UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21504
Advent/Claymore Enhanced Growth & Income Fund
(Exact name of registrant as specified in charter)
2455 Corporate West Drive
Lisle, IL 60532
(Address of principal executive offices) (Zip code)
Rodd Baxter, Secretary
Advent/Claymore Enhanced Growth & Income Fund
2455 Corporate West Drive
Lisle, IL 60532
(Name and address of agent for service)
Registrant’s telephone number, including area code: (630) 505-3700
Date of fiscal year end: October 31
Date of reporting period: June 30, 2007
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record.
Advent/Claymore Enhanced Growth & Income Fund
Shares Voted
For Meetings Held
July 1, 2006 - June 30, 2007
Company | Ticker | Cusip | Meeting Date | Agenda Item Number | Agenda Item | Proposed By | Vote Cast | Voted with Mgmt | Shares Voted | |||||||||
3M Company | MMM | 88579Y101 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Linda G. Alvarado | Yes | 50,000 | |||||||||
3M Company | MMM | 88579Y101 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For George W. Buckley | Yes | 50,000 | |||||||||
3M Company | MMM | 88579Y101 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Vance D. Coffman | Yes | 50,000 | |||||||||
3M Company | MMM | 88579Y101 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Michael L. Eskew | Yes | 50,000 | |||||||||
3M Company | MMM | 88579Y101 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For W. James Farrell | Yes | 50,000 | |||||||||
3M Company | MMM | 88579Y101 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Herbert L. Henkel | Yes | 50,000 | |||||||||
3M Company | MMM | 88579Y101 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Edward M. Liddy | Yes | 50,000 | |||||||||
3M Company | MMM | 88579Y101 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Robert S. Morrison | Yes | 50,000 | |||||||||
3M Company | MMM | 88579Y101 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Aulana L. Peters | Yes | 50,000 | |||||||||
3M Company | MMM | 88579Y101 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Rozanne L. Ridgway | Yes | 50,000 | |||||||||
3M Company | MMM | 88579Y101 | 5/8/2007 | 2 | Ratification of PWC LLP as 3M’s independent register’s public accounting firm | Mgmt | For | Yes | 50,000 | |||||||||
3M Company | MMM | 88579Y101 | 5/8/2007 | 3 | Amendment of the company’s restated certificate of incorporation to eliminate the supermajority vote requirements | Mgmt | For | Yes | 50,000 | |||||||||
3M Company | MMM | 88579Y101 | 5/8/2007 | 4 | Amendment of the company’s restated certificate of incorporation to eliminate the fair price provision | Mgmt | For | Yes | 50,000 | |||||||||
3M Company | MMM | 88579Y101 | 5/8/2007 | 5 | Approval of the executive annual incentive plan | Mgmt | For | Yes | 50,000 | |||||||||
3M Company | MMM | 88579Y101 | 5/8/2007 | 6 | Approval of the material terms of the performance criteria under the performance unit plan | Mgmt | For | Yes | 50,000 | |||||||||
3M Company | MMM | 88579Y101 | 5/8/2007 | 7 | Executive compensation based on the performance of peer companies | ShrHoldr | For | No | 50,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 1 | Approval of the financial statements for y/e 12/31/06 | Mgmt | For | Yes | 125,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 2 | Approval of the consolidated financial statements for y/e 12/31/06 | Mgmt | For | Yes | 125,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 3 | Results for the fiscal year- appropriation | Mgmt | For | Yes | 125,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 4 | Setting of attendance fees attributed to the directors | Mgmt | For | Yes | 125,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 5 | Setting of the remuneration attributed to the censuers | Mgmt | For | Yes | 125,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 6 | Ratification of the appointment of Lady Jay as member of the board of directors | Mgmt | For | Yes | 125,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 7 | Ratification of the appointment of Mr. Jean- Cyril Spinetta as member of the board of directors | Mgmt | For | Yes | 125,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 8 | Approval of related party agreements entered into or which remained in force during the fiscal year | Mgmt | For | Yes | 125,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 9 | Approval of agreements with the CEO | Mgmt | For | Yes | 125,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 10 | Authorization to be given to the board of directors to allow the company to purchase and sell its own shares | Mgmt | For | Yes | 125,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 11 | Authorization to be given to the board of directors to reduce the share capital of the company | Mgmt | For | Yes | 125,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 12 | Delegation of authority to the board of directors to proceed with (I) the issue without cancellation of preferential subscription rights of ordinary shares and of securities conferring an immediate or future right to the share capital of the company or of its affiliates and (II) the increase in share capital through incorporation of premiums, reserves, profits or otherwise. | Mgmt | For | Yes | 125,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 13 | Delegation of authority to the board of directors to proceed with the issue of cancellation of preferential subscription rights, of (I) ordinary shares and any securities conferring an immediate or future right to the share capital of the company or of its affiliates or of (II) company ordinary shares which confer a right to the issuance of securities to be issued by subsidiaries, including for the purposes of remunerating securities that are tendered in connection with an exchange offer. | Mgmt | For | Yes | 125,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 14 | Delegation of authority to the board of directors to carry out a share capital increase to remunerate contributions in kind of capital stock or marketable securities giving access to the capital of the third-party companies. | Mgmt | For | Yes | 125,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 15 | Aggregate limit to the amount of issuances carried out by virtue of the 12th, 13th, 14th, and 15th resolutions | Mgmt | For | Yes | 125,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 16 | Delegation of authority granted to the board of directors to decide on the disposal or increase of share capital by the issuances of shares reserved to the participants in a company savings plan. | Mgmt | For | Yes | 125,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 17 | Authorization given to the board of directors for a free bonus issue of existing shares to be issued by the company | Mgmt | For | Yes | 125,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 18 | Modification of by-laws’ article number 21 relating to shareholders’ meeting | Mgmt | For | Yes | 125,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 19 | Powers | Mgmt | For | Yes | 125,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 20 | Modification of article 22 of the by-laws; cancellation of the provisions limiting voting rights | ShrHoldr | For | Yes | 125,000 | |||||||||
