Wolverine Asset Management 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ADVANCED MICRO DEVICES INC	COM	007903107	2,772	52,700	SH	Call	DFND	1	0	0	0
APHRIA INC	COM	03765K104	21	4,900	SH	Call	DFND	1	0	0	0
ENDO INTL PLC	SHS	G30401106	171	50,100	SH	Call	DFND	1	0	0	0
ENOVA INTL INC	COM	29357K103	55	3,700	SH	Call	DFND	1	0	0	0
EXACT SCIENCES CORP	COM	30063P105	678	7,800	SH	Call	DFND	1	0	0	0
INTERCEPT PHARMACEUTICALS IN	COM	45845P108	86	1,800	SH	Call	DFND	1	0	0	0
IONIS PHARMACEUTICALS INC	COM	462222100	453	7,700	SH	Call	DFND	1	0	0	0
MAGNOLIA OIL & GAS CORP	CL A	559663109	209	34,500	SH	Call	DFND	1	0	0	0
INVITAE CORP	COM	46185L103	193	6,400	SH	Call	DFND	1	0	0	0
PRA GROUP INC	COM	69354N106	38	1,000	SH	Call	DFND	1	0	0	0
AVANTOR INC	COM	05352A100	136	8,000	SH	Call	DFND	1	0	0	0
EQUITABLE HLDGS INC	COM	29452E101	1,512	78,400	SH	Call	DFND	1	0	0	0
WORKDAY INC	CL A	98138H101	936	5,000	SH	Call	DFND	1	0	0	0
AMC ENTMT HLDGS INC	CL A COM	00165C104	60	14,100	SH	Call	DFND	1	0	0	0
BILIBILI INC	SPONS ADS REP Z	090040106	541	11,700	SH	Call	DFND	1	0	0	0
PEABODY ENERGY CORP NEW	COM	704551100	37	12,900	SH	Call	DFND	1	0	0	0
CBL & ASSOC PPTYS INC	COM	124830100	4	17,500	SH	Call	DFND	1	0	0	0
CANOPY GROWTH CORP	COM	138035100	882	54,600	SH	Call	DFND	1	0	0	0
CHANGE HEALTHCARE INC	COM	15912K100	258	23,100	SH	Call	DFND	1	0	0	0
CLEVELAND CLIFFS INC	COM	185899101	480	87,100	SH	Call	DFND	1	0	0	0
COUPA SOFTWARE INC	COM	22266L106	415	1,500	SH	Call	DFND	1	0	0	0
GOGO INC	COM	38046C109	121	38,400	SH	Call	DFND	1	0	0	0
GULFPORT ENERGY CORP	COM NEW	402635304	11	10,100	SH	Call	DFND	1	0	0	0
HERBALIFE NUTRITION LTD	COM SHS	G4412G101	1,259	28,000	SH	Call	DFND	1	0	0	0
IQIYI INC	SPONSORED ADS	46267X108	2,845	122,700	SH	Call	DFND	1	0	0	0
NIO INC	SPON ADS	62914V106	2,451	317,500	SH	Call	DFND	1	0	0	0
OKTA INC	CL A	679295105	60	300	SH	Call	DFND	1	0	0	0
SCORPIO TANKERS INC	SHS	Y7542C130	377	29,500	SH	Call	DFND	1	0	0	0
TAILORED BRANDS INC	COM	87403A107	83	89,400	SH	Call	DFND	1	0	0	0
TESLA INC	COM	88160R101	755	700	SH	Call	DFND	1	0	0	0
TWITTER INC	COM	90184L102	950	31,900	SH	Call	DFND	1	0	0	0
WAYFAIR INC	CL A	94419L101	4,426	22,400	SH	Call	DFND	1	0	0	0
WHITING PETE CORP NEW	COM NEW	966387409	148	131,800	SH	Call	DFND	1	0	0	0
ZILLOW GROUP INC	CL C CAP STK	98954M200	10,346	179,600	SH	Call	DFND	1	0	0	0
ZYNGA INC	CL A	98986T108	16	1,700	SH	Call	DFND	1	0	0	0
ZSCALER INC	COM	98980G102	208	1,900	SH	Call	DFND	1	0	0	0
COLFAX CORP	COM	194014106	55	2,000	SH	Call	DFND	1	0	0	0
CHEWY INC	CL A	16679L109	26	600	SH	Call	DFND	1	0	0	0
DOMINION ENERGY INC	COM	25746U109	649	8,000	SH	Call	DFND	1	0	0	0
DTE ENERGY CO	COM	233331107	107	1,000	SH	Call	DFND	1	0	0	0
GFL ENVIRONMENTAL INC	SUB VTG SHS	36168Q104	114	6,100	SH	Call	DFND	1	0	0	0
NABORS INDUSTRIES LTD	SHS	G6359F137	4,364	117,900	SH	Call	DFND	1	0	0	0
NEXTERA ENERGY INC	COM	65339F101	2,401	10,000	SH	Call	DFND	1	0	0	0
SOUTH JERSEY INDS INC	COM	838518108	49	2,000	SH	Call	DFND	1	0	0	0
ASSURANT INC	COM	04621X108	309	3,000	SH	Call	DFND	1	0	0	0
CENTERPOINT ENERGY INC	COM	15189T107	720	38,600	SH	Call	DFND	1	0	0	0
ENERGIZER HLDGS INC NEW	COM	29272W109	2,080	43,800	SH	Call	DFND	1	0	0	0
FORTIVE CORP	COM	34959J108	2,381	35,200	SH	Call	DFND	1	0	0	0
SEMPRA ENERGY	COM	816851109	3,927	33,500	SH	Call	DFND	1	0	0	0
AMERICAN INTL GROUP INC	COM NEW	026874784	3,264	104,700	SH	Call	DFND	1	0	0	0
VIRGIN GALACTIC HOLDINGS INC	COM	92766K106	294	18,000	SH	Call	DFND	1	0	0	0
AVIS BUDGET GROUP	COM	053774105	91	4,000	SH	Call	DFND	1	0	0	0
DEXCOM INC	COM	252131107	16,216	40,000	SH	Call	DFND	1	0	0	0
HERTZ GLOBAL HLDGS INC	COM	42806J106	16	11,500	SH	Call	DFND	1	0	0	0
LIVONGO HEALTH INC	COM	539183103	75	1,000	SH	Call	DFND	1	0	0	0
NUVASIVE INC	COM	670704105	333	6,000	SH	Call	DFND	1	0	0	0
ISHARES TR	JPMORGAN USD EMG	464288281	54	500	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY ENRGY BULL2X	25460G609	504	33,400	SH	Call	DFND	1	0	0	0
ISHARES TR	IBOXX HI YD ETF	464288513	244	3,000	SH	Call	DFND	1	0	0	0
ISHARES TR	RUSSELL 2000 ETF	464287655	2,706	18,900	SH	Call	DFND	1	0	0	0
SPDR SER TR	BLOOMBERG BRCLYS	78468R622	505	5,000	SH	Call	DFND	1	0	0	0
ISHARES TR	IBOXX INV CP ETF	464287242	80	600	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTSHRT QQQ	74347B243	613	48,400	SH	Call	DFND	1	0	0	0
PROSHARES TR	PSHS ULTRA QQQ	74347R206	679	4,600	SH	Call	DFND	1	0	0	0
INVESCO QQQ TR	UNIT SER 1	46090E103	46,870	189,300	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTRASHRT S&P500	74347B383	193	10,000	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DRX S&P500BULL	25459W862	34,614	827,900	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY S&P500 BR 3X	25460E885	848	108,700	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO SHORT S	74347B268	1	100	SH	Call	DFND	1	0	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	128,431	416,500	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO SHT QQQ	74347G408	960	127,100	SH	Call	DFND	1	0	0	0
PROSHARES TR	PSHS ULT S&P 500	74347R107	2,176	17,400	SH	Call	DFND	1	0	0	0
PROSHARES TR II	SHT VIX ST TRM	74347W130	16,660	528,900	SH	Call	DFND	1	0	0	0
PROSHARES TR	PSHS ULTSH 20YRS	74347B201	151	9,500	SH	Call	DFND	1	0	0	0
ISHARES TR	20 YR TR BD ETF	464287432	25,540	155,800	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY SMCAP BULL3X	25459W847	46,500	1,697,700	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO QQQ	74347X831	77,592	794,600	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DAILY SM CP BEAR	25460E125	125	5,900	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTRPRO S&P500	74347X864	25,764	580,800	SH	Call	DFND	1	0	0	0
PROSHARES TR II	ULTRA VIX SHORT	74347W148	2,094	63,900	SH	Call	DFND	1	0	0	0
BARCLAYS BK PLC	IPTH SR B S&P	06746P621	1,228	36,200	SH	Call	DFND	1	0	0	0
SELECT SECTOR SPDR TR	ENERGY	81369Y506	1,037	27,400	SH	Call	DFND	1	0	0	0
SELECT SECTOR SPDR TR	SBI INT-FINL	81369Y605	1,300	56,200	SH	Call	DFND	1	0	0	0
AURORA CANNABIS INC	COM	05156X884	10,275	827,300	SH	Put	DFND	1	0	0	0
ACORDA THERAPEUTICS INC	COM	00484M106	76	104,200	SH	Put	DFND	1	0	0	0
AERIE PHARMACEUTICALS INC	COM	00771V108	230	15,600	SH	Put	DFND	1	0	0	0
AMAG PHARMACEUTICALS INC	COM	00163U106	2,504	327,400	SH	Put	DFND	1	0	0	0
ADVANCED MICRO DEVICES INC	COM	007903107	50,053	951,400	SH	Put	DFND	1	0	0	0
APHRIA INC	COM	03765K104	6,624	1,544,200	SH	Put	DFND	1	0	0	0
ACCELERATE DIAGNOSTICS INC	COM	00430H102	228	15,100	SH	Put	DFND	1	0	0	0
CLOVIS ONCOLOGY INC	COM	189464100	3,287	487,100	SH	Put	DFND	1	0	0	0
COOPER STD HLDGS INC	COM	21676P103	518	39,100	SH	Put	DFND	1	0	0	0
CURO GROUP HOLDINGS CORP	COM	23131L107	404	49,500	SH	Put	DFND	1	0	0	0
ENCORE CAP GROUP INC	COM	292554102	2,259	66,100	SH	Put	DFND	1	0	0	0
ENDO INTL PLC	SHS	G30401106	20	6,000	SH	Put	DFND	1	0	0	0
ENOVA INTL INC	COM	29357K103	408	27,500	SH	Put	DFND	1	0	0	0
EXACT SCIENCES CORP	COM	30063P105	260	3,000	SH	Put	DFND	1	0	0	0
FLEXION THERAPEUTICS INC	COM	33938J106	189	14,400	SH	Put	DFND	1	0	0	0
GAIN CAP HLDGS INC	COM	36268W100	336	55,900	SH	Put	DFND	1	0	0	0
HALOZYME THERAPEUTICS INC	COM	40637H109	568	21,200	SH	Put	DFND	1	0	0	0
INTERCEPT PHARMACEUTICALS IN	COM	45845P108	8,551	178,500	SH	Put	DFND	1	0	0	0
ILLUMINA INC	COM	452327109	925	2,500	SH	Put	DFND	1	0	0	0
IMMUNOGEN INC	COM	45253H101	60	13,100	SH	Put	DFND	1	0	0	0
IONIS PHARMACEUTICALS INC	COM	462222100	106	1,800	SH	Put	DFND	1	0	0	0
LIGAND PHARMACEUTICALS INC	COM NEW	53220K504	2,046	18,300	SH	Put	DFND	1	0	0	0
LEXICON PHARMACEUTICALS INC	COM NEW	528872302	34	17,200	SH	Put	DFND	1	0	0	0
MAGNOLIA OIL & GAS CORP	CL A	559663109	595	98,200	SH	Put	DFND	1	0	0	0
NEOGENOMICS INC	COM NEW	64049M209	15	500	SH	Put	DFND	1	0	0	0
NOVAVAX INC	COM NEW	670002401	3,233	38,800	SH	Put	DFND	1	0	0	0
INVITAE CORP	COM	46185L103	829	27,400	SH	Put	DFND	1	0	0	0
PAGERDUTY INC	COM	69553P100	57	2,000	SH	Put	DFND	1	0	0	0
PINDUODUO INC	SPONSORED ADS	722304102	46,748	544,600	SH	Put	DFND	1	0	0	0
PRECIGEN INC	COM	74017N105	632	126,800	SH	Put	DFND	1	0	0	0
PRA GROUP INC	COM	69354N106	2,269	58,700	SH	Put	DFND	1	0	0	0
QUDIAN INC	ADR	747798106	204	120,400	SH	Put	DFND	1	0	0	0
QORVO INC	COM	74736K101	1,580	14,300	SH	Put	DFND	1	0	0	0
RADIUS HEALTH INC	COM NEW	750469207	651	47,800	SH	Put	DFND	1	0	0	0
SMART GLOBAL HLDGS INC	SHS	G8232Y101	24	900	SH	Put	DFND	1	0	0	0
VIRGIN GALACTIC HOLDINGS INC	COM	92766K106	1,359	83,200	SH	Put	DFND	1	0	0	0
SAREPTA THERAPEUTICS INC	COM	803607100	2,405	15,000	SH	Put	DFND	1	0	0	0
SUPERNUS PHARMACEUTICALS INC	COM	868459108	344	14,500	SH	Put	DFND	1	0	0	0
TELADOC HEALTH INC	COM	87918A105	858	4,500	SH	Put	DFND	1	0	0	0
TEVA PHARMACEUTICAL INDS LTD	SPONSORED ADS	881624209	4,846	393,100	SH	Put	DFND	1	0	0	0
TILRAY INC	COM CL 2	88688T100	4,167	586,200	SH	Put	DFND	1	0	0	0
FIRST MAJESTIC SILVER CORP	COM	32076V103	1,272	127,900	SH	Put	DFND	1	0	0	0
AVANTOR INC	COM	05352A100	312	18,400	SH	Put	DFND	1	0	0	0
EQUITABLE HLDGS INC	COM	29452E101	1,350	70,000	SH	Put	DFND	1	0	0	0
DOCUSIGN INC	COM	256163106	17	100	SH	Put	DFND	1	0	0	0
INOVIO PHARMACEUTICALS INC	COM NEW	45773H201	393	14,600	SH	Put	DFND	1	0	0	0
OKTA INC	CL A	679295105	9,070	45,300	SH	Put	DFND	1	0	0	0
TWILIO INC	CL A	90138F102	4,410	20,100	SH	Put	DFND	1	0	0	0
WORKDAY INC	CL A	98138H101	468	2,500	SH	Put	DFND	1	0	0	0
ADIENT PLC	ORD SHS	G0084W101	4,249	258,800	SH	Put	DFND	1	0	0	0
AMC ENTMT HLDGS INC	CL A COM	00165C104	457	106,700	SH	Put	DFND	1	0	0	0
ANTERO RESOURCES CORP	COM	03674X106	204	80,500	SH	Put	DFND	1	0	0	0
ALLIANCE RES PARTNER L P	UT LTD PART	01877R108	32	10,000	SH	Put	DFND	1	0	0	0
ARAMARK	COM	03852U106	724	32,100	SH	Put	DFND	1	0	0	0
ALLEGHENY TECHNOLOGIES INC	COM	01741R102	3,339	327,700	SH	Put	DFND	1	0	0	0
ALTERYX INC	COM CL A	02156B103	82	500	SH	Put	DFND	1	0	0	0
BILIBILI INC	SPONS ADS REP Z	090040106	29,297	632,500	SH	Put	DFND	1	0	0	0
PEABODY ENERGY CORP NEW	COM	704551100	521	181,000	SH	Put	DFND	1	0	0	0
BAOZUN INC	SPONSORED ADR	06684L103	4,221	109,800	SH	Put	DFND	1	0	0	0
CARDTRONICS PLC	SHS CL A	G1991C105	2	100	SH	Put	DFND	1	0	0	0
CBL & ASSOC PPTYS INC	COM	124830100	3	11,100	SH	Put	DFND	1	0	0	0
CSI COMPRESSCO LP	COM UNIT	12637A103	2	3,100	SH	Put	DFND	1	0	0	0
CANOPY GROWTH CORP	COM	138035100	8,789	543,900	SH	Put	DFND	1	0	0	0
CLEVELAND CLIFFS INC	COM	185899101	6,128	1,110,300	SH	Put	DFND	1	0	0	0
CALUMET SPECIALTY PRODS PTNR	UT LTD PARTNER	131476103	656	288,100	SH	Put	DFND	1	0	0	0
COUPA SOFTWARE INC	COM	22266L106	9,336	33,700	SH	Put	DFND	1	0	0	0
CARRIAGE SVCS INC	COM	143905107	168	9,300	SH	Put	DFND	1	0	0	0
CENOVUS ENERGY INC	COM	15135U109	443	95,000	SH	Put	DFND	1	0	0	0
CVR ENERGY INC	COM	12662P108	106	5,300	SH	Put	DFND	1	0	0	0
DATADOG INC	CL A COM	23804L103	4,330	49,800	SH	Put	DFND	1	0	0	0
DISH NETWORK CORPORATION	CL A	25470M109	28,688	831,300	SH	Put	DFND	1	0	0	0
DENBURY RES INC	COM NEW	247916208	170	617,300	SH	Put	DFND	1	0	0	0
ENPHASE ENERGY INC	COM	29355A107	1,027	21,600	SH	Put	DFND	1	0	0	0
ETSY INC	COM	29786A106	8,105	76,300	SH	Put	DFND	1	0	0	0
EVERBRIDGE INC	COM	29978A104	27	200	SH	Put	DFND	1	0	0	0
EVOLENT HEALTH INC	CL A	30050B101	882	123,900	SH	Put	DFND	1	0	0	0
FIREEYE INC	COM	31816Q101	1,129	92,800	SH	Put	DFND	1	0	0	0
FIVE9 INC	COM	338307101	154	1,400	SH	Put	DFND	1	0	0	0
FORTIVE CORP	COM	34959J108	5,859	86,600	SH	Put	DFND	1	0	0	0
GDS HLDGS LTD	SPONSORED ADS	36165L108	9,877	124,000	SH	Put	DFND	1	0	0	0
GENESIS ENERGY L P	UNIT LTD PARTN	371927104	343	47,600	SH	Put	DFND	1	0	0	0
GREAT LAKES DREDGE & DOCK CO	COM	390607109	34	3,700	SH	Put	DFND	1	0	0	0
GOGO INC	COM	38046C109	316	100,000	SH	Put	DFND	1	0	0	0
GULFPORT ENERGY CORP	COM NEW	402635304	1,137	1,043,900	SH	Put	DFND	1	0	0	0
GOPRO INC	CL A	38268T103	962	202,300	SH	Put	DFND	1	0	0	0
GRUBHUB INC	COM	400110102	3,043	43,300	SH	Put	DFND	1	0	0	0
WARRIOR MET COAL INC	COM	93627C101	346	22,500	SH	Put	DFND	1	0	0	0
HERBALIFE NUTRITION LTD	COM SHS	G4412G101	12,023	267,300	SH	Put	DFND	1	0	0	0
HUBSPOT INC	COM	443573100	22,435	100,000	SH	Put	DFND	1	0	0	0
IAMGOLD CORP	COM	450913108	118	30,100	SH	Put	DFND	1	0	0	0
IQIYI INC	SPONSORED ADS	46267X108	70,434	3,037,300	SH	Put	DFND	1	0	0	0
KLX ENERGY SERVICS HOLDNGS I	COM	48253L106	3	1,600	SH	Put	DFND	1	0	0	0
KRATOS DEFENSE & SEC SOLUTIO	COM NEW	50077B207	781	50,000	SH	Put	DFND	1	0	0	0
LIVEPERSON INC	COM	538146101	430	10,400	SH	Put	DFND	1	0	0	0
LIVE NATION ENTERTAINMENT IN	COM	538034109	2,118	47,800	SH	Put	DFND	1	0	0	0
MATTEL INC	COM	577081102	1,551	160,400	SH	Put	DFND	1	0	0	0
MERCADOLIBRE INC	COM	58733R102	1,675	1,700	SH	Put	DFND	1	0	0	0
M/I HOMES INC	COM	55305B101	168	4,900	SH	Put	DFND	1	0	0	0
MICHAELS COS INC	COM	59408Q106	17	2,500	SH	Put	DFND	1	0	0	0
MARTIN MIDSTREAM PRTNRS L P	UNIT L P INT	573331105	133	111,800	SH	Put	DFND	1	0	0	0
MOMO INC	ADR	60879B107	14,424	825,200	SH	Put	DFND	1	0	0	0
CLOUDFLARE INC	CL A COM	18915M107	2,038	56,700	SH	Put	DFND	1	0	0	0
NETFLIX INC	COM	64110L106	3,867	8,500	SH	Put	DFND	1	0	0	0
NEW GOLD INC CDA	COM	644535106	40	30,000	SH	Put	DFND	1	0	0	0
NIO INC	SPON ADS	62914V106	38,962	5,046,900	SH	Put	DFND	1	0	0	0
NATURAL RESOURCE PARTNERS L	COM UNIT LTD PAR	63900P608	28	2,300	SH	Put	DFND	1	0	0	0
NATURA &CO HLDG S A	ADS	63884N108	1,451	100,000	SH	Put	DFND	1	0	0	0
NUTANIX INC	CL A	67059N108	3,510	148,100	SH	Put	DFND	1	0	0	0
OIL STS INTL INC	COM	678026105	80	16,900	SH	Put	DFND	1	0	0	0
OVINTIV INC	COM	69047Q102	9	1,000	SH	Put	DFND	1	0	0	0
PALO ALTO NETWORKS INC	COM	697435105	2,710	11,800	SH	Put	DFND	1	0	0	0
PARSLEY ENERGY INC	CL A	701877102	705	66,100	SH	Put	DFND	1	0	0	0
PRETIUM RES INC	COM	74139C102	1,707	203,300	SH	Put	DFND	1	0	0	0
RESTAURANT BRANDS INTL INC	COM	76131D103	819	15,000	SH	Put	DFND	1	0	0	0
Q2 HLDGS INC	COM	74736L109	154	1,800	SH	Put	DFND	1	0	0	0
REDFIN CORP	COM	75737F108	5,230	124,800	SH	Put	DFND	1	0	0	0
RH	COM	74967X103	12,445	50,000	SH	Put	DFND	1	0	0	0
TRANSOCEAN LTD	REG SHS	H8817H100	1,194	652,800	SH	Put	DFND	1	0	0	0
