UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21527
THE ENDOWMENT MASTER FUND, L.P.
(Exact name of registrant as specified in charter)
4265 SAN FELIPE, SUITE 800
HOUSTON, TEXAS 77027
(Address of principal executive offices) (Zip code)
George Zornada, Esq.
K&L Gates LLP
State Street Financial Center
One Lincoln Street
Boston, Ma 02111
(Name and address of agent for service)
Registrant’s telephone number, including area code: (713) 993-4675
Date of fiscal year end: December 31
Date of reporting period: July 1, 2009 through June 30, 2010
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
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| ISHARES TRUST | | | | | | |
| | | | |
Security: | | 464287E22 | | | | Agenda Number: | | 933136029 |
Ticker: | | | | | | Meeting Type: | | Special |
ISIN: | | | | | | Meeting Date: | | 28-Jan-10 |
| | | | | | | | |
Prop. # | | Proposal | | Proposed
by | | Proposal Vote | | For/Against
Management |
| | | | |
01 | | DIRECTOR | | | | | | |
| | | | |
| | 1 GEORGE G.C. PARKER | | Mgmt | | For | | For |
| | | | |
| | 2 J. DARRELL DUFFIE | | Mgmt | | For | | For |
| | | | |
| | 3 CECILIA H. HERBERT | | Mgmt | | For | | For |
| | | | |
| | 4 CHARLES A. HURTY | | Mgmt | | For | | For |
| | | | |
| | 5 JOHN E. KERRIGAN | | Mgmt | | For | | For |
| | | | |
| | 6 ROBERT H. SILVER | | Mgmt | | For | | For |
| | | | |
| | 7 LEE T. KRANEFUSS | | Mgmt | | For | | For |
| | | | |
| | 8 JOHN E. MARTINEZ | | Mgmt | | For | | For |
| | | | |
| | 9 ROBERT S. KAPITO | | Mgmt | | For | | For |
| | | | | | | | |
| ISHARES TRUST | | | | | | |
| | | | |
Security: | | 464287F44 | | | | Agenda Number: | | 933136029 |
Ticker: | | | | | | Meeting Type: | | Special |
ISIN: | | | | | | Meeting Date: | | 28-Jan-10 |
| | | | | | | | |
Prop. # | | Proposal | | Proposed
by | | Proposal Vote | | For/Against
Management |
| | | | |
01 | | DIRECTOR | | | | | | |
| | | | |
| | 1 GEORGE G.C. PARKER | | Mgmt | | For | | For |
| | | | |
| | 2 J. DARRELL DUFFIE | | Mgmt | | For | | For |
| | | | |
| | 3 CECILIA H. HERBERT | | Mgmt | | For | | For |
| | | | |
| | 4 CHARLES A. HURTY | | Mgmt | | For | | For |
| | | | |
| | 5 JOHN E. KERRIGAN | | Mgmt | | For | | For |
| | | | |
| | 6 ROBERT H. SILVER | | Mgmt | | For | | For |
| | | | |
| | 7 LEE T. KRANEFUSS | | Mgmt | | For | | For |
| | | | |
| | 8 JOHN E. MARTINEZ | | Mgmt | | For | | For |
| | | | |
| | 9 ROBERT S. KAPITO | | Mgmt | | For | | For |
| | | | | | | | |
| ISHARES TRUST | | | | | | |
| | | | |
Security: | | 464287H22 | | | | Agenda Number: | | 933136029 |
Ticker: | | | | | | Meeting Type: | | Special |
ISIN: | | | | | | Meeting Date: | | 28-Jan-10 |
| | | | | | | | |
Prop. # | | Proposal | | Proposed
by | | Proposal Vote | | For/Against
Management |
| | | | |
01 | | DIRECTOR | | | | | | |
| | | | |
| | 1 GEORGE G.C. PARKER | | Mgmt | | For | | For |
| | | | |
| | 2 J. DARRELL DUFFIE | | Mgmt | | For | | For |
| | | | |
| | 3 CECILIA H. HERBERT | | Mgmt | | For | | For |
| | | | |
| | 4 CHARLES A. HURTY | | Mgmt | | For | | For |
| | | | |
| | 5 JOHN E. KERRIGAN | | Mgmt | | For | | For |
| | | | |
| | 6 ROBERT H. SILVER | | Mgmt | | For | | For |
| | | | |
| | 7 LEE T. KRANEFUSS | | Mgmt | | For | | For |
| | | | |
| | 8 JOHN E. MARTINEZ | | Mgmt | | For | | For |
| | | | |
| | 9 ROBERT S. KAPITO | | Mgmt | | For | | For |
| | | | | | | | |
| ISHARES TRUST | | | | | | |
| | | | |
Security: | | 464287234 | | | | Agenda Number: | | 933136031 |
Ticker: | | EEM | | | | Meeting Type: | | Special |
ISIN: | | US4642872349 | | | | Meeting Date: | | 28-Jan-10 |
| | | | | | | | |
Prop. # | | Proposal | | Proposed
by | | Proposal Vote | | For/Against
Management |
| | | | |
01 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | For |
| | | | | | | | |
| ISHARES TRUST | | | | | | |
| | | | |
Security: | | 464287432 | | | | Agenda Number: | | 933136031 |
Ticker: | | TLT | | | | Meeting Type: | | Special |
