UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21506
Name of Fund: BlackRock Enhanced Capital and Income Fund, Inc. (CII)
Fund Address: 100 Bellevue Parkway, Wilmington, DE 19809
Name and address of agent for service: John Perlowski, Chief Executive Officer, BlackRock Enhanced Capital and Income Fund, Inc., 55 East 52nd Street, New York City, NY 10055.
Registrant’s telephone number, including area code: (800) 882-0052, Option 4
Date of fiscal year end: 12/31
Date of reporting period: 07/01/2019 – 06/30/2020
Item 1 – Proxy Voting Record – Attached hereto.
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-21506 Reporting Period: 07/01/2019 - 06/30/2020 BlackRock Enhanced Capital and Income Fund, Inc. =============== BlackRock Enhanced Capital and Income Fund, Inc. =============== ALLY FINANCIAL INC. Ticker: ALLY Security ID: 02005N100 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Franklin W. Hobbs For For Management 1.2 Elect Director Kenneth J. Bacon For For Management 1.3 Elect Director Katryn (Trynka) For For Management Shineman Blake 1.4 Elect Director Maureen A. For For Management Breakiron-Evans 1.5 Elect Director William H. Cary For For Management 1.6 Elect Director Mayree C. Clark For For Management 1.7 Elect Director Kim S. Fennebresque For For Management 1.8 Elect Director Marjorie Magner For For Management 1.9 Elect Director Brian H. Sharples For For Management 1.10 Elect Director John J. Stack For For Management 1.11 Elect Director Michael F. Steib For For Management 1.12 Elect Director Jeffrey J. Brown For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director Sundar Pichai For For Management 1.4 Elect Director John L. Hennessy For For Management 1.5 Elect Director Frances H. Arnold For For Management 1.6 Elect Director L. John Doerr For For Management 1.7 Elect Director Roger W. Ferguson Jr. For For Management 1.8 Elect Director Ann Mather For Withhold Management 1.9 Elect Director Alan R. Mulally For For Management 1.10 Elect Director K. Ram Shiram For For Management 1.11 Elect Director Robin L. Washington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Report on Arbitration of Against Against Shareholder Employment-Related Claims 7 Establish Human Rights Risk Oversight Against Against Shareholder Committee 8 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors 9 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 10 Report on Takedown Requests Against Against Shareholder 11 Require a Majority Vote for the Against Against Shareholder Election of Directors 12 Report on Gender/Racial Pay Gap Against Against Shareholder 13 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 14 Report on Whistleblower Policies and Against Against Shareholder Practices -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Casteen, III For For Management 1b Elect Director Dinyar S. Devitre For For Management 1c Elect Director Thomas F. Farrell, II For For Management 1d Elect Director Debra J. Kelly-Ennis For For Management 1e Elect Director W. Leo Kiely, III For For Management 1f Elect Director Kathryn B. McQuade For For Management 1g Elect Director George Munoz For For Management 1h Elect Director Mark E. Newman For For Management 1i Elect Director Nabil Y. Sakkab For For Management 1j Elect Director Virginia E. Shanks For For Management 1k Elect Director Howard A. Willard, III None None Management *Withdrawn Resolution* 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against Against Shareholder 6 Report on Underage Tobacco Prevention Against Against Shareholder Policies -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Jamie S. Gorelick For For Management 1d Elect Director Daniel P. Huttenlocher For For Management 1e Elect Director Judith A. McGrath For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Jonathan J. Rubinstein For For Management 1h Elect Director Thomas O. Ryder For For Management 1i Elect Director Patricia Q. Stonesifer For For Management 1j Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Report on Management of Food Waste Against Against Shareholder 6 Report on Customers' Use of its Against Against Shareholder Surveillance and Computer Vision Products or Cloud-Based Services 7 Report on Potential Human Rights Against Against Shareholder Impacts of Customers' Use of Rekognition 8 Report on Products Promoting Hate Against Against Shareholder Speech and Sales of Offensive Products 9 Require Independent Board Chairman Against Against Shareholder 10 Report on Global Median Gender/Racial Against Against Shareholder Pay Gap 11 Report on Reducing Environmental and Against Against Shareholder Health Harms to Communities of Color 12 Report on Viewpoint Discrimination Against Against Shareholder 13 Report on Promotion Velocity Against Against Shareholder 14 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 15 Human Rights Risk Assessment Against Against Shareholder 16 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- ANTHEM, INC. Ticker: ANTM Security ID: 036752103 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gail K. Boudreaux For For Management 1.2 Elect Director R. Kerry Clark For For Management 1.3 Elect Director Robert L. Dixon, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 26, 2020 Meeting Type: Annual Record Date: JAN 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Andrea Jung For For Management 1e Elect Director Art Levinson For For Management 1f Elect Director Ron Sugar For For Management 1g Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Amendments Against Against Shareholder 5 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 6 Report on Freedom of Expression and Against Against Shareholder Access to Information Policies -------------------------------------------------------------------------------- ASSURED GUARANTY LTD. Ticker: AGO Security ID: G0585R106 