COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN INCOME CR STRATEGIE | COM | 003057106 | 2,109 | 174,002 | SH | | DFND | 1 | 174,002 | 0 | 0 |
ADOBE SYS INC | COM | 00724F101 | 11,586 | 43,475 | SH | | DFND | 1 | 43,475 | 0 | 0 |
ADVENT CLAYMORE CV SECS & IN | COM | 00764C109 | 1,058 | 71,710 | SH | | DFND | 1 | 71,710 | 0 | 0 |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 27,207 | 149,120 | SH | | DFND | 1 | 149,120 | 0 | 0 |
ALIGN TECHNOLOGY INC | COM | 016255101 | 9,402 | 33,067 | SH | | DFND | 1 | 33,067 | 0 | 0 |
ALTABA INC | COM | 021346101 | 2,120 | 28,600 | SH | | DFND | 1 | 28,600 | 0 | 0 |
AMAZON COM INC | COM | 023135106 | 53,991 | 30,319 | SH | | DFND | 1 | 30,319 | 0 | 0 |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 7,428 | 172,500 | SH | | DFND | 1 | 172,500 | 0 | 0 |
AMGEN INC | COM | 031162100 | 12,257 | 64,515 | SH | | DFND | 1 | 64,515 | 0 | 0 |
ANTHEM INC | COM | 036752103 | 19,072 | 66,458 | SH | | DFND | 1 | 66,458 | 0 | 0 |
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 11,500 | 589,734 | SH | | DFND | 1 | 589,734 | 0 | 0 |
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 1,690 | 113,968 | SH | | DFND | 1 | 113,968 | 0 | 0 |
ARES CAP CORP | COM | 04010L103 | 29,352 | 1,712,500 | SH | | DFND | 1 | 1,712,500 | 0 | 0 |
AT HOME GROUP INC | COM | 04650Y100 | 411 | 23,000 | SH | | DFND | 1 | 23,000 | 0 | 0 |
BANK AMER CORP | COM | 060505104 | 22,264 | 806,958 | SH | | DFND | 1 | 806,958 | 0 | 0 |
BARINGS BDC INC | COM | 06759L103 | 4,643 | 473,300 | SH | | DFND | 1 | 473,300 | 0 | 0 |
BEIGENE LTD | SPONSORED ADR | 07725L102 | 6,298 | 47,710 | SH | | DFND | 1 | 47,710 | 0 | 0 |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 6,341 | 71,389 | SH | | DFND | 1 | 71,389 | 0 | 0 |
BLACKROCK DEBT STRAT FD INC | COM NEW | 09255R202 | 1,144 | 106,700 | SH | | DFND | 1 | 106,700 | 0 | 0 |
BLACKSTONE GSO FLTING RTE FU | COM | 09256U105 | 245 | 14,900 | SH | | DFND | 1 | 14,900 | 0 | 0 |
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 220 | 15,446 | SH | | DFND | 1 | 15,446 | 0 | 0 |
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 30,986 | 896,600 | SH | | DFND | 1 | 896,600 | 0 | 0 |
BOSTON SCIENTIFIC CORP | COM | 101137107 | 10,612 | 276,500 | SH | | DFND | 1 | 276,500 | 0 | 0 |
BROADCOM INC | COM | 11135F101 | 3,747 | 12,459 | SH | | DFND | 1 | 12,459 | 0 | 0 |
BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 | 3,118 | 144,200 | SH | | DFND | 1 | 144,200 | 0 | 0 |
CALAMOS CONV OPP AND INC FD | SH BEN INT | 128117108 | 239 | 23,600 | SH | | DFND | 1 | 23,600 | 0 | 0 |
CARVANA CO | CL A | 146869102 | 25,226 | 434,480 | SH | | DFND | 1 | 434,480 | 0 | 0 |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 7,453 | 21,485 | SH | | DFND | 1 | 21,485 | 0 | 0 |
CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | 322 | 6,317 | SH | | DFND | 1 | 6,317 | 0 | 0 |
CIGNA CORP NEW | COM | 125523100 | 6,847 | 42,574 | SH | | DFND | 1 | 42,574 | 0 | 0 |
CITIGROUP INC | COM NEW | 172967424 | 51,260 | 823,843 | SH | | DFND | 1 | 823,843 | 0 | 0 |