ISIN: | | US4642874329 | | | | Meeting Date: | | 28-Jan-10 |
| | | | | | | | |
Prop. # | | Proposal | | Proposed
by | | Proposal Vote | | For/Against
Management |
| | | | |
01 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | For |
| | | | | | | | |
| ISHARES TRUST | | | | | | |
| | | | |
Security: | | 464287614 | | | | Agenda Number: | | 933136031 |
Ticker: | | IWF | | | | Meeting Type: | | Special |
ISIN: | | US4642876142 | | | | Meeting Date: | | 28-Jan-10 |
| | | | | | | | |
Prop. # | | Proposal | | Proposed
by | | Proposal Vote | | For/Against
Management |
| | | | |
01 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | For |
| | | | | | | | |
| ISHARES, INC. | | | | | | |
| | | | |
Security: | | 464286C88 | | | | Agenda Number: | | 933136029 |
Ticker: | | | | | | Meeting Type: | | Special |
ISIN: | | | | | | Meeting Date: | | 28-Jan-10 |
| | | | | | | | |
Prop. # | | Proposal | | Proposed
by | | Proposal Vote | | For/Against
Management |
| | | | |
01 | | DIRECTOR | | | | | | |
| | | | |
| | 1 GEORGE G.C. PARKER | | Mgmt | | For | | For |
| | | | |
| | 2 J. DARRELL DUFFIE | | Mgmt | | For | | For |
| | | | |
| | 3 CECILIA H. HERBERT | | Mgmt | | For | | For |
| | | | |
| | 4 CHARLES A. HURTY | | Mgmt | | For | | For |
| | | | |
| | 5 JOHN E. KERRIGAN | | Mgmt | | For | | For |
| | | | |
| | 6 ROBERT H. SILVER | | Mgmt | | For | | For |
| | | | |
| | 7 LEE T. KRANEFUSS | | Mgmt | | For | | For |
| | | | |
| | 8 JOHN E. MARTINEZ | | Mgmt | | For | | For |
| | | | |
| | 9 ROBERT S. KAPITO | | Mgmt | | For | | For |
| | | | | | | | |
| ISHARES, INC. | | | | | | |
| | | | |
Security: | | 464286871 | | | | Agenda Number: | | 933136043 |
Ticker: | | EWH | | | | Meeting Type: | | Special |
ISIN: | | US4642868719 | | | | Meeting Date: | | 28-Jan-10 |
| | | | | | | | |
Prop. # | | Proposal | | Proposed
by | | Proposal Vote | | For/Against
Management |
| | | | |
01 | | TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT BETWEEN EACH COMPANY, ON BEHALF OF EACH OF ITS FUNDS, AND BARCLAYS GLOBAL FUND ADVISORS. | | Mgmt | | For | | For |
| | | | |
02 | | TO APPROVE A CHANGE IN THE CLASSIFICATION OF THE FUND’S INVESTMENT OBJECTIVE FROM A FUNDAMENTAL INVESTMENT POLICY TO A NON-FUNDAMENTAL INVESTMENT POLICY. | | Mgmt | | For | | For |
| | | | | | | | |
| WASATCH FUNDS, INC. | | | | |
| | | | |
Security: | | 936772300 | | | | Agenda Number: | | 933179930 |
Ticker: | | WHOSX | | | | Meeting Type: | | Special |
ISIN: | | US9367723007 | | | | Meeting Date: | | 11-Mar-10 |
| | | | | | | | |
Prop. # | | Proposal | | Proposed
by | | Proposal Vote | | For/Against
Management |
| | | | |
01 | | DIRECTOR | | | | | | |
| | | | |
| | 1 JAMES U. JENSEN, J.D.** | | Mgmt | | No vote | | |
| | | | |
| | 2 WILLIAM R. SWINYARD** | | Mgmt | | No vote | | |
| | | | |
| | 3 D. JAMES CROFT** | | Mgmt | | No vote | | |
| | | | |
| | 4 MIRIAM M. ALLISON** | | Mgmt | | No vote | | |
| | | | |
| | 5 SAMUEL S. STEWART, JR.* | | Mgmt | | No vote | | |
| | | | |
02 | | TO APPROVE A NEW ADVISORY AND SERVICE CONTRACT BETWEEN THE COMPANY AND WASATCH ADVISORS, INC., (THE “ADVISOR”), THE FUND’S INVESTMENT ADVISOR. | | Mgmt | | No vote | | |
| | | | |
03 | | TO APPROVE A NEW SUB-ADVISORY AGREEMENT BETWEEN THE ADVISOR AND HOISINGTON INVESTMENT MANAGEMENT COMPANY WITH RESPECT TO THE WASATCH-HOISINGTON U.S. TREASURY FUND. | | Mgmt | | No vote | | |
| | | | | | | | |
Prop. # | | Proposal | | Proposed
by | | Proposal Vote | | For/Against
Management |
| | | | |
05 | | TO APPROVE A PROPOSED AGREEMENT AND PLAN OF REORGANIZATION AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE LIQUIDATION AND DISSOLUTION OF THE WASATCH- HOISINGTON U.S. TREASURY FUND AND THE COMPANY. | | Mgmt | | No vote | | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | |
| Registrant: | | The Endowment Master Fund, L.P. |
| | |
| |
| By: | | /S/ PAUL BACHTOLD |
| | Paul Bachtold Chief Compliance Officer |
| |
| Date: | | August 20, 2010 |