Meeting Date: MAY 06, 2020 Meeting Type: Annual Record Date: MAR 13, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Francisco L. Borges For For Management 1b Elect Director G. Lawrence Buhl For For Management 1c Elect Director Dominic J. Frederico For For Management 1d Elect Director Bonnie L. Howard For For Management 1e Elect Director Thomas W. Jones For For Management 1f Elect Director Patrick W. Kenny For For Management 1g Elect Director Alan J. Kreczko For For Management 1h Elect Director Simon W. Leathes For For Management 1i Elect Director Michael T. O'Kane For For Management 1j Elect Director Yukiko Omura For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4aa Elect Howard W. Albert as Director of For For Management Assured Guaranty Re Ltd 4ab Elect Robert A. Bailenson as Director For For Management of Assured Guaranty Re Ltd 4ac Elect Russell B. Brewer, II as For For Management Director of Assured Guaranty Re Ltd 4ad Elect Gary Burnet as Director of For For Management Assured Guaranty Re Ltd 4ae Elect Ling Chow as Director of Assured For For Management Guaranty Re Ltd 4af Elect Stephen Donnarumma as Director For For Management of Assured Guaranty Re Ltd 4ag Elect Dominic J. Frederico as Director For For Management of Assured Guaranty Re Ltd 4ah Elect Walter A. Scott as Director of For For Management Assured Guaranty Re Ltd 4B Ratify PricewaterhouseCoopers LLP as For For Management Auditor of Assured Guaranty Re Ltd -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: APR 22, 2020 Meeting Type: Annual Record Date: MAR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sharon L. Allen For For Management 1b Elect Director Susan S. Bies For For Management 1c Elect Director Jack O. Bovender, Jr. For For Management 1d Elect Director Frank P. Bramble, Sr. For For Management 1e Elect Director Pierre J.P. de Weck For For Management 1f Elect Director Arnold W. Donald For For Management 1g Elect Director Linda P. Hudson For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Thomas J. May For For Management 1j Elect Director Brian T. Moynihan For For Management 1k Elect Director Lionel L. Nowell, III For For Management 1l Elect Director Denise L. Ramos For For Management 1m Elect Director Clayton S. Rose For For Management 1n Elect Director Michael D. White For For Management 1o Elect Director Thomas D. Woods For For Management 1p Elect Director R. David Yost For For Management 1q Elect Director Maria T. Zuber For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Proxy Access Right Against Against Shareholder 5 Provide Right to Act by Written Consent Against Against Shareholder 6 Report on Gender Pay Gap Against Against Shareholder 7 Review of Statement of the Purpose of Against Against Shareholder a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices -------------------------------------------------------------------------------- BIOGEN INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexander J. Denner For For Management 1b Elect Director Caroline D. Dorsa For For Management 1c Elect Director William A. Hawkins For For Management 1d Elect Director Nancy L. Leaming For For Management 1e Elect Director Jesus B. Mantas For For Management 1f Elect Director Richard C. Mulligan For For Management 1g Elect Director Robert W. Pangia For For Management 1h Elect Director Stelios Papadopoulos For For Management 1i Elect Director Brian S. Posner For For Management 1j Elect Director Eric K. Rowinsky For For Management 1k Elect Director Stephen A. Sherwin For For Management 1l Elect Director Michel Vounatsos For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Ticker: BKNG Security ID: 09857L108 Meeting Date: JUN 04, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Jeffery H. Boyd For For Management 1.3 Elect Director Glenn D. Fogel For For Management 1.4 Elect Director Mirian M. Graddick-Weir For For Management 1.5 Elect Director Wei Hopeman For For Management 1.6 Elect Director Robert J. Mylod, Jr. For For Management 1.7 Elect Director Charles H. Noski For For Management 1.8 Elect Director Nicholas J. Read For For Management 1.9 Elect Director Thomas E. Rothman For For Management 1.10 Elect Director Bob van Dijk For For Management 1.11 Elect Director Lynn M. Vojvodich For For Management 1.12 Elect Director Vanessa A. Wittman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- BP PLC Ticker: BP Security ID: 055622104 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4(a) Elect Bernard Looney as Director For For Management 4(b) Re-elect Brian Gilvary as Director For For Management 4(c) Re-elect Dame Alison Carnwath as For For Management Director 4(d) Re-elect Pamela Daley as Director For For Management 4(e) Re-elect Sir Ian Davis as Director For For Management 4(f) Re-elect Dame Ann Dowling as Director For For Management 4(g) Re-elect Helge Lund as Director For For Management 4(h) Re-elect Melody Meyer as Director For For Management 4(i) Re-elect Brendan Nelson as Director For For Management 4(j) Re-elect Paula Reynolds as Director For For Management 4(k) Re-elect Sir John Sawers as Director For For Management 5 Reappoint Deloitte LLP as Auditors For For Management 6 Authorise Audit Committee to Fix For For Management Remuneration of Auditors 7 Approve Executive Directors' Incentive For For Management Plan 8 Authorise EU Political Donations and For For Management Expenditure 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Issue of Equity without For For Management Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment 12 Authorise Market Purchase of Ordinary For For Management Shares 13 Authorise the Company to Call General For For Management Meeting with Two Weeks' Notice -------------------------------------------------------------------------------- CDK GLOBAL, INC. Ticker: CDK Security ID: 12508E101 Meeting Date: NOV 21, 2019 Meeting Type: Annual Record Date: SEP 23, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Willie A. Deese For For Management 1c Elect Director Amy J. Hillman For For Management 1d Elect Director Brian M. Krzanich For For Management 1e Elect Director Stephen A. Miles For For Management 1f Elect Director Robert E. Radway For For Management 1g Elect Director Stephen F. Schuckenbrock For For Management 1h Elect Director Frank S. Sowinski For For Management 1i Elect Director Eileen J. Voynick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director John B. Frank For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Charles W. Moorman, IV For For Management 1f Elect Director Dambisa F. Moyo For For Management 1g Elect Director Debra Reed-Klages For For Management 1h Elect Director Ronald D. Sugar For For Management 1i Elect Director D. James Umpleby, III For For Management 1j Elect Director Michael K. Wirth For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Establish Board Committee on Climate Against Against Shareholder Risk 6 Report on Climate Lobbying Aligned Against For Shareholder with Paris Agreement Goals 7 Report on Petrochemical Risk Against Against Shareholder 8 Report on Human Rights Practices Against Against Shareholder 9 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 10 Require Independent Board Chair Against Against Shareholder -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: DEC 10, 2019 Meeting Type: Annual Record Date: OCT 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director M. Michele Burns For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Michael D. Capellas For For Management 1d Elect Director Mark Garrett For For Management 1e Elect Director Kristina M. Johnson For For Management 1f Elect Director Roderick C. McGeary For For Management 1g Elect Director Charles H. Robbins For For Management 1h Elect Director Arun Sarin For For Management 1i Elect Director Brenton L. Saunders For For Management 1j Elect Director Carol B. Tome For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Vinita Bali For For Management 1c Elect Director Maureen Breakiron-Evans For For Management 1d Elect Director Archana Deskus For For Management 1e Elect Director John M. Dineen For For Management 1f Elect Director John N. Fox, Jr. For For Management 1g Elect Director Brian Humphries For For Management 1h Elect Director Leo S. Mackay, Jr. For For Management 1i Elect Director Michael Patsalos-Fox For For Management 1j Elect Director Joseph M. Velli For For Management 1k Elect Director Sandra S. Wijnberg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Madeline S. Bell For For Management 1.3 Elect Director Naomi M. Bergman For For Management 1.4 Elect Director Edward D. Breen For For Management 1.5 Elect Director Gerald L. Hassell For For Management 1.6 Elect Director Jeffrey A. Honickman For For Management 1.7 Elect Director Maritza G. Montiel For For Management 1.8 Elect Director Asuka Nakahara For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Brian L. Roberts For For Management 2 Ratify Deloitte & Touche LLP as Auditor For For Management 3 Amend Stock Option Plan For For Management 4 Amend Restricted Stock Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against Against Shareholder 8 Report on Risks Posed by Failing to Against Against Shareholder Prevent Sexual Harassment -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 12, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charles E. Bunch For For Management 1b Elect Director Caroline Maury Devine For For Management 1c Elect Director John V. Faraci For For Management 1d Elect Director Jody Freeman For For Management 1e Elect Director Gay Huey Evans For For Management 1f Elect Director Jeffrey A. Joerres For For Management 1g Elect Director Ryan M. Lance For For Management 1h Elect Director William H. McRaven For For Management 1i Elect Director Sharmila Mulligan For For Management 1j Elect Director Arjun N. Murti For For Management 1k Elect Director Robert A. Niblock For For Management 1l Elect Director David T. Seaton For For Management 1m Elect Director R. A. Walker For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CORTEVA, INC. Ticker: CTVA Security ID: 22052L104 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director Robert A. Brown For For Management 1c Elect Director James C. Collins, Jr. For For Management 1d Elect Director Klaus A. Engel For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Lois D. Juliber For For Management 1g Elect Director Rebecca B. Liebert For For Management 1h Elect Director Marcos M. Lutz For For Management 1i Elect Director Nayaki Nayyar For For Management 1j Elect Director Gregory R. Page For For Management 1k Elect Director Lee M. Thomas For For Management 1l Elect Director Patrick J. Ward For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 5 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- D.R. HORTON, INC. Ticker: DHI Security ID: 23331A109 Meeting Date: JAN 22, 2020 Meeting Type: Annual Record Date: DEC 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald R. Horton For For Management 1b Elect Director Barbara K. Allen For For Management 1c Elect Director Brad S. Anderson For For Management 1d Elect Director Michael R. Buchanan For For Management 1e Elect Director Michael W. Hewatt For For Management 1f Elect Director Maribess L. Miller For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Ticker: DG Security ID: 256677105 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: MAR 19, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warren F. Bryant For For Management 1b Elect Director Michael M. Calbert For For Management 1c Elect Director Sandra B. Cochran None None Management *Withdrawn Resolution* 1d Elect Director Patricia D. Fili-Krushel For For Management 