UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21515
TS&W/Claymore Tax-Advantaged Balanced Fund
(Exact name of registrant as specified in charter)
2455 Corporate West Drive
Lisle, IL 60532
(Address of principal executive offices) (Zip code)
Nicholas Dalmaso, Chief Legal and Executive Officer
TS&W/Claymore Tax-Advantaged Balanced Fund
2455 Corporate West Drive
Lisle, IL 60532
(Name and address of agent for service)
Registrant’s telephone number, including area code: (630) 505-3700
Date of fiscal year end: December 31
Date of reporting period: June 30, 2006
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
| Item 1. | Proxy Voting Record. |
| BT GROUP PLC | BT | Annual Meeting Date: 07/13/2005 | ||||||||
| Issuer: 05577E | ISIN: | |||||||||
| SEDOL: | ||||||||||
| Vote Group: GLOBAL | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||||
01 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||||||
02 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||||||
03 | DIVIDEND | Management | For | For | ||||||
004 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||||||
005 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||||||
006 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||||||
007 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||||||
008 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||||||
009 | APPOINT AUDITORS | Management | For | For | ||||||
010 | PERMIT DIRECTORS TO FIX/APPROVE AUDITOR’S REMUNERATION | Management | For | For | ||||||
011 | ALLOT SECURITIES | Management | For | For | ||||||
012 | ALLOT SECURITIES | Management | For | For | ||||||
013 | AUTHORIZE DIRECTORS TO REPURCHASE SHARES | Management | For | For | ||||||
014 | ADOPT STOCK OPTION PLAN | Management | For | For | ||||||
015 | MISCELLANEOUS CORPORATE GOVERNANCE - GLOBAL | Management | For | For | ||||||
Account Name | Custodian | Stock Class | Ballot Shares | Voted Shares | Holdings Shares | Vote Date | ||||||
| CLAYMORE BALANCED EQ | 000260219 | 101 | 56,300 | 56,300 | 0 | 7/11/2005 |
| SARA LEE CORPORATION | SLE | Annual Meeting Date: 10/27/2005 | ||||||||
| Issuer: 803111 | ISIN: | |||||||||
| SEDOL: | ||||||||||
| Vote Group: GLOBAL | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||||
01 | ELECTION OF DIRECTORS | Management | ||||||||
| B. BARNES | Management | For | For | |||||||
| J.T. BATTENBERG III | Management | For | For | |||||||
| C. COKER | Management | For | For | |||||||
| J. CROWN | Management | For | For | |||||||
| W. DAVIS | Management | For | For | |||||||
| L. KOELLNER | Management | For | For | |||||||
| C. VAN LEDE | Management | Withheld | Against | |||||||
| I. PROSSER | Management | For | For | |||||||
| R. RIDGWAY | Management | For | For | |||||||
| R. THOMAS | Management | For | For | |||||||
| J. WARD | Management | For | For | |||||||
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||||||
03 | AMEND STOCK PURCHASE PLAN | Management | For | For | ||||||
04 | S/H - ADD BOARD ETHIC COMMITTEE | Shareholder | Against | For | ||||||
05 | MISCELLANEOUS SHAREHOLDER PROPOSAL | Shareholder | Against | For | ||||||
06 | S/H PROPOSAL - HUMAN RIGHTS RELATED | Shareholder | For | Against | ||||||
Account Name | Custodian Account | Stock Class | Ballot Shares | Voted Shares | Holdings Shares | Vote Date | ||||||
CLAYMORE BALANCED EQ | 000260219 | 103 | 90,000 | 90,000 | 0 | 10/21/2005 |
| MICROSOFT CORPORATION | MSFT | Annual Meeting Date: 11/09/2005 | ||||||||
| Issuer: 594918 | ISIN: | |||||||||
| SEDOL: | ||||||||||
| Vote Group: GLOBAL | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||||
| 01 | ELECTION OF DIRECTORS | Management | For | |||||||
| WILLIAM H. GATES III | Management | For | For | |||||||
| STEVEN A. BALLMER | Management | For | For | |||||||
| JAMES I. CASH JR. | Management | For | For | |||||||
| DINA DUBLON | Management | For | For | |||||||
| RAYMOND V. GILMARTIN | Management | For | For | |||||||
| A. MCLAUGHLIN KOROLOGOS | Management | For | For | |||||||
| DAVID F. MARQUARDT | Management | For | For | |||||||
| CHARLES H. NOSKI | Management | For | For | |||||||
| HELMUT PANKE | Management | For | For | |||||||
| JON A. SHIRLEY | Management | For | For | |||||||
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | ||||||
Account Name | Custodian Account | Stock Class | Ballot Shares | Voted Shares | Holdings Shares | Vote Date | ||||||
CLAYMORE BALANCED EQ | 000260219 | 104 | 50,000 | 50,000 | 0 | 11/4/2005 |
AUSTRALIA & NEW ZEALAND BANKING GRP | ANZ | Annual Meeting Date: 12/16/2005 | ||||||||
| Issuer: 052528 | ISIN: | |||||||||
| SEDOL: | ||||||||||
| Vote Group: GLOBAL | ||||||||||
Proposal Number | Proposal | Proposal Type | Vote Cast | For or Against Mgmt. | ||||||
02 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||||||
3A | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||||||
3B | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||||||
3C | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||||||
04 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||||||
05 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||||||
06 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||||||
07 | CHANGE STOCK EXCHANGE LISTING | Management | For | For | ||||||
Account Name | Custodian | Stock Class | Ballot Shares | Voted Shares | Holdings Shares | Vote Date | ||||||
CLAYMORE BALANCED EQ | 000260219 | 304 | 20,000 | 20,000 | 0 | 12/2/2005 |
| NOKIA CORPORATION | ||||||||||
| Security | 654902204 | Meeting Type | Annual | |||||||
| Ticker Symbol | NOK | Meeting Date | 13-Mar-2006 | |||||||
| ISIN | Agenda | 932440162 – Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
02 | Approve Financial Statements | Management | For | For | ||||||
03 | Miscellaneous Corporate Governance – Global | Management | For | For | ||||||
04 | Approve Discharge Of Supervisory Board | Management | For | For | ||||||
05 | Miscellaneous Corporate Governance – Global | Management | For | For | ||||||
06 | Miscellaneous Corporate Governance – Global | Management | For | For | ||||||
07 | Election Of Directors | Management | ||||||||
1 PAUL J. COLLINS | For | For | ||||||||
2 GEORG EHRNROOTH | For | For | ||||||||
3 DANIEL R. HESSE | For | For | ||||||||
4 BENGT HOLMSTROM | For | For | ||||||||
5 PER KARLSSON | For | For | ||||||||
6 EDOUARD MICHELIN | For | For | ||||||||
7 JORMA OLLILA | Withheld | Against | ||||||||
