Wolverine Asset Management 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ADVANCED MICRO DEVICES INC	COM	007903107	2,396	52,700	SH	Call	DFND	1	0	0	0
APHRIA INC	COM	03765K104	14	4,900	SH	Call	DFND	1	0	0	0
ENCORE CAP GROUP INC	COM	292554102	116	5,000	SH	Call	DFND	1	0	0	0
ENDO INTL PLC	SHS	G30401106	185	50,100	SH	Call	DFND	1	0	0	0
INTERCEPT PHARMACEUTICALS IN	COM	45845P108	125	2,000	SH	Call	DFND	1	0	0	0
MAGNOLIA OIL & GAS CORP	CL A	559663109	154	38,500	SH	Call	DFND	1	0	0	0
INVITAE CORP	COM	46185L103	713	52,200	SH	Call	DFND	1	0	0	0
AVANTOR INC	COM	05352A100	92	7,400	SH	Call	DFND	1	0	0	0
BILIBILI INC	SPONS ADS REP Z	090040106	276	11,800	SH	Call	DFND	1	0	0	0
PEABODY ENERGY CORP NEW	COM	704551100	420	144,900	SH	Call	DFND	1	0	0	0
CBL & ASSOC PPTYS INC	COM	124830100	3	17,500	SH	Call	DFND	1	0	0	0
CLEVELAND CLIFFS INC	COM	185899101	343	86,900	SH	Call	DFND	1	0	0	0
COUPA SOFTWARE INC	COM	22266L106	209	1,500	SH	Call	DFND	1	0	0	0
FIREEYE INC	COM	31816Q101	311	29,400	SH	Call	DFND	1	0	0	0
GULFPORT ENERGY CORP	COM NEW	402635304	4	10,000	SH	Call	DFND	1	0	0	0
WARRIOR MET COAL INC	COM	93627C101	10	1,000	SH	Call	DFND	1	0	0	0
HERBALIFE NUTRITION LTD	COM SHS	G4412G101	816	28,000	SH	Call	DFND	1	0	0	0
PENNEY J C CORP INC	COM	708160106	7	20,900	SH	Call	DFND	1	0	0	0
MOMO INC	ADR	60879B107	650	30,000	SH	Call	DFND	1	0	0	0
NIO INC	SPON ADS	62914V106	152	54,700	SH	Call	DFND	1	0	0	0
PYXUS INTL INC	COM	74737V106	305	98,100	SH	Call	DFND	1	0	0	0
TAILORED BRANDS INC	COM	87403A107	168	97,000	SH	Call	DFND	1	0	0	0
TESLA INC	COM	88160R101	366	700	SH	Call	DFND	1	0	0	0
TWITTER INC	COM	90184L102	783	31,900	SH	Call	DFND	1	0	0	0
WHITING PETE CORP NEW	COM NEW	966387409	88	131,800	SH	Call	DFND	1	0	0	0
ZILLOW GROUP INC	CL C CAP STK	98954M200	2,820	78,300	SH	Call	DFND	1	0	0	0
ISHARES TR	RUSSELL 2000 ETF	464287655	143,818	1,256,500	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO QQQ	74347X831	50,245	1,054,700	SH	Call	DFND	1	0	0	0
BP PLC	SPONSORED ADR	055622104	4,878	200,000	SH	Call	DFND	1	0	0	0
SPDR GOLD TRUST	GOLD SHS	78463V107	29,610	200,000	SH	Call	DFND	1	0	0	0
ISHARES TR	20 YR TR BD ETF	464287432	38,108	231,000	SH	Call	DFND	1	0	0	0
SPDR SER TR	S&P HOMEBUILD	78464A888	7,992	268,300	SH	Call	DFND	1	0	0	0
COLFAX CORP	COM	194014106	39	2,000	SH	Call	DFND	1	0	0	0
CHANGE HEALTHCARE INC	COM	15912K100	399	40,000	SH	Call	DFND	1	0	0	0
DOMINION ENERGY INC	COM	25746U109	577	8,000	SH	Call	DFND	1	0	0	0
SOUTH JERSEY INDS INC	COM	838518108	390	15,600	SH	Call	DFND	1	0	0	0
SEMPRA ENERGY	COM	816851109	2,033	18,000	SH	Call	DFND	1	0	0	0
STANLEY BLACK & DECKER INC	COM	854502101	1,950	19,500	SH	Call	DFND	1	0	0	0
ASSURANT INC	COM	04621X108	104	1,000	SH	Call	DFND	1	0	0	0
CROWN CASTLE INTL CORP NEW	COM	22822V101	288	2,000	SH	Call	DFND	1	0	0	0
CENTERPOINT ENERGY INC	COM	15189T107	298	19,300	SH	Call	DFND	1	0	0	0
ENERGIZER HLDGS INC NEW	COM	29272W109	317	10,500	SH	Call	DFND	1	0	0	0
FORTIVE CORP	COM	34959J108	2,395	43,400	SH	Call	DFND	1	0	0	0
AVIS BUDGET GROUP	COM	053774105	55	4,000	SH	Call	DFND	1	0	0	0
RINGCENTRAL INC	CL A	76680R206	423	2,000	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY ENRGY BULL3X	25460G609	325	33,400	SH	Call	DFND	1	0	0	0
ISHARES TR	IBOXX HI YD ETF	464288513	231	3,000	SH	Call	DFND	1	0	0	0
SPDR SER TR	BLOOMBERG BRCLYS	78468R622	94	1,000	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTSHRT QQQ	74347B243	1,316	56,700	SH	Call	DFND	1	0	0	0
PROSHARES TR	PSHS ULTRA QQQ	74347R206	412	4,600	SH	Call	DFND	1	0	0	0
INVESCO QQQ TR	UNIT SER 1	46090E103	38,765	203,600	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTRASHRT S&P500	74347B383	13,632	447,700	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DRX S&P500BULL	25459W862	11,673	448,100	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY S&P500 BR 3X	25460E885	7,440	466,800	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO SHORT S	74347B268	2	100	SH	Call	DFND	1	0	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	212,978	826,300	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO SHT QQQ	74347G408	2,738	140,700	SH	Call	DFND	1	0	0	0
PROSHARES TR	PSHS ULT S&P 500	74347R107	151	1,700	SH	Call	DFND	1	0	0	0
PROSHARES TR II	SHT VIX ST TRM	74347W130	15,033	484,800	SH	Call	DFND	1	0	0	0
PROSHARES TR	PSHS ULTSH 20YRS	74347B201	157	9,800	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY SMCAP BULL3X	25459W847	8,763	529,500	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DAILY SM CP BEAR	25460E125	112	1,900	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTRPRO S&P500	74347X864	9,689	350,700	SH	Call	DFND	1	0	0	0
PROSHARES TR II	ULTRA VIX SHORT	74347W148	4,280	73,100	SH	Call	DFND	1	0	0	0
BARCLAYS BK PLC	SHRT TRM ETN 48	06746P621	1,998	43,200	SH	Call	DFND	1	0	0	0
SELECT SECTOR SPDR TR	SBI INT-FINL	81369Y605	1,170	56,200	SH	Call	DFND	1	0	0	0
AMERICAN INTL GROUP INC	COM NEW	026874784	698	28,800	SH	Call	DFND	1	0	0	0
AURORA CANNABIS INC	COM	05156X108	1,002	1,106,600	SH	Put	DFND	1	0	0	0
ACORDA THERAPEUTICS INC	COM	00484M106	97	104,200	SH	Put	DFND	1	0	0	0
AERIE PHARMACEUTICALS INC	COM	00771V108	244	18,100	SH	Put	DFND	1	0	0	0
AMAG PHARMACEUTICALS INC	COM	00163U106	1,453	235,200	SH	Put	DFND	1	0	0	0
ADVANCED MICRO DEVICES INC	COM	007903107	52,388	1,151,900	SH	Put	DFND	1	0	0	0
APHRIA INC	COM	03765K104	4,967	1,623,400	SH	Put	DFND	1	0	0	0
ACCELERATE DIAGNOSTICS INC	COM	00430H102	42	5,100	SH	Put	DFND	1	0	0	0
CLOVIS ONCOLOGY INC	COM	189464100	3,900	613,300	SH	Put	DFND	1	0	0	0
CURO GROUP HLDGS CORP	COM	23131L107	121	23,000	SH	Put	DFND	1	0	0	0
ENCORE CAP GROUP INC	COM	292554102	1,180	50,500	SH	Put	DFND	1	0	0	0
ENDO INTL PLC	SHS	G30401106	22	6,000	SH	Put	DFND	1	0	0	0
ENOVA INTL INC	COM	29357K103	441	30,500	SH	Put	DFND	1	0	0	0
EXACT SCIENCES CORP	COM	30063P105	174	3,000	SH	Put	DFND	1	0	0	0
FLEXION THERAPEUTICS INC	COM	33938J106	3	500	SH	Put	DFND	1	0	0	0
GAIN CAP HLDGS INC	COM	36268W100	587	105,300	SH	Put	DFND	1	0	0	0
INTERCEPT PHARMACEUTICALS IN	COM	45845P108	6,868	109,100	SH	Put	DFND	1	0	0	0
ILLUMINA INC	COM	452327109	682	2,500	SH	Put	DFND	1	0	0	0
IMMUNOGEN INC	COM	45253H101	44	13,100	SH	Put	DFND	1	0	0	0
INOVIO PHARMACEUTICALS INC	COM NEW	45773H201	122	16,400	SH	Put	DFND	1	0	0	0
INNOVIVA INC	COM	45781M101	277	23,600	SH	Put	DFND	1	0	0	0
IONIS PHARMACEUTICALS INC	COM	462222100	85	1,800	SH	Put	DFND	1	0	0	0
IRONWOOD PHARMACEUTICALS INC	COM CL A	46333X108	1	100	SH	Put	DFND	1	0	0	0
LIGAND PHARMACEUTICALS INC	COM NEW	53220K504	2,617	36,000	SH	Put	DFND	1	0	0	0
LEXICON PHARMACEUTICALS INC	COM NEW	528872302	64	33,200	SH	Put	DFND	1	0	0	0
MAGNOLIA OIL & GAS CORP	CL A	559663109	992	248,000	SH	Put	DFND	1	0	0	0
NOVAVAX INC	COM NEW	670002401	200	14,800	SH	Put	DFND	1	0	0	0
INVITAE CORP	COM	46185L103	24	1,800	SH	Put	DFND	1	0	0	0
PRECIGEN INC	COM	74017N105	467	137,600	SH	Put	DFND	1	0	0	0
PRA GROUP INC	COM	69354N106	385	13,900	SH	Put	DFND	1	0	0	0
QORVO INC	COM	74736K101	1,153	14,300	SH	Put	DFND	1	0	0	0
RADIUS HEALTH INC	COM NEW	750469207	752	57,900	SH	Put	DFND	1	0	0	0
SMART GLOBAL HLDGS INC	SHS	G8232Y101	21	900	SH	Put	DFND	1	0	0	0
SAREPTA THERAPEUTICS INC	COM	803607100	1,467	15,000	SH	Put	DFND	1	0	0	0
SUTTER ROCK CAP CORP	COM	86944Q100	240	41,000	SH	Put	DFND	1	0	0	0
SUPERNUS PHARMACEUTICALS INC	COM	868459108	485	27,000	SH	Put	DFND	1	0	0	0
THERAVANCE BIOPHARMA INC	COM	G8807B106	1,520	65,800	SH	Put	DFND	1	0	0	0
TEVA PHARMACEUTICAL INDS LTD	SPONSORED ADS	881624209	5,828	649,100	SH	Put	DFND	1	0	0	0
TILRAY INC	COM CL 2	88688T100	3,510	510,300	SH	Put	DFND	1	0	0	0
FIRST MAJESTIC SILVER CORP	COM	32076V103	172	27,900	SH	Put	DFND	1	0	0	0
HUDBAY MINERALS INC	COM	443628102	189	100,000	SH	Put	DFND	1	0	0	0
FORTY SEVEN INC	COM	34983P104	877	9,200	SH	Put	DFND	1	0	0	0
RA PHARMACEUTICALS INC	COM	74933V108	225	4,700	SH	Put	DFND	1	0	0	0
OKTA INC	CL A	679295105	5,538	45,300	SH	Put	DFND	1	0	0	0
TWILIO INC	CL A	90138F102	1,342	15,000	SH	Put	DFND	1	0	0	0
ADIENT PLC	ORD SHS	G0084W101	2,347	258,800	SH	Put	DFND	1	0	0	0
ALLISON TRANSMISSION HLDGS I	COM	01973R101	665	20,400	SH	Put	DFND	1	0	0	0
ANTERO RESOURCES CORP	COM	03674X106	57	80,500	SH	Put	DFND	1	0	0	0
ALLIANCE RES PARTNER L P	UT LTD PART	01877R108	31	10,000	SH	Put	DFND	1	0	0	0
ARAMARK	COM	03852U106	641	32,100	SH	Put	DFND	1	0	0	0
ALTERYX INC	COM CL A	02156B103	47	500	SH	Put	DFND	1	0	0	0
BILIBILI INC	SPONS ADS REP Z	090040106	21,555	920,400	SH	Put	DFND	1	0	0	0
PEABODY ENERGY CORP NEW	COM	704551100	904	312,000	SH	Put	DFND	1	0	0	0
BAOZUN INC	SPONSORED ADR	06684L103	2,495	89,300	SH	Put	DFND	1	0	0	0
CARDTRONICS PLC	SHS CL A	G1991C105	1,027	49,100	SH	Put	DFND	1	0	0	0
CBL & ASSOC PPTYS INC	COM	124830100	2	11,100	SH	Put	DFND	1	0	0	0
CSI COMPRESSCO LP	COM UNIT	12637A103	10	15,700	SH	Put	DFND	1	0	0	0
CANOPY GROWTH CORP	COM	138035100	7,610	527,800	SH	Put	DFND	1	0	0	0
SEACOR HOLDINGS INC	COM	811904101	10	400	SH	Put	DFND	1	0	0	0
CLEVELAND CLIFFS INC	COM	185899101	4,534	1,148,000	SH	Put	DFND	1	0	0	0
CALUMET SPECIALTY PRODS PTNR	UT LTD PARTNER	131476103	376	358,900	SH	Put	DFND	1	0	0	0
COUPA SOFTWARE INC	COM	22266L106	3,507	25,100	SH	Put	DFND	1	0	0	0
CARRIAGE SVCS INC	COM	143905107	158	9,800	SH	Put	DFND	1	0	0	0
CENOVUS ENERGY INC	COM	15135U109	191	95,000	SH	Put	DFND	1	0	0	0
CVR ENERGY INC	COM	12662P108	404	24,500	SH	Put	DFND	1	0	0	0
DISH NETWORK CORPORATION	CL A	25470M109	21,577	1,079,400	SH	Put	DFND	1	0	0	0
DENBURY RES INC	COM NEW	247916208	113	617,300	SH	Put	DFND	1	0	0	0
ENPHASE ENERGY INC	COM	29355A107	665	20,600	SH	Put	DFND	1	0	0	0
ETSY INC	COM	29786A106	1,010	26,300	SH	Put	DFND	1	0	0	0
EVOLENT HEALTH INC	CL A	30050B101	723	133,300	SH	Put	DFND	1	0	0	0
FIREEYE INC	COM	31816Q101	850	80,400	SH	Put	DFND	1	0	0	0
FIVE9 INC	COM	338307101	38	500	SH	Put	DFND	1	0	0	0
GDS HLDGS LTD	SPONSORED ADS	36165L108	7,269	125,400	SH	Put	DFND	1	0	0	0
GENESIS ENERGY L P	UNIT LTD PARTN	371927104	725	185,100	SH	Put	DFND	1	0	0	0
GREAT LAKES DREDGE & DOCK CO	COM	390607109	30	3,700	SH	Put	DFND	1	0	0	0
GOGO INC	COM	38046C109	219	103,700	SH	Put	DFND	1	0	0	0
GULFPORT ENERGY CORP	COM NEW	402635304	458	1,031,300	SH	Put	DFND	1	0	0	0
GOPRO INC	CL A	38268T103	722	275,800	SH	Put	DFND	1	0	0	0
GRUBHUB INC	COM	400110102	1,763	43,300	SH	Put	DFND	1	0	0	0
WARRIOR MET COAL INC	COM	93627C101	1,830	172,400	SH	Put	DFND	1	0	0	0
HERBALIFE NUTRITION LTD	COM SHS	G4412G101	7,018	240,700	SH	Put	DFND	1	0	0	0
IAC INTERACTIVECORP	COM	44919P508	967	5,400	SH	Put	DFND	1	0	0	0
IAMGOLD CORP	COM	450913108	68	30,100	SH	Put	DFND	1	0	0	0
IQIYI INC	SPONSORED ADS	46267X108	41,240	2,316,900	SH	Put	DFND	1	0	0	0
PENNEY J C CORP INC	COM	708160106	797	2,216,000	SH	Put	DFND	1	0	0	0
KLX ENERGY SERVICS HOLDNGS I	COM	48253L106	0	1,200	SH	Put	DFND	1	0	0	0
KRATOS DEFENSE & SEC SOLUTIO	COM NEW	50077B207	692	50,000	SH	Put	DFND	1	0	0	0
LEIDOS HOLDINGS INC	COM	525327102	45	500	SH	Put	DFND	1	0	0	0
LIVEPERSON INC	COM	538146101	236	10,400	SH	Put	DFND	1	0	0	0
LIVE NATION ENTERTAINMENT IN	COM	538034109	1,900	41,800	SH	Put	DFND	1	0	0	0
MATTEL INC	COM	577081102	3,152	357,800	SH	Put	DFND	1	0	0	0
MERCADOLIBRE INC	COM	58733R102	830	1,700	SH	Put	DFND	1	0	0	0
M/I HOMES INC	COM	55305B101	80	4,900	SH	Put	DFND	1	0	0	0
MICHAELS COS INC	COM	59408Q106	4	2,500	SH	Put	DFND	1	0	0	0
MARTIN MIDSTREAM PRTNRS L P	UNIT L P INT	573331105	156	141,900	SH	Put	DFND	1	0	0	0
MOMO INC	ADR	60879B107	16,991	783,400	SH	Put	DFND	1	0	0	0
MANITOWOC CO INC	COM NEW	563571405	36	4,300	SH	Put	DFND	1	0	0	0
NETFLIX INC	COM	64110L106	1,952	5,200	SH	Put	DFND	1	0	0	0
NIO INC	SPON ADS	62914V106	10,100	3,633,100	SH	Put	DFND	1	0	0	0
NATURAL RESOURCE PARTNERS L	COM UNIT LTD PAR	63900P608	39	3,200	SH	Put	DFND	1	0	0	0
NATURA &CO HLDG S A	ADS	63884N108	984	100,000	SH	Put	DFND	1	0	0	0
NUTANIX INC	CL A	67059N108	1,118	70,800	SH	Put	DFND	1	0	0	0
OIL STS INTL INC	COM	678026105	34	16,900	SH	Put	DFND	1	0	0	0
OVINTIV INC	COM	69047Q102	2	1,000	SH	Put	DFND	1	0	0	0
PATRICK INDS INC	COM	703343103	2	100	SH	Put	DFND	1	0	0	0
PDC ENERGY INC	COM	69327R101	116	18,800	SH	Put	DFND	1	0	0	0
PARSLEY ENERGY INC	CL A	701877102	281	49,200	SH	Put	DFND	1	0	0	0
PRETIUM RES INC	COM	74139C102	1,152	203,300	SH	Put	DFND	1	0	0	0
PYXUS INTL INC	COM	74737V106	2,608	838,800	SH	Put	DFND	1	0	0	0
QUDIAN INC	ADR	747798106	95	53,200	SH	Put	DFND	1	0	0	0
Q2 HLDGS INC	COM	74736L109	106	1,800	SH	Put	DFND	1	0	0	0
REDFIN CORP	COM	75737F108	1,924	124,800	SH	Put	DFND	1	0	0	0
RH	COM	74967X103	5,023	50,000	SH	Put	DFND	1	0	0	0
TRANSOCEAN LTD	REG SHS	H8817H100	635	548,200	SH	Put	DFND	1	0	0	0
SEA LTD	SPONSORED ADS	81141R100	45,240	1,021,000	SH	Put	DFND	1	0	0	0
SEALED AIR CORP NEW	COM	81211K100	24	1,000	SH	Put	DFND	1	0	0	0
SILGAN HOLDINGS INC	COM	827048109	290	10,000	SH	Put	DFND	1	0	0	0
SM ENERGY CO	COM	78454L100	122	100,000	SH	Put	DFND	1	0	0	0
SQUARE INC	CL A	852234103	5,185	99,000	SH	Put	DFND	1	0	0	0
SSR MNG INC	COM	784730103	22	2,000	SH	Put	DFND	1	0	0	0
SCORPIO TANKERS INC	SHS	Y7542C130	2,082	108,900	SH	Put	DFND	1	0	0	0
TRIP COM GROUP LTD	ADS	89677Q107	3,517	150,000	SH	Put	DFND	1	0	0	0
TIDEWATER INC NEW	COM	88642R109	158	22,400	SH	Put	DFND	1	0	0	0
TRIUMPH GROUP INC NEW	COM	896818101	25	3,700	SH	Put	DFND	1	0	0	0
TEAM INC	COM	878155100	66	10,300	SH	Put	DFND	1	0	0	0
