Wolverine Asset Management 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ALTAIR ENGR INC	COM CL A	021369103	50	1,400	SH	Call	DFND	1	0	0	0
ADVANCED MICRO DEVICES INC	COM	007903107	6,191	135,000	SH	Call	DFND	1	0	0	0
BAUSCH HEALTH COS INC	COM	071734107	5	200	SH	Call	DFND	1	0	0	0
CLOVIS ONCOLOGY INC	COM	189464100	677	65,000	SH	Call	DFND	1	0	0	0
ENCORE CAP GROUP INC	COM	292554102	176	5,000	SH	Call	DFND	1	0	0	0
ENDO INTL PLC	SHS	G30401106	234	50,100	SH	Call	DFND	1	0	0	0
IONIS PHARMACEUTICALS INC	COM	462222100	54	900	SH	Call	DFND	1	0	0	0
MEDICINES CO	COM	584688105	3,423	40,300	SH	Call	DFND	1	0	0	0
MICRON TECHNOLOGY INC	COM	595112103	123	2,300	SH	Call	DFND	1	0	0	0
INVITAE CORP	COM	46185L103	967	60,000	SH	Call	DFND	1	0	0	0
INTREXON CORP	COM	46122T102	177	32,300	SH	Call	DFND	1	0	0	0
AVANTOR INC	COM	05352A100	546	30,100	SH	Call	DFND	1	0	0	0
ALLEGHENY TECHNOLOGIES INC	COM	01741R102	805	39,000	SH	Call	DFND	1	0	0	0
PEABODY ENERGY CORP NEW	COM	704551100	1,365	149,700	SH	Call	DFND	1	0	0	0
CARDTRONICS PLC	SHS CL A	G1991C105	1,674	37,500	SH	Call	DFND	1	0	0	0
CBL & ASSOC PPTYS INC	COM	124830100	18	17,500	SH	Call	DFND	1	0	0	0
GULFPORT ENERGY CORP	COM NEW	402635304	15	5,000	SH	Call	DFND	1	0	0	0
WARRIOR MET COAL INC	COM	93627C101	321	15,200	SH	Call	DFND	1	0	0	0
HERBALIFE NUTRITION LTD	COM SHS	G4412G101	1,801	37,800	SH	Call	DFND	1	0	0	0
PENNEY J C CORP INC	COM	708160106	46	41,800	SH	Call	DFND	1	0	0	0
MCDERMOTT INTL INC	COM	580037703	59	87,800	SH	Call	DFND	1	0	0	0
NABORS INDUSTRIES LTD	SHS	G6359F103	977	339,500	SH	Call	DFND	1	0	0	0
NIO INC	SPON ADS	62914V106	1,205	300,000	SH	Call	DFND	1	0	0	0
PYXUS INTL INC	COM	74737V106	154	17,300	SH	Call	DFND	1	0	0	0
SIRIUS XM HLDGS INC	COM	82968B103	358	50,100	SH	Call	DFND	1	0	0	0
SQUARE INC	CL A	852234103	162	2,600	SH	Call	DFND	1	0	0	0
SCORPIO TANKERS INC	SHS	Y7542C130	2,041	51,900	SH	Call	DFND	1	0	0	0
TIDEWATER INC NEW	COM	88642R109	331	17,200	SH	Call	DFND	1	0	0	0
TAILORED BRANDS INC	COM	87403A107	254	61,500	SH	Call	DFND	1	0	0	0
TESLA INC	COM	88160R101	501	1,200	SH	Call	DFND	1	0	0	0
TWITTER INC	COM	90184L102	1,349	42,100	SH	Call	DFND	1	0	0	0
WW INTL INC	COM	98262P101	64	1,700	SH	Call	DFND	1	0	0	0
ZILLOW GROUP INC	CL C CAP STK	98954M200	2,972	64,700	SH	Call	DFND	1	0	0	0
ZYNGA INC	CL A	98986T108	30	5,000	SH	Call	DFND	1	0	0	0
IAMGOLD CORP	COM	450913108	74	19,900	SH	Call	DFND	1	0	0	0
ISHARES TR	RUSSELL 2000 ETF	464287655	127,532	769,800	SH	Call	DFND	1	0	0	0
INVESCO DB COMMDY INDX TRCK	UNIT	46138B103	3,190	200,000	SH	Call	DFND	1	0	0	0
WISDOMTREE TR	JAPN HEDGE EQT	97717W851	12,100	225,000	SH	Call	DFND	1	0	0	0
GLOBAL X FDS	GLOBAL X URANIUM	37954Y871	554	50,000	SH	Call	DFND	1	0	0	0
EVOLENT HEALTH INC	CL A	30050B101	1,842	203,600	SH	Call	DFND	1	0	0	0
INOVALON HLDGS INC	COM CL A	45781D101	941	50,000	SH	Call	DFND	1	0	0	0
SELECT SECTOR SPDR TR	SBI INT-FINL	81369Y605	17,304	562,200	SH	Call	DFND	1	0	0	0
YEXT INC	COM	98585N106	721	50,000	SH	Call	DFND	1	0	0	0
MARATHON PETE CORP	COM	56585A102	3,012	50,000	SH	Call	DFND	1	0	0	0
OCCIDENTAL PETE CORP	COM	674599105	2,060	50,000	SH	Call	DFND	1	0	0	0
CHANGE HEALTHCARE INC	COM	15912K100	1,052	64,200	SH	Call	DFND	1	0	0	0
DOMINION ENERGY INC	COM	25746U109	993	12,000	SH	Call	DFND	1	0	0	0
SOUTH JERSEY INDS INC	COM	838518108	976	29,600	SH	Call	DFND	1	0	0	0
ASSURANT INC	COM	04621X108	131	1,000	SH	Call	DFND	1	0	0	0
CROWN CASTLE INTL CORP NEW	COM	22822V101	284	2,000	SH	Call	DFND	1	0	0	0
CENTERPOINT ENERGY INC	COM	15189T107	471	17,300	SH	Call	DFND	1	0	0	0
ENERGIZER HLDGS INC NEW	COM	29272W109	597	11,900	SH	Call	DFND	1	0	0	0
FORTIVE CORP	COM	34959J108	3,032	39,700	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY ENRGY BULL3X	25459W888	2,828	161,600	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY FIN BULL NEW	25459Y694	1,911	20,200	SH	Call	DFND	1	0	0	0
SPDR GOLD TRUST	GOLD SHS	78463V107	1,600	11,200	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DAILY JR GLD MIN	25460E166	8,347	100,000	SH	Call	DFND	1	0	0	0
SPDR SERIES TRUST	S&P REGL BKG	78464A698	897	15,400	SH	Call	DFND	1	0	0	0
VANECK VECTORS ETF TRUST	OIL SVCS ETF	92189F718	1,143	86,300	SH	Call	DFND	1	0	0	0
INVESCO QQQ TR	UNIT SER 1	46090E103	15,520	73,000	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTRASHRT S&P500	74347B383	2,530	101,800	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DRX S&P500BULL	25459W862	14,610	221,100	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY S&P500 BR 3X	25460E885	9,960	751,700	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO SHORT S	74347B268	472	23,600	SH	Call	DFND	1	0	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	294,373	914,600	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO SHT QQQ	74347G408	1,168	52,200	SH	Call	DFND	1	0	0	0
PROSHARES TR	PSHS ULT S&P 500	74347R107	5,656	37,500	SH	Call	DFND	1	0	0	0
PROSHARES TR II	SHT VIX ST TRM	74347W130	42,379	649,700	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY SMCAP BULL3X	25459W847	42,978	597,000	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO QQQ	74347X831	162,549	1,878,100	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DAILY SM CP BEAR	25460E125	3,323	94,600	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTRPRO S&P500	74347X864	26,162	373,700	SH	Call	DFND	1	0	0	0
PROSHARES TR II	ULTRA VIX SHORT	74347W148	3,989	309,500	SH	Call	DFND	1	0	0	0
ISHARES TR	MSCI EMG MKT ETF	464287234	98	2,200	SH	Call	DFND	1	0	0	0
BARCLAYS BK PLC	IPATH B SHRT TRM	06746P621	151	10,000	SH	Call	DFND	1	0	0	0
DEUTSCHE BANK AG	NAMEN AKT	D18190898	152	19,600	SH	Call	DFND	1	0	0	0
AURORA CANNABIS INC	COM	05156X108	2,075	960,800	SH	Put	DFND	1	0	0	0
AERIE PHARMACEUTICALS INC	COM	00771V108	60	2,500	SH	Put	DFND	1	0	0	0
AMAG PHARMACEUTICALS INC	COM	00163U106	3,171	260,600	SH	Put	DFND	1	0	0	0
ADVANCED MICRO DEVICES INC	COM	007903107	127,316	2,776,200	SH	Put	DFND	1	0	0	0
APHRIA INC	COM	03765K104	2,758	528,500	SH	Put	DFND	1	0	0	0
CLOVIS ONCOLOGY INC	COM	189464100	7,084	679,600	SH	Put	DFND	1	0	0	0
CREE INC	COM	225447101	392	8,500	SH	Put	DFND	1	0	0	0
CURO GROUP HLDGS CORP	COM	23131L107	152	12,500	SH	Put	DFND	1	0	0	0
DERMIRA INC	COM	24983L104	1,731	114,200	SH	Put	DFND	1	0	0	0
ENCORE CAP GROUP INC	COM	292554102	17	500	SH	Put	DFND	1	0	0	0
ENDO INTL PLC	SHS	G30401106	1,175	250,600	SH	Put	DFND	1	0	0	0
ENOVA INTL INC	COM	29357K103	3,125	129,900	SH	Put	DFND	1	0	0	0
EXACT SCIENCES CORP	COM	30063P105	2,996	32,400	SH	Put	DFND	1	0	0	0
EZCORP INC	CL A NON VTG	302301106	208	30,500	SH	Put	DFND	1	0	0	0
FLEXION THERAPEUTICS INC	COM	33938J106	62	3,000	SH	Put	DFND	1	0	0	0
GAIN CAP HLDGS INC	COM	36268W100	424	107,400	SH	Put	DFND	1	0	0	0
HORIZON THERAPEUTICS PUB LTD	SHS	G46188101	271	7,500	SH	Put	DFND	1	0	0	0
INTERCEPT PHARMACEUTICALS IN	COM	45845P108	25,118	202,700	SH	Put	DFND	1	0	0	0
IMMUNOGEN INC	COM	45253H101	66	13,100	SH	Put	DFND	1	0	0	0
INOVIO PHARMACEUTICALS INC	COM NEW	45773H201	60	18,400	SH	Put	DFND	1	0	0	0
INSMED INC	COM PAR $.01	457669307	1,191	49,900	SH	Put	DFND	1	0	0	0
INNOVIVA INC	COM	45781M101	819	57,900	SH	Put	DFND	1	0	0	0
IONIS PHARMACEUTICALS INC	COM	462222100	108	1,800	SH	Put	DFND	1	0	0	0
IRONWOOD PHARMACEUTICALS INC	COM CL A	46333X108	1,108	83,300	SH	Put	DFND	1	0	0	0
LIGAND PHARMACEUTICALS INC	COM NEW	53220K504	3,963	38,000	SH	Put	DFND	1	0	0	0
LEXICON PHARMACEUTICALS INC	COM NEW	528872302	163	39,400	SH	Put	DFND	1	0	0	0
MEDICINES CO	COM	584688105	32,931	387,700	SH	Put	DFND	1	0	0	0
MAGNOLIA OIL & GAS CORP	CL A	559663109	5,130	407,800	SH	Put	DFND	1	0	0	0
MICRON TECHNOLOGY INC	COM	595112103	4,711	87,600	SH	Put	DFND	1	0	0	0
NOVAVAX INC	COM NEW	670002401	541	136,100	SH	Put	DFND	1	0	0	0
INVITAE CORP	COM	46185L103	8	500	SH	Put	DFND	1	0	0	0
OMEROS CORP	COM	682143102	997	70,800	SH	Put	DFND	1	0	0	0
OPKO HEALTH INC	COM	68375N103	2	1,900	SH	Put	DFND	1	0	0	0
QORVO INC	COM	74736K101	5,218	44,900	SH	Put	DFND	1	0	0	0
ROCKET PHARMACEUTICALS INC	COM	77313F106	172	7,600	SH	Put	DFND	1	0	0	0
RADIUS HEALTH INC	COM NEW	750469207	1,745	86,600	SH	Put	DFND	1	0	0	0
SUNPOWER CORP	COM	867652406	1,400	179,600	SH	Put	DFND	1	0	0	0
SAREPTA THERAPEUTICS INC	COM	803607100	3,638	28,200	SH	Put	DFND	1	0	0	0
SUTTER ROCK CAP CORP	COM	86944Q100	268	41,000	SH	Put	DFND	1	0	0	0
SUPERNUS PHARMACEUTICALS INC	COM	868459108	315	13,300	SH	Put	DFND	1	0	0	0
TEVA PHARMACEUTICAL INDS LTD	SPONSORED ADS	881624209	5,394	550,500	SH	Put	DFND	1	0	0	0
TILRAY INC	COM CL 2	88688T100	3,458	201,900	SH	Put	DFND	1	0	0	0
TOWER SEMICONDUCTOR LTD	SHS NEW	M87915274	1,371	57,000	SH	Put	DFND	1	0	0	0
INTREXON CORP	COM	46122T102	1,841	336,000	SH	Put	DFND	1	0	0	0
FIRST MAJESTIC SILVER CORP	COM	32076V103	8,638	704,600	SH	Put	DFND	1	0	0	0
HUDBAY MINERALS INC	COM	443628102	414	100,000	SH	Put	DFND	1	0	0	0
CANOPY GROWTH CORP	COM	138035100	17,728	840,900	SH	Put	DFND	1	0	0	0
ISHARES TR	IBOXX HI YD ETF	464288513	30,814	350,400	SH	Put	DFND	1	0	0	0
ISHARES TR	IBOXX INV CP ETF	464287242	31,990	250,000	SH	Put	DFND	1	0	0	0
AVANTOR INC	COM	05352A100	92	5,100	SH	Put	DFND	1	0	0	0
AUDENTES THERAPEUTICS INC	COM	05070R104	167	2,800	SH	Put	DFND	1	0	0	0
RA PHARMACEUTICALS INC	COM	74933V108	98	2,100	SH	Put	DFND	1	0	0	0
OKTA INC	CL A	679295105	4,672	40,500	SH	Put	DFND	1	0	0	0
TWILIO INC	CL A	90138F102	9,356	95,200	SH	Put	DFND	1	0	0	0
ADIENT PLC	ORD SHS	G0084W101	4,585	215,800	SH	Put	DFND	1	0	0	0
AK STL HLDG CORP	COM	001547108	2,563	779,300	SH	Put	DFND	1	0	0	0
ALLISON TRANSMISSION HLDGS I	COM	01973R101	24	500	SH	Put	DFND	1	0	0	0
ANTERO RES CORP	COM	03674X106	698	245,000	SH	Put	DFND	1	0	0	0
ALLEGHENY TECHNOLOGIES INC	COM	01741R102	177	8,600	SH	Put	DFND	1	0	0	0
AVON PRODS INC	COM	054303102	7,747	1,373,600	SH	Put	DFND	1	0	0	0
ALTERYX INC	COM CL A	02156B103	50	500	SH	Put	DFND	1	0	0	0
BILIBILI INC	SPONS ADS REP Z	090040106	17,949	964,000	SH	Put	DFND	1	0	0	0
BUILDERS FIRSTSOURCE INC	COM	12008R107	5,082	200,000	SH	Put	DFND	1	0	0	0
PEABODY ENERGY CORP NEW	COM	704551100	3,046	334,100	SH	Put	DFND	1	0	0	0
BAOZUN INC	SPONSORED ADR	06684L103	5,411	163,400	SH	Put	DFND	1	0	0	0
CARDTRONICS PLC	SHS CL A	G1991C105	1,678	37,600	SH	Put	DFND	1	0	0	0
CBL & ASSOC PPTYS INC	COM	124830100	11	11,100	SH	Put	DFND	1	0	0	0
CSI COMPRESSCO LP	COM UNIT	12637A103	264	97,400	SH	Put	DFND	1	0	0	0
CDK GLOBAL INC	COM	12508E101	71	1,300	SH	Put	DFND	1	0	0	0
CHEGG INC	COM	163092109	49	1,300	SH	Put	DFND	1	0	0	0
SEACOR HOLDINGS INC	COM	811904101	17	400	SH	Put	DFND	1	0	0	0
CLEVELAND CLIFFS INC	COM	185899101	3,853	458,700	SH	Put	DFND	1	0	0	0
CALUMET SPECIALTY PRODS PTNR	UT LTD PARTNER	131476103	2,798	766,700	SH	Put	DFND	1	0	0	0
CONTINENTAL RESOURCES INC	COM	212015101	473	13,800	SH	Put	DFND	1	0	0	0
CIMPRESS PLC	SHS EURO	G2143T103	125	1,000	SH	Put	DFND	1	0	0	0
CNX RESOURCES CORPORATION	COM	12653C108	3,808	430,300	SH	Put	DFND	1	0	0	0
COUPA SOFTWARE INC	COM	22266L106	1,345	9,200	SH	Put	DFND	1	0	0	0
CARRIAGE SVCS INC	COM	143905107	199	7,800	SH	Put	DFND	1	0	0	0
DISH NETWORK CORP	CL A	25470M109	40,315	1,136,600	SH	Put	DFND	1	0	0	0
ENCANA CORP	COM	292505104	330	70,400	SH	Put	DFND	1	0	0	0
ENPHASE ENERGY INC	COM	29355A107	3,446	131,900	SH	Put	DFND	1	0	0	0
ETSY INC	COM	29786A106	2,693	60,800	SH	Put	DFND	1	0	0	0
EVOLENT HEALTH INC	CL A	30050B101	2,756	304,600	SH	Put	DFND	1	0	0	0
FORD MTR CO DEL	COM	345370860	15	1,700	SH	Put	DFND	1	0	0	0
FIREEYE INC	COM	31816Q101	2,181	132,000	SH	Put	DFND	1	0	0	0
FIVE9 INC	COM	338307101	32	500	SH	Put	DFND	1	0	0	0
GDS HLDGS LTD	SPONSORED ADS	36165L108	5,158	100,000	SH	Put	DFND	1	0	0	0
GOGO INC	COM	38046C109	924	144,400	SH	Put	DFND	1	0	0	0
CANADA GOOSE HOLDINGS INC	SHS SUB VTG	135086106	304	8,400	SH	Put	DFND	1	0	0	0
GULFPORT ENERGY CORP	COM NEW	402635304	4,692	1,543,700	SH	Put	DFND	1	0	0	0
GOPRO INC	CL A	38268T103	2,706	623,700	SH	Put	DFND	1	0	0	0
GRUBHUB INC	COM	400110102	2,106	43,300	SH	Put	DFND	1	0	0	0
GOODYEAR TIRE & RUBR CO	COM	382550101	2,908	187,000	SH	Put	DFND	1	0	0	0
WARRIOR MET COAL INC	COM	93627C101	3,368	159,400	SH	Put	DFND	1	0	0	0
HD SUPPLY HLDGS INC	COM	40416M105	1,186	29,500	SH	Put	DFND	1	0	0	0
HERBALIFE NUTRITION LTD	COM SHS	G4412G101	11,798	247,500	SH	Put	DFND	1	0	0	0
HUAZHU GROUP LTD	SPONSORED ADS	44332N106	661	16,500	SH	Put	DFND	1	0	0	0
IAC INTERACTIVECORP	COM	44919P508	8,120	32,600	SH	Put	DFND	1	0	0	0
IAMGOLD CORP	COM	450913108	1,455	390,100	SH	Put	DFND	1	0	0	0
IQIYI INC	SPONSORED ADS	46267X108	46,935	2,223,400	SH	Put	DFND	1	0	0	0