8 MARJORIE SCARDINO | For | For | ||||||||
9 KEIJO SUILA | For | For | ||||||||
10 VESA VAINIO | For | For | ||||||||
08 | Permit Directors To Fix/Approve Auditor’s Remuneration | Management | For | For | ||||||
09 | Appoint Auditors | Management | For | For | ||||||
10 | Authorize Directors To Decrease Share Capital | �� | Management | For | For | |||||
11 | Authorize Directors To Increase Share Capital | Management | For | For | ||||||
12 | Authorize Directors To Repurchase Shares | Management | For | For | ||||||
13 | Approve Appropriation Of Disposable Profit | Management | For | For | ||||||
14 | Transact Other Business | Management | For | |||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 135000 | 0 | 08-Mar-2006 | 08-Mar-2006 |
| HEWLETT-PACKARD COMPANY | ||||||||||
| Security | 428236103 | Meeting Type | Annual | |||||||
| Ticker Symbol | HPQ | Meeting Date | 15-Mar-2006 | |||||||
| ISIN | Agenda | 932433876 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | Election Of Directors | Management | ||||||||
1 P.C. DUNN | For | For | ||||||||
2 L.T. BABBIO, JR. | For | For | ||||||||
3 S.M. BALDAUF | For | For | ||||||||
4 R.A. HACKBORN | For | For | ||||||||
5 J.H. HAMMERGREN | For | For | ||||||||
6 M.V. HURD | For | For | ||||||||
7 G.A. KEYWORTH II | For | For | ||||||||
8 T.J. PERKINS | For | For | ||||||||
9 R.L. RYAN | For | For | ||||||||
10 L.S. SALHANY | For | For | ||||||||
11 R.P. WAYMAN | For | For | ||||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||||
03 | Miscellaneous Compensation Plans | Management | For | For | ||||||
04 | Miscellaneous Shareholder Proposal | Shareholder | For | Against | ||||||
05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 50000 | 0 | 13-Mar-2006 | 13-Mar-2006 |
| NESTLE S.A. | ||||||||||
| Security | 641069406 | Meeting Type | Annual | |||||||
| Ticker Symbol | NSRGY | Meeting Date | 06-Apr-2006 | |||||||
| ISIN | Agenda | 932446190 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | Adopt Accounts For Past Year | Management | For | For | ||||||
02 | Approve Discharge Of Management Board | Management | For | For | ||||||
03 | Approve Financial Statements | Management | For | For | ||||||
04 | Increase Share Capital | Management | For | For | ||||||
5A | Miscellaneous Corporate Governance | Management | For | For | ||||||
5B | Miscellaneous Corporate Governance | Management | For | For | ||||||
5C | Miscellaneous Corporate Governance | Management | For | For | ||||||
5D | Miscellaneous Corporate Governance | Management | For | For | ||||||
5E | Miscellaneous Corporate Governance | Management | For | For | ||||||
06 | Approve Article Amendments | Management | For | For | ||||||
07 | Change Stock Exchange Listing | Management | Against | |||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 35000 | 0 | 29-Mar-2006 | 29-Mar-2006 |
| CITIGROUP INC. | ||||||||||
| Security | 172967101 | Meeting Type | Annual | |||||||
| Ticker Symbol | C | Meeting Date | 18-Apr-2006 | |||||||
| ISIN | Agenda | 932447750 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 C. MICHAEL ARMSTRONG | For | For | ||||||
2 ALAIN J.P. BELDA | For | For | ||||||
3 GEORGE DAVID | For | For | ||||||
4 KENNETH T. DERR | Withheld | Against | ||||||
5 JOHN M. DEUTCH | For | For | ||||||
6 R. HERNANDEZ RAMIREZ | For | For | ||||||
7 ANN DIBBLE JORDAN | For | For | ||||||
8 KLAUS KLEINFELD | For | For | ||||||
9 ANDREW N. LIVERIS | For | For | ||||||
10 DUDLEY C. MECUM | For | For | ||||||
11 ANNE MULCAHY | For | For | ||||||
12 RICHARD D. PARSONS | Withheld | Against | ||||||
13 CHARLES PRINCE | For | For | ||||||
14 JUDITH RODIN | For | For | ||||||
15 ROBERT E. RUBIN | For | For | ||||||
16 FRANKLIN A. THOMAS | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | Approve Charter Amendment | Management | For | For | ||||
04 | Approve Charter Amendment | Management | For | For | ||||
05 | Approve Charter Amendment | Management | For | For | ||||
06 | S/H Proposal – Corporate Governance | Shareholder | Against | For | ||||
7 | S/H Proposal – Political/Government | Shareholder | Against | For | ||||
8 | S/H Proposal – Establish Nominating Committee | Shareholder | Against | For | ||||
9 | S/H Proposal – Override Csa Vote Restrictions | Shareholder | Against | For | ||||
10 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||
11 | S/H Proposal – Corporate Governance | Shareholder | For | Against | ||||
12 | S/H Proposal – Corporate Governance | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 100000 | 0 | 11-Apr-2006 | 11-Apr-2006 |
| U.S. BANCORP | ||||||||||
| Security | 902973304 | Meeting Type | Annual | |||||||
| Ticker Symbol | USB | Meeting Date | 18-Apr-2006 | |||||||
| ISIN | Agenda | 932447899 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | Election Of Directors | Management | ||||||||
1 PETER H. COORS | For | For | ||||||||
2 JERRY A. GRUNDHOFER | Withheld | Against | ||||||||
3 PATRICK T. STOKES | For | For | ||||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||||
03 | Adopt Incentive Stock Option Plan | Management | For | For | ||||||
04 | S/H Proposal – Eliminate Supermajority Vote | Management | For | Against | ||||||
05 | S/H Proposal – Reincorporate Out Of Delaware | Shareholder | Against | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 100000 | 0 | 10-Apr-2006 | 10-Apr-2006 |
| WACHOVIA CORPORATION | ||||||||||
| Security | 929903102 | Meeting Type | Annual | |||||||
| Ticker Symbol | WB | Meeting Date | 18-Apr-2006 | |||||||
| ISIN | Agenda | 932449677 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | Election Of Directors | Management | ||||||||
1 WILLIAM H. GOODWIN, JR* | Withheld | Against | ||||||||
2 ROBERT A. INGRAM* | For | For | ||||||||
3 MACKEY J. MCDONALD* | For | For | ||||||||
4 LANTY L. SMITH* | Withheld | Against | ||||||||
5 RUTH G. SHAW* | For | For | ||||||||
6 ERNEST S. RADY** | For | For | ||||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||||
03 | S/H Proposal – Corporate Governance | Shareholder | For | Against | ||||||
04 | S/H Proposal – Political/Government | Shareholder | Against | For | ||||||
05 | S/H Proposal – Separate Chairman/CEO | Shareholder | For | Against | ||||||
06 | S/H Proposal – Eliminate Supermajority Vote | Management | For | Against | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 50000 | 0 | 12-Apr-2006 | 12-Apr-2006 |
| BP P.L.C. | ||||||||||