TALEND S A	ADS	874224207	112	5,000	SH	Put	DFND	1	0	0	0
TAYLOR MORRISON HOME CORP	COM	87724P106	79	7,200	SH	Put	DFND	1	0	0	0
TIMKENSTEEL CORP	COM	887399103	269	83,500	SH	Put	DFND	1	0	0	0
TUTOR PERINI CORP	COM	901109108	278	41,500	SH	Put	DFND	1	0	0	0
TABULA RASA HEALTHCARE INC	COM	873379101	73	1,400	SH	Put	DFND	1	0	0	0
TRIMAS CORP	COM NEW	896215209	233	10,100	SH	Put	DFND	1	0	0	0
TESLA INC	COM	88160R101	33,640	64,200	SH	Put	DFND	1	0	0	0
TITAN INTL INC ILL	COM	88830M102	40	25,900	SH	Put	DFND	1	0	0	0
TWITTER INC	COM	90184L102	1,336	54,400	SH	Put	DFND	1	0	0	0
UNISYS CORP	COM NEW	909214306	4	400	SH	Put	DFND	1	0	0	0
UNITI GROUP INC	COM	91325V108	182	30,300	SH	Put	DFND	1	0	0	0
VALARIS PLC	SHS CLASS A	G9402V109	1,368	3,040,200	SH	Put	DFND	1	0	0	0
VECTOR GROUP LTD	COM	92240M108	1,475	156,600	SH	Put	DFND	1	0	0	0
VICI PPTYS INC	COM	925652109	41	2,500	SH	Put	DFND	1	0	0	0
VEONEER INCORPORATED	COM	92336X109	969	132,400	SH	Put	DFND	1	0	0	0
VENATOR MATLS PLC	SHS	G9329Z100	1	1,000	SH	Put	DFND	1	0	0	0
WAYFAIR INC	CL A	94419L101	13,878	259,700	SH	Put	DFND	1	0	0	0
WEIBO CORP	SPONSORED ADR	948596101	1,327	40,100	SH	Put	DFND	1	0	0	0
WHITING PETE CORP NEW	COM NEW	966387409	167	250,500	SH	Put	DFND	1	0	0	0
W & T OFFSHORE INC	COM	92922P106	173	101,900	SH	Put	DFND	1	0	0	0
UNITED STATES STL CORP NEW	COM	912909108	1,527	242,100	SH	Put	DFND	1	0	0	0
XEROX HOLDINGS CORP	COM NEW	98421M106	2,000	105,600	SH	Put	DFND	1	0	0	0
JOYY INC	ADS REPSTG COM A	46591M109	10,753	201,900	SH	Put	DFND	1	0	0	0
ZILLOW GROUP INC	CL C CAP STK	98954M200	17,754	492,900	SH	Put	DFND	1	0	0	0
ZENDESK INC	COM	98936J101	480	7,500	SH	Put	DFND	1	0	0	0
ZYNGA INC	CL A	98986T108	354	51,800	SH	Put	DFND	1	0	0	0
ISHARES TR	RUSSELL 2000 ETF	464287655	107,042	935,200	SH	Put	DFND	1	0	0	0
ISHARES INC	MSCI HONG KG ETF	464286871	6,975	349,800	SH	Put	DFND	1	0	0	0
ISHARES INC	MSCI JPN ETF NEW	46434G822	2,469	50,000	SH	Put	DFND	1	0	0	0
ISHARES TR	20 YR TR BD ETF	464287432	56,287	341,200	SH	Put	DFND	1	0	0	0
BARCLAYS BK PLC	SHRT TRM ETN 48	06746P621	30,686	663,500	SH	Put	DFND	1	0	0	0
CHANGE HEALTHCARE INC	COM	15912K100	146	14,700	SH	Put	DFND	1	0	0	0
DOMINION ENERGY INC	COM	25746U109	5,508	76,300	SH	Put	DFND	1	0	0	0
NEXTERA ENERGY INC	COM	65339F101	3,007	12,500	SH	Put	DFND	1	0	0	0
SOUTH JERSEY INDS INC	COM	838518108	52	2,100	SH	Put	DFND	1	0	0	0
SEMPRA ENERGY	COM	816851109	734	6,500	SH	Put	DFND	1	0	0	0
ASSURANT INC	COM	04621X108	624	6,000	SH	Put	DFND	1	0	0	0
CENTERPOINT ENERGY INC	COM	15189T107	648	42,000	SH	Put	DFND	1	0	0	0
ENERGIZER HLDGS INC NEW	COM	29272W109	166	5,500	SH	Put	DFND	1	0	0	0
FORTIVE CORP	COM	34959J108	1,915	34,700	SH	Put	DFND	1	0	0	0
TALLGRASS ENERGY LP	CLASS A SHS	874696107	23	1,400	SH	Put	DFND	1	0	0	0
APPLIED OPTOELECTRONICS INC	COM	03823U102	592	78,000	SH	Put	DFND	1	0	0	0
ACCURAY INC	COM	004397105	23	12,500	SH	Put	DFND	1	0	0	0
BEST INC	SPONSORED ADS	08653C106	401	75,000	SH	Put	DFND	1	0	0	0
CALAMP CORP	COM	128126109	50	11,300	SH	Put	DFND	1	0	0	0
CENTENE CORP DEL	COM	15135B101	600	10,100	SH	Put	DFND	1	0	0	0
COMMUNITY HEALTH SYS INC NEW	COM	203668108	17	5,100	SH	Put	DFND	1	0	0	0
8X8 INC NEW	COM	282914100	1,179	85,100	SH	Put	DFND	1	0	0	0
ENCOMPASS HEALTH CORP	COM	29261A100	1,312	20,500	SH	Put	DFND	1	0	0	0
HC2 HLDGS INC	COM	404139107	1	800	SH	Put	DFND	1	0	0	0
HARMONIC INC	COM	413160102	1,152	200,100	SH	Put	DFND	1	0	0	0
HERTZ GLOBAL HLDGS INC	COM	42806J106	19	3,200	SH	Put	DFND	1	0	0	0
INFINERA CORP	COM	45667G103	80	15,200	SH	Put	DFND	1	0	0	0
MEDNAX INC	COM	58502B106	89	7,700	SH	Put	DFND	1	0	0	0
NCR CORP NEW	COM	62886E108	885	50,000	SH	Put	DFND	1	0	0	0
OWENS & MINOR INC NEW	COM	690732102	45	5,000	SH	Put	DFND	1	0	0	0
PINDUODUO INC	SPONSORED ADS	722304102	25,469	706,900	SH	Put	DFND	1	0	0	0
IMPINJ INC	COM	453204109	282	16,900	SH	Put	DFND	1	0	0	0
TELADOC HEALTH INC	COM	87918A105	697	4,500	SH	Put	DFND	1	0	0	0
TTM TECHNOLOGIES INC	COM	87305R109	10	1,000	SH	Put	DFND	1	0	0	0
UBER TECHNOLOGIES INC	COM	90353T100	15,154	542,800	SH	Put	DFND	1	0	0	0
VOCERA COMMUNICATIONS INC	COM	92857F107	318	15,000	SH	Put	DFND	1	0	0	0
VIAVI SOLUTIONS INC	COM	925550105	2,859	255,100	SH	Put	DFND	1	0	0	0
VIASAT INC	COM	92552V100	2,061	57,400	SH	Put	DFND	1	0	0	0
WRIGHT MED GROUP N V	ORD SHS	N96617118	1,845	64,400	SH	Put	DFND	1	0	0	0
BLACKBERRY LTD	COM	09228F103	1,084	262,600	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY ENRGY BULL3X	25460G609	318	32,700	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DAILY FINL BEAR	25460E133	899	23,700	SH	Put	DFND	1	0	0	0
ISHARES TR	CHINA LG-CAP ETF	464287184	949	25,300	SH	Put	DFND	1	0	0	0
ISHARES TR	IBOXX HI YD ETF	464288513	12,639	164,000	SH	Put	DFND	1	0	0	0
ISHARES TR	NASDAQ BIOTECH	464287556	5,387	50,000	SH	Put	DFND	1	0	0	0
ISHARES TR	IBOXX INV CP ETF	464287242	185	1,500	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTSHRT QQQ	74347B243	536	23,100	SH	Put	DFND	1	0	0	0
PROSHARES TR	PSHS ULTRA QQQ	74347R206	4,640	51,800	SH	Put	DFND	1	0	0	0
INVESCO QQQ TR	UNIT SER 1	46090E103	206,012	1,082,000	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTRASHRT S&P500	74347B383	204	6,700	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DRX S&P500BULL	25459W862	15,598	598,800	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY S&P500 BR 3X	25460E885	1,974	123,900	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO SHORT S	74347B268	829	34,400	SH	Put	DFND	1	0	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	115,652	448,700	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO SHT QQQ	74347G408	311	16,000	SH	Put	DFND	1	0	0	0
PROSHARES TR	PSHS ULT S&P 500	74347R107	1,671	18,800	SH	Put	DFND	1	0	0	0
PROSHARES TR II	SHT VIX ST TRM	74347W130	3,916	126,300	SH	Put	DFND	1	0	0	0
PROSHARES TR	PSHS ULTSH 20YRS	74347B201	268	16,700	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY SMCAP BULL3X	25459W847	10,787	651,800	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO QQQ	74347X831	78,696	1,651,900	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DAILY SM CP BEAR	25460E125	5	100	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTRPRO S&P500	74347X864	28,472	1,030,500	SH	Put	DFND	1	0	0	0
SELECT SECTOR SPDR TR	SBI INT-FINL	81369Y605	1,759	84,500	SH	Put	DFND	1	0	0	0
AMERICAN INTL GROUP INC	COM NEW	026874784	305	12,600	SH	Put	DFND	1	0	0	0
APPLIED OPTOELECTRONICS INC	NOTE 5.000% 3/1	03823UAB8	3,758	5,000,000	PRN		DFND	1	0	0	0
ALTAIR ENGR INC	NOTE 0.250% 6/0	021369AA1	6,756	7,642,000	PRN		DFND	1	0	0	0
APOLLO COML REAL EST FIN INC	NOTE 4.750% 8/2	03762UAB1	2,488	3,600,000	PRN		DFND	1	0	0	0
APOLLO COML REAL EST FIN INC	NOTE 5.375%10/1	03762UAC9	886	1,300,000	PRN		DFND	1	0	0	0
ACCELERATE DIAGNOSTICS INC	NOTE 2.500% 3/1	00430HAB8	2,193	4,000,000	PRN		DFND	1	0	0	0
8X8 INC NEW	NOTE 0.500% 2/0	282914AB6	23,723	28,041,000	PRN		DFND	1	0	0	0
GAIN CAP HLDGS INC	NOTE 5.000% 8/1	36268WAF7	12,448	12,833,000	PRN		DFND	1	0	0	0
HANNON ARMSTRONG SUST INFR C	NOTE 4.125% 9/0	41068XAB6	4,586	4,823,000	PRN		DFND	1	0	0	0
IAC INTERACTIVECORP	COM	44919P508	956	5,338	SH		DFND	1	5,338	0	0
INFINERA CORP	NOTE 2.125% 9/0	45667GAC7	12,870	15,351,000	PRN		DFND	1	0	0	0
INOVIO PHARMACEUTICALS INC	NOTE 6.500% 3/0	45773HAB8	6,279	4,190,000	PRN		DFND	1	0	0	0
INNOVIVA INC	NOTE 2.500% 8/1	45781MAB7	32,038	32,648,000	PRN		DFND	1	0	0	0
MESA LABS INC	NOTE 1.375% 8/1	59064RAA7	2,536	2,500,000	PRN		DFND	1	0	0	0
INTREXON CORP	NOTE 3.500% 7/0	46122TAA0	4,897	9,000,000	PRN		DFND	1	0	0	0
PRA GROUP INC	NOTE 3.500% 6/0	69354NAB2	17,616	20,422,000	PRN		DFND	1	0	0	0
PURE STORAGE INC	NOTE 0.125% 4/1	74624MAB8	16,287	18,749,000	PRN		DFND	1	0	0	0
SUNPOWER CORP	COM	867652406	55	10,925	SH		DFND	1	10,925	0	0
SUPERNUS PHARMACEUTICALS INC	NOTE 0.625% 4/0	868459AD0	17,104	20,905,000	PRN		DFND	1	0	0	0
TEAM INC	NOTE 5.000% 8/0	878155AE0	3,090	4,000,000	PRN		DFND	1	0	0	0
TILRAY INC	NOTE 5.000%10/0	88688TAB6	3,914	12,000,000	PRN		DFND	1	0	0	0
TUTOR PERINI CORP	NOTE 2.875% 6/1	901109AD0	5,495	6,188,000	PRN		DFND	1	0	0	0
NABORS INDUSTRIES LTD	6% PFD CNV SR A	G6359F129	2,218	600,934	SH		DFND	1	600,934	0	0
GREAT AJAX CORP	COM	38983D300	1,433	225,437	SH		DFND	1	225,437	0	0
ELLINGTON RESIDENTIAL MTG RE	COM SHS BEN INT	288578107	1,044	197,032	SH		DFND	1	197,032	0	0
APOLLO INVT CORP	COM NEW	03761U502	724	107,266	SH		DFND	1	107,266	0	0
BAIN CAP SPECIALTY FIN INC	COM	05684B107	342	36,988	SH		DFND	1	36,988	0	0
BLACKROCK CAP INVT CORP	COM	092533108	81	37,096	SH		DFND	1	37,096	0	0
TCG BDC INC	COM	872280102	889	170,474	SH		DFND	1	170,474	0	0
FIDUS INVT CORP	COM	316500107	291	44,021	SH		DFND	1	44,021	0	0
FS KKR CAPITAL CORP	COM	302635107	216	72,087	SH		DFND	1	72,087	0	0
OXFORD SQUARE CAP CORP	COM	69181V107	70	27,588	SH		DFND	1	27,588	0	0
PENNANTPARK FLOATING RATE CA	COM	70806A106	368	75,874	SH		DFND	1	75,874	0	0
PENNANTPARK INVT CORP	COM	708062104	475	183,645	SH		DFND	1	183,645	0	0
SOLAR CAP LTD	COM	83413U100	136	11,697	SH		DFND	1	11,697	0	0
BLACKROCK TCP CAPITAL CORP	COM	09259E108	219	35,051	SH		DFND	1	35,051	0	0
THL CREDIT INC	COM	872438106	312	117,998	SH		DFND	1	117,998	0	0
TRIPLEPOINT VENTURE GROWTH B	COM	89677Y100	561	97,898	SH		DFND	1	97,898	0	0
WHITEHORSE FIN INC	COM	96524V106	167	23,669	SH		DFND	1	23,669	0	0
ADAMS DIVERSIFIED EQUITY FD	COM	006212104	62	5,000	SH		DFND	1	5,000	0	0
ABERDEEN GLOBAL DYNAMIC DIVI	COM	00302M106	536	73,120	SH		DFND	1	73,120	0	0
ALLIANZGI ARTIFICIAL INTELLI	COM	01883M101	3,751	234,440	SH		DFND	1	234,440	0	0
BLACKROCK RES & COMMODITIES	SHS	09257A108	1,712	339,848	SH		DFND	1	339,848	0	0
BLACKROCK SCIENCE & TECH TR	SHS BEN INT	09260K101	1,831	109,736	SH		DFND	1	109,736	0	0
CHINA FD INC	COM	169373107	108	5,875	SH		DFND	1	5,875	0	0
CALAMOS GBL DYN INCOME FUND	COM	12811L107	372	64,951	SH		DFND	1	64,951	0	0
ISHARES TR	SELECT DIVID ETF	464287168	7	100	SH		DFND	1	100	0	0
WELLS FARGO UTILITIES AND HI	WF UTILITIES INC	94987E109	16	1,519	SH		DFND	1	1,519	0	0
ISHARES INC	MSCI GERMANY ETF	464286806	270	12,604	SH		DFND	1	12,604	0	0
TEKLA HEALTHCARE INVS	SH BEN INT	87911J103	3,232	181,486	SH		DFND	1	181,486	0	0
HANCOCK JOHN INVT TR	TAX ADV GLB SH	41013P749	423	84,511	SH		DFND	1	84,511	0	0
INDIA FD INC	COM	454089103	0	20	SH		DFND	1	20	0	0
NEW IRELAND FD INC	COM	645673104	110	17,988	SH		DFND	1	17,988	0	0
ABERDEEN JAPAN EQUITY FD INC	COM	00306J109	778	124,610	SH		DFND	1	124,610	0	0
KOREA FD	COM NEW	500634209	342	15,308	SH		DFND	1	15,308	0	0
NEUBERGER BERMAN MLP AND ENR	COM	64129H104	48	25,651	SH		DFND	1	25,651	0	0
PIMCO ENRGY TACTICAL CR OPP	COM SHS BEN INT	69346N107	660	122,916	SH		DFND	1	122,916	0	0
ADAM NAT RES FD INC	COM	00548F105	48	5,907	SH		DFND	1	5,907	0	0
SALIENT MIDSTREAM & MLP FD	SH BEN INT	79471V105	347	99,935	SH		DFND	1	99,935	0	0
CUSHING ENERGY INCOME	COM SH BEN INT	23162T102	83	31,818	SH		DFND	1	31,818	0	0
TEMPLETON DRAGON FD INC	COM	88018T101	2,627	154,091	SH		DFND	1	154,091	0	0
TORTOISE ESSENTIAL ASSETS IN	COM SH BEN INT	89148A103	1,880	186,209	SH		DFND	1	186,209	0	0
TAIWAN FD INC	COM	874036106	260	15,865	SH		DFND	1	15,865	0	0
TRI CONTL CORP	COM	895436103	2,074	99,220	SH		DFND	1	99,220	0	0
SELECT SECTOR SPDR TR	SBI INT-UTILS	81369Y886	3,212	57,974	SH		DFND	1	57,974	0	0
SPDR SER TR	S&P REGL BKG	78464A698	1,743	53,500	SH		DFND	1	53,500	0	0
ISHARES TR	CORE US AGGBD ET	464287226	69	606	SH		DFND	1	606	0	0
BLACKROCK MULTI-SECTOR INC T	COM	09258A107	175	14,510	SH		DFND	1	14,510	0	0
WESTERN ASSET HGH YLD DFNDFD	COM	95768B107	20	1,691	SH		DFND	1	1,691	0	0
NUVEEN PFD & INCM SECURTIES	COM	67072C105	74	10,310	SH		DFND	1	10,310	0	0
MFS SPL VALUE TR	SH BEN INT	55274E102	24	5,099	SH		DFND	1	5,099	0	0
ISHARES SILVER TRUST	ISHARES	46428Q109	54	4,150	SH		DFND	1	4,150	0	0
XAI OCTAGON FLOATNG RATE ALT	COM	98400T106	0	1	SH		DFND	1	1	0	0
VANECK VECTORS ETF TR	HIGH YLD MUN ETF	92189H409	3,430	65,646	SH		DFND	1	65,646	0	0
ACORDA THERAPEUTICS INC	COM	00484M106	20	22,297	SH		DFND	1	22,297	0	0
AERIE PHARMACEUTICALS INC	COM	00771V108	146	10,864	SH		DFND	1	10,864	0	0
ADVANCED MICRO DEVICES INC	NOTE 2.125% 9/0	007903BD8	168,451	29,391,000	PRN		DFND	1	0	0	0
BAUSCH HEALTH COS INC	COM	071734107	281	18,192	SH		DFND	1	18,192	0	0
CHEGG INC	NOTE 0.250% 5/1	163092AB5	109,274	76,691,000	PRN		DFND	1	0	0	0
CLOVIS ONCOLOGY INC	COM	189464100	1,556	244,713	SH		DFND	1	244,713	0	0
ENCORE CAP EUROPE FIN LTD	NOTE 4.500% 9/0	29260UAA5	18,532	24,000,000	PRN		DFND	1	0	0	0
ENDO INTL PLC	SHS	G30401106	3,358	907,580	SH		DFND	1	907,580	0	0
FIVE9 INC	NOTE 0.125% 5/0	338307AB7	120,673	63,410,000	PRN		DFND	1	0	0	0
HARMONIC INC	NOTE 4.000%12/0	413160AB8	17,184	14,675,000	PRN		DFND	1	0	0	0
INTERCEPT PHARMACEUTICALS IN	NOTE 3.250% 7/0	45845PAA6	55,984	68,865,000	PRN		DFND	1	0	0	0
ILLUMINA INC	COM	452327109	1,915	7,014	SH		DFND	1	7,014	0	0
INPHI CORP	NOTE 0.750% 9/0	45772FAC1	39,821	27,176,000	PRN		DFND	1	0	0	0
IRONWOOD PHARMACEUTICALS INC	DBCV 2.250% 6/1	46333XAD0	34,855	33,392,000	PRN		DFND	1	0	0	0
J2 GLOBAL INC	NOTE 3.250% 6/1	48123VAC6	51,035	41,980,000	PRN		DFND	1	0	0	0
LEXICON PHARMACEUTICALS INC	NOTE 5.250%12/0	528872AB0	6,497	12,250,000	PRN		DFND	1	0	0	0
MAGNACHIP SEMICONDUCTOR SA	NOTE 5.000% 3/0	55932XAB0	20,082	14,401,000	PRN		DFND	1	0	0	0
