Wolverine Asset Management 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
AMAG PHARMACEUTICALS INC	COM	00163U106	0	100	SH	Call	DFND	1	0	0	0
ADVANCED MICRO DEVICES INC	COM	007903107	4,320	52,700	SH	Call	DFND	1	0	0	0
APHRIA INC	COM	03765K104	21	4,900	SH	Call	DFND	1	0	0	0
ENDO INTL PLC	SHS	G30401106	165	50,100	SH	Call	DFND	1	0	0	0
ENOVA INTL INC	COM	29357K103	42	2,600	SH	Call	DFND	1	0	0	0
EXACT SCIENCES CORP	COM	30063P105	795	7,800	SH	Call	DFND	1	0	0	0
INTERCEPT PHARMACEUTICALS IN	COM	45845P108	78	1,900	SH	Call	DFND	1	0	0	0
INVITAE CORP	COM	46185L103	277	6,400	SH	Call	DFND	1	0	0	0
AVANTOR INC	COM	05352A100	179	8,000	SH	Call	DFND	1	0	0	0
EQUITABLE HLDGS INC	COM	29452E101	2,960	162,300	SH	Call	DFND	1	0	0	0
MOMENTA PHARMACEUTICALS INC	COM	60877T100	787	15,000	SH	Call	DFND	1	0	0	0
WORKDAY INC	CL A	98138H101	1,097	5,100	SH	Call	DFND	1	0	0	0
AMC ENTMT HLDGS INC	CL A COM	00165C104	64	13,600	SH	Call	DFND	1	0	0	0
ANTERO RESOURCES CORP	COM	03674X106	23	8,400	SH	Call	DFND	1	0	0	0
BILIBILI INC	SPONS ADS REP Z	090040106	486	11,700	SH	Call	DFND	1	0	0	0
PEABODY ENERGY CORP NEW	COM	704551100	296	129,000	SH	Call	DFND	1	0	0	0
CBL & ASSOC PPTYS INC	COM	124830100	2	17,500	SH	Call	DFND	1	0	0	0
CANOPY GROWTH CORP	COM	138035100	781	54,600	SH	Call	DFND	1	0	0	0
CHANGE HEALTHCARE INC	COM	15912K100	233	16,100	SH	Call	DFND	1	0	0	0
CLEVELAND-CLIFFS INC NEW	COM	185899101	559	87,100	SH	Call	DFND	1	0	0	0
CALUMET SPECIALTY PRODS PTNR	UT LTD PARTNER	131476103	0	300	SH	Call	DFND	1	0	0	0
COUPA SOFTWARE INC	COM	22266L106	411	1,500	SH	Call	DFND	1	0	0	0
DOCUSIGN INC	COM	256163106	4,756	22,100	SH	Call	DFND	1	0	0	0
GULFPORT ENERGY CORP	COM NEW	402635304	5	10,100	SH	Call	DFND	1	0	0	0
HERBALIFE NUTRITION LTD	COM SHS	G4412G101	1,306	28,000	SH	Call	DFND	1	0	0	0
IQIYI INC	SPONSORED ADS	46267X108	2,741	121,400	SH	Call	DFND	1	0	0	0
J2 GLOBAL INC	COM	48123V102	346	5,000	SH	Call	DFND	1	0	0	0
LIVE NATION ENTERTAINMENT IN	COM	538034109	344	6,400	SH	Call	DFND	1	0	0	0
MERCADOLIBRE INC	COM	58733R102	2,706	2,500	SH	Call	DFND	1	0	0	0
NIO INC	SPON ADS	62914V106	5,512	259,800	SH	Call	DFND	1	0	0	0
OKTA INC	CL A	679295105	64	300	SH	Call	DFND	1	0	0	0
SEA LTD	SPONSORD ADS	81141R100	4,097	26,600	SH	Call	DFND	1	0	0	0
SNAP INC	CL A	83304A106	3,527	135,100	SH	Call	DFND	1	0	0	0
SQUARE INC	CL A	852234103	1,381	8,500	SH	Call	DFND	1	0	0	0
SCORPIO TANKERS INC	SHS	Y7542C130	326	29,500	SH	Call	DFND	1	0	0	0
TIDEWATER INC NEW	COM	88642R109	4	600	SH	Call	DFND	1	0	0	0
TESLA INC	COM	88160R101	1,501	3,500	SH	Call	DFND	1	0	0	0
TWILIO INC	CL A	90138F102	494	2,000	SH	Call	DFND	1	0	0	0
TWITTER INC	COM	90184L102	1,419	31,900	SH	Call	DFND	1	0	0	0
WAYFAIR INC	CL A	94419L101	9,137	31,400	SH	Call	DFND	1	0	0	0
WHITING PETE CORP NEW	COM NEW	966387508	2,278	131,800	SH	Call	DFND	1	0	0	0
W & T OFFSHORE INC	COM	92922P106	3	2,000	SH	Call	DFND	1	0	0	0
WW INTL INC	COM	98262P101	1,215	64,400	SH	Call	DFND	1	0	0	0
ZILLOW GROUP INC	CL C CAP STK	98954M200	18,245	179,600	SH	Call	DFND	1	0	0	0
ZENDESK INC	COM	98936J101	452	4,400	SH	Call	DFND	1	0	0	0
ZYNGA INC	CL A	98986T108	15	1,700	SH	Call	DFND	1	0	0	0
FIRST MAJESTIC SILVER CORP	COM	32076V103	610	64,100	SH	Call	DFND	1	0	0	0
CHEWY INC	CL A	16679L109	32	600	SH	Call	DFND	1	0	0	0
DOMINION ENERGY INC	COM	25746U109	749	9,500	SH	Call	DFND	1	0	0	0
DTE ENERGY CO	COM	233331107	115	1,000	SH	Call	DFND	1	0	0	0
GFL ENVIRONMENTAL INC	SUB VTG SHS	36168Q104	55	2,600	SH	Call	DFND	1	0	0	0
INTERNATIONAL FLAVORS&FRAGRA	COM	459506101	918	7,500	SH	Call	DFND	1	0	0	0
NABORS INDUSTRIES LTD	SHS	G6359F137	2,881	117,900	SH	Call	DFND	1	0	0	0
NEXTERA ENERGY INC	COM	65339F101	2,775	10,000	SH	Call	DFND	1	0	0	0
PG&E CORP	COM	69331C108	23	2,500	SH	Call	DFND	1	0	0	0
SABRE CORP	COM	78573M104	36	5,600	SH	Call	DFND	1	0	0	0
SOUTH JERSEY INDS INC	COM	838518108	19	1,000	SH	Call	DFND	1	0	0	0
SOUTHERN CO	COM	842587107	21	400	SH	Call	DFND	1	0	0	0
ASSURANT INC	COM	04621X108	121	1,000	SH	Call	DFND	1	0	0	0
CENTERPOINT ENERGY INC	COM	15189T107	595	30,800	SH	Call	DFND	1	0	0	0
ENERGIZER HLDGS INC NEW	COM	29272W109	4,493	114,800	SH	Call	DFND	1	0	0	0
FORTIVE CORP	COM	34959J108	2,514	33,000	SH	Call	DFND	1	0	0	0
II-VI INC	COM	902104108	486	12,000	SH	Call	DFND	1	0	0	0
SEMPRA ENERGY	COM	816851109	3,965	33,500	SH	Call	DFND	1	0	0	0
TIFFANY & CO NEW	COM	886547108	463	4,000	SH	Call	DFND	1	0	0	0
AMERICAN INTL GROUP INC	COM NEW	026874784	3,075	111,700	SH	Call	DFND	1	0	0	0
VIRGIN GALACTIC HOLDINGS INC	COM	92766K106	1,436	74,700	SH	Call	DFND	1	0	0	0
AVIS BUDGET GROUP	COM	053774105	105	4,000	SH	Call	DFND	1	0	0	0
DEXCOM INC	COM	252131107	16,489	40,000	SH	Call	DFND	1	0	0	0
HERTZ GLOBAL HLDGS INC	COM	42806J106	1	1,700	SH	Call	DFND	1	0	0	0
LIVONGO HEALTH INC	COM	539183103	4,621	33,000	SH	Call	DFND	1	0	0	0
NUVASIVE INC	COM	670704105	291	6,000	SH	Call	DFND	1	0	0	0
ISHARES TR	JPMORGAN USD EMG	464288281	44	400	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY ENRGY BULL2X	25460G609	312	33,400	SH	Call	DFND	1	0	0	0
ISHARES TR	IBOXX HI YD ETF	464288513	251	3,000	SH	Call	DFND	1	0	0	0
ISHARES TR	RUSSELL 2000 ETF	464287655	2,801	18,700	SH	Call	DFND	1	0	0	0
SPDR SER TR	BLOOMBERG BRCLYS	78468R622	521	5,000	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTSHRT QQQ	74347B243	82	8,700	SH	Call	DFND	1	0	0	0
INVESCO QQQ TR	UNIT SER 1	46090E103	46,260	166,500	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTRASHRT S&P500	74347B383	159	10,000	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DRX S&P500BULL	25459W862	50,790	964,500	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY S&P500 BR 3X	25460E885	381	66,300	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO SHORT S	74347B268	0	100	SH	Call	DFND	1	0	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	33,823	101,000	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO SHT QQQ	74347G861	4,211	176,600	SH	Call	DFND	1	0	0	0
PROSHARES TR	PSHS ULT S&P 500	74347R107	1,689	23,000	SH	Call	DFND	1	0	0	0
PROSHARES TR II	SHT VIX ST TRM	74347W130	18,428	519,100	SH	Call	DFND	1	0	0	0
PROSHARES TR	PSHS ULTSH 20YRS	74347B201	149	9,500	SH	Call	DFND	1	0	0	0
ISHARES TR	20 YR TR BD ETF	464287432	15,656	95,900	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY SMCAP BULL3X	25459W847	57,815	1,889,400	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO QQQ	74347X831	71,288	544,600	SH	Call	DFND	1	0	0	0
DIREXION SHS ETF TR	DAILY SM CP BEAR	25460E125	100	5,900	SH	Call	DFND	1	0	0	0
PROSHARES TR	ULTRPRO S&P500	74347X864	30,493	545,400	SH	Call	DFND	1	0	0	0
PROSHARES TR II	ULTRA VIX SHORT	74347W148	964	48,400	SH	Call	DFND	1	0	0	0
BARCLAYS BANK PLC	IPTH SR B S&P	06746P621	2,353	94,500	SH	Call	DFND	1	0	0	0
SELECT SECTOR SPDR TR	ENERGY	81369Y506	9,736	325,100	SH	Call	DFND	1	0	0	0
SELECT SECTOR SPDR TR	SBI INT-FINL	81369Y605	1,352	56,200	SH	Call	DFND	1	0	0	0
AURORA CANNABIS INC	COM	05156X884	3,722	800,600	SH	Put	DFND	1	0	0	0
AMAG PHARMACEUTICALS INC	COM	00163U106	3,204	340,900	SH	Put	DFND	1	0	0	0
ADVANCED MICRO DEVICES INC	COM	007903107	78,005	951,400	SH	Put	DFND	1	0	0	0
APHRIA INC	COM	03765K104	6,510	1,469,600	SH	Put	DFND	1	0	0	0
AVADEL PHARMACEUTICALS PLC	SPONSORED ADR	05337M104	94	18,800	SH	Put	DFND	1	0	0	0
ACCELERATE DIAGNOSTICS INC	COM	00430H102	254	23,900	SH	Put	DFND	1	0	0	0
CLOVIS ONCOLOGY INC	COM	189464100	2,839	487,100	SH	Put	DFND	1	0	0	0
COOPER STD HLDGS INC	COM	21676P103	787	59,600	SH	Put	DFND	1	0	0	0
CURO GROUP HOLDINGS CORP	COM	23131L107	348	49,500	SH	Put	DFND	1	0	0	0
ENCORE CAP GROUP INC	COM	292554102	4,839	125,400	SH	Put	DFND	1	0	0	0
ENDO INTL PLC	SHS	G30401106	19	6,000	SH	Put	DFND	1	0	0	0
EXACT SCIENCES CORP	COM	30063P105	305	3,000	SH	Put	DFND	1	0	0	0
FLEXION THERAPEUTICS INC	COM	33938J106	227	21,900	SH	Put	DFND	1	0	0	0
HALOZYME THERAPEUTICS INC	COM	40637H109	507	19,300	SH	Put	DFND	1	0	0	0
INTERCEPT PHARMACEUTICALS IN	COM	45845P108	8,980	216,600	SH	Put	DFND	1	0	0	0
ILLUMINA INC	COM	452327109	1,730	5,600	SH	Put	DFND	1	0	0	0
INOVIO PHARMACEUTICALS INC	COM NEW	45773H201	13	1,200	SH	Put	DFND	1	0	0	0
IONIS PHARMACEUTICALS INC	COM	462222100	227	4,800	SH	Put	DFND	1	0	0	0
LUMINEX CORP DEL	COM	55027E102	490	18,700	SH	Put	DFND	1	0	0	0
LEXICON PHARMACEUTICALS INC	COM NEW	528872302	32	22,400	SH	Put	DFND	1	0	0	0
MICROCHIP TECHNOLOGY INC.	COM	595017104	267	2,600	SH	Put	DFND	1	0	0	0
MICRON TECHNOLOGY INC	COM	595112103	441	9,400	SH	Put	DFND	1	0	0	0
NEOGENOMICS INC	COM NEW	64049M209	18	500	SH	Put	DFND	1	0	0	0
NANOSTRING TECHNOLOGIES INC	COM	63009R109	1,117	25,000	SH	Put	DFND	1	0	0	0
NOVAVAX INC	COM NEW	670002401	12,644	116,700	SH	Put	DFND	1	0	0	0
INVITAE CORP	COM	46185L103	1,187	27,400	SH	Put	DFND	1	0	0	0
PAGERDUTY INC	COM	69553P100	195	7,200	SH	Put	DFND	1	0	0	0
PINDUODUO INC	SPONSORED ADS	722304102	29,126	392,800	SH	Put	DFND	1	0	0	0
PRECIGEN INC	COM	74017N105	587	167,800	SH	Put	DFND	1	0	0	0
PRA GROUP INC	COM	69354N106	974	24,400	SH	Put	DFND	1	0	0	0
QUDIAN INC	ADR	747798106	149	120,400	SH	Put	DFND	1	0	0	0
QORVO INC	COM	74736K101	1,844	14,300	SH	Put	DFND	1	0	0	0
SUNPOWER CORP	COM	867652406	7,506	600,000	SH	Put	DFND	1	0	0	0
SAREPTA THERAPEUTICS INC	COM	803607100	2,303	16,400	SH	Put	DFND	1	0	0	0
SURO CAPITAL CORP	COM NEW	86887Q109	86	8,000	SH	Put	DFND	1	0	0	0
TELADOC HEALTH INC	COM	87918A105	986	4,500	SH	Put	DFND	1	0	0	0
TEVA PHARMACEUTICAL INDS LTD	SPONSORED ADS	881624209	6,329	702,500	SH	Put	DFND	1	0	0	0
TILRAY INC	COM CL 2	88688T100	2,931	604,400	SH	Put	DFND	1	0	0	0
VEECO INSTRS INC DEL	COM	922417100	82	7,100	SH	Put	DFND	1	0	0	0
ZOGENIX INC	COM NEW	98978L204	1,862	103,900	SH	Put	DFND	1	0	0	0
FIRST MAJESTIC SILVER CORP	COM	32076V103	1,252	131,600	SH	Put	DFND	1	0	0	0
AVANTOR INC	COM	05352A100	470	20,900	SH	Put	DFND	1	0	0	0
EQUITABLE HLDGS INC	COM	29452E101	1,174	64,400	SH	Put	DFND	1	0	0	0
VIRGIN GALACTIC HOLDINGS INC	COM	92766K106	2,949	153,400	SH	Put	DFND	1	0	0	0
DOCUSIGN INC	COM	256163106	688	3,200	SH	Put	DFND	1	0	0	0
WORKDAY INC	CL A	98138H101	752	3,500	SH	Put	DFND	1	0	0	0
OKTA INC	CL A	679295105	9,879	46,200	SH	Put	DFND	1	0	0	0
TWILIO INC	CL A	90138F102	4,966	20,100	SH	Put	DFND	1	0	0	0
ADIENT PLC	ORD SHS	G0084W101	4,485	258,800	SH	Put	DFND	1	0	0	0
AMC ENTMT HLDGS INC	CL A COM	00165C104	502	106,700	SH	Put	DFND	1	0	0	0
ANTERO RESOURCES CORP	COM	03674X106	1,287	468,100	SH	Put	DFND	1	0	0	0
ALLIANCE RESOURCE PARTNERS L	UT LTD PART	01877R108	27	10,000	SH	Put	DFND	1	0	0	0
ARAMARK	COM	03852U106	849	32,100	SH	Put	DFND	1	0	0	0
ALLEGHENY TECHNOLOGIES INC	COM	01741R102	3,341	383,200	SH	Put	DFND	1	0	0	0
ALTERYX INC	COM CL A	02156B103	56	500	SH	Put	DFND	1	0	0	0
BILIBILI INC	SPONS ADS REP Z	090040106	18,025	433,300	SH	Put	DFND	1	0	0	0
PEABODY ENERGY CORP NEW	COM	704551100	1,101	478,700	SH	Put	DFND	1	0	0	0
BAOZUN INC	SPONSORED ADR	06684L103	3,970	122,200	SH	Put	DFND	1	0	0	0
CARDTRONICS PLC	SHS CL A	G1991C105	182	9,200	SH	Put	DFND	1	0	0	0
CBL & ASSOC PPTYS INC	COM	124830100	1	11,100	SH	Put	DFND	1	0	0	0
CARDLYTICS INC	COM	14161W105	296	4,200	SH	Put	DFND	1	0	0	0
CANOPY GROWTH CORP	COM	138035100	6,638	463,600	SH	Put	DFND	1	0	0	0
CLEVELAND-CLIFFS INC NEW	COM	185899101	7,900	1,230,600	SH	Put	DFND	1	0	0	0
CALUMET SPECIALTY PRODS PTNR	UT LTD PARTNER	131476103	37	14,600	SH	Put	DFND	1	0	0	0
COUPA SOFTWARE INC	COM	22266L106	9,241	33,700	SH	Put	DFND	1	0	0	0
CENOVUS ENERGY INC	COM	15135U109	369	95,000	SH	Put	DFND	1	0	0	0
CVR ENERGY INC	COM	12662P108	637	51,500	SH	Put	DFND	1	0	0	0
DATADOG INC	CL A COM	23804L103	13,056	127,800	SH	Put	DFND	1	0	0	0
DISH NETWORK CORPORATION	CL A	25470M109	25,148	866,300	SH	Put	DFND	1	0	0	0
ENPHASE ENERGY INC	COM	29355A107	2,056	24,900	SH	Put	DFND	1	0	0	0
ETSY INC	COM	29786A106	9,256	76,100	SH	Put	DFND	1	0	0	0
EVERBRIDGE INC	COM	29978A104	25	200	SH	Put	DFND	1	0	0	0
EVOLENT HEALTH INC	CL A	30050B101	1,537	123,900	SH	Put	DFND	1	0	0	0
FTI CONSULTING INC	COM	302941109	105	1,000	SH	Put	DFND	1	0	0	0
FIREEYE INC	COM	31816Q101	2,671	216,400	SH	Put	DFND	1	0	0	0
FIVE9 INC	COM	338307101	181	1,400	SH	Put	DFND	1	0	0	0
FORTIVE CORP	COM	34959J108	13,199	173,200	SH	Put	DFND	1	0	0	0
GDS HLDGS LTD	SPONSORED ADS	36165L108	11,996	146,600	SH	Put	DFND	1	0	0	0
GOGO INC	COM	38046C109	924	100,000	SH	Put	DFND	1	0	0	0
GULFPORT ENERGY CORP	COM NEW	402635304	541	1,027,700	SH	Put	DFND	1	0	0	0
GOPRO INC	CL A	38268T103	1,908	421,200	SH	Put	DFND	1	0	0	0
GRUBHUB INC	COM	400110102	3,131	43,300	SH	Put	DFND	1	0	0	0
HANNON ARMSTRONG SUST INFR C	COM	41068X100	12	300	SH	Put	DFND	1	0	0	0
HERBALIFE NUTRITION LTD	COM SHS	G4412G101	12,511	268,200	SH	Put	DFND	1	0	0	0
HUBSPOT INC	COM	443573100	29,223	100,000	SH	Put	DFND	1	0	0	0
IAC INTERACTIVECORP NEW	COM	44891N109	646	5,400	SH	Put	DFND	1	0	0	0
IAMGOLD CORP	COM	450913108	115	30,100	SH	Put	DFND	1	0	0	0
IQIYI INC	SPONSORED ADS	46267X108	57,820	2,560,700	SH	Put	DFND	1	0	0	0
KLX ENERGY SERVICS HOLDNGS I	COM NEW	48253L205	7	1,800	SH	Put	DFND	1	0	0	0
LIMELIGHT NETWORKS INC	COM	53261M104	245	42,700	SH	Put	DFND	1	0	0	0
LIVEPERSON INC	COM	538146101	540	10,400	SH	Put	DFND	1	0	0	0
LIVENT CORP	COM	53814L108	575	64,200	SH	Put	DFND	1	0	0	0
LIVE NATION ENTERTAINMENT IN	COM	538034109	2,440	45,300	SH	Put	DFND	1	0	0	0
MATTEL INC	COM	577081102	1,806	154,400	SH	Put	DFND	1	0	0	0
MEDALLIA INC	COM	584021109	745	27,200	SH	Put	DFND	1	0	0	0
MERCADOLIBRE INC	COM	58733R102	4,546	4,200	SH	Put	DFND	1	0	0	0
MAGNOLIA OIL & GAS CORP	CL A	559663109	96	18,600	SH	Put	DFND	1	0	0	0
MICHAELS COS INC	COM	59408Q106	24	2,500	SH	Put	DFND	1	0	0	0
MOMO INC	ADR	60879B107	8,630	627,200	SH	Put	DFND	1	0	0	0
NABORS INDUSTRIES LTD	SHS	G6359F137	7,571	309,800	SH	Put	DFND	1	0	0	0
CLOUDFLARE INC	CL A COM	18915M107	2,328	56,700	SH	Put	DFND	1	0	0	0
NEW RELIC INC	COM	64829B100	309	5,500	SH	Put	DFND	1	0	0	0
NETFLIX INC	COM	64110L106	6,200	12,400	SH	Put	DFND	1	0	0	0
NIO INC	SPON ADS	62914V106	116,323	5,481,800	SH	Put	DFND	1	0	0	0
NATURA &CO HLDG S A	ADS	63884N108	1,821	100,000	SH	Put	DFND	1	0	0	0
NUTANIX INC	CL A	67059N108	5,318	239,800	SH	Put	DFND	1	0	0	0
OVINTIV INC	COM	69047Q102	8	1,000	SH	Put	DFND	1	0	0	0
PALO ALTO NETWORKS INC	COM	697435105	3,206	13,100	SH	Put	DFND	1	0	0	0
PARSLEY ENERGY INC	CL A	701877102	618	66,100	SH	Put	DFND	1	0	0	0
PROS HOLDINGS INC	COM	74346Y103	530	16,600	SH	Put	DFND	1	0	0	0
