The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 7,765 | 60,000 | SH | DFND | 0 | 60,000 | 0 | ||
3M CO | COM | 88579Y101 | 7,765 | 60,000 | SH | Put | DFND | 0 | 60,000 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 21,857 | 150,000 | SH | DFND | 0 | 150,000 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 15,576 | 106,900 | SH | Call | DFND | 0 | 106,900 | 0 | |
BLACK KNIGHT INC | COM | 09215C105 | 16,348 | 250,000 | SH | DFND | 0 | 250,000 | 0 | ||
BMY-R | RIGHT 99/99/9999 | 110122157 | 4,657 | 2,661,301 | SH | DFND | 0 | 2,661,301 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 8,234 | 825,000 | SH | Call | DFND | 0 | 825,000 | 0 | |
GSK PLC | SPONSORED ADR | 37733W105 | 49,407 | 1,135,000 | SH | Call | DFND | 0 | 1,135,000 | 0 | |
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 3,357 | 35,700 | SH | Put | DFND | 0 | 35,700 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 43,076 | 375,000 | SH | Put | DFND | 0 | 375,000 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,540 | 15,000 | SH | Call | DFND | 0 | 15,000 | 0 | |
ISTAR INC | COM | 45031U101 | 31,327 | 2,285,000 | SH | DFND | 0 | 2,285,000 | 0 | ||
LHC GROUP INC | COM | 50187A107 | 9,344 | 60,000 | SH | DFND | 0 | 60,000 | 0 | ||
LIBERTY MEDIA CORP DEL | COM C BRAVES GRP | 531229888 | 7,200 | 300,000 | SH | DFND | 0 | 300,000 | 0 | ||
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 6,966 | 300,000 | SH | DFND | 0 | 300,000 | 0 | ||
SAFEHOLD INC | COM | 78645L100 | 17,243 | 487,500 | SH | Call | DFND | 0 | 487,500 | 0 | |
SEAGEN INC | COM | 81181C104 | 6,635 | 37,500 | SH | DFND | 0 | 37,500 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 8,336 | 65,000 | SH | Call | DFND | 0 | 65,000 | 0 | |
SPDR SER TR | S&P BIOTECH | 78464A870 | 6,313 | 85,000 | SH | Put | DFND | 0 | 85,000 | 0 | |
TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 9,813 | 212,500 | SH | DFND | 0 | 212,500 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 13,678 | 120,000 | SH | DFND | 0 | 120,000 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 10,258 | 90,000 | SH | Put | DFND | 0 | 90,000 | 0 |