PENNEY J C CORP INC	COM	708160106	2,375	2,121,200	SH	Put	DFND	1	0	0	0
KLX ENERGY SERVICS HOLDNGS I	COM	48253L106	139	21,700	SH	Put	DFND	1	0	0	0
KRATOS DEFENSE & SEC SOLUTIO	COM NEW	50077B207	900	50,000	SH	Put	DFND	1	0	0	0
LIVEPERSON INC	COM	538146101	384	10,400	SH	Put	DFND	1	0	0	0
MATTEL INC	COM	577081102	8,791	648,800	SH	Put	DFND	1	0	0	0
MCDERMOTT INTL INC	COM	580037703	20	30,700	SH	Put	DFND	1	0	0	0
MERCADOLIBRE INC	COM	58733R102	8,121	14,200	SH	Put	DFND	1	0	0	0
MUELLER INDS INC	COM	624756102	1,825	57,500	SH	Put	DFND	1	0	0	0
MARTIN MIDSTREAM PRTNRS L P	UNIT L P INT	573331105	25	6,300	SH	Put	DFND	1	0	0	0
MOMO INC	ADR	60879B107	20,123	600,700	SH	Put	DFND	1	0	0	0
MONTAGE RES CORP	COM	61179L100	396	50,000	SH	Put	DFND	1	0	0	0
MANITOWOC CO INC	COM NEW	563571405	4,518	258,200	SH	Put	DFND	1	0	0	0
NAVISTAR INTL CORP NEW	COM	63934E108	434	15,000	SH	Put	DFND	1	0	0	0
NEW RELIC INC	COM	64829B100	519	7,900	SH	Put	DFND	1	0	0	0
NETFLIX INC	COM	64110L106	6,665	20,600	SH	Put	DFND	1	0	0	0
NIO INC	SPON ADS	62914V106	13,783	3,428,800	SH	Put	DFND	1	0	0	0
NEWPARK RES INC	COM PAR $.01NEW	651718504	65	10,500	SH	Put	DFND	1	0	0	0
NATURAL RESOURCE PARTNERS L	COM UNIT LTD PAR	63900P608	418	20,800	SH	Put	DFND	1	0	0	0
NUTANIX INC	CL A	67059N108	2,707	86,600	SH	Put	DFND	1	0	0	0
PDC ENERGY INC	COM	69327R101	1,593	60,900	SH	Put	DFND	1	0	0	0
PINDUODUO INC	SPONSORED ADS	722304102	10,177	269,100	SH	Put	DFND	1	0	0	0
PARSLEY ENERGY INC	CL A	701877102	2,133	112,800	SH	Put	DFND	1	0	0	0
PERFICIENT INC	COM	71375U101	46	1,000	SH	Put	DFND	1	0	0	0
PRETIUM RES INC	COM	74139C102	2,226	200,000	SH	Put	DFND	1	0	0	0
PYXUS INTL INC	COM	74737V106	3,127	349,800	SH	Put	DFND	1	0	0	0
QUDIAN INC	ADR	747798106	250	53,200	SH	Put	DFND	1	0	0	0
RENT A CTR INC NEW	COM	76009N100	2,116	73,400	SH	Put	DFND	1	0	0	0
REDFIN CORP	COM	75737F108	2,001	94,700	SH	Put	DFND	1	0	0	0
REVLON INC	CL A NEW	761525609	544	25,400	SH	Put	DFND	1	0	0	0
RH	COM	74967X103	533	2,500	SH	Put	DFND	1	0	0	0
TRANSOCEAN LTD	REG SHS	H8817H100	10,176	1,479,200	SH	Put	DFND	1	0	0	0
SAILPOINT TECHNLGIES HLDGS I	COM	78781P105	42	1,800	SH	Put	DFND	1	0	0	0
SEA LTD	SPONSORED ADS	81141R100	35,369	879,400	SH	Put	DFND	1	0	0	0
SEALED AIR CORP NEW	COM	81211K100	2,449	61,500	SH	Put	DFND	1	0	0	0
SCIENTIFIC GAMES CORP	COM	80874P109	6,606	246,700	SH	Put	DFND	1	0	0	0
SIRIUS XM HLDGS INC	COM	82968B103	2,308	322,900	SH	Put	DFND	1	0	0	0
SM ENERGY CO	COM	78454L100	1,236	110,000	SH	Put	DFND	1	0	0	0
SQUARE INC	CL A	852234103	13,100	209,400	SH	Put	DFND	1	0	0	0
SSR MNG INC	COM	784730103	38	2,000	SH	Put	DFND	1	0	0	0
SCORPIO TANKERS INC	SHS	Y7542C130	932	23,700	SH	Put	DFND	1	0	0	0
TRIP COM GROUP LTD	ADS	89677Q107	3,823	114,000	SH	Put	DFND	1	0	0	0
TRANSDIGM GROUP INC	COM	893641100	4,648	8,300	SH	Put	DFND	1	0	0	0
TIDEWATER INC NEW	COM	88642R109	699	36,300	SH	Put	DFND	1	0	0	0
TRIUMPH GROUP INC NEW	COM	896818101	1,945	77,000	SH	Put	DFND	1	0	0	0
TEAM INC	COM	878155100	15	1,000	SH	Put	DFND	1	0	0	0
TALEND S A	ADS	874224207	273	7,000	SH	Put	DFND	1	0	0	0
TAYLOR MORRISON HOME CORP	COM	87724P106	640	29,300	SH	Put	DFND	1	0	0	0
TIMKENSTEEL CORP	COM	887399103	719	91,600	SH	Put	DFND	1	0	0	0
TUTOR PERINI CORP	COM	901109108	37	2,900	SH	Put	DFND	1	0	0	0
TABULA RASA HEALTHCARE INC	COM	873379101	1,075	22,100	SH	Put	DFND	1	0	0	0
TESLA INC	COM	88160R101	25,141	60,100	SH	Put	DFND	1	0	0	0
TWITTER INC	COM	90184L102	13,903	433,800	SH	Put	DFND	1	0	0	0
UNIT CORP	COM	909218109	4	6,600	SH	Put	DFND	1	0	0	0
VALARIS PLC	SHS CLASS A	G9402V109	19,080	2,908,600	SH	Put	DFND	1	0	0	0
VECTOR GROUP LTD	COM	92240M108	4,044	302,070	SH	Put	DFND	1	0	0	0
VIPSHOP HLDGS LTD	SPONSORED ADS A	92763W103	3,215	226,900	SH	Put	DFND	1	0	0	0
VEONEER INCORPORATED	COM	92336X109	552	35,400	SH	Put	DFND	1	0	0	0
WAYFAIR INC	CL A	94419L101	6,316	69,900	SH	Put	DFND	1	0	0	0
WEIBO CORP	SPONSORED ADR	948596101	7,068	152,500	SH	Put	DFND	1	0	0	0
WHITING PETE CORP NEW	COM NEW	966387409	1,468	200,000	SH	Put	DFND	1	0	0	0
W & T OFFSHORE INC	COM	92922P106	2,341	421,100	SH	Put	DFND	1	0	0	0
WORLD WRESTLING ENTMT INC	CL A	98156Q108	12	200	SH	Put	DFND	1	0	0	0
UNITED STATES STL CORP NEW	COM	912909108	14,681	1,286,700	SH	Put	DFND	1	0	0	0
XEROX HOLDINGS CORP	COM NEW	98421M106	4,251	115,300	SH	Put	DFND	1	0	0	0
ZILLOW GROUP INC	CL C CAP STK	98954M200	18,656	406,100	SH	Put	DFND	1	0	0	0
ZENDESK INC	COM	98936J101	1,954	25,500	SH	Put	DFND	1	0	0	0
ZYNGA INC	CL A	98986T108	378	61,800	SH	Put	DFND	1	0	0	0
ISHARES INC	MSCI HONG KG ETF	464286871	12,164	500,000	SH	Put	DFND	1	0	0	0
SPDR GOLD TRUST	GOLD SHS	78463V107	52,072	364,400	SH	Put	DFND	1	0	0	0
INOVALON HLDGS INC	COM CL A	45781D101	941	50,000	SH	Put	DFND	1	0	0	0
YEXT INC	COM	98585N106	2,163	150,000	SH	Put	DFND	1	0	0	0
DEERE & CO	COM	244199105	4,331	25,000	SH	Put	DFND	1	0	0	0
HOME DEPOT INC	COM	437076102	9,914	45,400	SH	Put	DFND	1	0	0	0
CEMEX SAB DE CV	SPON ADR NEW	151290889	113	30,000	SH	Put	DFND	1	0	0	0
STARBUCKS CORP	COM	855244109	2,874	32,700	SH	Put	DFND	1	0	0	0
SNAP INC	CL A	83304A106	2,449	150,000	SH	Put	DFND	1	0	0	0
TAL EDUCATION GROUP	SPONSORED ADS	874080104	4,820	100,000	SH	Put	DFND	1	0	0	0
COLFAX CORP	COM	194014106	72	2,000	SH	Put	DFND	1	0	0	0
CHANGE HEALTHCARE INC	COM	15912K100	696	42,500	SH	Put	DFND	1	0	0	0
DOMINION ENERGY INC	COM	25746U109	4,497	54,300	SH	Put	DFND	1	0	0	0
NABORS INDUSTRIES LTD	SHS	G6359F103	2,155	748,600	SH	Put	DFND	1	0	0	0
NEXTERA ENERGY INC	COM	65339F101	3,027	12,500	SH	Put	DFND	1	0	0	0
SOUTH JERSEY INDS INC	COM	838518108	494	15,000	SH	Put	DFND	1	0	0	0
ASSURANT INC	COM	04621X108	393	3,000	SH	Put	DFND	1	0	0	0
CENTERPOINT ENERGY INC	COM	15189T107	875	32,100	SH	Put	DFND	1	0	0	0
ENERGIZER HLDGS INC NEW	COM	29272W109	1,481	29,500	SH	Put	DFND	1	0	0	0
FORTIVE CORP	COM	34959J108	1,543	20,200	SH	Put	DFND	1	0	0	0
ACCURAY INC	COM	004397105	9	3,500	SH	Put	DFND	1	0	0	0
BEST INC	SPONSORED ADS	08653C106	416	74,900	SH	Put	DFND	1	0	0	0
CALAMP CORP	COM	128126109	30	3,200	SH	Put	DFND	1	0	0	0
AVIS BUDGET GROUP INC	COM	053774105	751	23,300	SH	Put	DFND	1	0	0	0
COMMSCOPE HLDG CO INC	COM	20337X109	354	25,000	SH	Put	DFND	1	0	0	0
COMMUNITY HEALTH SYS INC NEW	COM	203668108	312	107,800	SH	Put	DFND	1	0	0	0
8X8 INC NEW	COM	282914100	2,488	136,000	SH	Put	DFND	1	0	0	0
ENCOMPASS HEALTH CORP	COM	29261A100	1,420	20,500	SH	Put	DFND	1	0	0	0
FRONTIER COMMUNICATIONS CORP	COM NEW	35906A306	448	503,700	SH	Put	DFND	1	0	0	0
HC2 HLDGS INC	COM	404139107	1	800	SH	Put	DFND	1	0	0	0
HARMONIC INC	COM	413160102	1,560	200,000	SH	Put	DFND	1	0	0	0
HERTZ GLOBAL HLDGS INC	COM	42806J106	1,323	84,000	SH	Put	DFND	1	0	0	0
INFINERA CORPORATION	COM	45667G103	2,062	259,800	SH	Put	DFND	1	0	0	0
INVACARE CORP	COM	461203101	451	50,000	SH	Put	DFND	1	0	0	0
KNOWLES CORP	COM	49926D109	139	6,600	SH	Put	DFND	1	0	0	0
NCR CORP NEW	COM	62886E108	9,268	263,600	SH	Put	DFND	1	0	0	0
IMPINJ INC	COM	453204109	434	16,800	SH	Put	DFND	1	0	0	0
PURE STORAGE INC	CL A	74624M102	116	6,800	SH	Put	DFND	1	0	0	0
RINGCENTRAL INC	CL A	76680R206	320	1,900	SH	Put	DFND	1	0	0	0
SYNAPTICS INC	COM	87157D109	1,315	20,000	SH	Put	DFND	1	0	0	0
TELADOC HEALTH INC	COM	87918A105	1,640	19,600	SH	Put	DFND	1	0	0	0
TENET HEALTHCARE CORP	COM NEW	88033G407	3	100	SH	Put	DFND	1	0	0	0
TTM TECHNOLOGIES INC	COM	87305R109	525	34,900	SH	Put	DFND	1	0	0	0
UBER TECHNOLOGIES INC	COM	90353T100	14,739	495,600	SH	Put	DFND	1	0	0	0
VOCERA COMMUNICATIONS INC	COM	92857F107	311	15,000	SH	Put	DFND	1	0	0	0
VIAVI SOLUTIONS INC	COM	925550105	2,842	189,500	SH	Put	DFND	1	0	0	0
VIASAT INC	COM	92552V100	3,059	41,800	SH	Put	DFND	1	0	0	0
VISHAY INTERTECHNOLOGY INC	COM	928298108	879	41,300	SH	Put	DFND	1	0	0	0
WRIGHT MED GROUP N V	ORD SHS	N96617118	6,806	223,300	SH	Put	DFND	1	0	0	0
ZAYO GROUP HLDGS INC	COM	98919V105	3,873	111,800	SH	Put	DFND	1	0	0	0
BLACKBERRY LTD	COM	09228F103	4,012	625,000	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY ENRGY BULL3X	25459W888	1,071	61,200	SH	Put	DFND	1	0	0	0
ISHARES TR	CHINA LG-CAP ETF	464287184	2,177	49,900	SH	Put	DFND	1	0	0	0
VANECK VECTORS ETF TRUST	GOLD MINERS ETF	92189F106	392	13,400	SH	Put	DFND	1	0	0	0
ISHARES TR	NASDAQ BIOTECH	464287556	6,025	50,000	SH	Put	DFND	1	0	0	0
ISHARES TR	RUSSELL 2000 ETF	464287655	27,683	167,100	SH	Put	DFND	1	0	0	0
SPDR SERIES TRUST	S&P REGL BKG	78464A698	407	7,000	SH	Put	DFND	1	0	0	0
VANECK VECTORS ETF TRUST	OIL SVCS ETF	92189F718	22	1,700	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTSHRT QQQ	74347B243	141	6,000	SH	Put	DFND	1	0	0	0
PROSHARES TR	PSHS ULTRA QQQ	74347R206	8,422	69,100	SH	Put	DFND	1	0	0	0
INVESCO QQQ TR	UNIT SER 1	46090E103	22,196	104,400	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTRASHRT S&P500	74347B383	320	12,900	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DRX S&P500BULL	25459W862	178,911	2,707,500	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY S&P500 BR 3X	25460E885	609	46,000	SH	Put	DFND	1	0	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	362,993	1,127,800	SH	Put	DFND	1	0	0	0
PROSHARES TR	PSHS ULT S&P 500	74347R107	110,248	730,900	SH	Put	DFND	1	0	0	0
PROSHARES TR II	SHT VIX ST TRM	74347W130	16,868	258,600	SH	Put	DFND	1	0	0	0
ISHARES TR	20 YR TR BD ETF	464287432	20,321	150,000	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY SMCAP BULL3X	25459W847	105,026	1,458,900	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO QQQ	74347X831	351,981	4,066,800	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DAILY SM CP BEAR	25460E125	263	7,500	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTRPRO S&P500	74347X864	86,504	1,235,600	SH	Put	DFND	1	0	0	0
PROSHARES TR II	ULTRA VIX SHORT	74347W148	1,912	148,400	SH	Put	DFND	1	0	0	0
SELECT SECTOR SPDR TR	SBI INT-FINL	81369Y605	12,444	404,300	SH	Put	DFND	1	0	0	0
VIRGIN GALACTIC HOLDINGS INC	COM	92766K106	6	600	SH	Put	DFND	1	0	0	0
GNC HLDGS INC	COM CL A	36191G107	351	130,000	SH	Put	DFND	1	0	0	0
ROYAL GOLD INC	COM	780287108	1,222	10,000	SH	Put	DFND	1	0	0	0
SELECT SECTOR SPDR TR	SBI CONS STPLS	81369Y308	31,490	500,000	SH	Put	DFND	1	0	0	0
ZIONS BANCORPORATION N A	COM	989701107	732	14,100	SH	Put	DFND	1	0	0	0
BLACKROCK CAPITAL INVESTMENT	COM	092533108	443	89,405	SH		DFND	1	89,405	0	0
OAKTREE STRATEGIC INCOME COR	COM	67402D104	109	13,430	SH		DFND	1	13,430	0	0
COLONY CR REAL ESTATE INC	COM CL A	19625T101	1,678	127,537	SH		DFND	1	127,537	0	0
HUNT COS FIN TR INC	COM	44558T100	1,131	350,429	SH		DFND	1	350,429	0	0
KKR REAL ESTATE FIN TR INC	COM	48251K100	2,557	125,246	SH		DFND	1	125,246	0	0
TPG RE FIN TR INC	COM	87266M107	5,010	247,179	SH		DFND	1	247,179	0	0
EXANTAS CAP CORP	COM NEW	30068N105	4,908	415,604	SH		DFND	1	415,604	0	0
AKAMAI TECHNOLOGIES INC	COM	00971T101	0	2	SH		DFND	1	2	0	0
ALTAIR ENGR INC	NOTE 0.250% 6/0	021369AA1	7,855	7,642,000	PRN		DFND	1	0	0	0
APOLLO COML REAL EST FIN INC	NOTE 4.750% 8/2	03762UAB1	3,633	3,600,000	PRN		DFND	1	0	0	0
APOLLO COML REAL EST FIN INC	NOTE 5.375%10/1	03762UAC9	1,321	1,300,000	PRN		DFND	1	0	0	0
ACCELERATE DIAGNOSTICS INC	NOTE 2.500% 3/1	00430HAB8	2,981	4,000,000	PRN		DFND	1	0	0	0
CALAMP CORP	NOTE 2.000% 8/0	128126AD1	6,255	7,500,000	PRN		DFND	1	0	0	0
EXACT SCIENCES CORP	COM	30063P105	8,935	96,618	SH		DFND	1	96,618	0	0
AMICUS THERAPEUTICS INC	COM	03152W109	38	3,951	SH		DFND	1	3,951	0	0
GAIN CAP HLDGS INC	NOTE 5.000% 8/1	36268WAF7	11,191	12,833,000	PRN		DFND	1	0	0	0
HANNON ARMSTRONG SUST INFR C	NOTE 4.125% 9/0	41068XAB6	3,400	2,773,000	PRN		DFND	1	0	0	0
CHINA LODGING GROUP LTD	NOTE 0.375%11/0	16949NAC3	9,822	8,760,000	PRN		DFND	1	0	0	0
HORIZON THERAPEUTICS PUB LTD	SHS	G46188101	90	2,500	SH		DFND	1	2,500	0	0
IAC INTERACTIVECORP	COM	44919P508	17,732	71,184	SH		DFND	1	71,184	0	0
INFINERA CORPORATION	NOTE 2.125% 9/0	45667GAC7	10,435	9,851,000	PRN		DFND	1	0	0	0
INSMED INC	COM PAR $.01	457669307	1,089	45,604	SH		DFND	1	45,604	0	0
INNOVIVA INC	NOTE 2.500% 8/1	45781MAB7	35,478	32,648,000	PRN		DFND	1	0	0	0
INVACARE CORP	NOTE 5.000%11/1	461203AJ0	9,497	10,259,000	PRN		DFND	1	0	0	0
MESA LABS INC	NOTE 1.375% 8/1	59064RAA7	2,732	2,500,000	PRN		DFND	1	0	0	0
SERVICENOW INC	COM	81762P102	41	147	SH		DFND	1	147	0	0
PAR PACIFIC HOLDINGS INC	COM NEW	69888T207	69	2,972	SH		DFND	1	2,972	0	0
PDC ENERGY INC	NOTE 1.125% 9/1	69327RAD3	4,870	5,190,000	PRN		DFND	1	0	0	0
PRA GROUP INC	NOTE 3.500% 6/0	69354NAB2	5,292	5,060,000	PRN		DFND	1	0	0	0