PLURALSIGHT INC	COM CL A	72941B106	1,473	86,000	SH	Put	DFND	1	0	0	0
PRETIUM RES INC	COM	74139C102	3,505	273,000	SH	Put	DFND	1	0	0	0
RESTAURANT BRANDS INTL INC	COM	76131D103	862	15,000	SH	Put	DFND	1	0	0	0
REDFIN CORP	COM	75737F108	6,910	138,400	SH	Put	DFND	1	0	0	0
RH	COM	74967X103	18,480	48,300	SH	Put	DFND	1	0	0	0
TRANSOCEAN LTD	REG SHS	H8817H100	526	652,800	SH	Put	DFND	1	0	0	0
SEA LTD	SPONSORD ADS	81141R100	159,847	1,037,700	SH	Put	DFND	1	0	0	0
SIRIUS XM HOLDINGS INC	COM	82968B103	180	33,600	SH	Put	DFND	1	0	0	0
SM ENERGY CO	COM	78454L100	602	378,800	SH	Put	DFND	1	0	0	0
SNAP INC	CL A	83304A106	1,469	56,300	SH	Put	DFND	1	0	0	0
SPLUNK INC	COM	848637104	1,824	9,700	SH	Put	DFND	1	0	0	0
SQUARE INC	CL A	852234103	9,753	60,000	SH	Put	DFND	1	0	0	0
SSR MNG INC	COM	784730103	37	2,000	SH	Put	DFND	1	0	0	0
SCORPIO TANKERS INC	SHS	Y7542C130	1,205	108,900	SH	Put	DFND	1	0	0	0
TRANSDIGM GROUP INC	COM	893641100	47	100	SH	Put	DFND	1	0	0	0
TIDEWATER INC NEW	COM	88642R109	21	3,200	SH	Put	DFND	1	0	0	0
TENNECO INC	CL A VTG COM STK	880349105	970	139,800	SH	Put	DFND	1	0	0	0
TRIUMPH GROUP INC NEW	COM	896818101	1,326	203,700	SH	Put	DFND	1	0	0	0
TEAM INC	COM	878155100	67	12,300	SH	Put	DFND	1	0	0	0
TALEND S A	ADS	874224207	780	20,000	SH	Put	DFND	1	0	0	0
TUTOR PERINI CORP	COM	901109108	237	21,300	SH	Put	DFND	1	0	0	0
TESLA INC	COM	88160R101	137,712	321,000	SH	Put	DFND	1	0	0	0
TITAN INTL INC ILL	COM	88830M102	74	25,700	SH	Put	DFND	1	0	0	0
2U INC	COM	90214J101	281	8,300	SH	Put	DFND	1	0	0	0
TWITTER INC	COM	90184L102	2,420	54,400	SH	Put	DFND	1	0	0	0
UNITI GROUP INC	COM	91325V108	1,372	130,300	SH	Put	DFND	1	0	0	0
VECTOR GROUP LTD	COM	92240M108	1,326	136,900	SH	Put	DFND	1	0	0	0
VEONEER INC	COM	92336X109	1,562	106,300	SH	Put	DFND	1	0	0	0
VERINT SYS INC	COM	92343X100	1,965	40,800	SH	Put	DFND	1	0	0	0
WAYFAIR INC	CL A	94419L101	83,461	286,800	SH	Put	DFND	1	0	0	0
WEIBO CORP	SPONSORED ADR	948596101	1,460	40,100	SH	Put	DFND	1	0	0	0
WHITING PETE CORP NEW	COM NEW	966387508	3,990	230,800	SH	Put	DFND	1	0	0	0
SLACK TECHNOLOGIES INC	COM CL A	83088V102	3,378	125,800	SH	Put	DFND	1	0	0	0
W & T OFFSHORE INC	COM	92922P106	107	59,900	SH	Put	DFND	1	0	0	0
UNITED STATES STL CORP NEW	COM	912909108	841	114,700	SH	Put	DFND	1	0	0	0
XEROX HOLDINGS CORP	COM NEW	98421M106	1,982	105,600	SH	Put	DFND	1	0	0	0
YANDEX N V	SHS CLASS A	N97284108	91	1,400	SH	Put	DFND	1	0	0	0
JOYY INC	ADS REPSTG COM A	46591M109	8,325	103,200	SH	Put	DFND	1	0	0	0
ZILLOW GROUP INC	CL C CAP STK	98954M200	67,821	667,600	SH	Put	DFND	1	0	0	0
ZENDESK INC	COM	98936J101	1,965	19,100	SH	Put	DFND	1	0	0	0
ZYNGA INC	CL A	98986T108	512	56,200	SH	Put	DFND	1	0	0	0
ZSCALER INC	COM	98980G102	3,517	25,000	SH	Put	DFND	1	0	0	0
COLFAX CORP	COM	194014106	156	5,000	SH	Put	DFND	1	0	0	0
CHANGE HEALTHCARE INC	COM	15912K100	1,050	72,400	SH	Put	DFND	1	0	0	0
CHEWY INC	CL A	16679L109	8,131	148,300	SH	Put	DFND	1	0	0	0
DOMINION ENERGY INC	COM	25746U109	15,272	193,500	SH	Put	DFND	1	0	0	0
DTE ENERGY CO	COM	233331107	1,553	13,500	SH	Put	DFND	1	0	0	0
GFL ENVIRONMENTAL INC	SUB VTG SHS	36168Q104	1,560	73,400	SH	Put	DFND	1	0	0	0
INTERNATIONAL FLAVORS&FRAGRA	COM	459506101	4,200	34,300	SH	Put	DFND	1	0	0	0
ARCELORMITTAL SA LUXEMBOURG	NY REGISTRY SH	03938L203	385	29,100	SH	Put	DFND	1	0	0	0
NEXTERA ENERGY INC	COM	65339F101	9,409	33,900	SH	Put	DFND	1	0	0	0
PG&E CORP	COM	69331C108	1,145	122,000	SH	Put	DFND	1	0	0	0
SABRE CORP	COM	78573M104	70	10,900	SH	Put	DFND	1	0	0	0
SOUTH JERSEY INDS INC	COM	838518108	19	1,000	SH	Put	DFND	1	0	0	0
SOUTHERN CO	COM	842587107	1,870	34,500	SH	Put	DFND	1	0	0	0
ASSURANT INC	COM	04621X108	4,379	36,100	SH	Put	DFND	1	0	0	0
APTIV PLC	SHS	G6095L109	9	100	SH	Put	DFND	1	0	0	0
CENTERPOINT ENERGY INC	COM	15189T107	2,279	117,800	SH	Put	DFND	1	0	0	0
ENERGIZER HLDGS INC NEW	COM	29272W109	136	3,500	SH	Put	DFND	1	0	0	0
II-VI INC	COM	902104108	2,242	55,300	SH	Put	DFND	1	0	0	0
SEMPRA ENERGY	COM	816851109	1,538	13,000	SH	Put	DFND	1	0	0	0
VIRTUSA CORP	COM	92827P102	24	500	SH	Put	DFND	1	0	0	0
APPLIED OPTOELECTRONICS INC	COM	03823U102	905	80,500	SH	Put	DFND	1	0	0	0
CENTENE CORP DEL	COM	15135B101	589	10,100	SH	Put	DFND	1	0	0	0
CRYOLIFE INC	COM	228903100	849	46,000	SH	Put	DFND	1	0	0	0
COMMUNITY HEALTH SYS INC NEW	COM	203668108	111	26,500	SH	Put	DFND	1	0	0	0
CRYOPORT INC	COM PAR $0.001	229050307	2,526	53,300	SH	Put	DFND	1	0	0	0
DELTA AIR LINES INC DEL	COM NEW	247361702	614	20,100	SH	Put	DFND	1	0	0	0
8X8 INC NEW	COM	282914100	766	49,300	SH	Put	DFND	1	0	0	0
HEALTH CATALYST INC	COM	42225T107	183	5,000	SH	Put	DFND	1	0	0	0
HERTZ GLOBAL HLDGS INC	COM	42806J106	81	73,200	SH	Put	DFND	1	0	0	0
INFINERA CORP	COM	45667G103	62	10,200	SH	Put	DFND	1	0	0	0
INSEEGO CORP	COM	45782B104	1,290	125,000	SH	Put	DFND	1	0	0	0
LUMENTUM HLDGS INC	COM	55024U109	90	1,200	SH	Put	DFND	1	0	0	0
LIVONGO HEALTH INC	COM	539183103	1,694	12,100	SH	Put	DFND	1	0	0	0
LYFT INC	CL A COM	55087P104	8,386	304,400	SH	Put	DFND	1	0	0	0
MEDNAX INC	COM	58502B106	1	100	SH	Put	DFND	1	0	0	0
NUVASIVE INC	COM	670704105	1,457	30,000	SH	Put	DFND	1	0	0	0
NEVRO CORP	COM	64157F103	27	200	SH	Put	DFND	1	0	0	0
RINGCENTRAL INC	CL A	76680R206	1,839	6,700	SH	Put	DFND	1	0	0	0
UBER TECHNOLOGIES INC	COM	90353T100	27,637	757,600	SH	Put	DFND	1	0	0	0
VONAGE HLDGS CORP	COM	92886T201	1,025	100,200	SH	Put	DFND	1	0	0	0
VIAVI SOLUTIONS INC	COM	925550105	3,100	264,300	SH	Put	DFND	1	0	0	0
VIASAT INC	COM	92552V100	694	20,200	SH	Put	DFND	1	0	0	0
WESTERN DIGITAL CORP.	COM	958102105	730	20,000	SH	Put	DFND	1	0	0	0
WRIGHT MED GROUP N V	ORD SHS	N96617118	830	27,200	SH	Put	DFND	1	0	0	0
BLACKBERRY LTD	COM	09228F103	2,149	468,400	SH	Put	DFND	1	0	0	0
BOSTON SCIENTIFIC CORP	COM	101137107	1,665	43,600	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY ENRGY BULL2X	25460G609	306	32,700	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DAILY FINL BEAR	25460E133	358	23,700	SH	Put	DFND	1	0	0	0
ISHARES TR	IBOXX HI YD ETF	464288513	4,916	58,600	SH	Put	DFND	1	0	0	0
ISHARES TR	NASDAQ BIOTECH	464287556	6,770	50,000	SH	Put	DFND	1	0	0	0
ISHARES TR	RUSSELL 2000 ETF	464287655	115,682	772,300	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTSHRT QQQ	74347B243	221	23,400	SH	Put	DFND	1	0	0	0
PROSHARES TR	PSHS ULTRA QQQ	74347R206	9,421	102,800	SH	Put	DFND	1	0	0	0
INVESCO QQQ TR	UNIT SER 1	46090E103	509,447	1,833,600	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTRASHRT S&P500	74347B383	730	45,800	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DRX S&P500BULL	25459W862	52,207	991,400	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY S&P500 BR 3X	25460E885	415	72,200	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO SHORT S	74347B268	303	34,900	SH	Put	DFND	1	0	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	555,046	1,657,400	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO SHT QQQ	74347G861	500	21,000	SH	Put	DFND	1	0	0	0
PROSHARES TR	PSHS ULT S&P 500	74347R107	10,645	144,900	SH	Put	DFND	1	0	0	0
PROSHARES TR II	SHT VIX ST TRM	74347W130	12,847	361,900	SH	Put	DFND	1	0	0	0
PROSHARES TR	PSHS ULTSH 20YRS	74347B201	3	200	SH	Put	DFND	1	0	0	0
ISHARES TR	20 YR TR BD ETF	464287432	11,983	73,400	SH	Put	DFND	1	0	0	0
DIREXION SHS ETF TR	DLY SMCAP BULL3X	25459W847	30,373	992,600	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTRAPRO QQQ	74347X831	157,080	1,200,000	SH	Put	DFND	1	0	0	0
PROSHARES TR	ULTRPRO S&P500	74347X864	29,509	527,800	SH	Put	DFND	1	0	0	0
PROSHARES TR II	ULTRA VIX SHORT	74347W148	1,201	60,300	SH	Put	DFND	1	0	0	0
SELECT SECTOR SPDR TR	ENERGY	81369Y506	4,172	139,300	SH	Put	DFND	1	0	0	0
SELECT SECTOR SPDR TR	SBI INT-FINL	81369Y605	2,033	84,500	SH	Put	DFND	1	0	0	0
AMERICAN INTL GROUP INC	COM NEW	026874784	622	22,600	SH	Put	DFND	1	0	0	0
OCCIDENTAL PETE CORP	COM	674599105	1	100	SH	Put	DFND	1	0	0	0
PURPLE INNOVATION INC	COM	74640Y106	17	700	SH	Put	DFND	1	0	0	0
ZIONS BANCORPORATION N A	COM	989701107	178	6,100	SH	Put	DFND	1	0	0	0
ALTAIR ENGR INC	NOTE 0.250% 6/0	021369AA1	15,178	13,677,000	PRN		DFND	1	0	0	0
APOLLO COML REAL EST FIN INC	NOTE 4.750% 8/2	03762UAB1	3,383	3,600,000	PRN		DFND	1	0	0	0
APOLLO COML REAL EST FIN INC	NOTE 5.375%10/1	03762UAC9	1,199	1,300,000	PRN		DFND	1	0	0	0
ACCELERATE DIAGNOSTICS INC	NOTE 2.500% 3/1	00430HAB8	2,503	4,000,000	PRN		DFND	1	0	0	0
BILIBILI INC	NOTE 1.375% 4/0	090040AB2	69,233	39,110,000	PRN		DFND	1	0	0	0
8X8 INC NEW	NOTE 0.500% 2/0	282914AB6	44,832	48,335,000	PRN		DFND	1	0	0	0
HANNON ARMSTRONG SUST INFR C	NOTE 4.125% 9/0	41068XAB6	6,486	4,076,000	PRN		DFND	1	0	0	0
IAC INTERACTIVECORP NEW	COM	44891N109	531	4,436	SH		DFND	1	4,436	0	0
INFINERA CORP	NOTE 2.125% 9/0	45667GAC7	14,360	15,501,000	PRN		DFND	1	0	0	0
INSEEGO CORP	NOTE 3.250% 5/0	45782BAD6	2,447	2,500,000	PRN		DFND	1	0	0	0
INNOVIVA INC	NOTE 2.500% 8/1	45781MAB7	31,878	32,648,000	PRN		DFND	1	0	0	0
MESA LABS INC	NOTE 1.375% 8/1	59064RAA7	2,780	2,500,000	PRN		DFND	1	0	0	0
INTREXON CORP	NOTE 3.500% 7/0	46122TAA0	4,615	9,000,000	PRN		DFND	1	0	0	0
PURE STORAGE INC	NOTE 0.125% 4/1	74624MAB8	52,477	54,561,000	PRN		DFND	1	0	0	0
SUNPOWER CORP	COM	867652406	136	10,925	SH		DFND	1	10,925	0	0
SUPERNUS PHARMACEUTICALS INC	NOTE 0.625% 4/0	868459AD0	19,286	20,905,000	PRN		DFND	1	0	0	0
TILRAY INC	NOTE 5.000%10/0	88688TAB6	4,913	12,000,000	PRN		DFND	1	0	0	0
APOLLO INVT CORP	COM NEW	03761U502	440	53,322	SH		DFND	1	53,322	0	0
ARES CAPITAL CORP	COM	04010L103	21	1,564	SH		DFND	1	1,564	0	0
BAIN CAP SPECIALTY FIN INC	COM STK	05684B107	205	20,103	SH		DFND	1	20,103	0	0
BLACKROCK CAP INVT CORP	COM	092533108	57	23,511	SH		DFND	1	23,511	0	0
FIDUS INVT CORP	COM	316500107	11	1,122	SH		DFND	1	1,122	0	0
MAIN STR CAP CORP	COM	56035L104	11	396	SH		DFND	1	396	0	0
MONROE CAP CORP	COM	610335101	20	2,978	SH		DFND	1	2,978	0	0
OWL ROCK CAPITAL CORPORATION	COM	69121K104	1	104	SH		DFND	1	104	0	0
OXFORD SQUARE CAP CORP	COM	69181V107	35	14,405	SH		DFND	1	14,405	0	0
PENNANTPARK INVT CORP	COM	708062104	197	61,762	SH		DFND	1	61,762	0	0
ALLIANZGI ARTIFICIAL INTELLI	COM	01883M101	740	34,298	SH		DFND	1	34,298	0	0
BLACKROCK RES & COMMODITIES	SHS	09257A108	502	84,413	SH		DFND	1	84,413	0	0
BOULDER GROWTH & INCOME FD I	COM	101507101	50	5,018	SH		DFND	1	5,018	0	0
BLACKROCK HEALTH SCIENCS TR	COM SHS	09260E105	412	17,277	SH		DFND	1	17,277	0	0
CENTRAL SECS CORP	COM	155123102	1,227	42,330	SH		DFND	1	42,330	0	0
CHINA FD INC	COM	169373107	53	2,125	SH		DFND	1	2,125	0	0
BLACKROCK ENHANCD CAP & INM	COM	09256A109	215	13,922	SH		DFND	1	13,922	0	0
FST TR NEW OPPORT MLP & ENE	COM	33739M100	10	2,791	SH		DFND	1	2,791	0	0
GENERAL AMERN INVS INC	COM	368802104	1,199	35,332	SH		DFND	1	35,332	0	0
GABELLI GLB SML & MD CP VAL	COM	36249W104	380	37,711	SH		DFND	1	37,711	0	0
HANCOCK JOHN INVT TR	TAX ADV GLB SH	41013P749	527	103,724	SH		DFND	1	103,724	0	0
NEW IRELAND FD INC	COM	645673104	188	22,463	SH		DFND	1	22,463	0	0
KOREA FD INC	COM NEW	500634209	31	1,058	SH		DFND	1	1,058	0	0
SPDR SER TR	S&P REGL BKG	78464A698	1,031	28,900	SH		DFND	1	28,900	0	0
MEXICO FD INC	COM	592835102	344	33,604	SH		DFND	1	33,604	0	0
ALLIANZGI DIVIDEND INT & PRM	COM	01883A107	313	26,560	SH		DFND	1	26,560	0	0
NEUBERGER BERMAN MLP AND ENR	COM	64129H104	514	216,271	SH		DFND	1	216,271	0	0
PIMCO ENRGY TACTICAL CR OPP	COM SHS BEN INT	69346N107	0	6	SH		DFND	1	6	0	0
ADAM NAT RES FD INC	COM	00548F105	1,021	104,427	SH		DFND	1	104,427	0	0
SALIENT MIDSTREAM & MLP FD	SH BEN INT	79471V105	31	8,882	SH		DFND	1	8,882	0	0
TORTOISE ESSENTIAL ASSETS IN	COM SH BEN INT	89148A103	1,140	108,016	SH		DFND	1	108,016	0	0
TAIWAN FD INC	COM	874036106	45	1,992	SH		DFND	1	1,992	0	0
SPROTT PHYSICAL SILVER TR	TR UNIT	85207K107	185	22,446	SH		DFND	1	22,446	0	0
SPROTT PHYSICAL GOLD & SILVE	TR UNIT	85208R101	464	25,336	SH		DFND	1	25,336	0	0
MFS SPL VALUE TR	SH BEN INT	55274E102	19	3,626	SH		DFND	1	3,626	0	0
INVESCO EXCH TRADED FD TR II	VAR RATE PFD	46138G870	284	11,569	SH		DFND	1	11,569	0	0
XAI OCTAGON FLOATING RATE &	COM	98400T106	13	2,296	SH		DFND	1	2,296	0	0
INVESCO EXCH TRADED FD TR II	TAXABLE MUN BD	46138G805	154	4,633	SH		DFND	1	4,633	0	0
ISHARES TR	MSCI AC ASIA ETF	464288182	664	8,612	SH		DFND	1	8,612	0	0
AURORA CANNABIS INC	COM	05156X884	145	31,289	SH		DFND	1	31,289	0	0
AEROJET ROCKETDYNE HLDGS INC	NOTE 2.250%12/1	007800AB1	88,965	55,907,000	PRN		DFND	1	0	0	0
AMAG PHARMACEUTICALS INC	NOTE 3.250% 6/0	00163UAD8	23,198	25,780,000	PRN		DFND	1	0	0	0
ADVANCED MICRO DEVICES INC	NOTE 2.125% 9/0	007903BD8	329,939	32,237,000	PRN		DFND	1	0	0	0
AVADEL PHARMACEUTICALS PLC	SPONSORED ADR	05337M104	52	10,491	SH		DFND	1	10,491	0	0
BROADCOM INC	COM	11135F101	3,133	8,601	SH		DFND	1	8,601	0	0
ALTERYX INC	NOTE 0.500% 8/0	02156BAD5	54,347	54,308,000	PRN		DFND	1	0	0	0
ALTERYX INC	NOTE 0.500% 6/0	02156BAB9	114,246	43,526,000	PRN		DFND	1	0	0	0
BAUSCH HEALTH COS INC	COM	071734107	734	47,282	SH		DFND	1	47,282	0	0
BLACKLINE INC	NOTE 0.125% 8/0	09239BAB5	61,526	44,663,000	PRN		DFND	1	0	0	0
BIOMARIN PHARMACEUTICAL INC	COM	09061G101	473	6,230	SH		DFND	1	6,230	0	0
BAOZUN INC	NOTE 1.625% 5/0	06684LAB9	29,929	32,177,000	PRN		DFND	1	0	0	0
CHEGG INC	NOTE 0.125% 3/1	163092AD1	138,720	91,405,000	PRN		DFND	1	0	0	0
CLOVIS ONCOLOGY INC	NOTE 4.500% 8/0	189464AE0	1,442	1,500,000	PRN		DFND	1	0	0	0
CURO GROUP HOLDINGS CORP	COM	23131L107	202	28,717	SH		DFND	1	28,717	0	0
DOCUSIGN INC	NOTE 0.500% 9/1	256163AB2	2,466	816,000	PRN		DFND	1	0	0	0
DOCUSIGN INC	COM	256163106	4,999	23,228	SH		DFND	1	23,228	0	0
DEXCOM INC	NOTE 0.750%12/0	252131AH0	212,319	83,757,000	PRN		DFND	1	0	0	0
ENCORE CAP GROUP INC	NOTE 3.250% 3/1	292554AK8	16,840	15,500,000	PRN		DFND	1	0	0	0
ENCORE CAP EUROPE FIN LTD	NOTE 4.500% 9/0	29260UAA5	26,444	24,100,000	PRN		DFND	1	0	0	0
ENDO INTL PLC	SHS	G30401106	2,912	882,580	SH		DFND	1	882,580	0	0
ENVESTNET INC	NOTE 1.750% 6/0	29404KAB2	61,218	47,768,000	PRN		DFND	1	0	0	0
ETSY INC	NOTE 0.125%10/0	29786AAJ5	141,247	89,884,000	PRN		DFND	1	0	0	0
EVOLENT HEALTH INC	NOTE 2.000%12/0	30050BAB7	2,011	2,053,000	PRN		DFND	1	0	0	0
FTI CONSULTING INC	NOTE 2.000% 8/1	302941AP4	35,389	28,765,000	PRN		DFND	1	0	0	0
FORTIVE CORP	NOTE 0.875% 2/1	34959JAK4	3,906	3,890,000	PRN		DFND	1	0	0	0
