COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 5,445 | 46,000 | SH | | DFND | 1 | 46,000 | 0 | 0 |
ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 10,768 | 164,320 | SH | | DFND | 1 | 164,320 | 0 | 0 |
ALIGN TECHNOLOGY INC | COM | 016255101 | 10,344 | 23,725 | SH | | DFND | 1 | 23,725 | 0 | 0 |
ALPHABET INC | CAP STK CL C | 02079K107 | 17,208 | 6,161 | SH | | DFND | 1 | 6,161 | 0 | 0 |
AMAZON COM INC | COM | 023135106 | 48,374 | 14,839 | SH | | DFND | 1 | 14,839 | 0 | 0 |
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 7,236 | 142,409 | SH | | DFND | 1 | 142,409 | 0 | 0 |
APPLE INC | COM | 037833100 | 29,832 | 170,850 | SH | | DFND | 1 | 170,850 | 0 | 0 |
ARCELLX INC | COMMON STOCK | 03940C100 | 16,619 | 1,209,876 | SH | | DFND | 1 | 1,209,876 | 0 | 0 |
ARVINAS INC | COM | 04335A105 | 15,432 | 229,300 | SH | | DFND | 1 | 229,300 | 0 | 0 |
BARINGS BDC INC | COM | 06759L103 | 4,589 | 443,826 | SH | | DFND | 1 | 443,826 | 0 | 0 |
BLACKROCK ENERGY & RES TR | COM | 09250U101 | 444 | 38,300 | SH | | DFND | 1 | 38,300 | 0 | 0 |
BLACKROCK INNOVATION AND GRW | SHS BEN INT | 09260Q108 | 2,330 | 204,582 | SH | | DFND | 1 | 204,582 | 0 | 0 |
BLACKROCK MUNIHLDS INVSTM QL | COM | 09254P108 | 567 | 46,233 | SH | | DFND | 1 | 46,233 | 0 | 0 |
BLACKSTONE SECD LENDING FD | COMMON STOCK | 09261X102 | 2,699 | 96,800 | SH | | DFND | 1 | 96,800 | 0 | 0 |
BLOCK INC | CL A | 852234103 | 26,807 | 197,690 | SH | | DFND | 1 | 197,690 | 0 | 0 |
BOEING CO | COM | 097023105 | 22,511 | 117,550 | SH | | DFND | 1 | 117,550 | 0 | 0 |
BOSTON SCIENTIFIC CORP | COM | 101137107 | 3,906 | 88,200 | SH | | DFND | 1 | 88,200 | 0 | 0 |
BRANDYWINEGBL GBL INCM OPP F | COM | 10537L104 | 1,878 | 185,580 | SH | | DFND | 1 | 185,580 | 0 | 0 |
C4 THERAPEUTICS INC | COM STK | 12529R107 | 8,641 | 356,181 | SH | | DFND | 1 | 356,181 | 0 | 0 |
CARNIVAL CORP | COMMON STOCK | 143658300 | 25,517 | 1,261,970 | SH | | DFND | 1 | 1,261,970 | 0 | 0 |
CBRE GBL REAL ESTATE INC FD | COM | 12504G100 | 267 | 29,500 | SH | | DFND | 1 | 29,500 | 0 | 0 |
CENTER COAST BRKFLD MLP ENRG | SHS BEN INT | 151461209 | 2,116 | 121,447 | SH | | DFND | 1 | 121,447 | 0 | 0 |
CHECKMATE PHARMACEUTICALS IN | COM | 162818108 | 3,629 | 1,137,764 | SH | | DFND | 1 | 1,137,764 | 0 | 0 |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 20,118 | 145,100 | SH | | DFND | 1 | 145,100 | 0 | 0 |
CISCO SYS INC | COM | 17275R102 | 3,552 | 63,700 | SH | | DFND | 1 | 63,700 | 0 | 0 |
CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P209 | 437 | 15,500 | SH | | DFND | 1 | 15,500 | 0 | 0 |
CLEARBRIDGE MLP AND MIDSTRM | COM | 184692200 | 432 | 12,800 | SH | | DFND | 1 | 12,800 | 0 | 0 |
CLEARBRIDGE MLP AND MIDSTRM | COM | 18469Q207 | 429 | 14,700 | SH | | DFND | 1 | 14,700 | 0 | 0 |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 16,264 | 1,370,159 | SH | | DFND | 1 | 1,370,159 | 0 | 0 |