Alcatel- Lucent | ALU | 013904305 | 4/25/2007 | 21 | Amendments or new resolutions proposed at the meeting | Mgmt | For | Yes | 125,000 | |||||||||
Altria Group Inc | MO | 02209S103 | 4/26/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Elizabeth E. Bailey | Yes | 50,000 | |||||||||
Altria Group Inc | MO | 02209S103 | 4/26/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Harold Brown | Yes | 50,000 | |||||||||
Altria Group Inc | MO | 02209S103 | 4/26/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Mathis Cabiallavetta | Yes | 50,000 | |||||||||
Altria Group Inc | MO | 02209S103 | 4/26/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Louis C. Camilleri | Yes | 50,000 | |||||||||
Altria Group Inc | MO | 02209S103 | 4/26/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For J. Dudley Fishburn | Yes | 50,000 | |||||||||
Altria Group Inc | MO | 02209S103 | 4/26/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Robert E.R. Huntley | Yes | 50,000 | |||||||||
Altria Group Inc | MO | 02209S103 | 4/26/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Thomas W. | Yes | 50,000 | |||||||||
Altria Group Inc | MO | 02209S103 | 4/26/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For George Munoz | Yes | 50,000 | |||||||||
Altria Group Inc | MO | 02209S103 | 4/26/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Lucio A. Noto | Yes | 50,000 | |||||||||
Altria Group Inc | MO | 02209S103 | 4/26/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For John S. Reed | Yes | 50,000 | |||||||||
Altria Group Inc | MO | 02209S103 | 4/26/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Stephen M. Wolf | Yes | 50,000 | |||||||||
Altria Group Inc | MO | 02209S103 | 4/26/2007 | 2 | Ratification of this selection of independent auditors | Mgmt | For | Yes | 50,000 | |||||||||
Altria Group Inc | MO | 02209S103 | 4/26/2007 | 3 | S/H proposal - Cumulative voting | ShrHoldr | Against | Yes | 50,000 | |||||||||
Altria Group Inc | MO | 02209S103 | 4/26/2007 | 4 | S/H proposal- Informing children of their rights if forced to incur secondhand smoke | ShrHoldr | For | No | 50,000 | |||||||||
Altria Group Inc | MO | 02209S103 | 4/26/2007 | 5 | S/H proposal - Stop all company- sponsored “campaigns” allegedly oriented to prevent youth from smoking | ShrHoldr | Against | Yes | 50,000 | |||||||||
Altria Group Inc | MO | 02209S103 | 4/26/2007 | 6 | S/H proposal- Get out of traditional tobacco business by 2010 | ShrHoldr | Against | Yes | 50,000 | |||||||||
Altria Group Inc | MO | 02209S103 | 4/26/2007 | 7 | S/H proposal - Animal welfare policy | ShrHoldr | Against | Yes | 50,000 | |||||||||
Amgen Inc | AMGN | 031162100 | 5/9/2007 | 1a | ELECTION OF DIRECTORS | Mgmt | For Frank J. Biondi Jr | Yes | 80,000 | |||||||||
Amgen Inc | AMGN | 031162100 | 5/9/2007 | 1b | ELECTION OF DIRECTORS | Mgmt | For Jerry D. Choate | Yes | 80,000 | |||||||||
Amgen Inc | AMGN | 031162100 | 5/9/2007 | 1c | ELECTION OF DIRECTORS | Mgmt | For Frank C. Herringer | Yes | 80,000 | |||||||||
Amgen Inc | AMGN | 031162100 | 5/9/2007 | 1d | ELECTION OF DIRECTORS | Mgmt | For Gilbert S. Omenn | Yes | 80,000 | |||||||||
Amgen Inc | AMGN | 031162100 | 5/9/2007 | 2 | Ratify selection of Ernst & Young Lip as the company’s independent registered public accountants for y/e 12/31/07 | Mgmt | For | Yes | 80,000 | |||||||||
Amgen Inc | AMGN | 031162100 | 5/9/2007 | 3 | To approve amendments to company’s restated certificate of incorporation eliminating the classification of the board of directors | Mgmt | For | Yes | 80,000 | |||||||||
Amgen Inc | AMGN | 031162100 | 5/9/2007 | 4 | To approve arrangement to company’s amended and restated by laws eliminating the classification of the board of directors | Mgmt | For | Yes | 80,000 | |||||||||
Amgen Inc | AMGN | 031162100 | 5/9/2007 | 5a | Animal welfare policy | ShrHoldr | For | No | 80,000 | |||||||||
Amgen Inc | AMGN | 031162100 | 5/9/2007 | 5b | Sustainability report | ShrHoldr | Against | Yes | 80,000 | |||||||||
Apple Inc. | AAPL | 037833100 | 5/10/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For William V. Campbell | Yes | 15,000 | |||||||||
Apple Inc. | AAPL | 037833100 | 5/10/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Millard S. Drexler | Yes | 15,000 | |||||||||
Apple Inc. | AAPL | 037833100 | 5/10/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Albert A. Gore, Jr. | Yes | 15,000 | |||||||||
Apple Inc. | AAPL | 037833100 | 5/10/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Steve P. Jobs | Yes | 15,000 | |||||||||
Apple Inc. | AAPL | 037833100 | 5/10/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Arthur D. Levinson | Yes | 15,000 | |||||||||
Apple Inc. | AAPL | 037833100 | 5/10/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Eric E. Schmidt | Yes | 15,000 | |||||||||
Apple Inc. | AAPL | 037833100 | 5/10/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Jerome B. York | Yes | 15,000 | |||||||||
Apple Inc. | AAPL | 037833100 | 5/10/2007 | 2 | To approve amendments to the Apple Inc. 2003 employees stock plan | Mgmt | For | Yes | 15,000 | |||||||||
Apple Inc. | AAPL | 037833100 | 5/10/2007 | 3 | To approve amendments to the Apple Inc. employee stock purchase plan | Mgmt | For | Yes | 15,000 | |||||||||
Apple Inc. | AAPL | 037833100 | 5/10/2007 | 4 | To approve amendments to the 1997 director stock option plan | Mgmt | For | Yes | 15,000 | |||||||||
Apple Inc. | AAPL | 037833100 | 5/10/2007 | 5 | To ratify KPMG LLP as the company’s independent registered public accounting firm for 2007 | Mgmt | For | Yes | 15,000 | |||||||||
