COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADAMS EXPRESS CO | COM | 006212104 | 3,137 | 219,530 | SH | | DFND | 1 | 219,530 | 0 | 0 |
ADVENT CLAYMORE ENH GRW & IN | COM | 00765E104 | 1,418 | 162,100 | SH | | DFND | 1 | 162,100 | 0 | 0 |
AETNA INC NEW | COM | 00817Y108 | 714 | 4,700 | SH | | DFND | 1 | 4,700 | 0 | 0 |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 17,260 | 141,859 | SH | | DFND | 1 | 141,859 | 0 | 0 |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 27,673 | 196,400 | SH | | DFND | 1 | 196,400 | 0 | 0 |
ALIGN TECHNOLOGY INC | COM | 016255101 | 19,240 | 128,165 | SH | | DFND | 1 | 128,165 | 0 | 0 |
ALLERGAN PLC | SHS | G0177J108 | 8,848 | 36,400 | SH | | DFND | 1 | 36,400 | 0 | 0 |
ALPINE GLOBAL PREMIER PPTYS | COM SBI | 02083A103 | 1,032 | 162,732 | SH | | DFND | 1 | 162,732 | 0 | 0 |
ALTICE USA INC | COM | 02156K103 | 6,063 | 187,700 | SH | | DFND | 1 | 187,700 | 0 | 0 |
AMAZON COM INC | COM | 023135106 | 11,669 | 12,055 | SH | | DFND | 1 | 12,055 | 0 | 0 |
AMERCO | COM | 023586100 | 26,763 | 73,110 | SH | | DFND | 1 | 73,110 | 0 | 0 |
APPLE INC | COM | 037833100 | 68,355 | 474,620 | SH | | DFND | 1 | 474,620 | 0 | 0 |
ARBOR RLTY TR INC | COM | 038923108 | 1,437 | 172,300 | SH | | DFND | 1 | 172,300 | 0 | 0 |
ARES CAP CORP | COM | 04010L103 | 52,701 | 3,217,400 | SH | | DFND | 1 | 3,217,400 | 0 | 0 |
ARES COML REAL ESTATE CORP | COM | 04013V108 | 4,571 | 349,200 | SH | | DFND | 1 | 349,200 | 0 | 0 |
BAIDU INC | SPON ADR REP A | 056752108 | 14,036 | 78,474 | SH | | DFND | 1 | 78,474 | 0 | 0 |
BANK AMER CORP | COM | 060505104 | 58,502 | 2,411,458 | SH | | DFND | 1 | 2,411,458 | 0 | 0 |
BARINGS GLOBAL SHORT DURATIO | COM | 06760L100 | 453 | 22,900 | SH | | DFND | 1 | 22,900 | 0 | 0 |
BIOGEN INC | COM | 09062X103 | 14,442 | 53,222 | SH | | DFND | 1 | 53,222 | 0 | 0 |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 4,554 | 50,145 | SH | | DFND | 1 | 50,145 | 0 | 0 |
BIOVERATIV INC | COM | 09075E100 | 11,805 | 196,200 | SH | | DFND | 1 | 196,200 | 0 | 0 |
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 176 | 12,500 | SH | | DFND | 1 | 12,500 | 0 | 0 |
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 2,668 | 80,000 | SH | | DFND | 1 | 80,000 | 0 | 0 |
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 39,743 | 1,257,700 | SH | | DFND | 1 | 1,257,700 | 0 | 0 |
BLUEBIRD BIO INC | COM | 09609G100 | 210 | 2,000 | SH | | DFND | 1 | 2,000 | 0 | 0 |
BOSTON SCIENTIFIC CORP | COM | 101137107 | 7,135 | 257,400 | SH | | DFND | 1 | 257,400 | 0 | 0 |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 19,745 | 354,360 | SH | | DFND | 1 | 354,360 | 0 | 0 |