1e Elect Director Timothy I. McGuire For For Management 1f Elect Director William C. Rhodes, III For For Management 1g Elect Director Debra A. Sandler For For Management 1h Elect Director Ralph E. Santana For For Management 1i Elect Director Todd J. Vasos For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Approve Charter Amendment to Replace For For Management Supermajority Vote Requirements with a Majority Vote Requirement 5 Approve Bylaw Amendment to Replace For For Management Supermajority Vote Requirements with a Majority Vote Requirement -------------------------------------------------------------------------------- DOLLAR TREE, INC. Ticker: DLTR Security ID: 256746108 Meeting Date: JUN 11, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arnold S. Barron For For Management 1b Elect Director Gregory M. Bridgeford For For Management 1c Elect Director Thomas W. Dickson For For Management 1d Elect Director Lemuel E. Lewis For For Management 1e Elect Director Jeffrey G. Naylor For For Management 1f Elect Director Gary M. Philbin For For Management 1g Elect Director Bob Sasser For For Management 1h Elect Director Thomas A. Saunders, III For For Management 1i Elect Director Stephanie P. Stahl For For Management 1j Elect Director Carrie A. Wheeler For For Management 1k Elect Director Thomas E. Whiddon For For Management 1l Elect Director Carl P. Zeithaml For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Greenhouse Gas Emissions Against Against Shareholder Goals -------------------------------------------------------------------------------- E*TRADE FINANCIAL CORPORATION Ticker: ETFC Security ID: 269246401 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard J. Carbone For For Management 1b Elect Director Robert J. Chersi For For Management 1c Elect Director Jaime W. Ellertson For For Management 1d Elect Director James P. Healy For For Management 1e Elect Director Kevin T. Kabat For For Management 1f Elect Director James Lam For For Management 1g Elect Director Rodger A. Lawson For For Management 1h Elect Director Shelley B. Leibowitz For For Management 1i Elect Director Michael A. Pizzi For For Management 1j Elect Director Rebecca Saeger For For Management 1k Elect Director Donna L. Weaver For For Management 1l Elect Director Joshua A. Weinreich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Adopt Simple Majority Vote None For Shareholder -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 27, 2020 Meeting Type: Annual Record Date: APR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For Withhold Management 1.3 Elect Director Andrew W. Houston For For Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For For Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For For Management 1.8 Elect Director Tracey T. Travis For For Management 1.9 Elect Director Mark Zuckerberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Non-Employee Director For For Management Compensation Policy 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against Against Shareholder 6 Require a Majority Vote for the Against Against Shareholder Election of Directors 7 Report on Political Advertising Against Against Shareholder 8 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 9 Report on Civil and Human Rights Risk Against Against Shareholder Assessment 10 Report on Online Child Sexual Against Against Shareholder Exploitation 11 Report on Median Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- FORTIVE CORPORATION Ticker: FTV Security ID: 34959J108 Meeting Date: JUN 02, 2020 Meeting Type: Annual Record Date: APR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Kate D. Mitchell For For Management 1B Elect Director Mitchell P. Rales For For Management 1C Elect Director Steven M. Rales For For Management 1D Elect Director Jeannine Sargent For For Management 1E Elect Director Alan G. Spoon For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 16, 2020 Meeting Type: Annual Record Date: APR 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary T. Barra For For Management 1b Elect Director Wesley G. Bush For For Management 1c Elect Director Linda R. Gooden For For Management 1d Elect Director Joseph Jimenez For For Management 1e Elect Director Jane L. Mendillo For For Management 1f Elect Director Judith A. Miscik For For Management 1g Elect Director Patricia F. Russo For For Management 1h Elect Director Thomas M. Schoewe For For Management 1i Elect Director Theodore M. Solso For For Management 1j Elect Director Carol M. Stephenson For For Management 1k Elect Director Devin N. Wenig For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Omnibus Stock Plan For For Management 6 Provide Right to Act by Written Consent Against Against Shareholder 7 Amend Proxy Access Right Against Against Shareholder 8 Report on Human Rights Policy Against Against Shareholder Implementation 9 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- HUBBELL INCORPORATED Ticker: HUBB Security ID: 443510607 Meeting Date: MAY 05, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlos M. Cardoso For For Management 1.2 Elect Director Anthony J. Guzzi For For Management 1.3 Elect Director Neal J. Keating For For Management 1.4 Elect Director Bonnie C. Lind For For Management 1.5 Elect Director John F. Malloy For For Management 1.6 Elect Director David G. Nord For For Management 1.7 Elect Director John G. Russell For For Management 1.8 Elect Director Steven R. Shawley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 24, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Frank J. Bisignano For For Management 1c Elect Director Bruce D. Broussard For For Management 1d Elect Director Frank A. D'Amelio For For Management 1e Elect Director W. Roy Dunbar For For Management 1f Elect Director Wayne A.I. Frederick For For Management 1g Elect Director John W. Garratt For For Management 1h Elect Director David A. Jones, Jr. For For Management 1i Elect Director Karen W. Katz For For Management 1j Elect Director William J. McDonald For For Management 1k Elect Director James J. O'Brien For For Management 1l Elect Director Marissa T. Peterson For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 19, 2020 Meeting Type: Annual Record Date: MAR 20, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For For Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Lee R. Raymond For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Require Independent Board Chair Against Against Shareholder 5 Report on Reputational Risk Related to Against Against Shareholder Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. 