The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCOLADE INC | NOTE 0.500% 4/0 | 00437EAB8 | 1,912,862 | 2,213,000 | PRN | SOLE | 2,213,000 | 0 | 0 | ||
ACCURAY INC DEL | NOTE 3.750% 6/0 | 004397AK1 | 11,860,556 | 13,096,000 | PRN | SOLE | 13,096,000 | 0 | 0 | ||
BANDWIDTH INC | NOTE 0.250% 3/0 | 05988JAB9 | 14,370,568 | 17,325,000 | PRN | SOLE | 17,325,000 | 0 | 0 | ||
BRIDGEBIO PHARMA INC | NOTE 2.250% 2/0 | 10806XAD4 | 4,215,167 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
BIGCOMMERCE HLDGS INC | NOTE 0.250%10/0 | 08975PAB4 | 5,642,477 | 6,993,000 | PRN | SOLE | 6,993,000 | 0 | 0 | ||
BIORA THERAPEUTICS INC | NOTE 7.250%12/0 | 74319FAB3 | 1,524,835 | 2,600,000 | PRN | SOLE | 2,600,000 | 0 | 0 | ||
BEYOND MEAT INC | NOTE 3/1 | 08862EAB5 | 6,431,646 | 34,766,000 | PRN | SOLE | 34,766,000 | 0 | 0 | ||
CABLE ONE INC | NOTE 3/1 | 12685JAE5 | 13,610,738 | 15,920,000 | PRN | SOLE | 15,920,000 | 0 | 0 | ||
CRACKER BARREL OLD CTRY STOR | NOTE 0.625% 6/1 | 22410JAB2 | 5,517,923 | 6,347,000 | PRN | SOLE | 6,347,000 | 0 | 0 | ||
CONFLUENT INC | NOTE 1/1 | 20717MAB9 | 2,926,875 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
CHEGG INC | NOTE 9/0 | 163092AF6 | 8,493,124 | 10,171,000 | PRN | SOLE | 10,171,000 | 0 | 0 | ||
COHERUS BIOSCIENCES INC | NOTE 1.500% 4/1 | 19249HAB9 | 1,142,533 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
CUTERA INC | NOTE 2.250% 6/0 | 232109AD0 | 6,501,172 | 24,816,000 | PRN | SOLE | 24,816,000 | 0 | 0 | ||
3D SYS CORP DEL | NOTE 11/1 | 88554DAD8 | 8,407,667 | 11,000,000 | PRN | SOLE | 11,000,000 | 0 | 0 | ||
DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | 24,012,720 | 44,468,000 | PRN | SOLE | 44,468,000 | 0 | 0 | ||
DIGITALOCEAN HLDGS INC | NOTE 12/0 | 25402DAB8 | 10,313,073 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
EVENTBRITE INC | NOTE 0.750% 9/1 | 29975EAD1 | 7,182,105 | 8,400,000 | PRN | SOLE | 8,400,000 | 0 | 0 | ||
8X8 INC NEW | NOTE 4.000% 2/0 | 282914AE0 | 12,155,267 | 14,000,000 | PRN | SOLE | 14,000,000 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | NOTE 4.000%11/1 | 29664WAB1 | 3,836,430 | 6,500,000 | PRN | SOLE | 6,500,000 | 0 | 0 | ||
FORD MTR CO DEL | NOTE 3/1 | 345370CZ1 | 8,955,075 | 9,000,000 | PRN | SOLE | 9,000,000 | 0 | 0 | ||
STANDARD BIOTOOLS INC | NOTE 5.250%12/0 | 34385PAF5 | 5,333,031 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
FASTLY INC | NOTE 3/1 | 31188VAB6 | 2,181,250 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
FUBOTV INC | NOTE 3.250% 2/1 | 35953DAB0 | 24,061,859 | 32,837,000 | PRN | SOLE | 32,837,000 | 0 | 0 | ||
GUARDANT HEALTH INC | NOTE 11/1 | 40131MAB5 | 5,612,539 | 7,975,000 | PRN | SOLE | 7,975,000 | 0 | 0 | ||
GROUPON INC | NOTE 1.125% 3/1 | 399473AF4 | 5,958,083 | 9,500,000 | PRN | SOLE | 9,500,000 | 0 | 0 | ||
HARMONIC INC | DBCV 2.000% 9/0 | 413160AD4 | 19,982,300 | 13,000,000 | PRN | SOLE | 13,000,000 | 0 | 0 | ||
INFINERA CORP | NOTE 2.500% 3/0 | 45667GAE3 | 22,277,825 | 23,841,000 | PRN | SOLE | 23,841,000 | 0 | 0 | ||
INFINERA CORP | NOTE 3.750% 8/0 | 45667GAG8 | 19,755,679 | 20,035,000 | PRN | SOLE | 20,035,000 | 0 | 0 | ||
LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 | 15,290,905 | 17,144,000 | PRN | SOLE | 17,144,000 | 0 | 0 | ||
LIVEPERSON INC | NOTE 12/1 | 538146AD3 | 15,306,828 | 23,082,000 | PRN | SOLE | 23,082,000 | 0 | 0 | ||
MAGNITE INC | NOTE 0.250% 3/1 | 55955DAB6 | 2,150,000 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
MACOM TECH SOLUTIONS HLDGS I | NOTE 0.250% 3/1 | 55405YAB6 | 16,971,185 | 13,757,000 | PRN | SOLE | 13,757,000 | 0 | 0 | ||
NEOGENOMICS INC | NOTE 0.250% 1/1 | 64049MAB6 | 11,803,199 | 15,596,000 | PRN | SOLE | 15,596,000 | 0 | 0 | ||
INOTIV INC | NOTE 3.250%10/1 | 45783QAB6 | 6,898,500 | 16,200,000 | PRN | SOLE | 16,200,000 | 0 | 0 | ||
NANOSTRING TECHNOLOGIES INC | NOTE 2.625% 3/0 | 63009RAD1 | 3,747,510 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
NUTANIX INC | NOTE 0.250%10/0 | 67059NAH1 | 4,005,654 | 3,849,000 | PRN | SOLE | 3,849,000 | 0 | 0 | ||
NOVA LTD | NOTE 10/1 | 66980MAB2 | 23,087,303 | 12,454,000 | PRN | SOLE | 12,454,000 | 0 | 0 | ||
PAR TECHNOLOGY CORP | NOTE 1.500%10/1 | 698884AE3 | 9,624,899 | 10,815,000 | PRN | SOLE | 10,815,000 | 0 | 0 | ||
IMPINJ INC | NOTE 1.125% 5/1 | 453204AD1 | 12,766,584 | 11,713,000 | PRN | SOLE | 11,713,000 | 0 | 0 | ||
INSULET CORP | NOTE 0.375% 9/0 | 45784PAK7 | 11,951,368 | 10,394,000 | PRN | SOLE | 10,394,000 | 0 | 0 | ||
POST HLDGS INC | NOTE 2.500% 8/1 | 737446AT1 | 5,062,563 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
PROS HOLDINGS INC | NOTE 2.250% 9/1 | 74346YAG8 | 14,190,383 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
THE REALREAL INC | NOTE 1.000% 3/0 | 88339PAD3 | 4,092,416 | 11,757,000 | PRN | SOLE | 11,757,000 | 0 | 0 | ||
THE REALREAL INC | NOTE 3.000% 6/1 | 88339PAB7 | 9,816,538 | 13,274,000 | PRN | SOLE | 13,274,000 | 0 | 0 | ||
REVANCE THERAPEUTICS INC | NOTE 1.750% 2/1 | 761330AB5 | 10,667,417 | 14,000,000 | PRN | SOLE | 14,000,000 | 0 | 0 | ||
SEMTECH CORP | NOTE 1.625%11/0 | 816850AF8 | 22,713,813 | 26,500,000 | PRN | SOLE | 26,500,000 | 0 | 0 | ||
SNAP INC | NOTE 0.125% 3/0 | 83304AAH9 | 2,756,250 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
BLOCK INC | NOTE 5/0 | 852234AJ2 | 6,146,875 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
TELADOC HEALTH INC | NOTE 1.250% 6/0 | 87918AAF2 | 5,148,438 | 6,250,000 | PRN | SOLE | 6,250,000 | 0 | 0 | ||
TRAVERE THERAPEUTICS INC | NOTE 2.250% 3/0 | 89422GAA5 | 9,950,000 | 15,000,000 | PRN | SOLE | 21,470,000 | 0 | 0 | ||
VERITONE INC | NOTE 1.750%11/1 | 92347MAB6 | 3,465,819 | 10,700,000 | PRN | SOLE | 10,700,000 | 0 | 0 | ||
VROOM INC | NOTE 0.750% 7/0 | 92918VAB5 | 15,386,557 | 28,196,000 | PRN | SOLE | 28,196,000 | 0 | 0 | ||
WAYFAIR INC | NOTE 1.000% 8/1 | 94419LAF8 | 7,890,179 | 8,970,000 | PRN | SOLE | 8,970,000 | 0 | 0 | ||
WAYFAIR INC | NOTE 3.250% 9/1 | 94419LAP6 | 3,706,710 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
NOBLE CORP PLC | ORD SHS A | G65431127 | 2,260,360 | 45,650 | SH | SOLE | 45,650 | 0 | 0 | ||
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 55,961 | 67,100 | SH | Call | SOLE | 67,100 | 0 | 0 | |
AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 1,412,000 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