Apple Inc. | AAPL | 037833100 | 5/10/2007 | 6 | To consider S/H proposal - Option dating policy | ShrHoldr | Against | Yes | 15,000 | |||||||||
Apple Inc. | AAPL | 037833100 | 5/10/2007 | 7 | To consider S/H proposal - Pay for performance standard | ShrHoldr | Against | Yes | 15,000 | |||||||||
Apple Inc. | AAPL | 037833100 | 5/10/2007 | 8 | To consider S/H proposal - Environmental report | ShrHoldr | Against | Yes | 15,000 | |||||||||
Apple Inc. | AAPL | 037833100 | 5/10/2007 | 9 | To consider S/H proposal - Equity retention policy | ShrHoldr | Against | Yes | 15,000 | |||||||||
Apple Inc. | AAPL | 037833100 | 5/10/2007 | 10 | To consider S/H proposal - Electronic waste take back and recycling | ShrHoldr | Against | Yes | 15,000 | |||||||||
Apple Inc. | AAPL | 037833100 | 5/10/2007 | 11 | To consider S/H proposal - Advisory vote on compensation | ShrHoldr | Against | Yes | 15,000 | |||||||||
AT&T Inc. | T | 00206R102 | 7/21/2006 | 1 | Approve issuance of AT&T common shares required to be issued pursuant to the merger agreement, dated as of 3/4/06, by and among Bellsouth Corp, AT&T inc, and ABC Consolidation Corp., as it may be amended. | Mgmt | For | Yes | 100,000 | |||||||||
Best Buy Co., Inc. | BBY | 086516101 | 6/27/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Ronald James | Yes | 100,000 | |||||||||
Best Buy Co., Inc. | BBY | 086516101 | 6/27/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Elliot S. Kaplan | Yes | 100,000 | |||||||||
Best Buy Co., Inc. | BBY | 086516101 | 6/27/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Matthew H. Paull | Yes | 100,000 | |||||||||
Best Buy Co., Inc. | BBY | 086516101 | 6/27/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For James E. Press | Yes | 100,000 | |||||||||
Best Buy Co., Inc. | BBY | 086516101 | 6/27/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Richard M. Schulze | Yes | 100,000 | |||||||||
Best Buy Co., Inc. | BBY | 086516101 | 6/27/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Mary A. Tolan | Yes | 100,000 | |||||||||
Best Buy Co., Inc. | BBY | 086516101 | 6/27/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Hatim A. Tyabji | Yes | 100,000 | |||||||||
Best Buy Co., Inc. | BBY | 086516101 | 6/27/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Rogelio M. Rebolledo | Yes | 100,000 | |||||||||
Best Buy Co., Inc. | BBY | 086516101 | 6/27/2007 | 2 | Ratify Deloitte & Touche LLP as independent registered public accounting firm for y/e 3/1/08 | Mgmt | For | Yes | 100,000 | |||||||||
Best Buy Co., Inc. | BBY | 086516101 | 6/27/2007 | 3 | Approval of amendment to Best Buy Co., Inc. 2004 omnibus stock and incentive plan to increase number of shares to 38M shares. | Mgmt | For | Yes | 100,000 | |||||||||
Caremark Rx Inc. | CMX | 141705103 | 2/20/2007 | 1 | To adopt the agreement and plan of merger, dated Nov 1, 2006 by and among CVS Corp, Caremark and Twain Mergersub, LLC, as amended by amendment No 1 , dated Jan 16, 2007 and to approve the merger of Caremark RX, Inc. with and into Twain Mergersub LLC. | Mgmt | Against | No | 30,000 | |||||||||
Caremark Rx Inc. | CMX | 141705103 | 2/20/2007 | 2 | To Approve any adjournment or postponement of the special meeting, including if necessary, to solicit additional proxies in favor of the adoption of the merger agreement and the approval of the merger. | Mgmt | Against | No | 30,000 | |||||||||
Catepillar Inc. | CAT | 149123101 | 6/13/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For John T. Dillon | Yes | 70,000 | |||||||||
Catepillar Inc. | CAT | 149123101 | 6/13/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Juan Gallardo | Yes | 70,000 | |||||||||
Catepillar Inc. | CAT | 149123101 | 6/13/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For William A. Osborn | Yes | 70,000 | |||||||||
Catepillar Inc. | CAT | 149123101 | 6/13/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Edward B. Rust, Jr. | Yes | 70,000 | |||||||||
Catepillar Inc. | CAT | 149123101 | 6/13/2007 | 2 | Ratify auditors | Mgmt | For | Yes | 70,000 | |||||||||
Catepillar Inc. | CAT | 149123101 | 6/13/2007 | 3 | S/H proposal- separate CEO & Chair | ShrHoldr | Against | Yes | 70,000 | |||||||||
Catepillar Inc. | CAT | 149123101 | 6/13/2007 | 4 | S/H proposal - Majority vote standard | ShrHoldr | Against | Yes | 70,000 | |||||||||
Cemex, S.A.B. de C.V | CX | 151290889 | 12/7/2006 | 1 | Consideration and if applicable, authorization of a transaction, after hearing a report by the CEO and opinion of board of directors | Mgmt | For | Yes | 120,000 | |||||||||
Charming Shoppes, Inc. | CHRS | 161133103 | 6/21/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Pamela Davies | Yes | 30,000 | |||||||||
Charming Shoppes, Inc. | CHRS | 161133103 | 6/21/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Katherine M. Hudson | Yes | 30,000 | |||||||||
Charming Shoppes, Inc. | CHRS | 161133103 | 6/21/2007 | 2 | Ratification of Ernst & Young LLP as independent auditors for 2008 | Mgmt | For | Yes | 30,000 | |||||||||
Checkfree Corporation | CKFR | 162813109 | 11/1/2006 | 1 | ELECTION OF DIRECTORS | Mgmt | For Mark A. Johnson | Yes | 30,000 | |||||||||
Checkfree Corporation | CKFR | 162813109 | 11/1/2006 | 1 | ELECTION OF DIRECTORS | Mgmt | For Eugene F. Quinn | Yes | 30,000 | |||||||||
Checkfree Corporation | CKFR | 162813109 | 11/1/2006 | 2 | Approval of the Checkfree Corporation 2006 associate stock purchase plan | Mgmt | For | Yes | 30,000 | |||||||||
Cubist Pharmaceuticals, Inc. | CBST | 229678107 | 6/7/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Michael W. Bonney | Yes | 100,000 | |||||||||
Cubist Pharmaceuticals, Inc. | CBST | 229678107 | 6/7/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Walter R. Maupay, Jr. | Yes | 100,000 | |||||||||
Cubist Pharmaceuticals, Inc. | CBST | 229678107 | 6/7/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Sylvie Gregoire | Yes | 100,000 | |||||||||
Cubist Pharmaceuticals, Inc. | CBST | 229678107 | 6/7/2007 | 2 | Proposal to amend our restated certificate of incorporation to increase number of auth. Shares of common stock form 100M to 150M shares. | Mgmt | For | Yes | 100,000 | |||||||||
Cubist Pharmaceuticals, Inc. | CBST | 229678107 | 6/7/2007 | 3 | Proposal to amend our amended and restated 1997 employee stock purch. Plan to extend the plan for an additional 10 yrs and incr. the no of shares issuable under the plan by 250k | Mgmt | For | Yes | 100,000 | |||||||||