COMMUNITY HEALTHCARE TR INC | COM | 20369C106 | 7,652 | 213,200 | SH | | DFND | 1 | 213,200 | 0 | 0 |
CORNERSTONE STRATEGIC VALUE | COM | 21924B302 | 6,891 | 565,800 | SH | | DFND | 1 | 565,800 | 0 | 0 |
CORNERSTONE TOTAL RTRN FD IN | COM | 21924U300 | 6,892 | 574,800 | SH | | DFND | 1 | 574,800 | 0 | 0 |
CORREVIO PHARMA CORP | COM | 22026V105 | 6,671 | 2,111,224 | SH | | DFND | 1 | 2,111,224 | 0 | 0 |
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 20,727 | 580,266 | SH | | DFND | 1 | 580,266 | 0 | 0 |
DELAWARE ENHANCED GBL DIV & | COM | 246060107 | 1,455 | 150,481 | SH | | DFND | 1 | 150,481 | 0 | 0 |
DIVIDEND & INCOME FUND | COM NEW | 25538A204 | 214 | 18,800 | SH | | DFND | 1 | 18,800 | 0 | 0 |
DUFF & PHELPS GLB UTL INC FD | COM | 26433C105 | 884 | 59,200 | SH | | DFND | 1 | 59,200 | 0 | 0 |
DUFF & PHELPS SLCT ENGY MLP | COM | 26433F108 | 820 | 163,600 | SH | | DFND | 1 | 163,600 | 0 | 0 |
EATON VANCE MUN BD FD | COM | 27827X101 | 1,171 | 94,400 | SH | | DFND | 1 | 94,400 | 0 | 0 |
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 9,518 | 296,800 | SH | | DFND | 1 | 296,800 | 0 | 0 |
EQUILLIUM INC | COM | 29446K106 | 2,498 | 312,300 | SH | | DFND | 1 | 312,300 | 0 | 0 |
FIRST REP BK SAN FRANCISCO C | COM | 33616C100 | 774 | 7,700 | SH | | DFND | 1 | 7,700 | 0 | 0 |
FIRSTHAND TECH VALUE FD INC | COM | 33766Y100 | 230 | 17,300 | SH | | DFND | 1 | 17,300 | 0 | 0 |
FLOOR & DECOR HLDGS INC | CL A | 339750101 | 9,052 | 219,600 | SH | | DFND | 1 | 219,600 | 0 | 0 |
FRANKLIN LTD DURATION INC TR | COM | 35472T101 | 418 | 43,448 | SH | | DFND | 1 | 43,448 | 0 | 0 |
GABELLI CONV&INCOM SECS FD I | COM | 36240B109 | 1,008 | 193,757 | SH | | DFND | 1 | 193,757 | 0 | 0 |
GALAPAGOS NV | SPON ADR | 36315X101 | 1,514 | 12,853 | SH | | DFND | 1 | 12,853 | 0 | 0 |
GCI LIBERTY INC | COM CLASS A | 36164V305 | 32,234 | 579,649 | SH | | DFND | 1 | 579,649 | 0 | 0 |
GOLDMAN SACHS MLP ENERGY REN | COM | 38148G107 | 711 | 128,507 | SH | | DFND | 1 | 128,507 | 0 | 0 |
GOLUB CAP BDC INC | COM | 38173M102 | 15,029 | 840,566 | SH | | DFND | 1 | 840,566 | 0 | 0 |
GOSSAMER BIO INC | COM | 38341P102 | 10,189 | 480,234 | SH | | DFND | 1 | 480,234 | 0 | 0 |
GRANITE PT MTG TR INC | COM | 38741L107 | 10,063 | 541,900 | SH | | DFND | 1 | 541,900 | 0 | 0 |
GUIDEWIRE SOFTWARE INC | COM | 40171V100 | 7,753 | 79,800 | SH | | DFND | 1 | 79,800 | 0 | 0 |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 7,857 | 46,607 | SH | | DFND | 1 | 46,607 | 0 | 0 |
HDFC BANK LTD | SPONSORED ADS | 40415F101 | 5,877 | 50,700 | SH | | DFND | 1 | 50,700 | 0 | 0 |
HOME DEPOT INC | COM | 437076102 | 30,685 | 159,910 | SH | | DFND | 1 | 159,910 | 0 | 0 |
IDEXX LABS INC | COM | 45168D104 | 5,706 | 25,520 | SH | | DFND | 1 | 25,520 | 0 | 0 |
ILLUMINA INC | COM | 452327109 | 5,533 | 17,810 | SH | | DFND | 1 | 17,810 | 0 | 0 |
IMAX CORP | COM | 45245E109 | 263 | 11,600 | SH | | DFND | 1 | 11,600 | 0 | 0 |
INPHI CORP | COM | 45772F107 | 3,972 | 90,800 | SH | | DFND | 1 | 90,800 | 0 | 0 |
INSTALLED BLDG PRODS INC | COM | 45780R101 | 2,202 | 45,400 | SH | | DFND | 1 | 45,400 | 0 | 0 |