GOSSAMER BIO INC	NOTE 5.000% 6/0	38341PAA0	6,508	6,326,000	PRN		DFND	1	0	0	0
HERBALIFE LTD	NOTE 2.625% 3/1	42703MAD5	31,679	31,406,000	PRN		DFND	1	0	0	0
INTERCEPT PHARMACEUTICALS IN	NOTE 3.250% 7/0	45845PAA6	56,390	70,365,000	PRN		DFND	1	0	0	0
INTERDIGITAL INC	COM	45867G101	53	944	SH		DFND	1	944	0	0
ILLUMINA INC	COM	452327109	3,040	9,836	SH		DFND	1	9,836	0	0
INSMED INC	NOTE 1.750% 1/1	457669AA7	31,756	29,170,000	PRN		DFND	1	0	0	0
IQIYI INC	NOTE 3.750%12/0	46267XAB4	87,381	82,062,000	PRN		DFND	1	0	0	0
IRONWOOD PHARMACEUTICALS INC	NOTE 0.750% 6/1	46333XAF5	20,856	21,227,000	PRN		DFND	1	0	0	0
IRONWOOD PHARMACEUTICALS INC	NOTE 1.500% 6/1	46333XAH1	978	1,000,000	PRN		DFND	1	0	0	0
IRONWOOD PHARMACEUTICALS INC	DBCV 2.250% 6/1	46333XAD0	34,322	33,392,000	PRN		DFND	1	0	0	0
J2 GLOBAL INC	NOTE 3.250% 6/1	48123VAC6	74,617	65,067,000	PRN		DFND	1	0	0	0
KAMAN CORP	NOTE 3.250% 5/0	483548AF0	761	772,000	PRN		DFND	1	0	0	0
LIGAND PHARMACEUTICALS INC	NOTE 0.750% 5/1	53220KAF5	27,317	30,073,000	PRN		DFND	1	0	0	0
LUMENTUM HLDGS INC	NOTE 0.250% 3/1	55024UAB5	43,999	31,459,000	PRN		DFND	1	0	0	0
LIVEPERSON INC	NOTE 0.750% 3/0	538146AB7	65,760	42,939,000	PRN		DFND	1	0	0	0
LEXICON PHARMACEUTICALS INC	NOTE 5.250%12/0	528872AB0	4,785	6,000,000	PRN		DFND	1	0	0	0
MICROCHIP TECHNOLOGY INC.	COM	595017104	1,285	12,512	SH		DFND	1	12,512	0	0
MOMO INC	ADR	60879B107	5,035	365,977	SH		DFND	1	365,977	0	0
MICRON TECHNOLOGY INC	COM	595112103	1,588	33,820	SH		DFND	1	33,820	0	0
MAGNACHIP SEMICONDUCTOR SA	NOTE 5.000% 3/0	55932XAB0	24,258	14,401,000	PRN		DFND	1	0	0	0
NEUROCRINE BIOSCIENCES INC	NOTE 2.250% 5/1	64125CAD1	44,437	32,181,000	PRN		DFND	1	0	0	0
NEOGENOMICS INC	NOTE 1.250% 5/0	64049MAA8	33,056	26,530,000	PRN		DFND	1	0	0	0
NIO INC	NOTE 4.500% 2/0	62914VAB2	101,119	42,480,000	PRN		DFND	1	0	0	0
NIO INC	DEBT 4.500% 2/0	G6525FAA0	7,541	3,168,000	PRN		DFND	1	0	0	0
NUTANIX INC	NOTE 1/1	67059NAB4	54,557	58,063,000	PRN		DFND	1	0	0	0
NUVASIVE INC	NOTE 2.250% 3/1	670704AG0	81,655	79,288,000	PRN		DFND	1	0	0	0
NOVAVAX INC	NOTE 3.750% 2/0	670002AB0	4,919	4,110,000	PRN		DFND	1	0	0	0
NOVAVAX INC	COM NEW	670002401	301	2,787	SH		DFND	1	2,787	0	0
INVITAE CORP	COM	46185L103	693	16,001	SH		DFND	1	16,001	0	0
OKTA INC	NOTE 0.125% 9/0	679295AD7	93,032	70,266,000	PRN		DFND	1	0	0	0
OPKO HEALTH INC	COM	68375N103	2	550	SH		DFND	1	550	0	0
OSI SYSTEMS INC	NOTE 1.250% 9/0	671044AD7	26,763	26,447,000	PRN		DFND	1	0	0	0
PALO ALTO NETWORKS INC	NOTE 0.750% 7/0	697435AD7	11,617	10,291,000	PRN		DFND	1	0	0	0
PACIRA BIOSCIENCES	NOTE 2.375% 4/0	695127AD2	29,811	26,048,000	PRN		DFND	1	0	0	0
PINDUODUO INC	NOTE 10/0	722304AB8	177,313	97,983,000	PRN		DFND	1	0	0	0
INSULET CORP	NOTE 1.375%11/1	45784PAH4	133,385	52,130,000	PRN		DFND	1	0	0	0
PRA GROUP INC	COM	69354N106	441	11,051	SH		DFND	1	11,051	0	0
PERFICIENT INC	NOTE 2.375% 9/1	71375UAB7	6,247	4,790,000	PRN		DFND	1	0	0	0
PTC THERAPEUTICS INC	NOTE 3.000% 8/1	69366JAB7	22,109	19,454,000	PRN		DFND	1	0	0	0
QUDIAN INC	ADR	747798106	104	84,172	SH		DFND	1	84,172	0	0
QORVO INC	COM	74736K101	554	4,298	SH		DFND	1	4,298	0	0
Q2 HLDGS INC	NOTE 0.750% 6/0	74736LAD1	9,209	7,500,000	PRN		DFND	1	0	0	0
REDFIN CORP	NOTE 1.750% 7/1	75737FAA6	19,524	11,200,000	PRN		DFND	1	0	0	0
REPLIGEN CORP	NOTE 0.375% 7/1	759916AB5	9,396	6,574,000	PRN		DFND	1	0	0	0
RH	COM	74967X103	1,902	4,971	SH		DFND	1	4,971	0	0
REALPAGE INC	NOTE 1.500%11/1	75606NAB5	74,754	50,852,000	PRN		DFND	1	0	0	0
RAPID7 INC	NOTE 1.250% 8/0	753422AB0	24,993	16,021,000	PRN		DFND	1	0	0	0
SEA LTD	NOTE 2.250% 7/0	81141RAB6	479,495	61,609,000	PRN		DFND	1	0	0	0
SUNPOWER CORP	DBCV 4.000% 1/1	867652AL3	1,997	2,084,000	PRN		DFND	1	0	0	0
SQUARE INC	NOTE 0.500% 5/1	852234AD5	181,419	83,992,000	PRN		DFND	1	0	0	0
SAREPTA THERAPEUTICS INC	DBCV 1.500%11/1	803607AB6	195,054	94,165,000	PRN		DFND	1	0	0	0
THERAVANCE BIOPHARMA INC	NOTE 3.250%11/0	88339KAA0	21,294	24,100,000	PRN		DFND	1	0	0	0
TELADOC HEALTH INC	NOTE 1.375% 5/1	87918AAC9	80,359	19,627,000	PRN		DFND	1	0	0	0
TERADYNE INC	COM	880770102	1,737	21,861	SH		DFND	1	21,861	0	0
TEVA PHARMACEUTICAL FIN LLC	DBCV 0.250% 2/0	88163VAE9	9,603	9,800,000	PRN		DFND	1	0	0	0
TEVA PHARMACEUTICAL INDS LTD	SPONSORED ADS	881624209	1,207	134,046	SH		DFND	1	134,046	0	0
LENDINGTREE INC NEW	NOTE 0.625% 6/0	52603BAA5	30,703	19,580,000	PRN		DFND	1	0	0	0
TRONOX HOLDINGS PLC	SHS	G9087Q102	1,445	183,680	SH		DFND	1	183,680	0	0
TTM TECHNOLOGIES INC	NOTE 1.750%12/1	87305RAD1	55,444	46,641,000	PRN		DFND	1	0	0	0
UNISYS CORP	NOTE 5.500% 3/0	909214BS6	39,800	33,270,000	PRN		DFND	1	0	0	0
VONAGE HLDGS CORP	NOTE 1.750% 6/0	92886TAJ1	11,209	11,546,000	PRN		DFND	1	0	0	0
VEONEER INC	NOTE 4.000% 6/0	92336XAA7	18,041	18,375,000	PRN		DFND	1	0	0	0
VERINT SYS INC	NOTE 1.500% 6/0	92343XAA8	24,443	24,065,000	PRN		DFND	1	0	0	0
WIX COM LTD	NOTE 7/0	92940WAB5	36,602	19,482,000	PRN		DFND	1	0	0	0
WORKIVA INC	NOTE 1.125% 8/1	98139AAB1	5,179	5,200,000	PRN		DFND	1	0	0	0
ZYNGA INC	NOTE 0.250% 6/0	98986TAB4	115,332	90,914,000	PRN		DFND	1	0	0	0
ATLANTIC POWER CORP	COM NEW	04878Q863	50	25,932	SH		DFND	1	25,932	0	0
BLACKBERRY LTD	COM	09228F103	42	9,300	SH		DFND	1	9,300	0	0
GRAN TIERRA ENERGY INC	COM	38500T101	56	247,012	SH		DFND	1	247,012	0	0
JUST ENERGY GROUP INC	COM NEW	48213W408	1,017	195,260	SH		DFND	1	195,260	0	0
GENERAL MTRS CO	COM	37045V100	2,738	92,538	SH		DFND	1	92,538	0	0
GORES METROPOULOS INC	COM CL A	382872109	1,427	125,000	SH		DFND	1	125,000	0	0
VERTIV HOLDINGS CO	COM CL A	92537N108	6,644	383,641	SH		DFND	1	383,641	0	0
BK OF AMERICA CORP	7.25%CNV PFD L	060505682	4,462	2,971	SH		DFND	1	2,971	0	0
READY CAPITAL CORP	7% CN SR NT 2023	75574U200	883	36,987	SH		DFND	1	36,987	0	0
WELLS FARGO CO NEW	PERP PFD CNV A	949746804	1,803	1,339	SH		DFND	1	1,339	0	0
COLFAX CORP	UNIT 01/15/2022T	194014205	85,719	637,603	SH		DFND	1	637,603	0	0
CHANGE HEALTHCARE INC	UNIT 99/99/9999	15912K209	28,470	538,310	SH		DFND	1	538,310	0	0
DOMINION ENERGY INC	UNIT 99/99/9999	25746U133	54,769	537,433	SH		DFND	1	537,433	0	0
ELANCO ANIMAL HEALTH INC	UNIT 02/01/2023T	28414H202	4,376	98,277	SH		DFND	1	98,277	0	0
KKR & CO INC	COM	48251W104	2,392	69,657	SH		DFND	1	69,657	0	0
STANLEY BLACK & DECKER INC	COM	854502101	2,155	13,289	SH		DFND	1	13,289	0	0
DANAHER CORPORATION	4.75 MND CV PFD	235851300	65,370	44,243	SH		DFND	1	44,243	0	0
AIMMUNE THERAPEUTICS INC	COM	00900T107	3,989	115,812	SH		DFND	1	115,812	0	0
AKCEA THERAPEUTICS INC	COM	00972L107	348	19,194	SH		DFND	1	19,194	0	0
TD AMERITRADE HLDG CORP	COM	87236Y108	5,327	136,069	SH		DFND	1	136,069	0	0
ASTRAZENECA PLC	SPONSORED ADR	046353108	204	3,740	SH		DFND	1	3,740	0	0
BRIDGE BANCORP INC	COM	108035106	56	3,265	SH		DFND	1	3,265	0	0
CELLULAR BIOMEDICINE GROUP I	COM NEW	15117P102	546	29,811	SH		DFND	1	29,811	0	0
E TRADE FINANCIAL CORP	COM NEW	269246401	1,058	21,158	SH		DFND	1	21,158	0	0
GENWORTH FINL INC	COM CL A	37247D106	138	41,433	SH		DFND	1	41,433	0	0
INTERCONTINENTAL EXCHANGE IN	COM	45866F104	330	3,300	SH		DFND	1	3,300	0	0
INDUSTRIAL LOGISTICS PPTYS T	COM SHS BEN INT	456237106	114	5,256	SH		DFND	1	5,256	0	0
IMMUNOMEDICS INC	COM	452907108	5,101	59,991	SH		DFND	1	59,991	0	0
MOMENTA PHARMACEUTICALS INC	COM	60877T100	5,030	95,857	SH		DFND	1	95,857	0	0
MAXIM INTEGRATED PRODS INC	COM	57772K101	3,249	48,067	SH		DFND	1	48,067	0	0
NATIONAL GEN HLDGS CORP	COM	636220303	206	6,120	SH		DFND	1	6,120	0	0
NXP SEMICONDUCTORS N V	COM	N6596X109	831	6,665	SH		DFND	1	6,665	0	0
SYNOVUS FINL CORP	COM NEW	87161C501	241	11,430	SH		DFND	1	11,430	0	0
STANDARD AVB FINL CORP	COM	85303B100	52	1,617	SH		DFND	1	1,617	0	0
WILLIS TOWERS WATSON PLC LTD	SHS	G96629103	5,973	28,606	SH		DFND	1	28,606	0	0
CIIG MERGER CORP	UNIT 12/31/2026	12559C202	255	25,000	SH		DFND	1	25,000	0	0
AKERNA CORP	*W EXP 06/17/202	00973W110	47	126,750	SH		DFND	1	126,750	0	0
PAE INC	COM CL A	69290Y109	0	100	SH		DFND	1	100	0	0
SYROS PHARMACEUTICALS INC	COM	87184Q107	26	3,000	SH		DFND	1	3,000	0	0
VERRA MOBILITY CORP	COM	92511U102	32	3,342	SH		DFND	1	3,342	0	0
ZIONS BANCORPORATION N A	COM	989701107	920	31,500	SH		DFND	1	31,500	0	0
ALLIANZGI DIVERSIFIED INCOME	COM	01883J108	2,518	99,398	SH		DFND	1	99,398	0	0
ABERDEEN EMRG MRKTS EQT INM	COM	00301W105	59	9,109	SH		DFND	1	9,109	0	0
ADVENT CONVERTIBLE & INCOME	COM	00764C109	801	58,070	SH		DFND	1	58,070	0	0
ABERDEEN GLOBAL PREMIER PPTY	COM SH BEN INT	00302L108	1,024	222,337	SH		DFND	1	222,337	0	0
BANCROFT FD LTD	COM	059695106	619	24,924	SH		DFND	1	24,924	0	0
BLACKROCK ENHANCED EQUITY DI	COM	09251A104	2,617	358,133	SH		DFND	1	358,133	0	0
BLACKROCK ENERGY & RES TR	COM	09250U101	2,765	463,154	SH		DFND	1	463,154	0	0
BLACKROCK ENHANCED GLOBAL DI	COM	092501105	744	77,748	SH		DFND	1	77,748	0	0
NUVEEN S&P 500 BUY-WRITE INC	COM	6706ER101	3,400	301,474	SH		DFND	1	301,474	0	0
MORGAN STANLEY CHINA A SH FD	COM	617468103	434	20,574	SH		DFND	1	20,574	0	0
CALAMOS DYNAMIC CONV & INCOM	COM	12811V105	2,392	104,574	SH		DFND	1	104,574	0	0
CENTRAL & EASTERN EUROPE FD	COM	153436100	90	4,585	SH		DFND	1	4,585	0	0
CENTER COAST BRKFLD MLP ENRG	SHS BEN INT	151461209	194	26,097	SH		DFND	1	26,097	0	0
CALAMOS CONV OPPORTUNITIES &	SH BEN INT	128117108	3,216	292,432	SH		DFND	1	292,432	0	0
CALAMOS CONV & HIGH INCOME F	COM SHS	12811P108	2,033	174,091	SH		DFND	1	174,091	0	0
DELAWARE INVTS DIV & INCOME	COM	245915103	361	44,765	SH		DFND	1	44,765	0	0
NUVEEN DOW 30 DYNAMIC OVERWR	SHS	67075F105	4,279	316,328	SH		DFND	1	316,328	0	0
DUFF & PHELPS UTLITY AND INF	COM	26433C105	1,849	179,242	SH		DFND	1	179,242	0	0
ELLSWORTH GROWTH & INCOME FD	COM	289074106	256	22,228	SH		DFND	1	22,228	0	0
CLEARBRIDGE ENERGY MIDSTRM O	COM	18469P209	135	15,475	SH		DFND	1	15,475	0	0
WELLS FARGO GLOBAL DIVIDEND	COM	94987C103	1,277	302,032	SH		DFND	1	302,032	0	0
WELLS FARGO UTILITIES AND HI	WF UTILITIES INC	94987E109	146	12,233	SH		DFND	1	12,233	0	0
EATON VANCE TAX MNGED BUY WR	COM	27828X100	200	14,675	SH		DFND	1	14,675	0	0
EATON VANCE TX ADV GLBL DIV	COM	27828S101	1,529	102,839	SH		DFND	1	102,839	0	0
EATON VANCE TX ADV GLB DIV O	COM	27828U106	3,535	170,035	SH		DFND	1	170,035	0	0
EATON VANCE TXMGD GL BUYWR O	COM	27829C105	369	43,257	SH		DFND	1	43,257	0	0
EATON VANCE TX MGD DIV EQ IN	COM	27828N102	1,324	121,640	SH		DFND	1	121,640	0	0
EATON VANCE TAX ADVT DIV INC	COM	27828G107	935	47,480	SH		DFND	1	47,480	0	0
EATON VANCE TAX-MANAGED GLOB	COM	27829F108	907	123,367	SH		DFND	1	123,367	0	0
FIRST TR DYNAMIC EUROPE EQUI	COM SHS	33740D107	2,975	296,100	SH		DFND	1	296,100	0	0
FIRST TR MLP & ENERGY INCOM	COM	33739B104	340	73,384	SH		DFND	1	73,384	0	0
FIRST TR ENERGY INCOME & GRO	COM	33738G104	736	81,329	SH		DFND	1	81,329	0	0
FIRST TR / ABERDEEN EMERGING	COM	33731K102	15	1,288	SH		DFND	1	1,288	0	0
FIRST TR ENHANCED EQTY INC F	COM	337318109	386	25,548	SH		DFND	1	25,548	0	0
FIDUCIARY CLAYMORE ENGRY INF	COM	31647Q205	473	65,700	SH		DFND	1	65,700	0	0
SPROTT FOCUS TR INC	COM	85208J109	998	167,793	SH		DFND	1	167,793	0	0
GABELLI DIVID & INCOME TR	COM	36242H104	1,926	104,989	SH		DFND	1	104,989	0	0
GOLDMAN SACHS MLP ENERGY REN	COM	38148G206	651	108,899	SH		DFND	1	108,899	0	0
GAMCO GLOBAL GOLD NAT RES &	COM SH BEN INT	36465A109	1,614	473,457	SH		DFND	1	473,457	0	0
GABELLI MULTIMEDIA TR INC	COM	36239Q109	301	46,648	SH		DFND	1	46,648	0	0
GAMCO NAT RES GOLD & INCOME	SH BEN INT	36465E101	954	193,124	SH		DFND	1	193,124	0	0
GUGGENHEIM ENHANCED EQUITY I	COM	40167B100	2,735	501,961	SH		DFND	1	501,961	0	0
GABELLI HLTHCARE & WELLNESS	SHS	36246K103	1,062	102,990	SH		DFND	1	102,990	0	0
JOHN HANCOCK HEDGED EQUITY &	COM	47804L102	1,046	99,069	SH		DFND	1	99,069	0	0
MILLER HOWARD HIGH INC EQTY	COM SHS BEN IN	600379101	1,971	320,087	SH		DFND	1	320,087	0	0
ABERDEEN AUSTRALIA EQUITY FD	COM	003011103	170	38,289	SH		DFND	1	38,289	0	0
VOYA GLBL ADV & PREM OPP FD	COM	92912R104	1,020	122,329	SH		DFND	1	122,329	0	0
VOYA GLBL EQTY DIV & PREM OP	COM	92912T100	194	39,222	SH		DFND	1	39,222	0	0
CBRE CLARION GLOBAL REAL EST	COM	12504G100	4,745	793,644	SH		DFND	1	793,644	0	0
MORGAN STANLEY INDIA INVT FD	COM	61745C105	195	11,265	SH		DFND	1	11,265	0	0
VOYA NAT RES EQUITY INCOME F	COM	92913C106	2	1,055	SH		DFND	1	1,055	0	0
NUVEEN CORE EQUITY ALPHA FD	COM	67090X107	746	58,314	SH		DFND	1	58,314	0	0
NUVEEN DIVERSIFIED DIVID & I	COM	6706EP105	1,109	142,787	SH		DFND	1	142,787	0	0
NUVEEN REAL ASSET INCOME & G	COM	67074Y105	2,301	190,860	SH		DFND	1	190,860	0	0
NUVEEN REAL ESTATE INCOME FD	COM	67071B108	324	42,962	SH		DFND	1	42,962	0	0
NUVEEN TX ADV TOTAL RET STRG	COM	67090H102	1,761	219,927	SH		DFND	1	219,927	0	0
NUVEEN TAX-ADVANTAGED DIVID	COM	67073G105	2,206	168,836	SH		DFND	1	168,836	0	0
KAYNE ANDERSON NEXTGEN ENRGY	COM	48661E108	134	33,443	SH		DFND	1	33,443	0	0
KAYNE ANDERSON ENERGY INFRST	COM	486606106	667	167,269	SH		DFND	1	167,269	0	0
MACQUARIE / FIRST TR GLOBAL	COM	55607W100	244	31,897	SH		DFND	1	31,897	0	0
MACQUARIE GLOBAL INFRASTRUCT	COM	55608D101	3,109	177,157	SH		DFND	1	177,157	0	0
COHEN & STEERS MLP INC & ENR	COM SHS	19249B106	489	324,383	SH		DFND	1	324,383	0	0
TORTOISE ENERGY INDEPENDENC	COM	89148K200	439	44,174	SH		DFND	1	44,174	0	0
ALLIANZGI EQUITY & CONV INCO	COM	018829101	592	24,404	SH		DFND	1	24,404	0	0
COHEN & STEERS TOTAL RETURN	COM	19247R103	0	25	SH		DFND	1	25	0	0
ROYCE MICRO-CAP TR INC	COM	780915104	1,664	217,004	SH		DFND	1	217,004	0	0
ROYCE VALUE TR INC	COM	780910105	1,175	92,978	SH		DFND	1	92,978	0	0
LMP CAP & INCOME FD INC	COM	50208A102	1,040	101,973	SH		DFND	1	101,973	0	0
NUVEEN S&P 500 DYNAMIC OVERW	COM	6706EW100	2,361	177,294	SH		DFND	1	177,294	0	0
CUSHING MLP & INFRASTRUCT	COM NEW	231631300	444	28,691	SH		DFND	1	28,691	0	0
CUSHING NEXTGEN INFRA INCM F	COM	231647207	1,554	57,949	SH		DFND	1	57,949	0	0
TORTOISE PWR & ENERGY INFRAS	COM	89147X104	157	18,448	SH		DFND	1	18,448	0	0
TORTOISE PIPELINE & ENERGY F	COM	89148H207	138	11,564	SH		DFND	1	11,564	0	0
TORTOISE ENERGY INFRA CORP	COM	89147L886	0	1	SH		DFND	1	1	0	0
APOLLO SR FLOATING RATE FD I	COM	037636107	494	38,599	SH		DFND	1	38,599	0	0
APOLLO TACTICAL INCOME FD IN	COM	037638103	490	38,627	SH		DFND	1	38,627	0	0
ARES DYNAMIC CR ALLOCATION F	COM	04014F102	22	1,759	SH		DFND	1	1,759	0	0
ALLIANCEBERNSTEIN GLOBAL HIG	COM	01879R106	200	19,038	SH		DFND	1	19,038	0	0