Cubist Pharmaceuticals, Inc. | CBST | 229678107 | 6/7/2007 | 4 | Proposal to amend our amended and restated 2002 directors equity incentive plan to allow for the issuance of stock awards and to inc. the n. of shares issuable under the plan by 300k. | Mgmt | For | Yes | 100,000 | |||||||||
Cubist Pharmaceuticals, Inc. | CBST | 229678107 | 6/7/2007 | 5 | Proposal to ratify the selection of PWC as our independent auditor for the fiscal y/e 12/31/07 | Mgmt | For | Yes | 100,000 | |||||||||
Dick’s Sporting Goods Inc. | DKS | 253393102 | 6/6/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Emanuel Chirico | Yes | 40,000 | |||||||||
Dick’s Sporting Goods Inc. | DKS | 253393102 | 6/6/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Walter Rossi | Yes | 40,000 | |||||||||
Dick’s Sporting Goods Inc. | DKS | 253393102 | 6/6/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Brian J. Dunn | Yes | 40,000 | |||||||||
Dick’s Sporting Goods Inc. | DKS | 253393102 | 6/6/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | Larry D. Stone | Yes | 40,000 | |||||||||
Dick’s Sporting Goods Inc. | DKS | 253393102 | 6/6/2007 | 2 | Approval of the company’s amended and restated employee stock purchase plan | Mgmt | For | Yes | 40,000 | |||||||||
Diodes Inc. | DIOD | 254543101 | 5/31/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For C.H. Chen | Yes | 105,000 | |||||||||
Diodes Inc. | DIOD | 254543101 | 5/31/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Michael R. Giordano | Yes | 105,000 | |||||||||
Diodes Inc. | DIOD | 254543101 | 5/31/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For L.P. Hsu | Yes | 105,000 | |||||||||
Diodes Inc. | DIOD | 254543101 | 5/31/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Keh- shew Lu | Yes | 105,000 | |||||||||
Diodes Inc. | DIOD | 254543101 | 5/31/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Shing Mao | Yes | 105,000 | |||||||||
Diodes Inc. | DIOD | 254543101 | 5/31/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Raymond Soong | Yes | 105,000 | |||||||||
Diodes Inc. | DIOD | 254543101 | 5/31/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For John M. Stitch | Yes | 105,000 | |||||||||
Diodes Inc. | DIOD | 254543101 | 5/31/2007 | 2 | Ratify of Moses Adams LLP as the company’s independent registered public accounting firm for the y/e 12/31/07 | Mgmt | For | Yes | 105,000 | |||||||||
E*Trade Financial Corp. | ETFC | 269246104 | 5/23/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Ronald D. Fisher | Yes | 100,000 | |||||||||
E*Trade Financial Corp. | ETFC | 269246104 | 5/23/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For George A. Hayter | Yes | 100,000 | |||||||||
E*Trade Financial Corp. | ETFC | 269246104 | 5/23/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For R. Jarrett Lilien | Yes | 100,000 | |||||||||
E*Trade Financial Corp. | ETFC | 269246104 | 5/23/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Donna L. Weaver | Yes | 100,000 | |||||||||
E*Trade Financial Corp. | ETFC | 269246104 | 5/23/2007 | 2 | Ratify selection of Deloitte & Touche Lip as independent public accountants for the company for 2007 | Mgmt | For | Yes | 100,000 | |||||||||
Echostar Communicationsn Corp. | DISH | 278762109 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For James Defranco | Yes | 40,000 | |||||||||
Echostar Communicationsn Corp. | DISH | 278762109 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Michael T. Dugan | Yes | 40,000 | |||||||||
Echostar Communicationsn Corp. | DISH | 278762109 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Cantey Ergen | Yes | 40,000 | |||||||||
Echostar Communicationsn Corp. | DISH | 278762109 | �� | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Charles W. Ergen | Yes | 40,000 | ||||||||
Echostar Communicationsn Corp. | DISH | 278762109 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Steven R. Goodbarn | Yes | 40,000 | |||||||||
Echostar Communicationsn Corp. | DISH | 278762109 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Gary S. Howard | Yes | 40,000 | |||||||||
Echostar Communicationsn Corp. | DISH | 278762109 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For David K. Moskowitz | Yes | 40,000 | |||||||||
Echostar Communicationsn Corp. | DISH | 278762109 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Tom A. Ortolf | Yes | 40,000 | |||||||||
Echostar Communicationsn Corp. | DISH | 278762109 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For C. Michael Schroeder | Yes | 40,000 | |||||||||
Echostar Communicationsn Corp. | DISH | 278762109 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Carl E. Vogel | Yes | 40,000 | |||||||||
Echostar Communicationsn Corp. | DISH | 278762109 | 5/8/2007 | 2 | Ratify KPMG as our independent registered public accounting firm for y/e 12/31/07 | Mgmt | For | Yes | 40,000 | |||||||||
Echostar Communicationsn Corp. | DISH | 278762109 | 5/8/2007 | 3 | To transact other business as may properly come before the annual meeting or any adjournment thereof | Mgmt | For | Yes | 40,000 | |||||||||
Fluor Corp. | FLR | 343412102 | 5/2/2007 | 1a | ELECTION OF DIRECTORS | Mgmt | For James T. Hackett | Yes | 30,000 | |||||||||
Fluor Corp. | FLR | 343412102 | 5/2/2007 | 1b | ELECTION OF DIRECTORS | Mgmt | For Kent Kresa | Yes | 30,000 | |||||||||
Fluor Corp. | FLR | 343412102 | 5/2/2007 | 1c | ELECTION OF DIRECTORS | Mgmt | For Lord Robin W. Renwick | Yes | 30,000 | |||||||||
Fluor Corp. | FLR | 343412102 | 5/2/2007 | 1d | ELECTION OF DIRECTORS | Mgmt | For Peter S. Watson | Yes | 30,000 | |||||||||
Fluor Corp. | FLR | 343412102 | 5/2/2007 | 2 | Ratification of Ernst & Young LLP as registered public acc. Firm for 2007 | Mgmt | For | Yes | 30,000 | |||||||||
Freeport- McMoran Copper & Gold Inc. | FCX | 35671D857 | 3/14/2007 | 1 | Approval of the proposed amendment to the Freeport-McMoran Copper & Gold, Inc, cert. of Incorp to increase the authorized shares to 750,000,000, and to increase class B common to 700,000,000. | Mgmt | For | Yes | 40,000 | |||||||||
Freeport- McMoran Copper & Gold Inc. | FCX | 35671D857 | 3/14/2007 | 2 | Approval of the proposed issuance of shares of FCX common stock in connection with the transaction contemplated by the agreement and plan of merger | Mgmt | For | Yes | 40,000 | |||||||||