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 12,937 | 206,107 | SH | | DFND | 1 | 206,107 | 0 | 0 |
CUSHING MLP & INFRASTRUCT | COM NEW | 231631300 | 1,294 | 37,100 | SH | | DFND | 1 | 37,100 | 0 | 0 |
D R HORTON INC | COM | 23331A109 | 18,054 | 242,300 | SH | | DFND | 1 | 242,300 | 0 | 0 |
DELAWARE INVTS NATL MUN INCO | SH BEN INT | 24610T108 | 1,825 | 144,247 | SH | | DFND | 1 | 144,247 | 0 | 0 |
DELAWARE IVY HIGH INCOME OPP | COM | 246107106 | 471 | 37,200 | SH | | DFND | 1 | 37,200 | 0 | 0 |
DEXCOM INC | COM | 252131107 | 2,098 | 4,100 | SH | | DFND | 1 | 4,100 | 0 | 0 |
DOXIMITY INC | CL A | 26622P107 | 11,674 | 224,110 | SH | | DFND | 1 | 224,110 | 0 | 0 |
EATON VANCE TAX ADVT DIV INC | COM | 27828G107 | 275 | 9,500 | SH | | DFND | 1 | 9,500 | 0 | 0 |
EATON VANCE TX ADV GLBL DIV | COM | 27828S101 | 202 | 9,806 | SH | | DFND | 1 | 9,806 | 0 | 0 |
EQUITABLE HLDGS INC | COM | 29452E101 | 25,898 | 837,840 | SH | | DFND | 1 | 837,840 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 28,948 | 350,500 | SH | | DFND | 1 | 350,500 | 0 | 0 |
FIRST AMERN FINL CORP | COM | 31847R102 | 46,985 | 724,846 | SH | | DFND | 1 | 724,846 | 0 | 0 |
FRANKLIN LTD DURATION INCOME | COM | 35472T101 | 3,435 | 453,195 | SH | | DFND | 1 | 453,195 | 0 | 0 |
GABELLI UTIL TR | RIGHT 04/19/2022 | 36240A176 | 46 | 234,709 | SH | | DFND | 1 | 234,709 | 0 | 0 |
GODADDY INC | CL A | 380237107 | 18,657 | 222,900 | SH | | DFND | 1 | 222,900 | 0 | 0 |
GOSSAMER BIO INC | NOTE 5.000% 6/0 | 38341PAA0 | 2,850 | 3,500,000 | PRN | | DFND | 1 | 3,500,000 | 0 | 0 |
GUGGENHEIM STRATEGIC OPPORTU | COM SBI | 40167F101 | 1,531 | 80,512 | SH | | DFND | 1 | 80,512 | 0 | 0 |
HCA HEALTHCARE INC | COM | 40412C101 | 7,874 | 31,420 | SH | | DFND | 1 | 31,420 | 0 | 0 |
HERTZ GLOBAL HLDGS INC | COM NEW | 42806J700 | 4,441 | 200,500 | SH | | DFND | 1 | 200,500 | 0 | 0 |
HERTZ GLOBAL HLDGS INC | W EXP 06/30/205 | 42806J148 | 12,179 | 793,400 | SH | | DFND | 1 | 793,400 | 0 | 0 |
HERZFELD CARIBBEAN BASIN FD | COM | 42804T106 | 182 | 34,212 | SH | | DFND | 1 | 34,212 | 0 | 0 |
HIGHLAND GLOBAL ALLOCATION F | COM | 43010T104 | 1,142 | 115,908 | SH | | DFND | 1 | 115,908 | 0 | 0 |
HOLOGIC INC | COM | 436440101 | 13,384 | 174,220 | SH | | DFND | 1 | 174,220 | 0 | 0 |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 8,329 | 27,610 | SH | | DFND | 1 | 27,610 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 7,251 | 20,000 | SH | Put | DFND | 1 | 20,000 | 0 | 0 |
IRHYTHM TECHNOLOGIES INC | COM | 450056106 | 4,204 | 26,695 | SH | | DFND | 1 | 26,695 | 0 | 0 |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 10,338 | 66,410 | SH | | DFND | 1 | 66,410 | 0 | 0 |
JOHNSON & JOHNSON | COM | 478160104 | 19,726 | 111,300 | SH | | DFND | 1 | 111,300 | 0 | 0 |