REALPAGE INC	COM	75606N109	338	5,200	SH	Put	DFND	1	0	0	0
SEA LTD	SPONSORED ADS	81141R100	106,274	991,000	SH	Put	DFND	1	0	0	0
SIRIUS XM HOLDINGS INC	COM	82968B103	197	33,600	SH	Put	DFND	1	0	0	0
SILGAN HOLDINGS INC	COM	827048109	323	10,000	SH	Put	DFND	1	0	0	0
SM ENERGY CO	COM	78454L100	375	100,000	SH	Put	DFND	1	0	0	0
SNAP INC	CL A	83304A106	124	5,300	SH	Put	DFND	1	0	0	0
SPLUNK INC	COM	848637104	1,927	9,700	SH	Put	DFND	1	0	0	0
SQUARE INC	CL A	852234103	20,988	200,000	SH	Put	DFND	1	0	0	0
SSR MNG INC	COM	784730103	42	2,000	SH	Put	DFND	1	0	0	0
SCORPIO TANKERS INC	SHS	Y7542C130	1,395	108,900	SH	Put	DFND	1	0	0	0
TRIP COM GROUP LTD	ADS	89677Q107	7,581	292,500	SH	Put	DFND	1	0	0	0
TRANSDIGM GROUP INC	COM	893641100	44	100	SH	Put	DFND	1	0	0	0
TIDEWATER INC NEW	COM	88642R109	105	18,900	SH	Put	DFND	1	0	0	0
TENNECO INC	CL A VTG COM STK	880349105	1,056	139,800	SH	Put	DFND	1	0	0	0
TRIUMPH GROUP INC NEW	COM	896818101	33	3,700	SH	Put	DFND	1	0	0	0
TEAM INC	COM	878155100	68	12,300	SH	Put	DFND	1	0	0	0
TAILORED BRANDS INC	COM	87403A107	0	100	SH	Put	DFND	1	0	0	0
TIMKENSTEEL CORP	COM	887399103	192	49,400	SH	Put	DFND	1	0	0	0
TUTOR PERINI CORP	COM	901109108	669	55,000	SH	Put	DFND	1	0	0	0
TESLA INC	COM	88160R101	69,323	64,200	SH	Put	DFND	1	0	0	0
TITAN INTL INC ILL	COM	88830M102	37	25,900	SH	Put	DFND	1	0	0	0
2U INC	COM	90214J101	315	8,300	SH	Put	DFND	1	0	0	0
TWITTER INC	COM	90184L102	1,620	54,400	SH	Put	DFND	1	0	0	0
UNITI GROUP INC	COM	91325V108	1,218	130,300	SH	Put	DFND	1	0	0	0
VALARIS PLC	SHS CLASS A	G9402V109	1,959	3,005,400	SH	Put	DFND	1	0	0	0
VECTOR GROUP LTD	COM	92240M108	890	88,500	SH	Put	DFND	1	0	0	0
VICI PPTYS INC	COM	925652109	50	2,500	SH	Put	DFND	1	0	0	0
VEONEER INC	COM	92336X109	1,258	117,700	SH	Put	DFND	1	0	0	0
VENATOR MATLS PLC	SHS	G9329Z100	1	1,000	SH	Put	DFND	1	0	0	0
VERINT SYS INC	COM	92343X100	1,224	27,100	SH	Put	DFND	1	0	0	0
WAYFAIR INC	CL A	94419L101	55,271	279,700	SH	Put	DFND	1	0	0	0
WEIBO CORP	SPONSORED ADR	948596101	1,347	40,100	SH	Put	DFND	1	0	0	0
WHITING PETE CORP NEW	COM NEW	966387409	260	230,800	SH	Put	DFND	1	0	0	0
SLACK TECHNOLOGIES INC	COM CL A	83088V102	1,088	35,000	SH	Put	DFND	1	0	0	0
W & T OFFSHORE INC	COM	92922P106	293	128,900	SH	Put	DFND	1	0	0	0
UNITED STATES STL CORP NEW	COM	912909108	828	114,700	SH	Put	DFND	1	0	0	0
XEROX HOLDINGS CORP	COM NEW	98421M106	1,614	105,600	SH	Put	DFND	1	0	0	0
JOYY INC	ADS REPSTG COM A	46591M109	9,023	101,900	SH	Put	DFND	1	0	0	0
ZILLOW GROUP INC	CL C CAP STK	98954M200	24,662	428,100	SH	Put	DFND	1	0	0	0
ZENDESK INC	COM	98936J101	779	8,800	SH	Put	DFND	1	0	0	0
ZYNGA INC	CL A	98986T108	408	42,800	SH	Put	DFND	1	0	0	0
COLFAX CORP	COM	194014106	837	30,000	SH	Put	DFND	1	0	0	0
CHANGE HEALTHCARE INC	COM	15912K100	185	16,600	SH	Put	DFND	1	0	0	0
CHEWY INC	CL A	16679L109	5,340	119,500	SH	Put	DFND	1	0	0	0
DOMINION ENERGY INC	COM	25746U109	14,117	173,900	SH	Put	DFND	1	0	0	0
DTE ENERGY CO	COM	233331107	1,075	10,000	SH	Put	DFND	1	0	0	0
GFL ENVIRONMENTAL INC	SUB VTG SHS	36168Q104	1,096	58,400	SH	Put	DFND	1	0	0	0
INTERNATIONAL FLAVORS&FRAGRA	COM	459506101	1,996	16,300	SH	Put	DFND	1	0	0	0
ARCELORMITTAL SA LUXEMBOURG	NY REGISTRY SH	03938L203	763	71,200	SH	Put	DFND	1	0	0	0
NABORS INDUSTRIES LTD	SHS	G6359F137	11,431	308,800	SH	Put	DFND	1	0	0	0
NEXTERA ENERGY INC	COM	65339F101	6,916	28,800	SH	Put	DFND	1	0	0	0
PG&E CORP	COM	69331C108	59	6,700	SH	Put	DFND	1	0	0	0
SOUTH JERSEY INDS INC	COM	838518108	27	1,100	SH	Put	DFND	1	0	0	0
SOUTHERN CO	COM	842587107	1,581	30,500	SH	Put	DFND	1	0	0	0
ASSURANT INC	COM	04621X108	4,761	46,100	SH	Put	DFND	1	0	0	0
CROWN CASTLE INTL CORP NEW	COM	22822V101	1,439	8,600	SH	Put	DFND	1	0	0	0
CENTERPOINT ENERGY INC	COM	15189T107	836	44,800	SH	Put	DFND	1	0	0	0
ENERGIZER HLDGS INC NEW	COM	29272W109	166	3,500	SH	Put	DFND	1	0	0	0
SEMPRA ENERGY	COM	816851109	1,406	12,000	SH	Put	DFND	1	0	0	0
ADVANCED DISP SVCS INC DEL	COM	00790X101	9	300	SH	Put	DFND	1	0	0	0
TIFFANY & CO NEW	COM	886547108	109	900	SH	Put	DFND	1	0	0	0
58 COM INC	SPON ADR REP A	31680Q104	64	1,200	SH	Put	DFND	1	0	0	0
APPLIED OPTOELECTRONICS INC	COM	03823U102	838	77,100	SH	Put	DFND	1	0	0	0
ACCURAY INC	COM	004397105	8	4,100	SH	Put	DFND	1	0	0	0
BEST INC	SPONSORED ADS	08653C106	321	75,000	SH	Put	DFND	1	0	0	0
CALAMP CORP	COM	128126109	127	15,900	SH	Put	DFND	1	0	0	0
CENTENE CORP DEL	COM	15135B101	641	10,100	SH	Put	DFND	1	0	0	0
CRYOLIFE INC	COM	228903100	312	16,300	SH	Put	DFND	1	0	0	0
COMMUNITY HEALTH SYS INC NEW	COM	203668108	446	148,300	SH	Put	DFND	1	0	0	0
CRYOPORT INC	COM PAR $0.001	229050307	1,612	53,300	SH	Put	DFND	1	0	0	0
DELTA AIR LINES INC DEL	COM NEW	247361702	563	20,100	SH	Put	DFND	1	0	0	0
8X8 INC NEW	COM	282914100	710	44,400	SH	Put	DFND	1	0	0	0
HEALTH CATALYST INC	COM	42225T107	145	5,000	SH	Put	DFND	1	0	0	0
HERTZ GLOBAL HLDGS INC	COM	42806J106	176	125,100	SH	Put	DFND	1	0	0	0
INFINERA CORP	COM	45667G103	60	10,200	SH	Put	DFND	1	0	0	0
INSEEGO CORP	COM	45782B104	179	15,500	SH	Put	DFND	1	0	0	0
LUMENTUM HLDGS INC	COM	55024U109	97	1,200	SH	Put	DFND	1	0	0	0
LIVONGO HEALTH INC	COM	539183103	157	2,100	SH	Put	DFND	1	0	0	0
LYFT INC	CL A COM	55087P104	1,914	58,000	SH	Put	DFND	1	0	0	0
MEDNAX INC	COM	58502B106	61	3,600	SH	Put	DFND	1	0	0	0
NUVASIVE INC	COM	670704105	2,532	45,500	SH	Put	DFND	1	0	0	0
IMPINJ INC	COM	453204109	464	16,900	SH	Put	DFND	1	0	0	0
UBER TECHNOLOGIES INC	COM	90353T100	18,268	587,800	SH	Put	DFND	1	0	0	0
VIAVI SOLUTIONS INC	COM	925550105	3,239	254,300	SH	Put	DFND	1	0	0	0
VIASAT INC	COM	92552V100	1,527	39,800	SH	Put	DFND	1	0	0	0
WESTERN DIGITAL CORP.	COM	958102105	883	20,000	SH	Put	DFND	1	0	0	0
WRIGHT MED GROUP N V	ORD SHS	N96617118	808	27,200	SH	Put	DFND	1	0	0	0
BLACKBERRY LTD	COM	09228F103	2,290	468,400	SH	Put	DFND	1	0	0	0
BOSTON SCIENTIFIC CORP	COM	101137107	1,755	50,000	SH	Put	DFND	1	0	0	0
II-VI INC	COM	902104108	47	1,000	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY ENRGY BULL2X	25460G609	493	32,700	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DAILY FINL BEAR	25460E133	419	23,700	SH	Put	DFND	1	0	0	0
ISHARES TR	IBOXX HI YD ETF	464288513	10,569	129,500	SH	Put	DFND	1	0	0	0
ISHARES TR	NASDAQ BIOTECH	464287556	6,834	50,000	SH	Put	DFND	1	0	0	0
ISHARES TR	RUSSELL 2000 ETF	464287655	171,715	1,199,300	SH	Put	DFND	1	0	0	0
SPDR SER TR	BLOOMBERG BRCLYS	78468R622	202	2,000	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTSHRT QQQ	74347B243	296	23,400	SH	Put	DFND	1	0	0	0
PROSHARES TR	PSHS ULTRA QQQ	74347R206	7,443	50,400	SH	Put	DFND	1	0	0	0
INVESCO QQQ TR	UNIT SER 1	46090E103	293,257	1,184,400	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTRASHRT S&P500	74347B383	890	45,900	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DRX S&P500BULL	25459W862	27,883	666,900	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY S&P500 BR 3X	25460E885	524	67,100	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO SHORT S	74347B268	405	34,400	SH	Put	DFND	1	0	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	526,308	1,706,800	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO SHT QQQ	74347G408	153	20,300	SH	Put	DFND	1	0	0	0
PROSHARES TR	PSHS ULT S&P 500	74347R107	8,605	68,800	SH	Put	DFND	1	0	0	0
PROSHARES TR II	SHT VIX ST TRM	74347W130	2,945	93,500	SH	Put	DFND	1	0	0	0
PROSHARES TR	PSHS ULTSH 20YRS	74347B201	3	200	SH	Put	DFND	1	0	0	0
ISHARES TR	20 YR TR BD ETF	464287432	17,933	109,400	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY SMCAP BULL3X	25459W847	20,186	737,000	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO QQQ	74347X831	135,616	1,388,800	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTRPRO S&P500	74347X864	32,129	724,300	SH	Put	DFND	1	0	0	0
UNITED STS OIL FD LP	UNITS	91232N207	378	13,500	SH	Put	DFND	1	0	0	0
PROSHARES TR II	ULTRA VIX SHORT	74347W148	589	18,000	SH	Put	DFND	1	0	0	0
SELECT SECTOR SPDR TR	ENERGY	81369Y506	4,394	116,100	SH	Put	DFND	1	0	0	0
SELECT SECTOR SPDR TR	SBI INT-FINL	81369Y605	1,955	84,500	SH	Put	DFND	1	0	0	0
AMERICAN INTL GROUP INC	COM NEW	026874784	704	22,600	SH	Put	DFND	1	0	0	0
PURPLE INNOVATION INC	COM	74640Y106	12	700	SH	Put	DFND	1	0	0	0
ZIONS BANCORPORATION N A	COM	989701107	207	6,100	SH	Put	DFND	1	0	0	0
APPLIED OPTOELECTRONICS INC	NOTE 5.000% 3/1	03823UAB8	4,310	5,000,000	PRN		DFND	1	0	0	0
AURORA CANNABIS INC	NOTE 5.500% 2/2	05156XAG3	1,964	4,300,000	PRN		DFND	1	0	0	0
ALTAIR ENGR INC	NOTE 0.250% 6/0	021369AA1	18,794	17,810,000	PRN		DFND	1	0	0	0
APOLLO COML REAL EST FIN INC	NOTE 4.750% 8/2	03762UAB1	3,124	3,600,000	PRN		DFND	1	0	0	0
APOLLO COML REAL EST FIN INC	NOTE 5.375%10/1	03762UAC9	1,066	1,300,000	PRN		DFND	1	0	0	0
ACCELERATE DIAGNOSTICS INC	NOTE 2.500% 3/1	00430HAB8	2,849	4,000,000	PRN		DFND	1	0	0	0
BILIBILI INC	NOTE 1.375% 4/0	090040AB2	74,895	39,110,000	PRN		DFND	1	0	0	0
8X8 INC NEW	NOTE 0.500% 2/0	282914AB6	31,971	35,335,000	PRN		DFND	1	0	0	0
GAIN CAP HLDGS INC	NOTE 5.000% 8/1	36268WAF7	12,827	12,833,000	PRN		DFND	1	0	0	0
HANNON ARMSTRONG SUST INFR C	NOTE 4.125% 9/0	41068XAB6	5,558	4,823,000	PRN		DFND	1	0	0	0
INFINERA CORP	NOTE 2.125% 9/0	45667GAC7	12,285	14,351,000	PRN		DFND	1	0	0	0
INSEEGO CORP	NOTE 3.250% 5/0	45782BAD6	2,635	2,500,000	PRN		DFND	1	0	0	0
INNOVIVA INC	NOTE 2.500% 8/1	45781MAB7	34,525	32,648,000	PRN		DFND	1	0	0	0
MESA LABS INC	NOTE 1.375% 8/1	59064RAA7	2,477	2,500,000	PRN		DFND	1	0	0	0
INTREXON CORP	NOTE 3.500% 7/0	46122TAA0	3,762	9,000,000	PRN		DFND	1	0	0	0
PRA GROUP INC	NOTE 3.500% 6/0	69354NAB2	20,840	20,122,000	PRN		DFND	1	0	0	0
PURE STORAGE INC	NOTE 0.125% 4/1	74624MAB8	40,249	41,001,000	PRN		DFND	1	0	0	0
SUNPOWER CORP	COM	867652406	83	10,925	SH		DFND	1	10,925	0	0
SUPERNUS PHARMACEUTICALS INC	NOTE 0.625% 4/0	868459AD0	18,582	20,905,000	PRN		DFND	1	0	0	0
TEAM INC	NOTE 5.000% 8/0	878155AE0	2,802	4,000,000	PRN		DFND	1	0	0	0
TILRAY INC	NOTE 5.000%10/0	88688TAB6	5,098	12,000,000	PRN		DFND	1	0	0	0
TUTOR PERINI CORP	NOTE 2.875% 6/1	901109AD0	6,048	6,364,000	PRN		DFND	1	0	0	0
ELLINGTON RESIDENTIAL MTG RE	COM SHS BEN INT	288578107	641	62,289	SH		DFND	1	62,289	0	0
APOLLO INVT CORP	COM NEW	03761U502	283	29,675	SH		DFND	1	29,675	0	0
BAIN CAP SPECIALTY FIN INC	COM STK	05684B107	113	10,214	SH		DFND	1	10,214	0	0
BLACKROCK CAP INVT CORP	COM	092533108	138	51,851	SH		DFND	1	51,851	0	0
TCG BDC INC	COM	872280102	82	9,587	SH		DFND	1	9,587	0	0
FIDUS INVT CORP	COM	316500107	92	10,182	SH		DFND	1	10,182	0	0
HERCULES CAPITAL INC	COM	427096508	70	6,717	SH		DFND	1	6,717	0	0
MONROE CAP CORP	COM	610335101	18	2,705	SH		DFND	1	2,705	0	0
PENNANTPARK INVT CORP	COM	708062104	155	44,242	SH		DFND	1	44,242	0	0
BLACKROCK TCP CAPITAL CORP	COM	09259E108	12	1,381	SH		DFND	1	1,381	0	0
ADAMS DIVERSIFIED EQUITY FD	COM	006212104	410	27,561	SH		DFND	1	27,561	0	0
ALLIANZGI ARTIFICIAL INTELLI	COM	01883M101	3,859	195,604	SH		DFND	1	195,604	0	0
ASA GOLD AND PRECIOUS MTLS L	SHS	G3156P103	1	101	SH		DFND	1	101	0	0
BLACKROCK RES & COMMODITIES	SHS	09257A108	1,620	264,300	SH		DFND	1	264,300	0	0
BOULDER GROWTH & INCOME FD I	COM	101507101	592	62,917	SH		DFND	1	62,917	0	0
BLACKROCK HEALTH SCIENCS TR	COM SHS	09260E105	1,505	72,003	SH		DFND	1	72,003	0	0
BLACKROCK SCIENCE & TECH TR	SHS BEN INT	09260K101	3,525	155,516	SH		DFND	1	155,516	0	0
CENTRAL SECS CORP	COM	155123102	1,048	36,327	SH		DFND	1	36,327	0	0
CALAMOS GBL DYN INCOME FUND	COM	12811L107	699	95,690	SH		DFND	1	95,690	0	0
BLACKROCK ENH CAP & INC FD I	COM	09256A109	1,002	69,265	SH		DFND	1	69,265	0	0
GENERAL AMERN INVS INC	COM	368802104	839	26,377	SH		DFND	1	26,377	0	0
GABELLI GLB SML & MD CP VAL	COM	36249W104	277	31,240	SH		DFND	1	31,240	0	0
HANCOCK JOHN INVT TR	TAX ADV GLB SH	41013P749	9	1,895	SH		DFND	1	1,895	0	0
NEW IRELAND FD INC	COM	645673104	179	23,143	SH		DFND	1	23,143	0	0
ISHARES TR	RUS 1000 GRW ETF	464287614	316	1,650	SH		DFND	1	1,650	0	0
ABERDEEN JAPAN EQUITY FD INC	COM	00306J109	667	86,089	SH		DFND	1	86,089	0	0
KOREA FD	COM NEW	500634209	44	1,720	SH		DFND	1	1,720	0	0
SPDR SER TR	S&P REGL BKG	78464A698	1,007	26,245	SH		DFND	1	26,245	0	0
ALLIANZGI DIVIDEND INT & PRM	COM	01883A107	719	64,337	SH		DFND	1	64,337	0	0
INVESCO QQQ TR	UNIT SER 1	46090E103	864	3,491	SH		DFND	1	3,491	0	0
TEMPLETON DRAGON FD INC	COM	88018T101	134	6,653	SH		DFND	1	6,653	0	0
TORTOISE ESSENTIAL ASSETS IN	COM SH BEN INT	89148A103	2,163	193,715	SH		DFND	1	193,715	0	0
TAIWAN FD INC	COM	874036106	137	6,465	SH		DFND	1	6,465	0	0
TRI CONTL CORP	COM	895436103	34	1,388	SH		DFND	1	1,388	0	0
SELECT SECTOR SPDR TR	SBI HEALTHCARE	81369Y209	1,881	18,800	SH		DFND	1	18,800	0	0
FIRST TR ABERDEEN GLBL OPP F	COM SHS	337319107	71	7,228	SH		DFND	1	7,228	0	0
ISHARES SILVER TR	ISHARES	46428Q109	57	3,400	SH		DFND	1	3,400	0	0
INVESCO EXCHANGE-TRADED FD T	VAR RATE PFD	46138G870	381	16,285	SH		DFND	1	16,285	0	0
XAI OCTAGON FLOATNG RATE ALT	COM	98400T106	1	258	SH		DFND	1	258	0	0
SELECT SECTOR SPDR TR	SBI INT-UTILS	81369Y886	320	5,680	SH		DFND	1	5,680	0	0
INVESCO EXCHANGE-TRADED FD T	TAXABLE MUN BD	46138G805	54	1,671	SH		DFND	1	1,671	0	0
ACORDA THERAPEUTICS INC	COM	00484M106	16	22,297	SH		DFND	1	22,297	0	0
AERIE PHARMACEUTICALS INC	COM	00771V108	123	8,364	SH		DFND	1	8,364	0	0
AMAG PHARMACEUTICALS INC	NOTE 3.250% 6/0	00163UAD8	20,903	26,180,000	PRN		DFND	1	0	0	0
ADVANCED MICRO DEVICES INC	NOTE 2.125% 9/0	007903BD8	212,608	32,391,000	PRN		DFND	1	0	0	0
ALTERYX INC	NOTE 0.500% 6/0	02156BAB9	109,939	29,780,000	PRN		DFND	1	0	0	0
BAUSCH HEALTH COS INC	COM	071734107	332	18,192	SH		DFND	1	18,192	0	0
BAOZUN INC	NOTE 1.625% 5/0	06684LAB9	31,033	32,177,000	PRN		DFND	1	0	0	0
CHEGG INC	NOTE 0.125% 3/1	163092AD1	37,358	26,338,000	PRN		DFND	1	0	0	0
CHEGG INC	NOTE 0.250% 5/1	163092AB5	192,566	76,691,000	PRN		DFND	1	0	0	0
CURO GROUP HOLDINGS CORP	COM	23131L107	234	28,717	SH		DFND	1	28,717	0	0
DOCUSIGN INC	NOTE 0.500% 9/1	256163AB2	27,323	11,221,000	PRN		DFND	1	0	0	0
DEXCOM INC	NOTE 0.750%12/0	252131AH0	209,920	84,384,000	PRN		DFND	1	0	0	0