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 1,623 | 133,224 | SH | | DFND | 1 | 133,224 | 0 | 0 |
ISHARES TR | MSCI INDIA ETF | 46429B598 | 21,228 | 602,200 | SH | | DFND | 1 | 602,200 | 0 | 0 |
IVY HIGH INC OPPORTUNITIES F | COM | 465893105 | 464 | 34,300 | SH | | DFND | 1 | 34,300 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 6,163 | 44,089 | SH | | DFND | 1 | 44,089 | 0 | 0 |
JPMORGAN CHASE & CO | COM | 46625H100 | 7,916 | 78,200 | SH | | DFND | 1 | 78,200 | 0 | 0 |
KLA-TENCOR CORP | COM | 482480100 | 16,502 | 138,200 | SH | | DFND | 1 | 138,200 | 0 | 0 |
KURA ONCOLOGY INC | COM | 50127T109 | 1,332 | 80,261 | SH | | DFND | 1 | 80,261 | 0 | 0 |
LAUDER ESTEE COS INC | CL A | 518439104 | 530 | 3,200 | SH | | DFND | 1 | 3,200 | 0 | 0 |
LAZARD WORLD DIVID & INCOME | COM | 521076109 | 924 | 93,100 | SH | | DFND | 1 | 93,100 | 0 | 0 |
LIBERTY ALL-STAR GROWTH FD I | COM | 529900102 | 2,463 | 442,900 | SH | | DFND | 1 | 442,900 | 0 | 0 |
LILLY ELI & CO | COM | 532457108 | 1,144 | 8,813 | SH | | DFND | 1 | 8,813 | 0 | 0 |
MASIMO CORP | COM | 574795100 | 1,659 | 12,000 | SH | | DFND | 1 | 12,000 | 0 | 0 |
MICRON TECHNOLOGY INC | COM | 595112103 | 17,792 | 430,480 | SH | | DFND | 1 | 430,480 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 33,849 | 287,000 | SH | | DFND | 1 | 287,000 | 0 | 0 |
MIMECAST LTD | ORD SHS | G14838109 | 8,226 | 173,730 | SH | | DFND | 1 | 173,730 | 0 | 0 |
MOMO INC | ADR | 60879B107 | 15,760 | 412,130 | SH | | DFND | 1 | 412,130 | 0 | 0 |
MORGAN STANLEY | COM NEW | 617446448 | 7,655 | 181,400 | SH | | DFND | 1 | 181,400 | 0 | 0 |
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 1,396 | 59,800 | SH | | DFND | 1 | 59,800 | 0 | 0 |
NETEASE INC | SPONSORED ADR | 64110W102 | 688 | 2,850 | SH | | DFND | 1 | 2,850 | 0 | 0 |
NETFLIX INC | COM | 64110L106 | 14,306 | 40,121 | SH | | DFND | 1 | 40,121 | 0 | 0 |
NEUBERGER BERMAN HGH YLD FD | COM | 64128C106 | 1,269 | 112,400 | SH | | DFND | 1 | 112,400 | 0 | 0 |
NEUBERGER BERMAN RE ES SEC F | COM | 64190A103 | 557 | 112,100 | SH | | DFND | 1 | 112,100 | 0 | 0 |
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 1,140 | 147,500 | SH | | DFND | 1 | 147,500 | 0 | 0 |
NUVEEN FLTNG RTE INCM OPP FD | COM SHS | 6706EN100 | 152 | 15,803 | SH | | DFND | 1 | 15,803 | 0 | 0 |
PFIZER INC | COM | 717081103 | 7,547 | 177,700 | SH | | DFND | 1 | 177,700 | 0 | 0 |
PGIM GLOBAL SHORT DURATION H | COM | 69346J106 | 459 | 32,900 | SH | | DFND | 1 | 32,900 | 0 | 0 |
PGIM SHORT DURATION HIGH YIE | COM | 69346H100 | 174 | 12,298 | SH | | DFND | 1 | 12,298 | 0 | 0 |
PINDUODUO INC | SPONSORED ADS | 722304102 | 16,482 | 664,600 | SH | | DFND | 1 | 664,600 | 0 | 0 |
PLURALSIGHT INC | COM CL A | 72941B106 | 8,560 | 269,700 | SH | | DFND | 1 | 269,700 | 0 | 0 |
POOL CORPORATION | COM | 73278L105 | 561 | 3,400 | SH | | DFND | 1 | 3,400 | 0 | 0 |
PROOFPOINT INC | COM | 743424103 | 7,718 | 63,560 | SH | | DFND | 1 | 63,560 | 0 | 0 |
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 138 | 30,300 | SH | | DFND | 1 | 30,300 | 0 | 0 |