PROS HOLDINGS INC	COM	74346Y103	219	3,670	SH		DFND	1	3,670	0	0
PURE STORAGE INC	NOTE 0.125% 4/1	74624MAB8	9,356	9,361,000	PRN		DFND	1	0	0	0
PRETIUM RES INC	NOTE 2.250% 3/1	74139CAB8	10,450	9,967,000	PRN		DFND	1	0	0	0
SUNPOWER CORP	COM	867652406	343	44,025	SH		DFND	1	44,025	0	0
SUPERNUS PHARMACEUTICALS INC	NOTE 0.625% 4/0	868459AD0	12,587	13,838,000	PRN		DFND	1	0	0	0
TEAM INC	NOTE 5.000% 8/0	878155AE0	4,195	4,000,000	PRN		DFND	1	0	0	0
TILRAY INC	NOTE 5.000%10/0	88688TAB6	6,635	12,000,000	PRN		DFND	1	0	0	0
TUTOR PERINI CORP	NOTE 2.875% 6/1	901109AD0	2,484	2,616,000	PRN		DFND	1	0	0	0
TOWER SEMICONDUCTOR LTD	SHS NEW	M87915274	1,345	55,942	SH		DFND	1	55,942	0	0
TWITTER INC	COM	90184L102	4,806	149,955	SH		DFND	1	149,955	0	0
VONAGE HLDGS CORP	COM	92886T201	214	28,900	SH		DFND	1	28,900	0	0
INTREXON CORP	NOTE 3.500% 7/0	46122TAA0	5,490	9,000,000	PRN		DFND	1	0	0	0
NABORS INDUSTRIES LTD	6% PFD CNV SR A	G6359F129	12,839	567,248	SH		DFND	1	567,248	0	0
ARLINGTON ASSET INVT CORP	CL A NEW	041356205	3,410	612,387	SH		DFND	1	612,387	0	0
GREAT AJAX CORP	COM	38983D300	3,809	257,258	SH		DFND	1	257,258	0	0
ELLINGTON RESIDENTIAL MTG RE	COM SHS BEN INT	288578107	809	74,577	SH		DFND	1	74,577	0	0
ORCHID IS CAP INC	COM	68571X103	3,777	645,665	SH		DFND	1	645,665	0	0
ARES CAP CORP	COM	04010L103	167	8,968	SH		DFND	1	8,968	0	0
BARINGS BDC INC	COM	06759L103	268	26,144	SH		DFND	1	26,144	0	0
TCG BDC INC	COM	872280102	867	64,809	SH		DFND	1	64,809	0	0
FIDUS INVT CORP	COM	316500107	468	31,595	SH		DFND	1	31,595	0	0
FS KKR CAPITAL CORP	COM	302635107	350	57,175	SH		DFND	1	57,175	0	0
MONROE CAP CORP	COM	610335101	105	9,705	SH		DFND	1	9,705	0	0
NEW MTN FIN CORP	COM	647551100	216	15,775	SH		DFND	1	15,775	0	0
OAKTREE SPECIALTY LENDING CO	COM	67401P108	293	53,692	SH		DFND	1	53,692	0	0
PENNANTPARK INVT CORP	COM	708062104	249	38,263	SH		DFND	1	38,263	0	0
PROSPECT CAPITAL CORPORATION	COM	74348T102	909	141,267	SH		DFND	1	141,267	0	0
STELLUS CAP INVT CORP	COM	858568108	24	1,731	SH		DFND	1	1,731	0	0
SOLAR CAP LTD	COM	83413U100	226	10,993	SH		DFND	1	10,993	0	0
THL CREDIT INC	COM	872438106	168	26,628	SH		DFND	1	26,628	0	0
TRIPLEPOINT VENTURE GROWTH B	COM	89677Y100	838	58,983	SH		DFND	1	58,983	0	0
WHITEHORSE FIN INC	COM	96524V106	208	15,251	SH		DFND	1	15,251	0	0
ALLIANZGI ART INTEL & TECH O	COM	01883M101	950	47,280	SH		DFND	1	47,280	0	0
ABERDEEN TOTAL DYNAMIC DIVD	COM SH BEN INT	00326L100	704	78,664	SH		DFND	1	78,664	0	0
ASA GOLD AND PRECIOUS MTLS L	SHS	G3156P103	4,760	349,239	SH		DFND	1	349,239	0	0
BLACKROCK SCIENCE & TECH TR	SHS BEN INT	09260K101	1,332	65,005	SH		DFND	1	65,005	0	0
CHINA FD INC	COM	169373107	1,736	82,348	SH		DFND	1	82,348	0	0
SPDR SERIES TRUST	BLMBRG BRC CNVRT	78464A359	508	9,171	SH		DFND	1	9,171	0	0
ISHARES INC	MSCI GERMANY ETF	464286806	307	10,458	SH		DFND	1	10,458	0	0
GABELLI GO ANYWHERE TR	COM	36250J109	178	11,607	SH		DFND	1	11,607	0	0
GABELLI GLB SML & MD CP VAL	COM	36249W104	915	77,310	SH		DFND	1	77,310	0	0
TEKLA HEALTHCARE INVS	SH BEN INT	87911J103	4,731	226,610	SH		DFND	1	226,610	0	0
INDIA FD INC	COM	454089103	605	30,071	SH		DFND	1	30,071	0	0
NEW IRELAND FUND INC	COM	645673104	355	35,861	SH		DFND	1	35,861	0	0
ISHARES TR	RUS MD CP GR ETF	464287481	129	847	SH		DFND	1	847	0	0
ABERDEEN JAPAN EQUITY FD INC	COM	00306J109	264	34,025	SH		DFND	1	34,025	0	0
KOREA FD	COM NEW	500634209	1,165	39,076	SH		DFND	1	39,076	0	0
NEUBERGER BERMAN MLP AND ENR	COM	64129H104	536	79,344	SH		DFND	1	79,344	0	0
PIMCO ENRGY TACTICAL CR OPP	COM SHS BEN INT	69346N107	605	36,702	SH		DFND	1	36,702	0	0
SALIENT MIDSTREAM & MLP FD	SH BEN INT	79471V105	2,333	299,528	SH		DFND	1	299,528	0	0
TEMPLETON DRAGON FD INC	COM	88018T101	3,411	175,422	SH		DFND	1	175,422	0	0
TEKLA WORLD HEALTHCARE FD	BEN INT SHS	87911L108	840	60,695	SH		DFND	1	60,695	0	0
TAIWAN FD INC	COM	874036106	691	33,582	SH		DFND	1	33,582	0	0
BLACKROCK MULTI-SECTOR INC T	COM	09258A107	157	9,761	SH		DFND	1	9,761	0	0
ABERDEEN GLOBAL INCOME FD IN	COM	003013109	1	200	SH		DFND	1	200	0	0
ISHARES SILVER TRUST	ISHARES	46428Q109	106	6,381	SH		DFND	1	6,381	0	0
AURORA CANNABIS INC	COM	05156X108	31	14,500	SH		DFND	1	14,500	0	0
ADVANCED MICRO DEVICES INC	NOTE 2.125% 9/0	007903BD8	169,661	29,330,000	PRN		DFND	1	0	0	0
APHRIA INC	COM	03765K104	84	16,183	SH		DFND	1	16,183	0	0
BAUSCH HEALTH COS INC	COM	071734107	469	15,691	SH		DFND	1	15,691	0	0
CHEGG INC	NOTE 0.250% 5/1	163092AB5	94,259	62,091,000	PRN		DFND	1	0	0	0
COUPA SOFTWARE INC	NOTE 0.375% 1/1	22266LAB2	173,000	52,662,000	PRN		DFND	1	0	0	0
DISH NETWORK CORP	NOTE 3.375% 8/1	25470MAB5	50,797	52,500,000	PRN		DFND	1	0	0	0
ENCORE CAP EUROPE FIN LTD	NOTE 4.500% 9/0	29260UAA5	25,557	24,000,000	PRN		DFND	1	0	0	0
ENDO INTL PLC	SHS	G30401106	1,184	252,512	SH		DFND	1	252,512	0	0
FIVE9 INC	NOTE 0.125% 5/0	338307AB7	64,237	38,048,000	PRN		DFND	1	0	0	0
INTERCEPT PHARMACEUTICALS IN	NOTE 3.250% 7/0	45845PAA6	51,442	50,765,000	PRN		DFND	1	0	0	0
ILLUMINA INC	COM	452327109	2,192	6,610	SH		DFND	1	6,610	0	0
IMMUNOMEDICS INC	NOTE 4.750% 2/1	452907AK4	19,166	4,614,000	PRN		DFND	1	0	0	0
INPHI CORP	NOTE 1.125%12/0	45772FAB3	53,348	28,632,000	PRN		DFND	1	0	0	0
IQIYI INC	NOTE 3.750%12/0	46267XAB4	85,694	77,250,000	PRN		DFND	1	0	0	0
IRONWOOD PHARMACEUTICALS INC	DBCV 2.250% 6/1	46333XAD0	39,039	33,392,000	PRN		DFND	1	0	0	0
J2 GLOBAL INC	NOTE 3.250% 6/1	48123VAC6	28,754	19,848,000	PRN		DFND	1	0	0	0
LIGAND PHARMACEUTICALS INC	NOTE 0.750% 5/1	53220KAF5	31,784	36,633,000	PRN		DFND	1	0	0	0
LEXICON PHARMACEUTICALS INC	NOTE 5.250%12/0	528872AB0	9,060	12,250,000	PRN		DFND	1	0	0	0
MEDICINES CO	NOTE 3.500% 1/1	584688AJ4	124,176	36,325,000	PRN		DFND	1	0	0	0
MAGNOLIA OIL & GAS CORP	CL A	559663109	539	42,873	SH		DFND	1	42,873	0	0
MOMO INC	NOTE 1.250% 7/0	60879BAB3	67,757	72,969,000	PRN		DFND	1	0	0	0
MICRON TECHNOLOGY INC	COM	595112103	3,402	63,260	SH		DFND	1	63,260	0	0
MAGNACHIP SEMICONDUCTOR SA	NOTE 5.000% 3/0	55932XAB0	18,153	12,000,000	PRN		DFND	1	0	0	0
OMEROS CORP	COM	682143102	304	21,637	SH		DFND	1	21,637	0	0
OPKO HEALTH INC	COM	68375N103	9	6,336	SH		DFND	1	6,336	0	0
PACIRA BIOSCIENCES	NOTE 2.375% 4/0	695127AD2	53,487	51,241,000	PRN		DFND	1	0	0	0
QORVO INC	COM	74736K101	650	5,598	SH		DFND	1	5,598	0	0
RADIUS HEALTH INC	NOTE 3.000% 9/0	750469AA6	23,198	27,200,000	PRN		DFND	1	0	0	0
RAYONIER ADVANCED MATLS INC	COM	75508B104	507	132,228	SH		DFND	1	132,228	0	0
SEA LTD	NOTE 2.250% 7/0	81141RAB6	101,598	47,487,000	PRN		DFND	1	0	0	0
SPECTRUM PHARMACEUTICALS INC	COM	84763A108	0	109	SH		DFND	1	109	0	0
SAREPTA THERAPEUTICS INC	DBCV 1.500%11/1	803607AB6	174,525	89,641,000	PRN		DFND	1	0	0	0
THERAVANCE BIOPHARMA INC	NOTE 3.250%11/0	88339KAA0	24,989	24,100,000	PRN		DFND	1	0	0	0
TEVA PHARMACEUTICAL INDS LTD	SPONSORED ADS	881624209	491	50,146	SH		DFND	1	50,146	0	0
LENDINGTREE INC NEW	NOTE 0.625% 6/0	52603BAA5	62,396	39,730,000	PRN		DFND	1	0	0	0
TRONOX HOLDINGS PLC	SHS	G9087Q102	1,126	98,624	SH		DFND	1	98,624	0	0
TTM TECHNOLOGIES INC	NOTE 1.750%12/1	87305RAD1	73,856	46,641,000	PRN		DFND	1	0	0	0
VISHAY INTERTECHNOLOGY INC	NOTE 2.250% 6/1	928298AP3	32,417	32,311,000	PRN		DFND	1	0	0	0
ZILLOW GROUP INC	NOTE 2.000%12/0	98954MAB7	65,211	58,184,000	PRN		DFND	1	0	0	0
FIRST MAJESTIC SILVER CORP	NOTE 1.875% 3/0	32076VAB9	36,543	25,600,000	PRN		DFND	1	0	0	0
ATLANTIC PWR CORP	COM NEW	04878Q863	50	21,832	SH		DFND	1	21,832	0	0
JUST ENERGY GROUP INC	COM	48213W101	64	38,200	SH		DFND	1	38,200	0	0
HUDBAY MINERALS INC	COM	443628102	8	2,000	SH		DFND	1	2,000	0	0
THERATECHNOLOGIES INC	NOTE 5.750% 6/3	88338HAA8	3,135	3,950,000	PRN		DFND	1	0	0	0
GRAN TIERRA ENERGY INC	COM	38500T101	77	59,800	SH		DFND	1	59,800	0	0
CYPRESS SEMICONDUCTOR CORP	COM	232806109	1,266	54,300	SH		DFND	1	54,300	0	0
CABOT MICROELECTRONICS CORP	COM	12709P103	5,051	35,000	SH		DFND	1	35,000	0	0
GS ACQUISITION HLDGS CORP	COM CL A	36255F102	5,364	486,331	SH		DFND	1	486,331	0	0
AMERICAN INTL GROUP INC	COM NEW	026874784	2,309	45,000	SH		DFND	1	45,000	0	0
CAPITAL ONE FINL CORP	COM	14040H105	1,029	10,000	SH		DFND	1	10,000	0	0
GENERAL MTRS CO	COM	37045V100	2,843	77,697	SH		DFND	1	77,697	0	0
HILLTOP HOLDINGS INC	COM	432748101	623	25,000	SH		DFND	1	25,000	0	0
INVESCO LTD	SHS	G491BT108	899	50,000	SH		DFND	1	50,000	0	0
SVB FINL GROUP	COM	78486Q101	470	1,874	SH		DFND	1	1,874	0	0
SEMTECH CORP	COM	816850101	1,837	34,727	SH		DFND	1	34,727	0	0
TERADYNE INC	COM	880770102	1,704	25,000	SH		DFND	1	25,000	0	0
VICTORY CAP HLDGS INC	COM CL A	92645B103	3,113	148,458	SH		DFND	1	148,458	0	0
BLUEBIRD BIO INC	COM	09609G100	7	88	SH		DFND	1	88	0	0
BERKSHIRE HATHAWAY INC DEL	CL B NEW	084670702	17	79	SH		DFND	1	79	0	0
EXELIXIS INC	COM	30161Q104	0	23	SH		DFND	1	23	0	0
FIRST SOLAR INC	COM	336433107	2	39	SH		DFND	1	39	0	0
GILEAD SCIENCES INC	COM	375558103	1	19	SH		DFND	1	19	0	0
NEWLINK GENETICS CORP	COM	651511107	0	2	SH		DFND	1	2	0	0
UNIVERSAL INS HLDGS INC	COM	91359V107	1	63	SH		DFND	1	63	0	0
BANK AMER CORP	COM	060505104	580	16,489	SH		DFND	1	16,489	0	0
READY CAP CORP	7% CN SR NT 2023	75574U200	1,386	52,139	SH		DFND	1	52,139	0	0
BROADCOM INC	COM	11135F101	24,920	78,857	SH		DFND	1	78,857	0	0
AVANTOR INC	COM	05352A100	180	9,934	SH		DFND	1	9,934	0	0
COLFAX CORP	UNIT 01/15/2022T	194014205	39,584	251,195	SH		DFND	1	251,195	0	0
CHANGE HEALTHCARE INC	UNIT 99/99/9999	15912K209	12,448	206,876	SH		DFND	1	206,876	0	0
DOMINION ENERGY INC	UNIT 99/99/9999	25746U133	16,769	156,867	SH		DFND	1	156,867	0	0
DTE ENERGY CO	UNIT 11/01/2022S	233331842	10,962	213,498	SH		DFND	1	213,498	0	0
AKERNA CORP	*W EXP 06/17/202	00973W110	204	212,670	SH		DFND	1	212,670	0	0
SOUTH JERSEY INDS INC	UNIT 99/99/9999	838518116	7,420	142,221	SH		DFND	1	142,221	0	0
STANLEY BLACK & DECKER INC	COM	854502101	12,546	75,697	SH		DFND	1	75,697	0	0
VIRTUS INVT PARTNERS INC	PFD CV SER D	92828Q208	17,399	171,615	SH		DFND	1	171,615	0	0
AVANTOR INC	6.25 PFD CNV SR	05352A209	21,945	347,828	SH		DFND	1	347,828	0	0
ENERGIZER HLDGS INC NEW	7.5 MCNV PFD A	29272W208	9,336	89,261	SH		DFND	1	89,261	0	0
AMYRIS INC	COM NEW	03236M200	4,830	1,563,197	SH		DFND	1	1,563,197	0	0
ICAD INC	COM NEW	44934S206	382	49,196	SH		DFND	1	49,196	0	0
VERB TECHNOLOGY CO INC	*W EXP 03/14/202	92337U112	79	176,744	SH		DFND	1	176,744	0	0
ACHILLION PHARMACEUTICALS IN	COM	00448Q201	380	63,091	SH		DFND	1	63,091	0	0
ALLERGAN PLC	SHS	G0177J108	7,768	40,635	SH		DFND	1	40,635	0	0
TD AMERITRADE HLDG CORP	COM	87236Y108	4,812	96,833	SH		DFND	1	96,833	0	0
ASTRAZENECA PLC	SPONSORED ADR	046353108	186	3,740	SH		DFND	1	3,740	0	0
AUDENTES THERAPEUTICS INC	COM	05070R104	424	7,091	SH		DFND	1	7,091	0	0
CAROLINA FINL CORP NEW	COM	143873107	118	2,744	SH		DFND	1	2,744	0	0
GENWORTH FINL INC	COM CL A	37247D106	408	92,733	SH		DFND	1	92,733	0	0
IBERIABANK CORP	COM	450828108	6,656	88,953	SH		DFND	1	88,953	0	0
INDEPENDENT BK GROUP INC	COM	45384B106	1,866	33,661	SH		DFND	1	33,661	0	0
INDUSTRIAL LOGISTICS PPTYS T	COM SHS BEN INT	456237106	117	5,256	SH		DFND	1	5,256	0	0
LADENBURG THALMAN FIN SVCS I	COM	50575Q102	1,606	461,732	SH		DFND	1	461,732	0	0
MELLANOX TECHNOLOGIES LTD	SHS	M51363113	2,080	17,754	SH		DFND	1	17,754	0	0
NXP SEMICONDUCTORS N V	COM	N6596X109	962	7,565	SH		DFND	1	7,565	0	0
PACIFIC BIOSCIENCES CALIF IN	COM	69404D108	0	100	SH		DFND	1	100	0	0
PROGENICS PHARMACEUTICALS IN	COM	743187106	278	54,769	SH		DFND	1	54,769	0	0
RA PHARMACEUTICALS INC	COM	74933V108	1,084	23,100	SH		DFND	1	23,100	0	0
SYNOVUS FINL CORP	COM NEW	87161C501	479	12,230	SH		DFND	1	12,230	0	0
UNITED CMNTY FINL CORP OHIO	COM	909839102	1,511	129,650	SH		DFND	1	129,650	0	0
XPERI CORP	COM	98421B100	2,033	109,936	SH		DFND	1	109,936	0	0
ABERDEEN EMRG MRKTS EQT INM	COM	00301W105	3,041	399,198	SH		DFND	1	399,198	0	0
ABERDEEN GLOBAL PREMIER PPTY	COM SH BEN INT	00302L108	965	149,035	SH		DFND	1	149,035	0	0
MORGAN STANLEY CHINA A SH FD	COM	617468103	2,337	107,621	SH		DFND	1	107,621	0	0
THE CENTRAL AND EASTERN EU I	COM	153436100	382	13,501	SH		DFND	1	13,501	0	0
CENTER COAST BRKFLD MLP ENRG	SHS BEN INT	151461100	908	143,333	SH		DFND	1	143,333	0	0
CLEARBRIDGE MLP AND MIDSTRM	COM	18469Q108	539	62,807	SH		DFND	1	62,807	0	0
NUVEEN DOW 30 DYN OVERWRITE	SHS	67075F105	431	24,461	SH		DFND	1	24,461	0	0
DUFF & PHELPS SLT ENGY AND M	COM	26433F108	1,279	333,965	SH		DFND	1	333,965	0	0
TEMPLETON EMERGING MKTS FD I	COM	880191101	2,096	134,463	SH		DFND	1	134,463	0	0
CLEARBRIDGE ENERGY MIDSTRM O	COM	18469P100	611	72,727	SH		DFND	1	72,727	0	0
