UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company
Investment Company Act file number: 811-21499
NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC.
(Exact Name of the Registrant as Specified in Charter)
605 Third Avenue, 2nd Floor
New York, New York 10158-0180
(Address of Principal Executive Offices – Zip Code)
Registrant's telephone number, including area code: (212) 476-8800
Robert Conti
Chief Executive Officer
Neuberger Berman Dividend Advantage Fund Inc.
605 Third Avenue, 2nd Floor
New York, New York 10158-0180
Arthur Delibert, Esq.
K&L Gates LLP
1601 K Street, N.W.
Washington, D.C. 20006-1600
(Names and Addresses of agents for service)
Date of fiscal year end: October 31
Date of reporting period: July 1, 2008 to June 30, 2009
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (s.s. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31, of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended, June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained on Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden of the Secretary, Securities of Exchange Commission, 100 F Street, NE, Washington DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. s. 3507.
Item 1. Proxy Voting Record.
Neuberger Berman Dividend Advantage Fund Inc. | |||||||
07/01/2008 - 06/30/2009 | |||||||
3M Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMM | CUSIP 88579Y101 | 05/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda Alvarado | Mgmt | For | For | For | |||
2 | Elect George Buckley | Mgmt | For | For | For | |||
3 | Elect Vance Coffman | Mgmt | For | For | For | |||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||
5 | Elect W. James Farrell | Mgmt | For | For | For | |||
6 | Elect Herbert Henkel | Mgmt | For | For | For | |||
7 | Elect Edward Liddy | Mgmt | For | For | For | |||
8 | Elect Robert Morrison | Mgmt | For | For | For | |||
9 | Elect Aulana Peters | Mgmt | For | Against | Against | |||
10 | Elect Robert Ulrich | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHoldr | Against | Against | For | |||
ABB Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABB | CUSIP 000375204 | 05/05/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Accounts and Reports | Mgmt | For | For | For | |||
2 | Approval of Remuneration Report | Mgmt | For | For | For | |||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends; Transfer of Reserves | Mgmt | For | For | For | |||
5 | Increase in Authorized Capital | Mgmt | For | For | For | |||
6 | Reduction of Par Value | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Elect Hubertus von Grünberg | Mgmt | For | For | For | |||
9 | Elect Roger Agnelli | Mgmt | For | For | For | |||
10 | Elect Louis Hughes | Mgmt | For | Against | Against | |||
11 | Elect Hans Märki | Mgmt | For | For | For | |||
12 | Elect Michel de Rosen | Mgmt | For | For | For | |||
13 | Elect Michael Treschow | Mgmt | For | For | For | |||
14 | Elect Bernd Voss | Mgmt | For | Against | Against | |||
15 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | |||
16 | Appointment of Auditor | Mgmt | For | Against | Against | |||
Acadia Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKR | CUSIP 004239109 | 05/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Bernstein | Mgmt | For | For | For | |||
1.2 | Elect Douglas Crocker II | Mgmt | For | For | For | |||
1.3 | Elect Suzanne Hopgood | Mgmt | For | Withhold | Against | |||
1.4 | Elect Lorrence Kellar | Mgmt | For | Withhold | Against | |||
1.5 | Elect Wendy Luscombe | Mgmt | For | For | For | |||
1.6 | Elect William Spitz | Mgmt | For | For | For | |||
1.7 | Elect Lee Wielansky | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Alexandria Real Estate Equities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARE | CUSIP 015271109 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joel Marcus | Mgmt | For | For | For | |||
1.2 | Elect Richard Jennings | Mgmt | For | For | For | |||
1.3 | Elect John Atkins, III | Mgmt | For | For | For | |||
1.4 | Elect Richard Klein | Mgmt | For | Withhold | Against | |||
1.5 | Elect James Richardson | Mgmt | For | For | For | |||
1.6 | Elect Martin Simonetti | Mgmt | For | For | For | |||
1.7 | Elect Alan Walton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
AMB Property Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMB | CUSIP 00163T109 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hamid Moghadam | Mgmt | For | For | For | |||
2 | Elect T. Robert Burke | Mgmt | For | For | For | |||
3 | Elect David Cole | Mgmt | For | For | For | |||
4 | Elect Lydia Kennard | Mgmt | For | For | For | |||
5 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
6 | Elect Frederick Reid | Mgmt | For | For | For | |||
7 | Elect Jeffrey Skelton | Mgmt | For | For | For | |||
8 | Elect Thomas Tusher | Mgmt | For | For | For | |||
9 | Elect Carl Webb | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | Against | Against | |||
American Campus Communities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACC | CUSIP 024835100 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Bayless, Jr. | Mgmt | For | For | For | |||
1.2 | Elect R.D. Burck | Mgmt | For | For | For | |||
1.3 | Elect G. Steven Dawson | Mgmt | For | For | For | |||
1.4 | Elect Cydney Donnell | Mgmt | For | For | For | |||
1.5 | Elect Edward Lowenthal | Mgmt | For | For | For | |||
1.6 | Elect Joseph Macchione | Mgmt | For | For | For | |||
1.7 | Elect Brian Nickel | Mgmt | For | For | For | |||
1.8 | Elect Winston Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Analog Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADI | CUSIP 032654105 | 03/10/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Champy | Mgmt | For | For | For | |||
2 | Elect Yves-Andre Istel | Mgmt | For | For | For | |||
3 | Elect Neil Novich | Mgmt | For | For | For | |||
4 | Elect Kenton Sicchitano | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal to Declassify the Board | ShrHoldr | Against | For | Against | |||
Apartment Investment and Management Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIV | CUSIP 03748R101 | 04/27/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Bailey | Mgmt | For | For | For | |||
1.2 | Elect Terry Considine | Mgmt | For | For | For | |||
1.3 | Elect Richard Ellwood | Mgmt | For | For | For | |||
1.4 | Elect Thomas Keltner | Mgmt | For | For | For | |||
1.5 | Elect J. Landis Martin | Mgmt | For | For | For | |||
1.6 | Elect Robert Miller | Mgmt | For | For | For | |||
1.7 | Elect Michael Stein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for the Election of Directors | ShrHoldr | Abstain | For | Against | |||
Arthur J. Gallagher & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AJG | CUSIP 363576109 | 05/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank English Jr. | Mgmt | For | For | For | |||
1.2 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Ilene Gordon | Mgmt | For | Withhold | Against | |||