ENCORE CAP GROUP INC	NOTE 3.250% 3/1	292554AK8	15,121	15,500,000	PRN		DFND	1	0	0	0
ENCORE CAP EUROPE FIN LTD	NOTE 4.500% 9/0	29260UAA5	23,465	24,000,000	PRN		DFND	1	0	0	0
ENDO INTL PLC	SHS	G30401106	3,027	882,580	SH		DFND	1	882,580	0	0
ETSY INC	NOTE 3/0	29786AAC0	157,541	53,743,000	PRN		DFND	1	0	0	0
FTI CONSULTING INC	NOTE 2.000% 8/1	302941AP4	23,266	18,277,000	PRN		DFND	1	0	0	0
GOSSAMER BIO INC	NOTE 5.000% 6/0	38341PAA0	3,021	3,000,000	PRN		DFND	1	0	0	0
HERBALIFE LTD	NOTE 2.625% 3/1	42703MAD5	31,079	31,406,000	PRN		DFND	1	0	0	0
INTERCEPT PHARMACEUTICALS IN	NOTE 3.250% 7/0	45845PAA6	52,503	70,365,000	PRN		DFND	1	0	0	0
II-VI INC	NOTE 0.250% 9/0	902104AB4	11,713	9,828,000	PRN		DFND	1	0	0	0
ILLUMINA INC	COM	452327109	2,780	7,509	SH		DFND	1	7,509	0	0
IRONWOOD PHARMACEUTICALS INC	DBCV 2.250% 6/1	46333XAD0	35,072	33,392,000	PRN		DFND	1	0	0	0
J2 GLOBAL INC	NOTE 3.250% 6/1	48123VAC6	63,824	58,442,000	PRN		DFND	1	0	0	0
LIGAND PHARMACEUTICALS INC	NOTE 0.750% 5/1	53220KAF5	26,187	30,073,000	PRN		DFND	1	0	0	0
LUMENTUM HLDGS INC	NOTE 0.250% 3/1	55024UAB5	73,828	50,469,000	PRN		DFND	1	0	0	0
LIVEPERSON INC	NOTE 0.750% 3/0	538146AB7	52,511	42,252,000	PRN		DFND	1	0	0	0
LEXICON PHARMACEUTICALS INC	NOTE 5.250%12/0	528872AB0	6,381	12,250,000	PRN		DFND	1	0	0	0
LIVE NATION ENTERTAINMENT IN	COM	538034109	227	5,123	SH		DFND	1	5,123	0	0
MICROCHIP TECHNOLOGY INC.	NOTE 1.625% 2/1	595017AD6	89,881	40,200,000	PRN		DFND	1	0	0	0
MICRON TECHNOLOGY INC	COM	595112103	1,598	31,020	SH		DFND	1	31,020	0	0
MAGNACHIP SEMICONDUCTOR SA	NOTE 5.000% 3/0	55932XAB0	19,338	14,401,000	PRN		DFND	1	0	0	0
NEUROCRINE BIOSCIENCES INC	NOTE 2.250% 5/1	64125CAD1	42,625	25,595,000	PRN		DFND	1	0	0	0
NEOGENOMICS INC	NOTE 1.250% 5/0	64049MAA8	14,634	13,530,000	PRN		DFND	1	0	0	0
SERVICENOW INC	NOTE 6/0	81762PAC6	122,284	40,763,000	PRN		DFND	1	0	0	0
NUTANIX INC	NOTE 1/1	67059NAB4	51,923	58,049,000	PRN		DFND	1	0	0	0
NUVASIVE INC	NOTE 2.250% 3/1	670704AG0	74,868	68,263,000	PRN		DFND	1	0	0	0
NEVRO CORP	NOTE 1.750% 6/0	64157FAA1	13,398	9,924,000	PRN		DFND	1	0	0	0
OPKO HEALTH INC	COM	68375N103	1	550	SH		DFND	1	550	0	0
OSI SYSTEMS INC	NOTE 1.250% 9/0	671044AD7	25,421	26,447,000	PRN		DFND	1	0	0	0
PALO ALTO NETWORKS INC	NOTE 0.750% 7/0	697435AD7	32,080	29,791,000	PRN		DFND	1	0	0	0
PACIRA BIOSCIENCES	NOTE 2.375% 4/0	695127AD2	32,053	29,443,000	PRN		DFND	1	0	0	0
PAGERDUTY INC	COM	69553P100	36	1,292	SH		DFND	1	1,292	0	0
INSULET CORP	NOTE 1.375%11/1	45784PAH4	96,700	45,499,000	PRN		DFND	1	0	0	0
PERFICIENT INC	NOTE 2.375% 9/1	71375UAB7	18,162	15,750,000	PRN		DFND	1	0	0	0
PTC THERAPEUTICS INC	NOTE 3.000% 8/1	69366JAB7	22,604	19,454,000	PRN		DFND	1	0	0	0
QUDIAN INC	ADR	747798106	143	84,172	SH		DFND	1	84,172	0	0
QORVO INC	COM	74736K101	596	5,398	SH		DFND	1	5,398	0	0
RADIUS HEALTH INC	NOTE 3.000% 9/0	750469AA6	21,119	28,425,000	PRN		DFND	1	0	0	0
REPLIGEN CORP	NOTE 0.375% 7/1	759916AB5	2,517	2,000,000	PRN		DFND	1	0	0	0
RINGCENTRAL INC	NOTE 3/1	76680RAD9	233,467	66,882,000	PRN		DFND	1	0	0	0
REALPAGE INC	NOTE 1.500%11/1	75606NAB5	66,913	41,437,000	PRN		DFND	1	0	0	0
REALPAGE INC	NOTE 1.500% 5/1	75606NAC3	5,406	5,000,000	PRN		DFND	1	0	0	0
RAPID7 INC	NOTE 1.250% 8/0	753422AB0	21,642	16,066,000	PRN		DFND	1	0	0	0
SEA LTD	NOTE 2.250% 7/0	81141RAB6	333,363	61,609,000	PRN		DFND	1	0	0	0
SQUARE INC	NOTE 0.500% 5/1	852234AD5	84,386	56,737,000	PRN		DFND	1	0	0	0
SAREPTA THERAPEUTICS INC	DBCV 1.500%11/1	803607AB6	215,954	93,891,000	PRN		DFND	1	0	0	0
SSR MNG INC	NOTE 2.500% 4/0	784730AB9	32,865	23,400,000	PRN		DFND	1	0	0	0
SYNAPTICS INC	NOTE 0.500% 6/1	87157DAD1	25,055	23,500,000	PRN		DFND	1	0	0	0
THERAVANCE BIOPHARMA INC	NOTE 3.250%11/0	88339KAA0	23,476	24,100,000	PRN		DFND	1	0	0	0
TERADYNE INC	NOTE 1.250%12/1	880770AG7	17,744	6,602,000	PRN		DFND	1	0	0	0
TEVA PHARMACEUTICAL FIN LLC	DBCV 0.250% 2/0	88163VAE9	4,208	4,300,000	PRN		DFND	1	0	0	0
TEVA PHARMACEUTICAL INDS LTD	SPONSORED ADS	881624209	802	65,046	SH		DFND	1	65,046	0	0
LENDINGTREE INC NEW	NOTE 0.625% 6/0	52603BAA5	64,830	43,080,000	PRN		DFND	1	0	0	0
TRONOX HOLDINGS PLC	SHS	G9087Q102	2,336	323,680	SH		DFND	1	323,680	0	0
TESLA INC	NOTE 2.375% 3/1	88160RAD3	189,939	57,286,000	PRN		DFND	1	0	0	0
TTM TECHNOLOGIES INC	NOTE 1.750%12/1	87305RAD1	58,562	46,641,000	PRN		DFND	1	0	0	0
UNDER ARMOUR INC	CL C	904311206	82	9,366	SH		DFND	1	9,366	0	0
UNISYS CORP	NOTE 5.500% 3/0	909214BS6	33,273	26,770,000	PRN		DFND	1	0	0	0
VONAGE HLDGS CORP	NOTE 1.750% 6/0	92886TAJ1	15,018	16,000,000	PRN		DFND	1	0	0	0
VERINT SYS INC	NOTE 1.500% 6/0	92343XAA8	25,936	26,065,000	PRN		DFND	1	0	0	0
WORKDAY INC	NOTE 0.250%10/0	98138HAF8	57,665	41,799,000	PRN		DFND	1	0	0	0
ZYNGA INC	NOTE 0.250% 6/0	98986TAB4	96,133	74,810,000	PRN		DFND	1	0	0	0
ATLANTIC POWER CORP	COM NEW	04878Q863	44	22,410	SH		DFND	1	22,410	0	0
JUST ENERGY GROUP INC	COM	48213W101	19	38,200	SH		DFND	1	38,200	0	0
BLACKBERRY LTD	COM	09228F103	195	40,000	SH		DFND	1	40,000	0	0
GRAN TIERRA ENERGY INC	COM	38500T101	101	299,214	SH		DFND	1	299,214	0	0
VEONEER INC	NOTE 4.000% 6/0	92336XAA7	14,340	17,375,000	PRN		DFND	1	0	0	0
CABOT MICROELECTRONICS CORP	COM	12709P103	976	7,000	SH		DFND	1	7,000	0	0
GENERAL MTRS CO	COM	37045V100	6,325	250,000	SH		DFND	1	250,000	0	0
NVENT ELECTRIC PLC	SHS	G6700G107	2,996	160,000	SH		DFND	1	160,000	0	0
VERTIV HOLDINGS CO	COM CL A	92537N108	10,158	749,173	SH		DFND	1	749,173	0	0
CREDIT ACCEP CORP MICH	COM	225310101	1,676	4,000	SH		DFND	1	4,000	0	0
PROGRESSIVE CORP OHIO	COM	743315103	1,602	20,000	SH		DFND	1	20,000	0	0
BK OF AMERICA CORP	7.25%CNV PFD L	060505682	5,585	4,114	SH		DFND	1	4,114	0	0
QTS RLTY TR INC	COM CL A	74736A103	2,468	38,511	SH		DFND	1	38,511	0	0
READY CAPITAL CORP	7% CN SR NT 2023	75574U200	194	9,400	SH		DFND	1	9,400	0	0
READY CAPITAL CORP	COM	75574U101	37	4,353	SH		DFND	1	4,353	0	0
WELLS FARGO CO NEW	PERP PFD CNV A	949746804	1,115	853	SH		DFND	1	853	0	0
BROADCOM INC	COM	11135F101	2,574	8,158	SH		DFND	1	8,158	0	0
COLFAX CORP	UNIT 01/15/2022T	194014205	79,008	646,746	SH		DFND	1	646,746	0	0
CHANGE HEALTHCARE INC	UNIT 99/99/9999	15912K209	20,631	476,209	SH		DFND	1	476,209	0	0
DOMINION ENERGY INC	UNIT 99/99/9999	25746U133	56,830	558,931	SH		DFND	1	558,931	0	0
DTE ENERGY CO	UNIT 11/01/2022S	233331842	10,739	252,824	SH		DFND	1	252,824	0	0
STANLEY BLACK & DECKER INC	UNIT 11/15/2022	854502846	3,650	40,856	SH		DFND	1	40,856	0	0
DANAHER CORPORATION	4.75 MND CV PFD	235851300	30,401	24,276	SH		DFND	1	24,276	0	0
TD AMERITRADE HLDG CORP	COM	87236Y108	5,199	142,924	SH		DFND	1	142,924	0	0
ASTRAZENECA PLC	SPONSORED ADR	046353108	197	3,740	SH		DFND	1	3,740	0	0
E TRADE FINANCIAL CORP	COM NEW	269246401	32	661	SH		DFND	1	661	0	0
FRANKLIN FINL NETWORK INC	COM	35352P104	1,452	56,411	SH		DFND	1	56,411	0	0
GENWORTH FINL INC	COM CL A	37247D106	118	51,433	SH		DFND	1	51,433	0	0
IBERIABANK CORP	COM	450828108	4,765	104,650	SH		DFND	1	104,650	0	0
INTERCONTINENTAL EXCHANGE IN	COM	45866F104	302	3,300	SH		DFND	1	3,300	0	0
INDUSTRIAL LOGISTICS PPTYS T	COM SHS BEN INT	456237106	108	5,256	SH		DFND	1	5,256	0	0
LEGG MASON INC	COM	524901105	3,532	71,000	SH		DFND	1	71,000	0	0
NXP SEMICONDUCTORS N V	COM	N6596X109	794	6,965	SH		DFND	1	6,965	0	0
PORTOLA PHARMACEUTICALS INC	COM	737010108	4,572	254,194	SH		DFND	1	254,194	0	0
QIAGEN NV	SHS NEW	N72482123	2,385	55,712	SH		DFND	1	55,712	0	0
SYNOVUS FINL CORP	COM NEW	87161C501	234	11,430	SH		DFND	1	11,430	0	0
WILLIS TOWERS WATSON PLC LTD	SHS	G96629103	4,795	24,350	SH		DFND	1	24,350	0	0
CIIG MERGER CORP	UNIT 12/31/2026	12559C202	366	35,734	SH		DFND	1	35,734	0	0
AKERNA CORP	*W EXP 06/17/202	00973W110	199	199,475	SH		DFND	1	199,475	0	0
VERRA MOBILITY CORP	COM	92511U102	3	342	SH		DFND	1	342	0	0
ZIONS BANCORPORATION N A	COM	989701107	1,071	31,500	SH		DFND	1	31,500	0	0
GOLUB CAP BDC INC	COM	38173M102	130	11,231	SH		DFND	1	11,231	0	0
STELLUS CAP INVT CORP	COM	858568108	116	15,992	SH		DFND	1	15,992	0	0
ALLIANZGI DIVERSIFIED INCOME	COM	01883J108	3,284	142,473	SH		DFND	1	142,473	0	0
ABERDEEN EMRG MRKTS EQT INM	COM	00301W105	95	15,782	SH		DFND	1	15,782	0	0
ADVENT CONVERTIBLE & INCOME	COM	00764C109	9	762	SH		DFND	1	762	0	0
ABERDEEN GLOBAL PREMIER PPTY	COM SH BEN INT	00302L108	2,742	588,437	SH		DFND	1	588,437	0	0
BLACKROCK ENHANCED EQUITY DI	COM	09251A104	2,685	365,820	SH		DFND	1	365,820	0	0
BLACKROCK ENERGY & RES TR	COM	09250U101	1,530	211,705	SH		DFND	1	211,705	0	0
NUVEEN S&P 500 BUY-WRITE INC	COM	6706ER101	3,699	336,359	SH		DFND	1	336,359	0	0
MORGAN STANLEY CHINA A SH FD	COM	617468103	1,201	61,592	SH		DFND	1	61,592	0	0
CALAMOS DYNAMIC CONV & INCOM	COM	12811V105	2,064	97,824	SH		DFND	1	97,824	0	0
THE CENTRAL AND EASTERN EU I	COM	153436100	72	3,489	SH		DFND	1	3,489	0	0
CLEARBRIDGE MLP AND MIDSTRM	COM	184692101	17	5,443	SH		DFND	1	5,443	0	0
CALAMOS CONV OPP AND INC FD	SH BEN INT	128117108	1,418	133,287	SH		DFND	1	133,287	0	0
CALAMOS CONV & HIGH INCOME F	COM SHS	12811P108	1,220	107,667	SH		DFND	1	107,667	0	0
DELAWARE INVTS DIV & INCOME	COM	245915103	198	23,591	SH		DFND	1	23,591	0	0
DELAWARE ENHANCED GBL DIV &	COM	246060107	2,015	249,447	SH		DFND	1	249,447	0	0
NUVEEN DOW 30 DYNAMIC OVERWR	SHS	67075F105	3,396	249,586	SH		DFND	1	249,586	0	0
EUROPEAN EQUITY FD INC	COM	298768102	37	4,499	SH		DFND	1	4,499	0	0
ISHARES TR	MSCI EMG MKT ETF	464287234	147	3,700	SH		DFND	1	3,700	0	0
EAGLE GRWTH & INCOME OPPTY F	COM SHS BEN IN	26958J105	1,178	87,283	SH		DFND	1	87,283	0	0
EATON VANCE TX ADV GLBL DIV	COM	27828S101	929	65,060	SH		DFND	1	65,060	0	0
EATON VANCE TX ADV GLB DIV O	COM	27828U106	2,226	107,265	SH		DFND	1	107,265	0	0
EATON VANCE TX MGD DIV EQ IN	COM	27828N102	637	59,104	SH		DFND	1	59,104	0	0
EATON VANCE TAX ADVT DIV INC	COM	27828G107	136	7,075	SH		DFND	1	7,075	0	0
EATON VANCE TAX-MANAGED GLOB	COM	27829F108	637	86,326	SH		DFND	1	86,326	0	0
FIRST TR DYNAMIC EUROPE EQUI	COM SHS	33740D107	3,181	307,711	SH		DFND	1	307,711	0	0
FIRST TR MLP & ENERGY INCOME	COM	33739B104	53	9,539	SH		DFND	1	9,539	0	0
FIRST TR ENERGY INCOME & GRW	COM	33738G104	414	38,320	SH		DFND	1	38,320	0	0
FIRST TR/ABERDEEN EMERG OPT	COM	33731K102	321	27,198	SH		DFND	1	27,198	0	0
FIRST TR ENHANCED EQTY INC F	COM	337318109	1,010	69,437	SH		DFND	1	69,437	0	0
FIDUCIARY CLAYMORE ENGRY INF	COM	31647Q106	41	22,602	SH		DFND	1	22,602	0	0
SPROTT FOCUS TR INC	COM	85208J109	1,021	173,124	SH		DFND	1	173,124	0	0
GABELLI CONV&INCOM SECS FD I	COM	36240B109	11	2,283	SH		DFND	1	2,283	0	0
GABELLI DIVID & INCOME TR	COM	36242H104	125	7,125	SH		DFND	1	7,125	0	0
GOLDMAN SACHS MLP ENERGY REN	COM	38148G206	116	15,341	SH		DFND	1	15,341	0	0
GAMCO GLOBAL GOLD NAT RES &	COM SH BEN INT	36465A109	1,603	466,203	SH		DFND	1	466,203	0	0
GOLDMAN SACHS MLP INC OPP FD	COM	38147W202	286	29,921	SH		DFND	1	29,921	0	0
GAMCO NAT RES GOLD & INCOME	SH BEN INT	36465E101	880	182,992	SH		DFND	1	182,992	0	0
GUGGENHEIM ENHANCED EQUITY I	COM	40167B100	1,432	263,757	SH		DFND	1	263,757	0	0
MILLER HOWARD HIGH INC EQTY	COM SHS BEN IN	600379101	2,522	413,478	SH		DFND	1	413,478	0	0
TEKLA LIFE SCIENCES INVS	SH BEN INT	87911K100	46	2,587	SH		DFND	1	2,587	0	0
ABERDEEN AUSTRALIA EQUITY FD	COM	003011103	18	4,179	SH		DFND	1	4,179	0	0
VOYA INFRASTRUCTURE INDLS &	COM	92912X101	2,790	309,321	SH		DFND	1	309,321	0	0
VOYA GLBL ADV & PREM OPP FD	COM	92912R104	3,038	371,023	SH		DFND	1	371,023	0	0
VOYA GLBL EQTY DIV & PREM OP	COM	92912T100	3,819	790,822	SH		DFND	1	790,822	0	0
CBRE CLARION GLOBAL REAL EST	COM	12504G100	5,790	969,978	SH		DFND	1	969,978	0	0
VOYA EMERGING MKTS HIGH DIVI	COM	92912P108	246	39,627	SH		DFND	1	39,627	0	0
VOYA INTL HIGH DIVID EQTY IN	COM	92912Y109	861	208,589	SH		DFND	1	208,589	0	0
VOYA NAT RES EQUITY INCOME F	COM	92913C106	1,544	608,113	SH		DFND	1	608,113	0	0
NUVEEN CORE EQUITY ALPHA FD	COM	67090X107	283	23,248	SH		DFND	1	23,248	0	0
NUVEEN DIVERSIFIED DIVID & I	COM	6706EP105	1,434	185,525	SH		DFND	1	185,525	0	0
JAPAN SMALLER CAPITALIZATION	COM	47109U104	245	31,359	SH		DFND	1	31,359	0	0
NUVEEN REAL ASSET INCOME & G	COM	67074Y105	3,396	290,807	SH		DFND	1	290,807	0	0
NUVEEN REAL ESTATE INCOME FD	COM	67071B108	4,065	544,194	SH		DFND	1	544,194	0	0
NUVEEN TX ADV TOTAL RET STRG	COM	67090H102	1,294	160,569	SH		DFND	1	160,569	0	0
NUVEEN TAX-ADVANTAGED DIVID	COM	67073G105	1,516	118,763	SH		DFND	1	118,763	0	0
LAZARD GLOBAL TOTAL RETURN &	COM	52106W103	92	6,550	SH		DFND	1	6,550	0	0
MACQUARIE / FIRST TR GLOBAL	COM	55607W100	315	39,575	SH		DFND	1	39,575	0	0
MACQUARIE GLOBAL INFRASTRUCT	COM	55608D101	1,726	98,036	SH		DFND	1	98,036	0	0
COHEN & STEERS MLP INC & ENR	COM SHS	19249B106	424	201,173	SH		DFND	1	201,173	0	0
MEXICO EQUITY & INCOME FD	COM	592834105	51	6,685	SH		DFND	1	6,685	0	0
TORTOISE ENERGY INDEPENDENC	COM	89148K200	503	43,211	SH		DFND	1	43,211	0	0
NEUBERGER BERMAN REAL ESTATE	COM	64190A103	553	152,487	SH		DFND	1	152,487	0	0
TORTOISE MIDSTRM ENERGY FD I	COM	89148B200	534	30,932	SH		DFND	1	30,932	0	0
RMR REAL ESTATE INCOME FD	COM	76970B101	170	14,582	SH		DFND	1	14,582	0	0
ROYCE MICRO-CAP TR INC	COM	780915104	2,009	279,160	SH		DFND	1	279,160	0	0
COHEN & STEERS REIT & PFD &I	COM	19247X100	4,357	227,902	SH		DFND	1	227,902	0	0
COHEN & STEERS QUALITY INCOM	COM	19247L106	91	8,350	SH		DFND	1	8,350	0	0
LMP CAP & INCOME FD INC	COM	50208A102	650	64,970	SH		DFND	1	64,970	0	0
NUVEEN S&P 500 DYNAMIC OVERW	COM	6706EW100	2,143	166,976	SH		DFND	1	166,976	0	0
CUSHING MLP & INFRASTRUCT	COM NEW	231631300	255	14,000	SH		DFND	1	14,000	0	0
SWISS HELVETIA FD INC	COM	870875101	469	59,943	SH		DFND	1	59,943	0	0
CUSHING NEXTGEN INFRA INCM F	COM	231647207	1,505	49,161	SH		DFND	1	49,161	0	0
TORTOISE PWR & ENERGY INFRAS	COM	89147X104	1,302	144,277	SH		DFND	1	144,277	0	0
TORTOISE PIPELINE & ENERGY F	COM	89148H207	157	11,219	SH		DFND	1	11,219	0	0
TORTOISE ENERGY INFRA CORP	COM	89147L886	1,159	72,350	SH		DFND	1	72,350	0	0