6 Report on Climate Change Against Against Shareholder 7 Amend Shareholder Written Consent Against Against Shareholder Provisions 8 Report on Charitable Contributions Against Against Shareholder 9 Report on Gender/Racial Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- KONINKLIJKE PHILIPS NV Ticker: PHIA Security ID: 500472303 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 President's Speech None None Management 2.a Receive Explanation on Company's None None Management Reserves and Dividend Policy 2.b Adopt Financial Statements and For For Management Statutory Reports 2.c Approve Dividends of EUR 0.85 Per Share For For Management 2.d Approve Remuneration Report For For Management 2.e Approve Discharge of Management Board For For Management 2.f Approve Discharge of Supervisory Board For For Management 3.a Approve Remuneration Policy for For For Management Management Board 3.b Approve Long Term Incentive Plan for For For Management Management Board Members 3.c Approve Remuneration Policy for For For Management Supervisory Board 4.a Reelect N. Dhawan to Supervisory Board For For Management 4.b Elect F. Sijbesma to Supervisory Board For For Management 4.c Elect P. Loscher to Supervisory Board For For Management 5.a Grant Board Authority to Issue Shares For For Management 5.b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Cancellation of Repurchased For For Management Shares 8 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- KONINKLIJKE PHILIPS NV Ticker: PHIA Security ID: 500472303 Meeting Date: JUN 26, 2020 Meeting Type: Special Record Date: MAY 29, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of EUR 0.85 Per Share For For Management -------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS Ticker: LH Security ID: 50540R409 Meeting Date: MAY 13, 2020 Meeting Type: Annual Record Date: MAR 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For For Management 1b Elect Director Jean-Luc Belingard For For Management 1c Elect Director Jeffrey A. Davis For For Management 1d Elect Director D. Gary Gilliland For For Management 1e Elect Director Garheng Kong For For Management 1f Elect Director Peter M. Neupert For For Management 1g Elect Director Richelle P. Parham For For Management 1h Elect Director Adam H. Schechter For For Management 1i Elect Director R. Sanders Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Ticker: LOW Security ID: 548661107 Meeting Date: MAY 29, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raul Alvarez For For Management 1.2 Elect Director David H. Batchelder For For Management 1.3 Elect Director Angela F. Braly For For Management 1.4 Elect Director Sandra B. Cochran For For Management 1.5 Elect Director Laurie Z. Douglas For For Management 1.6 Elect Director Richard W. Dreiling For For Management 1.7 Elect Director Marvin R. Ellison For For Management 1.8 Elect Director Brian C. Rogers For For Management 1.9 Elect Director Bertram L. Scott For For Management 1.10 Elect Director Lisa W. Wardell For For Management 1.11 Elect Director Eric C. Wiseman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 04, 2019 Meeting Type: Annual Record Date: OCT 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Sandra E. Peterson For For Management 1.7 Elect Director Penny S. Pritzker For For Management 1.8 Elect Director Charles W. Scharf For For Management 1.9 Elect Director Arne M. Sorenson For For Management 1.10 Elect Director John W. Stanton For For Management 1.11 Elect Director John W. Thompson For For Management 1.12 Elect Director Emma N. Walmsley For For Management 1.13 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- MOLSON COORS BEVERAGE COMPANY Ticker: TAP Security ID: 60871R209 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 26, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger G. Eaton For For Management 1.2 Elect Director Charles M. Herington For For Management 1.3 Elect Director H. Sanford Riley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NORFOLK SOUTHERN CORPORATION Ticker: NSC Security ID: 655844108 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas D. Bell, Jr. For For Management 1b Elect Director Mitchell E. Daniels, Jr. For For Management 1c Elect Director Marcela E. Donadio For For Management 1d Elect Director John C. Huffard, Jr. For For Management 1e Elect Director Christopher T. Jones For For Management 1f Elect Director Thomas C. Kelleher For For Management 1g Elect Director Steven F. Leer For For Management 1h Elect Director Michael D. Lockhart For For Management 1i Elect Director Amy E. Miles For For Management 1j Elect Director Claude Mongeau For For Management 1k Elect Director Jennifer F. Scanlon For For Management 1l Elect Director James A. Squires For For Management 1m Elect Director John R. Thompson For For Management 2a Amend Articles Re: Voting Standard for For For Management Amendment of Articles 2b Amend Articles Re: Simple Majority For For Management Voting Standard to Approve Merger, Share Exchange, Conversion, Sale,or Dissolution of the Corporation 2c Amend Articles Re: Simple Majority For For Management Voting Standard to Approve Re-Domestication of the Corporation and Affiliated Transactions 3 Ratify KPMG LLP as Auditor For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: 66987V109 Meeting Date: FEB 28, 2020 Meeting Type: Annual Record Date: JAN 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.95 per Share 4 Approve CHF 30.2 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5.1 Approve Remuneration of Directors in For For Management the Amount of CHF 9 Million 5.