UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report: December 19, 2016
(Date of earliest event reported)
CELLECTAR BIOSCIENCES, INC.
(Exact name of registrant as specified in its charter)
Delaware | 1-36598 | 04-3321804 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification Number) |
3301 Agriculture Drive
Madison, WI 53716
(Address of principal executive offices)
(608) 441-8120
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| ITEM 8.01 | OTHER MATERIAL EVENTS |
Subsequent to the November 29, 2016 closing of our underwritten public offering of shares of common stock, series A convertible preferred stock and series C warrants to purchase shares of common stock pursuant to Registration Statement No. 333-214310, a total of 40 shares of series A preferred stock were converted into 2,666,680 shares of common stock through December 16, 2016. On December 19, 2016, in accordance with the requirements for continued listing on the Nasdaq Capital Market, we filed a report with Nasdaq indicating that the number of shares of common stock outstanding as of December 16, 2016 was 9,634,988.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Dated: December 19, 2016 | CELLECTAR BIOSCIENCES, INC. |
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| | By: | /s/ Chad J. Kolean | |
| | | Name: Chad J. Kolean |
| | | Title: Vice President and Chief Financial Officer |