LIBERTY ALL STAR EQUITY FD	SH BEN INT	530158104	1,812	316,909	SH		DFND	1	316,909	0	0
APOLLO SR FLOATING RATE FD I	COM	037636107	249	20,089	SH		DFND	1	20,089	0	0
ISHARES TR	CORE US AGGBD ET	464287226	2,324	19,663	SH		DFND	1	19,663	0	0
APOLLO TACTICAL INCOME FD IN	COM	037638103	82	6,618	SH		DFND	1	6,618	0	0
ARES DYNAMIC CR ALLOCATION F	COM	04014F102	147	12,349	SH		DFND	1	12,349	0	0
ALLIANCEBERNSTEIN GLOBAL HIG	COM	01879R106	212	21,050	SH		DFND	1	21,050	0	0
BLACKSTONE GSO STRATEGIC CR	COM SHS BEN IN	09257R101	425	37,224	SH		DFND	1	37,224	0	0
BARINGS GLOBAL SHORT DURATIO	COM	06760L100	753	59,922	SH		DFND	1	59,922	0	0
BLACKROCK FLOATING RATE INCO	COM	091941104	2	244	SH		DFND	1	244	0	0
BLACKSTONE GSO LNG SHRT CR I	COM SHS BN INT	09257D102	361	30,017	SH		DFND	1	30,017	0	0
BLACKROCK LTD DURATION INC T	COM SHS	09249W101	732	52,550	SH		DFND	1	52,550	0	0
BLACKSTONE GSO FLTING RTE FU	COM	09256U105	889	69,135	SH		DFND	1	69,135	0	0
BLACKROCK CR ALLOCATION INCO	COM	092508100	50	3,846	SH		DFND	1	3,846	0	0
MFS INTER HIGH INCOME FD	SH BEN INT	59318T109	460	214,218	SH		DFND	1	214,218	0	0
CREDIT SUISSE ASSET MGMT INC	COM	224916106	347	128,378	SH		DFND	1	128,378	0	0
HERZFELD CARIBBEAN BASIN FD	COM	42804T106	47	12,844	SH		DFND	1	12,844	0	0
BNY MELLON ALCENTRA GLOBAL C	COM	05588N108	31	4,084	SH		DFND	1	4,084	0	0
BNY MELLON HIGH YIELD STRATE	SH BEN INT	09660L105	394	154,055	SH		DFND	1	154,055	0	0
CREDIT SUISSE HIGH YLD BND F	SH BEN INT	22544F103	1,305	652,786	SH		DFND	1	652,786	0	0
DIVIDEND & INCOME FD INC	COM NEW	25538A204	400	39,351	SH		DFND	1	39,351	0	0
BLACKROCK DEBT STRATEGIES FD	COM NEW	09255R202	67	7,206	SH		DFND	1	7,206	0	0
WELLS FARGO INCOME OPPORTUNI	WF INC OPPTY FD	94987B105	498	71,064	SH		DFND	1	71,064	0	0
MORGAN STANLEY EMERGING MKTS	COM	617477104	1,138	201,503	SH		DFND	1	201,503	0	0
STONE HBR EMERGING MKTS INCO	COM	86164T107	24	3,433	SH		DFND	1	3,433	0	0
STONE HBR EMERGING MKTS TOTA	COM	86164W100	41	5,375	SH		DFND	1	5,375	0	0
EATON VANCE SR FLTNG RTE TR	COM	27828Q105	0	72	SH		DFND	1	72	0	0
EATON VANCE FLTING RATE INC	COM	278279104	96	8,425	SH		DFND	1	8,425	0	0
WESTERN ASSET EMERGING MKTS	COM	95766A101	219	17,811	SH		DFND	1	17,811	0	0
WELLS FARGO MULTI SECTOR INC	COM	94987D101	71	6,449	SH		DFND	1	6,449	0	0
EATON VANCE SR INCOME TR	SH BEN INT	27826S103	10	2,043	SH		DFND	1	2,043	0	0
EATON VANCE LTD DURATION INC	COM	27828H105	65	5,835	SH		DFND	1	5,835	0	0
BLACKROCK FLOATING RATE INCO	COM	09255X100	141	12,628	SH		DFND	1	12,628	0	0
FIRST TR HIGH INCOME L/S FD	COM	33738E109	17	1,315	SH		DFND	1	1,315	0	0
FIRST EAGLE SENIOR LOAN FUND	COM NEW	32010E100	250	20,310	SH		DFND	1	20,310	0	0
GDL FUND	COM SH BEN IT	361570104	417	50,726	SH		DFND	1	50,726	0	0
PGIM GLOBAL HIGH YIELD FD FO	COM	69346J106	51	4,055	SH		DFND	1	4,055	0	0
CLOUGH GLOBAL OPPORTUNITIES	SH BEN INT	18914E106	76	8,730	SH		DFND	1	8,730	0	0
CLOUGH GLOBAL EQUITY FD	COM	18914C100	63	5,976	SH		DFND	1	5,976	0	0
CLOUGH GLOBAL DIVID & INCOME	COM	18913Y103	61	7,145	SH		DFND	1	7,145	0	0
EAGLE CAP GROWTH FD INC	COM	269451100	41	6,228	SH		DFND	1	6,228	0	0
HIGHLAND INCOME FD	HIGHLAND INCOME	43010E404	83	10,355	SH		DFND	1	10,355	0	0
PIONEER DIVERSIFIED HIGH INC	COM	723653101	307	25,620	SH		DFND	1	25,620	0	0
HANCOCK JOHN TAX-ADVANTAGED	COM	41013V100	455	23,633	SH		DFND	1	23,633	0	0
NEW AMER HIGH INCOME FD INC	COM NEW	641876800	171	21,972	SH		DFND	1	21,972	0	0
INSIGHT SELECT INCOME FD	COM	45781W109	3	200	SH		DFND	1	200	0	0
PGIM HIGH YIELD BOND FUND IN	COM	69346H100	23	1,800	SH		DFND	1	1,800	0	0
IVY HIGH INCOME OPPORTUNITIE	COM	465893105	34	3,075	SH		DFND	1	3,075	0	0
NUVEEN EMERGING MKTS DEBT 20	COM	67077P101	3	470	SH		DFND	1	470	0	0
NUVEEN FLOATING RATE INCOME	COM	67072T108	76	9,702	SH		DFND	1	9,702	0	0
NUVEEN HIGH INCOME 2020 TARG	COM	67075L102	17	1,927	SH		DFND	1	1,927	0	0
NUVEEN CR STRATEGIES INCOME	COM SHS	67073D102	14	2,500	SH		DFND	1	2,500	0	0
KKR INCOME OPPORTUNITIES FD	COM	48249T106	103	8,403	SH		DFND	1	8,403	0	0
MADISON COVERED CALL & EQUIT	COM	557437100	208	36,927	SH		DFND	1	36,927	0	0
MFS INTER INCOME TR	SH BEN INT	55273C107	3	1,000	SH		DFND	1	1,000	0	0
MORGAN STANLEY EMER MKTS DEB	COM	61744H105	127	15,036	SH		DFND	1	15,036	0	0
ALLIANZGI CONV INCOME FD	COM	018828103	693	158,225	SH		DFND	1	158,225	0	0
ALLIANZGI CONV INCOME FD II	COM	018825109	676	173,045	SH		DFND	1	173,045	0	0
PIONEER HIGH INCOME TR	COM	72369H106	132	17,829	SH		DFND	1	17,829	0	0
SPROTT PHYSICAL GOLD TR	UNIT	85207H104	133	9,299	SH		DFND	1	9,299	0	0
VOYA PRIME RATE TR	SH BEN INT	92913A100	51	12,566	SH		DFND	1	12,566	0	0
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	112830104	205	12,325	SH		DFND	1	12,325	0	0
SOURCE CAP INC	COM	836144105	276	8,344	SH		DFND	1	8,344	0	0
SPECIAL OPPORTUNITIES FD INC	COM	84741T104	215	19,094	SH		DFND	1	19,094	0	0
TEMPLETON EMERGING MKTS INCO	COM	880192109	0	95	SH		DFND	1	95	0	0
VIRTUS GLOBAL MULTI-SEC INC	COM	92829B101	116	10,469	SH		DFND	1	10,469	0	0
INVESCO HIGH INCOME TR II	COM	46131F101	668	55,934	SH		DFND	1	55,934	0	0
INVESCO DYNAMIC CR OPPORTUNI	COM	46132R104	164	18,491	SH		DFND	1	18,491	0	0
INVESCO SR INCOME TR	COM	46131H107	121	35,130	SH		DFND	1	35,130	0	0
VIRTUS TOTAL RETURN FUND INC	COM	92835W107	183	22,451	SH		DFND	1	22,451	0	0
BLACKROCK MUNI INCOME INV QL	COM	09250G102	225	16,616	SH		DFND	1	16,616	0	0
BLACKROCK MUN INCOME INVT TR	SHS BEN INT	09248H105	947	74,399	SH		DFND	1	74,399	0	0
BLACKROCK NY MUN INCOME TR I	COM	09249R102	314	22,840	SH		DFND	1	22,840	0	0
BLACKROCK CALIF MUN INCOME T	SH BEN INT	09248E102	553	42,007	SH		DFND	1	42,007	0	0
BLACKROCK VA MUNICIPAL BOND	COM	092481100	15	1,039	SH		DFND	1	1,039	0	0
BLACKROCK NY MUNICIPAL BOND	COM	09249P106	26	1,655	SH		DFND	1	1,655	0	0
BLACKROCK STRATEGIC MUN TR	COM	09248T109	140	10,691	SH		DFND	1	10,691	0	0
BLACKROCK NY MUNI INC QLTY T	COM	09249U105	3	241	SH		DFND	1	241	0	0
BLACKROCK MD MUNICIPAL BOND	COM	09249L105	38	2,862	SH		DFND	1	2,862	0	0
MFS HIGH YIELD MUN TR	SH BEN INT	59318E102	105	25,856	SH		DFND	1	25,856	0	0
MFS HIGH INCOME MUN TR	SH BEN INT	59318D104	70	15,084	SH		DFND	1	15,084	0	0
BNY MELLON STRATEGIC MUN BD	COM	09662E109	1,204	166,368	SH		DFND	1	166,368	0	0
EATON VANCE NATL MUN OPPORTU	COM SHS	27829L105	445	22,677	SH		DFND	1	22,677	0	0
EATON VANCE NEW YORK MUN INC	SH BEN INT	27826W104	297	23,591	SH		DFND	1	23,591	0	0
FEDERATED HERMES PREM MUNI I	COM	31423P108	93	7,115	SH		DFND	1	7,115	0	0
INVESCO CALIF MUN INCOME TR	COM	46132P108	100	6,946	SH		DFND	1	6,946	0	0
DWS STRATEGIC MUN INCOME TR	COM	23342Q101	918	87,436	SH		DFND	1	87,436	0	0
DWS MUN INCOME TR	COM	233368109	47	4,415	SH		DFND	1	4,415	0	0
PIONEER MUN HIGH INCOME ADVA	COM	723762100	15	1,511	SH		DFND	1	1,511	0	0
MFS MUN INCOME TR	SH BEN INT	552738106	174	28,023	SH		DFND	1	28,023	0	0
BLACKROCK MUNIYIELD INVT QUA	COM	09254T100	279	21,543	SH		DFND	1	21,543	0	0
BLACKROCK MUNIHOLDINGS FD IN	COM	09253N104	598	40,135	SH		DFND	1	40,135	0	0
PIONEER MUN HIGH INCOME TR	COM SHS	723763108	811	71,878	SH		DFND	1	71,878	0	0
WESTERN ASSET MANAGED MUNS F	COM	95766M105	1,048	87,282	SH		DFND	1	87,282	0	0
WESTERN ASSET MUN PARTNERS F	COM	95766P108	40	2,893	SH		DFND	1	2,893	0	0
BLACKROCK MUNIYIELD PA QLTY	COM	09255G107	4	339	SH		DFND	1	339	0	0
BLACKROCK MUNIHOLDINGS FD II	COM	09253P109	59	4,147	SH		DFND	1	4,147	0	0
BLACKROCK MUNIHLDGS NJ QLTY	COM	09254X101	542	40,533	SH		DFND	1	40,533	0	0
BLACKROCK MUNIHOLDINGS QUALI	COM	09254A101	237	19,531	SH		DFND	1	19,531	0	0
BLACKROCK MUNIVEST FD INC	COM	09253R105	92	11,037	SH		DFND	1	11,037	0	0
BLACKROCK MUNIVEST FD II INC	COM	09253T101	357	26,389	SH		DFND	1	26,389	0	0
BLACKROCK MUNIYIELD FD INC	COM	09253W104	209	15,387	SH		DFND	1	15,387	0	0
BLACKROCK MUNIYIELD N J FD I	COM	09254Y109	770	56,642	SH		DFND	1	56,642	0	0
NEUBERGER BERMAN MUN FD INC	COM	64124P101	28	2,049	SH		DFND	1	2,049	0	0
NEUBERGER BRMAN NY MUNI FD I	COM	64124K102	93	8,083	SH		DFND	1	8,083	0	0
NEUBERGER BRMAN CLIFRN MUNI	COM	64123C101	421	32,732	SH		DFND	1	32,732	0	0
NUVEEN CALIF MUNICPAL VALUE	COM	6706EB106	535	37,158	SH		DFND	1	37,158	0	0
NUVEEN NEW JERSEY MUN VALUE	SHS	670702109	121	9,739	SH		DFND	1	9,739	0	0
NUVEEN MUN CR OPPORTUNITIES	COM	670663103	203	17,150	SH		DFND	1	17,150	0	0
NUVEEN PA MUN VALUE FD	COM	67074K105	58	4,301	SH		DFND	1	4,301	0	0
NUVEEN PENNSYLVANIA QLT MUN	COM	670972108	130	9,629	SH		DFND	1	9,629	0	0
NUVEEN MICH QUALITY MUN INCO	COM	670979103	19	1,445	SH		DFND	1	1,445	0	0
NUVEEN OHIO QLTY MUN INCOME	COM	670980101	965	64,352	SH		DFND	1	64,352	0	0
NUVEEN AMT-FREE MUN VALUE FD	COM	670695105	850	54,337	SH		DFND	1	54,337	0	0
NUVEEN AMT FREE MUN CR INC F	COM	67071L106	7	492	SH		DFND	1	492	0	0
NUVEEN NEW JERSEY QULT MUN F	COM	67069Y102	763	57,589	SH		DFND	1	57,589	0	0
NUVEEN N Y SELECT TAX FREE I	SH BEN INT	67063V104	63	4,984	SH		DFND	1	4,984	0	0
NUVEEN NEW YORK MUN VALUE FD	COM	670706100	187	13,775	SH		DFND	1	13,775	0	0
PIMCO CA MUNICIPAL INCOME FD	COM	72200N106	47	2,991	SH		DFND	1	2,991	0	0
PIMCO NEW YORK MUN INCOME FD	COM	72200T103	304	26,517	SH		DFND	1	26,517	0	0
PIMCO NEW YORK MUN FD II	COM	72200Y102	147	14,196	SH		DFND	1	14,196	0	0
PIMCO CALIF MUN INCOME FD II	COM	72201C109	32	3,236	SH		DFND	1	3,236	0	0
RIVERNORTH FLEXIBLE MUN INCO	COM	76883H104	58	2,988	SH		DFND	1	2,988	0	0
RIVERNORTH MANAGED DUR MUN I	COM	76882H105	91	5,365	SH		DFND	1	5,365	0	0
WESTERN ASSET INTER MUNI FD	COM	958435109	204	23,937	SH		DFND	1	23,937	0	0
DELAWARE INVTS COLO MUN INCO	COM	246101109	103	7,617	SH		DFND	1	7,617	0	0
INVESCO CALIF VALUE MUN INCO	COM	46132H106	821	70,344	SH		DFND	1	70,344	0	0
DELAWARE INVTS NATL MUN INCO	SH BEN INT	24610T108	98	8,052	SH		DFND	1	8,052	0	0
INVESCO TR INVT GRADE MUNS	COM	46131M106	27	2,297	SH		DFND	1	2,297	0	0
INVESCO ADVANTAGE MUN INCOME	SH BEN INT	46132E103	37	3,542	SH		DFND	1	3,542	0	0
DELAWARE INVTS MINN MUN INCO	COM	24610V103	38	3,056	SH		DFND	1	3,056	0	0
INVESCO PA VALUE MUN INC TR	COM	46132K109	699	58,945	SH		DFND	1	58,945	0	0
INVESCO TR INVT GRADE NEW YO	COM	46131T101	734	60,316	SH		DFND	1	60,316	0	0
AVIS BUDGET GROUP	COM	053774105	1,257	54,929	SH		DFND	1	54,929	0	0
GOGO INC	COM	38046C109	132	41,794	SH		DFND	1	41,794	0	0
RITE AID CORP	COM	767754872	1,326	77,772	SH		DFND	1	77,772	0	0
REVLON INC	CL A NEW	761525609	65	6,656	SH		DFND	1	6,656	0	0
REALOGY HLDGS CORP	COM	75605Y106	1,104	149,018	SH		DFND	1	149,018	0	0
SURGERY PARTNERS INC	COM	86881A100	1,407	121,690	SH		DFND	1	121,690	0	0
TRIP COM GROUP LTD	ADS	89677Q107	2,205	85,077	SH		DFND	1	85,077	0	0
TAILORED BRANDS INC	COM	87403A107	2	2,482	SH		DFND	1	2,482	0	0
ZILLOW GROUP INC	CL A	98954M101	29	517	SH		DFND	1	517	0	0
AEROJET ROCKETDYNE HLDGS INC	NOTE 2.250%12/1	007800AB1	39,519	24,833,000	PRN		DFND	1	0	0	0
CONMED CORP	NOTE 2.625% 2/0	207410AF8	21,594	20,559,000	PRN		DFND	1	0	0	0
CREE INC	NOTE 0.875% 9/0	225447AB7	7,069	6,000,000	PRN		DFND	1	0	0	0
FIVE9 INC	NOTE 0.125% 5/0	338307AB7	82,237	30,453,000	PRN		DFND	1	0	0	0
FORTIVE CORP	NOTE 0.875% 2/1	34959JAK4	6,321	6,456,000	PRN		DFND	1	0	0	0
HUBSPOT INC	NOTE 0.250% 6/0	443573AB6	60,464	25,414,000	PRN		DFND	1	0	0	0
INOVIO PHARMACEUTICALS INC	NOTE 6.500% 3/0	45773HAB8	10,938	2,190,000	PRN		DFND	1	0	0	0
INPHI CORP	NOTE 0.750% 9/0	45772FAC1	15,283	7,305,000	PRN		DFND	1	0	0	0
IQIYI INC	NOTE 3.750%12/0	46267XAB4	93,579	85,516,000	PRN		DFND	1	0	0	0
MONGODB INC	NOTE 0.750% 6/1	60937PAB2	142,324	42,895,000	PRN		DFND	1	0	0	0
NIO INC	NOTE 4.500% 2/0	62914VAB2	28,414	29,150,000	PRN		DFND	1	0	0	0
NEVRO CORP	NOTE 2.750% 4/0	64157FAC7	21,942	16,000,000	PRN		DFND	1	0	0	0
OKTA INC	NOTE 0.250% 2/1	679295AB1	4,649	1,125,000	PRN		DFND	1	0	0	0
REDFIN CORP	COM	75737F108	911	21,754	SH		DFND	1	21,754	0	0
SENSEONICS HLDGS INC	NOTE 5.250% 2/0	81727UAA3	3,379	8,450,000	PRN		DFND	1	0	0	0
SQUARE INC	NOTE 0.375% 3/0	852234AB9	98,832	21,612,000	PRN		DFND	1	0	0	0
GSV CAP CORP	NOTE 4.750% 3/2	36191JAC5	3,378	3,400,000	PRN		DFND	1	0	0	0
TESLA INC	NOTE 1.250% 3/0	88160RAC5	65,993	22,000,000	PRN		DFND	1	0	0	0
TWILIO INC	NOTE 0.250% 6/0	90138FAB8	246,918	79,535,000	PRN		DFND	1	0	0	0
VISTA OUTDOOR INC	COM	928377100	539	37,368	SH		DFND	1	37,368	0	0
VICTORY CAP HLDGS INC	COM CL A	92645B103	1,795	104,427	SH		DFND	1	104,427	0	0
ACAMAR PARTNERS ACQSITION CO	CL A	004285102	512	49,971	SH		DFND	1	49,971	0	0
ACAMAR PARTNERS ACQSITION CO	*W EXP 02/26/202	004285110	185	142,072	SH		DFND	1	142,072	0	0
ALBERTON ACQUISITION CORP	*W EXP 04/26/202	G35006124	50	193,006	SH		DFND	1	193,006	0	0
ALTA EQUIPMENT GROUP INC	COMMON STOCK	02128L106	620	79,909	SH		DFND	1	79,909	0	0
ALTA EQUIPMENT GROUP INC	*W EXP 02/14/202	02128L114	41	39,479	SH		DFND	1	39,479	0	0
ALUSSA ENERGY ACQUISITION CO	SHS CL A	G0232J101	266	27,090	SH		DFND	1	27,090	0	0
AMCI ACQUISITION CORP	*W EXP 05/20/202	00165R119	11	20,200	SH		DFND	1	20,200	0	0
AMPLITUDE HLTHCRE AQUSTIN CO	*W EXP 12/01/202	03212A113	72	72,772	SH		DFND	1	72,772	0	0
ANDINA ACQUISITION CORP III	SHS	G04415108	4,550	443,475	SH		DFND	1	443,475	0	0
ANDINA ACQUISITION CORP III	RIGHT 07/31/2020	G04415132	19	79,800	SH		DFND	1	79,800	0	0
ANDINA ACQUISITION CORP III	*W EXP 07/31/202	G04415124	138	322,616	SH		DFND	1	322,616	0	0
APEX TECHNOLOGY ACQUISITION	COM CL A	03768F102	3,308	323,108	SH		DFND	1	323,108	0	0
APEX TECHNOLOGY ACQUISITION	UNIT 06/11/2026	03768F201	1,071	93,360	SH		DFND	1	93,360	0	0
APEX TECHNOLOGY ACQUISITION	*W EXP 09/18/202	03768F110	176	103,850	SH		DFND	1	103,850	0	0
ARYA SCIENCES ACQUISTION CO	UNIT 06/09/2027	G31655114	463	40,000	SH		DFND	1	40,000	0	0
ATLAS TECHNICAL CONSULTANTS	*W EXP 11/26/202	049430119	47	121,495	SH		DFND	1	121,495	0	0
AMERICAN VRTUAL CLOUD TECH I	COM	030382105	5	1,743	SH		DFND	1	1,743	0	0
B RILEY PRIN MERGER CORP II	CL A	05600U106	902	84,100	SH		DFND	1	84,100	0	0
B RILEY PRIN MERGER CORP II	UNIT 99/99/9999	05600U205	1,171	100,000	SH		DFND	1	100,000	0	0