| Security | 055622104 | Meeting Type | Annual | |||||||
| Ticker Symbol | BP | Meeting Date | 20-Apr-2006 | |||||||
| ISIN | Agenda | 932448675 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Adopt Accounts For Past Year | Management | For | For | ||||
02 | Approve Renumeration Of Directors And Auditors | Management | For | For | ||||
03 | Election Of Directors | Management | ||||||
1 DR D C ALLEN | For | For | ||||||
2 LORD BROWNE | For | For | ||||||
3 MR J H BRYAN | For | For | ||||||
4 MR A BURGMANS | For | For | ||||||
5 MR I C CONN | For | For | ||||||
6 MR E B DAVIS, JR | For | For | ||||||
7 MR D J FLINT | For | For | ||||||
8 DR B E GROTE | For | For | ||||||
9 DR A B HAYWARD | For | For | ||||||
10 DR D S JULIUS | For | For | ||||||
11 SIR TOM MCKILLOP | For | For | ||||||
12 MR J A MANZONI | For | For | ||||||
13 DR W E MASSEY | For | For | ||||||
14 SIR IAN PROSSER | For | For | ||||||
15 MR M H WILSON | For | For | ||||||
16 MR P D SUTHERLAND | For | For | ||||||
04 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
05 | Miscellaneous Compensation Plans | Management | For | For | ||||
06 | Allot Securities | Management | For | For | ||||
07 | Stock Conversion | Management | For | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 65000 | 0 | 10-Apr-2006 | 10-Apr-2006 |
| PPG INDUSTRIES, INC. | ||||||||||
| Security | 693506107 | Meeting Type | Annual | |||||||
| Ticker Symbol | PPG | Meeting Date | 20-Apr-2006 | |||||||
| ISIN | Agenda | 932444829 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 CHARLES E. BUNCH | Withheld | Against | ||||||
2 ROBERT RIPP | For | For | ||||||
3 THOMAS J. USHER | For | For | ||||||
4 DAVID R. WHITWAM | For | For | ||||||
02 | Adopt Omnibus Stock Option Plan | Management | For | For | ||||
03 | Ratify Appointment Of Independent Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 65000 | 0 | 11-Apr-2006 | 11-Apr-2006 |
| ING GROEP N.V. | ||||||||||
| Security | 456837103 | Meeting Type | Annual | |||||||
| Ticker Symbol | ING | Meeting Date | 25-Apr-2006 | |||||||
| ISIN | Agenda | 932480685 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 DICK HARRYVAN | For | For | ||||||
2 TOM MCINERNEY | For | For | ||||||
3 HANS VAN DER NOORDAA | For | For | ||||||
4 JACQUES DE VAUCLEROY | For | For | ||||||
5 COR HERKSTROTER | For | For | ||||||
6 KAREL VUURSTEEN | Withheld | Against | ||||||
7 PIET KLAVER | For | For | ||||||
02 | Miscellaneous Corporate Governance | Management | For | For | ||||
3A | Miscellaneous Corporate Governance - Global | Management | For | For | ||||
3B | Dividends | Management | For | For | ||||
4A | Approve Discharge Of Management Board | Management | For | For | ||||
4B | Approve Discharge Of Supervisory Board | Management | For | For | ||||
8 | Miscellaneous Compensation Plans | Management | For | For | ||||
9 | Approve Renumeration Of Directors And Auditors | Management | For | For | ||||
10 | Approve Renumeration Of Directors And Auditors | Management | For | For | ||||
11A | Miscellaneous Shareholder Equity – Global | Management | For | For | ||||
11B | Miscellaneous Shareholder Equity – Global | Management | For | For | ||||
12A | Authorize Directors To Repurchase Shares | Management | For | For | ||||
12B | Authorize Purchase Of Assets | Management | For | For | ||||
12C | Authorize Purchase Of Assets | Management | For | For | ||||
13 | Approve Elimination Of Class Of Preferred Stock | Management | For | For | ||||
14A | Miscellaneous Corporate Governance | Management | For | For | ||||
14B | Miscellaneous Corporate Governance | Management | For | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 85000 | 0 | 10-Apr-2006 | 10-Apr-2006 |
| THE PNC FINANCIAL SERVICES GROUP, IN | ||||||||||
| Security | 693475105 | Meeting Type | Annual | |||||||
| Ticker Symbol | PNC | Meeting Date | 25-Apr-2006 | |||||||
| ISIN | Agenda | 932458892 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 MR. CHELLGREN | For | For | ||||||
2 MR. CLAY | For | For | ||||||
3 MR. COOPER | For | For | ||||||
4 MR. DAVIDSON | For | For | ||||||
5 MS. JAMES | For | For | ||||||
6 MR. KELSON | For | For | ||||||
7 MR. LINDSAY | For | For | ||||||
8 MR. MASSARO | For | For | ||||||
9 MR. O’BRIEN | For | For | ||||||
10 MS. PEPPER | For | For | ||||||
11 MR. ROHR | Withheld | Against | ||||||
12 MS. STEFFES | For | For | ||||||
13 MR. STRIGL | For | For | ||||||
14 MR. THIEKE | For | For | ||||||
15 MR. USHER | For | For | ||||||
16 MR. WALLS | For | For | ||||||
17 MR. WEHMEIER | For | For | ||||||
02 | Adopt Incentive Stock Option Plan | Management | For | For | ||||
03 | Ratify Appointment Of Independent Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 20000 | 0 | 19-Apr-2006 | 19-Apr-2006 |
| WELLS FARGO & COMPANY | ||||||||||
| Security | 949746101 | Meeting Type | Annual | |||||||
| Ticker Symbol | WFC | Meeting Date | 25-Apr-2006 | |||||||
| ISIN | Agenda | 932450618 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 LLOYD H. DEAN | For | For | ||||||
2 SUSAN E. ENGEL | For | For | ||||||
3 ENRIQUE HERNANDEZ, JR. | Withheld | Against | ||||||
4 ROBERT L. JOSS | For | For | ||||||
5 RICHARD M. KOVACEVICH | Withheld | Against | ||||||
6 RICHARD D. MCCORMICK | For | For | ||||||
7 CYNTHIA H. MILLIGAN | Withheld | Against | ||||||
8 NICHOLAS G. MOORE | For | For | ||||||
9 PHILIP J. QUIGLEY | Withheld | Against | ||||||
10 DONALD B. RICE | Withheld | Against | ||||||
11 JUDITH M. RUNSTAD | For | For | ||||||
12 STEPHEN W. SANGER | For | For | ||||||
13 SUSAN G. SWENSON | For | For | ||||||
14 MICHAEL W. WRIGHT | Withheld | Against | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | S/H Proposal – Corporate Governance | Shareholder | For | Against | ||||
04 | S/H Proposal – Separate Chairman/CEO | Shareholder | For | Against | ||||
05 | S/H Proposal – Corporate Governance | Shareholder | Against | For | ||||
06 | Miscellaneous Shareholder Proposal | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 35000 | 0 | 20-Apr-2006 | 20-Apr-2006 |
| BANK OF AMERICA CORPORATION | ||||||||||
| Security | 060505104 | Meeting Type | Annual | |||||||
| Ticker Symbol | BAC | Meeting Date | 26-Apr-2006 | |||||||
| ISIN | Agenda | 932453866 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 WILLIAM BARNET, III | For | For | ||||||
2 FRANK P. BRAMBLE, SR. | For | For | ||||||
3 JOHN T. COLLINS | For | For | ||||||