1.4 | Elect James Wimmer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
AT&T Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/24/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election Of Director: Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Election Of Director: William F. Aldinger III | Mgmt | For | For | For | |||
3 | Election Of Director: Gilbert F. Amelio | Mgmt | For | For | For | |||
4 | Election Of Director: Reuben V. Anderson | Mgmt | For | For | For | |||
5 | Election Of Director: James H. Blanchard | Mgmt | For | For | For | |||
6 | Election Of Director: August A. Busch III | Mgmt | For | For | For | |||
7 | Election Of Director: Jaime Chico Pardo | Mgmt | For | Against | Against | |||
8 | Election Of Director: James P. Kelly | Mgmt | For | For | For | |||
9 | Election Of Director: Jon C. Madonna | Mgmt | For | For | For | |||
10 | Election Of Director: Lynn M. Martin | Mgmt | For | For | For | |||
11 | Election Of Director: John B. Mccoy | Mgmt | For | For | For | |||
12 | Election Of Director: Mary S. Metz | Mgmt | For | For | For | |||
13 | Election Of Director: Joyce M. Roche | Mgmt | For | For | For | |||
14 | Election Of Director: Laura D Andrea Tyson | Mgmt | For | For | For | |||
15 | Election Of Director: Patricia P. Upton | Mgmt | For | For | For | |||
16 | Ratification Of Appointment Of Independent Auditors | Mgmt | For | For | For | |||
17 | Amendment To Increase Authorized Shares | Mgmt | For | Against | Against | |||
18 | Report On Political Contributions | ShrHoldr | Against | Against | For | |||
19 | Special Stockholder Meetings | ShrHoldr | Against | Against | For | |||
20 | Cumulative Voting | ShrHoldr | Against | Against | For | |||
21 | Bylaw Requiring Independent Chairman | ShrHoldr | Against | For | Against | |||
22 | Advisory Vote On Compensation | ShrHoldr | Against | For | Against | |||
23 | Pension Credit Policy | ShrHoldr | Against | For | Against | |||
AvalonBay Communities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVB | CUSIP 053484101 | 05/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.2 | Elect Bruce Choate | Mgmt | For | For | For | |||
1.3 | Elect John Healy, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Gilbert Meyer | Mgmt | For | For | For | |||
1.5 | Elect Timothy Naughton | Mgmt | For | For | For | |||
1.6 | Elect Lance Primis | Mgmt | For | For | For | |||
1.7 | Elect Peter Rummell | Mgmt | For | For | For | |||
1.8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
1.9 | Elect W. Edward Walter | Mgmt | For | For | For | |||
2 | 2009 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank Of New York Mellon Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ruth Bruch | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||
1.3 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.4 | Elect Edmund Kelly | Mgmt | For | For | For | |||
1.5 | Elect Robert Kelly | Mgmt | For | For | For | |||
1.6 | Elect Richard Kogan | Mgmt | For | For | For | |||
1.7 | Elect Michael Kowalski | Mgmt | For | For | For | |||
1.8 | Elect John Luke, Jr. | Mgmt | For | Withhold | Against | |||
1.9 | Elect Robert Mehrabian | Mgmt | For | For | For | |||
1.10 | Elect Mark Nordenberg | Mgmt | For | For | For | |||
1.11 | Elect Catherine Rein | Mgmt | For | For | For | |||
1.12 | Elect William Richardson | Mgmt | For | For | For | |||
1.13 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.14 | Elect John Surma | Mgmt | For | For | For | |||
1.15 | Elect Wesley von Schack | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Stockholder Proposal With Respect To Cumulative Voting. | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
BCE Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCE | CUSIP 05534B760 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry Allen | Mgmt | For | For | For | |||
1.2 | Elect André Bérard | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ronald Brenneman | Mgmt | For | Withhold | Against | |||
1.4 | Elect Robert Brown | Mgmt | For | Withhold | Against | |||
1.5 | Elect George Cope | Mgmt | For | For | For | |||
1.6 | Elect Anthony Fell | Mgmt | For | Withhold | Against | |||
1.7 | Elect Donna Soble Kaufman | Mgmt | For | For | For | |||
1.8 | Elect Brian Levitt | Mgmt | For | For | For | |||
1.9 | Elect Edward Lumley | Mgmt | For | For | For | |||
1.10 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against | |||
1.11 | Elect Paul Tellier | Mgmt | For | For | For | |||
1.12 | Elect Paul Weiss | Mgmt | For | For | For | |||
1.13 | Elect Victor Young | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Sharehold Proposal Regarding Share Repurchase Scheme | Mgmt | Against | Against | For | |||
4 | Shareholder Proposal Regarding Replacement Dividends | Mgmt | Against | Against | For | |||
5 | Shareholder Proposal Regarding 2008 Missed Dividend Payments | Mgmt | Against | Against | For | |||
6 | Shareholder Proposal Regarding Limits on Executive and Board Compensation | Mgmt | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independence of Compensation Committee and External Compensation Advisors | Mgmt | Against | Against | For | |||
8 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Gender Representation on the Board of Directors | Mgmt | Against | Against | For | |||
10 | Shareholder Proposal Regarding Limit on Board Memberships | Mgmt | Against | Against | For | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/19/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick Iseman | Mgmt | For | For | For | |||
1.2 | Elect Edward Linde | Mgmt | For | For | For | |||
1.3 | Elect David Twardock | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
Brandywine Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDN | CUSIP 105368203 | 06/02/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Walter D'Alessio | Mgmt | For | For | For | |||
1.2 | Elect D. Pike Aloian | Mgmt | For | For | For | |||
1.3 | Elect Anthony Nichols, Sr. | Mgmt | For | For | For | |||
1.4 | Elect Donald Axinn | Mgmt | For | Withhold | Against | |||
1.5 | Elect Wyche Fowler | Mgmt | For | For | For | |||
1.6 | Elect Michael Joyce | Mgmt | For | For | For | |||
1.7 | Elect Charles Pizzi | Mgmt | For | For | For | |||
1.8 | Elect Gerard Sweeney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
BRE Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRE | CUSIP 05564E106 | 05/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paula Downey | Mgmt | For | For | For | |||
1.2 | Elect Edward Lange, Jr. | Mgmt | For | Withhold | Against | |||
1.3 | Elect Irving Lyons, III | Mgmt | For | For | For | |||
1.4 | Elect Edward Mace | Mgmt | For | For | For | |||
1.5 | Elect Christopher McGurk | Mgmt | For | For | For | |||
1.6 | Elect Matthew Medeiros | Mgmt | For | For | For | |||
1.7 | Elect Constance Moore | Mgmt | For | For | For | |||
1.8 | Elect Jeanne Myerson | Mgmt | For | For | For | |||