EATON VANCE TX ADV GLB DIV O	COM	27828U106	626	24,152	SH		DFND	1	24,152	0	0
FIRST TR/ABERDEEN EMERG OPT	COM	33731K102	0	16	SH		DFND	1	16	0	0
FIRST TRUST SPECIALTY FINANC	COM BEN INTR	33733G109	659	110,210	SH		DFND	1	110,210	0	0
FIDUCIARY CLAYMORE ENGRY INF	COM	31647Q106	5,448	689,646	SH		DFND	1	689,646	0	0
SPROTT FOCUS TR INC	COM	85208J109	1,573	213,726	SH		DFND	1	213,726	0	0
GABELLI DIVD & INCOME TR	COM	36242H104	1,291	58,821	SH		DFND	1	58,821	0	0
GOLDMAN SACHS MLP ENERGY REN	COM	38148G107	1,434	333,622	SH		DFND	1	333,622	0	0
NEW GERMANY FD INC	COM	644465106	460	29,396	SH		DFND	1	29,396	0	0
GABELLI MULTIMEDIA TR INC	COM	36239Q109	97	12,213	SH		DFND	1	12,213	0	0
GOLDMAN SACHS MLP INC OPP FD	COM SHS	38147W103	1,506	248,128	SH		DFND	1	248,128	0	0
GABELLI HLTHCARE & WELLNESS	SHS	36246K103	546	47,436	SH		DFND	1	47,436	0	0
TEKLA LIFE SCIENCES INVS	SH BEN INT	87911K100	5,883	337,549	SH		DFND	1	337,549	0	0
VOYA ASIA PAC DIVID EQUITY I	COM	92912J102	850	100,056	SH		DFND	1	100,056	0	0
ABERDEEN AUSTRALIA EQTY FD I	COM	003011103	264	48,811	SH		DFND	1	48,811	0	0
VOYA INFRASTRUCTURE INDLS &	COM	92912X101	4,297	373,359	SH		DFND	1	373,359	0	0
VOYA GLBL ADV & PREM OPP FD	COM	92912R104	1,775	169,460	SH		DFND	1	169,460	0	0
VOYA GLBL EQTY DIV & PREM OP	COM	92912T100	5,865	947,501	SH		DFND	1	947,501	0	0
VOYA INTL HIGH DIVID EQTY IN	COM	92912Y109	865	160,189	SH		DFND	1	160,189	0	0
MORGAN STANLEY INDIA INVS FD	COM	61745C105	4,980	250,397	SH		DFND	1	250,397	0	0
VOYA NAT RES EQUITY INCOME F	COM	92913C106	1,501	364,494	SH		DFND	1	364,494	0	0
NUVEEN DIVERSIFIED DIV INCM	COM	6706EP105	316	29,061	SH		DFND	1	29,061	0	0
NUVEEN TX ADV TOTAL RET STRG	COM	67090H102	255	21,136	SH		DFND	1	21,136	0	0
KAYNE ANDERSON MDSTM ENERGY	COM	48661E108	5,428	515,975	SH		DFND	1	515,975	0	0
MACQUARIE FT TR GB INF UT DI	COM	55607W100	826	77,086	SH		DFND	1	77,086	0	0
MACQUARIE GLBL INFRA TOTL RE	COM	55608D101	85	3,453	SH		DFND	1	3,453	0	0
MEXICO EQUITY & INCOME FD	COM	592834105	94	8,163	SH		DFND	1	8,163	0	0
MEXICO FD INC	COM	592835102	1,738	126,528	SH		DFND	1	126,528	0	0
TORTOISE ENERGY INDEPENDENC	COM	89148K101	1,179	271,995	SH		DFND	1	271,995	0	0
TORTOISE MIDSTRM ENERGY FD I	COM	89148B101	2,283	208,345	SH		DFND	1	208,345	0	0
ROYCE GLOBAL VALUE TR INC	COM	78081T104	85	7,276	SH		DFND	1	7,276	0	0
RMR REAL ESTATE INCOME FUND	COM	76970B101	986	48,841	SH		DFND	1	48,841	0	0
ROYCE MICRO-CAP TR INC	COM	780915104	1,951	228,475	SH		DFND	1	228,475	0	0
ROYCE VALUE TR INC	COM	780910105	466	31,586	SH		DFND	1	31,586	0	0
SWISS HELVETIA FD INC	COM	870875101	1,297	154,311	SH		DFND	1	154,311	0	0
CUSHING RENAISSANCE FD	COM	231647108	584	43,151	SH		DFND	1	43,151	0	0
TORTOISE PWR & ENERGY INFRAS	COM	89147X104	1,243	73,299	SH		DFND	1	73,299	0	0
TORTOISE PIPELINE & ENERGY F	COM	89148H108	2,592	201,436	SH		DFND	1	201,436	0	0
TORTOISE ENERGY INFRA CORP	COM	89147L100	3,666	204,463	SH		DFND	1	204,463	0	0
LIBERTY ALL STAR EQUITY FD	SH BEN INT	530158104	317	46,913	SH		DFND	1	46,913	0	0
COHEN & STEERS INFRASTRUCTUR	COM	19248A109	3,060	116,801	SH		DFND	1	116,801	0	0
ABERDEEN INCOME CR STRATEGIE	COM	003057106	132	11,476	SH		DFND	1	11,476	0	0
ALLIANCEBERNSTEIN GBL HGH IN	COM	01879R106	383	31,597	SH		DFND	1	31,597	0	0
BARINGS GLOBAL SHORT DURATIO	COM	06760L100	523	29,852	SH		DFND	1	29,852	0	0
BLACKSTONE GSO FLTING RTE FU	COM	09256U105	37	2,329	SH		DFND	1	2,329	0	0
CORNERSTONE STRATEGIC VALUE	COM	21924B302	56	5,042	SH		DFND	1	5,042	0	0
HERZFELD CARIBBEAN BASIN FD	COM	42804T106	30	4,545	SH		DFND	1	4,545	0	0
BNY MELLON HIGH YIELD STRATE	SH BEN INT	09660L105	809	261,123	SH		DFND	1	261,123	0	0
CREDIT SUISSE HIGH YLD BND F	SH BEN INT	22544F103	109	43,908	SH		DFND	1	43,908	0	0
WESTERN ASSET GLB HI INCOME	COM	95766B109	873	87,192	SH		DFND	1	87,192	0	0
GDL FUND	COM SH BEN IT	361570104	89	9,656	SH		DFND	1	9,656	0	0
CLOUGH GLOBAL OPPORTUNITIES	SH BEN INT	18914E106	922	97,750	SH		DFND	1	97,750	0	0
CLOUGH GLOBAL EQUITY FD	COM	18914C100	565	46,860	SH		DFND	1	46,860	0	0
EAGLE CAP GROWTH FD INC	COM	269451100	39	4,878	SH		DFND	1	4,878	0	0
HIGHLAND INCOME FUND	HIGHLAND INCOME	43010E404	494	39,774	SH		DFND	1	39,774	0	0
WESTERN ASSET HIGH INCM OPP	COM	95766K109	1,350	266,376	SH		DFND	1	266,376	0	0
WESTERN ASSET HIGH INCM FD I	COM	95766J102	1,382	205,130	SH		DFND	1	205,130	0	0
HANCOCK JOHN PFD INCOME FD I	COM	41013X106	366	16,459	SH		DFND	1	16,459	0	0
HANCOCK JOHN PFD INCOME FD	SH BEN INT	41013W108	474	20,802	SH		DFND	1	20,802	0	0
HANCOCK JOHN PFD INCOME FD I	COM	41021P103	31	1,647	SH		DFND	1	1,647	0	0
BROOKFIELD GLOBL LISTED INFR	COM SHS	11273Q109	1,655	118,660	SH		DFND	1	118,660	0	0
INSIGHT SELECT INCOME FD	COM	45781W109	10	525	SH		DFND	1	525	0	0
NUVEEN HIGH INCOME 2020 TARG	COM	67075L102	69	7,155	SH		DFND	1	7,155	0	0
NUVEEN SHT DUR CR OPP FD	COM	67074X107	1,927	126,903	SH		DFND	1	126,903	0	0
MADISON CVRED CALL & EQ STR	COM	557437100	186	28,131	SH		DFND	1	28,131	0	0
ALLIANZGI CONV INCOME FD	COM	018828103	526	91,497	SH		DFND	1	91,497	0	0
ALLIANZGI CONV INCOME FD II	COM	018825109	497	97,225	SH		DFND	1	97,225	0	0
WESTERN ASSET INVESTMENT GRA	COM	95766T100	8	540	SH		DFND	1	540	0	0
HIGH INCOME SECS FD	SHS BEN INT	42968F108	352	39,344	SH		DFND	1	39,344	0	0
SPROTT PHYSICAL GOLD TRUST	UNIT	85207H104	6	518	SH		DFND	1	518	0	0
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	112830104	160	7,520	SH		DFND	1	7,520	0	0
SOURCE CAP INC	COM	836144105	245	6,339	SH		DFND	1	6,339	0	0
SPROTT PHYSICAL PLAT PALLAD	UNIT	85207Q104	4	321	SH		DFND	1	321	0	0
TEMPLETON EMERG MKTS INCOME	COM	880192109	1,263	137,497	SH		DFND	1	137,497	0	0
THL CR SR LN FD	COM	87244R103	889	58,655	SH		DFND	1	58,655	0	0
VERTICAL CAP INCOME FUND	SHS BEN INT	92535C104	681	65,425	SH		DFND	1	65,425	0	0
VIRTUS GLOBAL MULTI-SEC INC	COM	92829B101	109	8,789	SH		DFND	1	8,789	0	0
INVESCO HIGH INCOME TR II	COM	46131F101	612	42,894	SH		DFND	1	42,894	0	0
INVESCO SR INCOME TR	COM	46131H107	1,378	321,360	SH		DFND	1	321,360	0	0
WESTERN AST INFL LKD OPP & I	COM	95766R104	10	937	SH		DFND	1	937	0	0
BLACKROCK MUNI INCOME INV QL	COM	09250G102	160	11,293	SH		DFND	1	11,293	0	0
BLACKROCK MUNIC INCM INVST T	SH BEN INT	09248H105	578	43,239	SH		DFND	1	43,239	0	0
BLACKROCK CALIF MUN INCOME T	SH BEN INT	09248E102	1,550	114,345	SH		DFND	1	114,345	0	0
BLACKROCK VA MUNICIPAL BOND	COM	092481100	17	1,066	SH		DFND	1	1,066	0	0
BLACKROCK MUNICIPL INC QLTY	COM	092479104	208	14,806	SH		DFND	1	14,806	0	0
MFS INVT GRADE MUN TR	SH BEN INT	59318B108	4	500	SH		DFND	1	500	0	0
BNY MELLON STRATEGIC MUN BD	COM	09662E109	762	95,453	SH		DFND	1	95,453	0	0
EATON VANCE MUN BD FD	COM	27827X101	112	8,711	SH		DFND	1	8,711	0	0
EATON VANCE NEW YORK MUN BD	COM	27827Y109	741	61,393	SH		DFND	1	61,393	0	0
EATON VANCE NATL MUN OPPORT	COM SHS	27829L105	246	11,379	SH		DFND	1	11,379	0	0
EATON VANCE CALIF MUN BD FD	COM	27828A100	511	45,477	SH		DFND	1	45,477	0	0
FEDERATED PREM MUN INC FD	COM	31423P108	15	1,097	SH		DFND	1	1,097	0	0
INVESCO QUALITY MUNI INC TRS	COM	46133G107	260	20,669	SH		DFND	1	20,669	0	0
DWS STRATEGIC MUN INCOME TR	COM	23342Q101	104	8,836	SH		DFND	1	8,836	0	0
DWS MUN INCOME TR NEW	COM	233368109	885	78,132	SH		DFND	1	78,132	0	0
PIONEER MUN HIGH INCOME ADV	COM	723762100	1,466	135,645	SH		DFND	1	135,645	0	0
BLACKROCK MUNIYIELD CALI QLT	COM	09254N103	941	66,275	SH		DFND	1	66,275	0	0
BLACKROCK MUNIENHANCED FD IN	COM	09253Y100	449	40,301	SH		DFND	1	40,301	0	0
BLACKROCK MUNIHLDS INVSTM QL	COM	09254P108	1,450	109,134	SH		DFND	1	109,134	0	0
BLACKROCK MUNIYLD INVST QLTY	COM	09254T100	711	52,503	SH		DFND	1	52,503	0	0
WESTERN ASSET MUN HI INCM FD	COM	95766N103	28	3,781	SH		DFND	1	3,781	0	0
PIONEER MUN HIGH INCOME TR	COM SHS	723763108	1,138	94,251	SH		DFND	1	94,251	0	0
BLACKROCK MUNIYLD MICH QLTY	COM	09254V105	83	5,898	SH		DFND	1	5,898	0	0
WESTERN ASST MNGD MUN FD INC	COM	95766M105	746	56,057	SH		DFND	1	56,057	0	0
BLACKROCK MUNI N Y INTER DUR	COM	09255F109	109	7,115	SH		DFND	1	7,115	0	0
BLACKROCK MUNIYIELD PA QLTY	COM	09255G107	1,004	70,268	SH		DFND	1	70,268	0	0
WESTERN ASSET MUN DEF OPP TR	COM	95768A109	499	23,901	SH		DFND	1	23,901	0	0
BLACKROCK MUNIHLDNGS CALI QL	COM	09254L107	789	56,422	SH		DFND	1	56,422	0	0
BLACKROCK MUNIHLDNGS QLTY II	COM	09254C107	748	59,367	SH		DFND	1	59,367	0	0
BLACKROCK MUNIHLDGS FD II IN	COM	09253P109	55	3,636	SH		DFND	1	3,636	0	0
BLACKROCK MUNIHOLDNGS QLTY I	COM	09254A101	659	52,454	SH		DFND	1	52,454	0	0
BLACKROCK MUNIVEST FD INC	COM	09253R105	1,296	142,345	SH		DFND	1	142,345	0	0
BLACKROCK MUNIYIELD CALIF FD	COM	09254M105	1,176	83,288	SH		DFND	1	83,288	0	0
BLACKROCK MUNIYIELD INVST FD	COM	09254R104	647	45,904	SH		DFND	1	45,904	0	0
BLACKROCK MUNIYIELD QLTY FD	COM	09254E103	1,507	111,652	SH		DFND	1	111,652	0	0
BLACKROCK MUNIYIELD ARIZ FD	COM	09254K109	327	24,139	SH		DFND	1	24,139	0	0
NEUBERGER BRMAN NY MUNI FD I	COM	64124K102	131	10,513	SH		DFND	1	10,513	0	0
NUVEEN CALIF MUNICPAL VALU F	COM	6706EB106	134	8,489	SH		DFND	1	8,489	0	0
NUVEEN GEORGIA QLTY MUN INC	COM	67072B107	312	24,753	SH		DFND	1	24,753	0	0
NUVEEN TEXAS QLTY MUN INCME	COM	670983105	120	8,419	SH		DFND	1	8,419	0	0
NUVEEN OHIO QLTY MUN INCOME	COM	670980101	29	1,905	SH		DFND	1	1,905	0	0
NUVEEN AMT-FREE MUN VALUE FD	COM	670695105	849	52,424	SH		DFND	1	52,424	0	0
NUVEEN NEW JERSEY QULT MUN F	COM	67069Y102	235	16,037	SH		DFND	1	16,037	0	0
NUVEEN NEW YORK MUN VALUE FD	COM	670706100	179	12,537	SH		DFND	1	12,537	0	0
PIMCO NEW YORK MUN INCM FD 1	COM	72201E105	90	9,428	SH		DFND	1	9,428	0	0
RIVERNORTH MANAGED DUR MUN I	COM	76882H105	582	30,114	SH		DFND	1	30,114	0	0
WESTERN ASSET INTM MUNI FD I	COM	958435109	105	11,570	SH		DFND	1	11,570	0	0
INVESCO CALIF VALUE MUN INC	COM	46132H106	517	40,347	SH		DFND	1	40,347	0	0
DELAWARE INVT NAT MUNI INC F	SH BEN INT	24610T108	370	27,871	SH		DFND	1	27,871	0	0
INVESCO TR INVT GRADE MUNS	COM	46131M106	31	2,459	SH		DFND	1	2,459	0	0
INVESCO MUN TR	COM	46131J103	1,175	95,101	SH		DFND	1	95,101	0	0
DELAWARE INV MN MUN INC FD I	COM	24610V103	702	53,446	SH		DFND	1	53,446	0	0
INVESCO MUN OPPORTUNITY TR	COM	46132C107	63	5,114	SH		DFND	1	5,114	0	0
AVIS BUDGET GROUP INC	COM	053774105	453	14,067	SH		DFND	1	14,067	0	0
GOPRO INC	CL A	38268T103	1,141	262,972	SH		DFND	1	262,972	0	0
HERTZ GLOBAL HLDGS INC	COM	42806J106	536	34,066	SH		DFND	1	34,066	0	0
REVLON INC	CL A NEW	761525609	291	13,600	SH		DFND	1	13,600	0	0
REALOGY HLDGS CORP	COM	75605Y106	1,944	200,907	SH		DFND	1	200,907	0	0
SURGERY PARTNERS INC	COM	86881A100	1,083	69,201	SH		DFND	1	69,201	0	0
SIGNET JEWELERS LIMITED	SHS	G81276100	11	511	SH		DFND	1	511	0	0
TAILORED BRANDS INC	COM	87403A107	2,909	702,729	SH		DFND	1	702,729	0	0
TESLA INC	COM	88160R101	9,429	22,541	SH		DFND	1	22,541	0	0
ALLEGHENY TECHNOLOGIES INC	NOTE 4.750% 7/0	01741RAG7	54,057	34,014,000	PRN		DFND	1	0	0	0
ALTERYX INC	NOTE 0.500% 6/0	02156BAB9	61,983	26,606,000	PRN		DFND	1	0	0	0
ETSY INC	NOTE 3/0	29786AAC0	27,360	19,376,000	PRN		DFND	1	0	0	0
MONGODB INC	NOTE 0.750% 6/1	60937PAB2	22,673	11,183,000	PRN		DFND	1	0	0	0
OKTA INC	NOTE 0.250% 2/1	679295AB1	39,854	16,404,000	PRN		DFND	1	0	0	0
REALPAGE INC	NOTE 1.500%11/1	75606NAB5	29,342	21,019,000	PRN		DFND	1	0	0	0
SENSEONICS HLDGS INC	NOTE 5.250% 2/0	81727UAA3	7,439	8,450,000	PRN		DFND	1	0	0	0
SQUARE INC	NOTE 0.375% 3/0	852234AB9	61,393	22,452,000	PRN		DFND	1	0	0	0
GSV CAP CORP	NOTE 4.750% 3/2	36191JAC5	1,810	1,900,000	PRN		DFND	1	0	0	0
TELADOC HEALTH INC	NOTE 3.000%12/1	87918AAB1	95,232	47,463,000	PRN		DFND	1	0	0	0
TWILIO INC	NOTE 0.250% 6/0	90138FAB8	55,107	35,980,000	PRN		DFND	1	0	0	0
AMC ENTMT HLDGS INC	CL A COM	00165C104	1,930	266,648	SH		DFND	1	266,648	0	0
QUORUM HEALTH CORP	COM	74909E106	946	990,042	SH		DFND	1	990,042	0	0
TRIP COM GROUP LTD	ADS	89677Q107	1,290	38,465	SH		DFND	1	38,465	0	0
VISTA OUTDOOR INC	COM	928377100	535	71,613	SH		DFND	1	71,613	0	0
CANOPY GROWTH CORP	COM	138035100	824	39,168	SH		DFND	1	39,168	0	0
CHESAPEAKE ENERGY CORP	PFD CONV	165167842	574	28,017	SH		DFND	1	28,017	0	0
ANWORTH MORTGAGE ASSET CP	COM	037347101	8,493	2,412,815	SH		DFND	1	2,412,815	0	0
AG MTG INVT TR INC	COM	001228105	11,757	762,477	SH		DFND	1	762,477	0	0
CELSIUS HOLDINGS INC	COM NEW	15118V207	365	75,731	SH		DFND	1	75,731	0	0
PENNSYLVANIA RL ESTATE INVT	SH BEN INT	709102107	260	48,871	SH		DFND	1	48,871	0	0
SUN CMNTYS INC	COM	866674104	26	174	SH		DFND	1	174	0	0