4 GARY L. COUNTRYMAN | Withheld | Against | ||||||
5 TOMMY R. FRANKS | For | For | ||||||
6 PAUL FULTON | For | For | ||||||
7 CHARLES K. GIFFORD | For | For | ||||||
8 W. STEVEN JONES | For | For | ||||||
9 KENNETH D. LEWIS | Withheld | Against | ||||||
10 MONICA C. LOZANO | For | For | ||||||
11 WALTER E. MASSEY | For | For | ||||||
12 THOMAS J. MAY | For | For | ||||||
13 PATRICIA E. MITCHELL | For | For | ||||||
14 THOMAS M. RYAN | For | For | ||||||
15 O. TEMPLE SLOAN, JR. | For | For | ||||||
16 MEREDITH R. SPANGLER | For | For | ||||||
17 ROBERT L. TILLMAN | For | For | ||||||
18 JACKIE M. WARD | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | Adopt Stock Option Plan | Management | For | For | ||||
04 | S/H Proposal - Political/Government | Shareholder | Against | For | ||||
05 | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||
06 | S/H PROPOSAL - ESTABLISH Independent Chairman | Shareholder | For | Against | ||||
07 | S/H Proposal - Human Rights Related | Shareholder | For | Against |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 100000 | 0 | 21-Apr-2006 | 21-Apr-2006 |
| CHEVRON CORPORATION | ||||||||||
| Security | 166764100 | Meeting Type | Annual | |||||||
| Ticker Symbol | CVX | Meeting Date | 26-Apr-2006 | |||||||
| ISIN | Agenda | 932454399 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 S.H. ARMACOST | For | For | ||||||
2 L.F. DEILY | For | For | ||||||
3 R.E. DENHAM | Withheld | Against | ||||||
4 R.J. EATON | For | For | ||||||
5 S. GINN | For | For | ||||||
6 F.G. JENIFER | For | For | ||||||
7 S. NUNN | For | For | ||||||
8 D.J. O’REILLY | Withheld | Against | ||||||
9 D.B. RICE | For | For | ||||||
10 P.J. ROBERTSON | For | For | ||||||
11 C.R. SHOEMATE | For | For | ||||||
12 R.D. SUGAR | For | For | ||||||
13 C. WARE | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||
04 | S/H Proposal - Environmental | Shareholder | Against | For | ||||
05 | S/H Proposal - Political/Government | Shareholder | Against | For | ||||
06 | S/H Proposal - Animal Rights | Shareholder | Against | For | ||||
07 | S/H Proposal - Human Rights Related | Shareholder | Against | For | ||||
08 | Miscellaneous Shareholder Proposal | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 75000 | 0 | 21-Apr-2006 | 21-Apr-2006 |
| GENERAL ELECTRIC COMPANY | ||||||||||
| Security | 369604103 | Meeting Type | Annual | |||||||
| Ticker Symbol | GE | Meeting Date | 26-Apr-2006 | |||||||
| ISIN | Agenda | 932446241 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
A | Election Of Directors | Management | ||||||
1 JAMES I. CASH, JR. | For | For | ||||||
2 SIR WILLIAM M. CASTELL | For | For | ||||||
3 ANN M. FUDGE | For | For | ||||||
4 CLAUDIO X. GONZALEZ | Withheld | Against | ||||||
5 JEFFREY R. IMMELT | Withheld | Against | ||||||
6 ANDREA JUNG | For | For | ||||||
7 ALAN G. LAFLEY | For | For | ||||||
8 ROBERT W. LANE | For | For | ||||||
9 RALPH S. LARSEN | For | For | ||||||
10 ROCHELLE B. LAZARUS | For | For | ||||||
11 SAM NUNN | For | For | ||||||
12 ROGER S. PENSKE | For | For | ||||||
13 ROBERT J. SWIERINGA | For | For | ||||||
14 DOUGLAS A. WARNER III | For | For | ||||||
15 ROBERT C. WRIGHT | For | For | ||||||
B | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
01 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | ||||
02 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||
03 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||
04 | S/H PROPOSAL - ESTABLISH Independent Chairman | Shareholder | For | Against | ||||
05 | Miscellaneous Shareholder Proposal | Shareholder | For | Against | ||||
06 | S/H Proposal - Environmental | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 100000 | 0 | 21-Apr-2006 | 21-Apr-2006 |
| MARATHON OIL CORPORATION | ||||||||||
| Security | 565849106 | Meeting Type | Annual | |||||||
| Ticker Symbol | MRO | Meeting Date | 26-Apr-2006 | |||||||
| ISIN | Agenda | 932449007 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 CLARENCE P. CAZALOT, JR | For | For | ||||||
2 DAVID A. DABERKO | For | For | ||||||
3 WILLIAM L. DAVIS | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | Declassify Board | Management | For | For | ||||
04 | Amend Articles-Board Related | Management | For | For | ||||
05 | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||
06 | S/H Proposal - Corporate Governance | Shareholder | For | Against |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 45000 | 0 | 20-Apr-2006 | 20-Apr-2006 |
| ALTRIA GROUP, INC. | ||||||||||
| Security | 02209S103 | Meeting Type | Annual | |||||||
| Ticker Symbol | MO | Meeting Date | 27-Apr-2006 | |||||||
| ISIN | Agenda | 932456228 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 ELIZABETH E. BAILEY | For | For | ||||||
2 HAROLD BROWN | For | For | ||||||
3 MATHIS CABIALLAVETTA | For | For | ||||||
4 LOUIS C. CAMILLERI | Withheld | Against | ||||||
5 J. DUDLEY FISHBURN | For | For | ||||||
6 ROBERT E. R. HUNTLEY | For | For | ||||||
7 THOMAS W. JONES | For | For | ||||||
8 GEORGE MUNOZ | For | For | ||||||
9 LUCIO A. NOTO | For | For | ||||||
10 JOHN S. REED | For | For | ||||||
11 STEPHEN M. WOLF | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | S/H PROPOSAL - ESTABLISH Independent Chairman | Shareholder | For | Against | ||||
04 | S/H Proposal - Human Rights Related | Shareholder | Against | For | ||||
05 | S/H Proposal - Human Rights Related | Shareholder | Against | For | ||||
06 | S/H Proposal - Environmental | Shareholder | Against | For | ||||
07 | S/H Proposal - Animal Rights | Shareholder | Against | For | ||||
08 | S/H Proposal - Tobacco | Shareholder | Against | For | ||||
09 | S/H Proposal - Tobacco | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 50000 | 0 | 20-Apr-2006 | 20-Apr-2006 |
| DTE ENERGY COMPANY | ||||||||||
| Security | 233331107 | Meeting Type | Annual | |||||||
| Ticker Symbol | DTE | Meeting Date | 27-Apr-2006 | |||||||
| ISIN | Agenda | 932465051 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 ALFRED R. GLANCY III | For | For | ||||||
2 JOHN E. LOBBIA | For | For | ||||||
3 EUGENE A. MILLER | For | For | ||||||
4 CHARLES W. PRYOR, JR. | For | For | ||||||
5 JOE W. LAYMON | For | For | ||||||
02 | Adopt Incentive Stock Option Plan | Management | For | For | ||||
03 | Ratify Appointment Of Independent Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 55000 | 0 | 20-Apr-2006 | 20-Apr-2006 |