Freeport- McMoran Copper & Gold Inc. | FCX | 35671D857 | 3/14/2007 | 3 | Approval of the adjournment of the special meeting, if necessary, to permit solicitation of additional proxies in favor of each of proposal 1 and 2 | Mgmt | For | Yes | 40,000 | |||||||||
Glamis Gold Ltd. | GLG | 376775102 | 10/26/2006 | 1 | To approve the arrangement between the company and Goldcorp Inc., as described in the notice of meeting and info circular. | Mgmt | For | Yes | 25,000 | |||||||||
Glamis Gold Ltd. | GLG | 376775102 | 10/26/2006 | 2 | To transact such other business as may properly come before the meeting | Mgmt | For | Yes | 25,000 | |||||||||
Gold Fields Limited | GFI | 38059T106 | 11/10/2006 | 1 | Adoption of financial statements | Mgmt | For | Yes | 40,000 | |||||||||
Gold Fields Limited | GFI | 38059T106 | 11/10/2006 | 2 | RE-ELECTION OF DIRECTORS | Mgmt | For J G Hopwood | Yes | 40,000 | |||||||||
Gold Fields Limited | GFI | 38059T106 | 11/10/2006 | 3 | RE-ELECTION OF DIRECTORS | Mgmt | For D M J Ncube | Yes | 40,000 | |||||||||
Gold Fields Limited | GFI | 38059T106 | 11/10/2006 | 4 | RE-ELECTION OF DIRECTORS | Mgmt | For I D Cockerill | Yes | 40,000 | |||||||||
Gold Fields Limited | GFI | 38059T106 | 11/10/2006 | 5 | RE-ELECTION OF DIRECTORS | Mgmt | For G J Gerwel | Yes | 40,000 | |||||||||
Gold Fields Limited | GFI | 38059T106 | 11/10/2006 | 6 | RE-ELECTION OF DIRECTORS | Mgmt | For N J Holland | Yes | 40,000 | |||||||||
Gold Fields Limited | GFI | 38059T106 | 11/10/2006 | 7 | RE-ELECTION OF DIRECTORS | Mgmt | For R L Pennant- Rea | Yes | 40,000 | |||||||||
Gold Fields Limited | GFI | 38059T106 | 11/10/2006 | 8 | Placement of shares under the control of the directors | Mgmt | For | Yes | 40,000 | |||||||||
Gold Fields Limited | GFI | 38059T106 | 11/10/2006 | 9 | Issuing equity securities for cash | Mgmt | For | Yes | 40,000 | |||||||||
Gold Fields Limited | GFI | 38059T106 | 11/10/2006 | 10 | Revocation of erroneous and placement of unmissed shares for Gold Fields Ltd. 2005 share plan | Mgmt | For | Yes | 40,000 | |||||||||
Gold Fields Limited | GFI | 38059T106 | 11/10/2006 | 11 | Revocation of erroneous and placement of unissued shares for GF Management incentive scheme | Mgmt | For | Yes | 40,000 | |||||||||
Gold Fields Limited | GFI | 38059T106 | 11/10/2006 | 12 | Award of rights to non-executive directors under the Gold Fields Ltd. 2005 non-executive share plan | Mgmt | For | Yes | 40,000 | |||||||||
Gold Fields Limited | GFI | 38059T106 | 11/10/2006 | 13 | Increase of directors’ fees | Mgmt | Against | Yes | 40,000 | |||||||||
Gold Fields Limited | GFI | 38059T106 | 11/10/2006 | S1 | Acquisition of company’s own shares | Mgmt | For | Yes | 40,000 | |||||||||
Healthsouth Corp. | HLS | 421924200 | 10/18/2006 | 1 | To approve an amendment: (1) reverse stock split of company’s common stock and decrease number of authorized shares. | Mgmt | For | Yes | 10,000 | |||||||||
Hornbeck Offshore Services, Inc. | HOS | 440543106 | 5/1/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Bruce W. Hunt | Yes | 50,000 | |||||||||
Hornbeck Offshore Services, Inc. | HOS | 440543106 | 5/1/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Bernie W. Stewart | Yes | 50,000 | |||||||||
Hornbeck Offshore Services, Inc. | HOS | 440543106 | 5/1/2007 | 2 | To Ratify the reappointment of E&Y LLP as the company’s independent registered public accountants and auditors for the current fiscal y/e. | Mgmt | For | Yes | 50,000 | |||||||||
Hospitality Properties Trust | HPT | 44106M102 | 5/15/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For William A. Lamkin | Yes | 25,000 | |||||||||
Hospitality Properties Trust | HPT | 44106M102 | 5/15/2007 | 2 | To approve an amendment to the declaration of trust that twill change the required shareholder vote for certain actions and provide that the required shareholder vote necessary for the election of trustee or to take certain other actions shall be set in the bylaws. | Mgmt | For | Yes | 25,000 | |||||||||
Hospitality Properties Trust | HPT | 44106M102 | 5/15/2007 | 3 | To approve amendments to our declaration of trust that will change the required shareholder vote for certain amendments to the declaration of trust or for termination of the trust. | Mgmt | For | Yes | 25,000 | |||||||||
Hospitality Properties Trust | HPT | 44106M102 | 5/15/2007 | 4 | To approve an amendment to the declaration of the trust that, subject to an express provision in the terms of any class or series of shares of beneficial interest, would authorize the board to divide or combine the outstanding shares of any class or series of beneficial interest without a shareholder vote. | Mgmt | For | Yes | 25,000 | |||||||||
Hospitality Properties Trust | HPT | 44106M102 | 5/15/2007 | 5 | To approve an amendment to the declaration of the trust to provide that any shareholder who violates the declaration of trust or bylaws will indemnify and hold the company harmless from and against all costs, expenses, penalties, fines and other amounts, including attorneys’ and other professional fees, all as more fully described in the proxy statement. | Mgmt | For | Yes | 25,000 | |||||||||
Hospitality Properties Trust | HPT | 44106M102 | 5/15/2007 | 6 | To approve the adjournment or postponement of the meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the meeting to elect a trustee as proposed in item 1 or to approve items 2,3,4, or 5. | Mgmt | For | Yes | 25,000 | |||||||||
Invitrogen Corporation | IVGN | 46185R100 | 4/19/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Per A. Peterson | Yes | 40,000 | |||||||||
Invitrogen Corporation | IVGN | 46185R100 | 4/19/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Bradley G. Lorimer | Yes | 40,000 | |||||||||
Invitrogen Corporation | IVGN | 46185R100 | 4/19/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Raymond G. Lorimier | Yes | 40,000 | |||||||||
Invitrogen Corporation | IVGN | 46185R100 | 4/19/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For D.C. U’Prichard | Yes | 40,000 | |||||||||
Invitrogen Corporation | IVGN | 46185R100 | 4/19/2007 | 2 | Ratification of Ernst & Young as independent auditors of the company for 2007 | Mgmt | For | Yes | 40,000 | |||||||||
Isis Pharmaceuticals, Inc. | ISIS | 464330109 | 5/17/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Stanley T. Crooke | Yes | 62,000 | |||||||||