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 93 Million 5.3 Approve Remuneration Report For For Management 6.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 6.2 Reelect Nancy Andrews as Director For For Management 6.3 Reelect Ton Buechner as Director For For Management 6.4 Reelect Patrice Bula as Director For For Management 6.5 Reelect Srikant Datar as Director For For Management 6.6 Reelect Elizabeth Doherty as Director For For Management 6.7 Reelect Ann Fudge as Director For For Management 6.8 Reelect Frans van Houten as Director For For Management 6.9 Reelect Andreas von Planta as Director For Abstain Management 6.10 Reelect Charles Sawyers as Director For For Management 6.11 Reelect Enrico Vanni as Director For For Management 6.12 Reelect William Winters as Director For For Management 6.13 Elect Bridgette Heller as Director For For Management 6.14 Elect Simon Moroney as Director For For Management 7.1 Reappoint Patrice Bula as Member of For For Management the Compensation Committee 7.2 Reappoint Srikant Datar as Member of For For Management the Compensation Committee 7.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 7.4 Reappoint William Winters as Member of For For Management the Compensation Committee 7.5 Appoint Bridgette Heller as Member of For For Management the Compensation Committee 8 Ratify PricewaterhouseCoopers AG as For For Management Auditors 9 Designate Peter Zahn as Independent For For Management Proxy 10 Transact Other Business (Voting) For Abstain Management -------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. Ticker: ORLY Security ID: 67103H107 Meeting Date: MAY 14, 2020 Meeting Type: Annual Record Date: MAR 16, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David O'Reilly For For Management 1b Elect Director Larry O'Reilly For For Management 1c Elect Director Greg Henslee For For Management 1d Elect Director Jay D. Burchfield For For Management 1e Elect Director Thomas T. Hendrickson For For Management 1f Elect Director John R. Murphy For For Management 1g Elect Director Dana M. Perlman For For Management 1h Elect Director Maria A. Sastre For For Management 1i Elect Director Andrea M. Weiss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Reduce Ownership Threshold for For For Management Shareholders to Call Special Meeting 5 Amend Articles of Incorporation For For Management 6 Report on Material Human Capital Risks Against Against Shareholder 7 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald E. Blaylock For For Management 1.2 Elect Director Albert Bourla For For Management 1.3 Elect Director W. Don Cornwell For For Management 1.4 Elect Director Joseph J. Echevarria For For Management 1.5 Elect Director Scott Gottlieb For For Management 1.6 Elect Director Helen H. Hobbs For For Management 1.7 Elect Director Susan Hockfield For For Management 1.8 Elect Director James M. Kilts For For Management 1.9 Elect Director Dan R. Littman For For Management 1.10 Elect Director Shantanu Narayen For For Management 1.11 Elect Director Suzanne Nora Johnson For For Management 1.12 Elect Director James Quincey For For Management 1.13 Elect Director James C. Smith For For Management 2 Ratify KPMG LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Amend Proxy Access Right Against Against Shareholder 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Require Independent Board Chair Against Against Shareholder 8 Report on Gender Pay Gap Against Against Shareholder 9 Elect Director Susan Desmond-Hellmann For For Management -------------------------------------------------------------------------------- QUANTA SERVICES, INC. Ticker: PWR Security ID: 74762E102 Meeting Date: MAY 28, 2020 Meeting Type: Annual Record Date: MAR 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Earl C. (Duke) Austin, For For Management Jr. 1.2 Elect Director Doyle N. Beneby For For Management 1.3 Elect Director J. Michal Conaway For For Management 1.4 Elect Director Vincent D. Foster For For Management 1.5 Elect Director Bernard Fried For For Management 1.6 Elect Director Worthing F. Jackman For For Management 1.7 Elect Director David M. McClanahan For For Management 1.8 Elect Director Margaret B. Shannon For For Management 1.9 Elect Director Pat Wood, III For For Management 1.10 Elect Director Martha B. Wyrsch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. Ticker: RHI Security ID: 770323103 Meeting Date: MAY 20, 2020 Meeting Type: Annual Record Date: MAR 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julia L. Coronado For For Management 1.2 Elect Director Dirk A. Kempthorne For For Management 1.3 Elect Director Harold M. Messmer, Jr. For For Management 1.4 Elect Director Marc H. Morial For For Management 1.5 Elect Director Barbara J. Novogradac For For Management 1.6 Elect Director Robert J. Pace For For Management 1.7 Elect Director Frederick A. Richman For For Management 1.8 Elect Director M. Keith Waddell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor -------------------------------------------------------------------------------- SANOFI Ticker: SAN Security ID: 80105N105 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Treatment of Losses and For For Management Dividends of EUR 3.15 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Ratify Appointment of Paul Hudson as For For Management Director 6 Reelect