NOVAVAX INC	COM NEW	670002401	100	7,437	SH		DFND	1	7,437	0	0
OPKO HEALTH INC	COM	68375N103	0	550	SH		DFND	1	550	0	0
QORVO INC	COM	74736K101	439	5,446	SH		DFND	1	5,446	0	0
RADIUS HEALTH INC	NOTE 3.000% 9/0	750469AA6	20,262	28,425,000	PRN		DFND	1	0	0	0
RAYONIER ADVANCED MATLS INC	COM	75508B104	179	169,213	SH		DFND	1	169,213	0	0
SEA LTD	NOTE 2.250% 7/0	81141RAB6	129,967	55,987,000	PRN		DFND	1	0	0	0
SAREPTA THERAPEUTICS INC	DBCV 1.500%11/1	803607AB6	136,310	89,141,000	PRN		DFND	1	0	0	0
THERAVANCE BIOPHARMA INC	NOTE 3.250%11/0	88339KAA0	23,717	24,100,000	PRN		DFND	1	0	0	0
TERADYNE INC	NOTE 1.250%12/1	880770AG7	6,098	3,400,000	PRN		DFND	1	0	0	0
TEVA PHARMACEUTICAL INDS LTD	SPONSORED ADS	881624209	848	94,446	SH		DFND	1	94,446	0	0
LENDINGTREE INC NEW	NOTE 0.625% 6/0	52603BAA5	45,625	40,730,000	PRN		DFND	1	0	0	0
TRONOX HOLDINGS PLC	SHS	G9087Q102	914	183,680	SH		DFND	1	183,680	0	0
TTM TECHNOLOGIES INC	NOTE 1.750%12/1	87305RAD1	52,837	46,641,000	PRN		DFND	1	0	0	0
UNISYS CORP	NOTE 5.500% 3/0	909214BS6	36,546	26,770,000	PRN		DFND	1	0	0	0
VISHAY INTERTECHNOLOGY INC	NOTE 2.250% 6/1	928298AP3	20,633	22,811,000	PRN		DFND	1	0	0	0
ZILLOW GROUP INC	NOTE 2.000%12/0	98954MAB7	23,539	23,184,000	PRN		DFND	1	0	0	0
ATLANTIC POWER CORP	COM NEW	04878Q863	47	22,410	SH		DFND	1	22,410	0	0
JUST ENERGY GROUP INC	COM	48213W101	19	38,200	SH		DFND	1	38,200	0	0
BLACKBERRY LTD	COM	09228F103	164	40,000	SH		DFND	1	40,000	0	0
HUDBAY MINERALS INC	COM	443628102	3	2,000	SH		DFND	1	2,000	0	0
GRAN TIERRA ENERGY INC	COM	38500T101	15	59,800	SH		DFND	1	59,800	0	0
VEONEER INCORPORATED	NOTE 4.000% 6/0	92336XAA7	13,325	16,875,000	PRN		DFND	1	0	0	0
CYPRESS SEMICONDUCTOR CORP	COM	232806109	1,955	83,838	SH		DFND	1	83,838	0	0
NVENT ELECTRIC PLC	SHS	G6700G107	506	30,000	SH		DFND	1	30,000	0	0
ALLSTATE CORP	COM	020002101	4,786	52,182	SH		DFND	1	52,182	0	0
AMKOR TECHNOLOGY INC	COM	031652100	411	52,854	SH		DFND	1	52,854	0	0
CITIGROUP INC	COM NEW	172967424	885	21,032	SH		DFND	1	21,032	0	0
CAPITAL ONE FINL CORP	COM	14040H105	2,169	43,030	SH		DFND	1	43,030	0	0
MERIDIAN BANCORP INC MD	COM	58958U103	631	56,314	SH		DFND	1	56,314	0	0
HILLTOP HOLDINGS INC	COM	432748101	775	51,306	SH		DFND	1	51,306	0	0
INVESCO LTD	SHS	G491BT108	896	98,746	SH		DFND	1	98,746	0	0
SVB FINANCIAL GROUP	COM	78486Q101	2,719	18,000	SH		DFND	1	18,000	0	0
SEMTECH CORP	COM	816850101	750	20,000	SH		DFND	1	20,000	0	0
SYNCHRONY FINL	COM	87165B103	187	11,664	SH		DFND	1	11,664	0	0
VICTORY CAP HLDGS INC	COM CL A	92645B103	2,880	176,098	SH		DFND	1	176,098	0	0
BK OF AMERICA CORP	7.25%CNV PFD L	060505682	5,548	4,378	SH		DFND	1	4,378	0	0
CINCINNATI BELL INC NEW	PFD CV DEP1/20	171871403	283	6,442	SH		DFND	1	6,442	0	0
QTS RLTY TR INC	COM CL A	74736A103	4,041	69,672	SH		DFND	1	69,672	0	0
READY CAP CORP	7% CN SR NT 2023	75574U200	353	25,334	SH		DFND	1	25,334	0	0
WELLS FARGO CO NEW	PERP PFD CNV A	949746804	2,600	2,078	SH		DFND	1	2,078	0	0
BROADCOM INC	COM	11135F101	23,664	99,806	SH		DFND	1	99,806	0	0
COLFAX CORP	UNIT 01/15/2022T	194014205	42,856	466,752	SH		DFND	1	466,752	0	0
DOMINION ENERGY INC	UNIT 99/99/9999	25746U133	30,261	323,373	SH		DFND	1	323,373	0	0
DTE ENERGY CO	UNIT 11/01/2022S	233331842	7,644	193,858	SH		DFND	1	193,858	0	0
ELANCO ANIMAL HEALTH INC	COM	28414H103	583	26,058	SH		DFND	1	26,058	0	0
INTERNATIONAL FLAVORS&FRAGRA	UNIT 09/15/2021	459506309	6,835	176,903	SH		DFND	1	176,903	0	0
AKERNA CORP	*W EXP 06/17/202	00973W110	77	221,113	SH		DFND	1	221,113	0	0
SOUTH JERSEY INDS INC	UNIT 99/99/9999	838518116	7,868	188,859	SH		DFND	1	188,859	0	0
STANLEY BLACK & DECKER INC	UNIT 05/15/2020	854502887	11,564	158,225	SH		DFND	1	158,225	0	0
VERRA MOBILITY CORP	COM	92511U102	2	342	SH		DFND	1	342	0	0
AVANTOR INC	6.25 PFD CNV SR	05352A209	13,405	297,617	SH		DFND	1	297,617	0	0
VERB TECHNOLOGY CO INC	*W EXP 03/14/202	92337U112	0	10	SH		DFND	1	10	0	0
ALLERGAN PLC	SHS	G0177J108	7,910	44,667	SH		DFND	1	44,667	0	0
TD AMERITRADE HLDG CORP	COM	87236Y108	3,949	113,964	SH		DFND	1	113,964	0	0
ASTRAZENECA PLC	SPONSORED ADR	046353108	167	3,740	SH		DFND	1	3,740	0	0
CAROLINA FINL CORP NEW	COM	143873107	4,612	178,282	SH		DFND	1	178,282	0	0
CENTERSTATE BK CORP	COM	15201P109	897	52,113	SH		DFND	1	52,113	0	0
E TRADE FINANCIAL CORP	COM NEW	269246401	942	27,469	SH		DFND	1	27,469	0	0
FGL HLDGS	ORD SHS	G3402M102	1,167	119,181	SH		DFND	1	119,181	0	0
FORTY SEVEN INC	COM	34983P104	1,330	13,944	SH		DFND	1	13,944	0	0
GENWORTH FINL INC	COM CL A	37247D106	215	64,933	SH		DFND	1	64,933	0	0
IBERIABANK CORP	COM	450828108	5,330	147,411	SH		DFND	1	147,411	0	0
INTERCONTINENTAL EXCHANGE IN	COM	45866F104	266	3,300	SH		DFND	1	3,300	0	0
INDUSTRIAL LOGISTICS PPTYS T	COM SHS BEN INT	456237106	92	5,256	SH		DFND	1	5,256	0	0
ADESTO TECHNOLOGIES CORP	COM	00687D101	555	49,601	SH		DFND	1	49,601	0	0
LEGG MASON INC	COM	524901105	3,448	70,600	SH		DFND	1	70,600	0	0
MELLANOX TECHNOLOGIES LTD	SHS	M51363113	4,458	36,754	SH		DFND	1	36,754	0	0
NXP SEMICONDUCTORS N V	COM	N6596X109	627	7,565	SH		DFND	1	7,565	0	0
PROGENICS PHARMACEUTICALS IN	COM	743187106	3,242	853,416	SH		DFND	1	853,416	0	0
RA PHARMACEUTICALS INC	COM	74933V108	2,256	47,000	SH		DFND	1	47,000	0	0
SYNOVUS FINL CORP	COM NEW	87161C501	200	11,430	SH		DFND	1	11,430	0	0
TEXAS CAPITAL BANCSHARES INC	COM	88224Q107	6,810	307,213	SH		DFND	1	307,213	0	0
WILLIS TOWERS WATSON PLC LTD	SHS	G96629103	1,109	6,533	SH		DFND	1	6,533	0	0
XPERI CORP	COM	98421B100	4,833	347,512	SH		DFND	1	347,512	0	0
CIIG MERGER CORP	UNIT 12/31/2026	12559C202	4,270	435,734	SH		DFND	1	435,734	0	0
STELLUS CAP INVT CORP	COM	858568108	9	1,238	SH		DFND	1	1,238	0	0
ALLIANZGI DIVERSIFIED INCOME	COM	01883J108	630	35,051	SH		DFND	1	35,051	0	0
ABERDEEN EMRG MRKTS EQT INM	COM	00301W105	92	17,931	SH		DFND	1	17,931	0	0
ABERDEEN GLOBAL PREMIER PPTY	COM SH BEN INT	00302L108	578	136,493	SH		DFND	1	136,493	0	0
BLACKROCK ENHANCED EQUITY DI	COM	09251A104	4,067	622,819	SH		DFND	1	622,819	0	0
BLACKROCK ENHANCED INTL DIV	COM BENE INTER	092524107	297	66,147	SH		DFND	1	66,147	0	0
NUVEEN S&P 500 BUY-WRITE INC	COM	6706ER101	2,375	235,203	SH		DFND	1	235,203	0	0
MORGAN STANLEY CHINA A SH FD	COM	617468103	4,823	266,208	SH		DFND	1	266,208	0	0
CLEARBRIDGE MLP AND MIDSTRM	COM	184692101	546	298,370	SH		DFND	1	298,370	0	0
CENTER COAST BRKFLD MLP ENRG	SHS BEN INT	151461100	4	4,463	SH		DFND	1	4,463	0	0
CLEARBRIDGE MLP AND MIDSTRM	COM	18469Q108	138	100,183	SH		DFND	1	100,183	0	0
DELAWARE INVTS DIV & INCOME	COM	245915103	33	4,061	SH		DFND	1	4,061	0	0
DELAWARE ENHANCED GBL DIV &	COM	246060107	1,318	176,928	SH		DFND	1	176,928	0	0
NUVEEN DOW 30 DYNAMIC OVERWR	SHS	67075F105	1,487	118,797	SH		DFND	1	118,797	0	0
ELLSWORTH GROWTH & INCOME FD	COM	289074106	348	40,608	SH		DFND	1	40,608	0	0
EUROPEAN EQUITY FUND	COM	298768102	63	8,956	SH		DFND	1	8,956	0	0
TEMPLETON EMERGING MKTS FD I	COM	880191101	902	80,920	SH		DFND	1	80,920	0	0
CLEARBRIDGE ENERGY MIDSTRM O	COM	18469P100	165	127,323	SH		DFND	1	127,323	0	0
EATON VANCE ENH EQTY INC FD	COM	278277108	24	1,800	SH		DFND	1	1,800	0	0
EATON VANCE TX ADV GLBL DIV	COM	27828S101	306	25,656	SH		DFND	1	25,656	0	0
EATON VANCE TX ADV GLB DIV O	COM	27828U106	22	1,240	SH		DFND	1	1,240	0	0
EATON VANCE TXMGD GL BUYWR O	COM	27829C105	3,334	446,937	SH		DFND	1	446,937	0	0
EATON VANCE TX MGD DIV EQ IN	COM	27828N102	1,675	179,726	SH		DFND	1	179,726	0	0
EATON VANCE TAX-MANAGED GLOB	COM	27829F108	557	87,388	SH		DFND	1	87,388	0	0
FIRST TR DYNAMIC EUROPE EQT	COM SHS	33740D107	435	47,529	SH		DFND	1	47,529	0	0
FIRST TR MLP & ENERGY INCOME	COM	33739B104	242	54,857	SH		DFND	1	54,857	0	0
FIRST TR ENERGY INCOME & GRW	COM	33738G104	356	40,820	SH		DFND	1	40,820	0	0
FIRST TR/ABERDEEN EMERG OPT	COM	33731K102	147	14,864	SH		DFND	1	14,864	0	0
FIRST TR ENERGY INFRASTRCTR	COM	33738C103	44	4,995	SH		DFND	1	4,995	0	0
FIDUCIARY CLAYMORE ENGRY INF	COM	31647Q106	10	8,056	SH		DFND	1	8,056	0	0
GABELLI CONV&INCOM SECS FD I	COM	36240B109	4	1,000	SH		DFND	1	1,000	0	0
GABELLI DIVID & INCOME TR	COM	36242H104	1,775	119,865	SH		DFND	1	119,865	0	0
NEW GERMANY FD INC	COM	644465106	285	24,605	SH		DFND	1	24,605	0	0
GAMCO GLOBAL GOLD NAT RES &	COM SH BEN INT	36465A109	1,438	528,730	SH		DFND	1	528,730	0	0
GAMCO NAT RES GOLD & INCOME	SH BEN INT	36465E101	284	73,422	SH		DFND	1	73,422	0	0
GABELLI HLTHCARE & WELLNESS	SHS	36246K103	85	9,910	SH		DFND	1	9,910	0	0
JOHN HANCOCK HDG EQ & INC FD	COM	47804L102	1,855	182,617	SH		DFND	1	182,617	0	0
MILLER HOWARD HIGH INC EQTY	COM SHS BEN IN	600379101	1,380	245,119	SH		DFND	1	245,119	0	0
TEKLA LIFE SCIENCES INVS	SH BEN INT	87911K100	4,577	305,574	SH		DFND	1	305,574	0	0
VOYA ASIA PAC DIVID EQUITY I	COM	92912J102	477	73,322	SH		DFND	1	73,322	0	0
VOYA INFRASTRUCTURE INDLS &	COM	92912X101	2,874	353,539	SH		DFND	1	353,539	0	0
VOYA GLBL ADV & PREM OPP FD	COM	92912R104	2,618	341,808	SH		DFND	1	341,808	0	0
VOYA GLBL EQTY DIV & PREM OP	COM	92912T100	4,536	994,802	SH		DFND	1	994,802	0	0
CBRE CLARION GLOBAL REAL EST	COM	12504G100	1,656	316,120	SH		DFND	1	316,120	0	0
VOYA EMERGING MKTS HIGH DIVI	COM	92912P108	1,232	211,436	SH		DFND	1	211,436	0	0
VOYA INTL HIGH DIVID EQTY IN	COM	92912Y109	887	231,721	SH		DFND	1	231,721	0	0
MORGAN STANLEY INDIA INVS FD	COM	61745C105	1,592	124,335	SH		DFND	1	124,335	0	0
VOYA NAT RES EQUITY INCOME F	COM	92913C106	1,280	593,029	SH		DFND	1	593,029	0	0
NUVEEN DIVERSIFIED DIVID & I	COM	6706EP105	993	141,114	SH		DFND	1	141,114	0	0
JAPAN SMALLER CAPITALIZATION	COM	47109U104	782	111,059	SH		DFND	1	111,059	0	0
NUVEEN REAL ASSET INCOME & G	COM	67074Y105	2,405	243,733	SH		DFND	1	243,733	0	0
NUVEEN REAL ESTATE INCOME FD	COM	67071B108	3,171	467,145	SH		DFND	1	467,145	0	0
NUVEEN TX ADV TOTAL RET STRG	COM	67090H102	505	71,762	SH		DFND	1	71,762	0	0
NUVEEN TAX-ADVANTAGED DIVID	COM	67073G105	1,114	99,031	SH		DFND	1	99,031	0	0
KAYNE ANDERSON MDSTM ENERGY	COM	48661E108	1,006	302,347	SH		DFND	1	302,347	0	0
KAYNE ANDERSN MLP MIDS INVT	COM	486606106	252	69,466	SH		DFND	1	69,466	0	0
LAZARD GLOBAL TOTAL RETURN &	COM	52106W103	1,843	153,519	SH		DFND	1	153,519	0	0
MACQUARIE / FIRST TR GLOBAL	COM	55607W100	531	70,591	SH		DFND	1	70,591	0	0
MACQUARIE GLOBAL INFRASTRUCT	COM	55608D101	812	52,441	SH		DFND	1	52,441	0	0
MEXICO EQUITY & INCOME FD	COM	592834105	68	9,759	SH		DFND	1	9,759	0	0
MEXICO FD INC	COM	592835102	74	8,996	SH		DFND	1	8,996	0	0
TORTOISE ENERGY INDEPENDENC	COM	89148K101	237	206,718	SH		DFND	1	206,718	0	0
NEUBERGER BERMAN REAL ESTATE	COM	64190A103	265	88,564	SH		DFND	1	88,564	0	0
TORTOISE MIDSTRM ENERGY FD I	COM	89148B101	455	533,690	SH		DFND	1	533,690	0	0
NUVEEN NASDAQ 100 DYNAMIC OV	COM SHS	670699107	729	38,376	SH		DFND	1	38,376	0	0
COHEN & STEERS TOTAL RETURN	COM	19247R103	1,046	103,517	SH		DFND	1	103,517	0	0
RIVERNORTH OPPORTUNITIES FD	COM	76881Y109	31	2,520	SH		DFND	1	2,520	0	0
ROYCE MICRO-CAP TR INC	COM	780915104	15	2,700	SH		DFND	1	2,700	0	0
COHEN & STEERS REIT & PFD &I	COM	19247X100	5,248	325,607	SH		DFND	1	325,607	0	0
COHEN & STEERS QUALITY INCOM	COM	19247L106	3,331	368,529	SH		DFND	1	368,529	0	0
LMP CAP & INCOME FD INC	COM	50208A102	45	5,601	SH		DFND	1	5,601	0	0
NUVEEN S&P 500 DYNAMIC OVERW	COM	6706EW100	648	55,967	SH		DFND	1	55,967	0	0
THE CUSHING MLP INFASTCR TOT	COM NEW	231631201	2	830	SH		DFND	1	830	0	0
SWISS HELVETIA FD INC	COM	870875101	638	91,883	SH		DFND	1	91,883	0	0
CUSHING RENAISSANCE FD	COM	231647108	1,582	261,636	SH		DFND	1	261,636	0	0
TEKLA HEALTHCARE OPPORTUNITI	SHS	879105104	1,639	106,737	SH		DFND	1	106,737	0	0
TORTOISE PWR & ENERGY INFRAS	COM	89147X104	1,288	184,402	SH		DFND	1	184,402	0	0
TORTOISE ENERGY INFRA CORP	COM	89147L100	929	362,994	SH		DFND	1	362,994	0	0
COHEN & STEERS INFRASTRUCTUR	COM	19248A109	1,307	69,356	SH		DFND	1	69,356	0	0
ABERDEEN INCOME CR STRATEGIE	COM	003057106	310	42,309	SH		DFND	1	42,309	0	0
ALLIANCEBERNSTEIN GLOBAL HIG	COM	01879R106	598	64,623	SH		DFND	1	64,623	0	0
INVESCO EXCHANGE-TRADED FD T	TAXABLE MUN BD	46138G805	103	3,341	SH		DFND	1	3,341	0	0
BLACKSTONE GSO STRATEGIC CR	COM SHS BEN IN	09257R101	464	44,611	SH		DFND	1	44,611	0	0
BARINGS GLOBAL SHORT DURATIO	COM	06760L100	668	60,097	SH		DFND	1	60,097	0	0
BLACKROCK CORE BD TR	SHS BEN INT	09249E101	79	5,986	SH		DFND	1	5,986	0	0
BLACKROCK LTD DURATION INC T	COM SHS	09249W101	679	53,820	SH		DFND	1	53,820	0	0
BLACKSTONE GSO FLTING RTE FU	COM	09256U105	786	67,035	SH		DFND	1	67,035	0	0
BLACKROCK CR ALLOCATION INCO	COM	092508100	159	13,656	SH		DFND	1	13,656	0	0
MFS INTER HIGH INCOME FD	SH BEN INT	59318T109	169	80,873	SH		DFND	1	80,873	0	0
CREDIT SUISSE ASSET MGMT INC	COM	224916106	246	102,976	SH		DFND	1	102,976	0	0
CORNERSTONE STRATEGIC VALUE	COM	21924B302	404	49,799	SH		DFND	1	49,799	0	0
CORNERSTONE TOTAL RETURN FD	COM	21924U300	201	25,272	SH		DFND	1	25,272	0	0
HERZFELD CARIBBEAN BASIN FD	COM	42804T106	9	2,818	SH		DFND	1	2,818	0	0
DOUBLELINE OPPORTUNISTIC CR	COM	258623107	75	4,416	SH		DFND	1	4,416	0	0
BNY MELLON HIGH YIELD STRATE	SH BEN INT	09660L105	92	40,881	SH		DFND	1	40,881	0	0
CREDIT SUISSE HIGH YLD BND F	SH BEN INT	22544F103	1,202	656,944	SH		DFND	1	656,944	0	0
DOUBLELINE INCOME SOLUTIONS	COM	258622109	490	36,767	SH		DFND	1	36,767	0	0
WELLS FARGO INCOME OPPORTUNI	WF INC OPPTY FD	94987B105	550	86,354	SH		DFND	1	86,354	0	0