1.9 | Elect Thomas Robinson | Mgmt | For | For | For | |||
1.10 | Elect Dennis Singleton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Brookfield Properties Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPO | CUSIP 112900105 | 04/30/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gordon Arnell | Mgmt | For | For | For | |||
1.2 | Elect William Cahill | Mgmt | For | For | For | |||
1.3 | Elect Richard Clark | Mgmt | For | For | For | |||
1.4 | Elect Jack Cockwell | Mgmt | For | For | For | |||
1.5 | Elect J. Bruce Flatt | Mgmt | For | For | For | |||
1.6 | Elect Roderick Fraser | Mgmt | For | For | For | |||
1.7 | Elect Paul McFarlane | Mgmt | For | For | For | |||
1.8 | Elect Allan Olson | Mgmt | For | For | For | |||
1.9 | Elect Linda Rabbitt | Mgmt | For | For | For | |||
1.10 | Elect Robert Stelzl | Mgmt | For | For | For | |||
1.11 | Elect Diana Taylor | Mgmt | For | For | For | |||
1.12 | Elect John E. Zuccotti | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Canadian Oil Sands Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COS | CUSIP 13642L100 | 04/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3.1 | Elect Charles Shultz | Mgmt | For | For | For | |||
3.2 | Elect Ian Bourne | Mgmt | For | For | For | |||
3.3 | Elect Marcel Coutu | Mgmt | For | For | For | |||
3.4 | Elect Donald Lowry | Mgmt | For | For | For | |||
3.5 | Elect Donald Mazankowski | Mgmt | For | Withhold | Against | |||
3.6 | Elect Wayne Newhouse | Mgmt | For | For | For | |||
3.7 | Elect Brant Sangster | Mgmt | For | For | For | |||
3.8 | Elect Wesley Twiss | Mgmt | For | For | For | |||
3.9 | Elect John Zaozirny | Mgmt | For | Withhold | Against | |||
4 | Appointment of Trustee | Mgmt | For | For | For | |||
ProLogis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLD | CUSIP 743410102 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Feinberg | Mgmt | For | Withhold | Against | |||
1.2 | Elect George Fotiades | Mgmt | For | Withhold | Against | |||
1.3 | Elect Christine Garvey | Mgmt | For | For | For | |||
1.4 | Elect Lawrence Jackson | Mgmt | For | For | For | |||
1.5 | Elect Donald Jacobs | Mgmt | For | Withhold | Against | |||
1.6 | Elect Walter Rakowich | Mgmt | For | For | For | |||
1.7 | Elect D. Michael Steuert | Mgmt | For | For | For | |||
1.8 | Elect J. André Teixeira | Mgmt | For | For | For | |||
1.9 | Elect William Zollars | Mgmt | For | Withhold | Against | |||
1.10 | Elect Andrea Zulberti | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Corporate Office Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OFC | CUSIP 22002T108 | 05/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay Shidler | Mgmt | For | For | For | |||
1.2 | Elect Clay Hamlin, III | Mgmt | For | For | For | |||
1.3 | Elect Thomas Brady | Mgmt | For | For | For | |||
1.4 | Elect Robert Denton | Mgmt | For | For | For | |||
1.5 | Elect Douglas Firstenberg | Mgmt | For | For | For | |||
1.6 | Elect Randall Griffin | Mgmt | For | For | For | |||
1.7 | Elect Steven Kesler | Mgmt | For | For | For | |||
1.8 | Elect Kenneth Sweet, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Wethe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Darden Restaurants, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRI | CUSIP 237194105 | 09/12/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.2 | Elect Odie Donald | Mgmt | For | For | For | |||
1.3 | Elect David Hughes | Mgmt | For | For | For | |||
1.4 | Elect Charles Ledsinger, Jr. | Mgmt | For | For | For | |||
1.5 | Elect William Lewis, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Connie Mack, III | Mgmt | For | For | For | |||
1.7 | Elect Andrew Madsen | Mgmt | For | For | For | |||
1.8 | Elect Clarence Otis Jr. | Mgmt | For | For | For | |||
1.9 | Elect Michael Rose | Mgmt | For | Withhold | Against | |||
1.10 | Elect Maria Sastre | Mgmt | For | For | For | |||
1.11 | Elect Jack Smith | Mgmt | For | For | For | |||
2 | To Approve The Amended Darden Restaurants, Inc. 2002 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Diageo plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEO | CUSIP 25243Q205 | 10/15/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Report And Accounts 2008 | Mgmt | For | For | For | |||
2 | Approval of Directors Remuneration Report 2008 | Mgmt | For | For | For | |||
3 | Declaration Of Final Dividend | Mgmt | For | For | For | |||
4 | Elect Franz Humer | Mgmt | For | For | For | |||
5 | Elect Maria Lilja | Mgmt | For | For | For | |||
6 | Elect William Shanahan | Mgmt | For | For | For | |||
7 | Elect H. Todd Stitzer | Mgmt | For | For | For | |||
8 | Elect Philip Scott | Mgmt | For | For | For | |||
9 | Re-Appointment And Remuneration Of Auditor | Mgmt | For | For | For | |||
10 | Authority To Allot Relevant Securities | Mgmt | For | For | For | |||
11 | Disapplication Of Pre-Emption Rights | Mgmt | For | For | For | |||
12 | Authority To Purchase Own Ordinary Shares | Mgmt | For | For | For | |||
13 | Authority To Make Political Donations And/Or To Incur Political Expenditure | Mgmt | For | For | For | |||
14 | Adoption Of The Diageo Plc 2008 Performance Share Plan | Mgmt | For | For | For | |||
15 | Adoption Of The Diageo Plc 2008 Senior Executive Share Option Plan | Mgmt | For | For | For | |||
16 | Authority To Establish International Share Plans | Mgmt | For | For | For | |||
17 | Amendments To The Articles Of Association | Mgmt | For | Against | Against | |||
Digital Realty Trust, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLR | CUSIP 253868103 | 04/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Magnuson | Mgmt | For | For | For | |||
1.2 | Elect Michael Foust | Mgmt | For | For | For | |||
1.3 | Elect Laurence Chapman | Mgmt | For | For | For | |||
1.4 | Elect Kathleen Earley | Mgmt | For | Withhold | Against | |||
1.5 | Elect Ruann Ernst | Mgmt | For | For | For | |||
1.6 | Elect Dennis Singleton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Duke Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRE | CUSIP 264411505 | 04/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Baltimore Jr. | Mgmt | For | For | For | |||
1.2 | Elect Barrington Branch | Mgmt | For | For | For | |||
1.3 | Elect Geoffrey Button | Mgmt | For | For | For | |||
1.4 | Elect William Cavanaugh lll | Mgmt | For | For | For | |||
1.5 | Elect Ngaire Cuneo | Mgmt | For | For | For | |||
1.6 | Elect Charles Eitel | Mgmt | For | For | For | |||
1.7 | Elect Martin Jischke | Mgmt | For | For | For | |||
1.8 | Elect L. Ben Lytle | Mgmt | For | For | For | |||
1.9 | Elect Dennis Oklak | Mgmt | For | For | For | |||
1.10 | Elect Jack Shaw | Mgmt | For | For | For | |||
1.11 | Elect Lynn Thurber | Mgmt | For | For | For | |||
1.12 | Elect Robert Woodward, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
EastGroup Properties Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGP | CUSIP 277276101 | 05/27/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect D. Pike Aloian | Mgmt | For | For | For | |||