ACAMAR PARTNERS ACQSITION CO	CL A	004285102	2,552	255,471	SH		DFND	1	255,471	0	0
ACAMAR PARTNERS ACQSITION CO	*W EXP 02/26/202	004285110	31	42,700	SH		DFND	1	42,700	0	0
ACT II GLOBAL ACQUISITION CO	CL A SHS	G0080J104	4,813	475,600	SH		DFND	1	475,600	0	0
ACT II GLOBAL ACQUISITION CO	UNIT 04/30/2026	G0080J112	2,980	281,200	SH		DFND	1	281,200	0	0
ACT II GLOBAL ACQUISITION CO	*W EXP 04/30/202	G0080J120	89	89,600	SH		DFND	1	89,600	0	0
ALBERTON ACQUISITION CORP	*W EXP 04/26/202	G35006124	4	72,445	SH		DFND	1	72,445	0	0
ALLEGRO MERGER CORP	COM	01749N103	208	20,400	SH		DFND	1	20,400	0	0
ALLEGRO MERGER CORP	*W EXP 01/06/202	01749N111	6	34,000	SH		DFND	1	34,000	0	0
ALUSSA ENERGY ACQUISITION CO	UNIT 10/31/2026	G0232J127	1,512	150,000	SH		DFND	1	150,000	0	0
AMCI ACQUISITION CORP	CLASS A	00165R101	1,192	117,861	SH		DFND	1	117,861	0	0
AMCI ACQUISITION CORP	*W EXP 05/20/202	00165R119	15	49,800	SH		DFND	1	49,800	0	0
AMPLITUDE HLTHCRE AQUSTIN CO	UNIT 12/01/2026	03212A204	2,769	275,000	SH		DFND	1	275,000	0	0
ANDINA ACQUISITION CORP III	RIGHT 07/31/2020	G04415132	2	10,000	SH		DFND	1	10,000	0	0
ANDINA ACQUISITION CORP III	UNIT 09/24/2020	G04415116	525	49,800	SH		DFND	1	49,800	0	0
ANDINA ACQUISITION CORP III	*W EXP 07/31/202	G04415124	14	71,400	SH		DFND	1	71,400	0	0
APEX TECHNOLOGY ACQUISITN CO	UNIT 06/11/2026	03768F201	5,077	485,000	SH		DFND	1	485,000	0	0
ARYA SCIENCES ACQUISITION CO	SHS CL A	G3165V109	2,143	206,127	SH		DFND	1	206,127	0	0
ARYA SCIENCES ACQUISITION CO	UNIT 10/04/2023	G3165V117	690	60,000	SH		DFND	1	60,000	0	0
ARYA SCIENCES ACQUISITION CO	*W EXP 10/10/202	G3165V125	20	11,951	SH		DFND	1	11,951	0	0
BROOGE HLDGS LTD	SHS	G1611B107	463	52,481	SH		DFND	1	52,481	0	0
BROOGE HLDGS LTD	*W EXP 12/20/202	G1611B115	55	74,700	SH		DFND	1	74,700	0	0
B RILEY PRINCIPAL MERGER COR	CL A	05586Y106	2,057	205,517	SH		DFND	1	205,517	0	0
B RILEY PRINCIPAL MERGER COR	UNIT 99/99/9999	05586Y205	371	35,358	SH		DFND	1	35,358	0	0
B RILEY PRINCIPAL MERGER COR	*W EXP 04/08/202	05586Y114	16	20,200	SH		DFND	1	20,200	0	0
BOXWOOD MERGER CORP	*W EXP 11/26/202	10319T119	27	45,096	SH		DFND	1	45,096	0	0
COLLIER CREEK HOLDINGS	COM CL A	G22707106	6,796	661,138	SH		DFND	1	661,138	0	0
COLLIER CREEK HOLDINGS	UNIT 99/99/9999	G22707122	3,915	364,249	SH		DFND	1	364,249	0	0
COLLIER CREEK HOLDINGS	*W EXP 99/99/999	G22707114	261	187,900	SH		DFND	1	187,900	0	0
CHURCHILL CAP CORP II	CL A	17143G106	9,196	890,534	SH		DFND	1	890,534	0	0
CHURCHILL CAP CORP II	UNIT 99/99/9999	17143G205	1,940	180,000	SH		DFND	1	180,000	0	0
CHURCHILL CAP CORP II	*W EXP 07/02/202	17143G114	132	93,337	SH		DFND	1	93,337	0	0
CF FIN ACQUISITION CORP	COM CL A	12528N107	4,100	400,000	SH		DFND	1	400,000	0	0
CF FIN ACQUISITION CORP	*W EXP 04/30/202	12528N115	215	239,954	SH		DFND	1	239,954	0	0
CHP MERGER CORP	UNIT 11/22/2024	12558Y205	4,991	490,800	SH		DFND	1	490,800	0	0
CIIG MERGER CORP	UNIT 12/31/2026	12559C202	5,449	536,400	SH		DFND	1	536,400	0	0
CONYERS PK II ACQUISITION CO	COM CL A	212896104	2,709	260,534	SH		DFND	1	260,534	0	0
CONYERS PK II ACQUISITION CO	UNIT 99/99/9999	212896203	573	52,743	SH		DFND	1	52,743	0	0
CONYERS PK II ACQUISITION CO	*W EXP 07/18/202	212896112	19	10,297	SH		DFND	1	10,297	0	0
CRESCENT ACQUISITION CORP	COM CL A	22564L105	1,252	125,000	SH		DFND	1	125,000	0	0
CRESCENT ACQUISITION CORP	UNIT 99/99/9999	22564L204	1,029	100,000	SH		DFND	1	100,000	0	0
CHASERG TECHNLGY ACQUISITN C	CLASS A	16166A103	200	18,512	SH		DFND	1	18,512	0	0
CHASERG TECHNLGY ACQUISITN C	UNIT 09/30/2023	16166A202	8	700	SH		DFND	1	700	0	0
CHASERG TECHNLGY ACQUISITN C	*W EXP 04/10/202	16166A111	11	5,000	SH		DFND	1	5,000	0	0
DD3 ACQUISITION CORP	SHS	G2692M103	1,022	100,000	SH		DFND	1	100,000	0	0
DD3 ACQUISITION CORP	UNIT 10/12/2023	G2692M129	108	10,000	SH		DFND	1	10,000	0	0
DD3 ACQUISITION CORP	*W EXP 10/20/202	G2692M111	34	78,000	SH		DFND	1	78,000	0	0
DIAMOND EAGLE ACQUISITION CO	COM CL A	25258L109	3,274	305,992	SH		DFND	1	305,992	0	0
DIAMOND EAGLE ACQUISITION CO	UNIT 06/30/2026	25258L208	262	22,315	SH		DFND	1	22,315	0	0
DIAMOND EAGLE ACQUISITION CO	*W EXP 06/30/202	25258L117	105	44,255	SH		DFND	1	44,255	0	0
LGL SYS ACQUISITION CORP	UNIT 10/24/2024	50201G205	7,860	770,624	SH		DFND	1	770,624	0	0
EDTECHX HLDGS ACQUISITION CO	COM	28138X103	2,768	269,575	SH		DFND	1	269,575	0	0
FELLAZO INC	SHS	G3362K112	497	50,000	SH		DFND	1	50,000	0	0
FELLAZO INC	RIGHT 05/26/2026	G3362K146	25	150,000	SH		DFND	1	150,000	0	0
FELLAZO INC	*W EXP 05/15/202	G3362K120	7	150,000	SH		DFND	1	150,000	0	0
FAR PT ACQUISITION CORP	COM CL A	30734W109	10,782	1,043,835	SH		DFND	1	1,043,835	0	0
FAR PT ACQUISITION CORP	UNIT 06/01/2025	30734W208	2,611	241,835	SH		DFND	1	241,835	0	0
FAR PT ACQUISITION CORP	*W EXP 06/01/202	30734W117	277	214,900	SH		DFND	1	214,900	0	0
FINSERV ACQUISITION CORP	UNIT 12/31/2026	318085206	3,043	297,500	SH		DFND	1	297,500	0	0
FINTECH ACQUISITION CORP III	COM CL A	31811A101	9,292	918,204	SH		DFND	1	918,204	0	0
FINTECH ACQUISITION CORP III	*W EXP 12/01/202	31811A119	309	225,000	SH		DFND	1	225,000	0	0
GIGCAPITAL2 INC	COM	375036100	1,989	200,000	SH		DFND	1	200,000	0	0
GALILEO ACQUISITION CORP	SHS	G3770A102	1,248	127,400	SH		DFND	1	127,400	0	0
GALILEO ACQUISITION CORP	UNIT 99/99/9999	G3770A128	716	70,000	SH		DFND	1	70,000	0	0
GORES METROPOULOS INC	COM CL A	382872109	3,844	376,875	SH		DFND	1	376,875	0	0
GORES METROPOULOS INC	UNIT 99/99/9999	382872208	638	60,100	SH		DFND	1	60,100	0	0
GORES METROPOULOS INC	*W EXP 01/28/202	382872117	74	50,000	SH		DFND	1	50,000	0	0
GORDON POINTE ACQUISITION CO	COM CLASS A	382788107	732	69,162	SH		DFND	1	69,162	0	0
GRAF INDL CORP	UNIT 12/31/2025	384278206	426	40,000	SH		DFND	1	40,000	0	0
GORES HOLDINGS III INC	CLASS A	38286G109	3,515	340,000	SH		DFND	1	340,000	0	0
GS ACQUISITION HLDGS CORP	UNIT 06/12/2023	36255F201	575	48,796	SH		DFND	1	48,796	0	0
GS ACQUISITION HLDGS CORP	*W EXP 06/12/202	36255F110	156	67,754	SH		DFND	1	67,754	0	0
GX ACQUISITION CORP	UNIT 05/24/2026	36251A206	132	12,800	SH		DFND	1	12,800	0	0
HENNESSY CAP ACQUSTION CORP	CL A COM	42589C104	2,656	261,450	SH		DFND	1	261,450	0	0
HENNESSY CAP ACQUSTION CORP	UNIT 99/99/9999	42589C203	1,351	123,842	SH		DFND	1	123,842	0	0
HENNESSY CAP ACQUSTION CORP	*W EXP 09/05/202	42589C112	165	207,225	SH		DFND	1	207,225	0	0
HL ACQUISITIONS CORP	RIGHT 07/17/2023	G4603R130	18	75,000	SH		DFND	1	75,000	0	0
HL ACQUISITIONS CORP	*W EXP 06/21/202	G4603R122	7	20,000	SH		DFND	1	20,000	0	0
HEALTHCARE MERGER CORP	UNIT 12/17/2021	42227L201	5,830	563,363	SH		DFND	1	563,363	0	0
WEALTHBRIDGE ACQUISITION LTD	*W EXP 01/31/202	G4887W128	3	40,000	SH		DFND	1	40,000	0	0
HAYMAKER ACQUISITION CORP II	COM CL A	42087L101	4,622	459,900	SH		DFND	1	459,900	0	0
HAYMAKER ACQUISITION CORP II	*W EXP 10/31/202	42087L119	347	246,700	SH		DFND	1	246,700	0	0
INSURANCE ACQUISITION CORP	UNIT 03/31/2024	457867307	1,227	115,778	SH		DFND	1	115,778	0	0
INSURANCE ACQUISITION CORP	*W EXP 03/31/202	457867117	89	75,000	SH		DFND	1	75,000	0	0
8I ENTERPRISES ACQUISITIN CO	RIGHT 10/29/2020	G2956M120	88	231,240	SH		DFND	1	231,240	0	0
JUNIPER INDL HLDGS INC	UNIT 11/13/2026	48205G205	1,429	140,100	SH		DFND	1	140,100	0	0
JUNIPER INDL HLDGS INC	*W EXP 11/13/202	48205G114	1	2,400	SH		DFND	1	2,400	0	0
KBL MERGER CORP IV	RIGHT 04/09/2020	48242A120	14	93,753	SH		DFND	1	93,753	0	0
KBL MERGER CORP IV	*W EXP 01/15/202	48242A112	9	114,200	SH		DFND	1	114,200	0	0
LEISURE ACQUISITION CORP	*W EXP 12/05/201	52539T115	99	96,501	SH		DFND	1	96,501	0	0
UNION ACQUISITION CORP II	UNIT 99/99/9999	G9402Q118	1,019	100,000	SH		DFND	1	100,000	0	0
LANDCADIA HLDGS II INC	CL A	51476X105	7,441	753,179	SH		DFND	1	753,179	0	0
LANDCADIA HLDGS II INC	UNIT 05/09/2026	51476X204	34	3,363	SH		DFND	1	3,363	0	0
LANDCADIA HLDGS II INC	*W EXP 05/09/202	51476X113	178	248,500	SH		DFND	1	248,500	0	0
LF CAP ACQUISITION CORP	*W EXP 06/22/202	50200K116	111	248,102	SH		DFND	1	248,102	0	0
LEGACY ACQUISITION CORP	*W EXP 11/30/202	524643111	8	16,300	SH		DFND	1	16,300	0	0
LEO HOLDINGS CORP	COM CL A	G5463L105	7,833	757,612	SH		DFND	1	757,612	0	0
LEO HOLDINGS CORP	*W EXP 02/07/202	G5463L113	94	142,500	SH		DFND	1	142,500	0	0
LIV CAP ACQUISITION CORP	UNIT 99/99/9999	G5510C124	1,609	160,000	SH		DFND	1	160,000	0	0
LONGEVITY ACQUISITION CORP	ORD SHS	G56372132	624	60,000	SH		DFND	1	60,000	0	0
LONGEVITY ACQUISITION CORP	*W EXP 07/31/202	G56372116	5	60,000	SH		DFND	1	60,000	0	0
MERIDA MERGER CORP I	COM	58953M106	899	92,400	SH		DFND	1	92,400	0	0
MERIDA MERGER CORP I	*W EXP 11/07/202	58953M114	23	46,200	SH		DFND	1	46,200	0	0
MEGALITH FINL ACQUISITION CO	CL A COM	58518F109	2,051	199,954	SH		DFND	1	199,954	0	0
MONOCLE ACQUISITION CORP	COM	609754106	4,420	434,200	SH		DFND	1	434,200	0	0
NEBULA ACQUISITION CORP	COM CLASS A	629076100	3,473	329,590	SH		DFND	1	329,590	0	0
NEBULA ACQUISITION CORP	*W EXP 03/12/202	629076118	189	151,500	SH		DFND	1	151,500	0	0
NEW FRONTIER HEALTH CORP	*W EXP 11/30/202	G6461G114	171	112,189	SH		DFND	1	112,189	0	0
NETFIN ACQUISITION CORP	SHS CL A	G6455A107	2,606	262,000	SH		DFND	1	262,000	0	0
NETFIN ACQUISITION CORP	UNIT 08/01/2024	G6455A123	591	58,000	SH		DFND	1	58,000	0	0
NEW PROVIDENCE ACQUISITIN CO	COM CL A	64822P106	7,402	750,000	SH		DFND	1	750,000	0	0
NEW PROVIDENCE ACQUISITIN CO	UNIT 09/01/2024	64822P205	701	68,216	SH		DFND	1	68,216	0	0
OAKTREE ACQUISITION CORP	*W EXP 99/99/999	G67145113	18	19,196	SH		DFND	1	19,196	0	0
ORISUN ACQUISITION CORP	UNIT 99/99/9999	68632T208	404	39,900	SH		DFND	1	39,900	0	0
PROFICIENT ALPHA ACQUSTN COR	COM	74317H105	251	25,000	SH		DFND	1	25,000	0	0
PROFICIENT ALPHA ACQUSTN COR	UNIT 04/30/2026	74317H204	412	40,000	SH		DFND	1	40,000	0	0
PROFICIENT ALPHA ACQUSTN COR	*W EXP 04/30/202	74317H113	31	210,000	SH		DFND	1	210,000	0	0
PURE ACQUISITION CORP	CL A	74621Q106	674	65,000	SH		DFND	1	65,000	0	0
PURE ACQUISITION CORP	UNIT 04/13/2023	74621Q205	216	20,000	SH		DFND	1	20,000	0	0
PURE ACQUISITION CORP	*W EXP 04/17/202	74621Q114	93	95,200	SH		DFND	1	95,200	0	0
PIVOTAL INVT CORP II	COM CL A	72582K100	4,229	425,500	SH		DFND	1	425,500	0	0
PIVOTAL INVT CORP II	UNIT 06/01/2025	72582K209	1,734	170,000	SH		DFND	1	170,000	0	0
PIVOTAL INVT CORP II	*W EXP 06/01/202	72582K118	15	20,000	SH		DFND	1	20,000	0	0
PROPTECH ACQUISITION CORPORA	UNIT 10/01/2026	74349F200	3,587	350,000	SH		DFND	1	350,000	0	0
RMG ACQUISITION CORP	CL A	749641106	5,164	517,499	SH		DFND	1	517,499	0	0
RMG ACQUISITION CORP	UNIT 99/99/9999	749641205	406	40,001	SH		DFND	1	40,001	0	0
RMG ACQUISITION CORP	*W EXP 02/21/202	749641114	4	7,333	SH		DFND	1	7,333	0	0
REPLAY ACQUISITION CORP	COM	G75130107	1,726	172,107	SH		DFND	1	172,107	0	0
REPLAY ACQUISITION CORP	*W EXP 03/01/202	G75130115	98	117,500	SH		DFND	1	117,500	0	0
SCHULTZE SPL PURP ACQUSTN CO	*W EXP 12/31/202	80821R117	34	90,100	SH		DFND	1	90,100	0	0
SOFTWARE ACQUISITION GROUP I	UNIT 10/01/2026	83406B200	2,115	208,250	SH		DFND	1	208,250	0	0
SWITCHBACK ENERGY ACQUISITIO	COM CL A	87105M102	3,429	349,998	SH		DFND	1	349,998	0	0
SC HEALTH CORP	UNIT 99/99/9999	G78516302	207	20,000	SH		DFND	1	20,000	0	0
SC HEALTH CORP	*W EXP 99/99/999	G78516401	30	31,250	SH		DFND	1	31,250	0	0
OSPREY TECHNLGY AQUISTION CO	UNIT 10/30/2024	68839R401	6,138	603,000	SH		DFND	1	603,000	0	0
TORTOISE ACQUISITION CORP	CL A	89154L100	3,996	400,000	SH		DFND	1	400,000	0	0
TORTOISE ACQUISITION CORP	UNIT 03/04/2024	89154L209	547	53,824	SH		DFND	1	53,824	0	0
TORTOISE ACQUISITION CORP	*W EXP 03/04/202	89154L118	48	103,872	SH		DFND	1	103,872	0	0
SOUTH MTN MERGER CORP	COM CL A	838884104	2,189	221,829	SH		DFND	1	221,829	0	0
SOUTH MTN MERGER CORP	UNIT 99/99/9999	838884203	4,365	419,334	SH		DFND	1	419,334	0	0
SOUTH MTN MERGER CORP	*W EXP 06/20/202	838884112	16	18,125	SH		DFND	1	18,125	0	0
SPARTAN ENERGY ACQUISITON CO	CL A COM STK	846784106	2,632	258,900	SH		DFND	1	258,900	0	0
SPARTAN ENERGY ACQUISITON CO	UNIT 99/99/9999	846784114	837	80,796	SH		DFND	1	80,796	0	0
VIRGIN GALACTIC HOLDINGS INC	*W EXP 11/25/202	92766K114	1,593	473,178	SH		DFND	1	473,178	0	0
STABLE RD ACQUISITION CORP	UNIT 05/15/2026	85236Q208	1,286	125,000	SH		DFND	1	125,000	0	0
SILVER SPIKE ACQUISITION COR	*W EXP 08/02/202	G8136L114	75	187,800	SH		DFND	1	187,800	0	0
THUNDER BRDG ACQUISTION II L	CL A SHS	G8857S116	5,969	600,000	SH		DFND	1	600,000	0	0