MORGAN STANLEY EMERGING MKTS	COM	617477104	943	181,049	SH		DFND	1	181,049	0	0
WESTERN ASSET GLOBAL HIGH IN	COM	95766B109	190	25,460	SH		DFND	1	25,460	0	0
EATON VANCE HIGH INCOME 2021	COM SH BEN INT	27829W101	49	5,626	SH		DFND	1	5,626	0	0
WESTERN ASSET EMERGING MKTS	COM	95766A101	53	5,120	SH		DFND	1	5,120	0	0
WELLS FARGO MULTI SECTOR INC	COM	94987D101	729	75,733	SH		DFND	1	75,733	0	0
EATON VANCE RISK MNGD DIV EQ	COM	27829G106	43	5,264	SH		DFND	1	5,264	0	0
FIRST TR HIGH INCOME L/S FD	COM	33738E109	81	6,727	SH		DFND	1	6,727	0	0
FRANKLIN LTD DURATION INCOME	COM	35472T101	304	38,762	SH		DFND	1	38,762	0	0
GDL FD	COM SH BEN IT	361570104	336	42,962	SH		DFND	1	42,962	0	0
WESTERN ASSET GLOBAL CP DEFI	COM	95790C107	15	1,120	SH		DFND	1	1,120	0	0
GUGGENHEIM CR ALLOCATION FD	COM	40168G108	85	5,751	SH		DFND	1	5,751	0	0
GABELLI GO ANYWHERE TR	COM	36250J109	0	74	SH		DFND	1	74	0	0
CLOUGH GLOBAL OPPORTUNITIES	SH BEN INT	18914E106	70	9,774	SH		DFND	1	9,774	0	0
CLOUGH GLOBAL EQUITY FD	COM	18914C100	21	2,449	SH		DFND	1	2,449	0	0
CLOUGH GLOBAL DIVND AND INC	COM	18913Y103	72	8,649	SH		DFND	1	8,649	0	0
HIGHLAND INCOME FD	HIGHLAND INCOME	43010E404	498	58,479	SH		DFND	1	58,479	0	0
WESTERN ASSET HIGH INCM OPP	COM	95766K109	121	28,835	SH		DFND	1	28,835	0	0
WESTERN ASSET HIGH INCM FD I	COM	95766J102	406	81,195	SH		DFND	1	81,195	0	0
PIONEER DIVERSIFIED HIGH INC	COM	723653101	182	17,371	SH		DFND	1	17,371	0	0
HANCOCK JOHN TAX-ADVANTAGED	COM	41013V100	338	19,251	SH		DFND	1	19,251	0	0
NEW AMER HIGH INCOME FD INC	COM NEW	641876800	2	379	SH		DFND	1	379	0	0
WESTERN ASSET INVT GRADE DEF	COM	95790A101	597	31,867	SH		DFND	1	31,867	0	0
PGIM HIGH YIELD BOND FUND IN	COM	69346H100	394	34,042	SH		DFND	1	34,042	0	0
IVY HIGH INCOME OPPORTUNITIE	COM	465893105	147	14,185	SH		DFND	1	14,185	0	0
NUVEEN EMERGING MKTS DEBT 20	COM	67077P101	29	4,719	SH		DFND	1	4,719	0	0
NUVEEN HIGH INCOME NOVEMBER	COM	67077N106	394	45,885	SH		DFND	1	45,885	0	0
HANCOCK JOHN INVS TR	COM	410142103	202	16,066	SH		DFND	1	16,066	0	0
NUVEEN HIGH INCOME 2020 TARG	COM	67075L102	42	4,845	SH		DFND	1	4,845	0	0
NUVEEN MULTI MKT INCOME FD	COM	67075J107	85	14,018	SH		DFND	1	14,018	0	0
KKR INCOME OPPORTUNITIES FD	COM	48249T106	214	20,155	SH		DFND	1	20,155	0	0
MADISON COVERED CALL & EQUIT	COM	557437100	26	5,198	SH		DFND	1	5,198	0	0
MFS CHARTER INCOME TR	SH BEN INT	552727109	196	26,505	SH		DFND	1	26,505	0	0
MFS MULTIMARKET INCOME TR	SH BEN INT	552737108	399	79,510	SH		DFND	1	79,510	0	0
ALLIANZGI CONV INCOME FD	COM	018828103	250	67,070	SH		DFND	1	67,070	0	0
ALLIANZGI CONV INCOME FD II	COM	018825109	102	30,764	SH		DFND	1	30,764	0	0
NEUBERGER BERMAN HIGH YIELD	COM	64128C106	4	543	SH		DFND	1	543	0	0
WESTERN ASSET INVESTMENT GRA	COM	95766T100	280	20,997	SH		DFND	1	20,997	0	0
HIGH INCOME SECS FD	SHS BEN INT	42968F108	14	2,275	SH		DFND	1	2,275	0	0
PIONEER HIGH INCOME TR	COM	72369H106	252	39,284	SH		DFND	1	39,284	0	0
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	112830104	1,184	80,692	SH		DFND	1	80,692	0	0
SPECIAL OPPORTUNITIES FD INC	COM	84741T104	71	7,556	SH		DFND	1	7,556	0	0
SPROTT PHYSICAL PLAT PALLAD	UNIT	85207Q104	443	28,645	SH		DFND	1	28,645	0	0
TEMPLETON EMERGING MKTS INCO	COM	880192109	182	24,374	SH		DFND	1	24,374	0	0
INVESCO BD FD	COM	46132L107	146	8,297	SH		DFND	1	8,297	0	0
VERTICAL CAP INCOME FD	SHS BEN INT	92535C104	0	100	SH		DFND	1	100	0	0
VIRTUS GLOBAL MULTI-SEC INC	COM	92829B101	656	68,011	SH		DFND	1	68,011	0	0
INVESCO HIGH INCOME TR II	COM	46131F101	638	59,611	SH		DFND	1	59,611	0	0
WESTERN ASSET PREMIER BD FD	SHS BEN INT	957664105	587	52,088	SH		DFND	1	52,088	0	0
WESTERN AST INFL LKD OPP & I	COM	95766R104	128	13,462	SH		DFND	1	13,462	0	0
VIRTUS TOTAL RETURN FUND INC	COM	92835W107	168	23,402	SH		DFND	1	23,402	0	0
BLACKROCK MUN INCOME INVT TR	SHS BEN INT	09248H105	814	66,524	SH		DFND	1	66,524	0	0
BLACKROCK MUN BD TR	COM	09249H104	47	3,324	SH		DFND	1	3,324	0	0
BLACKROCK NY MUN INCOME TR I	COM	09249R102	289	22,366	SH		DFND	1	22,366	0	0
BLACKROCK VA MUNICIPAL BOND	COM	092481100	51	3,478	SH		DFND	1	3,478	0	0
BLACKROCK MUNI INCOME TR II	COM	09249N101	350	26,197	SH		DFND	1	26,197	0	0
BLACKROCK STRATEGIC MUN TR	COM	09248T109	26	2,069	SH		DFND	1	2,069	0	0
BLACKROCK NY MUNI INC QLTY T	COM	09249U105	105	8,435	SH		DFND	1	8,435	0	0
BLACKROCK LONG-TERM MUNI ADV	COM	09250B103	164	14,657	SH		DFND	1	14,657	0	0
BLACKROCK MD MUNICIPAL BOND	COM	09249L105	71	5,047	SH		DFND	1	5,047	0	0
BNY MELLON MUN BD INFRASTRUC	COM SHS	09662W109	459	37,054	SH		DFND	1	37,054	0	0
BNY MELLON STRATEGIC MUN BD	COM	09662E109	1,639	228,708	SH		DFND	1	228,708	0	0
EATON VANCE NATL MUN OPPORTU	COM SHS	27829L105	93	4,793	SH		DFND	1	4,793	0	0
EATON VANCE CALIF MUN BD FD	COM	27828A100	31	2,978	SH		DFND	1	2,978	0	0
EATON VANCE MUNI INCOME TRUS	SH BEN INT	27826U108	38	3,208	SH		DFND	1	3,208	0	0
EATON VANCE NY MUNI INCOME T	SH BEN INT	27826W104	91	7,385	SH		DFND	1	7,385	0	0
INVESCO VALUE MUN INCOME TR	COM	46132P108	362	25,608	SH		DFND	1	25,608	0	0
DWS STRATEGIC MUN INCOME TR	COM	23342Q101	663	64,259	SH		DFND	1	64,259	0	0
DWS MUN INCOME TR	COM	233368109	28	2,625	SH		DFND	1	2,625	0	0
BNY MELLON STRATEGIC MUNS IN	COM	05588W108	379	50,891	SH		DFND	1	50,891	0	0
PIONEER MUN HIGH INCOME ADVA	COM	723762100	35	3,493	SH		DFND	1	3,493	0	0
PIONEER MUN HIGH INCOME TR	COM SHS	723763108	1,192	105,324	SH		DFND	1	105,324	0	0
BLACKROCK MUNIHLDGS NY QLTY	COM	09255C106	2	200	SH		DFND	1	200	0	0
WESTERN ASSET MANAGED MUNS F	COM	95766M105	1,421	118,834	SH		DFND	1	118,834	0	0
BLACKROCK MUNI N Y INTER DUR	COM	09255F109	208	14,266	SH		DFND	1	14,266	0	0
WESTERN ASSET MUN PARTNERS F	COM	95766P108	339	24,844	SH		DFND	1	24,844	0	0
WESTERN ASSET MUN DEF OPP TR	COM	95768A109	93	4,931	SH		DFND	1	4,931	0	0
BLACKROCK MUNIASSETS FD INC	COM	09254J102	469	35,242	SH		DFND	1	35,242	0	0
BLACKROCK MUNIHOLDINGS FD II	COM	09253P109	165	12,009	SH		DFND	1	12,009	0	0
BLACKROCK MUNI INTER DR FD I	COM	09253X102	28	2,194	SH		DFND	1	2,194	0	0
BLACKROCK MUNIVEST FD INC	COM	09253R105	82	10,234	SH		DFND	1	10,234	0	0
BLACKROCK MUNIYIELD CALIF FD	COM	09254M105	242	18,351	SH		DFND	1	18,351	0	0
BLACKROCK MUNIYIELD FD INC	COM	09253W104	248	19,554	SH		DFND	1	19,554	0	0
BLACKROCK MUNIYIELD N J FD I	COM	09254Y109	111	8,302	SH		DFND	1	8,302	0	0
BLACKROCK MUNIYIELD ARIZ FD	COM	09254K109	14	1,118	SH		DFND	1	1,118	0	0
NUVEEN CA QUALTY MUN INCOME	COM	67066Y105	0	25	SH		DFND	1	25	0	0
NUVEEN NEW YORK QLT MUN INC	COM	67066X107	84	6,435	SH		DFND	1	6,435	0	0
NUVEEN ARIZONA QLTY MUN INC	COM	67061W104	1	110	SH		DFND	1	110	0	0
NUVEEN CALIF MUNICPAL VALUE	COM	6706EB106	413	28,128	SH		DFND	1	28,128	0	0
NUVEEN ENHANCED MUN VALUE FD	COM	67074M101	156	11,980	SH		DFND	1	11,980	0	0
NUVEEN CALIFORNIA AMT QLT MU	COM	670651108	51	3,641	SH		DFND	1	3,641	0	0
NUVEEN MINESOTA QLT MUN INC	SHS	670734102	31	2,378	SH		DFND	1	2,378	0	0
NUVEEN PA MUN VALUE FD	COM	67074K105	86	6,622	SH		DFND	1	6,622	0	0
NUVEEN MICHIGAN QLT MUN INC	COM	670979103	5	408	SH		DFND	1	408	0	0
NUVEEN OHIO QLTY MUN INCOME	COM	670980101	818	55,592	SH		DFND	1	55,592	0	0
NUVEEN MUN VALUE FD INC	COM	670928100	67	6,953	SH		DFND	1	6,953	0	0
NUVEEN AMT-FREE MUN VALUE FD	COM	670695105	1,027	65,667	SH		DFND	1	65,667	0	0
NUVEEN AMT FREE MUN CR INC F	COM	67071L106	159	10,882	SH		DFND	1	10,882	0	0
NUVEEN NEW JERSEY QULT MUN F	COM	67069Y102	57	4,273	SH		DFND	1	4,273	0	0
NUVEEN N Y SELECT TAX FREE I	SH BEN INT	67063V104	87	6,927	SH		DFND	1	6,927	0	0
NUVEEN SELECT TAX-FREE INCOM	SH BEN INT	67062F100	533	35,618	SH		DFND	1	35,618	0	0
NUVEEN NEW YORK MUN VALUE FD	COM	670706100	200	14,743	SH		DFND	1	14,743	0	0
NUVEEN MUNICIPAL CREDIT INC	COM SH BEN INT	67070X101	138	9,855	SH		DFND	1	9,855	0	0
PIMCO CALIF MUN INCOME FD II	COM	72200M108	19	2,263	SH		DFND	1	2,263	0	0
PIMCO MUN INCOME FD	COM	72200R107	585	46,317	SH		DFND	1	46,317	0	0
PIMCO MUN INCOME FD II	COM	72200W106	813	64,298	SH		DFND	1	64,298	0	0
PUTNAM MUN OPPORTUNITIES TR	SH BEN INT	746922103	11	1,000	SH		DFND	1	1,000	0	0
PIMCO MUN INCOME FD III	COM	72201A103	606	57,071	SH		DFND	1	57,071	0	0
PIMCO NEW YORK MUN INCOME FD	COM	72200T103	158	14,680	SH		DFND	1	14,680	0	0
PIMCO NEW YORK MUN FD II	COM	72200Y102	267	27,358	SH		DFND	1	27,358	0	0
PIMCO NEW YORK MUN INCOME FD	COM	72201E105	86	10,133	SH		DFND	1	10,133	0	0
PIMCO CALIF MUN INCOME FD II	COM	72201C109	631	64,860	SH		DFND	1	64,860	0	0
RIVERNORTH OPPORTUNISTIC MUN	COM	76883F108	66	3,291	SH		DFND	1	3,291	0	0
DELAWARE INVTS COLO MUN INCO	COM	246101109	7	532	SH		DFND	1	532	0	0
INVESCO CALIF VALUE MUN INCO	COM	46132H106	259	22,940	SH		DFND	1	22,940	0	0
INVESCO ADVANTAGE MUN INCOME	SH BEN INT	46132E103	117	11,399	SH		DFND	1	11,399	0	0
INVESCO PA VALUE MUN INC TR	COM	46132K109	181	14,911	SH		DFND	1	14,911	0	0
INVESCO TR INVT GRADE NEW YO	COM	46131T101	105	8,733	SH		DFND	1	8,733	0	0
AMC ENTMT HLDGS INC	CL A COM	00165C104	1,080	342,027	SH		DFND	1	342,027	0	0
AVIS BUDGET GROUP	COM	053774105	1,077	77,509	SH		DFND	1	77,509	0	0
GOGO INC	COM	38046C109	337	158,963	SH		DFND	1	158,963	0	0
HERTZ GLOBAL HLDGS INC	COM	42806J106	1,433	231,909	SH		DFND	1	231,909	0	0
PYXUS INTL INC	COM	74737V106	0	1	SH		DFND	1	1	0	0
RITE AID CORP	COM	767754872	746	49,751	SH		DFND	1	49,751	0	0
REVLON INC	CL A NEW	761525609	148	13,600	SH		DFND	1	13,600	0	0
REALOGY HLDGS CORP	COM	75605Y106	1,191	395,954	SH		DFND	1	395,954	0	0
SURGERY PARTNERS INC	COM	86881A100	766	117,386	SH		DFND	1	117,386	0	0
TRIP COM GROUP LTD	ADS	89677Q107	963	41,077	SH		DFND	1	41,077	0	0
TAILORED BRANDS INC	COM	87403A107	1,023	588,403	SH		DFND	1	588,403	0	0
ZILLOW GROUP INC	CL A	98954M101	17	517	SH		DFND	1	517	0	0
ALLEGHENY TECHNOLOGIES INC	NOTE 4.750% 7/0	01741RAG7	31,082	34,014,000	PRN		DFND	1	0	0	0
ALTERYX INC	NOTE 0.500% 6/0	02156BAB9	61,451	27,606,000	PRN		DFND	1	0	0	0
COUPA SOFTWARE INC	NOTE 0.375% 1/1	22266LAB2	165,635	52,663,000	PRN		DFND	1	0	0	0
DEXCOM INC	NOTE 0.750%12/0	252131AH0	43,066	24,811,000	PRN		DFND	1	0	0	0
ETSY INC	NOTE 3/0	29786AAC0	40,030	31,677,000	PRN		DFND	1	0	0	0
IQIYI INC	NOTE 3.750%12/0	46267XAB4	86,461	85,516,000	PRN		DFND	1	0	0	0
MONGODB INC	NOTE 0.750% 6/1	60937PAB2	84,708	41,170,000	PRN		DFND	1	0	0	0
MOMO INC	NOTE 1.250% 7/0	60879BAB3	51,085	63,545,000	PRN		DFND	1	0	0	0
OKTA INC	NOTE 0.250% 2/1	679295AB1	59,699	23,345,000	PRN		DFND	1	0	0	0
Q2 HLDGS INC	NOTE 0.750% 2/1	74736LAB5	46,564	39,227,000	PRN		DFND	1	0	0	0
REALPAGE INC	NOTE 1.500%11/1	75606NAB5	32,150	23,519,000	PRN		DFND	1	0	0	0
SENSEONICS HLDGS INC	NOTE 5.250% 2/0	81727UAA3	6,716	8,450,000	PRN		DFND	1	0	0	0
SQUARE INC	NOTE 0.375% 3/0	852234AB9	58,587	25,351,000	PRN		DFND	1	0	0	0
GSV CAP CORP	NOTE 4.750% 3/2	36191JAC5	3,229	3,400,000	PRN		DFND	1	0	0	0
TELADOC HEALTH INC	NOTE 3.000%12/1	87918AAB1	178,217	50,463,000	PRN		DFND	1	0	0	0
TWILIO INC	NOTE 0.250% 6/0	90138FAB8	113,346	81,335,000	PRN		DFND	1	0	0	0
ZENDESK INC	NOTE 0.250% 3/1	98936JAB7	83,904	70,814,000	PRN		DFND	1	0	0	0
VISTA OUTDOOR INC	COM	928377100	703	79,891	SH		DFND	1	79,891	0	0
VERTIV HOLDINGS CO	COM CL A	92537N108	994	115,000	SH		DFND	1	115,000	0	0
CHESAPEAKE ENERGY CORP	PFD CONV	165167842	160	36,953	SH		DFND	1	36,953	0	0
PENNSYLVANIA RL ESTATE INVT	SH BEN INT	709102107	57	63,078	SH		DFND	1	63,078	0	0
ACAMAR PARTNERS ACQSITION CO	*W EXP 02/26/202	004285110	26	54,895	SH		DFND	1	54,895	0	0
ACT II GLOBAL ACQUISITION CO	CL A SHS	G0080J104	5,854	593,156	SH		DFND	1	593,156	0	0
ACT II GLOBAL ACQUISITION CO	UNIT 04/30/2026	G0080J112	2,977	281,200	SH		DFND	1	281,200	0	0
ACT II GLOBAL ACQUISITION CO	*W EXP 04/30/202	G0080J120	62	89,300	SH		DFND	1	89,300	0	0
ALBERTON ACQUISITION CORP	*W EXP 04/26/202	G35006124	6	72,445	SH		DFND	1	72,445	0	0
ALLEGRO MERGER CORP	RIGHT 12/31/2023	01749N129	0	10,000	SH		DFND	1	10,000	0	0
ALLEGRO MERGER CORP	*W EXP 01/06/202	01749N111	4	84,000	SH		DFND	1	84,000	0	0
ALTA EQUIPMENT GROUP INC	COMMON STOCK	02128L106	1,044	244,636	SH		DFND	1	244,636	0	0
ALTA EQUIPMENT GROUP INC	*W EXP 02/14/202	02128L114	34	37,879	SH		DFND	1	37,879	0	0
ALUSSA ENERGY ACQUISITION CO	SHS CL A	G0232J101	1,345	140,200	SH		DFND	1	140,200	0	0
AMCI ACQUISITION CORP	CLASS A	00165R101	1,550	152,628	SH		DFND	1	152,628	0	0
AMCI ACQUISITION CORP	UNIT 01/07/2019	00165R200	772	75,000	SH		DFND	1	75,000	0	0
AMCI ACQUISITION CORP	*W EXP 05/20/202	00165R119	8	49,800	SH		DFND	1	49,800	0	0
AMPLITUDE HLTHCRE AQUSTIN CO	*W EXP 12/01/202	03212A113	35	55,000	SH		DFND	1	55,000	0	0
ANDINA ACQUISITION CORP III	RIGHT 07/31/2020	G04415132	1	10,000	SH		DFND	1	10,000	0	0
ANDINA ACQUISITION CORP III	UNIT 09/24/2020	G04415116	506	49,800	SH		DFND	1	49,800	0	0
ANDINA ACQUISITION CORP III	*W EXP 07/31/202	G04415124	7	71,400	SH		DFND	1	71,400	0	0
APEX TECHNOLOGY ACQUISITION	COM CL A	03768F102	899	92,299	SH		DFND	1	92,299	0	0
APEX TECHNOLOGY ACQUISITION	UNIT 06/11/2026	03768F201	496	48,902	SH		DFND	1	48,902	0	0
APEX TECHNOLOGY ACQUISITION	*W EXP 09/18/202	03768F110	83	92,850	SH		DFND	1	92,850	0	0
ARYA SCIENCES ACQUISITION CO	SHS CL A	G3165V109	4,384	430,729	SH		DFND	1	430,729	0	0
ARYA SCIENCES ACQUISITION CO	UNIT 10/04/2023	G3165V117	659	59,920	SH		DFND	1	59,920	0	0