BLACKSTONE GSO STRATEGIC CR	COM SHS BEN IN	09257R101	12	1,028	SH		DFND	1	1,028	0	0
BARINGS GLOBAL SHORT DURATIO	COM	06760L100	672	50,479	SH		DFND	1	50,479	0	0
BLACKSTONE GSO LNG SHRT CR I	COM SHS BN INT	09257D102	444	34,592	SH		DFND	1	34,592	0	0
BLACKSTONE GSO FLTING RTE FU	COM	09256U105	523	38,075	SH		DFND	1	38,075	0	0
BRANDYWINEGBL GBL INCM OPP	COM	10537L104	340	29,606	SH		DFND	1	29,606	0	0
ALLIANZGI CONV & INCM 2024 T	COM	01883H102	205	23,337	SH		DFND	1	23,337	0	0
MFS INTER HIGH INCOME FD	SH BEN INT	59318T109	207	88,960	SH		DFND	1	88,960	0	0
HERZFELD CARIBBEAN BASIN FD	COM	42804T106	230	63,925	SH		DFND	1	63,925	0	0
BNY MELLON ALCENTRA GLOBAL C	COM	05588N108	94	11,793	SH		DFND	1	11,793	0	0
CREDIT SUISSE HIGH YIELD BD	SH BEN INT	22544F103	756	358,652	SH		DFND	1	358,652	0	0
DIVIDEND & INCOME FD INC	COM NEW	25538A204	156	17,201	SH		DFND	1	17,201	0	0
WELLS FARGO INCOME OPPORTUNI	WF INC OPPTY FD	94987B105	507	69,537	SH		DFND	1	69,537	0	0
MORGAN STANLEY EMERGING MKTS	COM	617477104	951	171,092	SH		DFND	1	171,092	0	0
STONE HBR EMERGING MKTS INCO	COM	86164T107	60	9,344	SH		DFND	1	9,344	0	0
STONE HBR EMERGING MKTS TOTA	COM	86164W100	224	31,859	SH		DFND	1	31,859	0	0
EATON VANCE FLTG RATE INCOM	COM SHS BEN INT	278284104	31	2,258	SH		DFND	1	2,258	0	0
EATON VANCE SR FLTNG RTE TR	COM	27828Q105	66	5,743	SH		DFND	1	5,743	0	0
EATON VANCE FLTING RATE INC	COM	278279104	13	1,131	SH		DFND	1	1,131	0	0
WESTERN ASSET GLOBAL HIGH IN	COM	95766B109	199	20,702	SH		DFND	1	20,702	0	0
WELLS FARGO MULTI SECTOR INC	COM	94987D101	175	16,316	SH		DFND	1	16,316	0	0
EATON VANCE LTD DURATION INC	COM	27828H105	120	10,639	SH		DFND	1	10,639	0	0
EATON VANCE TAX MNGD BUY WRI	COM SH BEN INT	27829M103	158	17,680	SH		DFND	1	17,680	0	0
FIRST TRUST SPECIALTY FINANC	COM BEN INTR	33733G109	369	161,569	SH		DFND	1	161,569	0	0
BLACKROCK FLOATING RATE INCO	COM	09255X100	53	4,672	SH		DFND	1	4,672	0	0
FIRST EAGLE SENIOR LOAN FUND	COM NEW	32010E100	477	38,541	SH		DFND	1	38,541	0	0
FRANKLIN UNVL TR	SH BEN INT	355145103	179	26,295	SH		DFND	1	26,295	0	0
GDL FUND	COM SH BEN IT	361570104	359	42,855	SH		DFND	1	42,855	0	0
WESTERN ASSET GLOBAL CP DEFI	COM	95790C107	3	200	SH		DFND	1	200	0	0
CLOUGH GLOBAL OPPORTUNITIES	SH BEN INT	18914E106	109	11,760	SH		DFND	1	11,760	0	0
CLOUGH GLOBAL EQUITY FD	COM	18914C100	253	22,607	SH		DFND	1	22,607	0	0
CLOUGH GLOBAL DIVID & INCOME	COM	18913Y103	178	19,356	SH		DFND	1	19,356	0	0
EAGLE CAP GROWTH FD INC	COM	269451100	91	12,877	SH		DFND	1	12,877	0	0
HIGHLAND INCOME FD	HIGHLAND INCOME	43010E404	26	3,119	SH		DFND	1	3,119	0	0
WESTERN ASSET HIGH INCOME OP	COM	95766K109	11	2,295	SH		DFND	1	2,295	0	0
WESTERN ASSET HIGH INCOME FD	COM	95766J102	125	19,649	SH		DFND	1	19,649	0	0
HANCOCK JOHN PFD INCOME FD I	COM	41013X106	97	5,477	SH		DFND	1	5,477	0	0
HANCOCK JOHN PFD INCOME FD	SH BEN INT	41013W108	130	6,948	SH		DFND	1	6,948	0	0
HANCOCK JOHN TAX-ADVANTAGED	COM	41013V100	602	31,559	SH		DFND	1	31,559	0	0
NEW AMER HIGH INCOME FD INC	COM NEW	641876800	4	500	SH		DFND	1	500	0	0
ISHARES GOLD TRUST	ISHARES	464285105	1	70	SH		DFND	1	70	0	0
WESTERN ASSET INVT GRADE DEF	COM	95790A101	217	10,495	SH		DFND	1	10,495	0	0
NUVEEN CR OPPORTUNITIES 2022	COM	67075U102	183	23,194	SH		DFND	1	23,194	0	0
NUVEEN GLOBAL HIGH INCOME FD	SHS	67075G103	202	14,966	SH		DFND	1	14,966	0	0
NUVEEN CORPORATE INCM NOVEME	COM	67077N106	14	1,600	SH		DFND	1	1,600	0	0
NUVEEN CR STRATEGIES INCOME	COM SHS	67073D102	62	10,530	SH		DFND	1	10,530	0	0
COHEN & STEERS LTD DURATION	COM	19248C105	43	1,876	SH		DFND	1	1,876	0	0
MFS CHARTER INCOME TR	SH BEN INT	552727109	4	500	SH		DFND	1	500	0	0
MFS MULTIMARKET INCOME TR	SH BEN INT	552737108	34	6,162	SH		DFND	1	6,162	0	0
MORGAN STANLEY EMER MKTS DEB	COM	61744H105	523	62,414	SH		DFND	1	62,414	0	0
ALLIANZGI CONV INCOME FD	COM	018828103	487	106,509	SH		DFND	1	106,509	0	0
ALLIANZGI CONV & INCOME FD I	COM	018825109	699	170,140	SH		DFND	1	170,140	0	0
HANCOCK JOHN PREM DIVID FD	COM SH BEN INT	41013T105	280	22,558	SH		DFND	1	22,558	0	0
SPROTT PHYSICAL GOLD TR	UNIT	85207H104	60	3,991	SH		DFND	1	3,991	0	0
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	112830104	237	14,354	SH		DFND	1	14,354	0	0
SPECIAL OPPORTUNITIES FD INC	COM	84741T104	148	11,969	SH		DFND	1	11,969	0	0
WESTERN ASSET CORPORATE LN F	COM	95790J102	21	2,283	SH		DFND	1	2,283	0	0
VIRTUS GLOBAL MULTI-SEC INC	COM	92829B101	137	12,771	SH		DFND	1	12,771	0	0
INVESCO HIGH INCOME TR II	COM	46131F101	323	26,361	SH		DFND	1	26,361	0	0
INVESCO DYNAMIC CR OPPORTUNI	COM	46132R104	388	42,208	SH		DFND	1	42,208	0	0
WESTERN ASSET PREMIER BD FD	SHS BEN INT	957664105	249	19,333	SH		DFND	1	19,333	0	0
WESTERN ASST INFLTN LKD INM	COM SH BEN INT	95766Q106	39	3,275	SH		DFND	1	3,275	0	0
WESTERN AST INFL LKD OPP & I	COM	95766R104	261	23,269	SH		DFND	1	23,269	0	0
VIRTUS GLOBAL DIVID & INCOME	COM	92835W107	265	33,928	SH		DFND	1	33,928	0	0
BLACKROCK MUN INCM INVT QTY	COM	09250G102	94	6,713	SH		DFND	1	6,713	0	0
BLACKROCK MUN INCOME INVT TR	SHS BEN INT	09248H105	964	74,430	SH		DFND	1	74,430	0	0
BLACKROCK MUN BD TR	COM	09249H104	53	3,552	SH		DFND	1	3,552	0	0
BLACKROCK NY MUN INCOME TR I	COM	09249R102	273	20,124	SH		DFND	1	20,124	0	0
BLACKROCK CALIF MUN INCOME T	SH BEN INT	09248E102	524	39,784	SH		DFND	1	39,784	0	0
BLACKROCK N Y MUN INCOME TR	SH BEN INT	09248L106	10	741	SH		DFND	1	741	0	0
BLACKROCK STRATEGIC MUN TR	COM	09248T109	389	29,201	SH		DFND	1	29,201	0	0
BLACKROCK NY MUNI INC QLTY T	COM	09249U105	367	28,122	SH		DFND	1	28,122	0	0
BLACKROCK LONG-TERM MUNI ADV	COM	09250B103	69	5,863	SH		DFND	1	5,863	0	0
BLACKROCK MD MUNICIPAL BOND	COM	09249L105	64	4,611	SH		DFND	1	4,611	0	0
MFS HIGH YIELD MUN TR	SH BEN INT	59318E102	28	6,875	SH		DFND	1	6,875	0	0
MFS HIGH INCOME MUN TR	SH BEN INT	59318D104	30	6,535	SH		DFND	1	6,535	0	0
MFS INVT GRADE MUN TR	SH BEN INT	59318B108	67	7,193	SH		DFND	1	7,193	0	0
BNY MELLON MUN INCOME INC	COM	05589T104	38	4,451	SH		DFND	1	4,451	0	0
BNY MELLON STRATEGIC MUN BD	COM	09662E109	1,097	150,496	SH		DFND	1	150,496	0	0
DTF TAX-FREE INCOME INC	COM	23334J107	95	6,624	SH		DFND	1	6,624	0	0
EATON VANCE NEW YORK MUN INC	SH BEN INT	27826W104	176	13,787	SH		DFND	1	13,787	0	0
INVESCO CALIF MUN INCOME TR	COM	46132P108	87	5,982	SH		DFND	1	5,982	0	0
DWS STRATEGIC MUN INCOME TR	COM	23342Q101	906	83,547	SH		DFND	1	83,547	0	0
DWS MUN INCOME TR	COM	233368109	4	390	SH		DFND	1	390	0	0
BLACKROCK MUNIENHANCED FD IN	COM	09253Y100	223	19,767	SH		DFND	1	19,767	0	0
MFS MUN INCOME TR	SH BEN INT	552738106	51	7,962	SH		DFND	1	7,962	0	0
BLACKROCK MUNIYIELD INVT QUA	COM	09254T100	167	12,256	SH		DFND	1	12,256	0	0
BLACKROCK MUNIHOLDINGS FD IN	COM	09253N104	631	41,488	SH		DFND	1	41,488	0	0
PIONEER MUN HIGH INCOME TR	COM SHS	723763108	69	6,004	SH		DFND	1	6,004	0	0
WESTERN ASSET MANAGED MUNS F	COM	95766M105	1,062	87,155	SH		DFND	1	87,155	0	0
WESTERN ASSET MUN PARTNERS F	COM	95766P108	304	21,193	SH		DFND	1	21,193	0	0
BLACKROCK MUNIYIELD PA QLTY	COM	09255G107	35	2,529	SH		DFND	1	2,529	0	0
BLACKROCK MUNIASSETS FD INC	COM	09254J102	38	2,813	SH		DFND	1	2,813	0	0
BLACKROCK MUNIHLDNGS CALI QL	COM	09254L107	14	1,031	SH		DFND	1	1,031	0	0
BLACKROCK MUNIHLDGS NJ QLTY	COM	09254X101	198	14,587	SH		DFND	1	14,587	0	0
BLACKROCK MUNIHOLDINGS QUALI	COM	09254A101	470	36,518	SH		DFND	1	36,518	0	0
BLACKROCK MUNIVEST FD INC	COM	09253R105	297	34,304	SH		DFND	1	34,304	0	0
BLACKROCK MUNIYIELD CALIF FD	COM	09254M105	192	13,876	SH		DFND	1	13,876	0	0
BLACKROCK MUNIYIELD FD INC	COM	09253W104	354	26,389	SH		DFND	1	26,389	0	0
BLACKROCK MUNIYIELD INVT FD	COM	09254R104	90	6,805	SH		DFND	1	6,805	0	0
BLACKROCK MUNIYIELD N J FD I	COM	09254Y109	726	52,701	SH		DFND	1	52,701	0	0
NEUBERGER BRMAN NY MUNI FD I	COM	64124K102	116	10,034	SH		DFND	1	10,034	0	0
NEUBERGER BRMAN CLIFRN MUNI	COM	64123C101	414	32,001	SH		DFND	1	32,001	0	0
NUVEEN CALIF MUNICPAL VALUE	COM	6706EB106	423	27,066	SH		DFND	1	27,066	0	0
NUVEEN NEW JERSEY MUN VALUE	SHS	670702109	136	9,858	SH		DFND	1	9,858	0	0
NUVEEN GEORGIA QLTY MUN INC	COM	67072B107	120	9,856	SH		DFND	1	9,856	0	0
NUVEEN MINN QUALITY MUN INM	SHS	670734102	17	1,245	SH		DFND	1	1,245	0	0
NUVEEN MARYLAND QLT MUN INC	COM	67061Q107	307	23,379	SH		DFND	1	23,379	0	0
NUVEEN PENNSYLVANIA QLT MUN	COM	670972108	192	14,337	SH		DFND	1	14,337	0	0
NUVEEN NEW YORK AMT QLT MUNI	COM	670656107	131	10,194	SH		DFND	1	10,194	0	0
NUVEEN MICH QUALITY MUN INCO	COM	670979103	398	28,114	SH		DFND	1	28,114	0	0
NUVEEN OHIO QLTY MUN INCOME	COM	670980101	977	65,009	SH		DFND	1	65,009	0	0
NUVEEN AMT FREE MUN CR INC F	COM	67071L106	6	413	SH		DFND	1	413	0	0
NUVEEN NEW JERSEY QULT MUN F	COM	67069Y102	736	54,443	SH		DFND	1	54,443	0	0
NUVEEN N Y SELECT TAX FREE I	SH BEN INT	67063V104	32	2,493	SH		DFND	1	2,493	0	0
NUVEEN NEW YORK MUN VALUE FD	COM	670706100	226	15,327	SH		DFND	1	15,327	0	0
NUVEEN MUNICIPAL CREDIT INC	COM SH BEN INT	67070X101	279	19,047	SH		DFND	1	19,047	0	0
PIMCO MUN INCOME FD	COM	72200R107	8	600	SH		DFND	1	600	0	0
RIVERNORTH OPPORTUNISTIC MUN	COM	76883F108	0	1	SH		DFND	1	1	0	0
RIVERNORTH MANAGED DUR MUN I	COM	76882H105	370	22,189	SH		DFND	1	22,189	0	0
DELAWARE INVTS COLO MUN INCO	COM	246101109	208	14,990	SH		DFND	1	14,990	0	0
DELAWARE INVTS NATL MUN INCO	SH BEN INT	24610T108	188	15,268	SH		DFND	1	15,268	0	0
INVESCO TR INVT GRADE MUNS	COM	46131M106	32	2,615	SH		DFND	1	2,615	0	0
INVESCO MUN TR	COM	46131J103	84	7,006	SH		DFND	1	7,006	0	0
INVESCO PA VALUE MUN INC TR	COM	46132K109	273	22,308	SH		DFND	1	22,308	0	0
INVESCO TR INVT GRADE NEW YO	COM	46131T101	718	58,038	SH		DFND	1	58,038	0	0
RITE AID CORP	COM	767754872	643	67,772	SH		DFND	1	67,772	0	0
REALOGY HLDGS CORP	COM	75605Y106	1,406	149,018	SH		DFND	1	149,018	0	0
SURGERY PARTNERS INC	COM	86881A100	913	41,690	SH		DFND	1	41,690	0	0
TRIP COM GROUP LTD	ADS	89677Q107	36	1,177	SH		DFND	1	1,177	0	0
VISTA OUTDOOR INC	COM	928377100	603	29,891	SH		DFND	1	29,891	0	0
ZILLOW GROUP INC	CL A	98954M101	52	517	SH		DFND	1	517	0	0
APPLIED OPTOELECTRONICS INC	NOTE 5.000% 3/1	03823UAB8	5,934	6,400,000	PRN		DFND	1	0	0	0
CONMED CORP	NOTE 2.625% 2/0	207410AF8	33,801	30,049,000	PRN		DFND	1	0	0	0
ETSY INC	NOTE 3/0	29786AAC0	6,330	1,885,000	PRN		DFND	1	0	0	0
FIVE9 INC	NOTE 0.125% 5/0	338307AB7	100,969	31,943,000	PRN		DFND	1	0	0	0
HUBSPOT INC	NOTE 0.250% 6/0	443573AB6	78,270	25,414,000	PRN		DFND	1	0	0	0
INOVIO PHARMACEUTICALS INC	NOTE 6.500% 3/0	45773HAB8	9,043	4,190,000	PRN		DFND	1	0	0	0
INPHI CORP	NOTE 0.750% 9/0	45772FAC1	17,236	8,578,000	PRN		DFND	1	0	0	0
MONGODB INC	NOTE 0.750% 6/1	60937PAB2	145,554	42,995,000	PRN		DFND	1	0	0	0
NEVRO CORP	NOTE 2.750% 4/0	64157FAC7	24,947	16,000,000	PRN		DFND	1	0	0	0
OKTA INC	NOTE 0.250% 2/1	679295AB1	17,470	3,952,000	PRN		DFND	1	0	0	0
SENSEONICS HLDGS INC	NOTE 5.250% 2/0	81727UAA3	3,065	7,450,000	PRN		DFND	1	0	0	0
SQUARE INC	NOTE 0.375% 3/0	852234AB9	152,507	21,542,000	PRN		DFND	1	0	0	0
GSV CAP CORP	NOTE 4.750% 3/2	36191JAC5	4,174	3,400,000	PRN		DFND	1	0	0	0
TESLA INC	NOTE 1.250% 3/0	88160RAC5	130,788	22,000,000	PRN		DFND	1	0	0	0
TESLA INC	NOTE 2.375% 3/1	88160RAD3	378,514	57,935,000	PRN		DFND	1	0	0	0
TWILIO INC	NOTE 0.250% 6/0	90138FAB8	302,018	86,742,000	PRN		DFND	1	0	0	0
WAYFAIR INC	NOTE 1.125%11/0	94419LAD3	82,232	31,975,000	PRN		DFND	1	0	0	0
APHRIA INC	COM	03765K104	2,459	555,272	SH		DFND	1	555,272	0	0
AVIS BUDGET GROUP	COM	053774105	1,445	54,929	SH		DFND	1	54,929	0	0
GOGO INC	COM	38046C109	629	68,125	SH		DFND	1	68,125	0	0
INSEEGO CORP	COM	45782B104	199	19,350	SH		DFND	1	19,350	0	0
PLUG POWER INC	COM NEW	72919P202	250	18,698	SH		DFND	1	18,698	0	0
ARTIUS ACQUISITION INC	COM CL A	04316G105	4,957	498,718	SH		DFND	1	498,718	0	0
ARTIUS ACQUISITION INC	*W EXP 07/13/202	04316G113	53	33,414	SH		DFND	1	33,414	0	0
ACAMAR PARTNERS ACQSITION CO	CL A	004285102	6,395	625,747	SH		DFND	1	625,747	0	0
ACAMAR PARTNERS ACQSITION CO	*W EXP 02/26/202	004285110	16	15,047	SH		DFND	1	15,047	0	0
ACE CONVERGENCE ACQU CORP	UNIT 99/99/9999	G0083D112	25	2,499	SH		DFND	1	2,499	0	0
ARCLIGHT CLEAN TRANSITION CO	UNIT 09/21/2025	G04561117	3,489	347,586	SH		DFND	1	347,586	0	0
ALPHA HEALTHCARE ACQUISTN CO	UNIT 09/21/2027	020751202	1,884	190,000	SH		DFND	1	190,000	0	0
ALBERTON ACQUISITION CORP	*W EXP 04/26/202	G35006124	40	193,006	SH		DFND	1	193,006	0	0
ALUSSA ENERGY ACQUISITION CO	SHS CL A	G0232J101	670	67,565	SH		DFND	1	67,565	0	0
AMCI ACQUISITION CORP	CLASS A	00165R101	709	68,639	SH		DFND	1	68,639	0	0
AMCI ACQUISITION CORP	*W EXP 05/20/202	00165R119	73	107,400	SH		DFND	1	107,400	0	0
ANDINA ACQUISITION CORP III	RIGHT 10/01/2025	G04415132	22	61,024	SH		DFND	1	61,024	0	0
ANDINA ACQUISITION CORP III	*W EXP 07/31/202	G04415124	38	116,661	SH		DFND	1	116,661	0	0
ONE	UNIT 99/99/9999	G7000X113	947	86,947	SH		DFND	1	86,947	0	0
APEX TECHNOLOGY ACQUISITION	COM CL A	03768F102	5,706	538,374	SH		DFND	1	538,374	0	0
ARYA SCIENCES ACQUISITION CO	COM CL A	G3166W106	95	8,850	SH		DFND	1	8,850	0	0
ARYA SCIENCES ACQUISTION CO	COM CL A	G31655122	276	26,470	SH		DFND	1	26,470	0	0
ARYA SCIENCES ACQUISTION CO	UNIT 06/09/2027	G31655114	0	2	SH		DFND	1	2	0	0
ARYA SCIENCES ACQUISTION CO	*W EXP 06/09/202	G31655106	11	6,598	SH		DFND	1	6,598	0	0
ASPIRATIONAL CONSUMER LIFEST	UNIT 99/99/9999	G05436129	2,000	200,000	SH		DFND	1	200,000	0	0
ATLAS TECHNICAL CONSULTANTS	*W EXP 11/26/202	049430119	63	123,623	SH		DFND	1	123,623	0	0
BCTG ACQUISITION CORP	COM	05492W103	52	5,020	SH		DFND	1	5,020	0	0
FOLEY TRASIMENE ACQUISITION	UNIT 99/99/9999	344328208	1,241	121,707	SH		DFND	1	121,707	0	0
B RILEY PRIN MERGER CORP II	CL A	05600U106	3,913	390,917	SH		DFND	1	390,917	0	0
BOWX ACQUISITION CORP	UNIT 08/03/2025	103085205	742	72,350	SH		DFND	1	72,350	0	0
BROOGE ENERGY LTD	*W EXP 12/20/202	G1611B115	62	124,935	SH		DFND	1	124,935	0	0
BURGUNDY TECHNOLOGY ACQU COR	UNIT 08/26/2025	G1702T132	995	99,900	SH		DFND	1	99,900	0	0
CITIC CAPITAL ACQUISITION CO	COM CL A	G21513109	4,166	423,860	SH		DFND	1	423,860	0	0
CITIC CAPITAL ACQUISITION CO	UNIT 99/99/9999	G21513125	9	900	SH		DFND	1	900	0	0
CHURCHILL CAPITAL CORP IV	CL A	171439102	14,268	1,458,900	SH		DFND	1	1,458,900	0	0
CHURCHILL CAPITAL CORP IV	UNIT 99/99/9999	171439201	0	3	SH		DFND	1	3	0	0