1.2 | Elect H.C. Bailey, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Hayden Eaves III | Mgmt | For | For | For | |||
1.4 | Elect Fredric Gould | Mgmt | For | For | For | |||
1.5 | Elect David Hoster II | Mgmt | For | For | For | |||
1.6 | Elect Mary McCormick | Mgmt | For | For | For | |||
1.7 | Elect David Osnos | Mgmt | For | For | For | |||
1.8 | Elect Leland Speed | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP 278058102 | 04/22/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election Of Director: Alexander M. Cutler | Mgmt | For | For | For | |||
2 | Election Of Director: Arthur E. Johnson | Mgmt | For | For | For | |||
3 | Election Of Director: Deborah L. Mccoy | Mgmt | For | Against | Against | |||
4 | Election Of Director: Gary L. Tooker | Mgmt | For | For | For | |||
5 | Approve The Proposed 2009 Stock Plan | Mgmt | For | For | For | |||
6 | Ratify The Appointment Of Ernst & Young LLP As Independent Auditor For 2009 | Mgmt | For | For | For | |||
Endurance Specialty Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENH | CUSIP G30397106 | 05/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Carlsen | Mgmt | For | For | For | |||
1.2 | Elect Kenneth LeStrange | Mgmt | For | For | For | |||
1.3 | Elect William Raver | Mgmt | For | For | For | |||
1.4 | Elect Steven Carlsen* | Mgmt | For | For | For | |||
1.5 | Elect David Cash* | Mgmt | For | For | For | |||
1.6 | Elect Kenneth LeStrange* | Mgmt | For | For | For | |||
1.7 | Elect Alan Barlow** | Mgmt | For | For | For | |||
1.8 | Elect William Bolinder** | Mgmt | For | For | For | |||
1.9 | Elect Steven Carlsen** | Mgmt | For | For | For | |||
1.10 | Elect Kenneth LeStrange** | Mgmt | For | For | For | |||
1.11 | Elect Simon Minshall** | Mgmt | For | For | For | |||
1.12 | Elect Brendan O'Neill** | Mgmt | For | Withhold | Against | |||
1.13 | Elect Alan Barlow*** | Mgmt | For | For | For | |||
1.14 | Elect William Bolinder*** | Mgmt | For | For | For | |||
1.15 | Elect Steven Carlsen*** | Mgmt | For | For | For | |||
1.16 | Elect Kenneth LeStrange*** | Mgmt | For | For | For | |||
1.17 | Elect Simon Minshall*** | Mgmt | For | For | For | |||
1.18 | Elect Brendan O'Neill*** | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
* Direction of Company to Elect Directors of Endurance Specialty Insurance Ltd. ** Direction of Company to Elect Directors of Endurance Worldwide Holdings Ltd. *** Direction of Company to Elect Directors of Endurance Worldwide Insurance Ltd. | ||||||||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/08/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maureen Bateman | Mgmt | For | For | For | |||
2 | Elect W. Frank Blount | Mgmt | For | For | For | |||
3 | Elect Gary Edwards | Mgmt | For | Against | Against | |||
4 | Elect Alexis Herman | Mgmt | For | Against | Against | |||
5 | Elect Donald Hintz | Mgmt | For | For | For | |||
6 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||
7 | Elect Stuart Levenick | Mgmt | For | For | For | |||
8 | Elect James Nichols | Mgmt | For | For | For | |||
9 | Elect William Percy, II | Mgmt | For | Against | Against | |||
10 | Elect W.J. Tauzin | Mgmt | For | Against | Against | |||
11 | Elect Steven Wilkinson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity Residential | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQR | CUSIP 29476L107 | 06/11/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Alexander | Mgmt | For | For | For | |||
1.2 | Elect Charles Atwood | Mgmt | For | For | For | |||
1.3 | Elect Boone Knox | Mgmt | For | For | For | |||
1.4 | Elect John Neal | Mgmt | For | For | For | |||
1.5 | Elect David Neithercut | Mgmt | For | For | For | |||
1.6 | Elect Sheli Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect Gerald Spector | Mgmt | For | For | For | |||
1.8 | Elect B. Joseph White | Mgmt | For | For | For | |||
1.9 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Trustees | ShrHoldr | Against | For | Against | |||
Essex Property Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESS | CUSIP 297178105 | 05/05/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Marcus | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gary Martin | Mgmt | For | For | For | |||
1.3 | Elect Michael Schall | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election Of Director: John A. Canning, Jr. | Mgmt | For | For | For | |||
2 | Election Of Director: M. Walter D Alessio | Mgmt | For | Against | Against | |||
3 | Election Of Director: Bruce Demars | Mgmt | For | For | For | |||
4 | Election Of Director: Nelson A. Diaz | Mgmt | For | Against | Against | |||
5 | Election Of Director: Rosemarie B. Greco | Mgmt | For | For | For | |||
6 | Election Of Director: Paul L. Joskow | Mgmt | For | For | For | |||
7 | Election Of Director: John M. Palms | Mgmt | For | For | For | |||
8 | Election Of Director: John W. Rogers, Jr. | Mgmt | For | For | For | |||
9 | Election Of Director: John W. Rowe | Mgmt | For | For | For | |||
10 | Election Of Director: Stephen D. Steinour | Mgmt | For | For | For | |||
11 | Renewal of the Annual Incentive Plan for Senior Executives | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Global Warming Report | ShrHoldr | Against | Against | For | |||
Federal Realty Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRT | CUSIP 313747206 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gail Steinel | Mgmt | For | For | For | |||
2 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Amendment to Shareholder Rights Plan | Mgmt | For | Against | Against | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/19/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Addison | Mgmt | For | Withhold | Against | |||
1.2 | Elect Anthony Alexander | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael Anderson | Mgmt | For | Withhold | Against | |||
1.4 | Elect Carol Cartwright | Mgmt | For | Withhold | Against | |||
1.5 | Elect William Cottle | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert Heisler, Jr. | Mgmt | For | Withhold | Against | |||
1.7 | Elect Ernest Novak, Jr. | Mgmt | For | Withhold | Against | |||
1.8 | Elect Catherine Rein | Mgmt | For | Withhold | Against | |||
1.9 | Elect George Smart | Mgmt | For | Withhold | Against | |||
1.10 | Elect Wes Taylor | Mgmt | For | Withhold | Against | |||
1.11 | Elect Jesse Williams, Sr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding a Simple Majority Vote | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Proponent Engagement Process | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
FPL Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FPL | CUSIP 302571104 | 05/22/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sherry Barrat | Mgmt | For | For | For | |||
1.2 | Elect Robert Beall, II | Mgmt | For | For | For | |||
1.3 | Elect J. Hyatt Brown | Mgmt | For | For | For | |||