ARYA SCIENCES ACQUISITION CO	*W EXP 10/10/202	G3165V125	21	11,951	SH		DFND	1	11,951	0	0
ATLAS TECHNICAL CONSULTANTS	*W EXP 11/26/202	049430119	32	44,996	SH		DFND	1	44,996	0	0
BROOGE HLDGS LTD	SHS	G1611B107	111	9,107	SH		DFND	1	9,107	0	0
BROOGE HLDGS LTD	*W EXP 12/20/202	G1611B115	11	14,800	SH		DFND	1	14,800	0	0
COLLIER CREEK HOLDINGS	COM CL A	G22707106	5,361	524,094	SH		DFND	1	524,094	0	0
COLLIER CREEK HOLDINGS	UNIT 99/99/9999	G22707122	3,689	361,342	SH		DFND	1	361,342	0	0
COLLIER CREEK HOLDINGS	*W EXP 99/99/999	G22707114	270	200,716	SH		DFND	1	200,716	0	0
CHURCHILL CAP CORP II	CL A	17143G106	6,496	652,943	SH		DFND	1	652,943	0	0
CHURCHILL CAP CORP II	UNIT 99/99/9999	17143G205	2,498	241,620	SH		DFND	1	241,620	0	0
CHURCHILL CAP CORP II	*W EXP 07/02/202	17143G114	86	52,273	SH		DFND	1	52,273	0	0
CHURCHILL CAP CORP III	UNIT 03/01/2027	17144C203	2,750	275,000	SH		DFND	1	275,000	0	0
CF FIN ACQUISITION CORP	COM CL A	12528N107	11,487	1,116,420	SH		DFND	1	1,116,420	0	0
CF FIN ACQUISITION CORP	UNIT 04/30/2025	12528N206	1,914	175,000	SH		DFND	1	175,000	0	0
CF FIN ACQUISITION CORP	*W EXP 04/30/202	12528N115	190	380,804	SH		DFND	1	380,804	0	0
CHP MERGER CORP	UNIT 11/22/2024	12558Y205	1,349	136,425	SH		DFND	1	136,425	0	0
CHP MERGER CORP	*W EXP 11/22/202	12558Y114	23	43,800	SH		DFND	1	43,800	0	0
CONYERS PK II ACQUISITION CO	COM CL A	212896104	3,959	399,935	SH		DFND	1	399,935	0	0
CONYERS PK II ACQUISITION CO	UNIT 99/99/9999	212896203	582	54,583	SH		DFND	1	54,583	0	0
CONYERS PK II ACQUISITION CO	*W EXP 07/18/202	212896112	26	18,104	SH		DFND	1	18,104	0	0
CRESCENT ACQUISITION CORP	COM CL A	22564L105	1,708	173,500	SH		DFND	1	173,500	0	0
CRESCENT ACQUISITION CORP	UNIT 99/99/9999	22564L204	768	75,000	SH		DFND	1	75,000	0	0
CRESCENT ACQUISITION CORP	*W EXP 03/08/202	22564L113	64	76,000	SH		DFND	1	76,000	0	0
DIAMOND EAGLE ACQUISITION CO	UNIT 06/30/2026	25258L208	0	1	SH		DFND	1	1	0	0
LGL SYS ACQUISITION CORP	UNIT 10/24/2024	50201G205	7,357	730,624	SH		DFND	1	730,624	0	0
DFP HEALTHCARE ACQUISITNS CO	UNIT 03/31/2025	23343Q209	197	20,000	SH		DFND	1	20,000	0	0
DIAMOND EAGLE ACQUISITION CO	COM CL A	25258L109	207	16,822	SH		DFND	1	16,822	0	0
DIAMOND EAGLE ACQUISITION CO	*W EXP 06/30/202	25258L117	75	26,364	SH		DFND	1	26,364	0	0
DMY TECHNOLOGY GROUP INC	UNIT 99/99/9999	233253202	7,919	805,609	SH		DFND	1	805,609	0	0
DIAMONDPEAK HLDGS COR	COM CL A	25280H100	2,310	222,157	SH		DFND	1	222,157	0	0
DIAMONDPEAK HLDGS COR	UNIT 99/99/9999	25280H209	394	40,000	SH		DFND	1	40,000	0	0
FLYING EAGLE ACQUISITION COR	UNIT 99/99/9999	34407Y202	2,990	299,900	SH		DFND	1	299,900	0	0
FORUM MERGER II CORP	CL A	34986F103	1,442	140,227	SH		DFND	1	140,227	0	0
FAR PT ACQUISITION CORP	COM CL A	30734W109	12,344	1,219,832	SH		DFND	1	1,219,832	0	0
FAR PT ACQUISITION CORP	UNIT 06/01/2025	30734W208	0	2	SH		DFND	1	2	0	0
FAR PT ACQUISITION CORP	*W EXP 06/01/202	30734W117	121	225,411	SH		DFND	1	225,411	0	0
FINSERV ACQUISITION CORP	CL A	318085107	278	28,925	SH		DFND	1	28,925	0	0
FINSERV ACQUISITION CORP	UNIT 12/31/2026	318085206	1,961	194,626	SH		DFND	1	194,626	0	0
FINSERV ACQUISITION CORP	*W EXP 12/31/202	318085115	11	19,850	SH		DFND	1	19,850	0	0
FINTECH ACQUISITION CORP III	COM CL A	31811A101	10,192	1,018,203	SH		DFND	1	1,018,203	0	0
FINTECH ACQUISITION CORP III	UNIT 12/01/2023	31811A309	1,023	100,000	SH		DFND	1	100,000	0	0
FINTECH ACQUISITION CORP III	*W EXP 12/01/202	31811A119	45	75,000	SH		DFND	1	75,000	0	0
GRID DYNAMICS HLDGS INC	COM CL A	39813G109	5	700	SH		DFND	1	700	0	0
GRID DYNAMICS HLDGS INC	*W EXP 03/05/202	39813G117	18	9,670	SH		DFND	1	9,670	0	0
GORES HLDGS IV INC	UNIT 02/01/2023	382865202	189	18,791	SH		DFND	1	18,791	0	0
GALILEO ACQUISITION CORP	SHS	G3770A102	265	27,400	SH		DFND	1	27,400	0	0
GORES METROPOULOS INC	COM CL A	382872109	2,859	281,416	SH		DFND	1	281,416	0	0
GORES METROPOULOS INC	UNIT 99/99/9999	382872208	616	59,675	SH		DFND	1	59,675	0	0
GORES METROPOULOS INC	*W EXP 01/28/202	382872117	32	25,000	SH		DFND	1	25,000	0	0
GREENROSE ACQUISITION CORP	UNIT 02/28/2024	395392202	1,254	129,300	SH		DFND	1	129,300	0	0
GRAF INDL CORP	COM	384278107	510	50,200	SH		DFND	1	50,200	0	0
GRAF INDL CORP	*W EXP 12/31/202	384278115	9	90,000	SH		DFND	1	90,000	0	0
GLRY STR NW MDIA GRUP HLDG L	SHS	G39973105	40	9,719	SH		DFND	1	9,719	0	0
GLRY STR NW MDIA GRUP HLDG L	*W EXP 02/13/202	G39973113	18	234,400	SH		DFND	1	234,400	0	0
GX ACQUISITION CORP	UNIT 05/24/2026	36251A206	129	12,800	SH		DFND	1	12,800	0	0
HENNESSY CAP ACQUSTION CORP	CL A COM	42589C104	6,833	675,887	SH		DFND	1	675,887	0	0
HENNESSY CAP ACQUSTION CORP	UNIT 99/99/9999	42589C203	1,276	124,042	SH		DFND	1	124,042	0	0
HENNESSY CAP ACQUSTION CORP	*W EXP 09/05/202	42589C112	168	482,602	SH		DFND	1	482,602	0	0
HL ACQUISITIONS CORP	RIGHT 07/17/2023	G4603R130	6	75,000	SH		DFND	1	75,000	0	0
HL ACQUISITIONS CORP	*W EXP 06/21/202	G4603R122	1	20,000	SH		DFND	1	20,000	0	0
HEALTHCARE MERGER CORP	COM CL A	42227L102	2,744	280,000	SH		DFND	1	280,000	0	0
HEALTHCARE MERGER CORP	UNIT 12/17/2021	42227L201	4,092	397,363	SH		DFND	1	397,363	0	0
HEALTHCARE MERGER CORP	*W EXP 12/17/202	42227L110	93	100,000	SH		DFND	1	100,000	0	0
WEALTHBRIDGE ACQUISITION LTD	*W EXP 01/31/202	G4887W128	5	40,000	SH		DFND	1	40,000	0	0
HAYMAKER ACQUISITION CORP II	COM CL A	42087L101	1,846	188,647	SH		DFND	1	188,647	0	0
HAYMAKER ACQUISITION CORP II	UNIT 10/31/2026	42087L200	2,501	247,700	SH		DFND	1	247,700	0	0
HAYMAKER ACQUISITION CORP II	*W EXP 10/31/202	42087L119	107	102,570	SH		DFND	1	102,570	0	0
INTL GNRL INSURANCE HLDNGS L	*W EXP 03/17/202	G4809J114	42	100,000	SH		DFND	1	100,000	0	0
INSURANCE ACQUISITION CORP	CL A	457867109	347	34,500	SH		DFND	1	34,500	0	0
INSURANCE ACQUISITION CORP	UNIT 03/31/2024	457867307	1,201	115,778	SH		DFND	1	115,778	0	0
INSURANCE ACQUISITION CORP	*W EXP 03/31/202	457867117	86	88,467	SH		DFND	1	88,467	0	0
8I ENTERPRISES ACQUISITION C	RIGHT 10/29/2020	G2956M120	75	192,582	SH		DFND	1	192,582	0	0
JUNIPER INDL HLDGS INC	COM CL A	48205G106	480	50,000	SH		DFND	1	50,000	0	0
JUNIPER INDL HLDGS INC	UNIT 11/13/2026	48205G205	1,169	115,100	SH		DFND	1	115,100	0	0
JUNIPER INDL HLDGS INC	*W EXP 11/13/202	48205G114	42	75,489	SH		DFND	1	75,489	0	0
KBL MERGER CORP IV	RIGHT 04/09/2020	48242A120	14	93,753	SH		DFND	1	93,753	0	0
KBL MERGER CORP IV	*W EXP 01/15/202	48242A112	7	114,200	SH		DFND	1	114,200	0	0
LEISURE ACQUISITION CORP	COM	52539T107	818	75,000	SH		DFND	1	75,000	0	0
LEISURE ACQUISITION CORP	*W EXP 12/05/201	52539T115	9	57,501	SH		DFND	1	57,501	0	0
UNION ACQUISITION CORP II	*W EXP 04/01/202	G9402Q126	25	100,000	SH		DFND	1	100,000	0	0
LANDCADIA HLDGS II INC	CL A	51476X105	2,505	255,659	SH		DFND	1	255,659	0	0
LANDCADIA HLDGS II INC	UNIT 05/09/2026	51476X204	204	20,863	SH		DFND	1	20,863	0	0
LANDCADIA HLDGS II INC	*W EXP 05/09/202	51476X113	99	248,500	SH		DFND	1	248,500	0	0
LF CAP ACQUISITION CORP	CL A	50200K108	3,984	385,000	SH		DFND	1	385,000	0	0
LF CAP ACQUISITION CORP	*W EXP 06/22/202	50200K116	64	248,102	SH		DFND	1	248,102	0	0
LEGACY ACQUISITION CORP	*W EXP 11/30/202	524643111	4	16,300	SH		DFND	1	16,300	0	0
LEO HOLDINGS CORP	COM CL A	G5463L105	14,034	1,362,612	SH		DFND	1	1,362,612	0	0
LEO HOLDINGS CORP	*W EXP 07/31/202	G5463L113	103	162,425	SH		DFND	1	162,425	0	0
LIV CAP ACQUISITION CORP	UNIT 99/99/9999	G5510C124	1,568	160,000	SH		DFND	1	160,000	0	0
LONGEVITY ACQUISITION CORP	ORD SHS	G56372132	422	40,000	SH		DFND	1	40,000	0	0
LONGEVITY ACQUISITION CORP	*W EXP 07/31/202	G56372116	6	60,000	SH		DFND	1	60,000	0	0
MERIDA MERGER CORP I	COM	58953M106	168	17,400	SH		DFND	1	17,400	0	0
MEGALITH FINL ACQUISITION CO	CL A COM	58518F109	514	49,954	SH		DFND	1	49,954	0	0
MONOCLE ACQUISITION CORP	COM	609754106	7,940	790,061	SH		DFND	1	790,061	0	0
NEWBORN ACQUISITION CORP	UNIT 99/99/9999	G6463T130	727	75,000	SH		DFND	1	75,000	0	0
NEBULA ACQUISITION CORP	COM CLASS A	629076100	7,013	690,990	SH		DFND	1	690,990	0	0
NEBULA ACQUISITION CORP	*W EXP 03/12/202	629076118	31	31,500	SH		DFND	1	31,500	0	0
NEW FRONTIER HEALTH CORP	*W EXP 11/30/202	G6461G114	118	125,201	SH		DFND	1	125,201	0	0
NETFIN ACQUISITION CORP	SHS CL A	G6455A107	2,119	215,350	SH		DFND	1	215,350	0	0
NETFIN ACQUISITION CORP	UNIT 08/01/2024	G6455A123	584	58,000	SH		DFND	1	58,000	0	0
NEW PROVIDENCE ACQUISITION	COM CL A	64822P106	5,129	525,000	SH		DFND	1	525,000	0	0
NEW PROVIDENCE ACQUISITION	UNIT 09/01/2024	64822P205	700	68,216	SH		DFND	1	68,216	0	0
NEW PROVIDENCE ACQUISITION	*W EXP 09/11/202	64822P114	102	200,000	SH		DFND	1	200,000	0	0
OAKTREE ACQUISITION CORP	*W EXP 99/99/999	G67145113	19	19,196	SH		DFND	1	19,196	0	0
ORISUN ACQUISITION CORP	UNIT 99/99/9999	68632T208	406	39,900	SH		DFND	1	39,900	0	0
PROFICIENT ALPHA ACQUSTN COR	COM	74317H105	252	25,000	SH		DFND	1	25,000	0	0
PROFICIENT ALPHA ACQUSTN COR	UNIT 04/30/2026	74317H204	417	40,000	SH		DFND	1	40,000	0	0
PROFICIENT ALPHA ACQUSTN COR	*W EXP 04/30/202	74317H113	10	209,600	SH		DFND	1	209,600	0	0
PAE INC	COM CL A	69290Y109	401	61,897	SH		DFND	1	61,897	0	0
PAE INC	*W EXP 09/11/202	69290Y117	13	9,074	SH		DFND	1	9,074	0	0
PIVOTAL INVT CORP II	UNIT 06/01/2025	72582K209	996	100,000	SH		DFND	1	100,000	0	0
PIVOTAL INVT CORP II	*W EXP 06/01/202	72582K118	53	76,666	SH		DFND	1	76,666	0	0
PROPTECH ACQUISITION CORP	COM CL A	74349F101	1,375	142,345	SH		DFND	1	142,345	0	0
PROPTECH ACQUISITION CORP	UNIT 10/01/2026	74349F200	3,229	324,872	SH		DFND	1	324,872	0	0
RMG ACQUISITION CORP	CL A	749641106	769	77,499	SH		DFND	1	77,499	0	0
RMG ACQUISITION CORP	UNIT 99/99/9999	749641205	910	90,001	SH		DFND	1	90,001	0	0
RMG ACQUISITION CORP	*W EXP 02/21/202	749641114	4	7,333	SH		DFND	1	7,333	0	0
REPLAY ACQUISITION CORP	UNIT 03/01/2024	G75130123	490	50,000	SH		DFND	1	50,000	0	0
REPLAY ACQUISITION CORP	*W EXP 03/01/202	G75130115	94	159,849	SH		DFND	1	159,849	0	0
SCHULTZE SPL PURP ACQUSTN CO	COM	80821R109	1,011	100,000	SH		DFND	1	100,000	0	0
SCHULTZE SPL PURP ACQUSTN CO	*W EXP 12/31/202	80821R117	19	90,100	SH		DFND	1	90,100	0	0
SOFTWARE ACQUISITION GROUP I	COM CL A	83406B101	1,061	108,250	SH		DFND	1	108,250	0	0
SOFTWARE ACQUISITION GROUP I	*W EXP 10/01/202	83406B119	19	34,975	SH		DFND	1	34,975	0	0
SWITCHBACK ENERGY ACQUISTN C	COM CL A	87105M102	1,833	189,998	SH		DFND	1	189,998	0	0
SC HEALTH CORP	COM CL A	G78516203	7,303	726,734	SH		DFND	1	726,734	0	0
SC HEALTH CORP	UNIT 99/99/9999	G78516302	204	20,000	SH		DFND	1	20,000	0	0
SC HEALTH CORP	*W EXP 99/99/999	G78516401	29	31,250	SH		DFND	1	31,250	0	0
SCVX CORP	UNIT 99/99/9999	G79448109	7,676	770,001	SH		DFND	1	770,001	0	0
OSPREY TECHNLGY AQUISTION CO	COM CL A	68839R104	3,402	350,000	SH		DFND	1	350,000	0	0
OSPREY TECHNLGY AQUISTION CO	*W EXP 10/30/202	68839R120	147	175,000	SH		DFND	1	175,000	0	0
TORTOISE ACQUISITION CORP	CL A	89154L100	175	17,900	SH		DFND	1	17,900	0	0
TORTOISE ACQUISITION CORP	UNIT 03/04/2024	89154L209	1,492	153,824	SH		DFND	1	153,824	0	0
TORTOISE ACQUISITION CORP	*W EXP 03/04/202	89154L118	29	103,872	SH		DFND	1	103,872	0	0
SOUTH MTN MERGER CORP	COM CL A	838884104	1,375	141,829	SH		DFND	1	141,829	0	0
SOUTH MTN MERGER CORP	UNIT 99/99/9999	838884203	2,182	219,334	SH		DFND	1	219,334	0	0
SOUTH MTN MERGER CORP	*W EXP 06/20/202	838884112	111	118,125	SH		DFND	1	118,125	0	0
SPARTAN ENERGY ACQUISITION C	CL A COM STK	846784106	5,989	591,878	SH		DFND	1	591,878	0	0
SPARTAN ENERGY ACQUISITION C	*W EXP 08/27/202	846784122	62	125,932	SH		DFND	1	125,932	0	0
VIRGIN GALACTIC HOLDINGS INC	COM	92766K106	1,430	96,810	SH		DFND	1	96,810	0	0
STABLE RD ACQUISITION CORP	*W EXP 05/15/202	85236Q117	46	62,500	SH		DFND	1	62,500	0	0
SILVER SPIKE ACQUISITION COR	CL A SHS	G8136L106	1,721	175,100	SH		DFND	1	175,100	0	0
SILVER SPIKE ACQUISITION COR	*W EXP 08/02/202	G8136L114	34	87,800	SH		DFND	1	87,800	0	0
THUNDER BRDG ACQUISTION II L	CL A SHS	G8857S116	3,247	329,731	SH		DFND	1	329,731	0	0
THUNDER BRDG ACQUISTION II L	UNIT 99/99/9999	G8857S124	102	10,055	SH		DFND	1	10,055	0	0
THUNDER BRDG ACQUISTION II L	*W EXP 11/30/202	G8857S108	205	293,915	SH		DFND	1	293,915	0	0
TUSCAN HOLDINGS CORP	COM	90069K104	11,736	1,177,138	SH		DFND	1	1,177,138	0	0
TRINE ACQUISITION CORP	COM CL A	89628U108	4,055	408,006	SH		DFND	1	408,006	0	0
TRINE ACQUISITION CORP	UNIT 03/31/2021	89628U207	1,014	100,200	SH		DFND	1	100,200	0	0
TRINE ACQUISITION CORP	*W EXP 03/31/202	89628U116	81	135,000	SH		DFND	1	135,000	0	0
TENZING ACQUISITION CORP	ORD SHS	G8708A116	789	75,000	SH		DFND	1	75,000	0	0
VECTOIQ ACQUISITION CORP	COM	92243N103	2,885	271,216	SH		DFND	1	271,216	0	0
VECTOIQ ACQUISITION CORP	UNIT 05/16/2023	92243N202	78	5,619	SH		DFND	1	5,619	0	0
VECTOIQ ACQUISITION CORP	*W EXP 05/11/202	92243N111	45	23,333	SH		DFND	1	23,333	0	0
VIVINT SMART HOME INC	*W EXP 01/17/202	928542117	568	407,388	SH		DFND	1	407,388	0	0
PENSARE ACQUISITION CORP	RIGHT 99/99/9999	70957E121	28	203,292	SH		DFND	1	203,292	0	0
HERCULES CAPITAL INC	COM	427096508	133	17,430	SH		DFND	1	17,430	0	0
MAIN STR CAP CORP	COM	56035L104	215	10,527	SH		DFND	1	10,527	0	0
ISHARES TR	CHINA LG-CAP ETF	464287184	850	22,669	SH		DFND	1	22,669	0	0
ARBOR RLTY TR INC	COM	038923108	1,210	247,037	SH		DFND	1	247,037	0	0
ARES COML REAL ESTATE CORP	COM	04013V108	5,944	850,457	SH		DFND	1	850,457	0	0