BROADCOM LTD | SHS | Y09827109 | 41,253 | 177,015 | SH | | DFND | 1 | 177,015 | 0 | 0 |
CABLE ONE INC | COM | 12685J105 | 1,999 | 2,812 | SH | | DFND | 1 | 2,812 | 0 | 0 |
CAMBREX CORP | COM | 132011107 | 544 | 9,100 | SH | | DFND | 1 | 9,100 | 0 | 0 |
CARDIOME PHARMA CORP | COM NO PAR | 14159U301 | 13,013 | 2,878,985 | SH | | DFND | 1 | 2,878,985 | 0 | 0 |
CARVANA CO | CL A | 146869102 | 1,946 | 95,050 | SH | | DFND | 1 | 95,050 | 0 | 0 |
CELGENE CORP | COM | 151020104 | 14,123 | 108,747 | SH | | DFND | 1 | 108,747 | 0 | 0 |
CITIGROUP INC | W EXP 01/04/201 | 172967226 | 41 | 271,800 | SH | | DFND | 1 | 271,800 | 0 | 0 |
CITIGROUP INC | COM NEW | 172967424 | 69,016 | 1,031,943 | SH | | DFND | 1 | 1,031,943 | 0 | 0 |
CLOVIS ONCOLOGY INC | COM | 189464100 | 986 | 10,535 | SH | | DFND | 1 | 10,535 | 0 | 0 |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 22,490 | 338,700 | SH | | DFND | 1 | 338,700 | 0 | 0 |
COHEN & STEERS GLOBAL INC BL | COM | 19248M103 | 210 | 22,043 | SH | | DFND | 1 | 22,043 | 0 | 0 |
COMMUNITY HEALTHCARE TR INC | COM | 20369C106 | 5,898 | 230,500 | SH | | DFND | 1 | 230,500 | 0 | 0 |
CREDIT ACCEP CORP MICH | COM | 225310101 | 30,461 | 118,459 | SH | | DFND | 1 | 118,459 | 0 | 0 |
CREDIT SUISSE ASSET MGMT INC | COM | 224916106 | 146 | 43,421 | SH | | DFND | 1 | 43,421 | 0 | 0 |
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 12,772 | 797,231 | SH | | DFND | 1 | 797,231 | 0 | 0 |
D R HORTON INC | COM | 23331A109 | 33,419 | 966,695 | SH | | DFND | 1 | 966,695 | 0 | 0 |
DERMIRA INC | COM | 24983L104 | 5,297 | 181,785 | SH | | DFND | 1 | 181,785 | 0 | 0 |
DIVIDEND & INCOME FUND | COM NEW | 25538A204 | 883 | 71,500 | SH | | DFND | 1 | 71,500 | 0 | 0 |
DOMINION RES INC VA NEW | COM | 25746U109 | 4,904 | 64,000 | SH | | DFND | 1 | 64,000 | 0 | 0 |
DREYFUS HIGH YIELD STRATEGIE | SH BEN INT | 26200S101 | 183 | 52,318 | SH | | DFND | 1 | 52,318 | 0 | 0 |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 6,244 | 74,700 | SH | | DFND | 1 | 74,700 | 0 | 0 |
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 440 | 47,000 | SH | | DFND | 1 | 47,000 | 0 | 0 |
ELLIE MAE INC | COM | 28849P100 | 13,222 | 120,300 | SH | | DFND | 1 | 120,300 | 0 | 0 |
ENVISION HEALTHCARE CORP | COM | 29414D100 | 4,087 | 65,209 | SH | | DFND | 1 | 65,209 | 0 | 0 |
EVERSOURCE ENERGY | COM | 30040W108 | 5,033 | 82,900 | SH | | DFND | 1 | 82,900 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 30,256 | 200,400 | SH | | DFND | 1 | 200,400 | 0 | 0 |