| KIMBERLY-CLARK CORPORATION | ||||||||||
| Security | 494368103 | Meeting Type | Annual | |||||||
| Ticker Symbol | KMB | Meeting Date | 27-Apr-2006 | |||||||
| ISIN | Agenda | 932446532 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 DENNIS R. BERESFORD | For | For | ||||||
2 ABELARDO E. BRU | For | For | ||||||
3 THOMAS J. FALK | Withheld | Against | ||||||
4 MAE C. JEMISON | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | S/H PROPOSAL - DECLASSIFY BOARD | Shareholder | For | Against | ||||
04 | S/H Proposal - Human Rights Related | Shareholder | Against | For | ||||
05 | Miscellaneous Shareholder Proposal | Shareholder | For | Against | ||||
06 | S/H Proposal - Environmental | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 47500 | 0 | 24-Apr-2006 | 24-Apr-2006 |
| ABBOTT LABORATORIES | ||||||||||
| Security | 002824100 | Meeting Type | Annual | |||||||
| Ticker Symbol | ABT | Meeting Date | 28-Apr-2006 | |||||||
| ISIN | Agenda | 932464819 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 R.S. AUSTIN | For | For | ||||||
2 W.M. DALEY | For | For | ||||||
3 W.J. FARRELL | For | For | ||||||
4 H.L. FULLER | For | For | ||||||
5 R.A. GONZALEZ | For | For | ||||||
6 J.M. GREENBERG | For | For | ||||||
7 D.A.L. OWEN | For | For | ||||||
8 B. POWELL JR. | For | For | ||||||
9 W.A. REYNOLDS | For | For | ||||||
10 R.S. ROBERTS | For | For | ||||||
11 W.D. SMITHBURG | For | For | ||||||
12 J.R. WALTER | For | For | ||||||
13 M.D. WHITE | Withheld | Against | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||
04 | S/H Proposal - Political/Government | Shareholder | Against | For | ||||
05 | S/H Proposal - Separate Chairman/CEO | Shareholder | For | Against |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 60000 | 0 | 25-Apr-2006 | 25-Apr-2006 |
| AT&T INC. | ||||||||||
| Security | 00206R102 | Meeting Type | Annual | |||||||
| Ticker Symbol | T | Meeting Date | 28-Apr-2006 | |||||||
| ISIN | Agenda | 932448043 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 WILLIAM F. ALDINGER III | Withheld | Against | ||||||
2 GILBERT F. AMELIO | For | For | ||||||
3 AUGUST A. BUSCH III | For | For | ||||||
4 MARTIN K. EBY, JR. | For | For | ||||||
5 JAMES A. HENDERSON | For | For | ||||||
6 CHARLES F. KNIGHT | For | For | ||||||
7 JON C. MADONNA | For | For | ||||||
8 LYNN M. MARTIN | For | For | ||||||
9 JOHN B. MCCOY | For | For | ||||||
10 MARY S. METZ | For | For | ||||||
11 TONI REMBE | For | For | ||||||
12 S. DONLEY RITCHEY | For | For | ||||||
13 JOYCE M. ROCHE | For | For | ||||||
14 RANDALL L. STEPHENSON | For | For | ||||||
15 LAURA D’ANDREA TYSON | For | For | ||||||
16 PATRICIA P. UPTON | For | For | ||||||
17 EDWARD E. WHITACRE, JR. | Withheld | Against | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | Adopt Incentive Stock Option Plan | Management | For | For | ||||
04 | Approve Authorized Common Stock Increase | Management | For | For | ||||
05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||
06 | Miscellaneous Shareholder Proposal | Shareholder | For | Against | ||||
07 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||
08 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||
09 | Miscellaneous Shareholder Proposal | Shareholder | For | Against | ||||
10 | Miscellaneous Shareholder Proposal | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 175000 | 0 | 25-Apr-2006 | 25-Apr-2006 |
| DOMINION RESOURCES, INC. | ||||||||||
| Security | 25746U109 | Meeting Type | Annual | |||||||
| Ticker Symbol | D | Meeting Date | 28-Apr-2006 | |||||||
| ISIN | Agenda | 932453032 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 PETER W. BROWN | For | For | ||||||
2 RONALD J. CALISE | For | For | ||||||
3 THOS. E. CAPPS | Withheld | Against | ||||||
4 GEORGE A. DAVIDSON, JR. | For | For | ||||||
5 THOMAS F. FARRELL, II | For | For | ||||||
6 JOHN W. HARRIS | For | For | ||||||
7 ROBERT S. JEPSON, JR. | For | For | ||||||
8 MARK J. KINGTON | For | For | ||||||
9 BENJAMIN J. LAMBERT III | For | For | ||||||
10 RICHARD L. LEATHERWOOD | For | For | ||||||
11 MARGARET A. MCKENNA | For | For | ||||||
12 FRANK S. ROYAL | For | For | ||||||
13 S. DALLAS SIMMONS | For | For | ||||||
14 DAVID A. WOLLARD | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||
04 | S/H Proposal - Environmental | Shareholder | Against | For | ||||
05 | S/H Proposal - Limit Compensation | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 30000 | 0 | 25-Apr-2006 | 25-Apr-2006 |
| MERRILL LYNCH & CO., INC. | ||||||||||
| Security | 590188108 | Meeting Type | Annual | |||||||
| Ticker Symbol | MER | Meeting Date | 28-Apr-2006 | |||||||
| ISIN | Agenda | 932447279 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 ALBERTO CRIBIORE | For | For | ||||||
2 AULANA L. PETERS | For | For | ||||||
3 CHARLES O. ROSSOTTI | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | ||||
04 | S/H Proposal - Limit Compensation | Shareholder | Against | For | ||||
05 | S/H Proposal - Establish A Compensation Committee | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 55000 | 0 | 25-Apr-2006 | 25-Apr-2006 |
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||
| Ticker Symbol | BMY | Meeting Date | 02-May-2006 | |||||||
| ISIN | Agenda | 932457206 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 R.E. ALLEN | For | For | ||||||
2 L.B. CAMPBELL | For | For | ||||||
3 V.D. COFFMAN | For | For | ||||||
4 J.M. CORNELIUS | For | For | ||||||
5 P.R. DOLAN | For | For | ||||||
6 L.J. FREEH | For | For | ||||||
7 L.H. GLIMCHER, M.D. | For | For | ||||||
8 L. JOHANSSON | For | For | ||||||
9 J.D. ROBINSON III | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||
04 | S/H Proposal - Adopt Cumulative Voting | Shareholder | For | Against | ||||
05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||
06 | S/H Proposal - Animal Rights | Shareholder | Against | For | ||||
07 | Miscellaneous Shareholder Proposal | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 135000 | 0 | 25-Apr-2006 | 25-Apr-2006 |
| PLUM CREEK TIMBER COMPANY, INC. | ||||||||||
| Security | 729251108 | Meeting Type | Annual | |||||||
| Ticker Symbol | PCL | Meeting Date | 03-May-2006 | |||||||
| ISIN | Agenda | 932451521 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 RICK R. HOLLEY | For | For | ||||||
2 IAN B. DAVIDSON | For | For | ||||||
3 ROBIN JOSEPHS | For | For | ||||||
4 JOHN G. MCDONALD | For | For | ||||||