CHURCHILL CAPITAL CORP IV	*W EXP 08/04/202	171439110	249	168,367	SH		DFND	1	168,367	0	0
CHURCHILL CAP CORP II	CL A	17143G106	6,958	659,538	SH		DFND	1	659,538	0	0
CF FIN ACQUISITION CORP	COM CL A	12528N107	3,245	312,050	SH		DFND	1	312,050	0	0
CF FIN ACQUISITION CORP	*W EXP 04/30/202	12528N115	77	79,037	SH		DFND	1	79,037	0	0
CF FINANCE ACQUISITION CORP	UNIT 08/01/2027	15725Q203	3,118	311,160	SH		DFND	1	311,160	0	0
COLLECTIVE GROWTH CORP	COM CL A	19424L101	495	50,240	SH		DFND	1	50,240	0	0
CHARDAN HEALTHCR ACQSTN 2 CO	COM	15957T107	823	84,167	SH		DFND	1	84,167	0	0
CHP MERGER CORP	COM CL A	12558Y106	5,827	571,891	SH		DFND	1	571,891	0	0
CHP MERGER CORP	UNIT 11/22/2024	12558Y205	44	4,227	SH		DFND	1	4,227	0	0
CHP MERGER CORP	*W EXP 11/22/202	12558Y114	31	26,067	SH		DFND	1	26,067	0	0
CIIG MERGER CORP	COM CL A	12559C103	7,063	704,934	SH		DFND	1	704,934	0	0
CIIG MERGER CORP	*W EXP 12/31/202	12559C111	122	142,518	SH		DFND	1	142,518	0	0
CONYERS PK II ACQUISITION CO	COM CL A	212896104	5,004	492,520	SH		DFND	1	492,520	0	0
CONYERS PK II ACQUISITION CO	UNIT 99/99/9999	212896203	0	3	SH		DFND	1	3	0	0
CAPSTAR SPL PURP ACQUISITION	COM CL A	14070Y101	1,966	200,000	SH		DFND	1	200,000	0	0
CAPSTAR SPL PURP ACQUISITION	UNIT 07/09/2027	14070Y200	20	2,028	SH		DFND	1	2,028	0	0
CAPSTAR SPL PURP ACQUISITION	*W EXP 99/99/999	14070Y119	56	70,068	SH		DFND	1	70,068	0	0
COHN ROBBINS HOLDINGS CORP	UNIT 08/11/2025	G23726121	7,780	771,140	SH		DFND	1	771,140	0	0
CRESCENT ACQUISITION CORP	COM CL A	22564L105	69	6,897	SH		DFND	1	6,897	0	0
DEERFIELD HEALTHCARE TECH AC	UNIT 07/16/2025	244413209	10	1,000	SH		DFND	1	1,000	0	0
LGL SYS ACQUISITION CORP	COM CL A	50201G106	5,270	526,030	SH		DFND	1	526,030	0	0
LGL SYS ACQUISITION CORP	UNIT 10/24/2024	50201G205	319	30,596	SH		DFND	1	30,596	0	0
LGL SYS ACQUISITION CORP	*W EXP 11/12/202	50201G114	54	50,124	SH		DFND	1	50,124	0	0
DFP HEALTHCARE ACQUISITNS CO	COM CL A	23343Q100	4,902	472,302	SH		DFND	1	472,302	0	0
DRAGONEER GROWTH OPPORTUN CO	UNIT 08/18/2027	G28302126	155	12,700	SH		DFND	1	12,700	0	0
DIGITAL MEDIA SOLUTIONS INC	*W EXP 07/15/202	25401G114	173	201,825	SH		DFND	1	201,825	0	0
DMY TECHNOLOGY GROUP INC II	UNIT 99/99/9999	233277201	767	75,000	SH		DFND	1	75,000	0	0
EXECUTIVE NETWORK PARTNERING	UNIT 99/99/9999	30158L209	1,262	50,000	SH		DFND	1	50,000	0	0
EQUITY DISTR ACQUISITION COR	UNIT 99/99/9999	29465E205	1,030	100,000	SH		DFND	1	100,000	0	0
EAST STONE ACQUISITION CORP	*W EXP 12/31/202	G2911D116	24	120,906	SH		DFND	1	120,906	0	0
EXPERIENCE INVT CORP	COM CL A	30217C109	2,735	272,203	SH		DFND	1	272,203	0	0
FORTRESS VALUE ACQUISITION I	UNIT 08/10/2027	349642207	1,639	159,175	SH		DFND	1	159,175	0	0
FALCON CAPITAL ACQUISITN COR	UNIT 08/20/2027	30606L207	2,315	225,000	SH		DFND	1	225,000	0	0
FLYING EAGLE ACQUISITION COR	COM	34407Y103	227	18,707	SH		DFND	1	18,707	0	0
WHOLE EARTH BRANDS INC	*W EXP 06/25/202	96684W126	103	105,825	SH		DFND	1	105,825	0	0
FS DEV CORP	COM CL A	303020101	418	37,365	SH		DFND	1	37,365	0	0
FINSERV ACQUISITION CORP	CL A	318085107	3,389	337,980	SH		DFND	1	337,980	0	0
FINSERV ACQUISITION CORP	*W EXP 12/31/202	318085115	52	52,872	SH		DFND	1	52,872	0	0
FINTECH ACQUISITION CORP III	COM CL A	31811A101	159	15,445	SH		DFND	1	15,445	0	0
FINTECH ACQUISITION CORP III	*W EXP 12/01/202	31811A119	11	7,469	SH		DFND	1	7,469	0	0
FTAC OLYMPUS ACQUISITION COR	UNIT 08/24/2025	G37288118	427	42,721	SH		DFND	1	42,721	0	0
FUSION ACQUISITION CORP	UNIT 99/99/9999	36118H204	191	18,564	SH		DFND	1	18,564	0	0
GLOBAL BLUE GROUP HOLDING AG	ORD SHS	H33700107	0	2	SH		DFND	1	2	0	0
GLOBAL BLUE GROUP HOLDING AG	*W EXP 08/28/202	H33700115	54	85,861	SH		DFND	1	85,861	0	0
GORES HLDGS IV INC	COM CL A	382865103	175	16,999	SH		DFND	1	16,999	0	0
GORES HLDGS IV INC	UNIT 02/01/2023	382865202	0	77	SH		DFND	1	77	0	0
GIGCAPITAL2 INC	COM	375036100	1,022	100,605	SH		DFND	1	100,605	0	0
GIGCAPITAL2 INC	*W EXP 02/28/202	375036118	23	25,654	SH		DFND	1	25,654	0	0
GALILEO ACQUISITION CORP	SHS	G3770A102	1,211	122,400	SH		DFND	1	122,400	0	0
GORES METROPOULOS INC	UNIT 99/99/9999	382872208	1	97	SH		DFND	1	97	0	0
GREENCITY ACQUISITION CORP	COM	G4086B107	1,238	125,000	SH		DFND	1	125,000	0	0
GREENCITY ACQUISITION CORP	*W EXP 04/28/202	G4086B123	28	125,000	SH		DFND	1	125,000	0	0
GORES HLDGS V INC	UNIT 99/99/9999	382864205	2,520	243,487	SH		DFND	1	243,487	0	0
GS ACQUISITION HLDGS CORP II	COM CL A	36258Q105	513	47,693	SH		DFND	1	47,693	0	0
GLRY STR NW MDIA GRUP HLDG L	*W EXP 02/13/202	G39973113	12	224,400	SH		DFND	1	224,400	0	0
GX ACQUISITION CORP	COM CL A	36251A107	6,803	647,996	SH		DFND	1	647,996	0	0
HENNESSY CAP ACQUSTION CORP	CL A COM	42589C104	354	31,838	SH		DFND	1	31,838	0	0
HENNESSY CAP ACQUSTION CORP	UNIT 99/99/9999	42589C203	0	2	SH		DFND	1	2	0	0
HENNESSY CAP ACQUSTION CORP	*W EXP 09/05/202	42589C112	14	6,245	SH		DFND	1	6,245	0	0
HL ACQUISITIONS CORP	SHS	G4603R106	76	6,899	SH		DFND	1	6,899	0	0
HL ACQUISITIONS CORP	RIGHT 07/17/2023	G4603R130	20	19,088	SH		DFND	1	19,088	0	0
HEALTHCARE MERGER CORP	COM CL A	42227L102	2,027	199,745	SH		DFND	1	199,745	0	0
HEALTHCARE MERGER CORP	*W EXP 12/17/202	42227L110	12	6,821	SH		DFND	1	6,821	0	0
HOLICITY INC	UNIT 08/05/2025	435063201	613	59,323	SH		DFND	1	59,323	0	0
HPX CORP	UNIT 99/99/9999	G32219118	285	27,969	SH		DFND	1	27,969	0	0
HAYMAKER ACQUISITION CORP II	COM CL A	42087L101	2,764	276,463	SH		DFND	1	276,463	0	0
HAYMAKER ACQUISITION CORP II	UNIT 10/31/2026	42087L200	2	200	SH		DFND	1	200	0	0
HAYMAKER ACQUISITION CORP II	*W EXP 10/31/202	42087L119	13	14,137	SH		DFND	1	14,137	0	0
HORIZON ACQUISITION CORP	UNIT 99/99/9999	G46049121	520	50,000	SH		DFND	1	50,000	0	0
INTL GNRL INSURANCE HLDNGS L	*W EXP 03/17/202	G4809J114	59	99,269	SH		DFND	1	99,269	0	0
IMMATICS N.V	*W EXP 07/01/202	N44445117	85	24,384	SH		DFND	1	24,384	0	0
SOCIAL CAP HEDSPIA HLDG CO I	COM CL A	G8251K107	4,398	352,990	SH		DFND	1	352,990	0	0
INTERPRIVATE ACQUISITION COR	COM	46064A103	1,197	119,753	SH		DFND	1	119,753	0	0
INDUSTRIAL TECH ACQU INC	UNIT 08/31/2025	456357201	1,400	140,000	SH		DFND	1	140,000	0	0
JUNIPER INDL HLDGS INC	COM CL A	48205G106	3,438	328,700	SH		DFND	1	328,700	0	0
JUNIPER INDL HLDGS INC	*W EXP 11/13/202	48205G114	82	47,618	SH		DFND	1	47,618	0	0
JAWS ACQUISITION CORP	SHS	G50744104	3,317	318,724	SH		DFND	1	318,724	0	0
KBL MERGER CORP IV	RIGHT 11/09/2020	48242A120	43	218,372	SH		DFND	1	218,372	0	0
KBL MERGER CORP IV	*W EXP 01/15/202	48242A112	12	54,200	SH		DFND	1	54,200	0	0
KISMET ACQUISITION ONE CORP	UNIT 08/06/2025	G52753129	199	15,604	SH		DFND	1	15,604	0	0
LEISURE ACQUISITION CORP	*W EXP 12/05/201	52539T115	40	86,254	SH		DFND	1	86,254	0	0
UNION ACQUISITION CORP II	UNIT 99/99/9999	G9402Q118	306	28,950	SH		DFND	1	28,950	0	0
UNION ACQUISITION CORP II	*W EXP 04/01/202	G9402Q126	102	136,445	SH		DFND	1	136,445	0	0
LF CAP ACQUISITION CORP	CL A	50200K108	5,988	568,197	SH		DFND	1	568,197	0	0
LEGACY ACQUISITION CORP	COM CL A	524643103	1	100	SH		DFND	1	100	0	0
LEGACY ACQUISITION CORP	*W EXP 11/30/202	524643111	44	83,300	SH		DFND	1	83,300	0	0
LION GROUP HOLDING LTD	*W EXP 06/17/202	53620U110	32	357,123	SH		DFND	1	357,123	0	0
LONGVIEW ACQUISITION CORP	COM CL A	543195101	3,534	359,884	SH		DFND	1	359,884	0	0
LONGVIEW ACQUISITION CORP	UNIT 99/99/9999	543195200	1	100	SH		DFND	1	100	0	0
LONGVIEW ACQUISITION CORP	*W EXP 05/27/202	543195119	18	19,327	SH		DFND	1	19,327	0	0
LIV CAP ACQUISITION CORP	CL A	G5510C108	1,485	150,000	SH		DFND	1	150,000	0	0
LIV CAP ACQUISITION CORP	UNIT 99/99/9999	G5510C124	72	6,970	SH		DFND	1	6,970	0	0
LIV CAP ACQUISITION CORP	*W EXP 12/13/202	G5510C116	68	145,000	SH		DFND	1	145,000	0	0
LONGEVITY ACQUISITION CORP	*W EXP 07/31/202	G56372116	13	54,007	SH		DFND	1	54,007	0	0
LIVE OAK ACQUISITION CORP	COM CL A	53804F103	967	95,984	SH		DFND	1	95,984	0	0
LIVE OAK ACQUISITION CORP	*W EXP 05/08/202	53804F111	3	3,952	SH		DFND	1	3,952	0	0
LIFESCI ACQUISITION CORP	*W EXP 02/14/202	53228P117	103	67,398	SH		DFND	1	67,398	0	0
METEN EDTECHX ED GROUP LTD	*W EXP 03/31/202	G6055H106	84	409,620	SH		DFND	1	409,620	0	0
MALACCA STRAITS ACQUISITION	COM CL A	G5859B117	341	35,000	SH		DFND	1	35,000	0	0
MONOCLE ACQUISITION CORP	COM	609754106	202	19,800	SH		DFND	1	19,800	0	0
NEWBORN ACQUISITION CORP	RIGHT 02/03/2025	G6463T122	17	69,006	SH		DFND	1	69,006	0	0
NEWBORN ACQUISITION CORP	*W EXP 02/03/202	G6463T114	20	69,006	SH		DFND	1	69,006	0	0
NEW FRONTIER HEALTH CORP	*W EXP 11/30/202	G6461G114	157	89,603	SH		DFND	1	89,603	0	0
NETFIN ACQUISITION CORP	*W EXP 08/01/202	G6455A115	18	13,805	SH		DFND	1	13,805	0	0
NEWHOLD INVESTMENT CORP	UNIT 03/10/2025	651448201	316	31,467	SH		DFND	1	31,467	0	0
NORTH MOUNTAIN MERGER CORP	UNIT 09/16/2025	661204206	408	40,000	SH		DFND	1	40,000	0	0
NOVUS CAP CORP	COM	67012U108	3,137	267,006	SH		DFND	1	267,006	0	0
NEW PROVIDENCE ACQUISITION	COM CL A	64822P106	4,682	464,946	SH		DFND	1	464,946	0	0
NEW PROVIDENCE ACQUISITION	*W EXP 09/11/202	64822P114	19	16,203	SH		DFND	1	16,203	0	0
NAVSIGHT HLDGS INC	UNIT 99/99/9999	639358209	2,012	200,000	SH		DFND	1	200,000	0	0
OAKTREE ACQUISITION CORP II	UNIT 09/15/2027	G6715X129	2,057	200,000	SH		DFND	1	200,000	0	0
ORISUN ACQUISITION CORP	COM	68632T109	406	39,900	SH		DFND	1	39,900	0	0
ORISUN ACQUISITION CORP	RIGHT 05/31/2024	68632T125	23	39,900	SH		DFND	1	39,900	0	0
ORISUN ACQUISITION CORP	*W EXP 05/31/202	68632T117	16	54,125	SH		DFND	1	54,125	0	0
PANACEA ACQUISITION CORP	CL A	698102100	532	47,513	SH		DFND	1	47,513	0	0
PANACEA ACQUISITION CORP	*W EXP 07/07/202	698102118	22	9,488	SH		DFND	1	9,488	0	0
CC NEUBERGER PRINCIPAL HLDNG	COM	G1992Y114	172	16,564	SH		DFND	1	16,564	0	0
CC NEUBERGER PRINCIPAL HLDNG	*W EXP 99/99/999	G1992Y122	2	1,434	SH		DFND	1	1,434	0	0
PRIME IMPACT ACQUISITION I	UNIT 10/01/2030	G61074111	3,006	300,000	SH		DFND	1	300,000	0	0
PIVOTAL INVT CORP II	COM CL A	72582K100	72	6,268	SH		DFND	1	6,268	0	0
CC NEUBERGER PRIN HLDGS II	SHS CL A	G3166T103	5,330	530,392	SH		DFND	1	530,392	0	0
CC NEUBERGER PRIN HLDGS II	*W EXP 07/29/202	G3166T111	221	135,148	SH		DFND	1	135,148	0	0
PROPERTY SOLUTIONS ACQUISITI	COM	74348Q108	2,108	214,946	SH		DFND	1	214,946	0	0
PROPERTY SOLUTIONS ACQUISITI	*W EXP 03/20/202	74348Q116	42	114,946	SH		DFND	1	114,946	0	0
PROPTECH ACQUISITION CORP	UNIT 10/01/2026	74349F200	0	3	SH		DFND	1	3	0	0
QELL ACQUISITION CORP	UNIT 10/01/2025	G7307X121	6,604	650,000	SH		DFND	1	650,000	0	0
RMG ACQUISITION CORP	CL A	749641106	8,175	764,799	SH		DFND	1	764,799	0	0
RMG ACQUISITION CORP	*W EXP 02/21/202	749641114	5	2,622	SH		DFND	1	2,622	0	0
ROTH CH ACQUISITION I CO	COM	778675108	2,063	207,374	SH		DFND	1	207,374	0	0
ROTH CH ACQUISITION I CO	UNIT 01/28/2025	778675207	0	1	SH		DFND	1	1	0	0
ROTH CH ACQUISITION I CO	*W EXP 01/28/202	778675116	181	176,525	SH		DFND	1	176,525	0	0
REPLAY ACQUISITION CORP	COM	G75130107	1,584	155,687	SH		DFND	1	155,687	0	0
REPLAY ACQUISITION CORP	*W EXP 03/01/202	G75130115	72	75,841	SH		DFND	1	75,841	0	0
REINVENT TECHNOLOGY PARTNERS	UNIT 99/99/9999	G7483N111	1,962	170,777	SH		DFND	1	170,777	0	0
SOFTWARE ACQUISITN GRUP INC	UNIT 99/99/9999	83407F200	2,487	250,000	SH		DFND	1	250,000	0	0
SCHULTZE SPL PURP ACQUSTN CO	COM	80821R109	356	34,993	SH		DFND	1	34,993	0	0
SCHULTZE SPL PURP ACQUSTN CO	*W EXP 12/31/202	80821R117	64	123,185	SH		DFND	1	123,185	0	0
SOFTWARE ACQUISITION GROUP I	COM CL A	83406B101	950	95,419	SH		DFND	1	95,419	0	0
SWITCHBACK ENERGY ACQUISTN C	COM CL A	87105M102	167	10,707	SH		DFND	1	10,707	0	0
SANDBRIDGE ACQUISITION CORP	UNIT 99/99/9999	799793203	748	75,000	SH		DFND	1	75,000	0	0
SC HEALTH CORP	COM CL A	G78516203	6,504	645,278	SH		DFND	1	645,278	0	0
SC HEALTH CORP	*W EXP 99/99/999	G78516401	47	41,250	SH		DFND	1	41,250	0	0
SCVX CORP	COM	G79448208	6,281	628,150	SH		DFND	1	628,150	0	0
SCVX CORP	*W EXP 01/24/202	G79448117	11	7,879	SH		DFND	1	7,879	0	0
OSPREY TECHNLGY AQUISTION CO	COM CL A	68839R104	6,646	652,297	SH		DFND	1	652,297	0	0
OSPREY TECHNLGY AQUISTION CO	*W EXP 10/30/202	68839R120	55	39,803	SH		DFND	1	39,803	0	0
SOUTH MTN MERGER CORP	COM CL A	838884104	3,654	349,743	SH		DFND	1	349,743	0	0
SOUTH MTN MERGER CORP	*W EXP 06/20/202	838884112	34	24,748	SH		DFND	1	24,748	0	0
TORTOISE ACQUISITION CORP II	UNIT 06/14/2027	G89554110	4,352	400,000	SH		DFND	1	400,000	0	0
SUSTAINABLE OPPORTNTS ACQ CO	ORD SHS A	G8598Y109	4,230	414,730	SH		DFND	1	414,730	0	0
SUSTAINABLE OPPORTNTS ACQ CO	UNIT 99/99/9999	G8598Y125	276	25,000	SH		DFND	1	25,000	0	0
SILVER SPIKE ACQUISITION COR	CL A SHS	G8136L106	318	31,445	SH		DFND	1	31,445	0	0
SILVER SPIKE ACQUISITION COR	*W EXP 08/02/202	G8136L114	14	23,355	SH		DFND	1	23,355	0	0
ACON S2 ACQUISITION CORP	UNIT 09/15/2027	G00748122	3,623	361,663	SH		DFND	1	361,663	0	0
TRIDENT ACQUISITIONS CORP	*W EXP 05/09/202	89615T114	3	10,000	SH		DFND	1	10,000	0	0
THUNDER BRDG ACQUISTION II L	CL A SHS	G8857S116	6,369	624,450	SH		DFND	1	624,450	0	0
THUNDER BRDG ACQUISTION II L	UNIT 99/99/9999	G8857S124	13	1,201	SH		DFND	1	1,201	0	0
TUSCAN HLDGS CORP II	COM	90070A103	35	3,600	SH		DFND	1	3,600	0	0
TUSCAN HLDGS CORP II	UNIT 04/01/2026	90070A202	2	200	SH		DFND	1	200	0	0
TUSCAN HLDGS CORP	COM	90069K104	432	42,437	SH		DFND	1	42,437	0	0
TUSCAN HLDGS CORP	*W EXP 04/01/202	90069K112	4	9,375	SH		DFND	1	9,375	0	0
TOTTENHAM ACQUISITION I LTD	RIGHT 11/06/2020	G8959N122	43	82,508	SH		DFND	1	82,508	0	0
TOTTENHAM ACQUISITION I LTD	*W EXP 05/06/202	G8959N114	78	165,988	SH		DFND	1	165,988	0	0
TREBIA ACQUISITION CORP	COM CL A	G9027T109	4,031	396,019	SH		DFND	1	396,019	0	0
TRINE ACQUISITION CORP	COM CL A	89628U108	384	35,556	SH		DFND	1	35,556	0	0
TWC TECH HLDGS II CORP	UNIT 09/10/2025	90117G204	495	49,000	SH		DFND	1	49,000	0	0
TAILWIND ACQUISITION CORP	UNIT 09/07/2027	87403Q201	4,023	400,349	SH		DFND	1	400,349	0	0
TENZING ACQUISITION CORP	*W EXP 02/23/202	G8708A108	14	28,000	SH		DFND	1	28,000	0	0
UTZ BRANDS INC	*W EXP 08/28/202	918090119	188	28,810	SH		DFND	1	28,810	0	0
VECTOR ACQUISITION CORP	UNIT 09/30/2027	G9442R100	2,484	245,020	SH		DFND	1	245,020	0	0
VPC IMPACT ACQUISITION HLDNG	UNIT 09/22/2025	G9441E126	885	88,550	SH		DFND	1	88,550	0	0
VESPER HEALTHCARE ACQSTN COR	UNIT 99/99/9999	92538T203	3,847	375,000	SH		DFND	1	375,000	0	0