1.4 | Elect James Camaren | Mgmt | For | For | For | |||
1.5 | Elect J. Brian Ferguson | Mgmt | For | For | For | |||
1.6 | Elect Lewis Hay III | Mgmt | For | For | For | |||
1.7 | Elect Toni Jennings | Mgmt | For | For | For | |||
1.8 | Elect Oliver Kingsley, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Rudy Schupp | Mgmt | For | For | For | |||
1.10 | Elect Michael Thaman | Mgmt | For | For | For | |||
1.11 | Elect Hansel Tookes, II | Mgmt | For | For | For | |||
1.12 | Elect Paul Tregurtha | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
Procter & Gamble Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/14/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
1.2 | Elect Scott Cook | Mgmt | For | For | For | |||
1.3 | Elect Rajat Gupta | Mgmt | For | For | For | |||
1.4 | Elect Alan Lafley | Mgmt | For | For | For | |||
1.5 | Elect Charles Lee | Mgmt | For | For | For | |||
1.6 | Elect Lynn Martin | Mgmt | For | For | For | |||
1.7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
1.9 | Elect Ralph Snyderman | Mgmt | For | For | For | |||
1.10 | Elect Margaret Whitman | Mgmt | For | For | For | |||
1.11 | Elect Patricia Woertz | Mgmt | For | For | For | |||
1.12 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
2 | Ratify Appointment Of The Independent Registered Public Accounting Firm | Mgmt | For | For | For | |||
3 | Amend Company S Amended Articles Of Incorporation To Adopt Majority Voting | Mgmt | For | For | For | |||
4 | Shareholder Proposal #1 - Rotate Site Of Annual Meeting | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal #2 - Advisory Vote On Executive Compensation | ShrHoldr | Against | For | Against | |||
Hartford Financial Services Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 03/26/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Conversion of Series C Preferred Stock Pursuant to the Investment Agreement | Mgmt | For | For | For | |||
HCP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCP | CUSIP 40414L109 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Fanning, Jr. | Mgmt | For | For | For | |||
1.2 | Elect James Flaherty III | Mgmt | For | For | For | |||
1.3 | Elect Christine Garvey | Mgmt | For | For | For | |||
1.4 | Elect David Henry | Mgmt | For | For | For | |||
1.5 | Elect Lauralee Martin | Mgmt | For | For | For | |||
1.6 | Elect Michael McKee | Mgmt | For | For | For | |||
1.7 | Elect Harold Messmer, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Peter Rhein | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Roath | Mgmt | For | For | For | |||
1.10 | Elect Richard Rosenberg | Mgmt | For | For | For | |||
1.11 | Elect Joseph Sullivan | Mgmt | For | For | For | |||
2 | To Approve Amendments To HCP's 2006 Performance Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Health Care REIT, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCN | CUSIP 42217K106 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pier Borra | Mgmt | For | For | For | |||
1.2 | Elect George Chapman | Mgmt | For | For | For | |||
1.3 | Elect Sharon Oster | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey Otten | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Highwoods Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIW | CUSIP 431284108 | 05/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gene Anderson | Mgmt | For | For | For | |||
1.2 | Elect David Hartzell | Mgmt | For | For | For | |||
1.3 | Elect L. Glenn Orr, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of 2009 Long-Term Equity Incentive Plan | Mgmt | For | Against | Against | |||
Host Hotels & Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HST | CUSIP 44107P104 | 05/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Baylis | Mgmt | For | Against | Against | |||
2 | Elect Terence Golden | Mgmt | For | For | For | |||
3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |||
4 | Elect Richard Marriott | Mgmt | For | For | For | |||
5 | Elect Judith McHale | Mgmt | For | For | For | |||
6 | Elect John Morse, Jr. | Mgmt | For | For | For | |||
7 | Elect W. Edward Walter | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | 2009 Comprehensive Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
10 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Ingersoll-Rand Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G4776G101 | 06/03/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Berzin | Mgmt | For | For | For | |||
2 | Elect Jared Cohon | Mgmt | For | For | For | |||
3 | Elect Gary Forsee | Mgmt | For | For | For | |||
4 | Elect Peter Godsoe | Mgmt | For | For | For | |||
5 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||
6 | Elect Herbert Henkel | Mgmt | For | For | For | |||
7 | Elect Constance Horner | Mgmt | For | For | For | |||
8 | Elect Theodore Martin | Mgmt | For | Against | Against | |||
9 | Elect Patricia Nachtigal | Mgmt | For | For | For | |||
10 | Elect Orin Smith | Mgmt | For | Against | Against | |||
11 | Elect Richard Swift | Mgmt | For | For | For | |||
12 | Elect Tony White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Amendment to the Incentive Stock Plan of 2007 | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Ingersoll-Rand Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G4776G101 | 06/03/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reorganization of the Company From Bermuda to Ireland | Mgmt | For | For | For | |||
2 | Creation of Distributable Reserves | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Susan Decker | Mgmt | For | For | For | |||
3 | Elect John Donahoe | Mgmt | For | For | For | |||
4 | Elect Reed Hundt | Mgmt | For | For | For | |||
5 | Elect Paul Otellini | Mgmt | For | For | For | |||
6 | Elect James Plummer | Mgmt | For | For | For | |||
7 | Elect David Pottruck | Mgmt | For | For | For | |||
8 | Elect Jane Shaw | Mgmt | For | For | For | |||
9 | Elect John Thornton | Mgmt | For | For | For | |||
10 | Elect Frank Yeary | Mgmt | For | For | For | |||
11 | Elect David Yoffie | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Stock Option Exchange Program | Mgmt | For | For | For | |||
15 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Human Right to Water | ShrHoldr | Against | Against | For | |||
ITC Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITC | CUSIP 465685105 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward Jepsen | Mgmt | For | For | For | |||
1.2 | Elect Richard McLellan | Mgmt | For | For | For | |||
1.3 | Elect William Museler | Mgmt | For | For | For | |||
1.4 | Elect Hazel R. O'Leary | Mgmt | For | For | For | |||
1.5 | Elect Gordon Bennett Stewart, III | Mgmt | For | For | For | |||
1.6 | Elect Lee Stewart | Mgmt | For | For | For | |||
1.7 | Elect Joseph Welch | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election Of Director: Mary Sue Coleman | Mgmt | For | Against | Against | |||
2 | Election Of Director: James G. Cullen | Mgmt | For | For | For | |||
