UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21527
THE ENDOWMENT MASTER FUND, L.P.
(Exact name of registrant as specified in charter)
4265 SAN FELIPE, SUITE 800
HOUSTON, TEXAS 77027
(Address of principal executive offices) (Zip code)
George Zornada, Esq.
K&L Gates
State Street Financial Center
One Lincoln Street
Boston, MA 02111
(Name and address of agent for service)
Registrant’s telephone number, including area code: (713) 993-4001
Date of fiscal year end: December 31
Date of reporting period: July 1, 2014 through June 30, 2015
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2014 TO JUNE 30, 2015
The Endowment Master Fund, L.P.
Investment Company Report
ELLINGTON FINANCIAL LLC
| | | | | | |
Security | | 288522303 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | EFC | | Meeting Date | | 19-May-2015 |
| | | |
ISIN | | US2885223030 | | Agenda | | 934164699 - Management |
| | | | | | | | |
Item
| | Proposal | | Proposed
by | | Vote | | For/Against
Management |
1. | | DIRECTOR | | Management | | | | |
| | | | |
| | 1 THOMAS F. ROBARDS | | | | For | | For |
| | | | |
| | 2 MICHAEL W. VRANOS | | | | For | | For |
| | | | |
| | 3 LAURENCE PENN | | | | For | | For |
| | | | |
| | 4 RONALD I. SIMON, PH.D. | | | | For | | For |
| | | | |
| | 5 EDWARD RESENDEZ | | | | For | | For |
| | | | |
2. | | THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | | Management | | For | | For |
| | | | |
3. | | THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | | Management | | For | | For |
Investment Company Report
NEXPOINT FUNDS
| | | | | | |
Security | | 65340G106 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | NHF | | Meeting Date | | 05-Jun-2015 |
| | | |
ISIN | | US65340G1067 | | Agenda | | 934222263 - Management |
| | | | | | | | |
Item | | Proposal | | Proposed
by | | Vote | | For/Against
Management |
1.1 | | TO ELECT TERRENCE O. JONES AS A CLASS III TRUSTEE OF THE FUND, TO SERVE FOR A THREE-YEAR TERM EXPIRING AT THE 2018 ANNUAL MEETING OR UNTIL HIS SUCCESSOR IS DULY ELECTED AND QUALIFIED. | | Management | | For | | For |
| | | | |
1.2 | | TO ELECT JOHN HONIS AS A CLASS III TRUSTEE OF THE FUND, TO SERVE FOR A THREE-YEAR TERM EXPIRING AT THE 2018 ANNUAL MEETING OR UNTIL HIS SUCCESSOR IS DULY ELECTED AND QUALIFIED. | | Management | | For | | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: The Endowment Master Fund, L.P.
| | |
| |
| By: | | /s/ John A. Blaisdell |
| | John A. Blaisdell |
| | Co-Principal Executive Officer |
Date: August 17, 2015