FOLEY TRASIMENE ACQUISTN COR	COM CL A	34431F104	1,814	175,114	SH		DFND	1	175,114	0	0
YUCAIPA ACQUISITION CORP	COM	G9879L105	1,257	126,600	SH		DFND	1	126,600	0	0
YUCAIPA ACQUISITION CORP	UNIT 99/99/9999	G9879L121	12	1,193	SH		DFND	1	1,193	0	0
YUCAIPA ACQUISITION CORP	*W EXP 99/99/999	G9879L113	47	42,200	SH		DFND	1	42,200	0	0
BLINK CHARGING CO	COM	09354A100	584	56,648	SH		DFND	1	56,648	0	0
REPAY HLDGS CORP	COM CL A	76029L100	569	24,238	SH		DFND	1	24,238	0	0
FIRST EAGLE ALTR CAP BDC INC	COM	26943B100	104	42,054	SH		DFND	1	42,054	0	0
GLADSTONE INVT CORP	COM	376546107	40	4,403	SH		DFND	1	4,403	0	0
PROSPECT CAP CORP	COM	74348T102	4	958	SH		DFND	1	958	0	0
WHITEHORSE FIN INC	COM	96524V106	65	6,702	SH		DFND	1	6,702	0	0
BLACKROCK SCIENCE & TECH TR	SHS BEN INT	09260K101	1,511	58,947	SH		DFND	1	58,947	0	0
CALAMOS GLOBAL TOTAL RETURN	COM SH BEN INT	128118106	387	32,675	SH		DFND	1	32,675	0	0
DUFF & PHELPS SLT ENGY AND M	COM	26433F108	93	266,052	SH		DFND	1	266,052	0	0
MEXICO EQUITY & INCOME FD	COM	592834105	83	10,782	SH		DFND	1	10,782	0	0
ABERDEEN STD PALLADIUM ETF T	PHYSCL PALLADM	003262102	14	68	SH		DFND	1	68	0	0
ISHARES TR	PFD AND INCM SEC	464288687	72	1,984	SH		DFND	1	1,984	0	0
ABERDEEN STD PLATINUM ETF TR	PHYSCL PLATM SHS	003260106	30	364	SH		DFND	1	364	0	0
ISHARES TR	MSCI EMG MKT ETF	464287234	103	2,350	SH		DFND	1	2,350	0	0
ADIENT PLC	ORD SHS	G0084W101	1,273	73,468	SH		DFND	1	73,468	0	0
ALLIANCE DATA SYSTEMS CORP	COM	018581108	754	17,976	SH		DFND	1	17,976	0	0
AMC ENTMT HLDGS INC	CL A COM	00165C104	24	5,229	SH		DFND	1	5,229	0	0
APELLIS PHARMACEUTICALS INC	NOTE 3.500% 9/1	03753UAB2	13,594	12,502,000	PRN		DFND	1	0	0	0
ARDAGH GROUP S A	CL A	L0223L101	573	40,841	SH		DFND	1	40,841	0	0
ARAMARK	COM	03852U106	2,356	89,091	SH		DFND	1	89,091	0	0
AMERICAN AXLE & MFG HLDGS IN	COM	024061103	992	172,000	SH		DFND	1	172,000	0	0
BEACON ROOFING SUPPLY INC	COM	073685109	1,457	46,910	SH		DFND	1	46,910	0	0
BAOZUN INC	SPONSORED ADR	06684L103	4,476	137,773	SH		DFND	1	137,773	0	0
CBL & ASSOC PPTYS INC	COM	124830100	0	4,846	SH		DFND	1	4,846	0	0
CHEMOURS CO	COM	163851108	2,622	125,435	SH		DFND	1	125,435	0	0
CARNIVAL CORP	UNIT 99/99/9999	143658300	1,913	126,064	SH		DFND	1	126,064	0	0
CENTENNIAL RESOURCE DEV INC	CL A	15136A102	13	22,400	SH		DFND	1	22,400	0	0
CLEVELAND-CLIFFS INC NEW	COM	185899101	2,270	353,584	SH		DFND	1	353,584	0	0
CIMPRESS PLC	SHS EURO	G2143T103	401	5,339	SH		DFND	1	5,339	0	0
CINEMARK HLDGS INC	COM	17243V102	1,117	111,752	SH		DFND	1	111,752	0	0
CORNERSTONE BLDG BRANDS INC	COM	21925D109	1,335	167,380	SH		DFND	1	167,380	0	0
COUPA SOFTWARE INC	COM	22266L106	14,017	51,113	SH		DFND	1	51,113	0	0
CALLON PETE CO DEL	COM	13123X508	0	47	SH		DFND	1	47	0	0
CONSTELLIUM SE	CL A SHS	F21107101	3,281	418,000	SH		DFND	1	418,000	0	0
CENOVUS ENERGY INC	COM	15135U109	194	49,931	SH		DFND	1	49,931	0	0
DISH NETWORK CORPORATION	NOTE 3.375% 8/1	25470MAB5	36,369	39,707,000	PRN		DFND	1	0	0	0
BRINKER INTL INC	COM	109641100	1,764	41,309	SH		DFND	1	41,309	0	0
EVERBRIDGE INC	NOTE 1.500%11/0	29978AAA2	7,908	2,126,000	PRN		DFND	1	0	0	0
EVERI HLDGS INC	COM	30034T103	2,884	349,585	SH		DFND	1	349,585	0	0
EXACT SCIENCES CORP	COM	30063P105	215	2,115	SH		DFND	1	2,115	0	0
FIREEYE INC	NOTE 0.875% 6/0	31816QAF8	59,933	64,350,000	PRN		DFND	1	0	0	0
GDS HLDGS LTD	NOTE 2.000% 6/0	36165LAB4	11,448	6,779,000	PRN		DFND	1	0	0	0
GRAHAM HLDGS CO	COM CL B	384637104	404	1,000	SH		DFND	1	1,000	0	0
GULFPORT ENERGY CORP	COM NEW	402635304	171	325,648	SH		DFND	1	325,648	0	0
GOPRO INC	CL A	38268T103	33	7,420	SH		DFND	1	7,420	0	0
GRUBHUB INC	COM	400110102	344	4,761	SH		DFND	1	4,761	0	0
GRAY TELEVISION INC	COM	389375106	885	64,281	SH		DFND	1	64,281	0	0
H & E EQUIPMENT SERVICES INC	COM	404030108	1,108	56,381	SH		DFND	1	56,381	0	0
IMMUNOGEN INC	NOTE 4.500% 7/0	45253HAB7	1,191	1,100,000	PRN		DFND	1	0	0	0
JELD-WEN HLDG INC	COM	47580P103	893	39,539	SH		DFND	1	39,539	0	0
KAR AUCTION SVCS INC	COM	48238T109	315	21,887	SH		DFND	1	21,887	0	0
KOSMOS ENERGY LTD	COM	500688106	1,029	1,055,142	SH		DFND	1	1,055,142	0	0
KOHLS CORP	COM	500255104	2,727	147,172	SH		DFND	1	147,172	0	0
LIONS GATE ENTMNT CORP	CL A VTG	535919401	1,467	154,835	SH		DFND	1	154,835	0	0
LUMENTUM HLDGS INC	COM	55024U109	80	1,066	SH		DFND	1	1,066	0	0
LEXINGTON REALTY TRUST	COM	529043101	3,200	306,270	SH		DFND	1	306,270	0	0
MATTEL INC	COM	577081102	106	9,140	SH		DFND	1	9,140	0	0
MEREDITH CORP	COM	589433101	629	47,992	SH		DFND	1	47,992	0	0
MERCADOLIBRE INC	NOTE 2.000% 8/1	58733RAD4	51,765	20,460,000	PRN		DFND	1	0	0	0
MICHAELS COS INC	COM	59408Q106	1,224	126,782	SH		DFND	1	126,782	0	0
MOMO INC	NOTE 1.250% 7/0	60879BAB3	4,631	5,900,000	PRN		DFND	1	0	0	0
MERITOR INC	NOTE 7.875% 3/0	59001KAC4	17,868	10,133,000	PRN		DFND	1	0	0	0
NEW RELIC INC	NOTE 0.500% 5/0	64829BAB6	43,851	45,904,000	PRN		DFND	1	0	0	0
NEW GOLD INC CDA	COM	644535106	908	534,699	SH		DFND	1	534,699	0	0
NORTHERN OIL AND GAS INC MN	COM	665531307	3	540	SH		DFND	1	540	0	0
NATURA &CO HLDG S A	ADS	63884N108	2	120	SH		DFND	1	120	0	0
NEXSTAR MEDIA GROUP INC	CL A	65336K103	659	7,337	SH		DFND	1	7,337	0	0
O-I GLASS INC	COM	67098H104	285	27,000	SH		DFND	1	27,000	0	0
OUTFRONT MEDIA INC	COM	69007J106	708	48,697	SH		DFND	1	48,697	0	0
OVINTIV INC	COM	69047Q102	6	780	SH		DFND	1	780	0	0
PBF ENERGY INC	CL A	69318G106	1,526	268,251	SH		DFND	1	268,251	0	0
PARSLEY ENERGY INC	CL A	701877102	264	28,304	SH		DFND	1	28,304	0	0
PERFORMANCE FOOD GROUP CO	COM	71377A103	650	18,783	SH		DFND	1	18,783	0	0
RESTAURANT BRANDS INTL INC	COM	76131D103	396	6,900	SH		DFND	1	6,900	0	0
Q2 HLDGS INC	NOTE 0.750% 2/1	74736LAB5	56,071	33,228,000	PRN		DFND	1	0	0	0
QUAD / GRAPHICS INC	COM CL A	747301109	572	188,855	SH		DFND	1	188,855	0	0
RENT A CTR INC NEW	COM	76009N100	482	16,143	SH		DFND	1	16,143	0	0
RENEWABLE ENERGY GROUP INC	NOTE 4.000% 6/1	75972AAC7	63,877	12,752,000	PRN		DFND	1	0	0	0
RESIDEO TECHNOLOGIES INC	COM	76118Y104	710	64,572	SH		DFND	1	64,572	0	0
DONNELLEY R R & SONS CO	COM	257867200	11	8,200	SH		DFND	1	8,200	0	0
RED ROCK RESORTS INC	CL A	75700L108	729	42,675	SH		DFND	1	42,675	0	0
RAYONIER ADVANCED MATLS INC	COM	75508B104	548	171,429	SH		DFND	1	171,429	0	0
SEAWORLD ENTMT INC	COM	81282V100	601	30,500	SH		DFND	1	30,500	0	0
SCIENTIFIC GAMES CORP	COM	80874P109	5,932	169,938	SH		DFND	1	169,938	0	0
SIX FLAGS ENTMT CORP NEW	COM	83001A102	1,461	71,980	SH		DFND	1	71,980	0	0
SM ENERGY CO	COM	78454L100	240	151,456	SH		DFND	1	151,456	0	0
SPLUNK INC	COM	848637104	1,496	7,953	SH		DFND	1	7,953	0	0
SPIRIT AEROSYSTEMS HLDGS INC	COM CL A	848574109	8	458	SH		DFND	1	458	0	0
ISTAR INC	NOTE 3.125% 9/1	45031UCB5	4,243	4,000,000	PRN		DFND	1	0	0	0
SCORPIO TANKERS INC	SHS	Y7542C130	113	10,255	SH		DFND	1	10,255	0	0
SUMMIT MATLS INC	CL A	86614U100	272	16,446	SH		DFND	1	16,446	0	0
TRIUMPH GROUP INC NEW	COM	896818101	292	44,914	SH		DFND	1	44,914	0	0
TREEHOUSE FOODS INC	COM	89469A104	202	5,000	SH		DFND	1	5,000	0	0
TIMKENSTEEL CORP	NOTE 6.000% 6/0	887399AA1	5,487	6,380,000	PRN		DFND	1	0	0	0
TARGA RES CORP	COM	87612G101	364	25,964	SH		DFND	1	25,964	0	0
TWIN RIV WORLDWIDE HLDGS INC	COM	90171V204	878	33,444	SH		DFND	1	33,444	0	0
TESLA INC	COM	88160R101	278	650	SH		DFND	1	650	0	0
TWITTER INC	COM	90184L102	2,078	46,708	SH		DFND	1	46,708	0	0
UBER TECHNOLOGIES INC	COM	90353T100	4,673	128,113	SH		DFND	1	128,113	0	0
UNITI GROUP INC	COM	91325V108	1,571	149,197	SH		DFND	1	149,197	0	0
U S CONCRETE INC	COM	90333L201	290	10,000	SH		DFND	1	10,000	0	0
US FOODS HLDG CORP	COM	912008109	203	9,146	SH		DFND	1	9,146	0	0
VECTOR GROUP LTD	COM	92240M108	290	29,956	SH		DFND	1	29,956	0	0
VIAVI SOLUTIONS INC	NOTE 1.000% 3/0	925550AB1	83,944	74,027,000	PRN		DFND	1	0	0	0
VENATOR MATLS PLC	SHS	G9329Z100	794	411,675	SH		DFND	1	411,675	0	0
VISTRA CORP	COM	92840M102	55	2,938	SH		DFND	1	2,938	0	0
WEIBO CORP	SPONSORED ADR	948596101	267	7,356	SH		DFND	1	7,356	0	0
WORKDAY INC	CL A	98138H101	2,303	10,707	SH		DFND	1	10,707	0	0
WW INTL INC	COM	98262P101	531	28,178	SH		DFND	1	28,178	0	0
XEROX HOLDINGS CORP	COM NEW	98421M106	428	22,824	SH		DFND	1	22,824	0	0
YANDEX N V	SHS CLASS A	N97284108	1,128	17,300	SH		DFND	1	17,300	0	0
YY INC	NOTE 0.750% 6/1	98426TAD8	8,959	8,246,000	PRN		DFND	1	0	0	0
DELPHI TECHNOLOGIES PL	SHS	G2709G107	2,429	145,377	SH		DFND	1	145,377	0	0
AIR PRODS & CHEMS INC	COM	009158106	9,775	32,818	SH		DFND	1	32,818	0	0
API GROUP CORP	COM STK	00187Y100	5,763	405,000	SH		DFND	1	405,000	0	0
ASHLAND GLOBAL HLDGS INC	COM	044186104	1,595	22,500	SH		DFND	1	22,500	0	0
AXALTA COATING SYS LTD	COM	G0750C108	976	44,047	SH		DFND	1	44,047	0	0
CROWN HLDGS INC	COM	228368106	10,376	135,000	SH		DFND	1	135,000	0	0
COPART INC	COM	217204106	5,175	49,219	SH		DFND	1	49,219	0	0
DUPONT DE NEMOURS INC	COM	26614N102	3,859	69,573	SH		DFND	1	69,573	0	0
FREEPORT-MCMORAN INC	CL B	35671D857	901	57,648	SH		DFND	1	57,648	0	0
GRAPHIC PACKAGING HLDG CO	COM	388689101	4,297	305,000	SH		DFND	1	305,000	0	0
HD SUPPLY HLDGS INC	COM	40416M105	2,268	55,000	SH		DFND	1	55,000	0	0
JOHNSON CTLS INTL PLC	SHS	G51502105	3,725	91,206	SH		DFND	1	91,206	0	0
KRATOS DEFENSE & SEC SOLUTIO	COM NEW	50077B207	3,181	165,000	SH		DFND	1	165,000	0	0
LITHIA MTRS INC	CL A	536797103	7,977	35,000	SH		DFND	1	35,000	0	0
LOUISIANA PAC CORP	COM	546347105	1,770	60,000	SH		DFND	1	60,000	0	0
NEWMONT CORP	COM	651639106	1,153	18,181	SH		DFND	1	18,181	0	0
NORBORD INC	COM NEW	65548P403	1,032	35,000	SH		DFND	1	35,000	0	0
POTLATCHDELTIC CORPORATION	COM	737630103	1,473	35,000	SH		DFND	1	35,000	0	0
PARKER-HANNIFIN CORP	COM	701094104	1,716	8,482	SH		DFND	1	8,482	0	0
PACKAGING CORP AMER	COM	695156109	1,635	15,000	SH		DFND	1	15,000	0	0
ROCKWELL AUTOMATION INC	COM	773903109	130	593	SH		DFND	1	593	0	0
SHERWIN WILLIAMS CO	COM	824348106	2,097	3,010	SH		DFND	1	3,010	0	0
TRANE TECHNOLOGIES PLC	SHS	G8994E103	2,150	17,737	SH		DFND	1	17,737	0	0
WILLSCOT MOBIL MINI HLDNG CO	COM CL A	971378104	1,084	65,000	SH		DFND	1	65,000	0	0
GREAT AJAX CORP	COM	38983D300	99	11,943	SH		DFND	1	11,943	0	0
BUNGE LIMITED	COM	G16962105	562	12,300	SH		DFND	1	12,300	0	0
QTS RLTY TR INC	COM CL A	74736A103	3,214	51,002	SH		DFND	1	51,002	0	0
RPT REALTY	SH BEN INT	74971D101	696	128,004	SH		DFND	1	128,004	0	0
WHEELER REAL ESTATE INVT TR	CV PFD SER B	963025309	323	33,925	SH		DFND	1	33,925	0	0
WHEELER REAL ESTATE INVT TR	COM NEW	963025705	12	4,269	SH		DFND	1	4,269	0	0
GAMING & LEISURE PPTYS INC	COM	36467J108	894	24,209	SH		DFND	1	24,209	0	0
THOR INDS INC	COM	885160101	180	1,900	SH		DFND	1	1,900	0	0
ADOBE SYSTEMS INCORPORATED	COM	00724F101	5	11	SH		DFND	1	11	0	0
AKAMAI TECHNOLOGIES INC	COM	00971T101	212	1,923	SH		DFND	1	1,923	0	0
AVALARA INC	COM	05338G106	124	975	SH		DFND	1	975	0	0
CERIDIAN HCM HLDG INC	COM	15677J108	128	1,550	SH		DFND	1	1,550	0	0
CADENCE DESIGN SYSTEM INC	COM	127387108	133	1,250	SH		DFND	1	1,250	0	0
SALESFORCE COM INC	COM	79466L302	128	513	SH		DFND	1	513	0	0
CROWDSTRIKE HLDGS INC	CL A	22788C105	127	927	SH		DFND	1	927	0	0
CITRIX SYS INC	COM	177376100	127	926	SH		DFND	1	926	0	0
DROPBOX INC	CL A	26210C104	142	7,384	SH		DFND	1	7,384	0	0
ELASTIC N V	ORD SHS	N14506104	126	1,175	SH		DFND	1	1,175	0	0
FISERV INC	COM	337738108	286	2,782	SH		DFND	1	2,782	0	0
FORTINET INC	COM	34959E109	127	1,085	SH		DFND	1	1,085	0	0
GODADDY INC	CL A	380237107	214	2,817	SH		DFND	1	2,817	0	0
GLOBAL PMTS INC	COM	37940X102	287	1,618	SH		DFND	1	1,618	0	0
INTERNATIONAL BUSINESS MACHS	COM	459200101	288	2,374	SH		DFND	1	2,374	0	0
MICROSOFT CORP	COM	594918104	128	611	SH		DFND	1	611	0	0
NORTONLIFELOCK INC	COM	668771108	141	6,792	SH		DFND	1	6,792	0	0
SERVICENOW INC	COM	81762P102	127	262	SH		DFND	1	262	0	0
NUANCE COMMUNICATIONS INC	COM	67020Y100	127	3,841	SH		DFND	1	3,841	0	0
ORACLE CORP	COM	68389X105	142	2,386	SH		DFND	1	2,386	0	0
PAYPAL HLDGS INC	COM	70450Y103	64	329	SH		DFND	1	329	0	0
RINGCENTRAL INC	CL A	76680R206	129	470	SH		DFND	1	470	0	0
SS&C TECHNOLOGIES HLDGS INC	COM	78467J100	126	2,093	SH		DFND	1	2,093	0	0
ATLASSIAN CORP PLC	CL A	G06242104	132	727	SH		DFND	1	727	0	0
TYLER TECHNOLOGIES INC	COM	902252105	127	367	SH		DFND	1	367	0	0
VISA INC	COM CL A	92826C839	63	320	SH		DFND	1	320	0	0
VMWARE INC	CL A COM	928563402	126	881	SH		DFND	1	881	0	0
VERISIGN INC	COM	92343E102	213	1,042	SH		DFND	1	1,042	0	0
LUMEN TECHNOLOGIES INC	COM	156700106	69	6,854	SH		DFND	1	6,854	0	0
VERIZON COMMUNICATIONS INC	COM	92343V104	678	11,398	SH		DFND	1	11,398	0	0
AMERICAN AIRLS GROUP INC	COM	02376R102	30	2,445	SH		DFND	1	2,445	0	0
ALASKA AIR GROUP INC	COM	011659109	49	1,340	SH		DFND	1	1,340	0	0
DELTA AIR LINES INC DEL	COM NEW	247361702	205	6,704	SH		DFND	1	6,704	0	0
FEDEX CORP	COM	31428X106	2,339	9,300	SH		DFND	1	9,300	0	0
HUNT J B TRANS SVCS INC	COM	445658107	174	1,381	SH		DFND	1	1,381	0	0
JETBLUE AWYS CORP	COM	477143101	87	7,720	SH		DFND	1	7,720	0	0
KNIGHT SWIFT TRANSN HLDGS IN	CL A	499049104	174	4,299	SH		DFND	1	4,299	0	0
KANSAS CITY SOUTHERN	COM NEW	485170302	1,081	5,978	SH		DFND	1	5,978	0	0
SOUTHWEST AIRLS CO	COM	844741108	88	2,371	SH		DFND	1	2,371	0	0
LYFT INC	CL A COM	55087P104	205	7,470	SH		DFND	1	7,470	0	0
MACQUARIE INFRASTRUCTURE COR	COM	55608B105	96	3,579	SH		DFND	1	3,579	0	0
NORFOLK SOUTHN CORP	COM	655844108	737	3,448	SH		DFND	1	3,448	0	0
OLD DOMINION FREIGHT LINE IN	COM	679580100	176	973	SH		DFND	1	973	0	0
UNITED AIRLS HLDGS INC	COM	910047109	70	2,025	SH		DFND	1	2,025	0	0
UNITED PARCEL SERVICE INC	CL B	911312106	1,145	6,876	SH		DFND	1	6,876	0	0
DOW INC	COM	260557103	35	756	SH		DFND	1	756	0	0
EASTMAN CHEM CO	COM	277432100	9	119	SH		DFND	1	119	0	0
LYONDELLBASELL INDUSTRIES N	SHS - A -	N53745100	179	2,552	SH		DFND	1	2,552	0	0
PPG INDS INC	COM	693506107	7	64	SH		DFND	1	64	0	0
SCOTTS MIRACLE GRO CO	CL A	810186106	194	1,270	SH		DFND	1	1,270	0	0
MARTIN MARIETTA MATLS INC	COM	573284106	107	456	SH		DFND	1	456	0	0
INTERNATIONAL PAPER CO	COM	460146103	466	11,495	SH		DFND	1	11,495	0	0
WESTROCK CO	COM	96145D105	743	21,414	SH		DFND	1	21,414	0	0
FIRSTENERGY CORP	COM	337932107	338	11,796	SH		DFND	1	11,796	0	0
PPL CORP	COM	69351T106	5	206	SH		DFND	1	206	0	0
AMERICAN TOWER CORP NEW	COM	03027X100	393	1,629	SH		DFND	1	1,629	0	0