3 | Election Of Director: Michael M.E. Johns | Mgmt | For | Against | Against | |||
4 | Election Of Director: Arnold G. Langbo | Mgmt | For | For | For | |||
5 | Election Of Director: Susan L. Lindquist | Mgmt | For | For | For | |||
6 | Election Of Director: Leo F. Mullin | Mgmt | For | For | For | |||
7 | Election Of Director: William D. Perez | Mgmt | For | For | For | |||
8 | Election Of Director: Charles Prince | Mgmt | For | Against | Against | |||
9 | Election Of Director: David Satcher | Mgmt | For | For | For | |||
10 | Election Of Director: William C. Weldon | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote On Executive Compensation Policies And Disclosure | ShrHoldr | Against | For | Against | |||
Kimco Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIM | CUSIP 49446R109 | 05/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Milton Cooper | Mgmt | For | For | For | |||
1.2 | Elect Richard Dooley | Mgmt | For | Withhold | Against | |||
1.3 | Elect Joe Grills | Mgmt | For | Withhold | Against | |||
1.4 | Elect David Henry | Mgmt | For | For | For | |||
1.5 | Elect F. Patrick Hughes | Mgmt | For | Withhold | Against | |||
1.6 | Elect Frank Lourenso | Mgmt | For | Withhold | Against | |||
1.7 | Elect Richard Saltzman | Mgmt | For | Withhold | Against | |||
1.8 | Elect Philip Coviello | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Lasalle Hotel Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHO | CUSIP 517942108 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Darryl Hartley-Leonard | Mgmt | For | For | For | |||
1.2 | Elect Kelly Kuhn | Mgmt | For | Withhold | Against | |||
1.3 | Elect William McCalmont | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael Barnello | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | To Consider And Approve The 2009 Equity Incentive Plan | Mgmt | For | For | For | |||
Macerich Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAC | CUSIP 554382101 | 06/08/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur Coppola | Mgmt | For | For | For | |||
2 | Elect James Cownie | Mgmt | For | For | For | |||
3 | Elect Mason Ross | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
6 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Gwendolyn King | Mgmt | For | For | For | |||
3 | Elect Marc Oken | Mgmt | For | For | For | |||
4 | Elect David Olsen | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against | |||
Nationwide Health Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NHP | CUSIP 638620104 | 05/05/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Doyle | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard Gilchrist | Mgmt | For | For | For | |||
1.3 | Elect Robert Paulson | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jeffrey Rush | Mgmt | For | Withhold | Against | |||
1.5 | Elect Keith Russell | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
New York Community Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NYB | CUSIP 649445103 | 06/10/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Maureen Clancy | Mgmt | For | For | For | |||
1.2 | Elect Robert Farrell | Mgmt | For | For | For | |||
1.3 | Elect Joseph Ficalora | Mgmt | For | For | For | |||
1.4 | Elect James O'Donovan | Mgmt | For | For | For | |||
1.5 | Elect Hanif Dahya | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Carp | Mgmt | For | For | For | |||
1.2 | Elect Steven Leer | Mgmt | For | For | For | |||
1.3 | Elect Michael Lockhart | Mgmt | For | For | For | |||
1.4 | Elect Charles Moorman, IV | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against | |||
NSTAR | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NST | CUSIP 67019E107 | 04/30/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Dignan, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Matina Horner | Mgmt | For | For | For | |||
1.3 | Elect Gerald Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Omega Healthcare Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OHI | CUSIP 681936100 | 05/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Franke | Mgmt | For | For | For | |||
1.2 | Elect Bernard Korman | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Arthur Martinez | Mgmt | For | For | For | |||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Michael White | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Beverage Container Recycling Program | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Genetically Engineered Products | ShrHoldr | Against | Against | For | |||
18 | Shareholder Regarding Reviewing Charitable Spending | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Andrews | Mgmt | For | For | For | |||
2 | Elect C. Lee Cox | Mgmt | For | For | For | |||
3 | Elect Peter Darbee | Mgmt | For | For | For | |||
4 | Elect Maryellen Herringer | Mgmt | For | For | For | |||
5 | Elect Roger Kimmel | Mgmt | For | For | For | |||
6 | Elect Richard Meserve | Mgmt | For | For | For | |||
7 | Elect Forrest Miller | Mgmt | For | For | For | |||
8 | Elect Barbara Rambo | Mgmt | For | For | For | |||
9 | Elect Barry Williams | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Reincorporation in North Dakota | ShrHoldr | Against | Against | For | |||
Plum Creek Timber Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCL | CUSIP 729251108 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rick Holley | Mgmt | For | For | For | |||
2 | Elect Robin Josephs | Mgmt | For | For | For | |||
3 | Elect John McDonald | Mgmt | For | For | For | |||
4 | Elect Robert McLeod | Mgmt | For | For | For | |||
5 | Elect John Morgan, Sr. | Mgmt | For | For | For | |||
6 | Elect John Scully | Mgmt | For | For | For | |||
7 | Elect Stephen Tobias | Mgmt | For | For | For | |||
8 | Elect Martin White | Mgmt | For | For | For | |||
9 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
10 | Amendment to Increase Ownership Limit | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||
PNC Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election Of Director: Mr. Berndt | Mgmt | For | Against | Against | |||
2 | Election Of Director: Mr. Bunch | Mgmt | For | For | For | |||
3 | Election Of Director: Mr. Chellgren | Mgmt | For | For | For | |||
4 | Election Of Director: Mr. Clay | Mgmt | For | For | For | |||
5 | Election Of Director: Ms. James | Mgmt | For | For | For | |||
6 | Election Of Director: Mr. Kelson | Mgmt | For | For | For | |||
7 | Election Of Director: Mr. Lindsay | Mgmt | For | For | For | |||
8 | Election Of Director: Mr. Massaro | Mgmt | For | For | For | |||
9 | Election Of Director: Ms. Pepper | Mgmt | For | For | For | |||
10 | Election Of Director: Mr. Rohr | Mgmt | For | Against | Against | |||
11 | Election Of Director: Mr. Shepard | Mgmt | For | For | For | |||
12 | Election Of Director: Ms. Steffes | Mgmt | For | For | For | |||
13 | Election Of Director: Mr. Strigl | Mgmt | For | For | For | |||
14 | Election Of Director: Mr. Thieke | Mgmt | For | For | For | |||