THUNDER BRDG ACQUISTION II L	UNIT 99/99/9999	G8857S124	918	87,855	SH		DFND	1	87,855	0	0
THUNDER BRDG ACQUISTION II L	*W EXP 11/30/202	G8857S108	174	193,915	SH		DFND	1	193,915	0	0
TUSCAN HLDGS CORP II	COM	90070A103	986	100,000	SH		DFND	1	100,000	0	0
TUSCAN HLDGS CORP II	UNIT 04/01/2026	90070A202	908	90,000	SH		DFND	1	90,000	0	0
TUSCAN HOLDINGS CORP	COM	90069K104	9,602	964,100	SH		DFND	1	964,100	0	0
TIBERIUS ACQUISITION CORP	*W EXP 02/28/202	88633A115	113	100,000	SH		DFND	1	100,000	0	0
TKK SYMPHONY ACQUISITION COR	RIGHT 02/20/2020	G88950137	28	115,198	SH		DFND	1	115,198	0	0
TKK SYMPHONY ACQUISITION COR	*W EXP 02/20/202	G88950129	14	234,400	SH		DFND	1	234,400	0	0
TRINE ACQUISITION CORP	COM CL A	89628U108	5,838	585,000	SH		DFND	1	585,000	0	0
TRINE ACQUISITION CORP	UNIT 03/31/2021	89628U207	883	84,504	SH		DFND	1	84,504	0	0
TRINE ACQUISITION CORP	*W EXP 03/31/202	89628U116	104	110,000	SH		DFND	1	110,000	0	0
MOSAIC ACQUISITION CORP	*W EXP 10/23/202	61946M118	337	347,520	SH		DFND	1	347,520	0	0
PENSARE ACQUISITION CORP	RIGHT 99/99/9999	70957E121	44	153,375	SH		DFND	1	153,375	0	0
LINCOLN NATL CORP IND	COM	534187109	39	675	SH		DFND	1	675	0	0
SELECT SECTOR SPDR TR	SBI INT-UTILS	81369Y886	321	4,981	SH		DFND	1	4,981	0	0
ISHARES TR	RUSSELL 2000 ETF	464287655	117,179	707,304	SH		DFND	1	707,304	0	0
ARBOR RLTY TR INC	COM	038923108	10,609	739,364	SH		DFND	1	739,364	0	0
GRANITE PT MTG TR INC	COM	38741L107	5,922	322,223	SH		DFND	1	322,223	0	0
ADIENT PLC	ORD SHS	G0084W101	1,427	67,170	SH		DFND	1	67,170	0	0
AK STL HLDG CORP	COM	001547108	534	162,393	SH		DFND	1	162,393	0	0
AMC NETWORKS INC	CL A	00164V103	189	4,800	SH		DFND	1	4,800	0	0
ANTERO RES CORP	COM	03674X106	17	6,199	SH		DFND	1	6,199	0	0
AVON PRODS INC	COM	054303102	43	7,657	SH		DFND	1	7,657	0	0
BUILDERS FIRSTSOURCE INC	COM	12008R107	727	28,614	SH		DFND	1	28,614	0	0
PEABODY ENERGY CORP NEW	COM	704551100	108	11,943	SH		DFND	1	11,943	0	0
CARDTRONICS INC	NOTE 1.000%12/0	14161HAG3	9,146	8,564,000	PRN		DFND	1	0	0	0
CHEMOURS CO	COM	163851108	1,613	89,203	SH		DFND	1	89,203	0	0
CENTENNIAL RESOURCE DEV INC	CL A	15136A102	219	47,422	SH		DFND	1	47,422	0	0
CDK GLOBAL INC	COM	12508E101	396	7,246	SH		DFND	1	7,246	0	0
SEACOR HOLDINGS INC	COM	811904101	44	1,036	SH		DFND	1	1,036	0	0
CLEVELAND CLIFFS INC	COM	185899101	541	64,500	SH		DFND	1	64,500	0	0
CORNERSTONE BLDG BRANDS INC	COM	21925D109	963	113,204	SH		DFND	1	113,204	0	0
CNX RESOURCES CORPORATION	COM	12653C108	680	76,945	SH		DFND	1	76,945	0	0
CONNS INC	COM	208242107	746	60,288	SH		DFND	1	60,288	0	0
CALLON PETE CO DEL	COM	13123X102	243	50,317	SH		DFND	1	50,317	0	0
CONSTELLIUM SE	CL A SHS	F21107101	6,405	478,000	SH		DFND	1	478,000	0	0
DERMIRA INC	NOTE 3.000% 5/1	24983LAB0	4,229	4,500,000	PRN		DFND	1	0	0	0
ENCANA CORP	COM	292505104	342	73,122	SH		DFND	1	73,122	0	0
ENCORE CAP GROUP INC	NOTE 3.250% 3/1	292554AK8	16,060	15,500,000	PRN		DFND	1	0	0	0
ENVESTNET INC	COM	29404K106	15	229	SH		DFND	1	229	0	0
EVOLENT HEALTH INC	NOTE 2.000%12/0	30050BAB7	10,055	11,193,000	PRN		DFND	1	0	0	0
EVERI HLDGS INC	COM	30034T103	1,333	99,267	SH		DFND	1	99,267	0	0
FORD MTR CO DEL	COM	345370860	516	55,500	SH		DFND	1	55,500	0	0
FTI CONSULTING INC	NOTE 2.000% 8/1	302941AP4	20,009	15,968,000	PRN		DFND	1	0	0	0
FIREEYE INC	NOTE 0.875% 6/0	31816QAF8	38,768	38,451,000	PRN		DFND	1	0	0	0
FLEXION THERAPEUTICS INC	NOTE 3.375% 5/0	33938JAB2	15	15,000	PRN		DFND	1	0	0	0
GDS HLDGS LTD	SPONSORED ADS	36165L108	2,543	49,311	SH		DFND	1	49,311	0	0
GRAHAM HLDGS CO	COM	384637104	638	1,000	SH		DFND	1	1,000	0	0
GOGO INC	COM	38046C109	4,393	686,425	SH		DFND	1	686,425	0	0
CANADA GOOSE HOLDINGS INC	SHS SUB VTG	135086106	139	3,851	SH		DFND	1	3,851	0	0
GRANITE PT MTG TR INC	NOTE 6.375%10/0	38741LAC1	1,331	1,275,000	PRN		DFND	1	0	0	0
GULFPORT ENERGY CORP	COM NEW	402635304	1,916	630,351	SH		DFND	1	630,351	0	0
FERROGLOBE PLC	SHS	G33856108	419	445,905	SH		DFND	1	445,905	0	0
GOODYEAR TIRE & RUBR CO	COM	382550101	941	60,543	SH		DFND	1	60,543	0	0
WARRIOR MET COAL INC	COM	93627C101	598	28,346	SH		DFND	1	28,346	0	0
HD SUPPLY HLDGS INC	COM	40416M105	152	3,800	SH		DFND	1	3,800	0	0
H & E EQUIPMENT SERVICES INC	COM	404030108	1,097	32,832	SH		DFND	1	32,832	0	0
HERBALIFE LTD	NOTE 2.625% 3/1	42703MAD5	11,297	10,906,000	PRN		DFND	1	0	0	0
HARMONIC INC	NOTE 4.000%12/0	413160AB8	10,517	7,175,000	PRN		DFND	1	0	0	0
HOVNANIAN ENTERPRISES INC	CL A NEW	442487401	5	251	SH		DFND	1	251	0	0
HIGHPOINT RES CORP	COM	43114K108	62	37,032	SH		DFND	1	37,032	0	0
HUBSPOT INC	NOTE 0.250% 6/0	443573AB6	33,003	19,052,000	PRN		DFND	1	0	0	0
IAMGOLD CORP	COM	450913108	14	3,866	SH		DFND	1	3,866	0	0
IMMUNOGEN INC	NOTE 4.500% 7/0	45253HAB7	1,432	1,100,000	PRN		DFND	1	0	0	0
INPHI CORP	NOTE 0.750% 9/0	45772FAC1	15,351	10,830,000	PRN		DFND	1	0	0	0
GARTNER INC	COM	366651107	681	4,420	SH		DFND	1	4,420	0	0
PENNEY J C CORP INC	COM	708160106	3	3,000	SH		DFND	1	3,000	0	0
KNOWLES CORP	NOTE 3.250%11/0	49926DAB5	38,317	29,383,000	PRN		DFND	1	0	0	0
KOSMOS ENERGY LTD	COM	500688106	1,594	279,816	SH		DFND	1	279,816	0	0
KRATOS DEFENSE & SEC SOLUTIO	COM NEW	50077B207	117	6,500	SH		DFND	1	6,500	0	0
LIONS GATE ENTMNT CORP	CL A VTG	535919401	654	61,386	SH		DFND	1	61,386	0	0
LUMENTUM HLDGS INC	NOTE 0.250% 3/1	55024UAB5	5,109	3,500,000	PRN		DFND	1	0	0	0
MATTEL INC	COM	577081102	930	68,636	SH		DFND	1	68,636	0	0
ALLSCRIPTS HEALTHCARE SOLUTN	COM	01988P108	1,684	171,600	SH		DFND	1	171,600	0	0
MERCADOLIBRE INC	NOTE 2.000% 8/1	58733RAD4	100,714	67,327,000	PRN		DFND	1	0	0	0
MICHAELS COS INC	COM	59408Q106	718	88,870	SH		DFND	1	88,870	0	0
MUELLER INDS INC	COM	624756102	282	8,904	SH		DFND	1	8,904	0	0
MONTAGE RES CORP	COM	61179L100	99	12,500	SH		DFND	1	12,500	0	0
MERITAGE HOMES CORP	COM	59001A102	354	5,800	SH		DFND	1	5,800	0	0
MERITOR INC	NOTE 7.875% 3/0	59001KAC4	22,818	10,133,000	PRN		DFND	1	0	0	0
MANITOWOC CO INC	COM NEW	563571405	642	36,727	SH		DFND	1	36,727	0	0
NAVISTAR INTL CORP NEW	COM	63934E108	89	3,093	SH		DFND	1	3,093	0	0
NEW RELIC INC	NOTE 0.500% 5/0	64829BAB6	56,278	57,777,000	PRN		DFND	1	0	0	0
NEW GOLD INC CDA	COM	644535106	415	472,257	SH		DFND	1	472,257	0	0
NUTANIX INC	NOTE 1/1	67059NAB4	33,333	33,451,000	PRN		DFND	1	0	0	0
NOVAVAX INC	COM NEW	670002401	57	14,432	SH		DFND	1	14,432	0	0
OSI SYSTEMS INC	NOTE 1.250% 9/0	671044AD7	10,677	9,747,000	PRN		DFND	1	0	0	0
OPEN TEXT CORP	COM	683715106	251	5,700	SH		DFND	1	5,700	0	0
PALO ALTO NETWORKS INC	COM	697435105	277	1,200	SH		DFND	1	1,200	0	0
PATRICK INDS INC	DBCV 1.000% 2/0	703343AB9	1,727	1,800,000	PRN		DFND	1	0	0	0
PDL BIOPHARMA INC	NOTE 2.750%12/0	69329YAG9	1,843	1,700,000	PRN		DFND	1	0	0	0
PARSLEY ENERGY INC	CL A	701877102	5,911	312,629	SH		DFND	1	312,629	0	0
POST HLDGS INC	COM	737446104	334	3,062	SH		DFND	1	3,062	0	0
PERFICIENT INC	NOTE 2.375% 9/1	71375UAB7	12,248	9,000,000	PRN		DFND	1	0	0	0
PARTY CITY HOLDCO INC	COM	702149105	609	260,407	SH		DFND	1	260,407	0	0
PYXUS INTL INC	COM	74737V106	764	85,472	SH		DFND	1	85,472	0	0
Q2 HLDGS INC	NOTE 0.750% 2/1	74736LAB5	30,196	19,944,000	PRN		DFND	1	0	0	0
QUAD / GRAPHICS INC	COM CL A	747301109	239	51,330	SH		DFND	1	51,330	0	0
QUOTIENT TECHNOLOGY INC	NOTE 1.750%12/0	749119AB9	11,077	11,251,000	PRN		DFND	1	0	0	0
RENT A CTR INC NEW	COM	76009N100	413	14,343	SH		DFND	1	14,343	0	0
REDFIN CORP	NOTE 1.750% 7/1	75737FAA6	12,912	13,029,000	PRN		DFND	1	0	0	0
RENEWABLE ENERGY GROUP INC	NOTE 4.000% 6/1	75972AAC7	32,013	12,577,000	PRN		DFND	1	0	0	0
RESIDEO TECHNOLOGIES INC	COM	76118Y104	472	39,572	SH		DFND	1	39,572	0	0
RH	COM	74967X103	618	2,897	SH		DFND	1	2,897	0	0
TRANSOCEAN LTD	REG SHS	H8817H100	5,117	743,864	SH		DFND	1	743,864	0	0
RETROPHIN INC	NOTE 2.500% 9/1	761299AB2	15,066	19,385,000	PRN		DFND	1	0	0	0
SCIENTIFIC GAMES CORP	COM	80874P109	9,197	343,435	SH		DFND	1	343,435	0	0
SIRIUS XM HLDGS INC	COM	82968B103	100	14,055	SH		DFND	1	14,055	0	0
SILICON LABORATORIES INC	COM	826919102	787	6,787	SH		DFND	1	6,787	0	0
SM ENERGY CO	COM	78454L100	678	60,400	SH		DFND	1	60,400	0	0
ISTAR INC	NOTE 3.125% 9/1	45031UCB5	4,506	4,000,000	PRN		DFND	1	0	0	0
SCORPIO TANKERS INC	SHS	Y7542C130	1,155	29,381	SH		DFND	1	29,381	0	0
TENNECO INC	CL A VTG COM STK	880349105	1,072	81,838	SH		DFND	1	81,838	0	0
TEVA PHARMACEUTICAL FIN LLC	DBCV 0.250% 2/0	88163VAE9	5,240	5,500,000	PRN		DFND	1	0	0	0
TRIUMPH GROUP INC NEW	COM	896818101	534	21,159	SH		DFND	1	21,159	0	0
TREEHOUSE FOODS INC	COM	89469A104	194	4,000	SH		DFND	1	4,000	0	0
TIMKENSTEEL CORP	NOTE 6.000% 6/0	887399AA1	8,187	7,880,000	PRN		DFND	1	0	0	0
TWILIO INC	CL A	90138F102	491	5,000	SH		DFND	1	5,000	0	0
UNISYS CORP	NOTE 5.500% 3/0	909214BS6	19,292	14,170,000	PRN		DFND	1	0	0	0
VIAVI SOLUTIONS INC	NOTE 1.000% 3/0	925550AB1	38,671	29,964,000	PRN		DFND	1	0	0	0
VIPSHOP HLDGS LTD	SPONSORED ADS A	92763W103	2,573	181,629	SH		DFND	1	181,629	0	0
VEONEER INCORPORATED	NOTE 4.000% 6/0	92336XAA7	15,773	15,375,000	PRN		DFND	1	0	0	0
VENATOR MATLS PLC	SHS	G9329Z100	210	55,042	SH		DFND	1	55,042	0	0
WAYFAIR INC	NOTE 0.375% 9/0	94419LAB7	26,678	24,500,000	PRN		DFND	1	0	0	0
WAYFAIR INC	NOTE 1.125%11/0	94419LAD3	15,588	15,000,000	PRN		DFND	1	0	0	0
WEIBO CORP	SPONSORED ADR	948596101	4,607	99,414	SH		DFND	1	99,414	0	0
W & T OFFSHORE INC	COM	92922P106	518	93,300	SH		DFND	1	93,300	0	0
AQUA AMERICA INC	COM	03836W103	1,520	32,395	SH		DFND	1	32,395	0	0
WW INTL INC	COM	98262P101	715	18,715	SH		DFND	1	18,715	0	0
WORLD WRESTLING ENTMT INC	CL A	98156Q108	257	3,966	SH		DFND	1	3,966	0	0
UNITED STATES STL CORP NEW	COM	912909108	5,493	481,491	SH		DFND	1	481,491	0	0
XEROX HOLDINGS CORP	COM NEW	98421M106	263	7,139	SH		DFND	1	7,139	0	0
ZILLOW GROUP INC	NOTE 1.500% 7/0	98954MAC5	3,840	4,000,000	PRN		DFND	1	0	0	0
ZILLOW GROUP INC	CL A	98954M101	605	13,246	SH		DFND	1	13,246	0	0
WISDOMTREE TR	JAPN HEDGE EQT	97717W851	2,689	50,000	SH		DFND	1	50,000	0	0
SPDR GOLD TRUST	GOLD SHS	78463V107	6,103	42,715	SH		DFND	1	42,715	0	0
ISHARES TR	SELECT DIVID ETF	464287168	10,566	100,000	SH		DFND	1	100,000	0	0
KNOT OFFSHORE PARTNERS LP	COM UNITS	Y48125101	1,459	73,681	SH		DFND	1	73,681	0	0
ABB LTD	SPONSORED ADR	000375204	481	20,000	SH		DFND	1	20,000	0	0
CATERPILLAR INC DEL	COM	149123101	2,510	17,000	SH		DFND	1	17,000	0	0
CROWN HOLDINGS INC	COM	228368106	2,176	30,000	SH		DFND	1	30,000	0	0
CLEAN HARBORS INC	COM	184496107	2,058	24,000	SH		DFND	1	24,000	0	0
DUPONT DE NEMOURS INC	COM	26614N102	1,605	25,000	SH		DFND	1	25,000	0	0
EMERSON ELEC CO	COM	291011104	5,338	70,000	SH		DFND	1	70,000	0	0
FREEPORT-MCMORAN INC	CL B	35671D857	2,427	185,000	SH		DFND	1	185,000	0	0
FORTIVE CORP	COM	34959J108	8,784	115,000	SH		DFND	1	115,000	0	0
HONEYWELL INTL INC	COM	438516106	5,575	31,500	SH		DFND	1	31,500	0	0
IAA INC	COM	449253103	941	20,000	SH		DFND	1	20,000	0	0
JACOBS ENGR GROUP INC	COM	469814107	1,347	15,000	SH		DFND	1	15,000	0	0
LINDE PLC	SHS	G5494J103	1,703	8,000	SH		DFND	1	8,000	0	0
LOUISIANA PAC CORP	COM	546347105	1,038	35,000	SH		DFND	1	35,000	0	0
NORBORD INC	COM NEW	65548P403	4,677	175,000	SH		DFND	1	175,000	0	0
PPG INDS INC	COM	693506107	867	6,502	SH		DFND	1	6,502	0	0
RPM INTL INC	COM	749685103	460	6,000	SH		DFND	1	6,000	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	128,800	400,176	SH		DFND	1	400,176	0	0
TIMKEN CO	COM	887389104	8,446	150,000	SH		DFND	1	150,000	0	0
UNIVAR SOLUTIONS INC	COM	91336L107	1,575	65,000	SH		DFND	1	65,000	0	0
UNITED TECHNOLOGIES CORP	COM	913017109	8,686	58,000	SH		DFND	1	58,000	0	0
WILLSCOT CORP	COM	971375126	5,269	285,000	SH		DFND	1	285,000	0	0
ALPS ETF TR	ALERIAN MLP	00162Q866	850	100,000	SH		DFND	1	100,000	0	0
AXALTA COATING SYS LTD	COM	G0750C108	1,532	50,398	SH		DFND	1	50,398	0	0
BERRY GLOBAL GROUP INC	COM	08579W103	949	20,000	SH		DFND	1	20,000	0	0
BERRY PETE CORP	COM	08579X101	370	39,255	SH		DFND	1	39,255	0	0
BORGWARNER INC	COM	099724106	386	8,912	SH		DFND	1	8,912	0	0
BEYOND MEAT INC	COM	08862E109	340	4,505	SH		DFND	1	4,505	0	0
CIRCOR INTL INC	COM	17273K109	989	21,400	SH		DFND	1	21,400	0	0
CUMMINS INC	COM	231021106	14	81	SH		DFND	1	81	0	0
CNH INDL N V	SHS	N20944109	143	13,063	SH		DFND	1	13,063	0	0
CANADIAN NAT RES LTD	COM	136385101	93	2,899	SH		DFND	1	2,899	0	0
CABOT OIL & GAS CORP	COM	127097103	241	13,859	SH		DFND	1	13,859	0	0
CVS HEALTH CORP	COM	126650100	1,745	23,500	SH		DFND	1	23,500	0	0
NOW INC	COM	67011P100	304	27,055	SH		DFND	1	27,055	0	0
DEVON ENERGY CORP NEW	COM	25179M103	1,298	50,000	SH		DFND	1	50,000	0	0