Laurent Attal as Director For For Management 7 Reelect Carole Piwnica as Director For For Management 8 Reelect Diane Souza as Director For Against Management 9 Reelect Thomas Sudhof as Director For For Management 10 Elect Rachel Duan as Director For Against Management 11 Elect Lise Kingo as Director For For Management 12 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 2 Million 13 Approve Remuneration Policy of For For Management Directors 14 Approve Remuneration Policy of For For Management Chairman of the Board 15 Approve Remuneration Policy of CEO For For Management 16 Approve Compensation Report of For For Management Corporate Officers 17 Approve Compensation of Serge For For Management Weinberg, Chairman of the Board 18 Approve Compensation of Paul Hudson, For For Management CEO Since Sept. 1, 2019 19 Approve Compensation of Olivier For Against Management Brandicourt, CEO Until Aug. 31, 2019 20 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SKECHERS U.S.A., INC. Ticker: SKX Security ID: 830566105 Meeting Date: MAY 21, 2020 Meeting Type: Annual Record Date: MAR 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine Blair For For Management 1.2 Elect Director Geyer Kosinski For For Management 1.3 Elect Director Richard Rappaport For For Management 1.4 Elect Director Richard Siskind For For Management 2 Adopt a Comprehensive Human Rights Against Against Shareholder Policy 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SONY CORP. Ticker: 6758 Security ID: 835699307 Meeting Date: JUN 26, 2020 Meeting Type: Annual Record Date: MAR 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Change Company Name For For Management 2.1 Elect Director Yoshida, Kenichiro For For Management 2.2 Elect Director Totoki, Hiroki For For Management 2.3 Elect Director Sumi, Shuzo For For Management 2.4 Elect Director Tim Schaaff For For Management 2.5 Elect Director Matsunaga, Kazuo For For Management 2.6 Elect Director Oka, Toshiko For For Management 2.7 Elect Director Akiyama, Sakie For For Management 2.8 Elect Director Wendy Becker For For Management 2.9 Elect Director Hatanaka, Yoshihiko For For Management 2.10 Elect Director Adam Crozier For For Management 2.11 Elect Director Kishigami, Keiko For For Management 2.12 Elect Director Joseph A. Kraft Jr For For Management 3 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- SUNTRUST BANKS, INC. Ticker: STI Security ID: 867914103 Meeting Date: JUL 30, 2019 Meeting Type: Special Record Date: JUN 24, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: 874039100 Meeting Date: JUN 09, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Business Operations Report and For For Management Financial Statements 2 Amend Procedures for Lending Funds to For For Management Other Parties 3.1 Elect Yancey Hai, with SHAREHOLDER NO. For For Management D100708xxx as Independent Director -------------------------------------------------------------------------------- THE AES CORPORATION Ticker: AES Security ID: 00130H105 Meeting Date: APR 23, 2020 Meeting Type: Annual Record Date: MAR 03, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Janet G. Davidson For For Management 1.2 Elect Director Andres R. Gluski For For Management 1.3 Elect Director Tarun Khanna For For Management 1.4 Elect Director Holly K. Koeppel For For Management 1.5 Elect Director Julia M. Laulis For For Management 1.6 Elect Director James H. Miller For For Management 1.7 Elect Director Alain Monie For For Management 1.8 Elect Director John B. Morse, Jr. For For Management 1.9 Elect Director Moises Naim For For Management 1.10 Elect Director Jeffrey W. Ubben For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Shareholder Approval of Bylaw Against Against Shareholder and Charter Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- THE J. M. SMUCKER COMPANY Ticker: SJM Security ID: 832696405 Meeting Date: AUG 14, 2019 Meeting Type: Annual Record Date: JUN 17, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kathryn W. Dindo For For Management 1b Elect Director Paul J. Dolan For For Management 1c Elect Director Jay L. Henderson For For Management 1d Elect Director Gary A. Oatey For For Management 1e Elect Director Kirk L. Perry For For Management 1f Elect Director Sandra Pianalto For For Management 1g Elect Director Nancy Lopez Russell For For Management 1h Elect Director Alex Shumate For For Management 1i Elect Director Mark T. Smucker For For Management 1j Elect Director Richard K. Smucker For For Management 1k Elect Director Timothy P. Smucker For For Management 1l Elect Director Dawn C. Willoughby For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRUIST FINANCIAL CORPORATION Ticker: TFC Security ID: 89832Q109 Meeting Date: APR 28, 2020 Meeting Type: Annual Record Date: FEB 21, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer S. Banner For For Management 1.2 Elect Director K. David Boyer, Jr. For For Management 1.3 Elect Director Agnes Bundy Scanlan For For Management 1.4 Elect Director Anna R. Cablik For For Management 1.5 Elect Director Dallas S. Clement For For Management 1.6 Elect Director Paul D. Donahue For For Management 1.7 Elect Director Paul R. Garcia For For Management 1.8 Elect Director Patrick C. Graney, III For For Management 1.9 Elect Director Linnie M. Haynesworth For For Management 1.10 Elect Director Kelly S. King For For Management 1.11 Elect Director Easter A. Maynard For For Management 1.12 Elect Director Donna S. Morea For For Management 1.13 Elect Director Charles A. Patton For For Management 1.14 Elect Director Nido R. Qubein For For Management 1.15 Elect Director David M. Ratcliffe For For Management 1.16 Elect Director William H. Rogers, Jr. For For Management 1.17 Elect Director Frank P. Scruggs, Jr. For For Management 1.18 Elect Director Christine Sears For For Management 1.19 Elect Director