RH | COM | 74967X103 | 8,164 | 79,300 | SH | | DFND | 1 | 79,300 | 0 | 0 |
RINGCENTRAL INC | CL A | 76680R206 | 6,953 | 64,500 | SH | | DFND | 1 | 64,500 | 0 | 0 |
RIVERNORTH DOUBLELINE STRATE | COM | 76882G107 | 1,053 | 64,200 | SH | | DFND | 1 | 64,200 | 0 | 0 |
ROYCE VALUE TR INC | COM | 780910105 | 2,874 | 208,900 | SH | | DFND | 1 | 208,900 | 0 | 0 |
SALESFORCE COM INC | COM | 79466L302 | 26,019 | 164,295 | SH | | DFND | 1 | 164,295 | 0 | 0 |
SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | 18,928 | 94,800 | SH | | DFND | 1 | 94,800 | 0 | 0 |
SERVICE CORP INTL | COM | 817565104 | 10,181 | 253,568 | SH | | DFND | 1 | 253,568 | 0 | 0 |
SERVICENOW INC | COM | 81762P102 | 15,183 | 61,595 | SH | | DFND | 1 | 61,595 | 0 | 0 |
SOLAR CAP LTD | COM | 83413U100 | 16,187 | 776,731 | SH | | DFND | 1 | 776,731 | 0 | 0 |
STARWOOD PPTY TR INC | COM | 85571B105 | 35,900 | 1,606,282 | SH | | DFND | 1 | 1,606,282 | 0 | 0 |
T MOBILE US INC | COM | 872590104 | 30,335 | 439,000 | SH | | DFND | 1 | 439,000 | 0 | 0 |
TAL ED GROUP | SPONSORED ADS | 874080104 | 1,800 | 49,900 | SH | | DFND | 1 | 49,900 | 0 | 0 |
TELADOC INC | COM | 87918A105 | 10,632 | 191,228 | SH | | DFND | 1 | 191,228 | 0 | 0 |
THL CR SR LN FD | COM | 87244R103 | 298 | 19,437 | SH | | DFND | 1 | 19,437 | 0 | 0 |
TORTOISE MLP FD INC | COM | 89148B101 | 224 | 16,000 | SH | | DFND | 1 | 16,000 | 0 | 0 |
TPG SPECIALTY LENDING INC | COM | 87265K102 | 13,055 | 652,746 | SH | | DFND | 1 | 652,746 | 0 | 0 |
TRANSDIGM GROUP INC | COM | 893641100 | 43,662 | 96,175 | SH | | DFND | 1 | 96,175 | 0 | 0 |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 11,397 | 46,095 | SH | | DFND | 1 | 46,095 | 0 | 0 |
VAIL RESORTS INC | COM | 91879Q109 | 4,815 | 22,160 | SH | | DFND | 1 | 22,160 | 0 | 0 |
VERACYTE INC | COM | 92337F107 | 4,283 | 171,200 | SH | | DFND | 1 | 171,200 | 0 | 0 |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 10,752 | 58,449 | SH | | DFND | 1 | 58,449 | 0 | 0 |
VIRTUS GLOBAL MULTI-SEC INC | COM | 92829B101 | 362 | 29,537 | SH | | DFND | 1 | 29,537 | 0 | 0 |
VIRTUS TOTAL RETURN FUND INC | COM | 92837G100 | 289 | 28,750 | SH | | DFND | 1 | 28,750 | 0 | 0 |
VISA INC | COM CL A | 92826C839 | 26,669 | 170,750 | SH | | DFND | 1 | 170,750 | 0 | 0 |
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 894 | 137,558 | SH | | DFND | 1 | 137,558 | 0 | 0 |
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 2,004 | 51,576 | SH | | DFND | 1 | 51,576 | 0 | 0 |
WAYFAIR INC | CL A | 94419L101 | 1,467 | 9,880 | SH | | DFND | 1 | 9,880 | 0 | 0 |
WELLS FARGO MULTI SECTOR INC | COM | 94987D101 | 857 | 70,807 | SH | | DFND | 1 | 70,807 | 0 | 0 |
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 21,388 | 812,300 | SH | | DFND | 1 | 812,300 | 0 | 0 |
WNS HOLDINGS LTD | SPON ADR | 92932M101 | 7,695 | 144,447 | SH | | DFND | 1 | 144,447 | 0 | 0 |
XILINX INC | COM | 983919101 | 8,683 | 68,480 | SH | | DFND | 1 | 68,480 | 0 | 0 |
ZOETIS INC | CL A | 98978V103 | 7,671 | 76,200 | SH | | DFND | 1 | 76,200 | 0 | 0 |