B RILEY PRIN MERGER CORP II	*W EXP 05/06/202	05600U114	186	106,844	SH		DFND	1	106,844	0	0
BRILLIANT ACQUISITION CORP	UNIT 12/31/2020	G1643W103	601	59,980	SH		DFND	1	59,980	0	0
BROOGE ENERGY LTD	SHS	G1611B107	28	3,332	SH		DFND	1	3,332	0	0
BROOGE ENERGY LTD	*W EXP 12/20/202	G1611B115	4	8,799	SH		DFND	1	8,799	0	0
COLLIER CREEK HOLDINGS	COM CL A	G22707106	4,087	298,347	SH		DFND	1	298,347	0	0
COLLIER CREEK HOLDINGS	UNIT 99/99/9999	G22707122	920	61,342	SH		DFND	1	61,342	0	0
COLLIER CREEK HOLDINGS	*W EXP 99/99/999	G22707114	301	92,651	SH		DFND	1	92,651	0	0
CHURCHILL CAP CORP II	CL A	17143G106	6,878	608,743	SH		DFND	1	608,743	0	0
CHURCHILL CAP CORP II	UNIT 99/99/9999	17143G205	2,942	241,620	SH		DFND	1	241,620	0	0
CHURCHILL CAP CORP II	*W EXP 07/02/202	17143G114	257	89,066	SH		DFND	1	89,066	0	0
CHURCHILL CAP CORP III	COM	17144C104	3,466	321,224	SH		DFND	1	321,224	0	0
CHURCHILL CAP CORP III	UNIT 03/01/2027	17144C203	282	25,000	SH		DFND	1	25,000	0	0
CHURCHILL CAP CORP III	*W EXP 03/01/202	17144C112	96	32,250	SH		DFND	1	32,250	0	0
CF FIN ACQUISITION CORP	COM CL A	12528N107	8,773	808,634	SH		DFND	1	808,634	0	0
CF FIN ACQUISITION CORP	*W EXP 04/30/202	12528N115	568	420,805	SH		DFND	1	420,805	0	0
CHP MERGER CORP	COM CL A	12558Y106	1,931	193,900	SH		DFND	1	193,900	0	0
CHP MERGER CORP	UNIT 11/22/2024	12558Y205	2,242	218,827	SH		DFND	1	218,827	0	0
CHP MERGER CORP	*W EXP 11/22/202	12558Y114	44	45,309	SH		DFND	1	45,309	0	0
CIIG MERGER CORP	COM CL A	12559C103	4,401	444,600	SH		DFND	1	444,600	0	0
CIIG MERGER CORP	*W EXP 12/31/202	12559C111	178	187,539	SH		DFND	1	187,539	0	0
CONYERS PK II ACQUISITION CO	COM CL A	212896104	2,455	222,191	SH		DFND	1	222,191	0	0
CONYERS PK II ACQUISITION CO	UNIT 99/99/9999	212896203	3,163	263,633	SH		DFND	1	263,633	0	0
CONYERS PK II ACQUISITION CO	*W EXP 07/18/202	212896112	43	19,704	SH		DFND	1	19,704	0	0
CRESCENT ACQUISITION CORP	COM CL A	22564L105	1,126	107,686	SH		DFND	1	107,686	0	0
CRESCENT ACQUISITION CORP	*W EXP 03/08/202	22564L113	172	115,197	SH		DFND	1	115,197	0	0
LGL SYS ACQUISITION CORP	UNIT 10/24/2024	50201G205	2,876	280,596	SH		DFND	1	280,596	0	0
DFP HEALTHCARE ACQUISITNS CO	COM CL A	23343Q100	771	76,725	SH		DFND	1	76,725	0	0
DFP HEALTHCARE ACQUISITNS CO	UNIT 03/31/2025	23343Q209	213	20,000	SH		DFND	1	20,000	0	0
DMY TECHNOLOGY GROUP INC	COM	233253103	4,011	400,000	SH		DFND	1	400,000	0	0
DMY TECHNOLOGY GROUP INC	UNIT 99/99/9999	233253202	1,117	105,609	SH		DFND	1	105,609	0	0
DMY TECHNOLOGY GROUP INC	*W EXP 02/21/202	233253111	329	215,201	SH		DFND	1	215,201	0	0
DIAMONDPEAK HLDGS COR	UNIT 99/99/9999	25280H209	441	40,000	SH		DFND	1	40,000	0	0
EAST STONE ACQUISITION CORP	*W EXP 12/31/202	G2911D116	61	246,826	SH		DFND	1	246,826	0	0
EXPERIENCE INVT CORP	COM CL A	30217C109	1,006	101,000	SH		DFND	1	101,000	0	0
FLYING EAGLE ACQUISITION COR	COM	34407Y103	2,219	202,144	SH		DFND	1	202,144	0	0
FLYING EAGLE ACQUISITION COR	UNIT 99/99/9999	34407Y202	639	54,900	SH		DFND	1	54,900	0	0
FLYING EAGLE ACQUISITION COR	*W EXP 02/26/202	34407Y111	150	50,000	SH		DFND	1	50,000	0	0
FORUM MERGER II CORP	CL A	34986F103	831	50,521	SH		DFND	1	50,521	0	0
FORUM MERGER II CORP	*W EXP 09/30/202	34986F111	185	39,446	SH		DFND	1	39,446	0	0
FAR PT ACQUISITION CORP	COM CL A	30734W109	7,008	684,459	SH		DFND	1	684,459	0	0
FAR PT ACQUISITION CORP	UNIT 06/01/2025	30734W208	0	2	SH		DFND	1	2	0	0
FAR PT ACQUISITION CORP	*W EXP 06/01/202	30734W117	43	87,830	SH		DFND	1	87,830	0	0
WHOLE EARTH BRANDS INC	COM CL A	96684W100	1,118	139,364	SH		DFND	1	139,364	0	0
WHOLE EARTH BRANDS INC	*W EXP 06/25/202	96684W126	104	149,519	SH		DFND	1	149,519	0	0
FINSERV ACQUISITION CORP	CL A	318085107	237	23,861	SH		DFND	1	23,861	0	0
FINSERV ACQUISITION CORP	UNIT 12/31/2026	318085206	1,833	174,626	SH		DFND	1	174,626	0	0
FINSERV ACQUISITION CORP	*W EXP 12/31/202	318085115	95	91,045	SH		DFND	1	91,045	0	0
FINTECH ACQUISITION CORP III	COM CL A	31811A101	10,546	945,047	SH		DFND	1	945,047	0	0
FINTECH ACQUISITION CORP III	UNIT 12/01/2023	31811A309	1,256	100,000	SH		DFND	1	100,000	0	0
FINTECH ACQUISITION CORP III	*W EXP 12/01/202	31811A119	402	175,000	SH		DFND	1	175,000	0	0
FUSION ACQUISITION CORP	UNIT 99/99/9999	36118H204	2,286	225,000	SH		DFND	1	225,000	0	0
FORTRESS VALUE ACQUISITION C	COM CL A	34962V106	987	99,000	SH		DFND	1	99,000	0	0
FORTRESS VALUE ACQUISITION C	UNIT 99/99/9999	34962V205	113	11,000	SH		DFND	1	11,000	0	0
FORTRESS VALUE ACQUISITION C	*W EXP 05/04/202	34962V114	46	33,000	SH		DFND	1	33,000	0	0
GORES HLDGS IV INC	UNIT 02/01/2023	382865202	195	18,791	SH		DFND	1	18,791	0	0
GIGCAPITAL2 INC	*W EXP 02/28/202	375036118	12	25,654	SH		DFND	1	25,654	0	0
GALILEO ACQUISITION CORP	SHS	G3770A102	271	27,400	SH		DFND	1	27,400	0	0
GORES METROPOULOS INC	COM CL A	382872109	3,409	318,916	SH		DFND	1	318,916	0	0
GORES METROPOULOS INC	UNIT 99/99/9999	382872208	1,153	102,410	SH		DFND	1	102,410	0	0
GRAF INDL CORP	*W EXP 12/31/202	384278115	313	137,697	SH		DFND	1	137,697	0	0
GS ACQUISITION HLDGS CORP II	UNIT 99/99/9999	36258Q204	210	20,000	SH		DFND	1	20,000	0	0
GLRY STR NW MDIA GRUP HLDG L	*W EXP 02/13/202	G39973113	8	224,400	SH		DFND	1	224,400	0	0
GX ACQUISITION CORP	COM CL A	36251A107	1,009	99,013	SH		DFND	1	99,013	0	0
GX ACQUISITION CORP	UNIT 05/24/2026	36251A206	132	12,800	SH		DFND	1	12,800	0	0
GX ACQUISITION CORP	*W EXP 05/24/202	36251A115	105	95,600	SH		DFND	1	95,600	0	0
HENNESSY CAP ACQUSTION CORP	CL A COM	42589C104	8,210	763,809	SH		DFND	1	763,809	0	0
HENNESSY CAP ACQUSTION CORP	UNIT 99/99/9999	42589C203	1,426	124,042	SH		DFND	1	124,042	0	0
HENNESSY CAP ACQUSTION CORP	*W EXP 09/05/202	42589C112	369	336,177	SH		DFND	1	336,177	0	0
HL ACQUISITIONS CORP	SHS	G4603R106	293	24,080	SH		DFND	1	24,080	0	0
HL ACQUISITIONS CORP	RIGHT 07/17/2023	G4603R130	35	37,647	SH		DFND	1	37,647	0	0
HL ACQUISITIONS CORP	*W EXP 06/21/202	G4603R122	45	20,000	SH		DFND	1	20,000	0	0
HEALTHCARE MERGER CORP	COM CL A	42227L102	1,797	179,410	SH		DFND	1	179,410	0	0
HEALTHCARE MERGER CORP	UNIT 12/17/2021	42227L201	4,083	396,461	SH		DFND	1	396,461	0	0
HEALTHCARE MERGER CORP	*W EXP 12/17/202	42227L110	128	112,089	SH		DFND	1	112,089	0	0
HAYMAKER ACQUISITION CORP II	COM CL A	42087L101	3,491	337,359	SH		DFND	1	337,359	0	0
HAYMAKER ACQUISITION CORP II	UNIT 10/31/2026	42087L200	2,712	247,700	SH		DFND	1	247,700	0	0
HAYMAKER ACQUISITION CORP II	*W EXP 10/31/202	42087L119	65	42,137	SH		DFND	1	42,137	0	0
INTL GNRL INSURANCE HLDNGS L	*W EXP 03/17/202	G4809J114	33	100,000	SH		DFND	1	100,000	0	0
INSURANCE ACQUISITION CORP	CL A	457867109	850	65,636	SH		DFND	1	65,636	0	0
INSURANCE ACQUISITION CORP	UNIT 03/31/2024	457867307	1,736	115,778	SH		DFND	1	115,778	0	0
INSURANCE ACQUISITION CORP	*W EXP 03/31/202	457867117	303	83,467	SH		DFND	1	83,467	0	0
SOCIAL CAP HDOSPHIA HLDG CO	UNIT 99/99/9999	G8250T117	8,991	715,917	SH		DFND	1	715,917	0	0
8I ENTERPRISES ACQUISITION C	RIGHT 10/29/2020	G2956M120	63	192,582	SH		DFND	1	192,582	0	0
JUNIPER INDL HLDGS INC	UNIT 11/13/2026	48205G205	1,185	115,100	SH		DFND	1	115,100	0	0
JUNIPER INDL HLDGS INC	*W EXP 11/13/202	48205G114	76	87,590	SH		DFND	1	87,590	0	0
KBL MERGER CORP IV	RIGHT 04/09/2020	48242A120	23	93,753	SH		DFND	1	93,753	0	0
KBL MERGER CORP IV	*W EXP 01/15/202	48242A112	35	114,200	SH		DFND	1	114,200	0	0
KENSINGTON CAP ACQUISITION C	UNIT 07/01/2027	490073202	289	28,915	SH		DFND	1	28,915	0	0
LEISURE ACQUISITION CORP	*W EXP 12/05/201	52539T115	43	47,201	SH		DFND	1	47,201	0	0
UNION ACQUISITION CORP II	*W EXP 04/01/202	G9402Q126	52	150,000	SH		DFND	1	150,000	0	0
LANDCADIA HLDGS II INC	CL A	51476X105	2,545	155,658	SH		DFND	1	155,658	0	0
LANDCADIA HLDGS II INC	UNIT 05/09/2026	51476X204	3,321	192,411	SH		DFND	1	192,411	0	0
LANDCADIA HLDGS II INC	*W EXP 05/09/202	51476X113	721	133,567	SH		DFND	1	133,567	0	0
LF CAP ACQUISITION CORP	CL A	50200K108	3,839	358,800	SH		DFND	1	358,800	0	0
LF CAP ACQUISITION CORP	*W EXP 06/22/202	50200K116	134	149,802	SH		DFND	1	149,802	0	0
LEGACY ACQUISITION CORP	*W EXP 11/30/202	524643111	40	83,300	SH		DFND	1	83,300	0	0
LION GROUP HOLDING LTD	ADS	53620U102	46	15,112	SH		DFND	1	15,112	0	0
LION GROUP HOLDING LTD	*W EXP 06/17/202	53620U110	36	233,661	SH		DFND	1	233,661	0	0
LONGVIEW ACQUISITION CORP	UNIT 99/99/9999	543195200	4,844	479,700	SH		DFND	1	479,700	0	0
LIV CAP ACQUISITION CORP	UNIT 99/99/9999	G5510C124	1,608	156,970	SH		DFND	1	156,970	0	0
LONGEVITY ACQUISITION CORP	*W EXP 07/31/202	G56372116	12	63,707	SH		DFND	1	63,707	0	0
LIVE OAK ACQUISITION CORP	UNIT 99/99/9999	53804F202	1,986	198,268	SH		DFND	1	198,268	0	0
METEN EDTECHX ED GROUP LTD	*W EXP 03/31/202	G6055H106	222	397,714	SH		DFND	1	397,714	0	0
MONOCLE ACQUISITION CORP	COM	609754106	6,009	585,166	SH		DFND	1	585,166	0	0
NEWBORN ACQUISITION CORP	RIGHT 02/03/2025	G6463T122	14	69,006	SH		DFND	1	69,006	0	0
NEWBORN ACQUISITION CORP	*W EXP 02/03/202	G6463T114	11	69,006	SH		DFND	1	69,006	0	0
NEW FRONTIER HEALTH CORP	*W EXP 11/30/202	G6461G114	152	112,189	SH		DFND	1	112,189	0	0
NETFIN ACQUISITION CORP	SHS CL A	G6455A107	1,376	128,000	SH		DFND	1	128,000	0	0
NETFIN ACQUISITION CORP	*W EXP 08/01/202	G6455A115	223	134,990	SH		DFND	1	134,990	0	0
NIKOLA CORP	*W EXP 06/03/202	654110113	3,087	92,985	SH		DFND	1	92,985	0	0
NOVUS CAP CORP	COM	67012U108	490	50,000	SH		DFND	1	50,000	0	0
NOVUS CAP CORP	*W EXP 06/30/202	67012U116	26	36,500	SH		DFND	1	36,500	0	0
NEW PROVIDENCE ACQUISITION	COM CL A	64822P106	4,032	400,000	SH		DFND	1	400,000	0	0
NEW PROVIDENCE ACQUISITION	UNIT 09/01/2024	64822P205	719	68,216	SH		DFND	1	68,216	0	0
NEW PROVIDENCE ACQUISITION	*W EXP 09/11/202	64822P114	199	199,300	SH		DFND	1	199,300	0	0
OAKTREE ACQUISITION CORP	SHS CL A	G67145105	1,017	100,000	SH		DFND	1	100,000	0	0
OAKTREE ACQUISITION CORP	*W EXP 99/99/999	G67145113	25	19,196	SH		DFND	1	19,196	0	0
ORISUN ACQUISITION CORP	COM	68632T109	404	39,900	SH		DFND	1	39,900	0	0
ORISUN ACQUISITION CORP	RIGHT 05/31/2024	68632T125	11	39,900	SH		DFND	1	39,900	0	0
ORISUN ACQUISITION CORP	*W EXP 05/31/202	68632T117	15	39,900	SH		DFND	1	39,900	0	0
PAE INC	COM CL A	69290Y109	24	2,576	SH		DFND	1	2,576	0	0
PAE INC	*W EXP 09/11/202	69290Y117	367	152,576	SH		DFND	1	152,576	0	0
CC NEUBERGER PRINCIPAL HLDNG	UNIT 99/99/9999	G1992Y106	932	88,000	SH		DFND	1	88,000	0	0
PIVOTAL INVT CORP II	UNIT 06/01/2025	72582K209	673	65,406	SH		DFND	1	65,406	0	0
PIVOTAL INVT CORP II	*W EXP 06/01/202	72582K118	102	130,112	SH		DFND	1	130,112	0	0
PROPTECH ACQUISITION CORP	COM CL A	74349F101	1,444	142,343	SH		DFND	1	142,343	0	0
PROPTECH ACQUISITION CORP	UNIT 10/01/2026	74349F200	1,865	176,003	SH		DFND	1	176,003	0	0
RMG ACQUISITION CORP	CL A	749641106	1,304	127,500	SH		DFND	1	127,500	0	0
RMG ACQUISITION CORP	*W EXP 02/21/202	749641114	23	24,100	SH		DFND	1	24,100	0	0
REPLAY ACQUISITION CORP	COM	G75130107	609	59,800	SH		DFND	1	59,800	0	0
REPLAY ACQUISITION CORP	UNIT 03/01/2024	G75130123	531	50,000	SH		DFND	1	50,000	0	0
REPLAY ACQUISITION CORP	*W EXP 03/01/202	G75130115	143	159,849	SH		DFND	1	159,849	0	0
SCHULTZE SPL PURP ACQUSTN CO	COM	80821R109	171	16,800	SH		DFND	1	16,800	0	0
SCHULTZE SPL PURP ACQUSTN CO	*W EXP 12/31/202	80821R117	187	145,100	SH		DFND	1	145,100	0	0
SOFTWARE ACQUISITION GROUP I	COM CL A	83406B101	2,681	266,817	SH		DFND	1	266,817	0	0
SOFTWARE ACQUISITION GROUP I	*W EXP 10/01/202	83406B119	31	34,975	SH		DFND	1	34,975	0	0
SWITCHBACK ENERGY ACQUISTN C	COM CL A	87105M102	1,908	189,998	SH		DFND	1	189,998	0	0
SC HEALTH CORP	COM CL A	G78516203	6,740	666,718	SH		DFND	1	666,718	0	0
SC HEALTH CORP	UNIT 99/99/9999	G78516302	208	20,000	SH		DFND	1	20,000	0	0
SC HEALTH CORP	*W EXP 99/99/999	G78516401	33	31,250	SH		DFND	1	31,250	0	0
SCVX CORP	COM	G79448208	4,731	475,000	SH		DFND	1	475,000	0	0
SCVX CORP	UNIT 99/99/9999	G79448109	2,782	268,627	SH		DFND	1	268,627	0	0
SCVX CORP	*W EXP 01/24/202	G79448117	167	161,188	SH		DFND	1	161,188	0	0
OSPREY TECHNLGY AQUISTION CO	COM CL A	68839R104	4,019	400,100	SH		DFND	1	400,100	0	0
OSPREY TECHNLGY AQUISTION CO	*W EXP 10/30/202	68839R120	183	175,000	SH		DFND	1	175,000	0	0
TORTOISE ACQUISITION CORP	CL A	89154L100	3,562	129,824	SH		DFND	1	129,824	0	0
TORTOISE ACQUISITION CORP	*W EXP 03/04/202	89154L118	599	55,483	SH		DFND	1	55,483	0	0
SOUTH MTN MERGER CORP	COM CL A	838884104	1,343	131,829	SH		DFND	1	131,829	0	0
SOUTH MTN MERGER CORP	UNIT 99/99/9999	838884203	461	43,530	SH		DFND	1	43,530	0	0
SOUTH MTN MERGER CORP	*W EXP 06/20/202	838884112	151	135,125	SH		DFND	1	135,125	0	0
SUSTAINABLE OPPORTNTS ACQ CO	ORD SHS A	G8598Y109	1,939	200,000	SH		DFND	1	200,000	0	0
SUSTAINABLE OPPORTNTS ACQ CO	UNIT 99/99/9999	G8598Y125	1,315	130,218	SH		DFND	1	130,218	0	0
SUSTAINABLE OPPORTNTS ACQ CO	*W EXP 99/99/999	G8598Y117	75	80,000	SH		DFND	1	80,000	0	0
SPARTAN ENERGY ACQUISITION C	CL A COM STK	846784106	12,957	1,208,726	SH		DFND	1	1,208,726	0	0
SPARTAN ENERGY ACQUISITION C	*W EXP 08/27/202	846784122	293	162,987	SH		DFND	1	162,987	0	0
STABLE RD ACQUISITION CORP	*W EXP 05/15/202	85236Q117	50	82,500	SH		DFND	1	82,500	0	0
SILVER SPIKE ACQUISITION COR	CL A SHS	G8136L106	558	55,100	SH		DFND	1	55,100	0	0
SILVER SPIKE ACQUISITION COR	*W EXP 08/02/202	G8136L114	63	127,800	SH		DFND	1	127,800	0	0
TRIDENT ACQUISITIONS CORP	*W EXP 05/09/202	89615T114	4	10,000	SH		DFND	1	10,000	0	0
THUNDER BRDG ACQUISTION II L	CL A SHS	G8857S116	3,229	319,731	SH		DFND	1	319,731	0	0
THUNDER BRDG ACQUISTION II L	UNIT 99/99/9999	G8857S124	105	10,055	SH		DFND	1	10,055	0	0
THUNDER BRDG ACQUISTION II L	*W EXP 11/30/202	G8857S108	328	228,302	SH		DFND	1	228,302	0	0
TUSCAN HLDGS CORP II	COM	90070A103	36	3,600	SH		DFND	1	3,600	0	0
TUSCAN HLDGS CORP II	UNIT 04/01/2026	90070A202	2	200	SH		DFND	1	200	0	0
TUSCAN HOLDINGS CORP	COM	90069K104	6,977	682,081	SH		DFND	1	682,081	0	0
TUSCAN HOLDINGS CORP	*W EXP 04/01/202	90069K112	58	100,000	SH		DFND	1	100,000	0	0