Thomas E. Skains For For Management 1.20 Elect Director Bruce L. Tanner For For Management 1.21 Elect Director Thomas N. Thompson For For Management 1.22 Elect Director Steven C. Voorhees For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- U.S. BANCORP Ticker: USB Security ID: 902973304 Meeting Date: APR 21, 2020 Meeting Type: Annual Record Date: FEB 25, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warner L. Baxter For For Management 1b Elect Director Dorothy J. Bridges For For Management 1c Elect Director Elizabeth L. Buse For For Management 1d Elect Director Marc N. Casper For For Management 1e Elect Director Andrew Cecere For For Management 1f Elect Director Kimberly J. Harris For For Management 1g Elect Director Roland A. Hernandez For For Management 1h Elect Director Olivia F. Kirtley For For Management 1i Elect Director Karen S. Lynch For For Management 1j Elect Director Richard P. McKenney For For Management 1k Elect Director Yusuf I. Mehdi For For Management 1l Elect Director John P. Wiehoff For For Management 1m Elect Director Scott W. Wine For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNILEVER NV Ticker: UNA Security ID: 904784709 Meeting Date: APR 30, 2020 Meeting Type: Annual Record Date: APR 02, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Discussion of the Annual Report and None None Management Accounts for the 2019 Financial Year 2 Approve Financial Statements and For For Management Allocation of Income 3 Approve Remuneration Report For For Management 4 Approve Discharge of Executive For For Management Directors 5 Approve Discharge of Non-Executive For For Management Directors 6 Reelect N Andersen as Non-Executive For For Management Director 7 Reelect L Cha as Non-Executive Director For For Management 8 Reelect V Colao as Non-Executive For For Management Director 9 Reelect J Hartmann as Non-Executive For For Management Director 10 Reelect A Jope as Executive Director For For Management 11 Reelect A Jung as Non-Executive For For Management Director 12 Reelect S Kilsby as Non-Executive For For Management Director 13 Reelect S Masiyiwa as Non-Executive For For Management Director 14 Reelect Y Moon as Non-Executive For For Management Director 15 Reelect G Pitkethly as Executive For For Management Director 16 Reelect J Rishton as Director For For Management 17 Reelect F Sijbesma as Director For For Management 18 Ratify KPMG as Auditors For For Management 19 Grant Board Authority to Issue Shares For For Management 20 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for General Corporate Purposes 21 Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes 22 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 23 Approve Reduction in Share Capital For For Management through Cancellation of Ordinary Shares -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 01, 2020 Meeting Type: Annual Record Date: APR 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For For Management 1d Elect Director Michele J. Hooper For For Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Glenn M. Renwick For For Management 1i Elect Director David S. Wichmann For For Management 1j Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Approve Omnibus Stock Plan For For Management 5 Require Shareholder Approval of Bylaw Against Against Shareholder Amendments Adopted by the Board of Directors -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 07, 2020 Meeting Type: Annual Record Date: MAR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Mark T. Bertolini For For Management 1.3 Elect Director Vittorio Colao For For Management 1.4 Elect Director Melanie L. Healey For For Management 1.5 Elect Director Clarence Otis, Jr. For For Management 1.6 Elect Director Daniel H. Schulman For For Management 1.7 Elect Director Rodney E. Slater For For Management 1.8 Elect Director Hans E. Vestberg For For Management 1.9 Elect Director Gregory G. Weaver For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Above-Market Earnings in Against Against Shareholder Executive Retirement Plans 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Report on Lobbying Payments and Policy Against Against Shareholder 7 Assess Feasibility of Data Privacy as Against Against Shareholder a Performance Measure for Senior Executive Compensation 8 Submit Severance Agreement Against Against Shareholder (Change-in-Control) to Shareholder Vote -------------------------------------------------------------------------------- WALMART INC. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 03, 2020 Meeting Type: Annual Record Date: APR 09, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Cesar Conde For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Sarah J. Friar For For Management 1d Elect Director Carla A. Harris For For Management 1e Elect Director Thomas W. Horton For For Management 1f Elect Director Marissa A. Mayer For For Management 1g Elect Director C. Douglas McMillon For For Management 1h Elect Director Gregory B. Penner For For Management 1i Elect Director Steven S Reinemund For For Management 1j Elect Director S. Robson Walton For For Management 1k Elect Director Steuart L. Walton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Report on Impacts of Single-Use Against Against Shareholder Plastic Bags 6 Report on Supplier Antibiotics Use Against Against Shareholder Standards 7 Adopt Policy to Include Hourly Against Against Shareholder Associates as Director Candidates 8 Report on Strengthening Prevention of Against Against Shareholder Workplace Sexual Harassment ========== END NPX REPORT
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BlackRock Enhanced Capital and Income Fund, Inc.
By: | /s/ John Perlowski | |
John Perlowski | ||
Chief Executive Officer of | ||
BlackRock Enhanced Capital and Income Fund, Inc. | ||
Date: | August 27, 2020 |