5 ROBERT B. MCLEOD | For | For | ||||||
6 JOHN H. SCULLY | For | For | ||||||
7 STEPHEN C. TOBIAS | For | For | ||||||
8 CARL B. WEBB | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | S/H Proposal - Corporate Governance | Shareholder | For | Against |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 100000 | 0 | 27-Apr-2006 | 27-Apr-2006 |
| THE ST. PAUL TRAVELERS COMPANIES, IN | ||||||||||
| Security | 792860108 | Meeting Type | Annual | |||||||
| Ticker Symbol | STA | Meeting Date | 03-May-2006 | |||||||
| ISIN | Agenda | 932455810 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 JOHN H. DASBURG | For | For | ||||||
2 LESLIE B. DISHAROON | For | For | ||||||
3 JANET M. DOLAN | For | For | ||||||
4 KENNETH M. DUBERSTEIN | For | For | ||||||
5 JAY S. FISHMAN | Withheld | Against | ||||||
6 LAWRENCE G. GRAEV | For | For | ||||||
7 THOMAS R. HODGSON | For | For | ||||||
8 ROBERT I. LIPP | For | For | ||||||
9 BLYTHE J. MCGARVIE | For | For | ||||||
10 GLEN D. NELSON, MD | For | For | ||||||
11 LAURIE J. THOMSEN | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | S/H PROPOSAL - DECLASSIFY BOARD | Shareholder | For | Against | ||||
04 | S/H Proposal - Political/Government | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 55000 | 0 | 27-Apr-2006 | 27-Apr-2006 |
| UNITED PARCEL SERVICE, INC. | ||||||||||
| Security | 911312106 | Meeting Type | Annual | |||||||
| Ticker Symbol | UPS | Meeting Date | 04-May-2006 | |||||||
| ISIN | Agenda | 932457268 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 JOHN J. BEYSTEHNER | For | For | ||||||
2 MICHAEL J. BURNS | For | For | ||||||
3 D. SCOTT DAVIS | For | For | ||||||
4 STUART E. EIZENSTAT | For | For | ||||||
5 MICHAEL L. ESKEW | Withheld | Against | ||||||
6 JAMES P. KELLY | Withheld | Against | ||||||
7 ANN M. LIVERMORE | For | For | ||||||
8 GARY E. MACDOUGAL | For | For | ||||||
9 VICTOR A. PELSON | For | For | ||||||
10 JOHN W. THOMPSON | For | For | ||||||
11 CAROL B. TOME | For | For | ||||||
12 BEN VERWAAYEN | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 25000 | 0 | 27-Apr-2006 | 27-Apr-2006 |
| VERIZON COMMUNICATIONS INC. | ||||||||||
| Security | 92343V104 | Meeting Type | Annual | |||||||
| Ticker Symbol | VZ | Meeting Date | 04-May-2006 | |||||||
| ISIN | Agenda | 932454313 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 J.R. BARKER | For | For | ||||||
2 R.L. CARRION | Withheld | Against | ||||||
3 R.W. LANE | For | For | ||||||
4 S.O. MOOSE | For | For | ||||||
5 J. NEUBAUER | For | For | ||||||
6 D.T. NICOLAISEN | For | For | ||||||
7 T.H. O’BRIEN | For | For | ||||||
8 C. OTIS, JR. | For | For | ||||||
9 H.B. PRICE | For | For | ||||||
10 I.G. SEIDENBERG | Withheld | Against | ||||||
11 W.V. SHIPLEY | For | For | ||||||
12 J.R. STAFFORD | For | For | ||||||
13 R.D. STOREY | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | S/H Proposal - Adopt Cumulative Voting | Shareholder | For | Against | ||||
04 | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||
05 | S/H Proposal - Board Composition | Shareholder | For | Against | ||||
06 | S/H Proposal - Board Composition | Shareholder | Against | For | ||||
07 | S/H Proposal - Separate Chairman/CEO | Shareholder | For | Against | ||||
08 | S/H Proposal - Override Csa Vote Restrictions | Shareholder | Against | For | ||||
09 | S/H Proposal - Political/Government | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 80000 | 0 | 27-Apr-2006 | 27-Apr-2006 |
| WASTE MANAGEMENT, INC. | ||||||||||
| Security | 94106L109 | Meeting Type | Annual | |||||||
| Ticker Symbol | WMI | Meeting Date | 05-May-2006 | |||||||
| ISIN | Agenda | 932467207 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 PASTORA S.J. CAFFERTY | For | For | ||||||
2 FRANK M. CLARK, JR. | For | For | ||||||
3 THOMAS I. MORGAN | For | For | ||||||
4 JOHN C. POPE | For | For | ||||||
5 W. ROBERT REUM | For | For | ||||||
6 STEVEN G. ROTHMEIER | For | For | ||||||
7 DAVID P. STEINER | For | For | ||||||
8 THOMAS H. WEIDEMEYER | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | ADOPT STOCK PURCHASE PLAN | Management | For | For | ||||
04 | S/H Proposal - Corporate Governance | Shareholder | For | Against |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 90000 | 0 | 26-Apr-2006 | 26-Apr-2006 |
| MASCO CORPORATION | ||||||||||
| Security | 574599106 | Meeting Type | Annual | |||||||
| Ticker Symbol | MAS | Meeting Date | 09-May-2006 | |||||||
| ISIN | Agenda | 932482552 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 THOMAS G. DENOMME | For | For | ||||||
2 RICHARD A. MANOOGIAN | For | For | ||||||
3 MARY ANN VAN LOKEREN | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 55000 | 0 | 04-May-2006 | 04-May-2006 |
| NEWELL RUBBERMAID INC. | ||||||||||
| Security | 651229106 | Meeting Type | Annual | |||||||
| Ticker Symbol | NWL | Meeting Date | 09-May-2006 | |||||||
| ISIN | Agenda | 932474416 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 THOMAS E. CLARKE | For | For | ||||||
2 E. CUTHBERT MILLETT | For | For | ||||||
3 STEVEN J. STROBEL | For | For | ||||||
02 | Amend Incentive Stock Option Plan | Management | For | For | ||||
03 | ADOPT STOCK PURCHASE PLAN | Management | For | For | ||||
04 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
05 | S/H Proposal - Redeem Poison Pill | Shareholder | For | Against | ||||
06 | S/H PROPOSAL - DECLASSIFY BOARD | Shareholder | For | Against |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 106500 | 0 | 04-May-2006 | 04-May-2006 |
| CONOCOPHILLIPS | ||||||||||
| Security | 20825C104 | Meeting Type | Annual | |||||||
| Ticker Symbol | COP | Meeting Date | 10-May-2006 | |||||||
| ISIN | Agenda | 932476383 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 RICHARD L. ARMITAGE | For | For | ||||||
2 RICHARD H. AUCHINLECK | For | For | ||||||
3 HARALD J. NORVIK | For | For | ||||||
4 WILLIAM K. REILLY | For | For | ||||||
5 VICTORIA J. TSCHINKEL | For | For | ||||||
6 KATHRYN C. TURNER | Withheld | Against | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | S/H Proposal - Environmental | Shareholder | ||||||
04 | S/H Proposal - Corporate Governance | Shareholder | Against | For | ||||
05 | S/H Proposal - Put Golden Parachute To Shareholder Vote | Shareholder | Against | For | ||||
06 | S/H Proposal - Environmental | Shareholder | Against | For | ||||