KINDER MORGAN INC DEL | COM | 49456B101 | 30,311 | 1,602,892 | SH | | DFND | 1 | 1,602,892 | 0 | 0 |
KYMERA THERAPEUTICS INC | COM | 501575104 | 7,859 | 185,700 | SH | | DFND | 1 | 185,700 | 0 | 0 |
LAM RESEARCH CORP | COM | 512807108 | 15,982 | 29,728 | SH | | DFND | 1 | 29,728 | 0 | 0 |
LEGEND BIOTECH CORP | SPONSORED ADS | 52490G102 | 4,713 | 129,691 | SH | | DFND | 1 | 129,691 | 0 | 0 |
LENNAR CORP | CL A | 526057104 | 13,925 | 171,549 | SH | | DFND | 1 | 171,549 | 0 | 0 |
LILLY ELI & CO | COM | 532457108 | 3,440 | 12,013 | SH | | DFND | 1 | 12,013 | 0 | 0 |
LOCKHEED MARTIN CORP | COM | 539830109 | 10,382 | 23,520 | SH | | DFND | 1 | 23,520 | 0 | 0 |
LUMENTUM HLDGS INC | COM | 55024U109 | 8,755 | 89,700 | SH | | DFND | 1 | 89,700 | 0 | 0 |
LYFT INC | CL A COM | 55087P104 | 3,206 | 83,500 | SH | | DFND | 1 | 83,500 | 0 | 0 |
MCKESSON CORP | COM | 58155Q103 | 3,438 | 11,232 | SH | | DFND | 1 | 11,232 | 0 | 0 |
MERCK & CO INC | COM | 58933Y105 | 18,076 | 220,300 | SH | | DFND | 1 | 220,300 | 0 | 0 |
MICRON TECHNOLOGY INC | COM | 595112103 | 14,965 | 192,124 | SH | | DFND | 1 | 192,124 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 69,788 | 226,357 | SH | | DFND | 1 | 226,357 | 0 | 0 |
MILLER HOWARD HIGH INC EQTY | COM SHS BEN IN | 600379101 | 4,538 | 406,604 | SH | | DFND | 1 | 406,604 | 0 | 0 |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 4,350 | 52,902 | SH | | DFND | 1 | 52,902 | 0 | 0 |
NORTHROP GRUMMAN CORP | COM | 666807102 | 21,028 | 47,020 | SH | | DFND | 1 | 47,020 | 0 | 0 |
NUVEEN CORE EQUITY ALPHA FD | COM | 67090X107 | 1,782 | 101,601 | SH | | DFND | 1 | 101,601 | 0 | 0 |
NVIDIA CORPORATION | COM | 67066G104 | 31,753 | 116,370 | SH | | DFND | 1 | 116,370 | 0 | 0 |
PALO ALTO NETWORKS INC | COM | 697435105 | 27,225 | 43,735 | SH | | DFND | 1 | 43,735 | 0 | 0 |
PARAMOUNT GLOBAL | CLASS B COM | 92556H206 | 17,805 | 470,900 | SH | | DFND | 1 | 470,900 | 0 | 0 |
PFIZER INC | COM | 717081103 | 24,177 | 467,000 | SH | | DFND | 1 | 467,000 | 0 | 0 |
PIMCO GLOBAL STOCKSPLS INCM | COM | 722011103 | 726 | 76,200 | SH | | DFND | 1 | 76,200 | 0 | 0 |
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 45,324 | 457,490 | SH | | DFND | 1 | 457,490 | 0 | 0 |
REDWOOD TR INC | COM | 758075402 | 15,705 | 1,491,500 | SH | | DFND | 1 | 1,491,500 | 0 | 0 |
REDWOOD TRUST INC | NOTE 4.750% 8/1 | 758075AC9 | 1,998 | 1,978,000 | PRN | | DFND | 1 | 1,978,000 | 0 | 0 |
RIVERNORTH FLEXIBLE MUNI INC | COM | 76883Y107 | 372 | 22,689 | SH | | DFND | 1 | 22,689 | 0 | 0 |
ROYAL CARIBBEAN GROUP | COM | V7780T103 | 27,400 | 327,047 | SH | | DFND | 1 | 327,047 | 0 | 0 |
SABA CAPITAL INCOME & OPRNT | SHARES | 78518H103 | 4,069 | 900,130 | SH | | DFND | 1 | 900,130 | 0 | 0 |
SALIENT MIDSTREAM & MLP FD | SH BEN INT | 79471V105 | 1,095 | 132,832 | SH | | DFND | 1 | 132,832 | 0 | 0 |
