UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21603
SPECIAL VALUE OPPORTUNITIES FUND, LLC
(Exact Name of Registrant as Specified in Charter)
2951 28TH STREET, SUITE 1000
SANTA MONICA, CALIFORNIA 90405
(Address of Principal Executive Offices) (Zip Code)
ELIZABETH GREENWOOD, SECRETARY
SPECIAL VALUE OPPORTUNITIES FUND, LLC
2951 28TH STREET, SUITE 1000
SANTA MONICA, CALIFORNIA 90405
(Name and Address of Agent for Service)
Registrant's telephone number, including area code: (310) 566-1000
Copies to:
RICHARD T. PRINS, ESQ.
SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP
FOUR TIMES SQUARE
NEW YORK, NEW YORK 10036
Date of fiscal year end: DECEMBER 31
Date of reporting period: JULY 1, 2013 - JUNE 30, 2014
ITEM 1. | PROXY VOTING RECORD. |
Issuer Name: Hawaiian Telecom Holdco, Inc
Ticker: HCOM
CUSIP: 420031-106
Meeting Date: May 6, 2014 Meeting Type: Annual
Mgmt | Vote | |||
Proposal | Proposed By | Rec | Cast | |
1 | Elect the following seven directors for a year term: | |||
Richard A. Jalkut | Issuer | For | For | |
Kurt M. Cellar | Issuer | For | For | |
Walter A. Dods, Jr. | Issuer | For | For | |
Warren H. Haruki | Issuer | For | For | |
Steven C. Oldham | Issuer | For | For | |
Bernard R. Phillips III | Issuer | For | For | |
Eric K. Yeaman | Issuer | For | For | |
2 | To adopt, on a non-biding advisory basis, a resolution approving the compensation of our named executive officers as described in the proxy statement: | |||
Issuer | For | For | ||
3 | To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2014: | |||
Issuer | For | For |
Issuer Name: Dialogic, Inc.
Ticker: DLGC
CUSIP: 25250T2096
Meeting Date: June 27, 2014 Meeting Type: Annual
Mgmt | Vote | |||
Proposal | Proposed By | Rec | Cast | |
1 | Elect the following directors for a year term: | |||
Nick DeRoma | Issuer | For | For | |
Rajneesh Vig | Issuer | For | For | |
2 | Ratification of the Audit Commitees’s selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending 12/31/2014 | Issuer | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Special Value Opportunities Fund, LLC
By: /s/ Elizabeth Greenwood
Name: Elizabeth Greenwood
Title: Chief Compliance Officer
Date: August 25, 2014