Isis Pharmaceuticals, Inc. | ISIS | 464330109 | 5/17/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Joseph Klein , III | Yes | 62,000 | |||||||||
Isis Pharmaceuticals, Inc. | ISIS | 464330109 | 5/17/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For John C. Reed | Yes | 62,000 | |||||||||
Isis Pharmaceuticals, Inc. | ISIS | 464330109 | 5/17/2007 | 2 | Ratify the audit committee’s selection of Ernst & Young LLP as independent auditors for 2007 | Mgmt | For | Yes | 62,000 | |||||||||
Loews Corp. | LTR | 540424207 | 8/3/2006 | 1 | Amend charter to increase authorized shares of Loews common stock to 1.8 B | Mgmt | For | Yes | 50,000 | |||||||||
Loews Corp. | LTR | 540424207 | 8/3/2006 | 2 | Amend charter to reduce par value of Loews common stock to $0.01 per share | Mgmt | For | Yes | 50,000 | |||||||||
Magyar Telekom Ltd. | MTA | 559776109 | 10/9/2006 | 2 | Amendment of the articles of association of the company | Mgmt | For | Yes | 100,000 | |||||||||
Magyar Telekom Ltd. | MTA | 559776109 | 10/9/2006 | 3 | Amendment of the rules of procedure of the supervisory board | Mgmt | For | Yes | 100,000 | |||||||||
Magyar Telekom Ltd. | MTA | 559776109 | 10/9/2006 | 4 | Election of the members of the boards of directors | Mgmt | For | Yes | 100,000 | |||||||||
Magyar Telekom Ltd. | MTA | 559776109 | 10/9/2006 | 5 | Election of the members of the supervisory board | Mgmt | For | Yes | 100,000 | |||||||||
Magyar Telekom Ltd. | MTA | 559776109 | 10/9/2006 | 6 | Election of the members of the audit committee | Mgmt | For | Yes | 100,000 | |||||||||
Magyar Telekom Ltd. | MTA | 559776109 | 11/15/2006 | 2 | Decision on the annual report of the company and on the use of the profit after tax earned in 2005 | Mgmt | For | Yes | 100,000 | |||||||||
Magyar Telekom Ltd. | MTA | 559776109 | 11/15/2006 | 3 | Election of the company’s auditor and determination of its remuneration | Mgmt | For | Yes | 100,000 | |||||||||
MEMC Electronic Materials, Inc. | WFR | 552715104 | 10/25/2006 | 1 | ELECTION OF DIRECTORS | Mgmt | For Robert J. Boehlke | Yes | 40,000 | |||||||||
MEMC Electronic Materials, Inc. | WFR | 552715104 | 10/25/2006 | 1 | ELECTION OF DIRECTORS | Mgmt | For C. Douglas Marsh | Yes | 40,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 1 | Approval of the income statements and balance sheets | Mgmt | For | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 2 | Approval of a dividend of EUR 0.43 per share | Mgmt | For | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 3 | Approval of the discharge of the chairman, members of the board and the president from liability | Mgmt | For | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 4 | Approval of the amendment of the articles of association | Mgmt | For | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 5 | Approval of the remuneration to be paid to the members of the board | Mgmt | Against | No | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 6 | Approval of the composition of the board of directors | Mgmt | For | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 7 | ELECTION OF DIRECTORS | Mgmt | For Georg Ehrnrooth | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 7 | ELECTION OF DIRECTORS | Mgmt | For Lalita D. Gupte | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 7 | ELECTION OF DIRECTORS | Mgmt | For Daniel R. Hesse | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 7 | ELECTION OF DIRECTORS | Mgmt | For Dr. Bengt Holmstrom | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 7 | ELECTION OF DIRECTORS | Mgmt | For Dr. Henning Kagermann | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 7 | ELECTION OF DIRECTORS | Mgmt | For Olli- Pekka Kallasvuo | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 7 | ELECTION OF DIRECTORS | Mgmt | For Per Karlsson | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 7 | ELECTION OF DIRECTORS | Mgmt | For Jorma Ollila | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 7 | ELECTION OF DIRECTORS | Mgmt | For Dame Marjorie Scardino | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 7 | ELECTION OF DIRECTORS | Mgmt | For Keijo Suila | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 7 | ELECTION OF DIRECTORS | Mgmt | For Vesa Vainio | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 8 | Approval of the remuneration to be paid to the auditor | Mgmt | For | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 9 | Approval of the re-election of PWC as the auditors for 2007 | Mgmt | For | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 10 | Approval of the grant of stock options to selected personnel | Mgmt | For | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 11 | Approval of the reduction of the share issue premium | Mgmt | For | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 12 | Approval of the proposal of the board on the recording of the subscription price for shares issued based on stock options | Mgmt | For | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 13 | Approval of authorization to the board on the issuance of shares and special rights entitling to shares | Mgmt | For | Yes | 100,000 | |||||||||
Nokia Corp. | NOK | 654902204 | 5/3/2007 | 14 | Authorization to the board to repurchase Nokia shares | Mgmt | For | Yes | 100,000 | |||||||||
Omnicare, Inc. | OCR | 681904108 | 5/25/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Edward L. Hutton | Yes | 64,500 | |||||||||
Omnicare, Inc. | OCR | 681904108 | 5/25/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Joel F. Gemunder | Yes | 64,500 | |||||||||
Omnicare, Inc. | OCR | 681904108 | 5/25/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For John T. Crotty | Yes | 64,500 | |||||||||
Omnicare, Inc. | OCR | 681904108 | 5/25/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Charles H. Erhart, Jr | Yes | 64,500 | |||||||||
Omnicare, Inc. | OCR | 681904108 | 5/25/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Sandra E. Laney | Yes | 64,500 | |||||||||
Omnicare, Inc. | OCR | 681904108 | 5/25/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For A.R. Lindell | Yes | 64,500 | |||||||||
Omnicare, Inc. | OCR | 681904108 | 5/25/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For John H. Timoney | Yes | 64,500 | |||||||||
Omnicare, Inc. | OCR | 681904108 | 5/25/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Amy Wallman | Yes | 64,500 | |||||||||