15 | Election Of Director: Mr. Usher | Mgmt | For | For | For | |||
16 | Election Of Director: Mr. Walls | Mgmt | For | For | For | |||
17 | Election Of Director: Mr. Wehmeier | Mgmt | For | For | For | |||
18 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Approval Of An Advisory Vote On Executive Compensation. | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
PNC Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 12/23/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Progress Energy Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGX | CUSIP 74326T108 | 01/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger | Mgmt | For | For | For | |||
2 | Share Unit Plan | Mgmt | For | For | For | |||
3 | Stock Option Plan | Mgmt | For | For | For | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Wayne Hughes | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ronald Havner, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Dann Angeloff | Mgmt | For | Withhold | Against | |||
1.4 | Elect William Baker | Mgmt | For | Withhold | Against | |||
1.5 | Elect John Evans | Mgmt | For | For | For | |||
1.6 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
1.7 | Elect Uri Harkham | Mgmt | For | For | For | |||
1.8 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Harvey Lenkin | Mgmt | For | For | For | |||
1.10 | Elect Gary Pruitt | Mgmt | For | For | For | |||
1.11 | Elect Daniel Staton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Rayonier Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RYN | CUSIP 754907103 | 05/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Kincaid | Mgmt | For | For | For | |||
2 | Elect V. Larkin Martin | Mgmt | For | Against | Against | |||
3 | Elect Ronald Townsend | Mgmt | For | Against | Against | |||
4 | Elect John Bush | Mgmt | For | For | For | |||
5 | Elect David Oskin | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Rockwell Automation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROK | CUSIP 773903109 | 02/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betty Alewine | Mgmt | For | For | For | |||
1.2 | Elect Verne Istock | Mgmt | For | For | For | |||
1.3 | Elect Donald Parfet | Mgmt | For | For | For | |||
1.4 | Elect David Speer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Simon Property Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPG | CUSIP 828806109 | 05/08/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Change in Board Size | Mgmt | For | For | For | |||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Delete or Change Obsolete or Unnecessary Provisions | Mgmt | For | For | For | |||
5.1 | Elect Melvyn Bergstein | Mgmt | For | For | For | |||
5.2 | Elect Linda Bynoe | Mgmt | For | For | For | |||
5.3 | Elect Karen Horn | Mgmt | For | Withhold | Against | |||
5.4 | Elect Reuben Leibowitz | Mgmt | For | For | For | |||
5.5 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||
5.6 | Elect Pieter van den Berg | Mgmt | For | For | For | |||
5.7 | Elect Allan Hubbard | Mgmt | For | For | For | |||
5.8 | Elect Daniel Smith | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
SL Green Realty Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLG | CUSIP 78440X101 | 06/11/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Green | Mgmt | For | Withhold | Against | |||
1.2 | Elect John Alschuler, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Spectra Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SE | CUSIP 847560109 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Declassify the Board | Mgmt | For | For | For | |||
2.1 | Elect Gregory Ebel | Mgmt | For | For | For | |||
2.2 | Elect Peter Hamilton | Mgmt | For | For | For | |||
2.3 | Elect Michael Phelps | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Starwood Hotels & Resorts Worldwide, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOT | CUSIP 85590A401 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adam Aron | Mgmt | For | For | For | |||
1.2 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
1.3 | Elect Thomas Clarke | Mgmt | For | For | For | |||
1.4 | Elect Clayton Daley, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Bruce Duncan | Mgmt | For | For | For | |||
1.6 | Elect Lizanne Galbreath | Mgmt | For | For | For | |||
1.7 | Elect Eric Hippeau | Mgmt | For | For | For | |||
1.8 | Elect Stephen Quazzo | Mgmt | For | For | For | |||
1.9 | Elect Thomas Ryder | Mgmt | For | For | For | |||
1.10 | Elect Frits Van Paasschen | Mgmt | For | For | For | |||
1.11 | Elect Kneeland Youngblood | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Tanger Factory Outlet Centers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKT | CUSIP 875465106 | 05/08/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stanley K. Tanger | Mgmt | For | For | For | |||
1.2 | Elect Steven B. Tanger | Mgmt | For | For | For | |||
1.3 | Elect Jack Africk | Mgmt | For | For | For | |||
1.4 | Elect William G. Benton | Mgmt | For | For | For | |||
1.5 | Elect Bridget Ryan Berman | Mgmt | For | For | For | |||
1.6 | Elect Thomas Robinson | Mgmt | For | For | For | |||
1.7 | Elect Allan Schuman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the Performance Criteria Under the Incentive Award Plan | Mgmt | For | For | For | |||
TECO Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TE | CUSIP 872375100 | 04/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election Of Director: Sherrill W. Hudson | Mgmt | For | For | For | |||
2 | Election Of Director: Joseph P. Lacher | Mgmt | For | For | For | |||
3 | Election Of Director: Loretta A. Penn | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Re-approval of Performance Criteria for the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
6 | Declassification Of Board. | ShrHoldr | Against | For | Against | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Allison Jr. | Mgmt | For | For | For | |||
2 | Elect James Barksdale | Mgmt | For | For | For | |||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||
5 | Elect Frank Caufield | Mgmt | For | For | For | |||
6 | Elect Robert Clark | Mgmt | For | Against | Against | |||
7 | Elect Mathias Döpfner | Mgmt | For | For | For | |||
8 | Elect Jessica Einhorn | Mgmt | For | For | For | |||
9 | Elect Michael Miles | Mgmt | For | Against | Against | |||
10 | Elect Kenneth Novack | Mgmt | For | Against | Against | |||
11 | Elect Deborah Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Annual Incentive Plan for Executive Officers | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||
UDR, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UDR | CUSIP 902653104 | 05/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Katherine Cattanach | Mgmt | For | For | For | |||
1.2 | Elect Eric Foss | Mgmt | For | For | For | |||
1.3 | Elect Robert Freeman | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jon Grove | Mgmt | For | For | For | |||
