The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCOLADE INC | NOTE 0.500% 4/0 | 00437EAB8 | 3,762,486 | 4,500,000 | PRN | SOLE | 4,500,000 | 0 | 0 | ||
ACCURAY INC DEL | NOTE 3.750% 6/0 | 004397AK1 | 11,755,461 | 13,096,000 | PRN | SOLE | 13,096,000 | 0 | 0 | ||
BANDWIDTH INC | NOTE 0.250% 3/0 | 05988JAB9 | 16,041,011 | 19,942,000 | PRN | SOLE | 19,942,000 | 0 | 0 | ||
BRIDGEBIO PHARMA INC | NOTE 2.250% 2/0 | 10806XAD4 | 3,750,375 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
BIGCOMMERCE HLDGS INC | NOTE 0.250%10/0 | 08975PAB4 | 3,569,127 | 4,493,000 | PRN | SOLE | 4,493,000 | 0 | 0 | ||
BIORA THERAPEUTICS INC | NOTE 7.250%12/0 | 74319FAB3 | 1,444,733 | 2,600,000 | PRN | SOLE | 2,600,000 | 0 | 0 | ||
BOX INC | NOTE 1/1 | 10316TAB0 | 2,914,271 | 2,700,000 | PRN | SOLE | 2,700,000 | 0 | 0 | ||
BEYOND MEAT INC | NOTE 3/1 | 08862EAB5 | 8,292,457 | 31,266,000 | PRN | SOLE | 31,266,000 | 0 | 0 | ||
CABLE ONE INC | NOTE 3/1 | 12685JAE5 | 10,199,925 | 12,420,000 | PRN | SOLE | 12,420,000 | 0 | 0 | ||
CRACKER BARREL OLD CTRY STOR | NOTE 0.625% 6/1 | 22410JAB2 | 3,597,143 | 4,347,000 | PRN | SOLE | 4,347,000 | 0 | 0 | ||
CHEGG INC | NOTE 9/0 | 163092AF6 | 8,009,718 | 10,171,000 | PRN | SOLE | 10,171,000 | 0 | 0 | ||
CUTERA INC | NOTE 2.250% 6/0 | 232109AD0 | 9,715,735 | 16,600,000 | PRN | SOLE | 16,600,000 | 0 | 0 | ||
CYBERARK SOFTWARE LTD | NOTE 11/1 | 23248VAB1 | 30,583,961 | 26,493,000 | PRN | SOLE | 26,493,000 | 0 | 0 | ||
3D SYS CORP DEL | NOTE 11/1 | 88554DAD8 | 7,966,830 | 11,000,000 | PRN | SOLE | 11,000,000 | 0 | 0 | ||
DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | 24,505,112 | 40,468,000 | PRN | SOLE | 40,468,000 | 0 | 0 | ||
DIGITALOCEAN HLDGS INC | NOTE 12/0 | 25402DAB8 | 16,684,597 | 21,737,000 | PRN | SOLE | 21,737,000 | 0 | 0 | ||
EVENTBRITE INC | NOTE 0.750% 9/1 | 29975EAD1 | 4,172,892 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
8X8 INC NEW | NOTE 4.000% 2/0 | 282914AE0 | 5,379,750 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | NOTE 4.000%11/1 | 29664WAB1 | 3,412,500 | 6,500,000 | PRN | SOLE | 6,500,000 | 0 | 0 | ||
FORD MTR CO DEL | NOTE 3/1 | 345370CZ1 | 15,931,792 | 16,164,000 | PRN | SOLE | 16,164,000 | 0 | 0 | ||
STANDARD BIOTOOLS INC | NOTE 5.250%12/0 | 34385PAF5 | 6,068,250 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
FASTLY INC | NOTE 3/1 | 31188VAB6 | 8,969,142 | 10,500,000 | PRN | SOLE | 10,500,000 | 0 | 0 | ||
FUBOTV INC | NOTE 3.250% 2/1 | 35953DAB0 | 21,766,005 | 32,837,000 | PRN | SOLE | 32,837,000 | 0 | 0 | ||
GUARDANT HEALTH INC | NOTE 11/1 | 40131MAB5 | 6,972,015 | 9,975,000 | PRN | SOLE | 9,975,000 | 0 | 0 | ||
GROUPON INC | NOTE 1.125% 3/1 | 399473AF4 | 5,642,837 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
HARMONIC INC | DBCV 2.000% 9/0 | 413160AD4 | 15,823,217 | 13,000,000 | PRN | SOLE | 13,000,000 | 0 | 0 | ||
INFINERA CORP | NOTE 2.500% 3/0 | 45667GAE3 | 15,983,913 | 18,000,000 | PRN | SOLE | 18,000,000 | 0 | 0 | ||
INFINERA CORP | NOTE 3.750% 8/0 | 45667GAG8 | 19,892,956 | 21,535,000 | PRN | SOLE | 21,535,000 | 0 | 0 | ||
LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 | 18,838,863 | 22,344,000 | PRN | SOLE | 22,344,000 | 0 | 0 | ||
LIVEPERSON INC | NOTE 12/1 | 538146AD3 | 16,330,658 | 21,582,000 | PRN | SOLE | 21,582,000 | 0 | 0 | ||