FIRST REP BK SAN FRANCISCO C | COM | 33616C100 | 240 | 2,400 | SH | | DFND | 1 | 2,400 | 0 | 0 |
FIRST TR ABERDEEN GLBL OPP F | COM SHS | 337319107 | 161 | 13,838 | SH | | DFND | 1 | 13,838 | 0 | 0 |
FRANKLIN LTD DURATION INC TR | COM | 35472T101 | 427 | 36,100 | SH | | DFND | 1 | 36,100 | 0 | 0 |
FRANKLIN RES INC | COM | 354613101 | 5,693 | 127,100 | SH | | DFND | 1 | 127,100 | 0 | 0 |
GALAPAGOS NV | SPON ADR | 36315X101 | 5,345 | 69,853 | SH | | DFND | 1 | 69,853 | 0 | 0 |
GENERAL AMERN INVS INC | COM | 368802104 | 883 | 25,700 | SH | | DFND | 1 | 25,700 | 0 | 0 |
GLOBAL MED REIT INC | COM NEW | 37954A204 | 5,588 | 625,000 | SH | | DFND | 1 | 625,000 | 0 | 0 |
GOLDMAN SACHS BDC INC | SHS | 38147U107 | 1,194 | 53,000 | SH | | DFND | 1 | 53,000 | 0 | 0 |
GOLUB CAP BDC INC | COM | 38173M102 | 18,456 | 965,266 | SH | | DFND | 1 | 965,266 | 0 | 0 |
GUGGENHEIM ENHNCD | COM | 40167B100 | 448 | 54,228 | SH | | DFND | 1 | 54,228 | 0 | 0 |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 4,809 | 47,971 | SH | | DFND | 1 | 47,971 | 0 | 0 |
HOLOGIC INC | COM | 436440101 | 9,977 | 219,848 | SH | | DFND | 1 | 219,848 | 0 | 0 |
IMAX CORP | COM | 45245E109 | 4,397 | 199,881 | SH | | DFND | 1 | 199,881 | 0 | 0 |
INCYTE CORP | COM | 45337C102 | 630 | 5,000 | SH | | DFND | 1 | 5,000 | 0 | 0 |
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 4,680 | 376,850 | SH | | DFND | 1 | 376,850 | 0 | 0 |
INTREXON CORP | COM | 46122T102 | 3,121 | 129,569 | SH | | DFND | 1 | 129,569 | 0 | 0 |
IRHYTHM TECHNOLOGIES INC | COM | 450056106 | 922 | 21,700 | SH | | DFND | 1 | 21,700 | 0 | 0 |
ISHARES TR | MSCI INDIA ETF | 46429B598 | 2,991 | 93,200 | SH | | DFND | 1 | 93,200 | 0 | 0 |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 1,011 | 6,500 | SH | | DFND | 1 | 6,500 | 0 | 0 |
JPMORGAN CHASE & CO | COM | 46625H100 | 6,855 | 75,000 | SH | | DFND | 1 | 75,000 | 0 | 0 |
KERYX BIOPHARMACEUTICALS INC | COM | 492515101 | 1,896 | 262,301 | SH | | DFND | 1 | 262,301 | 0 | 0 |
KURA ONCOLOGY INC | COM | 50127T109 | 3,915 | 420,997 | SH | | DFND | 1 | 420,997 | 0 | 0 |
LADDER CAP CORP | CL A | 505743104 | 14,268 | 1,063,978 | SH | | DFND | 1 | 1,063,978 | 0 | 0 |
LAM RESEARCH CORP | COM | 512807108 | 12,234 | 86,500 | SH | | DFND | 1 | 86,500 | 0 | 0 |
LANTHEUS HLDGS INC | COM | 516544103 | 1,091 | 61,800 | SH | | DFND | 1 | 61,800 | 0 | 0 |
LATIN AMERN DISCOVERY FD INC | COM | 51828C106 | 168 | 16,000 | SH | | DFND | 1 | 16,000 | 0 | 0 |
LEGG MASON BW GLB INC OPP FD | COM | 52469B100 | 167 | 12,607 | SH | | DFND | 1 | 12,607 | 0 | 0 |