Omnicare, Inc. | OCR | 681904108 | 5/25/2007 | 2 | To ratify the selection of independent registered public acc. Firm | Mgmt | For | Yes | 64,500 | |||||||||
Quest Diagnostics Inc. | DGX | 74834L100 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For John C. Baldwin | Yes | 80,000 | |||||||||
Quest Diagnostics Inc. | DGX | 74834L100 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Surya N. Mohapatra | Yes | 80,000 | |||||||||
Quest Diagnostics Inc. | DGX | 74834L100 | 5/8/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Gary M. Pfeiffer | Yes | 80,000 | |||||||||
Quest Diagnostics Inc. | DGX | 74834L100 | 5/8/2007 | 2 | Ratify selection of PWC LLP as our independent registered public accounting firm for 2007 | Mgmt | For | Yes | 80,000 | |||||||||
Saxon Capital Inc. | SAX | 80556T106 | 10/31/2006 | 1 | To approve, on the terms and subject to the conditions set forth in the agreement dated 9/8/2006 | Mgmt | For | Yes | 40,000 | |||||||||
Saxon Capital Inc. | SAX | 80556T106 | 10/31/2006 | 2 | To approve the adjournment of the special meeting to facilitate the approval of the merger proposal | Mgmt | For | Yes | 40,000 | |||||||||
Seagate Technology | STX | G7945J104 | 10/26/2006 | 1a | ELECTION OF DIRECTORS | Mgmt | For Frank J. Biondi | Yes | 150,000 | |||||||||
Seagate Technology | STX | G7945J104 | 10/26/2006 | 1b | ELECTION OF DIRECTORS | Mgmt | For William W. Bradley | Yes | 150,000 | |||||||||
Seagate Technology | STX | G7945J104 | 10/26/2006 | 1c | ELECTION OF DIRECTORS | Mgmt | For Michael R. Cannon | Yes | 150,000 | |||||||||
Seagate Technology | STX | G7945J104 | 10/26/2006 | 1d | ELECTION OF DIRECTORS | Mgmt | For James A. Davidson | Yes | 150,000 | |||||||||
Seagate Technology | STX | G7945J104 | 10/26/2006 | 1e | ELECTION OF DIRECTORS | Mgmt | For Donald E. Kiernan | Yes | 150,000 | |||||||||
Seagate Technology | STX | G7945J104 | 10/26/2006 | 1f | ELECTION OF DIRECTORS | Mgmt | For Stephen J. Luczo | Yes | 150,000 | |||||||||
Seagate Technology | STX | G7945J104 | 10/26/2006 | 1g | ELECTION OF DIRECTORS | Mgmt | For David F. Marquardt | Yes | 150,000 | |||||||||
Seagate Technology | STX | G7945J104 | 10/26/2006 | 1h | ELECTION OF DIRECTORS | Mgmt | For Lydia M. Marshall | Yes | 150,000 | |||||||||
Seagate Technology | STX | G7945J104 | 10/26/2006 | 1i | ELECTION OF DIRECTORS | Mgmt | For C.S. Park | Yes | 150,000 | |||||||||
Seagate Technology | STX | G7945J104 | 10/26/2006 | 1j | ELECTION OF DIRECTORS | Mgmt | For Gregorio Reyes | Yes | 150,000 | |||||||||
Seagate Technology | STX | G7945J104 | 10/26/2006 | 1k | ELECTION OF DIRECTORS | Mgmt | For John W. Thompson | Yes | 150,000 | |||||||||
Seagate Technology | STX | G7945J104 | 10/26/2006 | 1l | ELECTION OF DIRECTORS | Mgmt | For William D. Watkins | Yes | 150,000 | |||||||||
Seagate Technology | STX | G7945J104 | 10/26/2006 | 2 | Approve increase in shares eligible for issuance under 2004 stock compensation in 36 M shares | Mgmt | For | Yes | 150,000 | |||||||||
Seagate Technology | STX | G7945J104 | 10/26/2006 | 3 | Approve increase in issuable shares for purchase under employee stock purchase plan in 10M shares | Mgmt | For | Yes | 150,000 | |||||||||
Seagate Technology | STX | G7945J104 | 10/26/2006 | 4 | Ratify appointment of Ernst & Young LLP as independent registered accounting firm | Mgmt | For | Yes | 150,000 | |||||||||
Sepracor Inc. | SEPR | 817315104 | 5/15/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Digby Barrios | Yes | 40,000 | |||||||||
Sepracor Inc. | SEPR | 817315104 | 5/15/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Alan Sreigrod | Yes | 40,000 | |||||||||
Sepracor Inc. | SEPR | 817315104 | 5/15/2007 | 2 | Approve amendment to Sepracor’s 2000 stock incentive plan, increasing from 11.5M to 13.5 M, reserved for issuance under the 2000 plan. | Mgmt | For | Yes | 40,000 | |||||||||
Sepracor Inc. | SEPR | 817315104 | 5/15/2007 | 3 | Ratify selection of PWC LLP as Seapracor’s independent registered public accounting firm for the current year | Mgmt | For | Yes | 40,000 | |||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For R.J. Darnall | Yes | 60,000 | |||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For J.G. Drosdick | Yes | 60,000 | |||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For U.O Fairbairn | Yes | 60,000 | |||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For T.P. Gerrity | Yes | 60,000 | |||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For R.B. Greco | Yes | 60,000 | |||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For J.P. Jones, III | Yes | 60,000 | |||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For J.G. Kaiser | Yes | 60,000 | |||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For R.A. Pew | Yes | 60,000 | |||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For G.J. Ratcliffe | Yes | 60,000 | |||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For J.W. Rowe | Yes | 60,000 | |||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For J. K Wulff | Yes | 60,000 | |||||||||
Sunoco, Inc. | SUN | 86764P109 | 5/3/2007 | 2 | Ratification of Ernst & Young as independent registered public acc. Firm for 2007 | Mgmt | For | Yes | 60,000 | |||||||||
Texas Instruments Inc. | TXN | 882508104 | 4/19/2007 | 1a | ELECTION OF DIRECTORS | Mgmt | For J.R. Adams | Yes | 105,000 | |||||||||
Texas Instruments Inc. | TXN | 882508104 | 4/19/2007 | 1b | ELECTION OF DIRECTORS | Mgmt | For D.L. Boren | Yes | 105,000 | |||||||||
Texas Instruments Inc. | TXN | 882508104 | 4/19/2007 | 1c | ELECTION OF DIRECTORS | Mgmt | For D.A. Carp | Yes | 105,000 | |||||||||
Texas Instruments Inc. | TXN | 882508104 | 4/19/2007 | 1d | ELECTION OF DIRECTORS | Mgmt | For C.S. Cox | Yes | 105,000 | |||||||||
Texas Instruments Inc. | TXN | 882508104 | 4/19/2007 | 1e | ELECTION OF DIRECTORS | Mgmt | For T.J. Engibous | Yes | 105,000 | |||||||||
Texas Instruments Inc. | TXN | 882508104 | 4/19/2007 | 1f | ELECTION OF DIRECTORS | Mgmt | For D.R. Goode | Yes | 105,000 | |||||||||
Texas Instruments Inc. | TXN | 882508104 | 4/19/2007 | 1g | ELECTION OF DIRECTORS | Mgmt | For P.H. Patsley | Yes | 105,000 | |||||||||
Texas Instruments Inc. | TXN | 882508104 | 4/19/2007 | 1h | ELECTION OF DIRECTORS | Mgmt | For W.R. Sanders | Yes | 105,000 | |||||||||
Texas Instruments Inc. | TXN | 882508104 | 4/19/2007 | 1i | ELECTION OF DIRECTORS | Mgmt | For R.J. Simmons | Yes | 105,000 | |||||||||
