The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCOLADE INC | NOTE 0.500% 4/0 | 00437EAB8 | 3,746,250 | 4,500,000 | PRN | SOLE | 4,500,000 | 0 | 0 | ||
ACCURAY INC DEL | NOTE 3.750% 6/0 | 004397AK1 | 12,989,595 | 13,096,000 | PRN | SOLE | 13,096,000 | 0 | 0 | ||
AMYRIS INC | NOTE 1.500%11/1 | 03236MAJ0 | 12,509,000 | 62,545,000 | PRN | SOLE | 62,545,000 | 0 | 0 | ||
BANDWIDTH INC | NOTE 0.250% 3/0 | 05988JAB9 | 11,069,884 | 14,113,000 | PRN | SOLE | 14,113,000 | 0 | 0 | ||
BEYOND MEAT INC | NOTE 3/1 | 08862EAB5 | 10,617,490 | 40,066,000 | PRN | SOLE | 40,066,000 | 0 | 0 | ||
BIGCOMMERCE HLDGS INC | NOTE 0.250%10/0 | 08975PAB4 | 3,543,854 | 4,493,000 | PRN | SOLE | 4,493,000 | 0 | 0 | ||
BOX INC | NOTE 1/1 | 10316TAB0 | 7,233,450 | 5,810,000 | PRN | SOLE | 5,810,000 | 0 | 0 | ||
CABLE ONE INC | NOTE 3/1 | 12685JAE5 | 10,897,688 | 13,300,000 | PRN | SOLE | 13,300,000 | 0 | 0 | ||
CHEGG INC | NOTE 9/0 | 163092AF6 | 10,500,000 | 14,000,000 | PRN | SOLE | 14,000,000 | 0 | 0 | ||
CONFLUENT INC | NOTE 1/1 | 20717MAB9 | 3,740,625 | 4,500,000 | PRN | SOLE | 4,500,000 | 0 | 0 | ||
ARTIVION INC | NOTE 4.250% 7/0 | 228903AB6 | 7,818,750 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
CYBERARK SOFTWARE LTD | NOTE 11/1 | 23248VAB1 | 27,891,404 | 24,493,000 | PRN | SOLE | 24,493,000 | 0 | 0 | ||
DIGITALOCEAN HLDGS INC | NOTE 12/0 | 25402DAB8 | 11,140,453 | 14,237,000 | PRN | SOLE | 14,237,000 | 0 | 0 | ||
DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | 23,364,013 | 45,868,000 | PRN | SOLE | 45,868,000 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | NOTE 4.000%11/1 | 29664WAB1 | 3,750,000 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
EVENTBRITE INC | NOTE 0.750% 9/1 | 29975EAD1 | 4,225,000 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
FASTLY INC | NOTE 3/1 | 31188VAB6 | 8,721,563 | 10,500,000 | PRN | SOLE | 10,500,000 | 0 | 0 | ||
STANDARD BIOTOOLS INC | NOTE 5.250%12/0 | 34385PAF5 | 5,200,000 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
FORD MTR CO DEL | NOTE 3/1 | 345370CZ1 | 16,763,063 | 15,300,000 | PRN | SOLE | 15,300,000 | 0 | 0 | ||
FUBOTV INC | NOTE 3.250% 2/1 | 35953DAB0 | 25,108,374 | 43,337,000 | PRN | SOLE | 43,337,000 | 0 | 0 | ||
GROUPON INC | NOTE 1.125% 3/1 | 399473AF4 | 5,491,875 | 14,500,000 | PRN | SOLE | 14,500,000 | 0 | 0 | ||
GUARDANT HEALTH INC | NOTE 11/1 | 40131MAB5 | 6,463,125 | 9,000,000 | PRN | SOLE | 9,000,000 | 0 | 0 | ||
HARMONIC INC | DBCV 2.000% 9/0 | 413160AD4 | 24,610,625 | 13,000,000 | PRN | SOLE | 13,000,000 | 0 | 0 | ||
IMPINJ INC | NOTE 1.125% 5/1 | 453204AD1 | 17,950,006 | 16,630,000 | PRN | SOLE | 16,630,000 | 0 | 0 | ||
INFINERA CORP | DEBT 3.750% 8/0 | 45667GAF0 | 28,570,669 | 28,535,000 | PRN | SOLE | 28,535,000 | 0 | 0 | ||
INOTIV INC | NOTE 3.250%10/1 | 45783QAB6 | 6,771,063 | 13,100,000 | PRN | SOLE | 13,100,000 | 0 | 0 | ||
INSULET CORP | NOTE 0.375% 9/0 | 45784PAK7 | 29,629,587 | 21,539,000 | PRN | SOLE | 21,539,000 | 0 | 0 | ||
LENDINGTREE INC | NOTE 0.500% 7/1 | 52603BAD9 | 15,003,898 | 19,454,000 | PRN | SOLE | 19,454,000 | 0 | 0 | ||
LIVEPERSON INC | NOTE 12/1 | 538146AD3 | 11,696,794 | 18,082,000 | PRN | SOLE | 18,082,000 | 0 | 0 | ||
LIVONGO HEALTH INC | NOTE 0.875% 6/0 | 539183AA1 | 8,235,500 | 9,100,000 | PRN | SOLE | 9,100,000 | 0 | 0 | ||
LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 | 22,140,834 | 24,965,000 | PRN | SOLE | 24,965,000 | 0 | 0 | ||
LYFT INC | NOTE 1.500% 5/1 | 55087PAB0 | 5,742,385 | 6,376,000 | PRN | SOLE | 6,376,000 | 0 | 0 | ||
MAGNITE INC | NOTE 0.250% 3/1 | 55955DAB6 | 3,704,683 | 4,381,000 | PRN | SOLE | 4,381,000 | 0 | 0 | ||
MICROSTRATEGY INC | NOTE 0.750%12/1 | 594972AC5 | 3,266,250 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
NANOSTRING TECHNOLOGIES INC | NOTE 2.625% 3/0 | 63009RAD1 | 4,200,000 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
NEOGENOMICS INC | NOTE 0.250% 1/1 | 64049MAB6 | 9,392,460 | 12,768,000 | PRN | SOLE | 12,768,000 | 0 | 0 | ||
NOVA LTD | NOTE 10/1 | 66980MAB2 | 30,456,709 | 18,954,000 | PRN | SOLE | 18,954,000 | 0 | 0 | ||
NUTANIX INC | NOTE 0.250%10/0 | 67059NAH1 | 9,675,291 | 11,341,000 | PRN | SOLE | 11,341,000 | 0 | 0 | ||
PAR TECHNOLOGY CORP | NOTE 1.500%10/1 | 698884AE3 | 6,396,553 | 8,065,000 | PRN | SOLE | 8,065,000 | 0 | 0 | ||
BIORA THERAPEUTICS INC | NOTE 7.250%12/0 | 74319FAB3 | 1,412,125 | 2,600,000 | PRN | SOLE | 2,600,000 | 0 | 0 | ||
PROS HOLDINGS INC | NOTE 2.250% 9/1 | 74346YAG8 | 8,505,313 | 8,500,000 | PRN | SOLE | 8,500,000 | 0 | 0 | ||
SNAP INC | NOTE 5/0 | 83304AAF3 | 2,972,500 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
SNAP INC | NOTE 0.125% 3/0 | 83304AAH9 | 7,175,000 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 8,404,375 | 8,500,000 | PRN | SOLE | 8,500,000 | 0 | 0 | ||
SPLUNK INC | NOTE 1.125% 6/1 | 848637AF1 | 10,365,000 | 12,000,000 | PRN | SOLE | 12,000,000 | 0 | 0 | ||
TABULA RASA HEALTHCARE INC | NOTE 1.750% 2/1 | 873379AA9 | 10,653,503 | 12,797,000 | PRN | SOLE | 12,797,000 | 0 | 0 | ||
THE REALREAL INC | NOTE 3.000% 6/1 | 88339PAB7 | 10,101,723 | 14,774,000 | PRN | SOLE | 14,774,000 | 0 | 0 | ||
THE REALREAL INC | NOTE 1.000% 3/0 | 88339PAD3 | 5,947,870 | 14,507,000 | PRN | SOLE | 14,507,000 | 0 | 0 | ||
3D SYS CORP DEL | NOTE 11/1 | 88554DAD8 | 6,085,000 | 8,000,000 | PRN | SOLE | 8,000,000 | 0 | 0 | ||
UPWORK INC | NOTE 0.250% 8/1 | 91688FAB0 | 7,200,222 | 8,855,000 | PRN | SOLE | 8,855,000 | 0 | 0 | ||
VARONIS SYS INC | NOTE 1.250% 8/1 | 922280AB8 | 17,630,000 | 16,000,000 | PRN | SOLE | 16,000,000 | 0 | 0 | ||
VERITONE INC | NOTE 1.750%11/1 | 92347MAB6 | 9,344,000 | 14,600,000 | PRN | SOLE | 14,600,000 | 0 | 0 | ||
VROOM INC | NOTE 0.750% 7/0 | 92918VAB5 | 13,150,080 | 27,396,000 | PRN | SOLE | 27,396,000 | 0 | 0 | ||
WAYFAIR INC | NOTE 1.000% 8/1 | 94419LAF8 | 11,110,719 | 13,437,000 | PRN | SOLE | 13,437,000 | 0 | 0 | ||
WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 958102AP0 | 4,751,209 | 4,895,000 | PRN | SOLE | 4,895,000 | 0 | 0 | ||
NOBLE CORP PLC | ORD SHS A | G65431127 | 1,262,021 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
THOR INDS INC | COM | 885160101 | 47,000 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 11,250 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
INFINERA CORP | COM | 45667G103 | 10,000 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 36,500 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 47,625 | 75,000 | SH | Put | SOLE | 75,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 190,000 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 245,250 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