LENNAR CORP | CL A | 526057104 | 15,431 | 289,397 | SH | | DFND | 1 | 289,397 | 0 | 0 |
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 2,271 | 401,293 | SH | | DFND | 1 | 401,293 | 0 | 0 |
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 57,693 | 665,045 | SH | | DFND | 1 | 665,045 | 0 | 0 |
LIBERTY INTERACTIVE CORP | LBT VEN COM A NE | 53071M856 | 63,846 | 1,220,992 | SH | | DFND | 1 | 1,220,992 | 0 | 0 |
LOGMEIN INC | COM | 54142L109 | 13,641 | 130,534 | SH | | DFND | 1 | 130,534 | 0 | 0 |
LUMENTUM HLDGS INC | COM | 55024U109 | 8,831 | 154,800 | SH | | DFND | 1 | 154,800 | 0 | 0 |
MAXLINEAR INC | CL A | 57776J100 | 4,192 | 150,300 | SH | | DFND | 1 | 150,300 | 0 | 0 |
MERCK & CO INC NEW | COM | 58933Y105 | 28,930 | 451,400 | SH | | DFND | 1 | 451,400 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 19,576 | 284,000 | SH | | DFND | 1 | 284,000 | 0 | 0 |
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 785 | 35,100 | SH | | DFND | 1 | 35,100 | 0 | 0 |
MTGE INVT CORP | COM | 55378A105 | 12,210 | 649,465 | SH | | DFND | 1 | 649,465 | 0 | 0 |
NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 2,637 | 41,983 | SH | | DFND | 1 | 41,983 | 0 | 0 |
NETEASE INC | SPONSORED ADR | 64110W102 | 1,112 | 3,700 | SH | | DFND | 1 | 3,700 | 0 | 0 |
NEUBERGER BERMAN INTER MUNI | COM | 64124P101 | 366 | 24,028 | SH | | DFND | 1 | 24,028 | 0 | 0 |
NEUBERGER BERMAN RE ES SEC F | COM | 64190A103 | 1,259 | 233,200 | SH | | DFND | 1 | 233,200 | 0 | 0 |
NEXPOINT CR STRATEGIES FD | COM NEW | 65340G205 | 1,079 | 49,531 | SH | | DFND | 1 | 49,531 | 0 | 0 |
NUVASIVE INC | COM | 670704105 | 11,484 | 149,300 | SH | | DFND | 1 | 149,300 | 0 | 0 |
NXSTAGE MEDICAL INC | COM | 67072V103 | 6,807 | 271,500 | SH | | DFND | 1 | 271,500 | 0 | 0 |
ORBOTECH LTD | ORD | M75253100 | 6,155 | 188,684 | SH | | DFND | 1 | 188,684 | 0 | 0 |
PACIRA PHARMACEUTICALS INC | COM | 695127100 | 930 | 19,500 | SH | | DFND | 1 | 19,500 | 0 | 0 |
PENNYMAC MTG INVT TR | COM | 70931T103 | 25,629 | 1,401,272 | SH | | DFND | 1 | 1,401,272 | 0 | 0 |
PFIZER INC | COM | 717081103 | 12,150 | 361,700 | SH | | DFND | 1 | 361,700 | 0 | 0 |
PHYSICIANS RLTY TR | COM | 71943U104 | 2,739 | 136,000 | SH | | DFND | 1 | 136,000 | 0 | 0 |
PIONEER HIGH INCOME TR | COM | 72369H106 | 685 | 69,300 | SH | | DFND | 1 | 69,300 | 0 | 0 |
PRESTIGE BRANDS HLDGS INC | COM | 74112D101 | 1,776 | 33,630 | SH | | DFND | 1 | 33,630 | 0 | 0 |
PULTE GROUP INC | COM | 745867101 | 21,667 | 883,294 | SH | | DFND | 1 | 883,294 | 0 | 0 |