Texas Instruments Inc. | TXN | 882508104 | 4/19/2007 | 1j | ELECTION OF DIRECTORS | Mgmt | For R.K. Templeton | Yes | 105,000 | |||||||||
Texas Instruments Inc. | TXN | 882508104 | 4/19/2007 | 1k | ELECTION OF DIRECTORS | Mgmt | For C.T. Whitman | Yes | 105,000 | |||||||||
Texas Instruments Inc. | TXN | 882508104 | 4/19/2007 | 2 | Board proposal to ratify appointment of Ernst & Young LLP as the company’s independent registered public accounting for 2007 | Mgmt | For | Yes | 105,000 | |||||||||
Transocean Inc. | RIG | G90078109 | 5/10/2007 | 1a | ELECTION OF DIRECTORS | Mgmt | For Robert L. Long | Yes | 25,000 | |||||||||
Transocean Inc. | RIG | G90078109 | 5/10/2007 | 1b | ELECTION OF DIRECTORS | Mgmt | For Martin B. McNamara | Yes | 25,000 | |||||||||
Transocean Inc. | RIG | G90078109 | 5/10/2007 | 1c | ELECTION OF DIRECTORS | Mgmt | For Robert M. Sprague | Yes | 25,000 | |||||||||
Transocean Inc. | RIG | G90078109 | 5/10/2007 | 1d | ELECTION OF DIRECTORS | Mgmt | For J. Michael Talbert | Yes | 25,000 | |||||||||
Transocean Inc. | RIG | G90078109 | 5/10/2007 | 2 | Approval of Ernst & Young LLP to serve as our independent registered public acc. Firm for 2007 | Mgmt | For | Yes | 25,000 | |||||||||
United Theraputics Corp. | UTHR | 91307C102 | 6/26/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Christopher Causey | Yes | 20,000 | |||||||||
United Theraputics Corp. | UTHR | 91307C102 | 6/26/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For R. Paul Gray | Yes | 20,000 | |||||||||
Valero Energy Corp. | VLO | 91913Y100 | 4/26/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Ruben M. Escobedo | Yes | 85,000 | |||||||||
Valero Energy Corp. | VLO | 91913Y100 | 4/26/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Bob Marbut | Yes | 85,000 | |||||||||
Valero Energy Corp. | VLO | 91913Y100 | 4/26/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Robert A. Profusek | Yes | 85,000 | |||||||||
Valero Energy Corp. | VLO | 91913Y100 | 4/26/2007 | 2 | Ratify of KPMG LLP as Valero’s independent registered public accounting firm for 2007 | Mgmt | For | Yes | 85,000 | |||||||||
Valero Energy Corp. | VLO | 91913Y100 | 4/26/2007 | 3 | S/H proposal - Director election majority vote | ShrHoldr | For | No | 85,000 | |||||||||
Valero Energy Corp. | VLO | 91913Y100 | 4/26/2007 | 4 | S/H proposal - Shareholder ratification of executive compensation proposal | ShrHoldr | For | No | 85,000 | |||||||||
Valero Energy Corp. | VLO | 91913Y100 | 4/26/2007 | 5 | S/H proposal - Supplemental executive retirement plan policy proposal | ShrHoldr | For | No | 85,000 | |||||||||
Walgreen Co. | WAG | 931422109 | 1/10/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For David W. Bernauer | Yes | 100,000 | |||||||||
Walgreen Co. | WAG | 931422109 | 1/10/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For William C. Foote | Yes | 100,000 | |||||||||
Walgreen Co. | WAG | 931422109 | 1/10/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For James J. Howard | Yes | 100,000 | |||||||||
Walgreen Co. | WAG | 931422109 | 1/10/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Alan G. McNally | Yes | 100,000 | |||||||||
Walgreen Co. | WAG | 931422109 | 1/10/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Cordell Reed | Yes | 100,000 | |||||||||
Walgreen Co. | WAG | 931422109 | 1/10/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Jeffrey A. Rein | Yes | 100,000 | |||||||||
Walgreen Co. | WAG | 931422109 | 1/10/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Nancy M. Schlichting | Yes | 100,000 | |||||||||
Walgreen Co. | WAG | 931422109 | 1/10/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For David Y. Schwartz | Yes | 100,000 | |||||||||
Walgreen Co. | WAG | 931422109 | 1/10/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For James A. Skinner | Yes | 100,000 | |||||||||
Walgreen Co. | WAG | 931422109 | 1/10/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Marilou M. Von Ferstel | Yes | 100,000 | |||||||||
Walgreen Co. | WAG | 931422109 | 1/10/2007 | 1 | ELECTION OF DIRECTORS | Mgmt | For Charles R. Walgreen III | Yes | 100,000 | |||||||||
Walgreen Co. | WAG | 931422109 | 1/10/2007 | 2 | Ratification of Deloitte & Touche LLP as independent registered public acc. firm | Mgmt | For | Yes | 100,000 | |||||||||
Walgreen Co. | WAG | 931422109 | 1/10/2007 | 3 | Approval of the amended and restated Walgreen Co. restricted performance share plan | Mgmt | For | Yes | 100,000 | |||||||||
Western Digital Corporation | WDC | 958102105 | 2/6/2007 | 1A | ELECTION OF DIRECTORS | Mgmt | For Matthew E. Massengill | Yes | 60,000 | |||||||||
Western Digital Corporation | WDC | 958102105 | 2/6/2007 | 1B | ELECTION OF DIRECTORS | Mgmt | For Peter D. Behrendt | Yes | 60,000 | |||||||||
Western Digital Corporation | WDC | 958102105 | 2/6/2007 | 1C | ELECTION OF DIRECTORS | Mgmt | For Kathleen A. Cote | Yes | 60,000 | |||||||||
Western Digital Corporation | WDC | 958102105 | 2/6/2007 | 1D | ELECTION OF DIRECTORS | Mgmt | For John F. Coyne | Yes | 60,000 | |||||||||
Western Digital Corporation | WDC | 958102105 | 2/6/2007 | 1E | ELECTION OF DIRECTORS | Mgmt | For Henry T. Dinero | Yes | 60,000 | |||||||||
Western Digital Corporation | WDC | 958102105 | 2/6/2007 | 1F | ELECTION OF DIRECTORS | Mgmt | For William L. Kimsey | Yes | 60,000 | |||||||||
Western Digital Corporation | WDC | 958102105 | 2/6/2007 | 1G | ELECTION OF DIRECTORS | Mgmt | For Michael D. Lambert | Yes | 60,000 | |||||||||
Western Digital Corporation | WDC | 958102105 | 2/6/2007 | 1H | ELECTION OF DIRECTORS | Mgmt | For Roger H. Moore | Yes | 60,000 | |||||||||
Western Digital Corporation | WDC | 958102105 | 2/6/2007 | 1I | ELECTION OF DIRECTORS | Mgmt | For Thomas E. Pardun | Yes | 60,000 | |||||||||
Western Digital Corporation | WDC | 958102105 | 2/6/2007 | 1J | ELECTION OF DIRECTORS | Mgmt | For Arif Shakeel | Yes | 60,000 | |||||||||
Western Digital Corporation | WDC | 958102105 | 2/6/2007 | 2 | Ratify appointment of KPMG LLP as independent registered public acc. firm for Western Digital Corp. y/e 06/29/07 | Mgmt | For | Yes | 60,000 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Advent/Claymore Enhanced Growth & Income Fund
By: | /s/ Tracy V. Maitland | |
Name: | Tracy V. Maitland | |
Title: | President and Chief Executive Officer | |
Date: | August 14, 2007 |