TOTTENHAM ACQUISITION I LTD	*W EXP 05/06/202	G8959N114	45	227,099	SH		DFND	1	227,099	0	0
TRINE ACQUISITION CORP	COM CL A	89628U108	2,883	275,906	SH		DFND	1	275,906	0	0
TRINE ACQUISITION CORP	UNIT 03/31/2021	89628U207	1,027	93,211	SH		DFND	1	93,211	0	0
TRINE ACQUISITION CORP	*W EXP 03/31/202	89628U116	324	209,586	SH		DFND	1	209,586	0	0
TENZING ACQUISITION CORP	*W EXP 02/23/202	G8708A108	13	28,000	SH		DFND	1	28,000	0	0
VIVINT SMART HOME INC	*W EXP 01/17/202	928542117	856	150,134	SH		DFND	1	150,134	0	0
REPAY HLDGS CORP	COM CL A	76029L100	573	23,298	SH		DFND	1	23,298	0	0
FS KKR CAPITAL CORP	COM	302635206	210	15,005	SH		DFND	1	15,005	0	0
THL CREDIT INC	COM	872438106	13	4,055	SH		DFND	1	4,055	0	0
WHITEHORSE FIN INC	COM	96524V106	4	424	SH		DFND	1	424	0	0
DUFF & PHELPS SLT ENGY AND M	COM	26433F108	45	83,580	SH		DFND	1	83,580	0	0
ISHARES TR	PFD AND INCM SEC	464288687	1,061	30,646	SH		DFND	1	30,646	0	0
ARES COML REAL ESTATE CORP	COM	04013V108	237	26,065	SH		DFND	1	26,065	0	0
LADDER CAP CORP	CL A	505743104	477	59,003	SH		DFND	1	59,003	0	0
TPG RE FIN TR INC	COM	87266M107	21	2,513	SH		DFND	1	2,513	0	0
ADIENT PLC	ORD SHS	G0084W101	1,206	73,468	SH		DFND	1	73,468	0	0
AMC ENTMT HLDGS INC	CL A COM	00165C104	15	3,629	SH		DFND	1	3,629	0	0
ANTERO RESOURCES CORP	COM	03674X106	108	42,788	SH		DFND	1	42,788	0	0
ARAMARK	COM	03852U106	424	18,796	SH		DFND	1	18,796	0	0
AMERICAN AXLE & MFG HLDGS IN	COM	024061103	1,307	172,000	SH		DFND	1	172,000	0	0
BAOZUN INC	SPONSORED ADR	06684L103	4,103	106,714	SH		DFND	1	106,714	0	0
CBL & ASSOC PPTYS INC	COM	124830100	1	4,846	SH		DFND	1	4,846	0	0
CHEMOURS CO	COM	163851108	2,166	141,163	SH		DFND	1	141,163	0	0
CENTENNIAL RESOURCE DEV INC	CL A	15136A102	19	22,400	SH		DFND	1	22,400	0	0
CLEVELAND CLIFFS INC	COM	185899101	1,501	271,984	SH		DFND	1	271,984	0	0
CINEMARK HLDGS INC	COM	17243V102	1,290	111,752	SH		DFND	1	111,752	0	0
CORNERSTONE BLDG BRANDS INC	COM	21925D109	753	124,319	SH		DFND	1	124,319	0	0
COUPA SOFTWARE INC	NOTE 0.125% 6/1	22266LAC0	25,254	13,939,000	PRN		DFND	1	0	0	0
CALLON PETE CO DEL	COM	13123X102	0	479	SH		DFND	1	479	0	0
CONSTELLIUM SE	CL A SHS	F21107101	6,013	783,000	SH		DFND	1	783,000	0	0
CENOVUS ENERGY INC	COM	15135U109	233	49,931	SH		DFND	1	49,931	0	0
DISH NETWORK CORPORATION	NOTE 3.375% 8/1	25470MAB5	55,387	59,707,000	PRN		DFND	1	0	0	0
BRINKER INTL INC	COM	109641100	343	14,309	SH		DFND	1	14,309	0	0
EVERBRIDGE INC	NOTE 1.500%11/0	29978AAA2	8,695	2,126,000	PRN		DFND	1	0	0	0
EVOLENT HEALTH INC	NOTE 2.000%12/0	30050BAB7	10,491	11,963,000	PRN		DFND	1	0	0	0
EVERI HLDGS INC	COM	30034T103	1,803	349,585	SH		DFND	1	349,585	0	0
EXACT SCIENCES CORP	COM	30063P105	260	2,999	SH		DFND	1	2,999	0	0
FIREEYE INC	NOTE 0.875% 6/0	31816QAF8	56,689	62,850,000	PRN		DFND	1	0	0	0
FORTIVE CORP	COM	34959J108	5,535	81,818	SH		DFND	1	81,818	0	0
GDS HLDGS LTD	SPONSORED ADS	36165L108	7,436	93,358	SH		DFND	1	93,358	0	0
GRAHAM HLDGS CO	COM CL B	384637104	342	1,000	SH		DFND	1	1,000	0	0
GRANITE PT MTG TR INC	NOTE 6.375%10/0	38741LAC1	925	1,275,000	PRN		DFND	1	0	0	0
GRUBHUB INC	COM	400110102	1,283	18,261	SH		DFND	1	18,261	0	0
GRAY TELEVISION INC	COM	389375106	896	64,281	SH		DFND	1	64,281	0	0
H & E EQUIPMENT SERVICES INC	COM	404030108	992	53,730	SH		DFND	1	53,730	0	0
IMMUNOGEN INC	NOTE 4.500% 7/0	45253HAB7	1,344	1,100,000	PRN		DFND	1	0	0	0
KNOWLES CORP	NOTE 3.250%11/0	49926DAB5	31,350	29,383,000	PRN		DFND	1	0	0	0
KOSMOS ENERGY LTD	COM	500688106	1,722	1,037,542	SH		DFND	1	1,037,542	0	0
KOHLS CORP	COM	500255104	1,153	55,547	SH		DFND	1	55,547	0	0
KRATOS DEFENSE & SEC SOLUTIO	COM NEW	50077B207	1,205	77,152	SH		DFND	1	77,152	0	0
LIONS GATE ENTMNT CORP	CL A VTG	535919401	1,147	154,835	SH		DFND	1	154,835	0	0
MATTEL INC	COM	577081102	48	5,004	SH		DFND	1	5,004	0	0
MEREDITH CORP	COM	589433101	698	47,992	SH		DFND	1	47,992	0	0
MERCADOLIBRE INC	NOTE 2.000% 8/1	58733RAD4	70,016	30,553,000	PRN		DFND	1	0	0	0
MICHAELS COS INC	COM	59408Q106	896	126,782	SH		DFND	1	126,782	0	0
MOMO INC	NOTE 1.250% 7/0	60879BAB3	32,907	42,545,000	PRN		DFND	1	0	0	0
MERITOR INC	NOTE 7.875% 3/0	59001KAC4	17,195	10,133,000	PRN		DFND	1	0	0	0
NEW RELIC INC	NOTE 0.500% 5/0	64829BAB6	44,995	46,231,000	PRN		DFND	1	0	0	0
NEW GOLD INC CDA	COM	644535106	662	490,557	SH		DFND	1	490,557	0	0
NATURA &CO HLDG S A	ADS	63884N108	1	120	SH		DFND	1	120	0	0
OIL STS INTL INC	COM	678026105	68	14,400	SH		DFND	1	14,400	0	0
OVINTIV INC	COM	69047Q102	7	780	SH		DFND	1	780	0	0
PATRICK INDS INC	DBCV 1.000% 2/0	703343AB9	4,694	4,710,000	PRN		DFND	1	0	0	0
PDL BIOPHARMA INC	COM	69329Y104	4	1,688	SH		DFND	1	1,688	0	0
PARSLEY ENERGY INC	CL A	701877102	0	4	SH		DFND	1	4	0	0
IMPINJ INC	COM	453204109	228	8,318	SH		DFND	1	8,318	0	0
PLUG POWER INC	COM NEW	72919P202	81	9,900	SH		DFND	1	9,900	0	0
RESTAURANT BRANDS INTL INC	COM	76131D103	376	6,900	SH		DFND	1	6,900	0	0
Q2 HLDGS INC	NOTE 0.750% 2/1	74736LAB5	64,108	40,728,000	PRN		DFND	1	0	0	0
QUAD / GRAPHICS INC	COM CL A	747301109	613	188,855	SH		DFND	1	188,855	0	0
RENT A CTR INC NEW	COM	76009N100	449	16,143	SH		DFND	1	16,143	0	0
REDFIN CORP	NOTE 1.750% 7/1	75737FAA6	7,382	4,942,000	PRN		DFND	1	0	0	0
RENEWABLE ENERGY GROUP INC	NOTE 4.000% 6/1	75972AAC7	30,210	12,752,000	PRN		DFND	1	0	0	0
RESIDEO TECHNOLOGIES INC	COM	76118Y104	756	64,572	SH		DFND	1	64,572	0	0
RAYONIER ADVANCED MATLS INC	COM	75508B104	481	171,429	SH		DFND	1	171,429	0	0
SEAWORLD ENTMT INC	COM	81282V100	451	30,500	SH		DFND	1	30,500	0	0
SCIENTIFIC GAMES CORP	COM	80874P109	3,253	210,438	SH		DFND	1	210,438	0	0
SIX FLAGS ENTMT CORP NEW	COM	83001A102	1,355	70,584	SH		DFND	1	70,584	0	0
SM ENERGY CO	COM	78454L100	277	73,941	SH		DFND	1	73,941	0	0
SPLUNK INC	COM	848637104	1,902	9,576	SH		DFND	1	9,576	0	0
ISTAR INC	NOTE 3.125% 9/1	45031UCB5	4,298	4,000,000	PRN		DFND	1	0	0	0
SCORPIO TANKERS INC	SHS	Y7542C130	131	10,255	SH		DFND	1	10,255	0	0
TREEHOUSE FOODS INC	COM	89469A104	219	5,000	SH		DFND	1	5,000	0	0
TIMKENSTEEL CORP	NOTE 6.000% 6/0	887399AA1	5,153	6,380,000	PRN		DFND	1	0	0	0
TWITTER INC	COM	90184L102	1,831	61,469	SH		DFND	1	61,469	0	0
UNITI GROUP INC	COM	91325V108	1,303	139,408	SH		DFND	1	139,408	0	0
VECTOR GROUP LTD	COM	92240M108	218	21,756	SH		DFND	1	21,756	0	0
VIAVI SOLUTIONS INC	NOTE 1.000% 3/0	925550AB1	75,043	65,136,000	PRN		DFND	1	0	0	0
VENATOR MATLS PLC	SHS	G9329Z100	736	411,175	SH		DFND	1	411,175	0	0
VISTRA ENERGY CORP	COM	92840M102	54	2,938	SH		DFND	1	2,938	0	0
WAYFAIR INC	NOTE 0.375% 9/0	94419LAB7	36,482	19,127,000	PRN		DFND	1	0	0	0
WAYFAIR INC	NOTE 1.125%11/0	94419LAD3	75,790	42,358,000	PRN		DFND	1	0	0	0
WEIBO CORP	SPONSORED ADR	948596101	233	6,956	SH		DFND	1	6,956	0	0
WW INTL INC	COM	98262P101	520	20,515	SH		DFND	1	20,515	0	0
XEROX HOLDINGS CORP	COM NEW	98421M106	348	22,824	SH		DFND	1	22,824	0	0
YY INC	NOTE 0.750% 6/1	98426TAD8	9,008	8,246,000	PRN		DFND	1	0	0	0
DELPHI TECHNOLOGIES PL	SHS	G2709G107	2,431	171,098	SH		DFND	1	171,098	0	0
AXON ENTERPRISE INC	COM	05464C101	2,207	22,500	SH		DFND	1	22,500	0	0
AIR PRODS & CHEMS INC	COM	009158106	1,690	7,000	SH		DFND	1	7,000	0	0
API GROUP CORP	COM STK	00187Y100	5,771	475,000	SH		DFND	1	475,000	0	0
ASHLAND GLOBAL HLDGS INC	COM	044186104	2,764	40,000	SH		DFND	1	40,000	0	0
AXALTA COATING SYS LTD	COM	G0750C108	2,381	105,600	SH		DFND	1	105,600	0	0
CROWN HLDGS INC	COM	228368106	9,769	150,000	SH		DFND	1	150,000	0	0
DUPONT DE NEMOURS INC	COM	26614N102	1,673	31,507	SH		DFND	1	31,507	0	0
ILLINOIS TOOL WKS INC	COM	452308109	3,497	20,000	SH		DFND	1	20,000	0	0
LINDE PLC	SHS	G5494J103	848	4,000	SH		DFND	1	4,000	0	0
LOUISIANA PAC CORP	COM	546347105	513	20,000	SH		DFND	1	20,000	0	0
MARTIN MARIETTA MATLS INC	COM	573284106	516	2,500	SH		DFND	1	2,500	0	0
NEWMONT CORP	COM	651639106	2,126	34,441	SH		DFND	1	34,441	0	0
NORBORD INC	COM NEW	65548P403	2,851	125,000	SH		DFND	1	125,000	0	0
PARKER HANNIFIN CORP	COM	701094104	2,199	12,000	SH		DFND	1	12,000	0	0
ROCKWELL AUTOMATION INC	COM	773903109	958	4,500	SH		DFND	1	4,500	0	0
SHERWIN WILLIAMS CO	COM	824348106	1,733	3,000	SH		DFND	1	3,000	0	0
TIMKEN CO	COM	887389104	1,819	40,000	SH		DFND	1	40,000	0	0
WESTROCK CO	COM	96145D105	2,526	89,410	SH		DFND	1	89,410	0	0
WEYERHAEUSER CO MTN BE	COM NEW	962166104	6,816	303,507	SH		DFND	1	303,507	0	0
BERRY CORP	COM	08579X101	877	181,655	SH		DFND	1	181,655	0	0
CIRCOR INTL INC	COM	17273K109	22	900	SH		DFND	1	900	0	0
UBER TECHNOLOGIES INC	COM	90353T100	3,521	113,307	SH		DFND	1	113,307	0	0
EPR PPTYS	PFD C CNV 5.75%	26884U208	482	26,510	SH		DFND	1	26,510	0	0
EQUITY COMWLTH	CUM PFD S D 6.5%	294628201	187	6,836	SH		DFND	1	6,836	0	0
LEXINGTON REALTY TRUST	COM	529043101	1,222	115,885	SH		DFND	1	115,885	0	0
RPT REALTY	SH BEN INT	74971D101	489	70,332	SH		DFND	1	70,332	0	0
WHEELER REAL ESTATE INVT TR	CV PFD SER B	963025309	246	34,319	SH		DFND	1	34,319	0	0
WHEELER REAL ESTATE INVT TR	COM NEW	963025705	5	3,269	SH		DFND	1	3,269	0	0
AMERICAN ELEC PWR CO INC	COM	025537101	1,790	22,482	SH		DFND	1	22,482	0	0
GFL ENVIRONMENTAL INC	UNIT 99/99/9999T	36168Q120	14,754	297,262	SH		DFND	1	297,262	0	0
INTERNATIONAL FLAVORS&FRAGRA	UNIT 09/15/2021	459506309	10,504	235,296	SH		DFND	1	235,296	0	0
NEXTERA ENERGY INC	UNIT 09/01/2022S	65339F796	23,207	475,980	SH		DFND	1	475,980	0	0
NEXTERA ENERGY INC	UNIT 99/99/9999	65339F770	18,338	431,179	SH		DFND	1	431,179	0	0
SOUTH JERSEY INDS INC	UNIT 99/99/9999	838518116	6,421	154,794	SH		DFND	1	154,794	0	0
SOUTHERN CO	UNIT 08/01/2022	842587602	12,497	282,413	SH		DFND	1	282,413	0	0
ESSENTIAL UTILS INC	UNIT 04/30/2022	29670G201	809	14,341	SH		DFND	1	14,341	0	0
ASSURANT INC	6.50% CONV PFD D	04621X207	40,231	384,974	SH		DFND	1	384,974	0	0
BECTON DICKINSON & CO	COM	075887109	1,929	8,065	SH		DFND	1	8,065	0	0
BOSTON SCIENTIFIC CORP	5.50% CNV PFD A	101137206	3,579	34,184	SH		DFND	1	34,184	0	0
CROWN CASTLE INTL CORP NEW	6.875% CON PFD A	22822V309	28,415	19,103	SH		DFND	1	19,103	0	0
CENTERPOINT ENERGY INC	DEP RP PFD CV B	15189T503	7,448	208,753	SH		DFND	1	208,753	0	0
ENERGIZER HLDGS INC NEW	7.5 MCNV PFD A	29272W208	24,057	247,784	SH		DFND	1	247,784	0	0
INTERNATIONAL FLAVORS&FRAGRA	COM	459506101	177	1,446	SH		DFND	1	1,446	0	0
SEMPRA ENERGY	6% PFD CONV A	816851406	44,876	458,601	SH		DFND	1	458,601	0	0
PG&E CORP	COM	69331C108	745	84,000	SH		DFND	1	84,000	0	0
ADVANCED DISP SVCS INC DEL	COM	00790X101	3,938	130,537	SH		DFND	1	130,537	0	0
AVISTA CORP	COM	05379B107	66	1,822	SH		DFND	1	1,822	0	0
ALIBABA GROUP HLDG LTD	SPONSORED ADS	01609W102	280	1,300	SH		DFND	1	1,300	0	0
BROOKFIELD ASSET MGMT INC	CL A LTD VT SH	112585104	351	10,695	SH		DFND	1	10,695	0	0
BAIDU INC	SPON ADR REP A	056752108	29	250	SH		DFND	1	250	0	0
BITAUTO HLDGS LTD	SPONSORED ADS	091727107	518	32,732	SH		DFND	1	32,732	0	0
CRAFT BREW ALLIANCE INC	COM	224122101	635	41,301	SH		DFND	1	41,301	0	0
CONDOR HOSPITALITY TR INC	COM NEW	20676Y403	18	4,500	SH		DFND	1	4,500	0	0
CENTRAL EUROPEAN MEDIA ENTRP	CL A NEW	G20045202	1,172	331,287	SH		DFND	1	331,287	0	0
CYRUSONE INC	COM	23283R100	5,540	76,162	SH		DFND	1	76,162	0	0
CONOCOPHILLIPS	COM	20825C104	55	1,310	SH		DFND	1	1,310	0	0
CAMPBELL SOUP CO	COM	134429109	217	4,380	SH		DFND	1	4,380	0	0
CLEARWAY ENERGY INC	CL C	18539C204	662	28,738	SH		DFND	1	28,738	0	0
CHINA XD PLASTICS CO LTD	COM	16948F107	8	7,300	SH		DFND	1	7,300	0	0
CONCHO RES INC	COM	20605P101	77	1,500	SH		DFND	1	1,500	0	0
EL PASO ELEC CO	COM NEW	283677854	4,517	67,425	SH		DFND	1	67,425	0	0
ENBRIDGE INC	COM	29250N105	1,006	33,089	SH		DFND	1	33,089	0	0
DIAMONDBACK ENERGY INC	COM	25278X109	41	1,000	SH		DFND	1	1,000	0	0
FORESCOUT TECHNOLOGIES INC	COM	34553D101	744	35,115	SH		DFND	1	35,115	0	0
SPDR GOLD TR	GOLD SHS	78463V107	597	3,570	SH		DFND	1	3,570	0	0
GLOBAL NET LEASE INC	COM NEW	379378201	45	2,726	SH		DFND	1	2,726	0	0
INNOVATIVE INDL PPTYS INC	COM	45781V101	276	3,137	SH		DFND	1	3,137	0	0
INVITATION HOMES INC	COM	46187W107	798	28,997	SH		DFND	1	28,997	0	0
IRON MTN INC NEW	COM	46284V101	709	27,196	SH		DFND	1	27,196	0	0
JD.COM INC	SPON ADR CL A	47215P106	355	5,900	SH		DFND	1	5,900	0	0
LIBERTY BROADBAND CORP	COM SER C	530307305	210	1,700	SH		DFND	1	1,700	0	0
LOGMEIN INC	COM	54142L109	3,941	46,499	SH		DFND	1	46,499	0	0
MEET GROUP INC	COM	58513U101	1,303	208,840	SH		DFND	1	208,840	0	0
MOBILE MINI INC	COM	60740F105	1,606	54,442	SH		DFND	1	54,442	0	0
ANNALY CAPITAL MANAGEMENT IN	COM	035710409	10,797	1,645,951	SH		DFND	1	1,645,951	0	0
NATIONAL RETAIL PROPERTIES I	COM	637417106	3,495	98,509	SH		DFND	1	98,509	0	0
NEW RESIDENTIAL INVT CORP	COM NEW	64828T201	19,552	2,631,614	SH		DFND	1	2,631,614	0	0
NEWELL BRANDS INC	COM	651229106	190	12,000	SH		DFND	1	12,000	0	0
OFFICE PPTYS INCOME TR	COM SHS BEN INT	67623C109	266	10,270	SH		DFND	1	10,270	0	0
PROCTER AND GAMBLE CO	COM	742718109	290	2,426	SH		DFND	1	2,426	0	0
PIONEER NAT RES CO	COM	723787107	39	400	SH		DFND	1	400	0	0
SANDERSON FARMS INC	COM	800013104	81	700	SH		DFND	1	700	0	0
STANDARD DIVERSIFIED INC	COM CL A	85336L109	48	3,731	SH		DFND	1	3,731	0	0
SIMON PPTY GROUP INC NEW	COM	828806109	3,257	47,633	SH		DFND	1	47,633	0	0
STORE CAP CORP	COM	862121100	2,305	96,815	SH		DFND	1	96,815	0	0
TAUBMAN CTRS INC	COM	876664103	467	12,392	SH		DFND	1	12,392	0	0
TIFFANY & CO NEW	COM	886547108	2,344	19,226	SH		DFND	1	19,226	0	0
VEREIT INC	COM	92339V100	785	122,093	SH		DFND	1	122,093	0	0
VENTAS INC	COM	92276F100	3,299	90,111	SH		DFND	1	90,111	0	0
58 COM INC	SPON ADR REP A	31680Q104	3,471	64,358	SH		DFND	1	64,358	0	0
AVALONBAY CMNTYS INC	COM	053484101	5,371	34,735	SH		DFND	1	34,735	0	0
EQUITY RESIDENTIAL	SH BEN INT	29476L107	3,722	63,286	SH		DFND	1	63,286	0	0
ESSEX PPTY TR INC	COM	297178105	2,956	12,899	SH		DFND	1	12,899	0	0
CARETRUST REIT INC	COM	14174T107	1,139	66,432	SH		DFND	1	66,432	0	0
DIVERSIFIED HEALTHCARE TR	COM SH BEN INT	25525P107	71	16,078	SH		DFND	1	16,078	0	0
GLOBAL MED REIT INC	COM NEW	37954A204	736	64,976	SH		DFND	1	64,976	0	0