MACOM TECH SOLUTIONS HLDGS I | NOTE 0.250% 3/1 | 55405YAB6 | 13,821,813 | 12,151,000 | PRN | SOLE | 12,151,000 | 0 | 0 | ||
NEOGENOMICS INC | NOTE 0.250% 1/1 | 64049MAB6 | 9,114,228 | 12,768,000 | PRN | SOLE | 12,768,000 | 0 | 0 | ||
INOTIV INC | NOTE 3.250%10/1 | 45783QAB6 | 7,254,450 | 14,100,000 | PRN | SOLE | 14,100,000 | 0 | 0 | ||
NANOSTRING TECHNOLOGIES INC | NOTE 2.625% 3/0 | 63009RAD1 | 3,996,662 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
NUTANIX INC | NOTE 0.250%10/0 | 67059NAH1 | 7,979,104 | 8,930,000 | PRN | SOLE | 8,930,000 | 0 | 0 | ||
NOVA LTD | NOTE 10/1 | 66980MAB2 | 19,212,371 | 12,454,000 | PRN | SOLE | 12,454,000 | 0 | 0 | ||
OMEROS CORP | NOTE 5.250% 2/1 | 682143AG7 | 1,613,889 | 2,663,000 | PRN | SOLE | 2,663,000 | 0 | 0 | ||
PAR TECHNOLOGY CORP | NOTE 1.500%10/1 | 698884AE3 | 7,311,723 | 8,795,000 | PRN | SOLE | 8,795,000 | 0 | 0 | ||
IMPINJ INC | NOTE 1.125% 5/1 | 453204AD1 | 14,121,836 | 16,113,000 | PRN | SOLE | 16,113,000 | 0 | 0 | ||
INSULET CORP | NOTE 0.375% 9/0 | 45784PAK7 | 10,587,945 | 10,810,000 | PRN | SOLE | 10,810,000 | 0 | 0 | ||
POST HLDGS INC | NOTE 2.500% 8/1 | 737446AT1 | 8,481,997 | 8,530,000 | PRN | SOLE | 8,530,000 | 0 | 0 | ||
PROS HOLDINGS INC | NOTE 2.250% 9/1 | 74346YAG8 | 9,985,636 | 9,460,000 | PRN | SOLE | 9,460,000 | 0 | 0 | ||
THE REALREAL INC | NOTE 1.000% 3/0 | 88339PAD3 | 5,756,277 | 12,757,000 | PRN | SOLE | 12,757,000 | 0 | 0 | ||
THE REALREAL INC | NOTE 3.000% 6/1 | 88339PAB7 | 10,489,540 | 14,774,000 | PRN | SOLE | 14,774,000 | 0 | 0 | ||
REVANCE THERAPEUTICS INC | NOTE 1.750% 2/1 | 761330AB5 | 4,034,417 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
SNAP INC | NOTE 0.125% 3/0 | 83304AAH9 | 10,733,508 | 15,500,000 | PRN | SOLE | 15,500,000 | 0 | 0 | ||
LENDINGTREE INC | NOTE 0.500% 7/1 | 52603BAD9 | 11,813,660 | 14,954,000 | PRN | SOLE | 14,954,000 | 0 | 0 | ||
TRAVERE THERAPEUTICS INC | NOTE 2.250% 3/0 | 89422GAA5 | 8,093,188 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
UPWORK INC | NOTE 0.250% 8/1 | 91688FAB0 | 5,695,005 | 6,855,000 | PRN | SOLE | 6,855,000 | 0 | 0 | ||
VERITONE INC | NOTE 1.750%11/1 | 92347MAB6 | 5,703,977 | 16,100,000 | PRN | SOLE | 16,100,000 | 0 | 0 | ||
VROOM INC | NOTE 0.750% 7/0 | 92918VAB5 | 15,190,595 | 28,196,000 | PRN | SOLE | 28,196,000 | 0 | 0 | ||
VARONIS SYS INC | NOTE 1.250% 8/1 | 922280AB8 | 18,781,400 | 16,000,000 | PRN | SOLE | 16,000,000 | 0 | 0 | ||
WAYFAIR INC | NOTE 1.000% 8/1 | 94419LAF8 | 17,618,900 | 21,470,000 | PRN | SOLE | 21,470,000 | 0 | 0 | ||
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 2,552,266 | 3,389,914 | SH | SOLE | 3,389,914 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 197,672 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 1,828,200 | 220,000 | SH | SOLE | 220,000 | 0 | 0 | ||
NOBLE CORP PLC | ORD SHS A | G65431127 | 2,312,173 | 44,400 | SH | SOLE | 44,400 | 0 | 0 | ||
PORCH GROUP INC | COM | 733245104 | 180,585 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
RUMBLEON INC | COM CL B | 781386305 | 3,353,110 | 547,000 | SH | SOLE | 547,000 | 0 | 0 | ||
SCORPIO TANKERS INC | SHS | Y7542C130 | 2,706,000 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
STANDARD BIOTOOLS INC | COM | 34385P108 | 870,000 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