1.5 | Elect James Klingbeil | Mgmt | For | For | For | |||
1.6 | Elect Robert Larson | Mgmt | For | For | For | |||
1.7 | Elect Thomas Oliver | Mgmt | For | For | For | |||
1.8 | Elect Lynne Sagalyn | Mgmt | For | For | For | |||
1.9 | Elect Mark Sandler | Mgmt | For | Withhold | Against | |||
1.10 | Elect Thomas Toomey | Mgmt | For | For | For | |||
1.11 | Elect Thomas Wajnert | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Amendment to the 1999 Long-Term Incentive Plan | Mgmt | For | For | For | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect F. Duane Ackerman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael Burns | Mgmt | For | For | For | |||
1.3 | Elect D. Scott Davis | Mgmt | For | For | For | |||
1.4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||
1.5 | Elect Michael Eskew | Mgmt | For | For | For | |||
1.6 | Elect William Johnson | Mgmt | For | For | For | |||
1.7 | Elect Ann Livermore | Mgmt | For | For | For | |||
1.8 | Elect Rudy Markham | Mgmt | For | For | For | |||
1.9 | Elect John Thompson | Mgmt | For | For | For | |||
1.10 | Elect Carol Tome | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2009 Omnibus Incentive Compensation Plan | Mgmt | For | Against | Against | |||
United Technologies Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/08/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
1.2 | Elect George David | Mgmt | For | For | For | |||
1.3 | Elect John Faraci | Mgmt | For | For | For | |||
1.4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
1.5 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
1.6 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
1.7 | Elect Edward Kangas | Mgmt | For | For | For | |||
1.8 | Elect Charles Lee | Mgmt | For | For | For | |||
1.9 | Elect Richard McCormick | Mgmt | For | Withhold | Against | |||
1.10 | Elect Harold McGraw III | Mgmt | For | For | For | |||
1.11 | Elect Richard Myers | Mgmt | For | For | For | |||
1.12 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
1.13 | Elect André Villeneuve | Mgmt | For | For | For | |||
1.14 | Elect Christine Whitman | Mgmt | For | For | For | |||
2 | Appointment Of Independent Auditors | Mgmt | For | For | For | |||
3 | Shareowner Proposal: Offsets For Foreign Military Sales | ShrHoldr | Against | Against | For | |||
Ventas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTR | CUSIP 92276F100 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Debra Cafaro | Mgmt | For | For | For | |||
1.2 | Elect Douglas Crocker, II | Mgmt | For | For | For | |||
1.3 | Elect Ronald Geary | Mgmt | For | For | For | |||
1.4 | Elect Jay Gellert | Mgmt | For | For | For | |||
1.5 | Elect Robert Reed | Mgmt | For | For | For | |||
1.6 | Elect Sheli Rosenberg | Mgmt | For | For | For | |||
1.7 | Elect James Shelton | Mgmt | For | For | For | |||
1.8 | Elect Thomas Theobald | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Vornado Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNO | CUSIP 929042109 | 05/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Roth | Mgmt | For | For | For | |||
1.2 | Elect Michael Fascitelli | Mgmt | For | For | For | |||
1.3 | Elect Russell Wight, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election Of Director: John D. Baker II | Mgmt | For | Against | Against | |||
2 | Election Of Director: John S. Chen | Mgmt | For | For | For | |||
3 | Election Of Director: Lloyd H. Dean | Mgmt | For | For | For | |||
4 | Election Of Director: Susan E. Engel | Mgmt | For | For | For | |||
5 | Election Of Director: Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Election Of Director: Donald M. James | Mgmt | For | Against | Against | |||
7 | Election Of Director: Robert L. Joss | Mgmt | For | For | For | |||
8 | Election Of Director: Richard M. Kovacevich | Mgmt | For | For | For | |||
9 | Election Of Director: Richard D. Mccormick | Mgmt | For | For | For | |||
10 | Election Of Director: Mackey J. Mcdonald | Mgmt | For | Against | Against | |||
11 | Election Of Director: Cynthia H. Milligan | Mgmt | For | Against | Against | |||
12 | Election Of Director: Nicholas G. Moore | Mgmt | For | For | For | |||
13 | Election Of Director: Philip J. Quigley | Mgmt | For | Against | Against | |||
14 | Election Of Director: Donald B. Rice | Mgmt | For | Against | Against | |||
15 | Election Of Director: Judith M. Runstad | Mgmt | For | For | For | |||
16 | Election Of Director: Stephen W. Sanger | Mgmt | For | For | For | |||
17 | Election Of Director: Robert K. Steel | Mgmt | For | For | For | |||
18 | Election Of Director: John G. Stumpf | Mgmt | For | For | For | |||
19 | Election Of Director: Susan G. Swenson | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Ratification of Auditor | Mgmt | For | For | For | |||
22 | Amendment to the Long-Term Incentive Compensation Plan | Mgmt | For | Against | Against | |||
23 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
24 | Stockholder Proposal Regarding A Report On Political Contributions. | ShrHoldr | Against | For | Against | |||
Weyerhaeuser Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WY | CUSIP 962166104 | 04/16/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election Of Director: Debra A. Cafaro | Mgmt | For | For | For | |||
2 | Election Of Director: Nicole W. Piasecki | Mgmt | For | For | For | |||
3 | Election Of Director: Mark A. Emmert | Mgmt | For | For | For | |||
4 | Election Of Director: Daniel S. Fulton | Mgmt | For | For | For | |||
5 | Election Of Director: Wayne W. Murdy | Mgmt | For | For | For | |||
6 | Shareholder Proposal On The Chairman Position | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal To Adopt Simple Majority Vote | ShrHoldr | Against | For | Against | |||
8 | Approval, On An Advisory Basis, Of The Appointment Of Auditors | Mgmt | For | For | For | |||
Willis Group Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSH | CUSIP G96655108 | 04/22/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election Of Director: William W. Bradley | Mgmt | For | For | For | |||
2 | Election Of Director: Joseph A. Califano Jr. | Mgmt | For | For | For | |||
3 | Election Of Director: Anna C. Catalano | Mgmt | For | For | For | |||
4 | Election Of Director: Sir Roy Gardner | Mgmt | For | Against | Against | |||
5 | Election Of Director: Sir Jeremy Hanley | Mgmt | For | For | For | |||
6 | Election Of Director: Robyn S. Kravit | Mgmt | For | For | For | |||
7 | Election Of Director: Jeffrey B. Lane | Mgmt | For | For | For | |||
8 | Election Of Director: Wendy E. Lane | Mgmt | For | For | For | |||
9 | Election Of Director: James F. Mccann | Mgmt | For | For | For | |||
10 | Election Of Director: Joseph J. Plumeri | Mgmt | For | For | For | |||
11 | Election Of Director: Douglas B. Roberts. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Neuberger Berman Dividend Advantage Fund Inc.
By: | /s/ Robert Conti |
Robert Conti | |
Chief Executive Officer |
Date: August 27, 2009