QUOTIENT LTD | SHS | G73268107 | 447 | 60,800 | SH | | DFND | 1 | 60,800 | 0 | 0 |
SALESFORCE COM INC | COM | 79466L302 | 9,084 | 104,900 | SH | | DFND | 1 | 104,900 | 0 | 0 |
SERVICE CORP INTL | COM | 817565104 | 7,723 | 230,868 | SH | | DFND | 1 | 230,868 | 0 | 0 |
SOLAR CAP LTD | COM | 83413U100 | 23,688 | 1,083,131 | SH | | DFND | 1 | 1,083,131 | 0 | 0 |
SOLAR SR CAP LTD | COM | 83416M105 | 2,252 | 134,500 | SH | | DFND | 1 | 134,500 | 0 | 0 |
STARWOOD PPTY TR INC | COM | 85571B105 | 61,543 | 2,748,682 | SH | | DFND | 1 | 2,748,682 | 0 | 0 |
TABLEAU SOFTWARE INC | CL A | 87336U105 | 5,484 | 89,500 | SH | | DFND | 1 | 89,500 | 0 | 0 |
TARENA INTL INC | ADR | 876108101 | 605 | 33,800 | SH | | DFND | 1 | 33,800 | 0 | 0 |
TOLL BROTHERS INC | COM | 889478103 | 348 | 8,800 | SH | | DFND | 1 | 8,800 | 0 | 0 |
TPG SPECIALTY LENDING INC | COM | 87265K102 | 6,118 | 299,163 | SH | | DFND | 1 | 299,163 | 0 | 0 |
TRI POINTE HOMES INC | COM | 87265H109 | 6,928 | 525,271 | SH | | DFND | 1 | 525,271 | 0 | 0 |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 371 | 2,000 | SH | | DFND | 1 | 2,000 | 0 | 0 |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 8,297 | 64,382 | SH | | DFND | 1 | 64,382 | 0 | 0 |
VIASAT INC | COM | 92552V100 | 33,974 | 513,201 | SH | | DFND | 1 | 513,201 | 0 | 0 |
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 13,619 | 1,290,858 | SH | | DFND | 1 | 1,290,858 | 0 | 0 |
VIRTUS TOTAL RETURN FUND INC | COM | 92837G100 | 632 | 51,629 | SH | | DFND | 1 | 51,629 | 0 | 0 |
VIRTUSA CORP | COM | 92827P102 | 697 | 23,700 | SH | | DFND | 1 | 23,700 | 0 | 0 |
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 86 | 11,400 | SH | | DFND | 1 | 11,400 | 0 | 0 |
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 3,588 | 192,903 | SH | | DFND | 1 | 192,903 | 0 | 0 |
WAYFAIR INC | CL A | 94419L101 | 5,189 | 67,500 | SH | | DFND | 1 | 67,500 | 0 | 0 |
WELLS FARGO & CO NEW | COM | 949746101 | 233 | 4,200 | SH | | DFND | 1 | 4,200 | 0 | 0 |
WELLS FARGO ADV GLB DIV OPP | COM | 94987C103 | 173 | 28,200 | SH | | DFND | 1 | 28,200 | 0 | 0 |
WELLTOWER INC | COM | 95040Q104 | 9,491 | 126,800 | SH | | DFND | 1 | 126,800 | 0 | 0 |
WESTERN ASSET CORPORATE LN F | COM | 95790J102 | 440 | 39,515 | SH | | DFND | 1 | 39,515 | 0 | 0 |
WESTERN DIGITAL CORP | COM | 958102105 | 26,748 | 301,900 | SH | | DFND | 1 | 301,900 | 0 | 0 |
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 7,199 | 293,700 | SH | | DFND | 1 | 293,700 | 0 | 0 |
YELP INC | CL A | 985817105 | 27,487 | 915,629 | SH | | DFND | 1 | 915,629 | 0 | 0 |