INFINERA CORP | COM | 45667G103 | 12,500 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 6,492,259 | 2,041,591 | SH | SOLE | 2,041,591 | 0 | 0 | ||
AMYRIS INC | COM NEW | 03236M200 | 206,000 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ARTEMIS STRATEGIC INVT CORP | COM CL A | 04303A103 | 529,500 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 280,371 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
STANDARD BIOTOOLS INC | COM | 34385P108 | 868,500 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
M3 BRIGADE ACQUISITION III | CL A COM | 55407R103 | 261,250 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 2,459,600 | 220,000 | SH | SOLE | 220,000 | 0 | 0 | ||
PORCH GROUP INC | COM | 733245104 | 276,000 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
RUMBLEON INC | COM CL B | 781386305 | 9,659,365 | 781,502 | SH | SOLE | 781,502 | 0 | 0 | ||
TABULA RASA HEALTHCARE INC | COM | 873379101 | 1,133,756 | 137,425 | SH | SOLE | 137,425 | 0 | 0 | ||
TELLURIAN INC NEW | COM | 87968A104 | 243,100 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
VISCOGLIOSI BROS ACQUISTN CO | COMMON STOCK | 92838K100 | 157,926 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
VROOM INC | COM | 92918V109 | 540,000 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
WOLFSPEED INC | COM | 977852102 | 3,379,872 | 60,800 | SH | SOLE | 60,800 | 0 | 0 | ||
VALARIS LIMITED | CL A | G9460G101 | 2,517,200 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
SCORPIO TANKERS INC | SHS | Y7542C130 | 2,494,878 | 52,824 | SH | SOLE | 52,824 | 0 | 0 | ||
ADTHEORENT HOLDING COMPANY | COM | 00739D109 | 2,922 | 27,191 | SH | SOLE | 27,191 | 0 | 0 | ||
ARTEMIS STRATEGIC INVT CORP | COM CL A | 04303A103 | 728 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
INDUSTRIAL TECH ACQSTNS II I | CLASS A COM | 45635R108 | 2,250 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
M3 BRIGADE ACQUISITION III | CL A COM | 55407R103 | 3,667 | 8,333 | SH | SOLE | 8,333 | 0 | 0 | ||
VISCOGLIOSI BROS ACQUISTN CO | COMMON STOCK | 92838K100 | 258 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
BYTE ACQUISITION CORP | CLASS A ORD SHS | G1R25Q105 | 2,103 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
SPREE ACQUISITION CORP 1 LTD | CL A ORD SHS | G83745102 | 0 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
DNMR 3.250 12/15/26 CVT | COM | 236272AA8 | 7,028,456 | 17,195,000 | PRN | SOLE | 17,195,000 | 0 | 0 | ||
IVN 2.500 04/15/26 CVT | COM | 46579RAA2 | 17,245,671 | 12,625,000 | PRN | SOLE | 12,625,000 | 0 | 0 | ||
LAZR 1.250 12/15/26 CVT | COM | 550424AA3 | 12,737,313 | 19,100,000 | PRN | SOLE | 19,100,000 | 0 | 0 | ||
PRCH 0.75 09/15/26 | COM | 733245AA2 | 3,327,558 | 8,629,000 | PRN | SOLE | 8,629,000 | 0 | 0 | ||
PRCH 6.750 10/01/28 | COM | 733245AC8 | 16,375,000 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
RPAY 02/01/26 CVT | COM | 76029LAA8 | 5,334,063 | 6,500,000 | PRN | SOLE | 6,500,000 | 0 | 0 | ||
SKIN 1.250 10/01/26 CVT | COM | 88331LAA6 | 8,435,302 | 10,703,000 | PRN | SOLE | 10,703,000 | 0 | 0 | ||
VIAVX 1.625 03/15/26 CVT | COM | 925550AG0 | 10,234,350 | 9,747,000 | PRN | SOLE | 9,747,000 | 0 | 0 | ||
ARVL 3.500 12/01/26 CVT | COM | 04271QAA4 | 3,706,720 | 23,167,000 | PRN | SOLE | 23,167,000 | 0 | 0 | ||
CUTERA INC | NOTE 2.250% 6/0 | 232109AD0 | 10,395,750 | 16,600,000 | PRN | SOLE | 16,600,000 | 0 | 0 |