ALEXANDRIA REAL ESTATE EQ IN	COM	015271109	179	1,123	SH		DFND	1	1,123	0	0
BOSTON PROPERTIES INC	COM	101121101	1,694	21,096	SH		DFND	1	21,096	0	0
CROWN CASTLE INTL CORP NEW	COM	22822V101	397	2,387	SH		DFND	1	2,387	0	0
EQUITY RESIDENTIAL	SH BEN INT	29476L107	3,842	74,855	SH		DFND	1	74,855	0	0
REGENCY CTRS CORP	COM	758849103	3,053	80,312	SH		DFND	1	80,312	0	0
SBA COMMUNICATIONS CORP NEW	CL A	78410G104	187	588	SH		DFND	1	588	0	0
SIMON PPTY GROUP INC NEW	COM	828806109	2,799	43,277	SH		DFND	1	43,277	0	0
CHURCH & DWIGHT INC	COM	171340102	109	1,170	SH		DFND	1	1,170	0	0
CLOROX CO DEL	COM	189054109	213	1,014	SH		DFND	1	1,014	0	0
COSTCO WHSL CORP NEW	COM	22160K105	229	646	SH		DFND	1	646	0	0
CAMPBELL SOUP CO	COM	134429109	27	566	SH		DFND	1	566	0	0
LAUDER ESTEE COS INC	CL A	518439104	148	680	SH		DFND	1	680	0	0
HORMEL FOODS CORP	COM	440452100	54	1,112	SH		DFND	1	1,112	0	0
KELLOGG CO	COM	487836108	288	4,461	SH		DFND	1	4,461	0	0
KROGER CO	COM	501044101	229	6,756	SH		DFND	1	6,756	0	0
ALTRIA GROUP INC	COM	02209S103	329	8,524	SH		DFND	1	8,524	0	0
PROCTER AND GAMBLE CO	COM	742718109	1,198	8,623	SH		DFND	1	8,623	0	0
MOLSON COORS BEVERAGE CO	CL B	60871R209	50	1,502	SH		DFND	1	1,502	0	0
TYSON FOODS INC	CL A	902494103	764	12,861	SH		DFND	1	12,861	0	0
WALGREENS BOOTS ALLIANCE INC	COM	931427108	228	6,360	SH		DFND	1	6,360	0	0
WALMART INC	COM	931142103	230	1,649	SH		DFND	1	1,649	0	0
AGNC INVT CORP	COM	00123Q104	5,964	428,804	SH		DFND	1	428,804	0	0
ASSURANT INC	COM	04621X108	39	329	SH		DFND	1	329	0	0
AMERICAN EXPRESS CO	COM	025816109	363	3,630	SH		DFND	1	3,630	0	0
BK OF AMERICA CORP	COM	060505104	290	12,040	SH		DFND	1	12,040	0	0
BANK NEW YORK MELLON CORP	COM	064058100	265	7,722	SH		DFND	1	7,722	0	0
BERKSHIRE HATHAWAY INC DEL	CL B NEW	084670702	360	1,691	SH		DFND	1	1,691	0	0
CITIGROUP INC	COM NEW	172967424	157	3,654	SH		DFND	1	3,654	0	0
CHUBB LIMITED	COM	H1467J104	44	386	SH		DFND	1	386	0	0
CBOE GLOBAL MARKETS INC	COM	12503M108	385	4,398	SH		DFND	1	4,398	0	0
CHIMERA INVT CORP	COM NEW	16934Q208	1,170	142,789	SH		DFND	1	142,789	0	0
COMERICA INC	COM	200340107	44	1,172	SH		DFND	1	1,172	0	0
CAPITAL ONE FINL CORP	COM	14040H105	362	5,042	SH		DFND	1	5,042	0	0
DISCOVER FINL SVCS	COM	254709108	51	899	SH		DFND	1	899	0	0
EHEALTH INC	COM	28238P109	161	2,050	SH		DFND	1	2,050	0	0
GOLDMAN SACHS GROUP INC	COM	38141G104	649	3,232	SH		DFND	1	3,232	0	0
INTERACTIVE BROKERS GROUP IN	COM CL A	45841N107	642	13,297	SH		DFND	1	13,297	0	0
JPMORGAN CHASE & CO	COM	46625H100	162	1,685	SH		DFND	1	1,685	0	0
MARKETAXESS HLDGS INC	COM	57060D108	459	954	SH		DFND	1	954	0	0
MORGAN STANLEY	COM NEW	617446448	576	11,922	SH		DFND	1	11,922	0	0
NASDAQ INC	COM	631103108	36	296	SH		DFND	1	296	0	0
NEW RESIDENTIAL INVT CORP	COM NEW	64828T201	11,535	1,451,046	SH		DFND	1	1,451,046	0	0
NORTHERN TR CORP	COM	665859104	37	486	SH		DFND	1	486	0	0
SCHWAB CHARLES CORP	COM	808513105	281	7,772	SH		DFND	1	7,772	0	0
TRAVELERS COMPANIES INC	COM	89417E109	156	1,446	SH		DFND	1	1,446	0	0
TRADEWEB MKTS INC	CL A	892672106	652	11,242	SH		DFND	1	11,242	0	0
US BANCORP DEL	COM NEW	902973304	157	4,395	SH		DFND	1	4,395	0	0
WELLS FARGO CO NEW	COM	949746101	166	7,095	SH		DFND	1	7,095	0	0
AXON ENTERPRISE INC	COM	05464C101	102	1,125	SH		DFND	1	1,125	0	0
AEROVIRONMENT INC	COM	008073108	94	1,575	SH		DFND	1	1,575	0	0
BOEING CO	COM	097023105	116	703	SH		DFND	1	703	0	0
CARRIER GLOBAL CORPORATION	COM	14448C104	57	1,878	SH		DFND	1	1,878	0	0
CATERPILLAR INC DEL	COM	149123101	54	368	SH		DFND	1	368	0	0
CINTAS CORP	COM	172908105	421	1,266	SH		DFND	1	1,266	0	0
DEERE & CO	COM	244199105	98	445	SH		DFND	1	445	0	0
EQUIFAX INC	COM	294429105	217	1,386	SH		DFND	1	1,386	0	0
EMERSON ELEC CO	COM	291011104	54	834	SH		DFND	1	834	0	0
EATON CORP PLC	SHS	G29183103	35	350	SH		DFND	1	350	0	0
GENERAL DYNAMICS CORP	COM	369550108	96	698	SH		DFND	1	698	0	0
GENERAC HLDGS INC	COM	368736104	101	526	SH		DFND	1	526	0	0
GRAINGER W W INC	COM	384802104	99	278	SH		DFND	1	278	0	0
HEICO CORP NEW	COM	422806109	75	721	SH		DFND	1	721	0	0
HONEYWELL INTL INC	COM	438516106	97	594	SH		DFND	1	594	0	0
IHS MARKIT LTD	SHS	G47567105	262	3,344	SH		DFND	1	3,344	0	0
ILLINOIS TOOL WKS INC	COM	452308109	76	397	SH		DFND	1	397	0	0
NIELSEN HLDGS PLC	SHS EUR	G6518L108	31	2,247	SH		DFND	1	2,247	0	0
NORTHROP GRUMMAN CORP	COM	666807102	93	295	SH		DFND	1	295	0	0
ROBERT HALF INTL INC	COM	770323103	10	207	SH		DFND	1	207	0	0
RAYTHEON TECHNOLOGIES CORP	COM	75513E101	109	1,911	SH		DFND	1	1,911	0	0
TREX CO INC	COM	89531P105	100	1,410	SH		DFND	1	1,410	0	0
UPWORK INC	COM	91688F104	38	2,203	SH		DFND	1	2,203	0	0
UNITED RENTALS INC	COM	911363109	149	857	SH		DFND	1	857	0	0
WASTE MGMT INC DEL	COM	94106L109	144	1,273	SH		DFND	1	1,273	0	0
CHIPOTLE MEXICAN GRILL INC	COM	169656105	232	187	SH		DFND	1	187	0	0
DRAFTKINGS INC	COM CL A	26142R104	286	4,868	SH		DFND	1	4,868	0	0
DOMINOS PIZZA INC	COM	25754A201	332	783	SH		DFND	1	783	0	0
DARDEN RESTAURANTS INC	COM	237194105	160	1,590	SH		DFND	1	1,590	0	0
LAS VEGAS SANDS CORP	COM	517834107	392	8,421	SH		DFND	1	8,421	0	0
MARRIOTT INTL INC NEW	CL A	571903202	450	4,861	SH		DFND	1	4,861	0	0
SHAKE SHACK INC	CL A	819047101	73	1,142	SH		DFND	1	1,142	0	0
WYNN RESORTS LTD	COM	983134107	236	3,298	SH		DFND	1	3,298	0	0
HORIZON THERAPEUTICS PUB L	SHS	G46188101	573	7,377	SH		DFND	1	7,377	0	0
MYLAN NV	SHS EURO	N59465109	355	24,001	SH		DFND	1	24,001	0	0
NEKTAR THERAPEUTICS	COM	640268108	424	25,587	SH		DFND	1	25,587	0	0
PFIZER INC	COM	717081103	760	20,724	SH		DFND	1	20,724	0	0
IQVIA HLDGS INC	COM	46266C105	38	247	SH		DFND	1	247	0	0
D R HORTON INC	COM	23331A109	254	3,367	SH		DFND	1	3,367	0	0
IROBOT CORP	COM	462726100	453	5,973	SH		DFND	1	5,973	0	0
LENNAR CORP	CL A	526057104	585	7,167	SH		DFND	1	7,167	0	0
MOHAWK INDS INC	COM	608190104	117	1,201	SH		DFND	1	1,201	0	0
NEWELL BRANDS INC	COM	651229106	56	3,295	SH		DFND	1	3,295	0	0
SONOS INC	COM	83570H108	173	11,430	SH		DFND	1	11,430	0	0
AMAZON COM INC	COM	023135106	755	240	SH		DFND	1	240	0	0
STITCH FIX INC	COM CL A	860897107	375	13,834	SH		DFND	1	13,834	0	0
LULULEMON ATHLETICA INC	COM	550021109	552	1,677	SH		DFND	1	1,677	0	0
NIKE INC	CL B	654106103	112	900	SH		DFND	1	900	0	0
ABIOMED INC	COM	003654100	22	81	SH		DFND	1	81	0	0
ABBOTT LABS	COM	002824100	228	2,101	SH		DFND	1	2,101	0	0
ALIGN TECHNOLOGY INC	COM	016255101	2	9	SH		DFND	1	9	0	0
BECTON DICKINSON & CO	COM	075887109	3,578	15,380	SH		DFND	1	15,380	0	0
COOPER COS INC	COM NEW	216648402	58	174	SH		DFND	1	174	0	0
EDWARDS LIFESCIENCES CORP	COM	28176E108	138	1,732	SH		DFND	1	1,732	0	0
HOLOGIC INC	COM	436440101	203	3,069	SH		DFND	1	3,069	0	0
INTUITIVE SURGICAL INC	COM NEW	46120E602	168	238	SH		DFND	1	238	0	0
MASIMO CORP	COM	574795100	59	250	SH		DFND	1	250	0	0
MEDTRONIC PLC	SHS	G5960L103	166	1,606	SH		DFND	1	1,606	0	0
NOVOCURE LTD	ORD SHS	G6674U108	200	1,798	SH		DFND	1	1,798	0	0
PENUMBRA INC	COM	70975L107	52	271	SH		DFND	1	271	0	0
INSULET CORP	COM	45784P101	74	315	SH		DFND	1	315	0	0
QUIDEL CORP	COM	74838J101	223	1,021	SH		DFND	1	1,021	0	0
RESMED INC	COM	761152107	57	335	SH		DFND	1	335	0	0
STAAR SURGICAL CO	COM PAR $0.01	852312305	213	3,779	SH		DFND	1	3,779	0	0
TANDEM DIABETES CARE INC	COM NEW	875372203	200	1,769	SH		DFND	1	1,769	0	0
DENTSPLY SIRONA INC	COM	24906P109	74	1,695	SH		DFND	1	1,695	0	0
ZIMMER BIOMET HOLDINGS INC	COM	98956P102	120	886	SH		DFND	1	886	0	0
AMERISOURCEBERGEN CORP	COM	03073E105	234	2,422	SH		DFND	1	2,422	0	0
CARDINAL HEALTH INC	COM	14149Y108	233	4,968	SH		DFND	1	4,968	0	0
CIGNA CORP NEW	COM	125523100	615	3,634	SH		DFND	1	3,634	0	0
CENTENE CORP DEL	COM	15135B101	332	5,695	SH		DFND	1	5,695	0	0
CVS HEALTH CORP	COM	126650100	376	6,447	SH		DFND	1	6,447	0	0
QUEST DIAGNOSTICS INC	COM	74834L100	1,159	10,125	SH		DFND	1	10,125	0	0
DAVITA INC	COM	23918K108	237	2,774	SH		DFND	1	2,774	0	0
GUARDANT HEALTH INC	COM	40131M109	269	2,408	SH		DFND	1	2,408	0	0
MCKESSON CORP	COM	58155Q103	327	2,198	SH		DFND	1	2,198	0	0
MOLINA HEALTHCARE INC	COM	60855R100	238	1,301	SH		DFND	1	1,301	0	0
PINTEREST INC	CL A	72352L106	33	807	SH		DFND	1	807	0	0
SNAP INC	CL A	83304A106	1,221	46,764	SH		DFND	1	46,764	0	0
ZOOMINFO TECHNOLOGIES INC	COM CL A	98980F104	230	5,369	SH		DFND	1	5,369	0	0
PELOTON INTERACTIVE INC	CL A COM	70614W100	127	1,282	SH		DFND	1	1,282	0	0
RALPH LAUREN CORP	CL A	751212101	61	906	SH		DFND	1	906	0	0
SKECHERS U S A INC	CL A	830566105	83	2,760	SH		DFND	1	2,760	0	0
TAPESTRY INC	COM	876030107	78	5,037	SH		DFND	1	5,037	0	0
UNDER ARMOUR INC	CL A	904311107	134	11,987	SH		DFND	1	11,987	0	0
YETI HLDGS INC	COM	98585X104	47	1,045	SH		DFND	1	1,045	0	0
APPLE INC	COM	037833100	314	2,718	SH		DFND	1	2,718	0	0
NETAPP INC	COM	64110D104	298	6,807	SH		DFND	1	6,807	0	0
SEAGATE TECHNOLOGY PLC	SHS	G7945M107	295	5,996	SH		DFND	1	5,996	0	0
WESTERN DIGITAL CORP.	COM	958102105	763	20,901	SH		DFND	1	20,901	0	0
BIG LOTS INC	COM	089302103	241	5,424	SH		DFND	1	5,424	0	0
DOLLAR TREE INC	COM	256746108	430	4,713	SH		DFND	1	4,713	0	0
NORDSTROM INC	COM	655664100	340	28,589	SH		DFND	1	28,589	0	0
APPLIED MATLS INC	COM	038222105	24	408	SH		DFND	1	408	0	0
ADVANCED MICRO DEVICES INC	COM	007903107	24	300	SH		DFND	1	300	0	0
ARISTA NETWORKS INC	COM	040413106	24	117	SH		DFND	1	117	0	0
BOX INC	CL A	10316T104	38	2,240	SH		DFND	1	2,240	0	0
CIENA CORP	COM NEW	171779309	24	612	SH		DFND	1	612	0	0
CLOUDERA INC	COM	18914U100	29	2,697	SH		DFND	1	2,697	0	0
CISCO SYS INC	COM	17275R102	24	622	SH		DFND	1	622	0	0
ENTEGRIS INC	COM	29362U104	24	333	SH		DFND	1	333	0	0
F5 NETWORKS INC	COM	315616102	24	197	SH		DFND	1	197	0	0
FLIR SYS INC	COM	302445101	39	1,101	SH		DFND	1	1,101	0	0
FIRST SOLAR INC	COM	336433107	39	598	SH		DFND	1	598	0	0
CORNING INC	COM	219350105	24	758	SH		DFND	1	758	0	0
INTEL CORP	COM	458140100	24	474	SH		DFND	1	474	0	0
INPHI CORP	COM	45772F107	24	217	SH		DFND	1	217	0	0
JUNIPER NETWORKS INC	COM	48203R104	33	1,575	SH		DFND	1	1,575	0	0
KEYSIGHT TECHNOLOGIES INC	COM	49338L103	24	244	SH		DFND	1	244	0	0
LAM RESEARCH CORP	COM	512807108	23	72	SH		DFND	1	72	0	0
MARVELL TECHNOLOGY GROUP LTD	ORD	G5876H105	39	987	SH		DFND	1	987	0	0
NVIDIA CORPORATION	COM	67066G104	40	75	SH		DFND	1	75	0	0
UNIVERSAL DISPLAY CORP	COM	91347P105	24	137	SH		DFND	1	137	0	0
ANAPLAN INC	COM	03272L108	24	388	SH		DFND	1	388	0	0
QUALCOMM INC	COM	747525103	24	207	SH		DFND	1	207	0	0
SMARTSHEET INC	COM CL A	83200N103	33	685	SH		DFND	1	685	0	0
SKYWORKS SOLUTIONS INC	COM	83088M102	24	169	SH		DFND	1	169	0	0
TERADATA CORP DEL	COM	88076W103	24	1,062	SH		DFND	1	1,062	0	0
XILINX INC	COM	983919101	24	234	SH		DFND	1	234	0	0
ALEXION PHARMACEUTICALS INC	COM	015351109	292	2,559	SH		DFND	1	2,559	0	0
BIOGEN INC	COM	09062X103	293	1,034	SH		DFND	1	1,034	0	0
BLUEBIRD BIO INC	COM	09609G100	58	1,088	SH		DFND	1	1,088	0	0
CERNER CORP	COM	156782104	92	1,280	SH		DFND	1	1,280	0	0
EDITAS MEDICINE INC	COM	28106W103	19	687	SH		DFND	1	687	0	0
GILEAD SCIENCES INC	COM	375558103	373	5,905	SH		DFND	1	5,905	0	0
INOVIO PHARMACEUTICALS INC	COM NEW	45773H201	48	4,194	SH		DFND	1	4,194	0	0
MODERNA INC	COM	60770K107	87	1,238	SH		DFND	1	1,238	0	0
REGENERON PHARMACEUTICALS	COM	75886F107	112	201	SH		DFND	1	201	0	0
TELADOC HEALTH INC	COM	87918A105	122	561	SH		DFND	1	561	0	0
VEEVA SYS INC	CL A COM	922475108	135	482	SH		DFND	1	482	0	0
ACCELERON PHARMA INC	COM	00434H108	45	407	SH		DFND	1	407	0	0
AUTOZONE INC	COM	053332102	256	218	SH		DFND	1	218	0	0
DICKS SPORTING GOODS INC	COM	253393102	1	32	SH		DFND	1	32	0	0
FLOOR & DECOR HLDGS INC	CL A	339750101	1	25	SH		DFND	1	25	0	0
GAP INC	COM	364760108	1	108	SH		DFND	1	108	0	0
CARMAX INC	COM	143130102	332	3,618	SH		DFND	1	3,618	0	0
L BRANDS INC	COM	501797104	1	58	SH		DFND	1	58	0	0
POOL CORP	COM	73278L105	10	30	SH		DFND	1	30	0	0
ROSS STORES INC	COM	778296103	9	106	SH		DFND	1	106	0	0
TJX COS INC NEW	COM	872540109	110	1,984	SH		DFND	1	1,984	0	0
WILLIAMS SONOMA INC	COM	969904101	1	20	SH		DFND	1	20	0	0
AVALONBAY CMNTYS INC	COM	053484101	416	2,787	SH		DFND	1	2,787	0	0
INNOVATIVE INDL PPTYS INC	COM	45781V101	173	1,395	SH		DFND	1	1,395	0	0
IRON MTN INC NEW	COM	46284V101	583	21,781	SH		DFND	1	21,781	0	0
LIFE STORAGE INC	COM	53223X107	1,558	14,801	SH		DFND	1	14,801	0	0
OMEGA HEALTHCARE INVS INC	COM	681936100	340	11,366	SH		DFND	1	11,366	0	0
ROYAL GOLD INC	COM	780287108	389	3,242	SH		DFND	1	3,242	0	0
ALTICE USA INC	CL A	02156K103	2	97	SH		DFND	1	97	0	0
ACTIVISION BLIZZARD INC	COM	00507V109	19	247	SH		DFND	1	247	0	0
CARGURUS INC	COM CL A	141788109	38	1,786	SH		DFND	1	1,786	0	0
DISNEY WALT CO	COM DISNEY	254687106	77	624	SH		DFND	1	624	0	0
DISCOVERY INC	COM SER A	25470F104	82	3,810	SH		DFND	1	3,810	0	0
FOX CORP	CL A COM	35137L105	38	1,383	SH		DFND	1	1,383	0	0
MADISON SQUARE GRDN SPRT COR	CL A	55825T103	77	514	SH		DFND	1	514	0	0
ROKU INC	COM CL A	77543R102	73	391	SH		DFND	1	391	0	0
SPOTIFY TECHNOLOGY S A	SHS	L8681T102	89	369	SH		DFND	1	369	0	0
TRIPADVISOR INC	COM	896945201	2	126	SH		DFND	1	126	0	0
TAKE-TWO INTERACTIVE SOFTWAR	COM	874054109	77	467	SH		DFND	1	467	0	0
WORLD WRESTLING ENTMT INC	CL A	98156Q108	48	1,189	SH		DFND	1	1,189	0	0
OCCIDENTAL PETE CORP	COM	674599105	318	31,779	SH		DFND	1	31,779	0	0
BOSTON BEER INC	CL A	100557107	15	18	SH		DFND	1	18	0	0
MEDIFAST INC	COM	58470H101	73	448	SH		DFND	1	448	0	0
AMERICAN ELEC PWR CO INC	UNIT 99/99/9999	02557T307	5,294	108,402	SH		DFND	1	108,402	0	0
DTE ENERGY CO	UNIT 11/01/2022S	233331842	5,155	113,461	SH		DFND	1	113,461	0	0
GFL ENVIRONMENTAL INC	UNIT 99/99/9999T	36168Q120	24,274	454,122	SH		DFND	1	454,122	0	0
INTERNATIONAL FLAVORS&FRAGRA	UNIT 09/15/2021	459506309	19,242	432,639	SH		DFND	1	432,639	0	0
NEXTERA ENERGY INC	UNIT 09/01/2022S	65339F796	16,061	295,066	SH		DFND	1	295,066	0	0
NEXTERA ENERGY INC	UNIT 99/99/9999	65339F770	29,639	631,841	SH		DFND	1	631,841	0	0
PG&E CORP	UNIT 99/99/9999	69331C140	15,993	163,421	SH		DFND	1	163,421	0	0
SANDRIDGE ENERGY INC	COM NEW	80007P869	0	318	SH		DFND	1	318	0	0
SOUTH JERSEY INDS INC	UNIT 99/99/9999	838518116	1,438	42,983	SH		DFND	1	42,983	0	0
SOUTHERN CO	UNIT 08/01/2022	842587602	11,218	240,692	SH		DFND	1	240,692	0	0
ESSENTIAL UTILS INC	UNIT 04/30/2022	29670G201	216	4,026	SH		DFND	1	4,026	0	0
ASSURANT INC	6.50% CONV PFD D	04621X207	44,588	377,715	SH		DFND	1	377,715	0	0