DYCOM INDS INC	COM	267475101	1,772	37,602	SH		DFND	1	37,602	0	0
TECHNIPFMC PLC	COM	G87110105	225	10,508	SH		DFND	1	10,508	0	0
CHART INDS INC	COM PAR $0.01	16115Q308	2,699	40,000	SH		DFND	1	40,000	0	0
HALLIBURTON CO	COM	406216101	663	27,126	SH		DFND	1	27,126	0	0
HELMERICH & PAYNE INC	COM	423452101	1,672	36,812	SH		DFND	1	36,812	0	0
LENNAR CORP	CL A	526057104	6,815	122,172	SH		DFND	1	122,172	0	0
MARTIN MARIETTA MATLS INC	COM	573284106	1,957	7,000	SH		DFND	1	7,000	0	0
MARATHON PETE CORP	COM	56585A102	3,494	58,000	SH		DFND	1	58,000	0	0
OCCIDENTAL PETE CORP	COM	674599105	2,316	56,200	SH		DFND	1	56,200	0	0
PILGRIMS PRIDE CORP NEW	COM	72147K108	1,308	40,000	SH		DFND	1	40,000	0	0
PELOTON INTERACTIVE INC	CL A COM	70614W100	20	710	SH		DFND	1	710	0	0
STARBUCKS CORP	COM	855244109	4,912	55,878	SH		DFND	1	55,878	0	0
SOLARIS OILFIELD INFRSTR INC	COM CL A	83418M103	560	40,000	SH		DFND	1	40,000	0	0
TECK RESOURCES LTD	CL B	878742204	3	200	SH		DFND	1	200	0	0
TREMONT MTG TR	COM	894789106	113	22,905	SH		DFND	1	22,905	0	0
TYSON FOODS INC	CL A	902494103	1,820	20,000	SH		DFND	1	20,000	0	0
WALGREENS BOOTS ALLIANCE INC	COM	931427108	1,176	19,955	SH		DFND	1	19,955	0	0
WESTROCK CO	COM	96145D105	858	20,000	SH		DFND	1	20,000	0	0
XYLEM INC	COM	98419M100	1,544	19,600	SH		DFND	1	19,600	0	0
APACHE CORP	COM	037411105	0	12	SH		DFND	1	12	0	0
CHARTER COMMUNICATIONS INC N	CL A	16119P108	2	6	SH		DFND	1	6	0	0
CEMEX SAB DE CV	SPON ADR NEW	151290889	99	26,413	SH		DFND	1	26,413	0	0
INTERNATIONAL BUSINESS MACHS	COM	459200101	0	5	SH		DFND	1	5	0	0
KRAFT HEINZ CO	COM	500754106	5	175	SH		DFND	1	175	0	0
L BRANDS INC	COM	501797104	99	5,481	SH		DFND	1	5,481	0	0
CHENIERE ENERGY INC	COM NEW	16411R208	0	3	SH		DFND	1	3	0	0
LAS VEGAS SANDS CORP	COM	517834107	2	29	SH		DFND	1	29	0	0
MYLAN N V	SHS EURO	N59465109	0	17	SH		DFND	1	17	0	0
NORFOLK SOUTHERN CORP	COM	655844108	170	876	SH		DFND	1	876	0	0
TAL EDUCATION GROUP	SPONSORED ADS	874080104	2,274	47,197	SH		DFND	1	47,197	0	0
VALERO ENERGY CORP NEW	COM	91913Y100	5	62	SH		DFND	1	62	0	0
WALMART INC	COM	931142103	9,271	78,015	SH		DFND	1	78,015	0	0
WEYERHAEUSER CO	COM	962166104	31	1,038	SH		DFND	1	1,038	0	0
BUNGE LIMITED	COM	G16962105	901	15,671	SH		DFND	1	15,671	0	0
EPR PPTYS	COM SH BEN INT	26884U109	675	9,567	SH		DFND	1	9,567	0	0
EQUITY COMWLTH	CUM PFD S D 6.5%	294628201	2	100	SH		DFND	1	100	0	0
LEXINGTON REALTY TRUST	COM	529043101	197	18,586	SH		DFND	1	18,586	0	0
QTS RLTY TR INC	COM CL A	74736A103	4,585	84,501	SH		DFND	1	84,501	0	0
RPT REALTY	SH BEN INT	74971D101	1,718	114,233	SH		DFND	1	114,233	0	0
WHEELER REAL ESTATE INVT TR	CV PFD SER B	963025309	362	32,945	SH		DFND	1	32,945	0	0
WHEELER REAL ESTATE INVT TR	COM NEW	963025705	5	3,269	SH		DFND	1	3,269	0	0
AMERICAN ELEC PWR CO INC	UNIT 03/15/2022	025537127	1,282	23,725	SH		DFND	1	23,725	0	0
ALIBABA GROUP HLDG LTD	SPONSORED ADS	01609W102	184	870	SH		DFND	1	870	0	0
DANAHER CORPORATION	COM	235851102	12,659	82,482	SH		DFND	1	82,482	0	0
NEXTERA ENERGY INC	UNIT 09/01/2022S	65339F796	3,729	72,820	SH		DFND	1	72,820	0	0
SOUTHERN CO	UNIT 08/01/2022	842587602	1,164	21,641	SH		DFND	1	21,641	0	0
SEMPRA ENERGY	6% PFD CONV A	816851406	21,472	178,691	SH		DFND	1	178,691	0	0
ASSURANT INC	6.50% CONV PFD D	04621X207	15,823	123,026	SH		DFND	1	123,026	0	0
BECTON DICKINSON & CO	PFD SHS CONV A	075887208	6,142	93,745	SH		DFND	1	93,745	0	0
CROWN CASTLE INTL CORP NEW	6.875% CON PFD A	22822V309	1,568	1,223	SH		DFND	1	1,223	0	0
CENTERPOINT ENERGY INC	DEP RP PFD CV B	15189T503	5,880	120,562	SH		DFND	1	120,562	0	0
FORTIVE CORP	5% PFD CNV SER A	34959J207	6,546	6,719	SH		DFND	1	6,719	0	0
INTERNATIONAL FLAVORS&FRAGRA	UNIT 09/15/2021	459506309	2,893	60,210	SH		DFND	1	60,210	0	0
OPTIMIZERX CORP	COM NEW	68401U204	6,070	591,073	SH		DFND	1	591,073	0	0
ADVANCED DISP SVCS INC DEL	COM	00790X101	5,460	166,137	SH		DFND	1	166,137	0	0
AGNC INVT CORP	COM	00123Q104	215	12,200	SH		DFND	1	12,200	0	0
AVISTA CORP	COM	05379B107	135	2,822	SH		DFND	1	2,822	0	0
AIRCASTLE LTD	COM	G0129K104	2,507	78,324	SH		DFND	1	78,324	0	0
BAIDU INC	SPON ADR REP A	056752108	31	250	SH		DFND	1	250	0	0
CRAFT BREW ALLIANCE INC	COM	224122101	676	41,000	SH		DFND	1	41,000	0	0
CONTINENTAL BLDG PRODS INC	COM	211171103	527	14,476	SH		DFND	1	14,476	0	0
CENTRAL EUROPEAN MEDIA ENTRP	CL A NEW	G20045202	1,226	270,682	SH		DFND	1	270,682	0	0
CISION LTD	SHS	G1992S109	1,066	106,968	SH		DFND	1	106,968	0	0
CYRUSONE INC	COM	23283R100	4,528	69,214	SH		DFND	1	69,214	0	0
CONOCOPHILLIPS	COM	20825C104	85	1,310	SH		DFND	1	1,310	0	0
CAMPBELL SOUP CO	COM	134429109	197	4,000	SH		DFND	1	4,000	0	0
CARE COM INC	COM	141633107	59	3,970	SH		DFND	1	3,970	0	0
CLEARWAY ENERGY INC	CL C	18539C204	573	28,738	SH		DFND	1	28,738	0	0
CONCHO RES INC	COM	20605P101	218	2,500	SH		DFND	1	2,500	0	0
CAESARS ENTMT CORP	COM	127686103	6,954	511,388	SH		DFND	1	511,388	0	0
EL PASO ELEC CO	COM NEW	283677854	6,180	91,037	SH		DFND	1	91,037	0	0
ENBRIDGE INC	COM	29250N105	1,315	33,089	SH		DFND	1	33,089	0	0
DIAMONDBACK ENERGY INC	COM	25278X109	92	1,000	SH		DFND	1	1,000	0	0
GLOBAL NET LEASE INC	COM NEW	379378201	156	7,726	SH		DFND	1	7,726	0	0
INNOPHOS HOLDINGS INC	COM	45774N108	1,074	33,613	SH		DFND	1	33,613	0	0
IRON MTN INC NEW	COM	46284V101	551	17,300	SH		DFND	1	17,300	0	0
JD COM INC	SPON ADR CL A	47215P106	207	5,900	SH		DFND	1	5,900	0	0
LIBERTY BROADBAND CORP	COM SER C	530307305	213	1,700	SH		DFND	1	1,700	0	0
ANNALY CAP MGMT INC	COM	035710409	1,481	157,305	SH		DFND	1	157,305	0	0
NEW RESIDENTIAL INVT CORP	COM NEW	64828T201	30,501	1,893,345	SH		DFND	1	1,893,345	0	0
NEWELL BRANDS INC	COM	651229106	270	14,092	SH		DFND	1	14,092	0	0
OMNOVA SOLUTIONS INC	COM	682129101	960	95,051	SH		DFND	1	95,051	0	0
OFFICE PPTYS INCOME TR	COM SHS BEN INT	67623C109	188	5,870	SH		DFND	1	5,870	0	0
PATTERN ENERGY GROUP INC	CL A	70338P100	1,613	60,310	SH		DFND	1	60,310	0	0
PROCTER & GAMBLE CO	COM	742718109	155	1,242	SH		DFND	1	1,242	0	0
PIONEER NAT RES CO	COM	723787107	60	400	SH		DFND	1	400	0	0
RUBICON PROJ INC	COM	78112V102	107	13,178	SH		DFND	1	13,178	0	0
SANDERSON FARMS INC	COM	800013104	123	700	SH		DFND	1	700	0	0
SRC ENERGY INC	COM	78470V108	1,546	375,481	SH		DFND	1	375,481	0	0
TIFFANY & CO NEW	COM	886547108	2,872	21,492	SH		DFND	1	21,492	0	0
VEREIT INC	COM	92339V100	1,076	116,525	SH		DFND	1	116,525	0	0
VENTAS INC	COM	92276F100	7,680	133,023	SH		DFND	1	133,023	0	0
WESCO AIRCRAFT HLDGS INC	COM	950814103	2,354	213,685	SH		DFND	1	213,685	0	0
WABCO HLDGS INC	COM	92927K102	4,854	35,825	SH		DFND	1	35,825	0	0
LYON WILLIAM HOMES	CL A NEW	552074700	675	33,804	SH		DFND	1	33,804	0	0
APARTMENT INVT & MGMT CO	CL A	03748R754	2,209	42,787	SH		DFND	1	42,787	0	0
AMERICAN HOMES 4 RENT	CL A	02665T306	2,305	87,952	SH		DFND	1	87,952	0	0
CAMDEN PPTY TR	SH BEN INT	133131102	3,289	31,007	SH		DFND	1	31,007	0	0
HEALTHCARE TR AMER INC	CL A NEW	42225P501	53	1,771	SH		DFND	1	1,771	0	0
SABRA HEALTH CARE REIT INC	COM	78573L106	6,702	314,086	SH		DFND	1	314,086	0	0
PEBBLEBROOK HOTEL TR	COM	70509V100	1,654	61,698	SH		DFND	1	61,698	0	0
PARK HOTELS RESORTS INC	COM	700517105	1,047	40,499	SH		DFND	1	40,499	0	0
SUNSTONE HOTEL INVS INC NEW	COM	867892101	1,243	89,326	SH		DFND	1	89,326	0	0
FIRST INDUSTRIAL REALTY TRUS	COM	32054K103	352	8,484	SH		DFND	1	8,484	0	0
PS BUSINESS PKS INC CALIF	COM	69360J107	6,848	41,541	SH		DFND	1	41,541	0	0
REXFORD INDL RLTY INC	COM	76169C100	2,421	53,027	SH		DFND	1	53,027	0	0
CORESITE RLTY CORP	COM	21870Q105	1,828	16,306	SH		DFND	1	16,306	0	0
CUBESMART	COM	229663109	3,106	98,696	SH		DFND	1	98,696	0	0
NATIONAL RETAIL PPTYS INC	COM	637417106	1,629	30,396	SH		DFND	1	30,396	0	0
REALTY INCOME CORP	COM	756109104	767	10,419	SH		DFND	1	10,419	0	0
PUBLIC STORAGE	COM	74460D109	2,186	10,265	SH		DFND	1	10,265	0	0
W P CAREY INC	COM	92936U109	2,657	33,202	SH		DFND	1	33,202	0	0
BRANDYWINE RLTY TR	SH BEN INT NEW	105368203	5,797	368,075	SH		DFND	1	368,075	0	0
DOUGLAS EMMETT INC	COM	25960P109	609	13,880	SH		DFND	1	13,880	0	0
EMPIRE ST RLTY TR INC	CL A	292104106	7,509	537,946	SH		DFND	1	537,946	0	0
HUDSON PAC PPTYS INC	COM	444097109	3,770	100,152	SH		DFND	1	100,152	0	0
JBG SMITH PPTYS	COM	46590V100	4,607	115,499	SH		DFND	1	115,499	0	0
CORPORATE OFFICE PPTYS TR	SH BEN INT	22002T108	1,164	39,623	SH		DFND	1	39,623	0	0
PIEDMONT OFFICE REALTY TR IN	COM CL A	720190206	1,099	49,445	SH		DFND	1	49,445	0	0
PARAMOUNT GROUP INC	COM	69924R108	5,124	368,162	SH		DFND	1	368,162	0	0
ARMOUR RESIDENTIAL REIT INC	COM NEW	042315507	14,582	816,012	SH		DFND	1	816,012	0	0
CHERRY HILL MTG INVT CORP	COM	164651101	6,289	431,056	SH		DFND	1	431,056	0	0
CAPSTEAD MTG CORP	COM NO PAR	14067E506	115	14,601	SH		DFND	1	14,601	0	0
MGIC INVT CORP WIS	COM	552848103	7,780	549,097	SH		DFND	1	549,097	0	0
PENNYMAC MTG INVT TR	COM	70931T103	1,325	59,444	SH		DFND	1	59,444	0	0
REGENCY CTRS CORP	COM	758849103	2,324	36,850	SH		DFND	1	36,850	0	0
RETAIL OPPORTUNITY INVTS COR	COM	76131N101	427	24,227	SH		DFND	1	24,227	0	0
RETAIL PPTYS AMER INC	CL A	76131V202	2,423	180,887	SH		DFND	1	180,887	0	0
SITE CENTERS CORP	COM	82981J109	2,833	202,119	SH		DFND	1	202,119	0	0
TAUBMAN CTRS INC	COM	876664103	3,339	107,406	SH		DFND	1	107,406	0	0
URBAN EDGE PPTYS	COM	91704F104	2,263	118,024	SH		DFND	1	118,024	0	0
WASHINGTON PRIME GROUP NEW	COM	93964W108	1,022	281,017	SH		DFND	1	281,017	0	0
WEINGARTEN RLTY INVS	SH BEN INT	948741103	2,017	64,591	SH		DFND	1	64,591	0	0
INVESCO CURNCYSHS BRIT PND S	BRIT POUN STRL	46138M109	15,026	117,000	SH		DFND	1	117,000	0	0
US ECOLOGY INC	*W EXP 10/17/202	91734M111	155	13,364	SH		DFND	1	13,364	0	0
EZCORP INC	NOTE 2.875% 7/0	302301AF3	16,996	17,979,000	PRN		DFND	1	0	0	0
PTC THERAPEUTICS INC	NOTE 3.000% 8/1	69366JAB7	23,593	20,454,000	PRN		DFND	1	0	0	0
NIO INC	SPON ADS	62914V106	1,538	382,638	SH		DFND	1	382,638	0	0
RITE AID CORP	COM	767754872	533	34,468	SH		DFND	1	34,468	0	0
BIOCERES CROP SOLUTIONS CORP	*W EXP 03/14/202	G1117K106	14	91,815	SH		DFND	1	91,815	0	0
DELEK US HLDGS INC NEW	COM	24665A103	30	900	SH		DFND	1	900	0	0
SNAP INC	CL A	83304A106	181	11,107	SH		DFND	1	11,107	0	0
ALBERTON ACQUISITION CORP	RIGHT 10/04/2020	G35006132	2	10,000	SH		DFND	1	10,000	0	0
EDTECHX HLDGS ACQUISITION CO	*W EXP 12/31/202	28138X111	36	99,900	SH		DFND	1	99,900	0	0
FORUM MERGER II CORP	CL A	34986F103	2	227	SH		DFND	1	227	0	0
FORUM MERGER II CORP	*W EXP 09/30/202	34986F111	13	28,815	SH		DFND	1	28,815	0	0
GIGCAPITAL2 INC	UNIT 02/28/2026	375036209	624	60,000	SH		DFND	1	60,000	0	0
GRAF INDL CORP	*W EXP 12/31/202	384278115	21	50,000	SH		DFND	1	50,000	0	0
GORES HOLDINGS III INC	UNIT 09/07/2024	38286G208	919	83,600	SH		DFND	1	83,600	0	0
HL ACQUISITIONS CORP	SHS	G4603R106	1,239	120,000	SH		DFND	1	120,000	0	0
INSURANCE ACQUISITION CORP	CL A	457867109	195	19,500	SH		DFND	1	19,500	0	0
LF CAP ACQUISITION CORP	CL A	50200K108	3,988	385,000	SH		DFND	1	385,000	0	0
MEGALITH FINL ACQUISITION CO	*W EXP 08/26/202	58518F117	8	25,000	SH		DFND	1	25,000	0	0
NEW PROVIDENCE ACQUISITIN CO	*W EXP 09/11/202	64822P114	67	75,000	SH		DFND	1	75,000	0	0
OAKTREE ACQUISITION CORP	UNIT 99/99/9999	G67145121	15	1,550	SH		DFND	1	1,550	0	0
OPES ACQUISITION CORP	*W EXP 03/13/202	68373P118	16	90,000	SH		DFND	1	90,000	0	0
PROFICIENT ALPHA ACQUSTN COR	RIGHT 04/30/2026	74317H121	21	123,826	SH		DFND	1	123,826	0	0
RANPAK HLDGS CORP	*W EXP 06/03/202	75321W111	39	36,785	SH		DFND	1	36,785	0	0
SCHULTZE SPL PURP ACQUSTN CO	UNIT 12/31/2023	80821R208	113	10,800	SH		DFND	1	10,800	0	0
SC HEALTH CORP	COM CL A	G78516203	1,756	176,734	SH		DFND	1	176,734	0	0
OSPREY TECHNLGY AQUISTION CO	*W EXP 10/30/202	68839R120	22	25,000	SH		DFND	1	25,000	0	0
SILVER SPIKE ACQUISITION COR	CL A SHS	G8136L106	1,238	125,000	SH		DFND	1	125,000	0	0
TOTTENHAM ACQUISITION I LTD	UNIT 05/06/2025	G8959N130	726	69,000	SH		DFND	1	69,000	0	0
TENZING ACQUISITION CORP	UNIT 08/24/2024	G8708A124	257	25,000	SH		DFND	1	25,000	0	0
VECTOIQ ACQUISITION CORP	COM	92243N103	2,579	250,000	SH		DFND	1	250,000	0	0
VIRGIN GALACTIC HOLDINGS INC	COM	92766K106	653	56,621	SH		DFND	1	56,621	0	0
PENSARE ACQUISITION CORP	*W EXP 07/27/202	70957E113	0	2,587	SH		DFND	1	2,587	0	0
AMAG PHARMACEUTICALS INC	NOTE 3.250% 6/0	00163UAD8	24,182	28,680,000	PRN		DFND	1	0	0	0
COMMSCOPE HLDG CO INC	COM	20337X109	23	1,665	SH		DFND	1	1,665	0	0
COMMUNITY HEALTH SYS INC NEW	COM	203668108	418	144,242	SH		DFND	1	144,242	0	0
