | | DFND | 1,2,3 | 1,742,500 | 0 | 0 |
STONE HBR EMERG MKTS TL INC | COM | 86164W100 | 174 | 15,298 | SH | | DFND | 1,2,3 | 15,298 | 0 | 0 |
STONE HBR EMERG MRKTS INC FD | COM | 86164T107 | 384 | 31,900 | SH | | DFND | 1,2,3 | 31,900 | 0 | 0 |
TEAM HEALTH HOLDINGS INC | COM | 87817A107 | 6,412 | 146,100 | SH | | DFND | 1,2,3 | 146,100 | 0 | 0 |
TEKLA HEALTHCARE OPPORTUNIT | SHS | 879105104 | 1,483 | 85,300 | SH | | DFND | 1,2,3 | 85,300 | 0 | 0 |
TEKLA WORLD HEALTHCARE FD | BEN INT SHS | 87911L108 | 1,851 | 116,900 | SH | | DFND | 1,2,3 | 116,900 | 0 | 0 |
THERAPEUTICSMD INC | COM | 88338N107 | 4,285 | 413,218 | SH | | DFND | 1,2,3 | 413,218 | 0 | 0 |
TRANSDIGM GROUP INC | COM | 893641100 | 28,877 | 126,406 | SH | | DFND | 1,2,3 | 126,406 | 0 | 0 |
TRI POINTE HOMES INC | COM | 87265H109 | 7,662 | 604,771 | SH | | DFND | 1,2,3 | 604,771 | 0 | 0 |
TWO HBRS INVT CORP | COM | 90187B101 | 11,628 | 1,435,555 | SH | | DFND | 1,2,3 | 1,435,555 | 0 | 0 |
UNIVERSAL AMERN CORP NEW | COM | 91338E101 | 2,313 | 330,373 | SH | | DFND | 1,2,3 | 330,373 | 0 | 0 |
VERACYTE INC | COM | 92337F107 | 7,642 | 1,061,354 | SH | | DFND | 1,2,3 | 1,061,354 | 0 | 0 |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 21,356 | 169,725 | SH | | DFND | 1,2,3 | 169,725 | 0 | 0 |
VIASAT INC | COM | 92552V100 | 36,269 | 594,480 | SH | | DFND | 1,2,3 | 594,480 | 0 | 0 |
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 6,210 | 392,950 | SH | | DFND | 1,2,3 | 392,950 | 0 | 0 |
WAYFAIR INC | CL A | 94419L101 | 6,324 | 132,800 | SH | | DFND | 1,2,3 | 132,800 | 0 | 0 |
WELLS FARGO ADV GLB DIV OPP | COM | 94987C103 | 1,680 | 283,800 | SH | | DFND | 1,2,3 | 283,800 | 0 | 0 |
WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 1,137 | 130,360 | SH | | DFND | 1,2,3 | 130,360 | 0 | 0 |
WIPRO LTD | SPON ADR 1 SH | 97651M109 | 329 | 28,500 | SH | | DFND | 1,2,3 | 28,500 | 0 | 0 |
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 7,624 | 383,911 | SH | | DFND | 1,2,4 | 383,911 | 0 | 0 |
ZELTIQ AESTHETICS INC | COM | 98933Q108 | 4,542 | 159,200 | SH | | DFND | 1,2,5 | 159,200 | 0 | 0 |