HEALTHCARE RLTY TR	COM	421946104	1,119	38,209	SH		DFND	1	38,209	0	0
MEDICAL PPTYS TRUST INC	COM	58463J304	1,344	71,494	SH		DFND	1	71,494	0	0
NATIONAL HEALTH INVS INC	COM	63633D104	1,854	30,536	SH		DFND	1	30,536	0	0
SABRA HEALTH CARE REIT INC	COM	78573L106	107	7,459	SH		DFND	1	7,459	0	0
HOST HOTELS & RESORTS INC	COM	44107P104	3,997	370,483	SH		DFND	1	370,483	0	0
SUNSTONE HOTEL INVS INC NEW	COM	867892101	2,372	291,085	SH		DFND	1	291,085	0	0
EASTGROUP PPTY INC	COM	277276101	369	3,114	SH		DFND	1	3,114	0	0
FIRST INDL RLTY TR INC	COM	32054K103	3,643	94,780	SH		DFND	1	94,780	0	0
PS BUSINESS PKS INC CALIF	COM	69360J107	7,036	53,149	SH		DFND	1	53,149	0	0
REXFORD INDL RLTY INC	COM	76169C100	7,452	179,870	SH		DFND	1	179,870	0	0
CORESITE RLTY CORP	COM	21870Q105	4,143	34,230	SH		DFND	1	34,230	0	0
CUBESMART	COM	229663109	1,054	39,063	SH		DFND	1	39,063	0	0
EQUITY LIFESTYLE PPTYS INC	COM	29472R108	1,068	17,105	SH		DFND	1	17,105	0	0
EXTRA SPACE STORAGE INC	COM	30225T102	45	497	SH		DFND	1	497	0	0
BRANDYWINE RLTY TR	SH BEN INT NEW	105368203	5,443	499,872	SH		DFND	1	499,872	0	0
BOSTON PPTYS LTD PARTNERSHIP	COM	101121101	893	9,886	SH		DFND	1	9,886	0	0
COUSINS PPTYS INC	COM NEW	222795502	4,627	155,120	SH		DFND	1	155,120	0	0
EMPIRE ST RLTY TR INC	CL A	292104106	5,855	836,470	SH		DFND	1	836,470	0	0
HUDSON PAC PPTYS INC	COM	444097109	3,021	120,106	SH		DFND	1	120,106	0	0
JBG SMITH PPTYS	COM	46590V100	3,481	117,728	SH		DFND	1	117,728	0	0
PIEDMONT OFFICE REALTY TR IN	COM CL A	720190206	680	40,969	SH		DFND	1	40,969	0	0
PARAMOUNT GROUP INC	COM	69924R108	2,121	275,182	SH		DFND	1	275,182	0	0
ARLINGTON ASSET INVST CORP	CL A NEW	041356205	1,782	600,105	SH		DFND	1	600,105	0	0
ANWORTH MTG ASSET CORP	COM	037347101	2,735	1,609,400	SH		DFND	1	1,609,400	0	0
CHIMERA INVT CORP	COM NEW	16934Q208	4,244	441,714	SH		DFND	1	441,714	0	0
MFA FINL INC	COM	55272X102	576	231,419	SH		DFND	1	231,419	0	0
NEW YORK MTG TR INC	COM PAR $.02	649604501	3,416	1,309,140	SH		DFND	1	1,309,140	0	0
ACADIA RLTY TR	COM SH BEN INT	004239109	2,906	223,897	SH		DFND	1	223,897	0	0
REGENCY CTRS CORP	COM	758849103	1,325	28,884	SH		DFND	1	28,884	0	0
RETAIL PPTYS AMER INC	CL A	76131V202	4,270	583,439	SH		DFND	1	583,439	0	0
WEINGARTEN RLTY INVS	SH BEN INT	948741103	1,593	84,174	SH		DFND	1	84,174	0	0
ACCEL ENTERTAINMENT INC	*W EXP 11/20/202	00436Q114	137	58,565	SH		DFND	1	58,565	0	0
AGROFRESH SOLUTIONS INC	*W EXP 07/31/202	00856G117	0	36,347	SH		DFND	1	36,347	0	0
AMERICAN INTL GROUP INC	*W EXP 01/19/202	026874156	1	1,100	SH		DFND	1	1,100	0	0
AMERICAN VRTUAL CLOUD TECH I	*W EXP 04/07/202	030382113	24	100,501	SH		DFND	1	100,501	0	0
BIOCERES CROP SOLUTIONS CORP	*W EXP 03/14/202	G1117K106	32	153,980	SH		DFND	1	153,980	0	0
BLINK CHARGING CO	COM	09354A100	15	2,814	SH		DFND	1	2,814	0	0
DRAFTKINGS INC	COM CL A	26142R104	109	3,285	SH		DFND	1	3,285	0	0
DASEKE INC	*W EXP 02/27/202	23753F115	7	123,203	SH		DFND	1	123,203	0	0
GRID DYNAMICS HLDGS INC	CL A	39813G109	1	271	SH		DFND	1	271	0	0
IMMURON LTD	*W EXP 05/12/202	Q4867H223	8	5,373	SH		DFND	1	5,373	0	0
NESCO HLDGS INC	*W EXP 01/01/202	64083J112	5	30,107	SH		DFND	1	30,107	0	0
PAVMED INC	*W EXP 04/30/202	70387R122	7	7,523	SH		DFND	1	7,523	0	0
HOSTESS BRANDS INC	*W EXP 11/04/202	44109J114	202	235,656	SH		DFND	1	235,656	0	0
VERTIV HOLDINGS CO	*W EXP 06/12/202	92537N116	725	181,775	SH		DFND	1	181,775	0	0
VISTRA ENERGY CORP	*W EXP 02/02/202	92840M128	146	244,210	SH		DFND	1	244,210	0	0
INVESCO CURRENCYSHARES BRIT	BRIT POUN STRL	46138M109	1,199	10,000	SH		DFND	1	10,000	0	0
US ECOLOGY INC	*W EXP 10/17/202	91734M111	63	13,364	SH		DFND	1	13,364	0	0
DBX ETF TR	XTRACK HRVST CSI	233051879	2,228	75,000	SH		DFND	1	75,000	0	0
ALBERTON ACQUISITION CORP	RIGHT 10/04/2020	G35006132	2	10,000	SH		DFND	1	10,000	0	0
CITIC CAPITAL ACQUISITION CO	COM CL A	G21513109	2,455	250,000	SH		DFND	1	250,000	0	0
CITIC CAPITAL ACQUISITION CO	UNIT 99/99/9999	G21513125	2,010	200,000	SH		DFND	1	200,000	0	0
CITIC CAPITAL ACQUISITION CO	*W EXP 01/17/202	G21513117	167	229,900	SH		DFND	1	229,900	0	0
EAST STONE ACQUISITION CORP	RIGHT 12/31/2026	G2911D132	57	299,568	SH		DFND	1	299,568	0	0
HUDSON EXECUTIVE INVT CORP	UNIT 06/21/2025	443761200	3,741	365,000	SH		DFND	1	365,000	0	0
SOCIAL CAP HEDSPIA HLDG CO I	UNIT 99/99/9999	G8251K123	2,388	201,214	SH		DFND	1	201,214	0	0
INTERPRIVATE ACQUISITION COR	UNIT 10/29/2024	46064A202	1,016	100,000	SH		DFND	1	100,000	0	0
JAWS ACQUISITION CORP	UNIT 99/99/9999	G50744120	4,015	384,958	SH		DFND	1	384,958	0	0
MEGALITH FINL ACQUISITION CO	*W EXP 08/26/202	58518F117	21	25,000	SH		DFND	1	25,000	0	0
OAKTREE ACQUISITION CORP	UNIT 99/99/9999	G67145121	16	1,550	SH		DFND	1	1,550	0	0
OPES ACQUISITION CORP	*W EXP 03/13/202	68373P118	240	58,724	SH		DFND	1	58,724	0	0
RANPAK HLDGS CORP	*W EXP 06/03/202	75321W111	56	36,685	SH		DFND	1	36,685	0	0
PIVOTAL INVT CORP II	COM CL A	72582K100	451	44,500	SH		DFND	1	44,500	0	0
PROPTECH ACQUISITION CORP	*W EXP 05/26/202	74349F119	12	17,875	SH		DFND	1	17,875	0	0
RMG ACQUISITION CORP	UNIT 99/99/9999	749641205	419	40,000	SH		DFND	1	40,000	0	0
SCHULTZE SPL PURP ACQUSTN CO	UNIT 12/31/2023	80821R208	134	10,800	SH		DFND	1	10,800	0	0
OSPREY TECHNLGY AQUISTION CO	UNIT 10/30/2024	68839R401	31	3,000	SH		DFND	1	3,000	0	0
TORTOISE ACQUISITION CORP	UNIT 03/04/2024	89154L209	122	3,824	SH		DFND	1	3,824	0	0
TOTTENHAM ACQUISITION I LTD	RIGHT 11/06/2020	G8959N122	20	68,995	SH		DFND	1	68,995	0	0
TREBIA ACQUISITION CORP	UNIT 99/99/9999	G9027T125	4,607	440,935	SH		DFND	1	440,935	0	0
FOLEY TRASIMENE ACQUISTN COR	UNIT 99/99/9999	34431F203	1,640	153,745	SH		DFND	1	153,745	0	0
JPMORGAN CHASE & CO	ALERIAN ML ETN	46625H365	633	48,016	SH		DFND	1	48,016	0	0
ACADIA HEALTHCARE COMPANY IN	COM	00404A109	703	28,000	SH		DFND	1	28,000	0	0
COMMSCOPE HLDG CO INC	COM	20337X109	13	1,665	SH		DFND	1	1,665	0	0
ENVESTNET INC	NOTE 1.750% 6/0	29404KAB2	31,520	25,706,000	PRN		DFND	1	0	0	0
FLEXION THERAPEUTICS INC	NOTE 3.375% 5/0	33938JAB2	1,713	2,000,000	PRN		DFND	1	0	0	0
HERTZ GLOBAL HLDGS INC	COM	42806J106	4	3,109	SH		DFND	1	3,109	0	0
INTERCEPT PHARMACEUTICALS IN	NOTE 2.000% 5/1	45845PAB4	1,088	1,500,000	PRN		DFND	1	0	0	0
INSMED INC	NOTE 1.750% 1/1	457669AA7	8,788	9,022,000	PRN		DFND	1	0	0	0
IQIYI INC	NOTE 2.000% 4/0	46267XAD0	5,470	5,500,000	PRN		DFND	1	0	0	0
RAMBUS INC DEL	NOTE 1.375% 2/0	750917AG1	24,311	23,280,000	PRN		DFND	1	0	0	0
RETROPHIN INC	NOTE 2.500% 9/1	761299AB2	3,493	4,205,000	PRN		DFND	1	0	0	0
TENET HEALTHCARE CORP	COM NEW	88033G407	1,608	88,837	SH		DFND	1	88,837	0	0
VOCERA COMMUNICATIONS INC	NOTE 1.500% 5/1	92857FAB3	19,058	19,450,000	PRN		DFND	1	0	0	0
WESTERN DIGITAL CORP.	COM	958102105	964	21,856	SH		DFND	1	21,856	0	0
WIX COM LTD	NOTE 7/0	92940WAB5	5,721	3,080,000	PRN		DFND	1	0	0	0
WORLD WRESTLING ENTMT INC	CL A	98156Q108	63	1,469	SH		DFND	1	1,469	0	0
ZENDESK INC	NOTE 0.250% 3/1	98936JAB7	7,549	5,054,000	PRN		DFND	1	0	0	0
CANADIAN PAC RY LTD	COM	13645T100	6,128	24,000	SH		DFND	1	24,000	0	0
KNIGHT SWIFT TRANSN HLDGS IN	CL A	499049104	8,141	195,203	SH		DFND	1	195,203	0	0
KANSAS CITY SOUTHERN	COM NEW	485170302	5,100	34,168	SH		DFND	1	34,168	0	0
NORFOLK SOUTHERN CORP	COM	655844108	703	4,005	SH		DFND	1	4,005	0	0
CISCO SYS INC	COM	17275R102	699	15,000	SH		DFND	1	15,000	0	0
AT&T INC	COM	00206R102	171	5,671	SH		DFND	1	5,671	0	0
T-MOBILE US INC	RIGHT 07/27/2020	872590112	204	1,214,324	SH		DFND	1	1,214,324	0	0
ACACIA COMMUNICATIONS INC	COM	00401C108	2,037	30,318	SH		DFND	1	30,318	0	0
AGNC INVT CORP	COM	00123Q104	9,080	703,884	SH		DFND	1	703,884	0	0
CIGNA CORP NEW	COM	125523100	432	2,303	SH		DFND	1	2,303	0	0
QUEST DIAGNOSTICS INC	COM	74834L100	1,200	10,537	SH		DFND	1	10,537	0	0
FITBIT INC	CL A	33812L102	1,297	200,900	SH		DFND	1	200,900	0	0
ELLINGTON FINANCIAL INC	COM	28852N109	3,412	289,720	SH		DFND	1	289,720	0	0
MGIC INVT CORP WIS	COM	552848103	1,744	212,958	SH		DFND	1	212,958	0	0
HUAZHU GROUP LTD	SPONSORED ADS	44332N106	46	1,339	SH		DFND	1	1,339	0	0
QUOTIENT TECHNOLOGY INC	NOTE 1.750%12/0	749119AB9	3,716	4,026,000	PRN		DFND	1	0	0	0
APHRIA INC	COM	03765K104	2,585	602,754	SH		DFND	1	602,754	0	0
CLOVIS ONCOLOGY INC	COM	189464100	55	8,213	SH		DFND	1	8,213	0	0
COMMUNITY HEALTH SYS INC NEW	COM	203668108	499	165,929	SH		DFND	1	165,929	0	0
RH	COM	74967X103	3,677	14,777	SH		DFND	1	14,777	0	0
TRANSOCEAN LTD	REG SHS	H8817H100	1,447	790,998	SH		DFND	1	790,998	0	0
UNITED STATES STL CORP NEW	COM	912909108	583	80,764	SH		DFND	1	80,764	0	0
CIT GROUP INC	COM NEW	125581801	20	1,000	SH		DFND	1	1,000	0	0
VIRGIN GALACTIC HOLDINGS INC	COM	92766K106	1,277	78,186	SH		DFND	1	78,186	0	0
COUPA SOFTWARE INC	NOTE 0.375% 1/1	22266LAB2	5,204	837,000	PRN		DFND	1	0	0	0
DEXCOM INC	NOTE 0.750% 5/1	252131AF4	12,728	3,114,000	PRN		DFND	1	0	0	0
DIREXION SHS ETF TR	DLY ENRGY BULL2X	25460G609	31	2,098	SH		DFND	1	2,098	0	0
ISHARES TR	IBOXX INV CP ETF	464287242	67	500	SH		DFND	1	500	0	0
PROSHARES TR	ULTRASHRT S&P500	74347B383	446	23,038	SH		DFND	1	23,038	0	0
DIREXION SHS ETF TR	DRX S&P500BULL	25459W862	5,527	132,199	SH		DFND	1	132,199	0	0
DIREXION SHS ETF TR	DLY S&P500 BR 3X	25460E885	2,014	258,000	SH		DFND	1	258,000	0	0
PROSHARES TR	ULTRAPRO SHORT S	74347B268	245	20,819	SH		DFND	1	20,819	0	0
PROSHARES TR	ULTRAPRO SHT QQQ	74347G408	48	6,400	SH		DFND	1	6,400	0	0
PROSHARES TR	PSHS ULT S&P 500	74347R107	3,554	28,418	SH		DFND	1	28,418	0	0
PROSHARES TR	ULTRAPRO QQQ	74347X831	16,234	166,257	SH		DFND	1	166,257	0	0
CREDIT SUISSE AG NASSAU BRH	VELOCITY SHS NEW	22542D258	362	2,861	SH		DFND	1	2,861	0	0
PROSHARES TR	ULTRPRO S&P500	74347X864	1,139	25,679	SH		DFND	1	25,679	0	0
SELECT SECTOR SPDR TR	SBI INT-FINL	81369Y605	472	20,400	SH		DFND	1	20,400	0	0
TESLA INC	COM	88160R101	218	202	SH		DFND	1	202	0	0
APPLIED MATLS INC	COM	038222105	7	129	SH		DFND	1	129	0	0
AMBARELLA INC	SHS	G037AX101	7	169	SH		DFND	1	169	0	0
ADVANCED MICRO DEVICES INC	COM	007903107	282	5,365	SH		DFND	1	5,365	0	0
CREE INC	COM	225447101	7	131	SH		DFND	1	131	0	0
ENPHASE ENERGY INC	COM	29355A107	238	5,008	SH		DFND	1	5,008	0	0
FIRST SOLAR INC	COM	336433107	7	155	SH		DFND	1	155	0	0
INTEL CORP	COM	458140100	7	131	SH		DFND	1	131	0	0
INPHI CORP	COM	45772F107	167	1,425	SH		DFND	1	1,425	0	0
LAM RESEARCH CORP	COM	512807108	7	24	SH		DFND	1	24	0	0
MARVELL TECHNOLOGY GROUP LTD	ORD	G5876H105	21	608	SH		DFND	1	608	0	0
NVIDIA CORPORATION	COM	67066G104	7	20	SH		DFND	1	20	0	0
UNIVERSAL DISPLAY CORP	COM	91347P105	7	52	SH		DFND	1	52	0	0
ON SEMICONDUCTOR CORP	COM	682189105	81	4,125	SH		DFND	1	4,125	0	0
QUALCOMM INC	COM	747525103	7	86	SH		DFND	1	86	0	0
SOLAREDGE TECHNOLOGIES INC	COM	83417M104	7	57	SH		DFND	1	57	0	0
TERADYNE INC	COM	880770102	7	92	SH		DFND	1	92	0	0
XILINX INC	COM	983919101	7	81	SH		DFND	1	81	0	0
ADOBE INC	COM	00724F101	19	45	SH		DFND	1	45	0	0
APPIAN CORP	CL A	03782L101	70	1,383	SH		DFND	1	1,383	0	0
ALTERYX INC	COM CL A	02156B103	70	431	SH		DFND	1	431	0	0
BOX INC	CL A	10316T104	69	3,368	SH		DFND	1	3,368	0	0
CLOUDERA INC	COM	18914U100	68	5,350	SH		DFND	1	5,350	0	0
CROWDSTRIKE HLDGS INC	CL A	22788C105	111	1,113	SH		DFND	1	1,113	0	0
CYBERARK SOFTWARE LTD	SHS	M2682V108	71	725	SH		DFND	1	725	0	0
DATADOG INC	CL A COM	23804L103	112	1,299	SH		DFND	1	1,299	0	0
DOCUSIGN INC	COM	256163106	110	640	SH		DFND	1	640	0	0
DXC TECHNOLOGY CO	COM	23355L106	31	1,895	SH		DFND	1	1,895	0	0
ELASTIC N V	ORD SHS	N14506104	69	758	SH		DFND	1	758	0	0
FIREEYE INC	COM	31816Q101	71	5,869	SH		DFND	1	5,869	0	0
FASTLY INC	CL A	31188V100	31	365	SH		DFND	1	365	0	0
INTERNATIONAL BUSINESS MACHS	COM	459200101	106	882	SH		DFND	1	882	0	0
MASTERCARD INCORPORATED	CL A	57636Q104	10	34	SH		DFND	1	34	0	0
MONGODB INC	CL A	60937P106	203	899	SH		DFND	1	899	0	0
MICROSOFT CORP	COM	594918104	19	98	SH		DFND	1	98	0	0
CLOUDFLARE INC	CL A COM	18915M107	111	3,115	SH		DFND	1	3,115	0	0
NUTANIX INC	CL A	67059N108	72	3,043	SH		DFND	1	3,043	0	0
PALO ALTO NETWORKS INC	COM	697435105	30	131	SH		DFND	1	131	0	0
PAYCOM SOFTWARE INC	COM	70432V102	30	97	SH		DFND	1	97	0	0
ANAPLAN INC	COM	03272L108	70	1,564	SH		DFND	1	1,564	0	0
RINGCENTRAL INC	CL A	76680R206	111	391	SH		DFND	1	391	0	0
SMARTSHEET INC	COM CL A	83200N103	49	970	SH		DFND	1	970	0	0
TERADATA CORP DEL	COM	88076W103	70	3,381	SH		DFND	1	3,381	0	0
THE TRADE DESK INC	COM CL A	88339J105	69	171	SH		DFND	1	171	0	0
TWILIO INC	CL A	90138F102	203	927	SH		DFND	1	927	0	0
2U INC	COM	90214J101	61	1,612	SH		DFND	1	1,612	0	0
VERISIGN INC	COM	92343E102	48	235	SH		DFND	1	235	0	0
SLACK TECHNOLOGIES INC	COM CL A	83088V102	108	3,495	SH		DFND	1	3,495	0	0
ZOOM VIDEO COMMUNICATIONS IN	CL A	98980L101	70	277	SH		DFND	1	277	0	0
ZSCALER INC	COM	98980G102	113	1,034	SH		DFND	1	1,034	0	0
JUNIPER NETWORKS INC	COM	48203R104	390	17,066	SH		DFND	1	17,066	0	0
NETAPP INC	COM	64110D104	341	7,692	SH		DFND	1	7,692	0	0
VERIZON COMMUNICATIONS INC	COM	92343V104	342	6,209	SH		DFND	1	6,209	0	0
DELTA AIR LINES INC DEL	COM NEW	247361702	138	4,929	SH		DFND	1	4,929	0	0
SOUTHWEST AIRLS CO	COM	844741108	196	5,749	SH		DFND	1	5,749	0	0
LYFT INC	CL A COM	55087P104	417	12,645	SH		DFND	1	12,645	0	0
UNITED PARCEL SERVICE INC	CL B	911312106	7	68	SH		DFND	1	68	0	0
ALBEMARLE CORP	COM	012653101	475	6,155	SH		DFND	1	6,155	0	0
CF INDS HLDGS INC	COM	125269100	592	21,059	SH		DFND	1	21,059	0	0
VULCAN MATLS CO	COM	929160109	126	1,092	SH		DFND	1	1,092	0	0
INTL PAPER CO	COM	460146103	683	19,400	SH		DFND	1	19,400	0	0
DUKE ENERGY CORP NEW	COM NEW	26441C204	619	7,754	SH		DFND	1	7,754	0	0
EVERSOURCE ENERGY	COM	30040W108	309	3,713	SH		DFND	1	3,713	0	0
NEXTERA ENERGY INC	COM	65339F101	164	687	SH		DFND	1	687	0	0
BAKER HUGHES COMPANY	CL A	05722G100	224	14,601	SH		DFND	1	14,601	0	0
BK OF AMERICA CORP	COM	060505104	468	19,718	SH		DFND	1	19,718	0	0
CITIGROUP INC	COM NEW	172967424	285	5,580	SH		DFND	1	5,580	0	0
COMERICA INC	COM	200340107	207	5,450	SH		DFND	1	5,450	0	0