COLONY CR REAL ESTATE INC	COM CL A	19625T101	48	12,372	SH		DFND	1	12,372	0	0
GRANITE PT MTG TR INC	COM	38741L107	4,636	914,485	SH		DFND	1	914,485	0	0
HUNT COS FIN TR INC	COM	44558T100	120	65,039	SH		DFND	1	65,039	0	0
LADDER CAP CORP	CL A	505743104	3,711	783,077	SH		DFND	1	783,077	0	0
TPG RE FIN TR INC	COM	87266M107	1,750	318,771	SH		DFND	1	318,771	0	0
EXANTAS CAP CORP	COM NEW	30068N105	1,874	679,016	SH		DFND	1	679,016	0	0
ADIENT PLC	ORD SHS	G0084W101	460	50,825	SH		DFND	1	50,825	0	0
AEROJET ROCKETDYNE HLDGS INC	NOTE 2.250%12/1	007800AB1	13,259	8,000,000	PRN		DFND	1	0	0	0
AMC NETWORKS INC	CL A	00164V103	383	15,758	SH		DFND	1	15,758	0	0
ANTERO RESOURCES CORP	COM	03674X106	30	42,788	SH		DFND	1	42,788	0	0
ARAMARK	COM	03852U106	118	5,946	SH		DFND	1	5,946	0	0
BAOZUN INC	SPONSORED ADR	06684L103	2,176	77,896	SH		DFND	1	77,896	0	0
CARDTRONICS INC	NOTE 1.000%12/0	14161HAG3	38,880	40,746,000	PRN		DFND	1	0	0	0
CENTENNIAL RESOURCE DEV INC	CL A	15136A102	40	153,623	SH		DFND	1	153,623	0	0
CANOPY GROWTH CORP	COM	138035100	518	35,972	SH		DFND	1	35,972	0	0
SEACOR HOLDINGS INC	COM	811904101	10	400	SH		DFND	1	400	0	0
CLEVELAND CLIFFS INC	COM	185899101	840	212,818	SH		DFND	1	212,818	0	0
CORNERSTONE BLDG BRANDS INC	COM	21925D109	566	124,319	SH		DFND	1	124,319	0	0
CONNS INC	COM	208242107	744	178,044	SH		DFND	1	178,044	0	0
CALLON PETE CO DEL	COM	13123X102	0	479	SH		DFND	1	479	0	0
CREE INC	NOTE 0.875% 9/0	225447AB7	4,157	4,500,000	PRN		DFND	1	0	0	0
CONSTELLIUM SE	CL A SHS	F21107101	823	158,000	SH		DFND	1	158,000	0	0
CENOVUS ENERGY INC	COM	15135U109	100	49,931	SH		DFND	1	49,931	0	0
CYTOKINETICS INC	NOTE 4.000%11/1	23282WAA8	4,364	3,300,000	PRN		DFND	1	0	0	0
DISH NETWORK CORPORATION	NOTE 3.375% 8/1	25470MAB5	48,016	59,707,000	PRN		DFND	1	0	0	0
DOCUSIGN INC	NOTE 0.500% 9/1	256163AB2	2,116	1,500,000	PRN		DFND	1	0	0	0
ENCORE CAP GROUP INC	NOTE 3.250% 3/1	292554AK8	13,751	15,500,000	PRN		DFND	1	0	0	0
EVERBRIDGE INC	NOTE 1.500%11/0	29978AAA2	6,720	2,126,000	PRN		DFND	1	0	0	0
EVOLENT HEALTH INC	NOTE 2.000%12/0	30050BAB7	12,542	14,693,000	PRN		DFND	1	0	0	0
EVERI HLDGS INC	COM	30034T103	1,648	499,585	SH		DFND	1	499,585	0	0
EXACT SCIENCES CORP	COM	30063P105	494	8,528	SH		DFND	1	8,528	0	0
FTI CONSULTING INC	NOTE 2.000% 8/1	302941AP4	22,926	17,468,000	PRN		DFND	1	0	0	0
FIREEYE INC	NOTE 0.875% 6/0	31816QAF8	53,331	62,850,000	PRN		DFND	1	0	0	0
FLEXION THERAPEUTICS INC	COM	33938J106	2	300	SH		DFND	1	300	0	0
GDS HLDGS LTD	SPONSORED ADS	36165L108	4,358	75,187	SH		DFND	1	75,187	0	0
GRAHAM HLDGS CO	COM CL B	384637104	341	1,000	SH		DFND	1	1,000	0	0
GRANITE PT MTG TR INC	NOTE 6.375%10/0	38741LAC1	578	1,275,000	PRN		DFND	1	0	0	0
GOPRO INC	CL A	38268T103	176	67,467	SH		DFND	1	67,467	0	0
FERROGLOBE PLC	SHS	G33856108	126	277,098	SH		DFND	1	277,098	0	0
GRAY TELEVISION INC	COM	389375106	745	69,450	SH		DFND	1	69,450	0	0
WARRIOR MET COAL INC	COM	93627C101	484	45,640	SH		DFND	1	45,640	0	0
H & E EQUIPMENT SERVICES INC	COM	404030108	788	53,730	SH		DFND	1	53,730	0	0
HERBALIFE LTD	NOTE 2.625% 3/1	42703MAD5	19,460	23,906,000	PRN		DFND	1	0	0	0
HIGHPOINT RES CORP	COM	43114K108	16	87,032	SH		DFND	1	87,032	0	0
HUAZHU GROUP LTD	SPONSORED ADS	44332N106	291	10,139	SH		DFND	1	10,139	0	0
HUBSPOT INC	NOTE 0.250% 6/0	443573AB6	59,137	39,753,000	PRN		DFND	1	0	0	0
IMMUNOGEN INC	NOTE 4.500% 7/0	45253HAB7	1,073	1,100,000	PRN		DFND	1	0	0	0
INSMED INC	NOTE 1.750% 1/1	457669AA7	4,238	5,022,000	PRN		DFND	1	0	0	0
INPHI CORP	NOTE 1.125%12/0	45772FAB3	57	29,000	PRN		DFND	1	0	0	0
PENNEY J C CORP INC	COM	708160106	13	36,700	SH		DFND	1	36,700	0	0
KNOWLES CORP	NOTE 3.250%11/0	49926DAB5	30,447	29,383,000	PRN		DFND	1	0	0	0
KOSMOS ENERGY LTD	COM	500688106	1,070	1,195,611	SH		DFND	1	1,195,611	0	0
KRATOS DEFENSE & SEC SOLUTIO	COM NEW	50077B207	168	12,152	SH		DFND	1	12,152	0	0
LIONS GATE ENTMNT CORP	CL A VTG	535919401	941	154,835	SH		DFND	1	154,835	0	0
LIGAND PHARMACEUTICALS INC	NOTE 0.750% 5/1	53220KAF5	18,483	22,114,000	PRN		DFND	1	0	0	0
LUMENTUM HLDGS INC	NOTE 0.250% 3/1	55024UAB5	28,653	21,059,000	PRN		DFND	1	0	0	0
LIVE NATION ENTERTAINMENT IN	NOTE 2.500% 3/1	538034AQ2	20,191	21,139,000	PRN		DFND	1	0	0	0
MATTEL INC	COM	577081102	867	98,427	SH		DFND	1	98,427	0	0
MICHAELS COS INC	COM	59408Q106	284	175,519	SH		DFND	1	175,519	0	0
MERITOR INC	NOTE 7.875% 3/0	59001KAC4	12,698	10,133,000	PRN		DFND	1	0	0	0
MICRON TECHNOLOGY INC	COM	595112103	447	10,628	SH		DFND	1	10,628	0	0
NEUROCRINE BIOSCIENCES INC	NOTE 2.250% 5/1	64125CAD1	23,476	18,250,000	PRN		DFND	1	0	0	0
NEW RELIC INC	NOTE 0.500% 5/0	64829BAB6	38,389	45,015,000	PRN		DFND	1	0	0	0
NEW GOLD INC CDA	COM	644535106	243	476,957	SH		DFND	1	476,957	0	0
NIO INC	NOTE 4.500% 2/0	62914VAB2	9,369	18,150,000	PRN		DFND	1	0	0	0
NORTHERN OIL & GAS INC NEV	COM	665531109	22	33,661	SH		DFND	1	33,661	0	0
NUTANIX INC	NOTE 1/1	67059NAB4	34,171	42,262,000	PRN		DFND	1	0	0	0
NUVASIVE INC	NOTE 2.250% 3/1	670704AG0	29,956	28,666,000	PRN		DFND	1	0	0	0
OIL STS INTL INC	COM	678026105	29	14,400	SH		DFND	1	14,400	0	0
OSI SYSTEMS INC	NOTE 1.250% 9/0	671044AD7	5,664	5,997,000	PRN		DFND	1	0	0	0
OVINTIV INC	COM	69047Q102	2	780	SH		DFND	1	780	0	0
PALO ALTO NETWORKS INC	NOTE 0.750% 7/0	697435AD7	11,541	12,000,000	PRN		DFND	1	0	0	0
PATRICK INDS INC	DBCV 1.000% 2/0	703343AB9	3,651	4,710,000	PRN		DFND	1	0	0	0
PACIRA BIOSCIENCES	NOTE 2.375% 4/0	695127AD2	28,357	29,443,000	PRN		DFND	1	0	0	0
PDC ENERGY INC	COM	69327R101	99	16,059	SH		DFND	1	16,059	0	0
PDL BIOPHARMA INC	COM	69329Y104	4	1,688	SH		DFND	1	1,688	0	0
PEGASYSTEMS INC	COM	705573103	2,607	36,600	SH		DFND	1	36,600	0	0
IMPINJ INC	COM	453204109	138	8,318	SH		DFND	1	8,318	0	0
INSULET CORP	NOTE 1.375%11/1	45784PAH4	917	500,000	PRN		DFND	1	0	0	0
PERFICIENT INC	NOTE 2.375% 9/1	71375UAB7	12,198	12,750,000	PRN		DFND	1	0	0	0
QUAD / GRAPHICS INC	COM CL A	747301109	473	187,800	SH		DFND	1	187,800	0	0
RENT A CTR INC NEW	COM	76009N100	228	16,143	SH		DFND	1	16,143	0	0
REDFIN CORP	NOTE 1.750% 7/1	75737FAA6	8,273	9,029,000	PRN		DFND	1	0	0	0
RENEWABLE ENERGY GROUP INC	NOTE 4.000% 6/1	75972AAC7	25,281	12,752,000	PRN		DFND	1	0	0	0
RESIDEO TECHNOLOGIES INC	COM	76118Y104	312	64,572	SH		DFND	1	64,572	0	0
RH	COM	74967X103	4,197	41,775	SH		DFND	1	41,775	0	0
TRANSOCEAN LTD	REG SHS	H8817H100	861	742,898	SH		DFND	1	742,898	0	0
RED ROCK RESORTS INC	CL A	75700L108	72	8,512	SH		DFND	1	8,512	0	0
RETROPHIN INC	NOTE 2.500% 9/1	761299AB2	7,307	9,705,000	PRN		DFND	1	0	0	0
SCIENTIFIC GAMES CORP	COM	80874P109	2,024	208,708	SH		DFND	1	208,708	0	0
SILICON LABORATORIES INC	NOTE 1.375% 3/0	826919AB8	555	500,000	PRN		DFND	1	0	0	0
SILICON LABORATORIES INC	COM	826919102	349	4,087	SH		DFND	1	4,087	0	0
SM ENERGY CO	COM	78454L100	87	71,941	SH		DFND	1	71,941	0	0
SQUARE INC	NOTE 0.500% 5/1	852234AD5	6,430	6,220,000	PRN		DFND	1	0	0	0
ISTAR INC	NOTE 3.125% 9/1	45031UCB5	3,857	4,000,000	PRN		DFND	1	0	0	0
SCORPIO TANKERS INC	SHS	Y7542C130	222	11,631	SH		DFND	1	11,631	0	0
SYNAPTICS INC	NOTE 0.500% 6/1	87157DAD1	3,642	3,500,000	PRN		DFND	1	0	0	0
TENNECO INC	CL A VTG COM STK	880349105	340	94,711	SH		DFND	1	94,711	0	0
TEVA PHARMACEUTICAL FIN LLC	DBCV 0.250% 2/0	88163VAE9	280	300,000	PRN		DFND	1	0	0	0
TREEHOUSE FOODS INC	COM	89469A104	220	5,000	SH		DFND	1	5,000	0	0
TIMKENSTEEL CORP	NOTE 6.000% 6/0	887399AA1	5,180	6,380,000	PRN		DFND	1	0	0	0
TRIMAS CORP	COM NEW	896215209	27	1,200	SH		DFND	1	1,200	0	0
TESLA INC	NOTE 1.250% 3/0	88160RAC5	10,955	7,000,000	PRN		DFND	1	0	0	0
TESLA INC	COM	88160R101	934	1,783	SH		DFND	1	1,783	0	0
TWITTER INC	COM	90184L102	1,077	43,855	SH		DFND	1	43,855	0	0
UNITI GROUP INC	COM	91325V108	641	106,408	SH		DFND	1	106,408	0	0
VALARIS PLC	SHS CLASS A	G9402V109	9	20,266	SH		DFND	1	20,266	0	0
VIAVI SOLUTIONS INC	NOTE 1.000% 3/0	925550AB1	69,662	65,136,000	PRN		DFND	1	0	0	0
VENATOR MATLS PLC	SHS	G9329Z100	587	341,722	SH		DFND	1	341,722	0	0
VISTRA ENERGY CORP	COM	92840M102	46	2,938	SH		DFND	1	2,938	0	0
WAYFAIR INC	NOTE 0.375% 9/0	94419LAB7	16,354	21,127,000	PRN		DFND	1	0	0	0
WAYFAIR INC	NOTE 1.125%11/0	94419LAD3	44,339	63,183,000	PRN		DFND	1	0	0	0
WEIBO CORP	SPONSORED ADR	948596101	230	6,956	SH		DFND	1	6,956	0	0
WW INTL INC	COM	98262P101	345	20,415	SH		DFND	1	20,415	0	0
UNITED STATES STL CORP NEW	COM	912909108	1,117	177,164	SH		DFND	1	177,164	0	0
XEROX HOLDINGS CORP	COM NEW	98421M106	135	7,139	SH		DFND	1	7,139	0	0
JOYY INC	ADS REPSTG COM A	46591M109	564	10,604	SH		DFND	1	10,604	0	0
DELPHI TECHNOLOGIES PL	SHS	G2709G107	1,258	156,300	SH		DFND	1	156,300	0	0
PROSHARES TR	ULTRAPRO QQQ	74347X831	952	20,000	SH		DFND	1	20,000	0	0
INOVALON HLDGS INC	COM CL A	45781D101	916	55,000	SH		DFND	1	55,000	0	0
AIR PRODS & CHEMS INC	COM	009158106	5,589	28,000	SH		DFND	1	28,000	0	0
ASHLAND GLOBAL HLDGS INC	COM	044186104	1,001	20,000	SH		DFND	1	20,000	0	0
CROWN HLDGS INC	COM	228368106	1,160	20,000	SH		DFND	1	20,000	0	0
DUPONT DE NEMOURS INC	COM	26614N102	2,082	61,076	SH		DFND	1	61,076	0	0
DANAHER CORPORATION	COM	235851102	1,148	8,300	SH		DFND	1	8,300	0	0
EATON CORP PLC	SHS	G29183103	776	10,000	SH		DFND	1	10,000	0	0
FORTIVE CORP	COM	34959J108	2,944	53,353	SH		DFND	1	53,353	0	0
HONEYWELL INTL INC	COM	438516106	1,337	10,000	SH		DFND	1	10,000	0	0
IAA INC	COM	449253103	898	30,000	SH		DFND	1	30,000	0	0
JACOBS ENGR GROUP INC	COM	469814107	5,315	67,060	SH		DFND	1	67,060	0	0
LINDE PLC	SHS	G5494J103	865	5,000	SH		DFND	1	5,000	0	0
LOUISIANA PAC CORP	COM	546347105	1,546	90,000	SH		DFND	1	90,000	0	0
NEWMONT CORP	COM	651639106	1,267	28,000	SH		DFND	1	28,000	0	0
NORBORD INC	COM NEW	65548P403	828	70,000	SH		DFND	1	70,000	0	0
PACCAR INC	COM	693718108	5,196	85,000	SH		DFND	1	85,000	0	0
ROCKWELL AUTOMATION INC	COM	773903109	2,574	17,061	SH		DFND	1	17,061	0	0
WASTE MGMT INC DEL	COM	94106L109	5,992	64,747	SH		DFND	1	64,747	0	0
WILLSCOT CORP	COM	971375126	10,054	992,518	SH		DFND	1	992,518	0	0
ADVANCE AUTO PARTS INC	COM	00751Y106	152	1,638	SH		DFND	1	1,638	0	0
AXALTA COATING SYS LTD	COM	G0750C108	870	50,398	SH		DFND	1	50,398	0	0
BERRY CORP	COM	08579X101	543	225,472	SH		DFND	1	225,472	0	0
CENTRAL GARDEN & PET CO	CL A NON-VTG	153527205	686	26,835	SH		DFND	1	26,835	0	0
CIRCOR INTL INC	COM	17273K109	330	28,383	SH		DFND	1	28,383	0	0
CUMMINS INC	COM	231021106	10	81	SH		DFND	1	81	0	0
CNH INDL N V	SHS	N20944109	353	63,063	SH		DFND	1	63,063	0	0
CANADIAN NAT RES LTD	COM	136385101	1,290	95,264	SH		DFND	1	95,264	0	0
CNX RESOURCES CORPORATION	COM	12653C108	4	800	SH		DFND	1	800	0	0
CARETRUST REIT INC	COM	14174T107	295	20,000	SH		DFND	1	20,000	0	0
CONCHO RES INC	COM	20605P101	918	21,432	SH		DFND	1	21,432	0	0
FACEBOOK INC	CL A	30303M102	1,937	11,613	SH		DFND	1	11,613	0	0
TECHNIPFMC PLC	COM	G87110105	3	508	SH		DFND	1	508	0	0
ALPHABET INC	CAP STK CL C	02079K107	3,255	2,800	SH		DFND	1	2,800	0	0
CHART INDS INC	COM PAR $0.01	16115Q308	1,786	61,651	SH		DFND	1	61,651	0	0
GRAINGER W W INC	COM	384802104	1,337	5,383	SH		DFND	1	5,383	0	0
HOME DEPOT INC	COM	437076102	970	5,200	SH		DFND	1	5,200	0	0
INVITATION HOMES INC	COM	46187W107	598	28,025	SH		DFND	1	28,025	0	0
MARTIN MARIETTA MATLS INC	COM	573284106	193	1,025	SH		DFND	1	1,025	0	0
MARATHON PETE CORP	COM	56585A102	826	35,000	SH		DFND	1	35,000	0	0
ISHARES TR	USA MOMENTUM FCT	46432F396	5,856	55,000	SH		DFND	1	55,000	0	0
PLAINS ALL AMERN PIPELINE L	UNIT LTD PARTN	726503105	10	2,000	SH		DFND	1	2,000	0	0
PILGRIMS PRIDE CORP	COM	72147K108	815	45,000	SH		DFND	1	45,000	0	0
QUALCOMM INC	COM	747525103	3,048	45,059	SH		DFND	1	45,059	0	0
SANDERSON FARMS INC	COM	800013104	605	4,910	SH		DFND	1	4,910	0	0
SCOTTS MIRACLE GRO CO	CL A	810186106	716	7,000	SH		DFND	1	7,000	0	0
TREMONT MTG TR	COM	894789106	48	22,905	SH		DFND	1	22,905	0	0
TYSON FOODS INC	CL A	902494103	4,444	76,800	SH		DFND	1	76,800	0	0
UNITED PARCEL SERVICE INC	CL B	911312106	2,760	29,551	SH		DFND	1	29,551	0	0
ENERGY FUELS INC	COM NEW	292671708	59	50,000	SH		DFND	1	50,000	0	0
VENTAS INC	COM	92276F100	5,344	199,421	SH		DFND	1	199,421	0	0
WESTROCK CO	COM	96145D105	1,366	48,364	SH		DFND	1	48,364	0	0
XYLEM INC	COM	98419M100	1,523	23,385	SH		DFND	1	23,385	0	0
ZOOM VIDEO COMMUNICATIONS IN	CL A	98980L101	199	1,368	SH		DFND	1	1,368	0	0
BUNGE LIMITED	COM	G16962105	377	9,206	SH		DFND	1	9,206	0	0
EPR PPTYS	PFD C CNV 5.75%	26884U208	477	30,224	SH		DFND	1	30,224	0	0
EQUITY COMWLTH	CUM PFD S D 6.5%	294628201	446	16,985	SH		DFND	1	16,985	0	0
RPT REALTY	SH BEN INT	74971D101	588	97,568	SH		DFND	1	97,568	0	0
WHEELER REAL ESTATE INVT TR	CV PFD SER B	963025309	245	39,714	SH		DFND	1	39,714	0	0
WHEELER REAL ESTATE INVT TR	COM NEW	963025705	3	3,269	SH		DFND	1	3,269	0	0
AMERICAN ELEC PWR CO INC	UNIT 03/15/2022	025537127	951	19,623	SH		DFND	1	19,623	0	0
ALIBABA GROUP HLDG LTD	SPONSORED ADS	01609W102	169	870	SH		DFND	1	870	0	0
CROWN CASTLE INTL CORP NEW	COM	22822V101	433	3,000	SH		DFND	1	3,000	0	0
CHANGE HEALTHCARE INC	COM	15912K100	1,021	102,218	SH		DFND	1	102,218	0	0
DANAHER CORPORATION	4.75 MND CV PFD	235851300	1,318	1,250	SH		DFND	1	1,250	0	0
GFL ENVIRONMENTAL INC	SUB VTG SHS	36168Q104	452	30,054	SH		DFND	1	30,054	0	0
NEXTERA ENERGY INC	UNIT 09/01/2022S	65339F796	11,904	240,845	SH		DFND	1	240,845	0	0
NEXTERA ENERGY INC	UNIT 99/99/9999	65339F770	7,624	175,332	SH		DFND	1	175,332	0	0