07 | S/H Proposal - Executive Compensation | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 35000 | 0 | 05-May-2006 | 05-May-2006 |
| PROGRESS ENERGY, INC. | ||||||||||
| Security | 743263105 | Meeting Type | Annual | |||||||
| Ticker Symbol | PGN | Meeting Date | 10-May-2006 | |||||||
| ISIN | Agenda | 932463196 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 W. FREDERICK* | For | For | ||||||
2 W. JONES* | For | For | ||||||
3 T. STONE* | For | For | ||||||
4 E. BORDEN** | For | For | ||||||
5 J. BOSTIC** | For | For | ||||||
6 D. BURNER** | Withheld | Against | ||||||
7 R. DAUGHERTY** | For | For | ||||||
8 H. DELOACH*** | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | Declassify Board | Management | For | For | ||||
04 | Classify Board | Management | For | For | ||||
05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 50000 | 0 | 05-May-2006 | 05-May-2006 |
| REGAL ENTERTAINMENT GROUP | ||||||||||
| Security | 758766109 | Meeting Type | Annual | |||||||
| Ticker Symbol | RGC | Meeting Date | 10-May-2006 | |||||||
| ISIN | Agenda | 932498151 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 MICHAEL L. CAMPBELL | For | For | ||||||
2 ALEX YEMENIDJIAN | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 115000 | 0 | 05-May-2006 | 05-May-2006 |
| NUCOR CORPORATION | ||||||||||
| Security | 670346105 | Meeting Type | Annual | |||||||
| Ticker Symbol | NUE | Meeting Date | 11-May-2006 | |||||||
| ISIN | Agenda | 932467978 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 CLAYTON C. DALEY, JR. | For | For | ||||||
2 HARVEY B. GANTT | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | Approve Authorized Common Stock Increase | Management | For | For | ||||
04 | S/H Proposal - Corporate Governance | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 30000 | 0 | 08-May-2006 | 08-May-2006 |
| TOTAL S.A. | ||||||||||
| Security | 89151E109 | Meeting Type | Annual | |||||||
| Ticker Symbol | TOT | Meeting Date | 12-May-2006 | |||||||
| ISIN | Agenda | 932506249 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Approve Financial Statements | Management | For | |||||
02 | Approve Financial Statements | Management | For | |||||
03 | Dividends | Management | For | |||||
04 | Elect Supervisory Board Member | Management | For | |||||
05 | Approve Article Amendments | Management | For | |||||
06 | Approve Previous Board’s Actions | Management | For | |||||
07 | Election Of Directors | Management | ||||||
1 ANNE LAUVERGEON | For | |||||||
2 DANIEL BOUTON | For | |||||||
3 BERTRAND COLLOMB | For | |||||||
4 A JEANCOURT-GALIGNANI | For | |||||||
5 MICHEL PEBEREAU | For | |||||||
6 PIERRE VAILLAUD | For | |||||||
7 CHRISTOPHE DE MARGERIE | For | |||||||
14 | Elect Supervisory Board Member | Management | For | |||||
15 | Approve Reverse Stock Split | Management | For | |||||
16 | Approve Article Amendments | Management | For | |||||
RA | Miscellaneous Corporate Governance | Management | For | |||||
RB | Miscellaneous Corporate Governance | Management | Against |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 25000 | 0 | 08-May-2006 | 08-May-2006 |
| FIRSTENERGY CORP. | ||||||||||
| Security | 337932107 | Meeting Type | Annual | |||||||
| Ticker Symbol | FE | Meeting Date | 16-May-2006 | |||||||
| ISIN | Agenda | 932474656 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 ANTHONY J. ALEXANDER | For | For | ||||||
2 DR. CAROL A. CARTWRIGHT | For | For | ||||||
3 WILLIAM T. COTTLE | For | For | ||||||
4 ROBERT B. HEISLER, JR. | For | For | ||||||
5 RUSSELL W. MAIER | For | For | ||||||
6 GEORGE M. SMART | For | For | ||||||
7 WES M. TAYLOR | For | For | ||||||
8 JESSE T. WILLIAMS, SR. | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||
04 | S/H Proposal - Put Golden Parachute To Shareholder Vote | Shareholder | For | Against |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 50000 | 0 | 09-May-2006 | 09-May-2006 |
| ROYAL DUTCH SHELL PLC | ||||||||||
| Security | 780259107 | Meeting Type | Annual | |||||||
| Ticker Symbol | RDSB | Meeting Date | 16-May-2006 | |||||||
| ISIN | Agenda | 932491804 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Approve Financial Statements | Management | For | For | ||||
02 | Approve Renumeration Of Directors And Auditors | Management | For | For | ||||
03 | Election Of Directors | Management | ||||||
1 JORMA OLLILA# | For | For | ||||||
2 NICK LAND# | For | For | ||||||
3 LORD KERR# U + | For | For | ||||||
4 JEROEN VAN DER VEER | For | For | ||||||
5 ROB ROUTS | For | For | ||||||
6 WIM KOK# N | For | For | ||||||
09 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
10 | Approve Renumeration Of Directors And Auditors | Management | For | For | ||||
11 | Allot Securities | Management | For | For | ||||
12 | Authorize Co To Carry Out Rights Issues/Ltd Issuances W/O Preemptive Rights | Management | For | For | ||||
13 | Authorize Directors To Repurchase Shares | Management | For | For | ||||
14 | Miscellaneous Corporate Actions | Management | For | For | ||||
15 | Miscellaneous Shareholder Proposal | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 51719 | 0 | 04-May-2006 | 04-May-2006 |
| THE ALLSTATE CORPORATION | ||||||||||
| Security | 020002101 | Meeting Type | Annual | |||||||
| Ticker Symbol | ALL | Meeting Date | 16-May-2006 | |||||||
| ISIN | Agenda | 932460277 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 F. DUANE ACKERMAN | For | For | ||||||
2 JAMES G. ANDRESS | For | For | ||||||
3 W. JAMES FARRELL | For | For | ||||||
4 JACK M. GREENBERG | For | For | ||||||
5 RONALD T. LEMAY | For | For | ||||||
6 EDWARD M. LIDDY | Withheld | Against | ||||||
7 J. CHRISTOPHER REYES | For | For | ||||||
8 H. JOHN RILEY, JR. | For | For | ||||||
9 JOSHUA I. SMITH | For | For | ||||||
10 JUDITH A. SPRIESER | For | For | ||||||
11 MARY ALICE TAYLOR | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | Adopt Incentive Stock Option Plan | Management | For | For | ||||
04 | Approve Stock Compensation Plan | Management | For | For | ||||
05 | S/H Proposal - Corporate Governance | Shareholder | For | Against | ||||
06 | S/H Proposal - Corporate Governance | Shareholder | Against | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 47500 | 0 | 09-May-2006 | 09-May-2006 |
| GLAXOSMITHKLINE PLC | ||||||||||
| Security | 37733W105 | Meeting Type | Annual | |||||||
| Ticker Symbol | GSK | Meeting Date | 17-May-2006 | |||||||
