SCHEDULE 1
Transaction History
The below transactions reflects all transactions effected by CGB in the Issuer’s Common Stock since March 15, 2009.
| | | | | | | | | | | | |
Trade Date | | Purchase/Sale | | Trade Amount | | | Price per Share (Chilean Pesos) | | Were Funds Borrowed to Purchase Shares? | | If Borrowed Funds Used, Name of Lender |
| | | | | |
7/1/2011 | | Purchase* | | | 15,541,676,602 | | | 7.35 | | N | | |
| | | | | |
8/1/2011 | | Purchase* | | | 181,161,892 | | | 7.35 | | N | | |
| | | | | |
5/29/2012 | | Purchase* | | | 6,287,824,260 | | | 6.25 | | Y | | See (1) |
7/26/2012 | | Purchase | | | 16,241,056 | | | 5.99 | | N | | |
1/4/2013 | | Purchase | | | 17,099,349,668 | | | 6.49 | | Y | | See (2) |
1/7/2013 | | Purchase | | | 986,322,188 | | | 6.59 | | Y | | See (2) |
1/8/2013 | | Purchase | | | 106,916,143 | | | 6.59 | | Y | | See (2) |
1/22/2013 | | Purchase | | | 534,470,081 | | | 6.74 | | Y | | See (2) |
2/14/2013 | | Purchase* | | | 70,261,977 | | | 6.25 | | N | | |
7/24/2013 | | Purchase | | | 116,129,221 | | | 5.10 | | Y | | See (3) |
7/25/2013 | | Purchase | | | 103,062,294 | | | 5.06 | | Y | | See (3) |
7/26/2013 | | Purchase | | | 149,001,880 | | | 5.06 | | Y | | See (3) |
7/30/2013 | | Purchase | | | 20,737,842 | | | 5.09 | | Y | | See (3) |
8/20/2013 | | Purchase | | | 11,000,000 | | | 5.06 | | Y | | See (3) |
8/21/2013 | | Purchase | | | 30,000,000 | | | 5.01 | | Y | | See (3) |
8/26/2013 | | Purchase | | | 75,759,693 | | | 4.95 | | Y | | See (3) |
8/27/2013 | | Purchase | | | 3,221,925 | | | 4.93 | | Y | | See (3) |
8/28/2013 | | Purchase | | | 85,500,000 | | | 4.72 | | Y | | See (3) |
8/29/2013 | | Purchase | | | 80,556,855 | | | 4.76 | | Y | | See (3) |
9/16/2013 | | Purchase | | | 14,451,741 | | | 5.38 | | Y | | See (3) |
* Purchases through capital increases.
Except for the purchases made through capital increases, all of the above transactions were effected on the open market.
(1) Loan funds provided by Santander España to CGI, which through different vehicles contributed those funds to CGB to acquire such shares.
(2) Loan funds provided by Inversiones Tauro S.A., Inversiones Seal S.A., SIF Inversiones S.A. and Inversiones Y Valores Limitada to Corp Group Financial S.A.
(3) Funds obtained from 6.750% Notes due 2023 of CGB.
The below transactions reflects all transactions effected by Saga in the Issuer’s Common Stock since March 15, 2009.
| | | | | | |
Trade Date | | Purchase/Sale | | Trade Amount | | Price per Share (Chilean Pesos) |
5/14/2009 | | Purchase | | 3,279,769,354 | | 3.14 |
7/14/2009 | | Sale | | (3,279,769,354) | | 3.14 |
10/8/2010 | | Sale | | (1,134,546,453) | | 7.00 |
6/30/2011 | | Purchase | | 2,609,813,369 | | 7.35 |
7/22/2011 | | Purchase | | 5,364,685 | | 7.07 |
7/22/2011 | | Purchase | | 3,000,000 | | 7.08 |
7/22/2011 | | Purchase | | 20,000,000 | | 7.08 |
7/22/2011 | | Purchase | | 35,862,743 | | 7.08 |
7/25/2011 | | Purchase | | 1,620,051 | | 7.05 |
7/25/2011 | | Purchase | | 1,311,872 | | 7.07 |
7/25/2011 | | Purchase | | 1,134,552 | | 7.09 |
7/25/2011 | | Purchase | | 51,044,412 | | 7.10 |
7/26/2011 | | Purchase | | 3,000,000 | | 7.00 |
7/26/2011 | | Purchase | | 6,500,000 | | 7.01 |
8/12/2011 | | Purchase | | 9,124,160 | | 6.83 |
8/12/2011 | | Purchase | | 30,000,000 | | 6.84 |