DANIMER SCIENTIFIC INC | COM CL A | 236272100 | 58,140 | 57,000 | SH | Put | SOLE | 57,000 | 0 | 0 | |
INFINERA CORP | COM | 45667G103 | 19,347,500 | 250,000 | SH | Put | SOLE | 250,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 23,765,500 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
NOBLE CORP PLC | ORD SHS A | G65431127 | 777,660 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
NOBLE CORP PLC | ORD SHS A | G65431127 | 429,124 | 14,606 | SH | SOLE | 14,606 | 0 | 0 | ||
VERITONE INC | COM | 92347M100 | 163,046 | 324,922 | SH | SOLE | 324,922 | 0 | 0 | ||
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 2,799,302 | 3,353,351 | SH | SOLE | 3,353,351 | 0 | 0 | ||
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 1,650,000 | 220,000 | SH | SOLE | 220,000 | 0 | 0 | ||
RUMBLEON INC | COM CL B | 781386305 | 7,560,245 | 928,777 | SH | SOLE | 928,777 | 0 | 0 | ||
SCORPIO TANKERS INC | SHS | Y7542C130 | 2,736,000 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
STANDARD BIOTOOLS INC | COM | 34385P108 | 276,250 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
TELLURIAN INC NEW | COM | 87968A104 | 121,047 | 160,200 | SH | SOLE | 160,200 | 0 | 0 | ||
VALARIS LTD | CL A | G9460G101 | 2,742,800 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
VROOM INC | COM | 92918V109 | 150,625 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 603,101 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ADTHEORENT HOLDING COMPANY | COM | 00739D109 | 1,088 | 27,191 | SH | SOLE | 27,191 | 0 | 0 | ||
AIRSHIP AI HLDGS INC | COM | 008940108 | 725 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
QUADRO ACQUISITION ONE CORP | CL A SHS | G52807107 | 7 | 366 | SH | SOLE | 366 | 0 | 0 | ||
SPREE ACQUISITION CORP 1 LTD | CL A ORD SHS | G83745102 | 375 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
ZAPP ELEC VEHS GROUP LTD | SHS | G9889X107 | 65 | 7,961 | SH | SOLE | 7,961 | 0 | 0 | ||
Cryoport Inc | NOTE 0.750% 12/01/26 | 229050AC3 | 9,563,662 | 11,811,000 | PRN | SOLE | 11,811,000 | 0 | 0 | ||
Danimer Scientific Corp | NOTE 3.250% 12/15/26 | 236272AA8 | 5,540,586 | 30,870,000 | PRN | SOLE | 30,870,000 | 0 | 0 | ||
Ivanhoe Mines Ltd | NOTE 2.500% 04/15/26 | 46579RAA2 | 26,081,208 | 18,625,000 | PRN | SOLE | 18,625,000 | 0 | 0 | ||
Luminar Technologies Inc | NOTE 1.250% 12/15/26 | 550424AA3 | 13,084,414 | 28,100,000 | PRN | SOLE | 28,100,000 | 0 | 0 | ||
Porch Group Inc | NOTE 6.750% 10/01/28 | 733245AC8 | 16,139,063 | 27,500,000 | PRN | SOLE | 27,500,000 | 0 | 0 | ||
Porch Group Inc | NOTE 0.75% 09/15/26 | 733245AA2 | 3,277,275 | 10,629,000 | PRN | SOLE | 10,629,000 | 0 | 0 | ||
Repay Holdings Corp | NOTE 0% 02/01/2026 | 76029LAA8 | 8,870,932 | 10,385,000 | PRN | SOLE | 10,385,000 | 0 | 0 | ||
Beauty Health Co | NOTE 1.250% 10/1/26 | 88331LAA6 | 7,666,726 | 10,203,000 | PRN | SOLE | 10,203,000 | 0 | 0 | ||
TPI Composites Inc | NOTE 5.250% 03/15/28 | 87266JAA2 | 5,326,835 | 10,050,000 | PRN | SOLE | 10,050,000 | 0 | 0 | ||
Viavi Solutions Inc | NOTE 1.625% 03/15/26 | 925550AG0 | 14,701,020 | 14,702,000 | PRN | SOLE | 14,702,000 | 0 | 0 | ||
Lucid Group Inc | NOTE 1.250% 12/15/26 | 549498AA1 | 22,446,622 | 42,854,000 | PRN | SOLE | 42,854,000 | 0 | 0 |