SOUTHERN CO	UNIT 08/01/2022	842587602	9,442	204,389	SH		DFND	1	204,389	0	0
SEMPRA ENERGY	6% PFD CONV A	816851406	73,863	776,923	SH		DFND	1	776,923	0	0
SEMPRA ENERGY	6.75% CNV PFD B	816851505	5,337	56,401	SH		DFND	1	56,401	0	0
ESSENTIAL UTILS INC	UNIT 04/30/2022	29670G201	500	9,165	SH		DFND	1	9,165	0	0
ASSURANT INC	6.50% CONV PFD D	04621X207	23,194	218,551	SH		DFND	1	218,551	0	0
BECTON DICKINSON & CO	PFD SHS CONV A	075887208	12,705	231,350	SH		DFND	1	231,350	0	0
CROWN CASTLE INTL CORP NEW	6.875% CON PFD A	22822V309	14,377	11,114	SH		DFND	1	11,114	0	0
CENTERPOINT ENERGY INC	DEP RP PFD CV B	15189T503	6,946	236,848	SH		DFND	1	236,848	0	0
ENERGIZER HLDGS INC NEW	7.5 MCNV PFD A	29272W208	10,430	154,436	SH		DFND	1	154,436	0	0
FORTIVE CORP	5% PFD CNV SER A	34959J207	20,245	27,660	SH		DFND	1	27,660	0	0
OPTIMIZERX CORP	COM NEW	68401U204	2,801	309,224	SH		DFND	1	309,224	0	0
ADVANCED DISP SVCS INC DEL	COM	00790X101	5,508	167,937	SH		DFND	1	167,937	0	0
AVISTA CORP	COM	05379B107	119	2,822	SH		DFND	1	2,822	0	0
BAIDU INC	SPON ADR REP A	056752108	25	250	SH		DFND	1	250	0	0
CRAFT BREW ALLIANCE INC	COM	224122101	1,477	99,184	SH		DFND	1	99,184	0	0
CONDOR HOSPITALITY TR INC	COM NEW	20676Y403	18	4,500	SH		DFND	1	4,500	0	0
CENTRAL EUROPEAN MEDIA ENTRP	CL A NEW	G20045202	1,752	559,871	SH		DFND	1	559,871	0	0
CYRUSONE INC	COM	23283R100	6,889	111,572	SH		DFND	1	111,572	0	0
CONOCOPHILLIPS	COM	20825C104	57	1,851	SH		DFND	1	1,851	0	0
CAMPBELL SOUP CO	COM	134429109	332	7,207	SH		DFND	1	7,207	0	0
CLEARWAY ENERGY INC	CL C	18539C204	540	28,738	SH		DFND	1	28,738	0	0
CAESARS ENTMT CORP	COM	127686103	3,223	476,888	SH		DFND	1	476,888	0	0
EL PASO ELEC CO	COM NEW	283677854	6,186	91,037	SH		DFND	1	91,037	0	0
ENBRIDGE INC	COM	29250N105	962	33,089	SH		DFND	1	33,089	0	0
DIAMONDBACK ENERGY INC	COM	25278X109	26	1,000	SH		DFND	1	1,000	0	0
FORESCOUT TECHNOLOGIES INC	COM	34553D101	1,492	47,239	SH		DFND	1	47,239	0	0
SPDR GOLD TRUST	GOLD SHS	78463V107	528	3,570	SH		DFND	1	3,570	0	0
GLOBAL NET LEASE INC	COM NEW	379378201	36	2,726	SH		DFND	1	2,726	0	0
HEXCEL CORP NEW	COM	428291108	3,081	82,866	SH		DFND	1	82,866	0	0
INNOVATIVE INDL PPTYS INC	COM	45781V101	45	600	SH		DFND	1	600	0	0
IRON MTN INC NEW	COM	46284V101	430	18,100	SH		DFND	1	18,100	0	0
JD COM INC	SPON ADR CL A	47215P106	238	5,900	SH		DFND	1	5,900	0	0
LIBERTY BROADBAND CORP	COM SER C	530307305	188	1,700	SH		DFND	1	1,700	0	0
LOGMEIN INC	COM	54142L109	1,804	21,668	SH		DFND	1	21,668	0	0
MEET GROUP INC	COM	58513U101	374	63,840	SH		DFND	1	63,840	0	0
NATIONAL RETAIL PROPERTIES I	COM	637417106	1,179	36,630	SH		DFND	1	36,630	0	0
NEW RESIDENTIAL INVT CORP	COM NEW	64828T201	19,495	3,891,340	SH		DFND	1	3,891,340	0	0
NEWELL BRANDS INC	COM	651229106	159	12,000	SH		DFND	1	12,000	0	0
OMNOVA SOLUTIONS INC	COM	682129101	3,248	320,317	SH		DFND	1	320,317	0	0
OFFICE PPTYS INCOME TR	COM SHS BEN INT	67623C109	279	10,270	SH		DFND	1	10,270	0	0
PROCTER & GAMBLE CO	COM	742718109	210	1,911	SH		DFND	1	1,911	0	0
PIONEER NAT RES CO	COM	723787107	28	400	SH		DFND	1	400	0	0
FRONT YD RESIDENTIAL CORP	COM	35904G107	150	12,633	SH		DFND	1	12,633	0	0
RUBICON PROJ INC	COM	78112V102	413	74,488	SH		DFND	1	74,488	0	0
SIMON PPTY GROUP INC NEW	COM	828806109	5,939	108,267	SH		DFND	1	108,267	0	0
STORE CAP CORP	COM	862121100	5,774	318,671	SH		DFND	1	318,671	0	0
TAUBMAN CTRS INC	COM	876664103	1,875	44,792	SH		DFND	1	44,792	0	0
TIFFANY & CO NEW	COM	886547108	6,271	48,426	SH		DFND	1	48,426	0	0
VEREIT INC	COM	92339V100	681	139,418	SH		DFND	1	139,418	0	0
WABCO HLDGS INC	COM	92927K102	4,865	36,025	SH		DFND	1	36,025	0	0
WESCO INTL INC	COM	95082P105	4	181	SH		DFND	1	181	0	0
APARTMENT INVT & MGMT CO	CL A	03748R754	1,581	44,996	SH		DFND	1	44,996	0	0
AVALONBAY CMNTYS INC	COM	053484101	2,380	16,174	SH		DFND	1	16,174	0	0
CAMDEN PPTY TR	SH BEN INT	133131102	1,201	15,160	SH		DFND	1	15,160	0	0
ESSEX PPTY TR INC	COM	297178105	2,296	10,429	SH		DFND	1	10,429	0	0
HEALTHCARE TR AMER INC	CL A NEW	42225P501	1,197	49,320	SH		DFND	1	49,320	0	0
SABRA HEALTH CARE REIT INC	COM	78573L106	2,380	217,958	SH		DFND	1	217,958	0	0
DIAMONDROCK HOSPITALITY CO	COM	252784301	287	56,600	SH		DFND	1	56,600	0	0
HOST HOTELS & RESORTS INC	COM	44107P104	1,835	166,234	SH		DFND	1	166,234	0	0
PARK HOTELS RESORTS INC	COM	700517105	612	77,474	SH		DFND	1	77,474	0	0
EASTGROUP PPTY INC	COM	277276101	2,297	21,990	SH		DFND	1	21,990	0	0
FIRST INDL RLTY TR INC	COM	32054K103	4,397	132,337	SH		DFND	1	132,337	0	0
PS BUSINESS PKS INC CALIF	COM	69360J107	7,997	59,014	SH		DFND	1	59,014	0	0
REXFORD INDL RLTY INC	COM	76169C100	1,272	31,023	SH		DFND	1	31,023	0	0
STAG INDL INC	COM	85254J102	6,403	284,350	SH		DFND	1	284,350	0	0
CORESITE RLTY CORP	COM	21870Q105	1,631	14,081	SH		DFND	1	14,081	0	0
CUBESMART	COM	229663109	2,050	76,550	SH		DFND	1	76,550	0	0
EQUITY LIFESTYLE PPTYS INC	COM	29472R108	1,233	21,453	SH		DFND	1	21,453	0	0
GAMING & LEISURE PPTYS INC	COM	36467J108	1,515	54,698	SH		DFND	1	54,698	0	0
LIFE STORAGE INC	COM	53223X107	589	6,236	SH		DFND	1	6,236	0	0
SPIRIT RLTY CAP INC NEW	COM NEW	84860W300	821	31,427	SH		DFND	1	31,427	0	0
AMERICAN ASSETS TR INC	COM	024013104	4,226	169,059	SH		DFND	1	169,059	0	0
BRANDYWINE RLTY TR	SH BEN INT NEW	105368203	6,101	579,987	SH		DFND	1	579,987	0	0
COUSINS PPTYS INC	COM NEW	222795502	1,335	45,628	SH		DFND	1	45,628	0	0
EMPIRE ST RLTY TR INC	CL A	292104106	5,488	612,507	SH		DFND	1	612,507	0	0
HUDSON PAC PPTYS INC	COM	444097109	1,219	48,075	SH		DFND	1	48,075	0	0
JBG SMITH PPTYS	COM	46590V100	2,490	78,248	SH		DFND	1	78,248	0	0
ARLINGTON ASSET INVST CORP	CL A NEW	041356205	1,169	534,064	SH		DFND	1	534,064	0	0
ANWORTH MORTGAGE ASSET CP	COM	037347101	3,668	3,246,155	SH		DFND	1	3,246,155	0	0
CHERRY HILL MTG INVT CORP	COM	164651101	3,165	510,494	SH		DFND	1	510,494	0	0
CAPSTEAD MTG CORP	COM NO PAR	14067E506	1,502	357,627	SH		DFND	1	357,627	0	0
AG MTG INVT TR INC	COM	001228105	434	158,455	SH		DFND	1	158,455	0	0
NEW YORK MTG TR INC	COM PAR $.02	649604501	2,361	1,523,748	SH		DFND	1	1,523,748	0	0
PENNYMAC MTG INVT TR	COM	70931T103	8,691	818,383	SH		DFND	1	818,383	0	0
REDWOOD TR INC	COM	758075402	2,155	425,992	SH		DFND	1	425,992	0	0
TWO HBRS INVT CORP	COM NEW	90187B408	7,922	2,079,437	SH		DFND	1	2,079,437	0	0
ACADIA RLTY TR	COM SH BEN INT	004239109	5,266	425,073	SH		DFND	1	425,073	0	0
RETAIL PPTYS AMER INC	CL A	76131V202	5,314	1,027,981	SH		DFND	1	1,027,981	0	0
URBAN EDGE PPTYS	COM	91704F104	3,626	411,593	SH		DFND	1	411,593	0	0
WASHINGTON PRIME GROUP NEW	COM	93964W108	569	706,787	SH		DFND	1	706,787	0	0
WEINGARTEN RLTY INVS	SH BEN INT	948741103	3,431	237,789	SH		DFND	1	237,789	0	0
INVESCO CURNCYSHS BRIT PND S	BRIT POUN STRL	46138M109	24,092	200,000	SH		DFND	1	200,000	0	0
BIOCERES CROP SOLUTIONS CORP	*W EXP 03/14/202	G1117K106	15	113,395	SH		DFND	1	113,395	0	0
US ECOLOGY INC	*W EXP 10/17/202	91734M111	58	13,364	SH		DFND	1	13,364	0	0
PTC THERAPEUTICS INC	NOTE 3.000% 8/1	69366JAB7	21,156	19,454,000	PRN		DFND	1	0	0	0
APHRIA INC	COM	03765K104	2,187	714,731	SH		DFND	1	714,731	0	0
DELEK US HLDGS INC NEW	COM	24665A103	14	900	SH		DFND	1	900	0	0
ACAMAR PARTNERS ACQSITION CO	CL A	004285102	53	5,471	SH		DFND	1	5,471	0	0
ALBERTON ACQUISITION CORP	RIGHT 10/04/2020	G35006132	1	10,000	SH		DFND	1	10,000	0	0
PENSARE ACQUISITION CORP	*W EXP 07/27/202	70957E113	0	2,587	SH		DFND	1	2,587	0	0
CITIC CAPITAL ACQUISITION CO	UNIT 99/99/9999	G21513125	6,902	700,000	SH		DFND	1	700,000	0	0
CIIG MERGER CORP	COM CL A	12559C103	484	50,000	SH		DFND	1	50,000	0	0
EAST STONE ACQUISITION CORP	UNIT 12/31/2026	G2911D124	2,940	300,000	SH		DFND	1	300,000	0	0
FORUM MERGER II CORP	*W EXP 09/30/202	34986F111	7	28,815	SH		DFND	1	28,815	0	0
GIGCAPITAL2 INC	UNIT 02/28/2026	375036209	618	60,000	SH		DFND	1	60,000	0	0
HL ACQUISITIONS CORP	SHS	G4603R106	478	46,000	SH		DFND	1	46,000	0	0
INTERPRIVATE ACQUISITION COR	UNIT 10/29/2024	46064A202	1,730	175,000	SH		DFND	1	175,000	0	0
MEGALITH FINL ACQUISITION CO	*W EXP 08/26/202	58518F117	5	25,000	SH		DFND	1	25,000	0	0
OAKTREE ACQUISITION CORP	UNIT 99/99/9999	G67145121	15	1,550	SH		DFND	1	1,550	0	0
OPES ACQUISITION CORP	*W EXP 03/13/202	68373P118	4	90,000	SH		DFND	1	90,000	0	0
PROFICIENT ALPHA ACQUSTN COR	RIGHT 04/30/2026	74317H121	24	123,826	SH		DFND	1	123,826	0	0
RANPAK HLDGS CORP	*W EXP 06/03/202	75321W111	42	36,785	SH		DFND	1	36,785	0	0
PIVOTAL INVT CORP II	COM CL A	72582K100	440	44,500	SH		DFND	1	44,500	0	0
PROPTECH ACQUISITION CORP	*W EXP 05/26/202	74349F119	12	17,875	SH		DFND	1	17,875	0	0
SCHULTZE SPL PURP ACQUSTN CO	UNIT 12/31/2023	80821R208	111	10,800	SH		DFND	1	10,800	0	0
OSPREY TECHNLGY AQUISTION CO	UNIT 10/30/2024	68839R401	29	3,000	SH		DFND	1	3,000	0	0
TOTTENHAM ACQUISITION I LTD	UNIT 05/06/2025	G8959N130	724	69,000	SH		DFND	1	69,000	0	0
TENZING ACQUISITION CORP	*W EXP 02/23/202	G8708A108	2	25,000	SH		DFND	1	25,000	0	0
AMERICAN AIRLS GROUP INC	COM	02376R102	1,342	110,110	SH		DFND	1	110,110	0	0
AMAG PHARMACEUTICALS INC	NOTE 3.250% 6/0	00163UAD8	20,208	26,180,000	PRN		DFND	1	0	0	0
COMMSCOPE HLDG CO INC	COM	20337X109	15	1,665	SH		DFND	1	1,665	0	0
COMMUNITY HEALTH SYS INC NEW	COM	203668108	628	188,129	SH		DFND	1	188,129	0	0
ENCOMPASS HEALTH CORP	COM	29261A100	128	2,005	SH		DFND	1	2,005	0	0
INTERCEPT PHARMACEUTICALS IN	NOTE 2.000% 5/1	45845PAB4	1,318	1,500,000	PRN		DFND	1	0	0	0
MICROCHIP TECHNOLOGY INC	NOTE 1.625% 2/1	595017AD6	57,553	40,200,000	PRN		DFND	1	0	0	0
MERCADOLIBRE INC	NOTE 2.000% 8/1	58733RAD4	39,867	30,553,000	PRN		DFND	1	0	0	0
NEVRO CORP	COM	64157F103	610	6,111	SH		DFND	1	6,111	0	0
OWENS & MINOR INC NEW	COM	690732102	18	2,000	SH		DFND	1	2,000	0	0
INOTEK PHARMACEUTICALS CORP	NOTE 5.750% 8/0	45780VAB8	7,298	7,500,000	PRN		DFND	1	0	0	0
RINGCENTRAL INC	NOTE 3/1	76680RAD9	136,774	52,511,000	PRN		DFND	1	0	0	0
TENET HEALTHCARE CORP	COM NEW	88033G407	1,401	97,360	SH		DFND	1	97,360	0	0
UBER TECHNOLOGIES INC	COM	90353T100	668	23,938	SH		DFND	1	23,938	0	0
VOCERA COMMUNICATIONS INC	NOTE 1.500% 5/1	92857FAB3	19,253	19,450,000	PRN		DFND	1	0	0	0
WESTERN DIGITAL CORP.	COM	958102105	720	17,323	SH		DFND	1	17,323	0	0
KEYSIGHT TECHNOLOGIES INC	COM	49338L103	1,776	21,232	SH		DFND	1	21,232	0	0
NORFOLK SOUTHERN CORP	COM	655844108	744	5,100	SH		DFND	1	5,100	0	0
ZEBRA TECHNOLOGIES CORP	CL A	989207105	1,836	10,000	SH		DFND	1	10,000	0	0
APPLE INC	COM	037833100	508	2,000	SH		DFND	1	2,000	0	0
CAMBIUM NETWORKS CORP	SHS	G17766109	257	46,060	SH		DFND	1	46,060	0	0
CISCO SYS INC	COM	17275R102	6,722	171,000	SH		DFND	1	171,000	0	0
DAVITA INC	COM	23918K108	582	7,654	SH		DFND	1	7,654	0	0
FLIR SYS INC	COM	302445101	478	15,000	SH		DFND	1	15,000	0	0
LABORATORY CORP AMER HLDGS	COM NEW	50540R409	1,552	12,283	SH		DFND	1	12,283	0	0
UNION PAC CORP	COM	907818108	38	270	SH		DFND	1	270	0	0
ACACIA COMMUNICATIONS INC	COM	00401C108	2,036	30,318	SH		DFND	1	30,318	0	0
CIGNA CORP NEW	COM	125523100	408	2,303	SH		DFND	1	2,303	0	0
QUEST DIAGNOSTICS INC	COM	74834L100	1,049	13,070	SH		DFND	1	13,070	0	0
FITBIT INC	CL A	33812L102	1,871	281,040	SH		DFND	1	281,040	0	0
GILAT SATELLITE NETWORKS LTD	SHS NEW	M51474118	198	28,000	SH		DFND	1	28,000	0	0
KEMET CORP	COM NEW	488360207	824	34,126	SH		DFND	1	34,126	0	0
SPRINT CORPORATION	COM	85207U105	3,805	441,468	SH		DFND	1	441,468	0	0
TECH DATA CORP	COM	878237106	3,727	28,488	SH		DFND	1	28,488	0	0
ELLINGTON FINANCIAL INC	COM	28852N109	2,055	359,964	SH		DFND	1	359,964	0	0
MGIC INVT CORP WIS	COM	552848103	4,775	752,075	SH		DFND	1	752,075	0	0
ORCHID IS CAP INC	COM	68571X103	3,928	1,331,721	SH		DFND	1	1,331,721	0	0
QUOTIENT TECHNOLOGY INC	NOTE 1.750%12/0	749119AB9	3,627	4,026,000	PRN		DFND	1	0	0	0
CHEMOURS CO	COM	163851108	947	106,823	SH		DFND	1	106,823	0	0
QUDIAN INC	ADR	747798106	90	50,511	SH		DFND	1	50,511	0	0
CIT GROUP INC	COM NEW	125581801	17	1,000	SH		DFND	1	1,000	0	0
SOLARIS OILFIELD INFRSTR INC	COM CL A	83418M103	367	70,000	SH		DFND	1	70,000	0	0
DEXCOM INC	NOTE 0.750% 5/1	252131AF4	37,738	13,875,000	PRN		DFND	1	0	0	0
SERVICENOW INC	NOTE 6/0	81762PAC6	12,153	5,679,000	PRN		DFND	1	0	0	0
WORLD WRESTLING ENTMT INC	NOTE 3.375%12/1	98156QAB4	1,518	1,000,000	PRN		DFND	1	0	0	0
GFL ENVIRONMENTAL INC	UNIT 99/99/9999T	36168Q120	12,117	284,291	SH		DFND	1	284,291	0	0
DIREXION SHS ETF TR	DLY ENRGY BULL3X	25460G609	20	2,098	SH		DFND	1	2,098	0	0
ISHARES TR	IBOXX INV CP ETF	464287242	185	1,500	SH		DFND	1	1,500	0	0
PROSHARES TR	ULTSHRT QQQ	74347B243	461	19,875	SH		DFND	1	19,875	0	0
DIREXION SHS ETF TR	DRX S&P500BULL	25459W862	9,033	346,779	SH		DFND	1	346,779	0	0
DIREXION SHS ETF TR	DLY S&P500 BR 3X	25460E885	2,706	169,787	SH		DFND	1	169,787	0	0
PROSHARES TR	ULTRAPRO SHORT S	74347B268	3,885	161,089	SH		DFND	1	161,089	0	0
PROSHARES TR	ULTRAPRO SHT QQQ	74347G408	3,177	163,302	SH		DFND	1	163,302	0	0
PROSHARES TR	PSHS ULT S&P 500	74347R107	3,402	38,268	SH		DFND	1	38,268	0	0
ISHARES TR	20 YR TR BD ETF	464287432	1,623	9,844	SH		DFND	1	9,844	0	0
DIREXION SHS ETF TR	DAILY SM CP BEAR	25460E125	122	2,070	SH		DFND	1	2,070	0	0
PROSHARES TR	ULTRPRO S&P500	74347X864	5,128	185,606	SH		DFND	1	185,606	0	0
BARCLAYS BK PLC	SHRT TRM ETN 48	06746P621	441	9,546	SH		DFND	1	9,546	0	0