8/12/2011 | | Purchase | | 7,780,847 | | 6.85 |
8/12/2011 | | Purchase | | 2,164 | | 6.85 |
8/12/2011 | | Purchase | | 9,997,836 | | 6.90 |
8/16/2011 | | Purchase | | 8,664,506 | | 6.72 |
8/16/2011 | | Purchase | | 4,364,394 | | 6.75 |
8/16/2011 | | Purchase | | 21,335,494 | | 6.80 |
8/16/2011 | | Purchase | | 200,000 | | 6.80 |
8/16/2011 | | Purchase | | 2,505,600 | | 6.84 |
8/16/2011 | | Purchase | | 2,768,653 | | 6.85 |
8/16/2011 | | Purchase | | 1,525,747 | | 6.86 |
8/17/2011 | | Purchase | | 5,000,000 | | 6.95 |
8/17/2011 | | Purchase | | 19,794,094 | | 7.00 |
8/17/2011 | | Purchase | | 3,120,000 | | 7.05 |
8/17/2011 | | Purchase | | 6,950,000 | | 7.06 |
8/17/2011 | | Purchase | | 135,906 | | 7.07 |
8/17/2011 | | Purchase | | 15,000,000 | | 7.08 |
8/18/2011 | | Purchase | | 6,000,000 | | 6.70 |
8/18/2011 | | Purchase | | 19,000,000 | | 6.71 |
8/18/2011 | | Purchase | | 23,663,862 | | 6.71 |
8/18/2011 | | Purchase | | 769,190 | | 6.75 |
8/18/2011 | | Purchase | | 20,530,810 | | 6.80 |
8/18/2011 | | Purchase | | 8,700,000 | | 6.80 |
8/19/2011 | | Purchase | | 1,232,041 | | 6.80 |
8/19/2011 | | Purchase | | 2,755,021 | | 6.65 |
8/19/2011 | | Purchase | | 7,244,979 | | 6.75 |
8/19/2011 | | Purchase | | 8,570,945 | | 6.80 |
8/19/2011 | | Purchase | | 195,014 | | 6.80 |
8/19/2011 | | Purchase | | 2,000 | | 6.80 |
8/22/2011 | | Purchase | | 2,300,212 | | 6.80 |
8/22/2011 | | Purchase | | 4,284,878 | | 6.82 |
8/22/2011 | | Purchase | | 9,551,788 | | 6.85 |
8/22/2011 | | Purchase | | 8,148,000 | | 6.85 |
8/23/2011 | | Purchase | | 1,300,000 | | 6.88 |
8/23/2011 | | Purchase | | 11,225,719 | | 6.88 |
8/23/2011 | | Purchase | | 2,474,281 | | 6.88 |
8/23/2011 | | Purchase | | 11,256,280 | | 6.90 |
8/23/2011 | | Purchase | | 16,649,510 | | 6.95 |
8/23/2011 | | Purchase | | 2,094,210 | | 6.95 |
8/24/2011 | | Purchase | | 388,416 | | 6.90 |
8/24/2011 | | Purchase | | 15,000,000 | | 6.95 |
8/25/2011 | | Purchase | | 12,890,461 | | 6.89 |
8/25/2011 | | Purchase | | 2,109,539 | | 6.93 |
8/25/2011 | | Purchase | | 30,000,000 | | 7.00 |
8/26/2011 | | Purchase | | 12,127,299 | | 6.85 |
8/26/2011 | | Purchase | | 13,708 | | 6.90 |
8/26/2011 | | Purchase | | 17,858,993 | | 6.95 |
8/29/2011 | | Purchase | | 145,875 | | 6.95 |
8/29/2011 | | Purchase | | 20,074,500 | | 7.05 |
8/29/2011 | | Purchase | | 15,000,000 | | 7.00 |
8/29/2011 | | Purchase | | 70,388 | | 7.05 |
8/29/2011 | | Purchase | | 8,228,400 | | 7.08 |
8/29/2011 | | Purchase | | 6,701,212 | | 7.08 |
8/30/2011 | | Purchase | | 13,232,084 | | 6.85 |
8/30/2011 | | Purchase | | 296,224 | | 6.89 |
8/30/2011 | | Purchase | | 16,471,692 | | 6.90 |
10/18/2011 | | Purchase | | 53,000,000 | | 6.85 |
10/19/2011 | | Purchase | | 41,671,482 | | 6.85 |
1/8/2013 | | Sale | | (4,387,149,668) | | 6.49 |
3/14/2014 | | Purchase* | | 2,221,303,931 | | 6.60 |
* On December 23, 2013, an affiliate of Saga acquired 2,221,303,931 shares of Common Stock through the exercise of a call right. On March 14, 2014, Saga acquired such shares from its affiliate through an open market transaction. As of the date hereof, the affiliate described above does not beneficially own any shares of Common Stock.
All of the above transactions were effected on the open market. None of the above purchases were made using borrowed funds.