| ISIN | Agenda | 932456836 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
O1 | Receive Directors’ Report | Management | For | For | ||||||
O2 | Approve Renumeration Of Directors And Auditors | Management | For | For | ||||||
O3 | Miscellaneous Corporate Governance | Management | For | For | ||||||
O4 | Miscellaneous Corporate Governance | Management | For | For | ||||||
O5 | Miscellaneous Corporate Governance | Management | For | For | ||||||
O6 | Miscellaneous Corporate Governance | Management | For | For | ||||||
O7 | Miscellaneous Corporate Governance | Management | For | For | ||||||
O8 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||||
O9 | Approve Renumeration Of Directors And Auditors | Management | For | For | ||||||
S10 | Miscellaneous Shareholder Equity - Global | Management | For | For | ||||||
S11 | Allot Securities | Management | For | For | ||||||
S12 | Eliminate Preemptive Rights | Management | For | For | ||||||
S13 | Authorize Directors To Repurchase Shares | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 50000 | 0 | 08-May-2006 | 08-May-2006 |
| SEAGATE TECHNOLOGY | ||||||||||
| Security | G7945J104 | Meeting Type | Special | |||||||
| Ticker Symbol | STX | Meeting Date | 17-May-2006 | |||||||
| ISIN | Agenda | 932498884 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||
01 | Approve Merger Agreement | Management | For | For | ||||||
02 | Approve Motion To Adjourn Meeting | Management | For | For | ||||||
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 90000 | 0 | 12-May-2006 | 12-May-2006 |
| HSBC HOLDINGS PLC | ||||||||||
| Security | 404280406 | Meeting Type | Annual | |||||||
| Ticker Symbol | HBC | Meeting Date | 26-May-2006 | |||||||
| ISIN | Agenda | 932477917 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Receive Directors’ Report | Management | For | For | ||||
02 | Approve Renumeration Of Directors And Auditors | Management | For | For | ||||
03 | Election Of Directors | Management | ||||||
1 THE BARONESS DUNN | For | For | ||||||
2 M F GEOGHEGAN | For | For | ||||||
3 S K GREEN | Withheld | Against | ||||||
4 SIR MARK MOODY-STUART | For | For | ||||||
5 S M ROBERTSON | Withheld | Against | ||||||
6 H SOHMEN | For | For | ||||||
7 SIR BRIAN WILLIAMSON | For | For | ||||||
04 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
05 | Allot Securities | Management | For | For | ||||
06 | Eliminate Preemptive Rights | Management | For | For | ||||
07 | Authorize Directors To Repurchase Shares | Management | For | For | ||||
08 | Director Fees | Management | For | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 42500 | 0 | 15-May-2006 | 15-May-2006 |
| PHELPS DODGE CORPORATION | ||||||||||
| Security | 717265102 | Meeting Type | Annual | |||||||
| Ticker Symbol | PD | Meeting Date | 26-May-2006 | |||||||
| ISIN | Agenda | 932492589 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 C. KRULAK | For | For | ||||||
2 D. MCCOY | For | For | ||||||
3 W. POST | For | For | ||||||
4 M. RICHENHAGEN | For | For | ||||||
5 J. THOMPSON | For | For | ||||||
02 | Adopt Director Stock Option Plan | Management | For | For | ||||
03 | Ratify Appointment Of Independent Auditors | Management | For | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 50000 | 0 | 23-May-2006 | 23-May-2006 |
| BCE INC. | ||||||||||
| Security | 05534B109 | Meeting Type | Special | |||||||
| Ticker Symbol | BCE | Meeting Date | 07-Jun-2006 | |||||||
| ISIN | Agenda | 932513179 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 A. BIRARD | For | For | ||||||
2 R.A. BRENNEMAN | For | For | ||||||
3 R.J. CURRIE | For | For | ||||||
4 A.S. FELL | For | For | ||||||
5 D. SOBLE KAUFMAN | For | For | ||||||
6 B.M. LEVITT | For | For | ||||||
7 E.C. LUMLEY | For | For | ||||||
8 J. MAXWELL | For | For | ||||||
9 J.H. MCARTHUR | For | For | ||||||
10 T.C. O’NEILL | For | For | ||||||
11 J.A. PATTISON | For | For | ||||||
12 R.C. POZEN | For | For | ||||||
13 M.J. SABIA | For | For | ||||||
14 P.M. TELLIER | For | For | ||||||
15 V.L. YOUNG | For | For | ||||||
02 | Appoint Auditors | Management | For | For | ||||
03 | Corporate Actions | Management | For | For | ||||
04 | Corporate Actions | Management | Against | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 70000 | 0 | 26-May-2006 | 26-May-2006 |
| NEW YORK COMMUNITY BANCORP, INC. | ||||||
| Security | 649445103 | Meeting Type | Annual | |||
| Ticker Symbol | NYB | Meeting Date | 07-Jun-2006 | |||
| ISIN | Agenda | 932533640 - Management | ||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 MAUREEN E. CLANCY | For | For | ||||||
2 ROBERT S. FARRELL | For | For | ||||||
3 JOSEPH R. FICALORA | For | For | ||||||
4 MICHAEL F. MANZULLI | For | For | ||||||
5 JAMES J. O’DONOVAN | For | For | ||||||
02 | Ratify Appointment Of Independent Auditors | Management | For | For | ||||
03 | Approve Cash/Stock Bonus Plan | Management | For | For | ||||
04 | Adopt Incentive Stock Option Plan | Management | For | For | ||||
05 | S/H PROPOSAL - DECLASSIFY BOARD | Shareholder | For | Against |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 150000 | 0 | 26-May-2006 | 26-May-2006 |
| AEW REAL ESTATE INCOME FUND | ||||||
| Security | 00104H107 | Meeting Type | Annual | |||
| Ticker Symbol | RIF | Meeting Date | 14-Jun-2006 | |||
| ISIN | Agenda | 932513080 - Management | ||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 MR GRAHAM T ALLISON, JR | For | For | ||||||
2 MR. ROBERT BLANDING | For | For | ||||||
3 MR. PAUL CHENAULT | For | For | ||||||
4 MR. RICHARD DARMAN | For | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 5000 | 0 | 08-May-2006 | 08-May-2006 |
| SCUDDER INVESTMENTS | ||||||||||
| Security | 23338X102 | Meeting Type | Annual | |||||||
| Ticker Symbol | SRO | Meeting Date | 28-Jun-2006 | |||||||
| ISIN | Agenda | 932549984 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||
01 | Election Of Directors | Management | ||||||
1 REBECCA W. RIMEL | For | For | ||||||
2 PHILIP SAUNDERS, JR. | For | For | ||||||
3 WILLIAM N. SEARCY, JR. | For | For |
Account Number | Custodian | Ballot Shares | Shares On Loan | Vote Date | Date Confirmed | |||||
000260219 | 93I | 7000 | 0 | 26-Jun-2006 | 26-Jun-2006 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| TS&W/Claymore Tax-Advantaged Balanced Fund | ||
| By: | /s/ Nicholas Dalmaso | |
Name: | Nicholas Dalmaso | |
Title: | Chief Legal and Executive Officer | |
Date: July 21, 2006