ENCOMPASS HEALTH CORP	COM	29261A100	138	2,005	SH		DFND	1	2,005	0	0
EVERBRIDGE INC	NOTE 1.500%11/0	29978AAA2	4,967	2,109,000	PRN		DFND	1	0	0	0
INTERCEPT PHARMACEUTICALS IN	NOTE 2.000% 5/1	45845PAB4	18,577	14,000,000	PRN		DFND	1	0	0	0
II VI INC	COM	902104108	138	4,100	SH		DFND	1	4,100	0	0
IRIDIUM COMMUNICATIONS INC	COM	46269C102	584	23,716	SH		DFND	1	23,716	0	0
MICROCHIP TECHNOLOGY INC	NOTE 1.625% 2/1	595017AD6	86,593	40,200,000	PRN		DFND	1	0	0	0
NUVASIVE INC	NOTE 2.250% 3/1	670704AG0	33,575	25,166,000	PRN		DFND	1	0	0	0
NEVRO CORP	COM	64157F103	561	4,781	SH		DFND	1	4,781	0	0
INOTEK PHARMACEUTICALS CORP	NOTE 5.750% 8/0	45780VAB8	8,171	7,500,000	PRN		DFND	1	0	0	0
RINGCENTRAL INC	NOTE 3/1	76680RAD9	79,030	37,621,000	PRN		DFND	1	0	0	0
SYNAPTICS INC	COM	87157D109	868	13,200	SH		DFND	1	13,200	0	0
TENET HEALTHCARE CORP	COM NEW	88033G407	2,928	77,014	SH		DFND	1	77,014	0	0
UBER TECHNOLOGIES INC	COM	90353T100	625	21,041	SH		DFND	1	21,041	0	0
VOCERA COMMUNICATIONS INC	NOTE 1.500% 5/1	92857FAB3	19,153	19,450,000	PRN		DFND	1	0	0	0
VIASAT INC	COM	92552V100	1,371	18,735	SH		DFND	1	18,735	0	0
WESTERN DIGITAL CORP	COM	958102105	1,614	25,433	SH		DFND	1	25,433	0	0
ZAYO GROUP HLDGS INC	COM	98919V105	2,156	62,249	SH		DFND	1	62,249	0	0
BLACKBERRY LTD	COM	09228F103	881	137,237	SH		DFND	1	137,237	0	0
DEXCOM INC	NOTE 0.750% 5/1	252131AF4	30,887	13,875,000	PRN		DFND	1	0	0	0
MOTOROLA SOLUTIONS INC	COM NEW	620076307	1,289	8,000	SH		DFND	1	8,000	0	0
ENVISTA HLDGS CORP	COM	29415F104	5,483	185,000	SH		DFND	1	185,000	0	0
UNION PACIFIC CORP	COM	907818108	542	3,000	SH		DFND	1	3,000	0	0
ZEBRA TECHNOLOGIES CORP	CL A	989207105	3,831	15,000	SH		DFND	1	15,000	0	0
CAMBIUM NETWORKS CORP	SHS	G17766109	409	46,800	SH		DFND	1	46,800	0	0
FEDEX CORP	COM	31428X106	4,536	30,000	SH		DFND	1	30,000	0	0
CINCINNATI BELL INC NEW	PFD CV DEP1/20	171871403	112	2,366	SH		DFND	1	2,366	0	0
BECTON DICKINSON & CO	COM	075887109	977	3,594	SH		DFND	1	3,594	0	0
ACACIA COMMUNICATIONS INC	COM	00401C108	2,055	30,318	SH		DFND	1	30,318	0	0
CIGNA CORP NEW	COM	125523100	470	2,303	SH		DFND	1	2,303	0	0
QUEST DIAGNOSTICS INC	COM	74834L100	1,159	10,855	SH		DFND	1	10,855	0	0
DIPLOMAT PHARMACY INC	COM	25456K101	805	201,255	SH		DFND	1	201,255	0	0
FITBIT INC	CL A	33812L102	2,618	398,540	SH		DFND	1	398,540	0	0
TECH DATA CORP	COM	878237106	1,177	8,200	SH		DFND	1	8,200	0	0
WELLCARE HEALTH PLANS INC	COM	94946T106	8,712	26,385	SH		DFND	1	26,385	0	0
ELLINGTON FINANCIAL INC	COM	28852N109	2,865	156,344	SH		DFND	1	156,344	0	0
WESTERN ASSET MTG CAP CORP	COM	95790D105	3,857	373,475	SH		DFND	1	373,475	0	0
ZENDESK INC	NOTE 0.250% 3/1	98936JAB7	67,994	49,662,000	PRN		DFND	1	0	0	0
BLACKBERRY LTD	DEBT 3.750%11/1	C10268AC1	25,040	24,787,000	PRN		DFND	1	0	0	0
BAOZUN INC	SPONSORED ADR	06684L103	1,553	46,896	SH		DFND	1	46,896	0	0
FRONTIER COMMUNICATIONS CORP	COM NEW	35906A306	32	36,041	SH		DFND	1	36,041	0	0
MCDERMOTT INTL INC	COM	580037703	26	39,024	SH		DFND	1	39,024	0	0
QUDIAN INC	ADR	747798106	237	50,511	SH		DFND	1	50,511	0	0
BROADCOM INC	8% CNV PFD SER A	11135F200	187	160	SH		DFND	1	160	0	0
DANAHER CORPORATION	4.75 MND CV PFD	235851300	472	400	SH		DFND	1	400	0	0
AUTOMATIC DATA PROCESSING IN	COM	053015103	17,050	100,000	SH		DFND	1	100,000	0	0
AMAZON COM INC	COM	023135106	20,424	11,053	SH		DFND	1	11,053	0	0
SPRINT CORPORATION	COM	85207U105	4,725	907,000	SH		DFND	1	907,000	0	0
DIREXION SHS ETF TR	DLY FIN BULL NEW	25459Y694	236	2,500	SH		DFND	1	2,500	0	0
DIREXION SHS ETF TR	DAILY FINL BEAR	25460E133	578	20,880	SH		DFND	1	20,880	0	0
VANECK VECTORS ETF TRUST	GOLD MINERS ETF	92189F106	367	12,544	SH		DFND	1	12,544	0	0
VANECK VECTORS ETF TRUST	JR GOLD MINERS E	92189F791	2,128	50,365	SH		DFND	1	50,365	0	0
DIREXION SHS ETF TR	DLY JR GOLD 3X	25460E877	101	10,400	SH		DFND	1	10,400	0	0
DIREXION SHS ETF TR	DAILY JR GLD MIN	25460E166	211	2,539	SH		DFND	1	2,539	0	0
DIREXION SHS ETF TR	DAILY S&P BIOTEC	25460E539	185	14,990	SH		DFND	1	14,990	0	0
DIREXION SHS ETF TR	DLY GOLD INDX 3X	25460E844	31	900	SH		DFND	1	900	0	0
PROSHARES TR	ULTSHRT QQQ	74347B243	6,857	291,792	SH		DFND	1	291,792	0	0
PROSHARES TR	PSHS ULTRA QQQ	74347R206	487	4,000	SH		DFND	1	4,000	0	0
INVESCO QQQ TR	UNIT SER 1	46090E103	9,917	46,647	SH		DFND	1	46,647	0	0
PROSHARES TR	ULTRASHRT S&P500	74347B383	362	14,600	SH		DFND	1	14,600	0	0
DIREXION SHS ETF TR	DRX S&P500BULL	25459W862	1,355	20,514	SH		DFND	1	20,514	0	0
DIREXION SHS ETF TR	DLY S&P500 BR 3X	25460E885	130	9,880	SH		DFND	1	9,880	0	0
PROSHARES TR	ULTRAPRO SHORT S	74347B268	141	7,075	SH		DFND	1	7,075	0	0
PROSHARES TR	ULTRAPRO SHT QQQ	74347G408	392	17,525	SH		DFND	1	17,525	0	0
ISHARES TR	20 YR TR BD ETF	464287432	14,843	109,560	SH		DFND	1	109,560	0	0
PROSHARES TR	ULTRAPRO QQQ	74347X831	10,638	122,921	SH		DFND	1	122,921	0	0
SPDR SERIES TRUST	S&P BIOTECH	78464A870	1,481	15,580	SH		DFND	1	15,580	0	0
SELECT SECTOR SPDR TR	SBI CONS STPLS	81369Y308	32,056	509,000	SH		DFND	1	509,000	0	0
ADVAXIS INC	COM NEW	007624307	0	119	SH		DFND	1	119	0	0
FGL HLDGS	*W EXP 11/30/202	G3402M110	141	92,136	SH		DFND	1	92,136	0	0
DEL TACO RESTAURANTS INC	COM	245496104	65	8,247	SH		DFND	1	8,247	0	0
ZIONS BANCORPORATION N A	*W EXP 05/21/202	989701115	45,023	2,320,807	SH		DFND	1	2,320,807	0	0
GNC HLDGS INC	COM CL A	36191G107	351	130,000	SH		DFND	1	130,000	0	0
ADVANCE AUTO PARTS INC	COM	00751Y106	100	626	SH		DFND	1	626	0	0
AUTOZONE INC	COM	053332102	96	81	SH		DFND	1	81	0	0
BOOKING HLDGS INC	COM	09857L108	102	50	SH		DFND	1	50	0	0
CARNIVAL CORP	UNIT 99/99/9999	143658300	7	150	SH		DFND	1	150	0	0
CAPRI HOLDINGS LIMITED	SHS	G1890L107	99	2,604	SH		DFND	1	2,604	0	0
DOLLAR GEN CORP NEW	COM	256677105	98	634	SH		DFND	1	634	0	0
DOLLAR TREE INC	COM	256746108	101	1,076	SH		DFND	1	1,076	0	0
DARDEN RESTAURANTS INC	COM	237194105	78	720	SH		DFND	1	720	0	0
EBAY INC	COM	278642103	99	2,748	SH		DFND	1	2,748	0	0
FOOT LOCKER INC	COM	344849104	97	2,495	SH		DFND	1	2,495	0	0
GENUINE PARTS CO	COM	372460105	99	936	SH		DFND	1	936	0	0
GAP INC	COM	364760108	98	5,590	SH		DFND	1	5,590	0	0
HASBRO INC	COM	418056107	100	948	SH		DFND	1	948	0	0
HANESBRANDS INC	COM	410345102	99	6,732	SH		DFND	1	6,732	0	0
HOME DEPOT INC	COM	437076102	98	452	SH		DFND	1	452	0	0
HILTON WORLDWIDE HLDGS INC	COM	43300A203	99	893	SH		DFND	1	893	0	0
BLOCK H & R INC	COM	093671105	99	4,227	SH		DFND	1	4,227	0	0
NORDSTROM INC	COM	655664100	99	2,440	SH		DFND	1	2,440	0	0
CARMAX INC	COM	143130102	67	765	SH		DFND	1	765	0	0
KOHLS CORP	COM	500255104	99	1,952	SH		DFND	1	1,952	0	0
LEGGETT & PLATT INC	COM	524660107	98	1,940	SH		DFND	1	1,940	0	0
LKQ CORP	COM	501889208	98	2,761	SH		DFND	1	2,761	0	0
LOWES COS INC	COM	548661107	98	826	SH		DFND	1	826	0	0
MACYS INC	COM	55616P104	102	6,054	SH		DFND	1	6,054	0	0
MARRIOTT INTL INC NEW	CL A	571903202	99	657	SH		DFND	1	657	0	0
MCDONALDS CORP	COM	580135101	99	504	SH		DFND	1	504	0	0
MGM RESORTS INTERNATIONAL	COM	552953101	38	1,153	SH		DFND	1	1,153	0	0
NIKE INC	CL B	654106103	68	676	SH		DFND	1	676	0	0
O REILLY AUTOMOTIVE INC NEW	COM	67103H107	98	224	SH		DFND	1	224	0	0
PVH CORP	COM	693656100	99	943	SH		DFND	1	943	0	0
ROSS STORES INC	COM	778296103	100	863	SH		DFND	1	863	0	0
TARGET CORP	COM	87612E106	98	770	SH		DFND	1	770	0	0
TJX COS INC NEW	COM	872540109	99	1,636	SH		DFND	1	1,636	0	0
TAPESTRY INC	COM	876030107	100	3,727	SH		DFND	1	3,727	0	0
TRACTOR SUPPLY CO	COM	892356106	99	1,069	SH		DFND	1	1,069	0	0
UNDER ARMOUR INC	CL A	904311107	100	4,645	SH		DFND	1	4,645	0	0
ULTA BEAUTY INC	COM	90384S303	99	395	SH		DFND	1	395	0	0
V F CORP	COM	918204108	100	1,011	SH		DFND	1	1,011	0	0
WYNN RESORTS LTD	COM	983134107	36	260	SH		DFND	1	260	0	0
YUM BRANDS INC	COM	988498101	99	988	SH		DFND	1	988	0	0
ALLIANCE DATA SYSTEMS CORP	COM	018581108	243	2,168	SH		DFND	1	2,168	0	0
ADVANCED MICRO DEVICES INC	COM	007903107	319	6,963	SH		DFND	1	6,963	0	0
DXC TECHNOLOGY CO	COM	23355L106	403	10,743	SH		DFND	1	10,743	0	0
JUNIPER NETWORKS INC	COM	48203R104	80	3,265	SH		DFND	1	3,265	0	0
XILINX INC	COM	983919101	398	4,077	SH		DFND	1	4,077	0	0
AIR PRODS & CHEMS INC	COM	009158106	199	849	SH		DFND	1	849	0	0
AVERY DENNISON CORP	COM	053611109	198	1,515	SH		DFND	1	1,515	0	0
ECOLAB INC	COM	278865100	201	1,043	SH		DFND	1	1,043	0	0
F M C CORP	COM NEW	302491303	198	1,987	SH		DFND	1	1,987	0	0
INTL PAPER CO	COM	460146103	200	4,353	SH		DFND	1	4,353	0	0
NEWMONT GOLDCORP CORPORATION	COM	651639106	202	4,662	SH		DFND	1	4,662	0	0
PACKAGING CORP AMER	COM	695156109	160	1,432	SH		DFND	1	1,432	0	0
SHERWIN WILLIAMS CO	COM	824348106	201	345	SH		DFND	1	345	0	0
VULCAN MATLS CO	COM	929160109	201	1,397	SH		DFND	1	1,397	0	0
AMERICAN TOWER CORP NEW	COM	03027X100	124	543	SH		DFND	1	543	0	0
ALEXANDRIA REAL ESTATE EQ IN	COM	015271109	122	758	SH		DFND	1	758	0	0
DIGITAL RLTY TR INC	COM	253868103	244	2,046	SH		DFND	1	2,046	0	0
DUKE REALTY CORP	COM NEW	264411505	151	4,382	SH		DFND	1	4,382	0	0
EQUINIX INC	COM	29444U700	60	104	SH		DFND	1	104	0	0
HOST HOTELS & RESORTS INC	COM	44107P104	29	1,590	SH		DFND	1	1,590	0	0
KIMCO RLTY CORP	COM	49446R109	302	14,615	SH		DFND	1	14,615	0	0
MID AMER APT CMNTYS INC	COM	59522J103	30	232	SH		DFND	1	232	0	0
MACERICH CO	COM	554382101	303	11,287	SH		DFND	1	11,287	0	0
SBA COMMUNICATIONS CORP NEW	CL A	78410G104	90	377	SH		DFND	1	377	0	0
SL GREEN RLTY CORP	COM	78440X101	210	2,286	SH		DFND	1	2,286	0	0
UDR INC	COM	902653104	121	2,606	SH		DFND	1	2,606	0	0
ASSURANT INC	COM	04621X108	404	3,085	SH		DFND	1	3,085	0	0
GALLAGHER ARTHUR J & CO	COM	363576109	402	4,229	SH		DFND	1	4,229	0	0
HARTFORD FINL SVCS GROUP INC	COM	416515104	402	6,624	SH		DFND	1	6,624	0	0
PRINCIPAL FINL GROUP INC	COM	74251V102	321	5,837	SH		DFND	1	5,837	0	0
WILLIS TOWERS WATSON PUB LTD	SHS	G96629103	79	395	SH		DFND	1	395	0	0
ABBOTT LABS	COM	002824100	99	1,148	SH		DFND	1	1,148	0	0
AMGEN INC	COM	031162100	99	412	SH		DFND	1	412	0	0
ANTHEM INC	COM	036752103	60	201	SH		DFND	1	201	0	0
HCA HEALTHCARE INC	COM	40412C101	100	681	SH		DFND	1	681	0	0
JOHNSON & JOHNSON	COM	478160104	100	690	SH		DFND	1	690	0	0
MEDTRONIC PLC	SHS	G5960L103	100	882	SH		DFND	1	882	0	0
MERCK & CO INC	COM	58933Y105	100	1,101	SH		DFND	1	1,101	0	0
STRYKER CORP	COM	863667101	20	96	SH		DFND	1	96	0	0
THERMO FISHER SCIENTIFIC INC	COM	883556102	100	310	SH		DFND	1	310	0	0
SELECT SECTOR SPDR TR	SBI INT-FINL	81369Y605	3,458	112,349	SH		DFND	1	112,349	0	0
ACCEL ENTMT INC	*W EXP 11/20/202	00436Q114	5	1,971	SH		DFND	1	1,971	0	0
AGROFRESH SOLUTIONS	*W EXP 07/31/202	00856G117	0	36,147	SH		DFND	1	36,147	0	0
AMERICAN INTL GROUP INC	*W EXP 01/19/202	026874156	4,647	452,054	SH		DFND	1	452,054	0	0
ALTUS MIDSTREAM CO	CL A	02215L100	22	7,715	SH		DFND	1	7,715	0	0
AMBAC FINL GROUP INC	COM NEW	023139884	55	2,574	SH		DFND	1	2,574	0	0
BLINK CHARGING CO	*W EXP 01/31/202	09354A118	4	11,277	SH		DFND	1	11,277	0	0
CLARIVATE ANALYTICS PLC	COM	G21810109	104	6,213	SH		DFND	1	6,213	0	0
CONTURA ENERGY INC	COM	21241B100	17	1,929	SH		DFND	1	1,929	0	0
DASEKE INC	COM	23753F107	6	2,172	SH		DFND	1	2,172	0	0
DASEKE INC	*W EXP 02/27/202	23753F115	4	36,181	SH		DFND	1	36,181	0	0
US ECOLOGY INC	COM	91734M103	75	1,312	SH		DFND	1	1,312	0	0
FALCON MINERALS CORP	*W EXP 07/21/202	30607B208	5	17,301	SH		DFND	1	17,301	0	0
IMMUNOVANT INC	*W EXP 12/18/202	45258J110	201	100,950	SH		DFND	1	100,950	0	0
NATIONAL ENERGY SERVICES REU	*W EXP 05/05/202	G6375R115	2	2,947	SH		DFND	1	2,947	0	0
RANPAK HLDGS CORP	COM CL A	75321W103	9	1,128	SH		DFND	1	1,128	0	0
BIOMX INC	*W EXP 10/16/202	09090D111	7	16,066	SH		DFND	1	16,066	0	0
PHUNWARE INC	COM	71948P100	0	555	SH		DFND	1	555	0	0
PHUNWARE INC	*W EXP 12/26/202	71948P118	0	3,563	SH		DFND	1	3,563	0	0
PRIORITY TECHNOLOGY HLDGS IN	COM	74275G107	0	292	SH		DFND	1	292	0	0
ROSEHILL RES INC	*W EXP 04/27/202	777385113	3	35,389	SH		DFND	1	35,389	0	0
ELECTRAMECCANICA VEHS CORP	*W EXP 08/03/202	284849114	5	18,444	SH		DFND	1	18,444	0	0
AKAZOO SA	*W EXP 09/11/202	L0164E116	8	16,527	SH		DFND	1	16,527	0	0
DEL TACO RESTAURANTS INC	*W EXP 06/30/202	245496112	10	105,349	SH		DFND	1	105,349	0	0
TALOS ENERGY INC	*W EXP 02/28/202	87484T116	245	152,274	SH		DFND	1	152,274	0	0
TIDEWATER INC NEW	COM	88642R109	52	2,698	SH		DFND	1	2,698	0	0
TIDEWATER INC NEW	*W EXP 11/24/202	88642R174	31	57,749	SH		DFND	1	57,749	0	0
TIDEWATER INC NEW	*W EXP 07/31/202	88642R125	32	27,469	SH		DFND	1	27,469	0	0
HOSTESS BRANDS INC	*W EXP 11/04/202	44109J114	299	156,253	SH		DFND	1	156,253	0	0