SELECT SECTOR SPDR TR	SBI INT-FINL	81369Y605	93	4,500	SH		DFND	1	4,500	0	0
ADVAXIS INC	COM NEW	007624307	0	119	SH		DFND	1	119	0	0
FGL HLDGS	*W EXP 11/30/202	G3402M110	323	130,554	SH		DFND	1	130,554	0	0
VIRGIN GALACTIC HOLDINGS INC	*W EXP 11/25/202	92766K114	417	55,796	SH		DFND	1	55,796	0	0
DEL TACO RESTAURANTS INC	COM	245496104	42	12,289	SH		DFND	1	12,289	0	0
ZIONS BANCORPORATION N A	*W EXP 05/21/202	989701115	720	2,194,697	SH		DFND	1	2,194,697	0	0
LEAR CORP	COM NEW	521865204	124	1,537	SH		DFND	1	1,537	0	0
THOR INDS INC	COM	885160101	301	7,155	SH		DFND	1	7,155	0	0
AMBARELLA INC	SHS	G037AX101	182	3,762	SH		DFND	1	3,762	0	0
ADVANCED MICRO DEVICES INC	COM	007903107	3	84	SH		DFND	1	84	0	0
CREE INC	COM	225447101	1	38	SH		DFND	1	38	0	0
CIRRUS LOGIC INC	COM	172755100	4	64	SH		DFND	1	64	0	0
ENPHASE ENERGY INC	COM	29355A107	218	6,780	SH		DFND	1	6,780	0	0
FIRST SOLAR INC	COM	336433107	229	6,366	SH		DFND	1	6,366	0	0
LAM RESEARCH CORP	COM	512807108	3	15	SH		DFND	1	15	0	0
MAXIM INTEGRATED PRODS INC	COM	57772K101	3	80	SH		DFND	1	80	0	0
NVIDIA CORP	COM	67066G104	3	14	SH		DFND	1	14	0	0
SOLAREDGE TECHNOLOGIES INC	COM	83417M104	3	47	SH		DFND	1	47	0	0
SKYWORKS SOLUTIONS INC	COM	83088M102	3	44	SH		DFND	1	44	0	0
SYNAPTICS INC	COM	87157D109	3	68	SH		DFND	1	68	0	0
AUTODESK INC	COM	052769106	54	347	SH		DFND	1	347	0	0
AKAMAI TECHNOLOGIES INC	COM	00971T101	38	418	SH		DFND	1	418	0	0
ANSYS INC	COM	03662Q105	23	99	SH		DFND	1	99	0	0
CROWDSTRIKE HLDGS INC	CL A	22788C105	45	821	SH		DFND	1	821	0	0
CITRIX SYS INC	COM	177376100	55	389	SH		DFND	1	389	0	0
DATADOG INC	CL A COM	23804L103	54	1,507	SH		DFND	1	1,507	0	0
DOCUSIGN INC	COM	256163106	34	375	SH		DFND	1	375	0	0
FIDELITY NATL INFORMATION SV	COM	31620M106	0	3	SH		DFND	1	3	0	0
FLEETCOR TECHNOLOGIES INC	COM	339041105	113	609	SH		DFND	1	609	0	0
GODADDY INC	CL A	380237107	229	4,024	SH		DFND	1	4,024	0	0
GLOBAL PMTS INC	COM	37940X102	15	108	SH		DFND	1	108	0	0
MONGODB INC	CL A	60937P106	0	5	SH		DFND	1	5	0	0
NORTONLIFELOCK INC	COM	668771108	8	443	SH		DFND	1	443	0	0
OKTA INC	CL A	679295105	36	298	SH		DFND	1	298	0	0
PAYCOM SOFTWARE INC	COM	70432V102	50	252	SH		DFND	1	252	0	0
RINGCENTRAL INC	CL A	76680R206	33	156	SH		DFND	1	156	0	0
SQUARE INC	CL A	852234103	76	1,465	SH		DFND	1	1,465	0	0
ATLASSIAN CORP PLC	CL A	G06242104	22	161	SH		DFND	1	161	0	0
TWILIO INC	CL A	90138F102	24	270	SH		DFND	1	270	0	0
TYLER TECHNOLOGIES INC	COM	902252105	23	80	SH		DFND	1	80	0	0
VMWARE INC	CL A COM	928563402	44	367	SH		DFND	1	367	0	0
SLACK TECHNOLOGIES INC	COM CL A	83088V102	32	1,225	SH		DFND	1	1,225	0	0
ZENDESK INC	COM	98936J101	52	818	SH		DFND	1	818	0	0
AMPHENOL CORP NEW	CL A	032095101	36	504	SH		DFND	1	504	0	0
F5 NETWORKS INC	COM	315616102	15	149	SH		DFND	1	149	0	0
FLEX LTD	ORD	Y2573F102	47	5,724	SH		DFND	1	5,724	0	0
HEWLETT PACKARD ENTERPRISE C	COM	42824C109	25	2,583	SH		DFND	1	2,583	0	0
IPG PHOTONICS CORP	COM	44980X109	21	197	SH		DFND	1	197	0	0
JUNIPER NETWORKS INC	COM	48203R104	13	710	SH		DFND	1	710	0	0
LUMENTUM HLDGS INC	COM	55024U109	71	975	SH		DFND	1	975	0	0
NCR CORP NEW	COM	62886E108	16	920	SH		DFND	1	920	0	0
NETAPP INC	COM	64110D104	82	1,977	SH		DFND	1	1,977	0	0
PURE STORAGE INC	CL A	74624M102	542	44,136	SH		DFND	1	44,136	0	0
UBIQUITI INC	COM	90353W103	29	206	SH		DFND	1	206	0	0
VERIZON COMMUNICATIONS INC	COM	92343V104	374	6,966	SH		DFND	1	6,966	0	0
ALASKA AIR GROUP INC	COM	011659109	53	1,889	SH		DFND	1	1,889	0	0
C H ROBINSON WORLDWIDE INC	COM NEW	12541W209	66	1,009	SH		DFND	1	1,009	0	0
CSX CORP	COM	126408103	208	3,642	SH		DFND	1	3,642	0	0
OLD DOMINION FREIGHT LINE IN	COM	679580100	312	2,380	SH		DFND	1	2,380	0	0
ALBEMARLE CORP	COM	012653101	281	4,993	SH		DFND	1	4,993	0	0
CORTEVA INC	COM	22052L104	193	8,248	SH		DFND	1	8,248	0	0
DOW INC	COM	260557103	334	11,442	SH		DFND	1	11,442	0	0
EASTMAN CHEM CO	COM	277432100	68	1,481	SH		DFND	1	1,481	0	0
INTERNATIONAL FLAVORS&FRAGRA	COM	459506101	68	672	SH		DFND	1	672	0	0
MOSAIC CO NEW	COM	61945C103	36	3,375	SH		DFND	1	3,375	0	0
VULCAN MATLS CO	COM	929160109	121	1,126	SH		DFND	1	1,126	0	0
INTL PAPER CO	COM	460146103	524	16,862	SH		DFND	1	16,862	0	0
DUKE ENERGY CORP NEW	COM NEW	26441C204	138	1,714	SH		DFND	1	1,714	0	0
EVERSOURCE ENERGY	COM	30040W108	276	3,537	SH		DFND	1	3,537	0	0
FIRSTENERGY CORP	COM	337932107	75	1,891	SH		DFND	1	1,891	0	0
BAKER HUGHES COMPANY	CL A	05722G100	14	1,388	SH		DFND	1	1,388	0	0
BK OF AMERICA CORP	COM	060505104	59	2,813	SH		DFND	1	2,813	0	0
KEYCORP	COM	493267108	142	13,764	SH		DFND	1	13,764	0	0
M & T BK CORP	COM	55261F104	71	688	SH		DFND	1	688	0	0
PNC FINL SVCS GROUP INC	COM	693475105	123	1,290	SH		DFND	1	1,290	0	0
REGIONS FINANCIAL CORP NEW	COM	7591EP100	55	6,150	SH		DFND	1	6,150	0	0
TRUIST FINL CORP	COM	89832Q109	87	2,851	SH		DFND	1	2,851	0	0
LENDINGTREE INC NEW	COM	52603B107	103	566	SH		DFND	1	566	0	0
WELLS FARGO CO NEW	COM	949746101	26	911	SH		DFND	1	911	0	0
EQUITY RESIDENTIAL	SH BEN INT	29476L107	180	2,917	SH		DFND	1	2,917	0	0
MID AMER APT CMNTYS INC	COM	59522J103	94	919	SH		DFND	1	919	0	0
WEYERHAEUSER CO	COM	962166104	92	5,470	SH		DFND	1	5,470	0	0
CONSOLIDATED EDISON INC	COM	209115104	227	2,921	SH		DFND	1	2,921	0	0
CHEVRON CORP NEW	COM	166764100	384	5,305	SH		DFND	1	5,305	0	0
PHILLIPS 66	COM	718546104	166	3,107	SH		DFND	1	3,107	0	0
EXXON MOBIL CORP	COM	30231G102	442	11,651	SH		DFND	1	11,651	0	0
AMERICAN WTR WKS CO INC NEW	COM	030420103	124	1,040	SH		DFND	1	1,040	0	0
ARCHER DANIELS MIDLAND CO	COM	039483102	97	2,785	SH		DFND	1	2,785	0	0
CLOROX CO DEL	COM	189054109	483	2,789	SH		DFND	1	2,789	0	0
HORMEL FOODS CORP	COM	440452100	186	4,000	SH		DFND	1	4,000	0	0
HERSHEY CO	COM	427866108	138	1,043	SH		DFND	1	1,043	0	0
KEURIG DR PEPPER INC	COM	49271V100	207	8,539	SH		DFND	1	8,539	0	0
COCA COLA CO	COM	191216100	161	3,653	SH		DFND	1	3,653	0	0
KROGER CO	COM	501044101	448	14,891	SH		DFND	1	14,891	0	0
MONDELEZ INTL INC	CL A	609207105	0	19	SH		DFND	1	19	0	0
MONSTER BEVERAGE CORP NEW	COM	61174X109	331	5,901	SH		DFND	1	5,901	0	0
SMUCKER J M CO	COM NEW	832696405	53	485	SH		DFND	1	485	0	0
WALMART INC	COM	931142103	157	1,385	SH		DFND	1	1,385	0	0
AGNC INVT CORP	COM	00123Q104	20	1,935	SH		DFND	1	1,935	0	0
FRANKLIN RESOURCES INC	COM	354613101	100	6,036	SH		DFND	1	6,036	0	0
BANK NEW YORK MELLON CORP	COM	064058100	26	791	SH		DFND	1	791	0	0
CBOE GLOBAL MARKETS INC	COM	12503M108	77	872	SH		DFND	1	872	0	0
CME GROUP INC	COM	12572Q105	133	772	SH		DFND	1	772	0	0
MOODYS CORP	COM	615369105	52	246	SH		DFND	1	246	0	0
MARKETAXESS HLDGS INC	COM	57060D108	48	145	SH		DFND	1	145	0	0
EVEREST RE GROUP LTD	COM	G3223R108	235	1,225	SH		DFND	1	1,225	0	0
COSTAR GROUP INC	COM	22160N109	93	160	SH		DFND	1	160	0	0
DOVER CORP	COM	260003108	284	3,393	SH		DFND	1	3,393	0	0
EQUIFAX INC	COM	294429105	207	1,735	SH		DFND	1	1,735	0	0
FASTENAL CO	COM	311900104	17	574	SH		DFND	1	574	0	0
HEICO CORP NEW	COM	422806109	65	878	SH		DFND	1	878	0	0
ARCONIC CORPORATION	COM	03966V107	75	4,678	SH		DFND	1	4,678	0	0
L3HARRIS TECHNOLOGIES INC	COM	502431109	137	762	SH		DFND	1	762	0	0
LENNOX INTL INC	COM	526107107	404	2,227	SH		DFND	1	2,227	0	0
PARKER HANNIFIN CORP	COM	701094104	189	1,458	SH		DFND	1	1,458	0	0
UNITED TECHNOLOGIES CORP	COM	913017109	115	1,225	SH		DFND	1	1,225	0	0
SNAP ON INC	COM	833034101	102	942	SH		DFND	1	942	0	0
SPIRIT AEROSYSTEMS HLDGS INC	COM CL A	848574109	13	561	SH		DFND	1	561	0	0
WABTEC	COM	929740108	135	2,812	SH		DFND	1	2,812	0	0
CHIPOTLE MEXICAN GRILL INC	COM	169656105	560	856	SH		DFND	1	856	0	0
DOMINOS PIZZA INC	COM	25754A201	188	582	SH		DFND	1	582	0	0
YUM BRANDS INC	COM	988498101	109	1,600	SH		DFND	1	1,600	0	0
AXSOME THERAPEUTICS INC	COM	05464T104	189	3,223	SH		DFND	1	3,223	0	0
HORIZON THERAPEUTICS PUB LTD	SHS	G46188101	31	1,058	SH		DFND	1	1,058	0	0
JAZZ PHARMACEUTICALS PLC	SHS USD	G50871105	389	3,902	SH		DFND	1	3,902	0	0
IQVIA HLDGS INC	COM	46266C105	345	3,200	SH		DFND	1	3,200	0	0
DUNKIN BRANDS GROUP INC	COM	265504100	193	3,642	SH		DFND	1	3,642	0	0
ELDORADO RESORTS INC	COM	28470R102	74	5,197	SH		DFND	1	5,197	0	0
PAPA JOHNS INTL INC	COM	698813102	120	2,263	SH		DFND	1	2,263	0	0
GARMIN LTD	SHS	H2906T109	251	3,349	SH		DFND	1	3,349	0	0
LENNAR CORP	CL A	526057104	147	3,861	SH		DFND	1	3,861	0	0
MOHAWK INDS INC	COM	608190104	84	1,104	SH		DFND	1	1,104	0	0
WHIRLPOOL CORP	COM	963320106	132	1,540	SH		DFND	1	1,540	0	0
CABOT OIL & GAS CORP	COM	127097103	79	4,608	SH		DFND	1	4,608	0	0
HOLLYFRONTIER CORP	COM	436106108	80	3,293	SH		DFND	1	3,293	0	0
KINDER MORGAN INC DEL	COM	49456B101	133	9,609	SH		DFND	1	9,609	0	0
CHENIERE ENERGY INC	COM NEW	16411R208	75	2,249	SH		DFND	1	2,249	0	0
CAPRI HOLDINGS LIMITED	SHS	G1890L107	73	6,788	SH		DFND	1	6,788	0	0
HANESBRANDS INC	COM	410345102	201	25,618	SH		DFND	1	25,618	0	0
RALPH LAUREN CORP	CL A	751212101	202	3,028	SH		DFND	1	3,028	0	0
SKECHERS U S A INC	CL A	830566105	36	1,526	SH		DFND	1	1,526	0	0
TAPESTRY INC	COM	876030107	29	2,298	SH		DFND	1	2,298	0	0
UNDER ARMOUR INC	CL A	904311107	333	36,191	SH		DFND	1	36,191	0	0
XPO LOGISTICS INC	COM	983793100	188	3,861	SH		DFND	1	3,861	0	0
TREX CO INC	COM	89531P105	220	2,756	SH		DFND	1	2,756	0	0
ABIOMED INC	COM	003654100	133	919	SH		DFND	1	919	0	0
ALIGN TECHNOLOGY INC	COM	016255101	213	1,229	SH		DFND	1	1,229	0	0
DEXCOM INC	COM	252131107	97	361	SH		DFND	1	361	0	0
HOLOGIC INC	COM	436440101	169	4,832	SH		DFND	1	4,832	0	0
NOVOCURE LTD	ORD SHS	G6674U108	308	4,580	SH		DFND	1	4,580	0	0
INSULET CORP	COM	45784P101	113	688	SH		DFND	1	688	0	0
ZIMMER BIOMET HOLDINGS INC	COM	98956P102	186	1,841	SH		DFND	1	1,841	0	0
AMERISOURCEBERGEN CORP	COM	03073E105	188	2,131	SH		DFND	1	2,131	0	0
MCKESSON CORP	COM	58155Q103	99	732	SH		DFND	1	732	0	0
MOLINA HEALTHCARE INC	COM	60855R100	161	1,157	SH		DFND	1	1,157	0	0
AT&T INC	COM	00206R102	22	781	SH		DFND	1	781	0	0
ALPHABET INC	CAP STK CL A	02079K305	267	230	SH		DFND	1	230	0	0
DISCOVERY INC	COM SER A	25470F104	44	2,290	SH		DFND	1	2,290	0	0
FOX CORP	CL A COM	35137L105	112	4,780	SH		DFND	1	4,780	0	0
SINCLAIR BROADCAST GROUP INC	CL A	829226109	50	3,131	SH		DFND	1	3,131	0	0
ALLIANCE DATA SYSTEMS CORP	COM	018581108	134	3,994	SH		DFND	1	3,994	0	0
CARDTRONICS PLC	SHS CL A	G1991C105	171	8,180	SH		DFND	1	8,180	0	0
DOLLAR GEN CORP NEW	COM	256677105	366	2,427	SH		DFND	1	2,427	0	0
TARGET CORP	COM	87612E106	175	1,893	SH		DFND	1	1,893	0	0
SPROUTS FMRS MKT INC	COM	85208M102	114	6,184	SH		DFND	1	6,184	0	0
CERNER CORP	COM	156782104	74	1,176	SH		DFND	1	1,176	0	0
COOPER COS INC	COM NEW	216648402	14	52	SH		DFND	1	52	0	0
HARTFORD FINL SVCS GROUP INC	COM	416515104	29	824	SH		DFND	1	824	0	0
LINCOLN NATL CORP IND	COM	534187109	23	880	SH		DFND	1	880	0	0
PROGRESSIVE CORP OHIO	COM	743315103	168	2,286	SH		DFND	1	2,286	0	0
PRUDENTIAL FINL INC	COM	744320102	32	626	SH		DFND	1	626	0	0
BROADCOM INC	8% CNV PFD SER A	11135F200	150	160	SH		DFND	1	160	0	0
ELANCO ANIMAL HEALTH INC	UNIT 02/01/2023T	28414H202	66	1,600	SH		DFND	1	1,600	0	0
PROSHARES TR	PSHS ULTSH 20YRS	74347B201	255	15,899	SH		DFND	1	15,899	0	0
ACCEL ENTERTAINMENT INC	*W EXP 11/20/202	00436Q114	10	7,164	SH		DFND	1	7,164	0	0
AGROFRESH SOLUTIONS	*W EXP 07/31/202	00856G117	0	36,147	SH		DFND	1	36,147	0	0
AMERICAN INTL GROUP INC	*W EXP 01/19/202	026874156	129	162,211	SH		DFND	1	162,211	0	0
ALTUS MIDSTREAM CO	CL A	02215L100	4	6,337	SH		DFND	1	6,337	0	0
AMBAC FINL GROUP INC	COM NEW	023139884	38	3,125	SH		DFND	1	3,125	0	0
BLINK CHARGING CO	*W EXP 01/31/202	09354A118	6	10,404	SH		DFND	1	10,404	0	0
CONTURA ENERGY INC	COM	21241B100	4	1,929	SH		DFND	1	1,929	0	0
DERMTECH INC	COM	24984K105	7	656	SH		DFND	1	656	0	0
DASEKE INC	COM	23753F107	1	1,369	SH		DFND	1	1,369	0	0
DASEKE INC	*W EXP 02/27/202	23753F115	4	45,121	SH		DFND	1	45,121	0	0
US ECOLOGY INC	COM	91734M103	53	1,751	SH		DFND	1	1,751	0	0
FALCON MINERALS CORP	*W EXP 07/21/202	30607B208	2	17,301	SH		DFND	1	17,301	0	0
IMMUNOVANT INC	*W EXP 12/18/202	45258J110	661	275,622	SH		DFND	1	275,622	0	0
NATIONAL ENERGY SERVICES REU	*W EXP 05/05/202	G6375R115	2	7,575	SH		DFND	1	7,575	0	0
NESCO HLDGS INC	*W EXP 01/01/202	64083J112	0	200	SH		DFND	1	200	0	0
RANPAK HLDGS CORP	COM CL A	75321W103	38	6,112	SH		DFND	1	6,112	0	0
BIOMX INC	*W EXP 10/16/202	09090D111	10	17,029	SH		DFND	1	17,029	0	0
PHUNWARE INC	COM	71948P100	0	555	SH		DFND	1	555	0	0
PHUNWARE INC	*W EXP 12/26/202	71948P118	0	2,163	SH		DFND	1	2,163	0	0
PRIORITY TECHNOLOGY HLDGS IN	COM	74275G107	0	292	SH		DFND	1	292	0	0
ELECTRAMECCANICA VEHS CORP	*W EXP 08/03/202	284849114	4	14,694	SH		DFND	1	14,694	0	0
AKAZOO SA	*W EXP 09/11/202	L0164E116	4	14,876	SH		DFND	1	14,876	0	0
DEL TACO RESTAURANTS INC	*W EXP 06/30/202	245496112	6	103,509	SH		DFND	1	103,509	0	0
TALOS ENERGY INC	*W EXP 02/28/202	87484T116	7	65,461	SH		DFND	1	65,461	0	0
TIDEWATER INC NEW	COM	88642R109	17	2,515	SH		DFND	1	2,515	0	0
TIDEWATER INC NEW	*W EXP 11/24/202	88642R174	7	39,748	SH		DFND	1	39,748	0	0
TIDEWATER INC NEW	*W EXP 07/31/202	88642R125	1	1,734	SH		DFND	1	1,734	0	0
HOSTESS BRANDS INC	*W EXP 11/04/202	44109J114	91	161,086	SH		DFND	1	161,086	0	0
VERTIV HOLDINGS CO	*W EXP 06/12/202	92537N116	28	15,682	SH		DFND	1	15,682	0	0
QUORUM HEALTH CORP	COM	74909E106	500	1,107,311	SH		DFND	1	1,107,311	0	0
TELADOC HEALTH INC	NOTE 1.375% 5/1	87918AAC9	15,999	5,500,000	PRN		DFND	1	0	0	0