JPMORGAN CHASE & CO	COM	46625H100	262	2,790	SH		DFND	1	2,790	0	0
KEYCORP	COM	493267108	116	9,583	SH		DFND	1	9,583	0	0
REGIONS FINANCIAL CORP NEW	COM	7591EP100	149	13,460	SH		DFND	1	13,460	0	0
US BANCORP DEL	COM NEW	902973304	309	8,411	SH		DFND	1	8,411	0	0
WELLS FARGO CO NEW	COM	949746101	277	10,858	SH		DFND	1	10,858	0	0
AMERICAN TOWER CORP NEW	COM	03027X100	78	304	SH		DFND	1	304	0	0
ALEXANDRIA REAL ESTATE EQ IN	COM	015271109	76	472	SH		DFND	1	472	0	0
CROWN CASTLE INTL CORP NEW	COM	22822V101	19	115	SH		DFND	1	115	0	0
EQUINIX INC	COM	29444U700	136	195	SH		DFND	1	195	0	0
LIFE STORAGE INC	COM	53223X107	141	1,493	SH		DFND	1	1,493	0	0
MID-AMER APT CMNTYS INC	COM	59522J103	204	1,782	SH		DFND	1	1,782	0	0
REALTY INCOME CORP	COM	756109104	77	1,295	SH		DFND	1	1,295	0	0
SBA COMMUNICATIONS CORP NEW	CL A	78410G104	79	266	SH		DFND	1	266	0	0
WELLTOWER INC	COM	95040Q104	144	2,787	SH		DFND	1	2,787	0	0
CHEVRON CORP NEW	COM	166764100	156	1,754	SH		DFND	1	1,754	0	0
KINDER MORGAN INC DEL	COM	49456B101	158	10,441	SH		DFND	1	10,441	0	0
CHENIERE ENERGY INC	COM NEW	16411R208	64	1,341	SH		DFND	1	1,341	0	0
WILLIAMS COS INC	COM	969457100	119	6,259	SH		DFND	1	6,259	0	0
EXXON MOBIL CORP	COM	30231G102	100	2,258	SH		DFND	1	2,258	0	0
WEC ENERGY GROUP INC	COM	92939U106	174	1,993	SH		DFND	1	1,993	0	0
ARCHER DANIELS MIDLAND CO	COM	039483102	57	1,439	SH		DFND	1	1,439	0	0
BUNGE LIMITED	COM	G16962105	172	4,189	SH		DFND	1	4,189	0	0
CHURCH & DWIGHT INC	COM	171340102	20	267	SH		DFND	1	267	0	0
CLOROX CO DEL	COM	189054109	629	2,869	SH		DFND	1	2,869	0	0
COSTCO WHSL CORP NEW	COM	22160K105	113	375	SH		DFND	1	375	0	0
KRAFT HEINZ CO	COM	500754106	100	3,154	SH		DFND	1	3,154	0	0
COCA COLA CO	COM	191216100	90	2,026	SH		DFND	1	2,026	0	0
KROGER CO	COM	501044101	162	4,807	SH		DFND	1	4,807	0	0
ALTRIA GROUP INC	COM	02209S103	99	2,535	SH		DFND	1	2,535	0	0
SYSCO CORP	COM	871829107	102	1,882	SH		DFND	1	1,882	0	0
MOLSON COORS BEVERAGE CO	CL B	60871R209	865	25,200	SH		DFND	1	25,200	0	0
TYSON FOODS INC	CL A	902494103	190	3,185	SH		DFND	1	3,185	0	0
WALGREENS BOOTS ALLIANCE INC	COM	931427108	91	2,159	SH		DFND	1	2,159	0	0
WALMART INC	COM	931142103	175	1,466	SH		DFND	1	1,466	0	0
ASSURED GUARANTY LTD	COM	G0585R106	81	3,337	SH		DFND	1	3,337	0	0
ATHENE HLDG LTD	CL A	G0684D107	41	1,342	SH		DFND	1	1,342	0	0
AMERICAN EXPRESS CO	COM	025816109	805	8,461	SH		DFND	1	8,461	0	0
BANK NEW YORK MELLON CORP	COM	064058100	152	3,942	SH		DFND	1	3,942	0	0
CBOE GLOBAL MARKETS INC	COM	12503M108	47	511	SH		DFND	1	511	0	0
CAPITAL ONE FINL CORP	COM	14040H105	119	1,909	SH		DFND	1	1,909	0	0
EHEALTH INC	COM	28238P109	128	1,311	SH		DFND	1	1,311	0	0
FACTSET RESH SYS INC	COM	303075105	46	143	SH		DFND	1	143	0	0
GOLDMAN SACHS GROUP INC	COM	38141G104	280	1,418	SH		DFND	1	1,418	0	0
HARTFORD FINL SVCS GROUP INC	COM	416515104	758	19,671	SH		DFND	1	19,671	0	0
INTERACTIVE BROKERS GROUP IN	COM CL A	45841N107	149	3,570	SH		DFND	1	3,570	0	0
MARKETAXESS HLDGS INC	COM	57060D108	274	547	SH		DFND	1	547	0	0
RAYMOND JAMES FINL INC	COM	754730109	46	676	SH		DFND	1	676	0	0
SCHWAB CHARLES CORP	COM	808513105	236	7,013	SH		DFND	1	7,013	0	0
LENDINGTREE INC NEW	COM	52603B107	768	2,654	SH		DFND	1	2,654	0	0
VIRTU FINL INC	CL A	928254101	276	11,712	SH		DFND	1	11,712	0	0
BOEING CO	COM	097023105	316	1,725	SH		DFND	1	1,725	0	0
HUNTINGTON INGALLS INDS INC	COM	446413106	294	1,685	SH		DFND	1	1,685	0	0
HUNT J B TRANS SVCS INC	COM	445658107	195	1,624	SH		DFND	1	1,624	0	0
OLD DOMINION FREIGHT LINE IN	COM	679580100	200	1,182	SH		DFND	1	1,182	0	0
UNITED AIRLS HLDGS INC	COM	910047109	66	1,934	SH		DFND	1	1,934	0	0
UNITED RENTALS INC	COM	911363109	372	2,498	SH		DFND	1	2,498	0	0
CARNIVAL CORP	UNIT 99/99/9999	143658300	277	16,885	SH		DFND	1	16,885	0	0
CHEGG INC	COM	163092109	53	790	SH		DFND	1	790	0	0
HYATT HOTELS CORP	COM CL A	448579102	1	31	SH		DFND	1	31	0	0
LAS VEGAS SANDS CORP	COM	517834107	14	310	SH		DFND	1	310	0	0
MARRIOTT INTL INC NEW	CL A	571903202	13	163	SH		DFND	1	163	0	0
MGM RESORTS INTERNATIONAL	COM	552953101	321	19,114	SH		DFND	1	19,114	0	0
VAIL RESORTS INC	COM	91879Q109	0	1	SH		DFND	1	1	0	0
NORWEGIAN CRUISE LINE HLDG L	SHS	G66721104	284	17,307	SH		DFND	1	17,307	0	0
PENN NATL GAMING INC	COM	707569109	40	1,331	SH		DFND	1	1,331	0	0
PAPA JOHNS INTL INC	COM	698813102	1	19	SH		DFND	1	19	0	0
ROYAL CARIBBEAN CRUISES LTD	COM	V7780T103	140	2,793	SH		DFND	1	2,793	0	0
SHAKE SHACK INC	CL A	819047101	11	222	SH		DFND	1	222	0	0
WINGSTOP INC	COM	974155103	1	11	SH		DFND	1	11	0	0
YUM BRANDS INC	COM	988498101	0	1	SH		DFND	1	1	0	0
AXSOME THERAPEUTICS INC	COM	05464T104	586	7,125	SH		DFND	1	7,125	0	0
MYOKARDIA INC	COM	62857M105	107	1,115	SH		DFND	1	1,115	0	0
NEKTAR THERAPEUTICS	COM	640268108	51	2,232	SH		DFND	1	2,232	0	0
PFIZER INC	COM	717081103	554	16,952	SH		DFND	1	16,952	0	0
CATERPILLAR INC DEL	COM	149123101	252	1,994	SH		DFND	1	1,994	0	0
GENERAL DYNAMICS CORP	COM	369550108	86	578	SH		DFND	1	578	0	0
JACOBS ENGR GROUP INC	COM	469814107	164	1,936	SH		DFND	1	1,936	0	0
STANLEY BLACK & DECKER INC	COM	854502101	865	6,213	SH		DFND	1	6,213	0	0
CHARLES RIV LABS INTL INC	COM	159864107	664	3,814	SH		DFND	1	3,814	0	0
METTLER TOLEDO INTERNATIONAL	COM	592688105	666	828	SH		DFND	1	828	0	0
LEAR CORP	COM NEW	521865204	782	7,182	SH		DFND	1	7,182	0	0
D R HORTON INC	COM	23331A109	329	5,946	SH		DFND	1	5,946	0	0
GARMIN LTD	SHS	H2906T109	450	4,622	SH		DFND	1	4,622	0	0
KB HOME	COM	48666K109	93	3,059	SH		DFND	1	3,059	0	0
LENNAR CORP	CL A	526057104	394	6,404	SH		DFND	1	6,404	0	0
TOLL BROTHERS INC	COM	889478103	159	4,888	SH		DFND	1	4,888	0	0
TEMPUR SEALY INTL INC	COM	88023U101	2	33	SH		DFND	1	33	0	0
CHEWY INC	CL A	16679L109	412	9,221	SH		DFND	1	9,221	0	0
ETSY INC	COM	29786A106	130	1,230	SH		DFND	1	1,230	0	0
STITCH FIX INC	COM CL A	860897107	61	2,470	SH		DFND	1	2,470	0	0
HANESBRANDS INC	COM	410345102	22	1,967	SH		DFND	1	1,967	0	0
LULULEMON ATHLETICA INC	COM	550021109	371	1,190	SH		DFND	1	1,190	0	0
NIKE INC	CL B	654106103	164	1,681	SH		DFND	1	1,681	0	0
PVH CORPORATION	COM	693656100	22	458	SH		DFND	1	458	0	0
SKECHERS U S A INC	CL A	830566105	725	23,135	SH		DFND	1	23,135	0	0
TAPESTRY INC	COM	876030107	21	1,651	SH		DFND	1	1,651	0	0
UNDER ARMOUR INC	CL A	904311107	723	74,244	SH		DFND	1	74,244	0	0
EQUIFAX INC	COM	294429105	497	2,894	SH		DFND	1	2,894	0	0
VERISK ANALYTICS INC	COM	92345Y106	500	2,942	SH		DFND	1	2,942	0	0
WASTE MGMT INC DEL	COM	94106L109	498	4,707	SH		DFND	1	4,707	0	0
JOHNSON CTLS INTL PLC	SHS	G51502105	351	10,299	SH		DFND	1	10,299	0	0
TRANE TECHNOLOGIES PLC	SHS	G8994E103	619	6,967	SH		DFND	1	6,967	0	0
GRAINGER W W INC	COM	384802104	41	132	SH		DFND	1	132	0	0
HOLOGIC INC	COM	436440101	189	3,319	SH		DFND	1	3,319	0	0
ICU MED INC	COM	44930G107	335	1,822	SH		DFND	1	1,822	0	0
QUIDEL CORP	COM	74838J101	134	600	SH		DFND	1	600	0	0
STAAR SURGICAL CO	COM PAR $0.01	852312305	218	3,544	SH		DFND	1	3,544	0	0
TANDEM DIABETES CARE INC	COM NEW	875372203	302	3,056	SH		DFND	1	3,056	0	0
CARDINAL HEALTH INC	COM	14149Y108	188	3,610	SH		DFND	1	3,610	0	0
CVS HEALTH CORP	COM	126650100	141	2,184	SH		DFND	1	2,184	0	0
ENCOMPASS HEALTH CORP	COM	29261A100	115	1,859	SH		DFND	1	1,859	0	0
GUARDANT HEALTH INC	COM	40131M109	205	2,530	SH		DFND	1	2,530	0	0
HEALTHEQUITY INC	COM	42226A107	111	1,892	SH		DFND	1	1,892	0	0
HENRY SCHEIN INC	COM	806407102	15	262	SH		DFND	1	262	0	0
MOLINA HEALTHCARE INC	COM	60855R100	103	581	SH		DFND	1	581	0	0
FACEBOOK INC	CL A	30303M102	533	2,349	SH		DFND	1	2,349	0	0
ALPHABET INC	CAP STK CL A	02079K305	536	378	SH		DFND	1	378	0	0
AKAMAI TECHNOLOGIES INC	COM	00971T101	147	1,374	SH		DFND	1	1,374	0	0
OKTA INC	CL A	679295105	143	715	SH		DFND	1	715	0	0
PAYPAL HLDGS INC	COM	70450Y103	57	331	SH		DFND	1	331	0	0
SQUARE INC	CL A	852234103	144	1,378	SH		DFND	1	1,378	0	0
PELOTON INTERACTIVE INC	CL A COM	70614W100	100	1,737	SH		DFND	1	1,737	0	0
DOLLAR GEN CORP NEW	COM	256677105	440	2,311	SH		DFND	1	2,311	0	0
NORDSTROM INC	COM	655664100	104	6,749	SH		DFND	1	6,749	0	0
TARGET CORP	COM	87612E106	625	5,216	SH		DFND	1	5,216	0	0
ABBOTT LABS	COM	002824100	2	24	SH		DFND	1	24	0	0
ACADIA PHARMACEUTICALS INC	COM	004225108	1	40	SH		DFND	1	40	0	0
AGIOS PHARMACEUTICALS INC	COM	00847X104	1	37	SH		DFND	1	37	0	0
ALNYLAM PHARMACEUTICALS INC	COM	02043Q107	1	13	SH		DFND	1	13	0	0
ALEXION PHARMACEUTICALS INC	COM	015351109	1	17	SH		DFND	1	17	0	0
AMGEN INC	COM	031162100	2	10	SH		DFND	1	10	0	0
ARROWHEAD PHARMACEUTICALS IN	COM	04280A100	2	47	SH		DFND	1	47	0	0
BIOHAVEN PHARMACTL HLDG CO L	COM	G11196105	1	27	SH		DFND	1	27	0	0
BIOGEN INC	COM	09062X103	69	261	SH		DFND	1	261	0	0
BLUEBIRD BIO INC	COM	09609G100	67	1,104	SH		DFND	1	1,104	0	0
BIOMARIN PHARMACEUTICAL INC	COM	09061G101	41	335	SH		DFND	1	335	0	0
BLUEPRINT MEDICINES CORP	COM	09627Y109	0	11	SH		DFND	1	11	0	0
BOSTON SCIENTIFIC CORP	COM	101137107	19	554	SH		DFND	1	554	0	0
CHEMOCENTRYX INC	COM	16383L106	28	500	SH		DFND	1	500	0	0
DEXCOM INC	COM	252131107	1	4	SH		DFND	1	4	0	0
EDWARDS LIFESCIENCES CORP	COM	28176E108	1	28	SH		DFND	1	28	0	0
EXELIXIS INC	COM	30161Q104	2	86	SH		DFND	1	86	0	0
FIBROGEN INC	COM	31572Q808	14	363	SH		DFND	1	363	0	0
GLOBAL BLOOD THERAPEUTICS IN	COM	37890U108	1	31	SH		DFND	1	31	0	0
INTERCEPT PHARMACEUTICALS IN	COM	45845P108	14	312	SH		DFND	1	312	0	0
IDEXX LABS INC	COM	45168D104	2	8	SH		DFND	1	8	0	0
IMMUNOMEDICS INC	COM	452907108	1	56	SH		DFND	1	56	0	0
INCYTE CORP	COM	45337C102	2	20	SH		DFND	1	20	0	0
IONIS PHARMACEUTICALS INC	COM	462222100	1	32	SH		DFND	1	32	0	0
IOVANCE BIOTHERAPEUTICS INC	COM	462260100	0	12	SH		DFND	1	12	0	0
KARYOPHARM THERAPEUTICS INC	COM	48576U106	40	2,135	SH		DFND	1	2,135	0	0
LIVONGO HEALTH INC	COM	539183103	111	1,482	SH		DFND	1	1,482	0	0
MODERNA INC	COM	60770K107	69	1,084	SH		DFND	1	1,084	0	0
NEUROCRINE BIOSCIENCES INC	COM	64125C109	1	15	SH		DFND	1	15	0	0
NOVOCURE LTD	ORD SHS	G6674U108	18	304	SH		DFND	1	304	0	0
INVITAE CORP	COM	46185L103	2	68	SH		DFND	1	68	0	0
INSULET CORP	COM	45784P101	1	10	SH		DFND	1	10	0	0
REGENERON PHARMACEUTICALS	COM	75886F107	3	5	SH		DFND	1	5	0	0
SAGE THERAPEUTICS INC	COM	78667J108	67	1,631	SH		DFND	1	1,631	0	0
SEATTLE GENETICS INC	COM	812578102	2	13	SH		DFND	1	13	0	0
SAREPTA THERAPEUTICS INC	COM	803607100	1	11	SH		DFND	1	11	0	0
TELADOC HEALTH INC	COM	87918A105	144	759	SH		DFND	1	759	0	0
UNITED THERAPEUTICS CORP DEL	COM	91307C102	1	16	SH		DFND	1	16	0	0
VEEVA SYS INC	CL A COM	922475108	121	519	SH		DFND	1	519	0	0
VERTEX PHARMACEUTICALS INC	COM	92532F100	2	7	SH		DFND	1	7	0	0
ACCELERON PHARMA INC	COM	00434H108	1	17	SH		DFND	1	17	0	0
DENTSPLY SIRONA INC	COM	24906P109	33	756	SH		DFND	1	756	0	0
AUTOZONE INC	COM	053332102	84	75	SH		DFND	1	75	0	0
CHIPOTLE MEXICAN GRILL INC	COM	169656105	25	24	SH		DFND	1	24	0	0
GENUINE PARTS CO	COM	372460105	48	554	SH		DFND	1	554	0	0
HOME DEPOT INC	COM	437076102	29	118	SH		DFND	1	118	0	0
LOWES COS INC	COM	548661107	29	219	SH		DFND	1	219	0	0
OREILLY AUTOMOTIVE INC	COM	67103H107	29	70	SH		DFND	1	70	0	0
ROSS STORES INC	COM	778296103	12	142	SH		DFND	1	142	0	0
TRACTOR SUPPLY CO	COM	892356106	83	636	SH		DFND	1	636	0	0
ULTA BEAUTY INC	COM	90384S303	26	132	SH		DFND	1	132	0	0
ROKU INC	COM CL A	77543R102	226	1,947	SH		DFND	1	1,947	0	0
ZYNGA INC	CL A	98986T108	229	24,008	SH		DFND	1	24,008	0	0
3M CO	COM	88579Y101	215	1,381	SH		DFND	1	1,381	0	0
NUCOR CORP	COM	670346105	522	12,614	SH		DFND	1	12,614	0	0
AVALARA INC	COM	05338G106	39	297	SH		DFND	1	297	0	0
CERIDIAN HCM HLDG INC	COM	15677J108	39	503	SH		DFND	1	503	0	0
CADENCE DESIGN SYSTEM INC	COM	127387108	40	421	SH		DFND	1	421	0	0
COUPA SOFTWARE INC	COM	22266L106	40	145	SH		DFND	1	145	0	0
SALESFORCE COM INC	COM	79466L302	40	216	SH		DFND	1	216	0	0
CITRIX SYS INC	COM	177376100	40	275	SH		DFND	1	275	0	0
DROPBOX INC	CL A	26210C104	40	1,850	SH		DFND	1	1,850	0	0
FIVE9 INC	COM	338307101	40	366	SH		DFND	1	366	0	0
FORTINET INC	COM	34959E109	40	295	SH		DFND	1	295	0	0
NORTONLIFELOCK INC	COM	668771108	40	2,042	SH		DFND	1	2,042	0	0
SERVICENOW INC	COM	81762P102	40	100	SH		DFND	1	100	0	0
NUANCE COMMUNICATIONS INC	COM	67020Y100	39	1,571	SH		DFND	1	1,571	0	0
ORACLE CORP	COM	68389X105	40	728	SH		DFND	1	728	0	0
SS&C TECHNOLOGIES HLDGS INC	COM	78467J100	40	719	SH		DFND	1	719	0	0
ATLASSIAN CORP PLC	CL A	G06242104	40	222	SH		DFND	1	222	0	0
TYLER TECHNOLOGIES INC	COM	902252105	40	116	SH		DFND	1	116	0	0
VMWARE INC	CL A COM	928563402	40	263	SH		DFND	1	263	0	0
WORKDAY INC	CL A	98138H101	40	214	SH		DFND	1	214	0	0
ZENDESK INC	COM	98936J101	40	459	SH		DFND	1	459	0	0
ELANCO ANIMAL HEALTH INC	UNIT 02/01/2023T	28414H202	61	1,600	SH		DFND	1	1,600	0	0
CONTURA ENERGY INC	COM	21241B100	5	1,929	SH		DFND	1	1,929	0	0
US ECOLOGY INC	COM	91734M103	8	251	SH		DFND	1	251	0	0
FALCON MINERALS CORP	*W EXP 07/21/202	30607B208	1	17,301	SH		DFND	1	17,301	0	0
GRID DYNAMICS HLDGS INC	*W EXP 03/05/202	39813G117	12	7,630	SH		DFND	1	7,630	0	0
RANPAK HLDGS CORP	COM CL A	75321W103	28	3,778	SH		DFND	1	3,778	0	0
BIOMX INC	*W EXP 10/16/202	09090D111	67	140,180	SH		DFND	1	140,180	0	0
ELECTRAMECCANICA VEHS CORP	*W EXP 08/03/202	284849114	0	456	SH		DFND	1	456	0	0
TALOS ENERGY INC	*W EXP 02/28/202	87484T116	7	38,192	SH		DFND	1	38,192	0	0
TIDEWATER INC NEW	COM	88642R109	17	3,076	SH		DFND	1	3,076	0	0
TIDEWATER INC NEW	*W EXP 11/24/202	88642R174	13	29,163	SH		DFND	1	29,163	0	0
TARGET HOSPITALITY CORP	*W EXP 03/15/202	87615L115	2	27,004	SH		DFND	1	27,004	0	0
CAESARS ENTMT CORP	COM	127686103	5,707	470,487	SH		DFND	1	470,487	0	0
LEO HOLDINGS CORP	COM CL A	G5463L105	5,968	573,833	SH		DFND	1	573,833	0	0
LEO HOLDINGS CORP	*W EXP 07/31/202	G5463L113	197	157,425	SH		DFND	1	157,425	0	0
HYCROFT MINING HOLDING CORP	COM CL A	44862P109	17,950	2,250,488	SH		DFND	1	2,250,488	0	0
HYCROFT MINING HOLDING CORP	*W EXP 02/12/202	44862P117	0	169,985	SH		DFND	1	169,985	0	0
TELADOC HEALTH INC	NOTE 1.375% 5/1	87918AAC9	65,406	18,363,000	PRN		DFND	1	0	0	0