TELLURIAN INC NEW | COM | 87968A104 | 185,832 | 160,200 | SH | SOLE | 160,200 | 0 | 0 | ||
VALARIS LTD | CL A | G9460G101 | 2,811,750 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
VROOM INC | COM | 92918V109 | 280,000 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 50,520 | 67,100 | SH | SOLE | 67,100 | 0 | 0 | ||
AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 290,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
DANIMER SCIENTIFIC INC | COM CL A | 236272100 | 103,500 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
INFINERA CORP | COM | 45667G103 | 1,045,000 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 21,374,000 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 21,374,000 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
TRAVERE THERAPEUTICS INC | COM | 89422G107 | 357,600 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ADTHEORENT HOLDING COMPANY | COM | 00739D109 | 1,341 | 27,191 | SH | SOLE | 27,191 | 0 | 0 | ||
ARTEMIS STRATEGIC INVT CORP | COM CL A | 04303A103 | 765 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
BYTE ACQUISITION CORP | CLASS A ORD SHS | G1R25Q105 | 2,875 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
INDUSTRIAL TECH ACQSTNS II I | CLASS A COM | 45635R108 | 1,313 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
NOBLE CORP PLC | ORD SHS A | G65431127 | 470,897 | 14,606 | SH | SOLE | 14,606 | 0 | 0 | ||
NOBLE CORP PLC | ORD SHS A | G65431127 | 840,000 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
QUADRO ACQUISITION ONE CORP | CL A SHS | G52807107 | 18 | 366 | SH | SOLE | 366 | 0 | 0 | ||
SPREE ACQUISITION CORP 1 LTD | CL A ORD SHS | G83745102 | 365 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
ZAPP ELEC VEHS GROUP LTD | SHS | G9889X107 | 200 | 7,961 | SH | SOLE | 7,961 | 0 | 0 | ||
AMYRIS INC | NOTE 1.500% 11/15/26 | 03236MAJ0 | 10,907,369 | 86,395,000 | PRN | SOLE | 86,395,000 | 0 | 0 | ||
Arrival Group | NOTE 3.500% 12/01/26 | 04271QAA4 | 1,699,434 | 23,167,000 | PRN | SOLE | 23,167,000 | 0 | 0 | ||
Cryoport Inc | NOTE 0.750% 12/01/26 | 229050AC3 | 7,433,598 | 9,311,000 | PRN | SOLE | 9,311,000 | 0 | 0 | ||
Danimer Scientific Corp | NOTE 3.250% 12/15/26 | 236272AA8 | 8,762,629 | 23,380,000 | PRN | SOLE | 23,380,000 | 0 | 0 | ||
Ivanhoe Mines Ltd | NOTE 2.500% 04/15/26 | 46579RAA2 | 18,924,019 | 14,625,000 | PRN | SOLE | 14,625,000 | 0 | 0 | ||
Luminar Technologies Inc | NOTE 1.250% 12/15/26 | 550424AA3 | 14,572,667 | 22,100,000 | PRN | SOLE | 22,100,000 | 0 | 0 | ||
Porch Group Inc | NOTE 6.750% 10/01/28 | 733245AC8 | 14,166,667 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
Porch Group Inc | NOTE 0.75% 09/15/26 | 733245AA2 | 2,297,615 | 8,629,000 | PRN | SOLE | 8,629,000 | 0 | 0 | ||
Repay Holdings Corp | NOTE 0% 02/01/2026 | 76029LAA8 | 9,745,100 | 12,000,000 | PRN | SOLE | 12,000,000 | 0 | 0 | ||
Beauty Health Co | NOTE 1.250% 10/1/26 | 88331LAA6 | 8,777,924 | 11,203,000 | PRN | SOLE | 11,203,000 | 0 | 0 | ||
TPI Composites Inc | NOTE 5.250% 03/15/28 | 87266JAA2 | 2,456,161 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
Viavi Solutions Inc | NOTE 1.625% 03/15/26 | 925550AG0 | 11,233,460 | 11,747,000 | PRN | SOLE | 11,747,000 | 0 | 0 |