BOSTON SCIENTIFIC CORP	COM	101137107	2,285	59,823	SH		DFND	1	59,823	0	0
ENERGIZER HLDGS INC NEW	7.5 MCNV PFD A	29272W208	15,889	188,949	SH		DFND	1	188,949	0	0
NEXTERA ENERGY INC	UNIT 99/99/9999	65339F739	11,190	235,526	SH		DFND	1	235,526	0	0
SEMPRA ENERGY	6% PFD CONV A	816851406	40,113	406,325	SH		DFND	1	406,325	0	0
ADVANCED DISP SVCS INC DEL	COM	00790X101	2,989	98,896	SH		DFND	1	98,896	0	0
AMC NETWORKS INC	CL A	00164V103	910	36,857	SH		DFND	1	36,857	0	0
AVISTA CORP	COM	05379B107	62	1,822	SH		DFND	1	1,822	0	0
ALIBABA GROUP HLDG LTD	SPONSORED ADS	01609W102	382	1,300	SH		DFND	1	1,300	0	0
BROOKFIELD ASSET MGMT INC	CL A LTD VT SH	112585104	353	10,695	SH		DFND	1	10,695	0	0
BAIDU INC	SPON ADR REP A	056752108	18	150	SH		DFND	1	150	0	0
BITAUTO HLDGS LTD	SPONSORED ADS	091727107	1,106	70,239	SH		DFND	1	70,239	0	0
BMC STK HLDGS INC	COM	05591B109	905	21,135	SH		DFND	1	21,135	0	0
CONDOR HOSPITALITY TR INC	COM NEW	20676Y403	7	2,995	SH		DFND	1	2,995	0	0
CENTRAL EUROPEAN MEDIA ENTRP	CL A NEW	G20045202	1,214	289,773	SH		DFND	1	289,773	0	0
CIRCOR INTL INC	COM	17273K109	41	1,500	SH		DFND	1	1,500	0	0
CYRUSONE INC	COM	23283R100	4,482	64,008	SH		DFND	1	64,008	0	0
CONOCOPHILLIPS	COM	20825C104	43	1,310	SH		DFND	1	1,310	0	0
CLEARWAY ENERGY INC	CL C	18539C204	774	28,738	SH		DFND	1	28,738	0	0
CHINA XD PLASTICS CO LTD	COM	16948F107	18	16,426	SH		DFND	1	16,426	0	0
CONCHO RES INC	COM	20605P101	39	900	SH		DFND	1	900	0	0
DEVON ENERGY CORP NEW	COM	25179M103	204	21,590	SH		DFND	1	21,590	0	0
ENBRIDGE INC	COM	29250N105	966	33,089	SH		DFND	1	33,089	0	0
DIAMONDBACK ENERGY INC	COM	25278X109	24	800	SH		DFND	1	800	0	0
SPDR GOLD TR	GOLD SHS	78463V107	632	3,570	SH		DFND	1	3,570	0	0
GLOBAL NET LEASE INC	COM NEW	379378201	43	2,726	SH		DFND	1	2,726	0	0
HUDSON LTD	COM CL A	G46408103	446	58,743	SH		DFND	1	58,743	0	0
INVITATION HOMES INC	COM	46187W107	1,823	65,138	SH		DFND	1	65,138	0	0
INNERWORKINGS INC	COM	45773Y105	164	55,164	SH		DFND	1	55,164	0	0
JERNIGAN CAP INC	COM	476405105	991	57,846	SH		DFND	1	57,846	0	0
JD.COM INC	SPON ADR CL A	47215P106	457	5,900	SH		DFND	1	5,900	0	0
MOBILEIRON INC	COM NEW	60739U204	58	8,390	SH		DFND	1	8,390	0	0
MONTAGE RES CORP	COM	61179L100	55	12,540	SH		DFND	1	12,540	0	0
NOBLE ENERGY INC	COM	655044105	2,218	259,526	SH		DFND	1	259,526	0	0
ANNALY CAPITAL MANAGEMENT IN	COM	035710409	1,723	242,064	SH		DFND	1	242,064	0	0
NATIONAL RETAIL PROPERTIES I	COM	637417106	4,095	118,679	SH		DFND	1	118,679	0	0
OFFICE PPTYS INCOME TR	COM SHS BEN INT	67623C109	212	10,270	SH		DFND	1	10,270	0	0
PIONEER NAT RES CO	COM	723787107	25	300	SH		DFND	1	300	0	0
ROSETTA STONE INC	COM	777780107	2,491	83,122	SH		DFND	1	83,122	0	0
SINA CORP	ORD	G81477104	655	15,388	SH		DFND	1	15,388	0	0
SOGOU INC	ADR REPSTG A	83409V104	180	20,307	SH		DFND	1	20,307	0	0
TAUBMAN CTRS INC	COM	876664103	363	10,928	SH		DFND	1	10,928	0	0
TIFFANY & CO NEW	COM	886547108	131	1,132	SH		DFND	1	1,132	0	0
UDR INC	COM	902653104	681	20,906	SH		DFND	1	20,906	0	0
VEREIT INC	COM	92339V100	1,457	224,203	SH		DFND	1	224,203	0	0
VIRTUSA CORP	COM	92827P102	1,972	40,116	SH		DFND	1	40,116	0	0
ESSEX PPTY TR INC	COM	297178105	3,074	15,313	SH		DFND	1	15,313	0	0
HEALTHCARE RLTY TR	COM	421946104	311	10,351	SH		DFND	1	10,351	0	0
HEALTHCARE TR AMER INC	CL A NEW	42225P501	1,135	43,683	SH		DFND	1	43,683	0	0
MEDICAL PPTYS TRUST INC	COM	58463J304	3,467	196,663	SH		DFND	1	196,663	0	0
NATIONAL HEALTH INVS INC	COM	63633D104	5,057	83,921	SH		DFND	1	83,921	0	0
DIAMONDROCK HOSPITALITY CO	COM	252784301	53	10,510	SH		DFND	1	10,510	0	0
HOST HOTELS & RESORTS INC	COM	44107P104	3,628	336,325	SH		DFND	1	336,325	0	0
SUNSTONE HOTEL INVS INC NEW	COM	867892101	2,353	296,416	SH		DFND	1	296,416	0	0
DUKE REALTY CORP	COM NEW	264411505	368	9,999	SH		DFND	1	9,999	0	0
FIRST INDL RLTY TR INC	COM	32054K103	3,106	78,056	SH		DFND	1	78,056	0	0
PS BUSINESS PKS INC CALIF	COM	69360J107	6,851	55,981	SH		DFND	1	55,981	0	0
CORESITE RLTY CORP	COM	21870Q105	1,581	13,300	SH		DFND	1	13,300	0	0
CUBESMART	COM	229663109	338	10,474	SH		DFND	1	10,474	0	0
EQUITY LIFESTYLE PPTYS INC	COM	29472R108	447	7,304	SH		DFND	1	7,304	0	0
MGM GROWTH PPTYS LLC	CL A COM	55303A105	1,187	42,448	SH		DFND	1	42,448	0	0
AMERICAN ASSETS TR INC	COM	024013104	282	11,715	SH		DFND	1	11,715	0	0
BRANDYWINE RLTY TR	SH BEN INT NEW	105368203	3,698	357,705	SH		DFND	1	357,705	0	0
COUSINS PPTYS INC	COM NEW	222795502	1,810	63,322	SH		DFND	1	63,322	0	0
EMPIRE ST RLTY TR INC	CL A	292104106	5,525	902,873	SH		DFND	1	902,873	0	0
HUDSON PAC PPTYS INC	COM	444097109	2,402	109,564	SH		DFND	1	109,564	0	0
JBG SMITH PPTYS	COM	46590V100	3,046	113,943	SH		DFND	1	113,943	0	0
PIEDMONT OFFICE REALTY TR IN	COM CL A	720190206	3,305	243,575	SH		DFND	1	243,575	0	0
PARAMOUNT GROUP INC	COM	69924R108	1,846	260,794	SH		DFND	1	260,794	0	0
ARLINGTON ASSET INVST CORP	CL A NEW	041356205	953	335,873	SH		DFND	1	335,873	0	0
ANWORTH MTG ASSET CORP	COM	037347101	1,861	1,134,813	SH		DFND	1	1,134,813	0	0
CHERRY HILL MTG INVT CORP	COM	164651101	434	48,334	SH		DFND	1	48,334	0	0
CAPSTEAD MTG CORP	COM NO PAR	14067E506	709	126,276	SH		DFND	1	126,276	0	0
MFA FINL INC	COM	55272X102	1,061	396,146	SH		DFND	1	396,146	0	0
NEW YORK MTG TR INC	COM PAR $.02	649604501	4,468	1,752,418	SH		DFND	1	1,752,418	0	0
TWO HBRS INVT CORP	COM NEW	90187B408	263	51,764	SH		DFND	1	51,764	0	0
WESTERN ASSET MTG CAP CORP	COM	95790D105	694	340,668	SH		DFND	1	340,668	0	0
ACADIA RLTY TR	COM SH BEN INT	004239109	1,454	138,557	SH		DFND	1	138,557	0	0
RETAIL PPTYS AMER INC	CL A	76131V202	2,476	426,315	SH		DFND	1	426,315	0	0
URBAN EDGE PPTYS	COM	91704F104	357	36,760	SH		DFND	1	36,760	0	0
WEINGARTEN RLTY INVS	SH BEN INT	948741103	3,615	213,163	SH		DFND	1	213,163	0	0
ACCEL ENTERTAINMENT INC	COM CL A1	00436Q106	27	2,570	SH		DFND	1	2,570	0	0
ALTA EQUIPMENT GROUP INC	*W EXP 02/14/202	02128L114	16	9,238	SH		DFND	1	9,238	0	0
AMBAC FINL GROUP INC	COM NEW	023139884	45	3,601	SH		DFND	1	3,601	0	0
AMERICAN VRTUAL CLOUD TECH I	*W EXP 04/07/202	030382113	63	218,352	SH		DFND	1	218,352	0	0
DIGITAL MEDIA SOLUTIONS INC	COM CL A	25401G106	47	6,140	SH		DFND	1	6,140	0	0
DASEKE INC	*W EXP 02/27/202	23753F115	51	352,956	SH		DFND	1	352,956	0	0
US ECOLOGY INC	COM	91734M103	63	1,935	SH		DFND	1	1,935	0	0
GRID DYNAMICS HLDGS INC	*W EXP 03/05/202	39813G117	7	4,117	SH		DFND	1	4,117	0	0
ESPORTS ENTMT GROUP INC	COM	29667K306	0	25	SH		DFND	1	25	0	0
HALL OF FAME RESORT & ENTMT	COM	40619L102	12	5,198	SH		DFND	1	5,198	0	0
HIGHPEAK ENERGY INC	*W EXP 08/21/202	43114Q121	4	5,401	SH		DFND	1	5,401	0	0
HYCROFT MINING HOLDING CORP	*W EXP 02/12/202	44862P117	3	2,518	SH		DFND	1	2,518	0	0
INFRA AND ENERGY ALTRNTIVE I	*W EXP 05/20/202	45686J112	1	5,383	SH		DFND	1	5,383	0	0
IMMURON LTD	*W EXP 05/12/202	Q4867H223	10	8,607	SH		DFND	1	8,607	0	0
IMMATICS N.V	SHS	N44445109	7	700	SH		DFND	1	700	0	0
AKERNA CORP	COM	00973W102	7	2,000	SH		DFND	1	2,000	0	0
KALEYRA INC	*W EXP 12/12/202	483379111	10	7,255	SH		DFND	1	7,255	0	0
NATIONAL ENERGY SERVICES REU	SHS	G6375R107	15	2,489	SH		DFND	1	2,489	0	0
NESCO HLDGS INC	*W EXP 01/01/202	64083J112	6	21,545	SH		DFND	1	21,545	0	0
PAE INC	*W EXP 09/11/202	69290Y117	189	85,972	SH		DFND	1	85,972	0	0
PAVMED INC	*W EXP 01/29/202	70387R114	0	688	SH		DFND	1	688	0	0
PAVMED INC	*W EXP 04/30/202	70387R122	12	14,639	SH		DFND	1	14,639	0	0
BIOMX INC	*W EXP 10/16/202	09090D111	76	108,270	SH		DFND	1	108,270	0	0
PURPLE INNOVATION INC	*W EXP 02/02/202	74640Y114	2,025	299,579	SH		DFND	1	299,579	0	0
ELECTRAMECCANICA VEHS CORP	*W EXP 08/03/202	284849114	9	8,132	SH		DFND	1	8,132	0	0
TIDEWATER INC NEW	*W EXP 11/24/202	88642R174	7	26,909	SH		DFND	1	26,909	0	0
HOSTESS BRANDS INC	*W EXP 11/04/202	44109J114	213	260,115	SH		DFND	1	260,115	0	0
VERTIV HOLDINGS CO	*W EXP 06/12/202	92537N116	908	140,221	SH		DFND	1	140,221	0	0
VISTRA CORP	*W EXP 02/02/202	92840M128	123	216,220	SH		DFND	1	216,220	0	0
VIVINT SMART HOME INC	*W EXP 01/17/202	928542117	8	1,294	SH		DFND	1	1,294	0	0
INVESCO CURRENCYSHARES BRIT	BRIT POUN STRL	46138M109	3,744	30,000	SH		DFND	1	30,000	0	0
ALBERTON ACQUISITION CORP	RIGHT 10/04/2020	G35006132	2	10,000	SH		DFND	1	10,000	0	0
EAST STONE ACQUISITION CORP	RIGHT 12/31/2026	G2911D132	40	156,344	SH		DFND	1	156,344	0	0
FINSERV ACQUISITION CORP	UNIT 12/31/2026	318085206	253	24,526	SH		DFND	1	24,526	0	0
HUDSON EXECUTIVE INVT CORP	COM CL A	443761101	3,436	349,557	SH		DFND	1	349,557	0	0
SOCIAL CAP HEDSPIA HLDG CO I	UNIT 99/99/9999	G8251K123	0	1	SH		DFND	1	1	0	0
INTERPRIVATE ACQUISITION COR	*W EXP 10/24/202	46064A111	14	17,911	SH		DFND	1	17,911	0	0
JAWS ACQUISITION CORP	UNIT 99/99/9999	G50744120	9	818	SH		DFND	1	818	0	0
JAWS ACQUISITION CORP	*W EXP 99/99/999	G50744112	16	8,001	SH		DFND	1	8,001	0	0
MEGALITH FINL ACQUISITION CO	*W EXP 08/26/202	58518F117	3	5,000	SH		DFND	1	5,000	0	0
NEW PROVIDENCE ACQUISITION	UNIT 09/01/2024	64822P205	295	28,216	SH		DFND	1	28,216	0	0
OAKTREE ACQUISITION CORP	UNIT 99/99/9999	G67145121	20	1,550	SH		DFND	1	1,550	0	0
OPES ACQUISITION CORP	*W EXP 03/13/202	68373P118	6	2,932	SH		DFND	1	2,932	0	0
RMG ACQUISITION CORP	UNIT 99/99/9999	749641205	450	40,000	SH		DFND	1	40,000	0	0
SCHULTZE SPL PURP ACQUSTN CO	UNIT 12/31/2023	80821R208	112	10,800	SH		DFND	1	10,800	0	0
SCVX CORP	UNIT 99/99/9999	G79448109	101	9,399	SH		DFND	1	9,399	0	0
OSPREY TECHNLGY AQUISTION CO	UNIT 10/30/2024	68839R401	32	3,000	SH		DFND	1	3,000	0	0
FOLEY TRASIMENE ACQUISTN COR	UNIT 99/99/9999	34431F203	5	490	SH		DFND	1	490	0	0
BIOCERES CROP SOLUTIONS CORP	SHS	G1117K114	36	6,803	SH		DFND	1	6,803	0	0
COLUMBIA SELIGM PREM TECH GR	COM	19842X109	525	23,999	SH		DFND	1	23,999	0	0
ACADIA HEALTHCARE COMPANY IN	COM	00404A109	1,166	39,561	SH		DFND	1	39,561	0	0
COMMSCOPE HLDG CO INC	COM	20337X109	1,519	168,849	SH		DFND	1	168,849	0	0
FLEXION THERAPEUTICS INC	NOTE 3.375% 5/0	33938JAB2	3,257	4,139,000	PRN		DFND	1	0	0	0
INTERCEPT PHARMACEUTICALS IN	NOTE 2.000% 5/1	45845PAB4	1,038	1,500,000	PRN		DFND	1	0	0	0
KNOWLES CORP	NOTE 3.250%11/0	49926DAB5	28,902	27,246,000	PRN		DFND	1	0	0	0
PLANTRONICS INC NEW	COM	727493108	696	58,844	SH		DFND	1	58,844	0	0
REPLIGEN CORP	COM	759916109	73	500	SH		DFND	1	500	0	0
RAMBUS INC DEL	NOTE 1.375% 2/0	750917AG1	8,153	7,830,000	PRN		DFND	1	0	0	0
TENET HEALTHCARE CORP	COM NEW	88033G407	1,632	66,598	SH		DFND	1	66,598	0	0
TEAM INC	COM	878155100	35	6,458	SH		DFND	1	6,458	0	0
2U INC	COM	90214J101	18	554	SH		DFND	1	554	0	0
VOCERA COMMUNICATIONS INC	NOTE 1.500% 5/1	92857FAB3	21,892	19,450,000	PRN		DFND	1	0	0	0
VIASAT INC	COM	92552V100	9	265	SH		DFND	1	265	0	0
CINCINNATI BELL INC NEW	COM NEW	171871502	658	43,896	SH		DFND	1	43,896	0	0
CANADIAN PAC RY LTD	COM	13645T100	761	2,500	SH		DFND	1	2,500	0	0
CSX CORP	COM	126408103	3,106	40,000	SH		DFND	1	40,000	0	0
EXPEDITORS INTL WASH INC	COM	302130109	1,357	15,000	SH		DFND	1	15,000	0	0
II-VI INC	COM	902104108	47	1,181	SH		DFND	1	1,181	0	0
ACACIA COMMUNICATIONS INC	COM	00401C108	1,188	17,637	SH		DFND	1	17,637	0	0
FITBIT INC	CL A	33812L102	1,175	168,900	SH		DFND	1	168,900	0	0
GCI LIBERTY INC	COM CLASS A	36164V305	1,332	16,263	SH		DFND	1	16,263	0	0
VARIAN MED SYS INC	COM	92220P105	3,845	22,357	SH		DFND	1	22,357	0	0
VIVINT SOLAR INC	COM	92854Q106	2,827	66,770	SH		DFND	1	66,770	0	0
ELLINGTON FINANCIAL INC	COM	28852N109	26	2,147	SH		DFND	1	2,147	0	0
MGIC INVT CORP WIS	COM	552848103	804	90,792	SH		DFND	1	90,792	0	0
GOPRO INC	NOTE 3.500% 4/1	38268TAB9	2,408	2,500,000	PRN		DFND	1	0	0	0
PLURALSIGHT INC	NOTE 0.375% 3/0	72941BAB2	29,316	33,000,000	PRN		DFND	1	0	0	0
QUOTIENT TECHNOLOGY INC	NOTE 1.750%12/0	749119AB9	8,619	9,026,000	PRN		DFND	1	0	0	0
CLOVIS ONCOLOGY INC	COM	189464100	47	8,213	SH		DFND	1	8,213	0	0
COMMUNITY HEALTH SYS INC NEW	COM	203668108	304	72,229	SH		DFND	1	72,229	0	0
TRANSOCEAN LTD	REG SHS	H8817H100	638	790,998	SH		DFND	1	790,998	0	0
UNITED STATES STL CORP NEW	COM	912909108	592	80,764	SH		DFND	1	80,764	0	0
DENBURY INC	COM	24790A101	1,772	100,702	SH		DFND	1	100,702	0	0
VIRGIN GALACTIC HOLDINGS INC	COM	92766K106	1,158	60,256	SH		DFND	1	60,256	0	0
CHEGG INC	NOTE 0.250% 5/1	163092AB5	53,055	19,931,000	PRN		DFND	1	0	0	0
NICE SYS INC	NOTE 1.250% 1/1	65366HAB9	2,723	1,001,000	PRN		DFND	1	0	0	0
WORLD WRESTLING ENTMT INC	NOTE 3.375%12/1	98156QAB4	3,548	2,000,000	PRN		DFND	1	0	0	0
ISHARES TR	CORE US AGGBD ET	464287226	6,753	57,200	SH		DFND	1	57,200	0	0
DIREXION SHS ETF TR	DLY ENRGY BULL2X	25460G609	19	2,098	SH		DFND	1	2,098	0	0
ISHARES TR	IBOXX INV CP ETF	464287242	13	100	SH		DFND	1	100	0	0
PROSHARES TR	ULTRASHRT S&P500	74347B383	114	7,200	SH		DFND	1	7,200	0	0
DIREXION SHS ETF TR	DRX S&P500BULL	25459W862	2,139	40,633	SH		DFND	1	40,633	0	0
DIREXION SHS ETF TR	DLY S&P500 BR 3X	25460E885	188	32,743	SH		DFND	1	32,743	0	0
PROSHARES TR	ULTRAPRO SHORT S	74347B268	86	9,919	SH		DFND	1	9,919	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	17,167	51,262	SH		DFND	1	51,262	0	0
PROSHARES TR	ULTRAPRO SHT QQQ	74347G861	995	41,755	SH		DFND	1	41,755	0	0
PROSHARES TR	PSHS ULT S&P 500	74347R107	1,630	22,191	SH		DFND	1	22,191	0	0
ISHARES TR	20 YR TR BD ETF	464287432	19,608	120,104	SH		DFND	1	120,104	0	0
PROSHARES TR	ULTRAPRO QQQ	74347X831	6,571	50,199	SH		DFND	1	50,199	0	0
PROSHARES TR	ULTRPRO S&P500	74347X864	681	12,198	SH		DFND	1	12,198	0	0
SELECT SECTOR SPDR TR	ENERGY	81369Y506	1,476	49,300	SH		DFND	1	49,300	0	0
SELECT SECTOR SPDR TR	SBI INT-FINL	81369Y605	459	19,100	SH		DFND	1	19,100	0	0
CHANGE HEALTHCARE INC	COM	15912K100	61	4,215	SH		DFND	1	4,215	0	0
CHEWY INC	CL A	16679L109	219	4,000	SH		DFND	1	4,000	0	0
ALLIED ESPORTS ENTMT INC	COM	019170109	3	2,399	SH		DFND	1	2,399	0	0
ALTUS MIDSTREAM CO	COM NEW CL A	02215L209	1	166	SH		DFND	1	166	0	0
FALCON MINERALS CORP	*W EXP 07/21/202	30607B208	1	17,301	SH		DFND	1	17,301	0	0
IMMURON LTD	SPONSORED ADR	45254U101	1	200	SH		DFND	1	200	0	0
RIMINI STR INC DEL	COM	76674Q107	2	652	SH		DFND	1	652	0	0
TALOS ENERGY INC	*W EXP 02/28/202	87484T116	0	347	SH		DFND	1	347	0	0
TIDEWATER INC NEW	COM	88642R109	20	3,076	SH		DFND	1	3,076	0	0
TARGET HOSPITALITY CORP	*W EXP 03/15/202	87615L115	1	27,004	SH		DFND	1	27,004	0	0
WHOLE EARTH BRANDS INC	COM CL A	96684W100	834	100,000	SH		DFND	1	100,000	0	0