SERVICENOW INC | COM | 81762P102 | 8,860 | 15,910 | SH | | DFND | 1 | 15,910 | 0 | 0 |
SPDR SER TR | AEROSPACE DEF | 78464A631 | 20,302 | 162,830 | SH | | DFND | 1 | 162,830 | 0 | 0 |
SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 | 845 | 56,300 | SH | | DFND | 1 | 56,300 | 0 | 0 |
STARWOOD PPTY TR INC | COM | 85571B105 | 49,660 | 2,054,600 | SH | | DFND | 1 | 2,054,600 | 0 | 0 |
STARWOOD PPTY TR INC | NOTE 4.375% 4/0 | 85571BAH8 | 11,092 | 10,815,000 | PRN | | DFND | 1 | 10,815,000 | 0 | 0 |
STRYKER CORPORATION | COM | 863667101 | 6,684 | 25,000 | SH | | DFND | 1 | 25,000 | 0 | 0 |
SURGERY PARTNERS INC | COM | 86881A100 | 16,448 | 298,781 | SH | | DFND | 1 | 298,781 | 0 | 0 |
TELADOC HEALTH INC | NOTE 1.250% 6/0 | 87918AAF2 | 1,271 | 1,500,000 | PRN | | DFND | 1 | 1,500,000 | 0 | 0 |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 11,905 | 138,500 | SH | | DFND | 1 | 138,500 | 0 | 0 |
TESLA INC | COM | 88160R101 | 24,237 | 22,492 | SH | | DFND | 1 | 22,492 | 0 | 0 |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 5,414 | 9,167 | SH | | DFND | 1 | 9,167 | 0 | 0 |
TORTOISE ENERGY INDEPENDENC | COM | 89148K200 | 481 | 16,205 | SH | | DFND | 1 | 16,205 | 0 | 0 |
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 508 | 14,700 | SH | | DFND | 1 | 14,700 | 0 | 0 |
TORTOISE MIDSTRM ENERGY FD I | COM | 89148B200 | 2,960 | 77,968 | SH | | DFND | 1 | 77,968 | 0 | 0 |
TORTOISE PIPELINE & ENERGY F | COM | 89148H207 | 365 | 12,441 | SH | | DFND | 1 | 12,441 | 0 | 0 |
TORTOISE PWR & ENERGY INFRAS | COM | 89147X104 | 399 | 28,021 | SH | | DFND | 1 | 28,021 | 0 | 0 |
TRANSDIGM GROUP INC | COM | 893641100 | 18,773 | 28,814 | SH | | DFND | 1 | 28,814 | 0 | 0 |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 20,078 | 39,370 | SH | | DFND | 1 | 39,370 | 0 | 0 |
VANECK ETF TRUST | PHARMACEUTCL ETF | 92189F692 | 2,768 | 34,700 | SH | | DFND | 1 | 34,700 | 0 | 0 |
VANECK ETF TRUST | OIL SERVICES ETF | 92189H607 | 27,269 | 96,510 | SH | | DFND | 1 | 96,510 | 0 | 0 |
VERACYTE INC | COM | 92337F107 | 4,071 | 147,670 | SH | | DFND | 1 | 147,670 | 0 | 0 |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 15,175 | 58,150 | SH | | DFND | 1 | 58,150 | 0 | 0 |
VISA INC | COM CL A | 92826C839 | 30,751 | 138,660 | SH | | DFND | 1 | 138,660 | 0 | 0 |
WALKER & DUNLOP INC | COM | 93148P102 | 8,414 | 65,010 | SH | | DFND | 1 | 65,010 | 0 | 0 |
WESTERN ASSET EMERGING MKTS | COM | 95766A101 | 450 | 41,900 | SH | | DFND | 1 | 41,900 | 0 | 0 |
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 766 | 63,800 | SH | | DFND | 1 | 63,800 | 0 | 0 |
ZIMMER BIOMET HOLDINGS INC | COM | 98956P102 | 12,033 | 94,080 | SH | | DFND | 1 | 94,080 | 0 | 0 |
ZOETIS INC | CL A | 98978V103 | 7,106 | 37,681 | SH | | DFND | 1 | 37,681 | 0 | 0 |