COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERON PHARMA INC CMN | COM | 00434H108 | 7,347 | 173,124 | SH | | DFND | 1,2 | 173,124 | 0 | 0 |
ACORDA THERAPEUTICS INC CMN | COM | 00484M106 | 4,290 | 200,000 | SH | Put | DFND | 1,2 | 200,000 | 0 | 0 |
AIMMUNE THERAPEUTICS, INC. CMN | COM | 00900T107 | 21,692 | 573,550 | SH | | DFND | 1,2 | 573,550 | 0 | 0 |
AMARIN CORPORATION PLC SPONSORED ADR CMN | SPONS ADR NEW | 023111206 | 4,238 | 1,056,825 | SH | | DFND | 1,2 | 1,056,825 | 0 | 0 |
ARENA PHARMACEUTICALS, INC. CMN | COM NEW | 040047607 | 39,987 | 1,177,119 | SH | | DFND | 1,2 | 1,177,119 | 0 | 0 |
BIOCRYST PHARMACEUTICALS INC CMN | COM | 09058V103 | 23,332 | 4,751,883 | SH | | DFND | 1,2 | 4,751,883 | 0 | 0 |
CATALYST PHARMACEUTICAL INC.CMN | COM | 14888U101 | 14,926 | 3,817,288 | SH | | DFND | 1,2 | 3,817,288 | 0 | 0 |
CONCERT PHARMACEUTICALS INC CMN | COM | 206022105 | 17,319 | 669,472 | SH | | DFND | 1,2 | 669,472 | 0 | 0 |
CORBUS PHARMACEUTICALS HOLDINGS, INC. CMN | COM | 21833P103 | 4,260 | 600,000 | SH | | DFND | 1,2 | 600,000 | 0 | 0 |
DBV TECHNOLOGIES SA SPONSORED ADR CMN | SPONSORED ADR | 23306J101 | 7,703 | 313,140 | SH | | DFND | 1,2 | 313,140 | 0 | 0 |
DERMIRA INC CMN | COM | 24983L104 | 1,214 | 43,637 | SH | | DFND | 1,2 | 43,637 | 0 | 0 |
GW PHARMACEUTICALS PLC ADR CMN | ADS | 36197T103 | 9,901 | 75,000 | SH | | DFND | 1,2 | 75,000 | 0 | 0 |
GLOBAL BLOOD THERAPEUTICS, INC. CMN | COM | 37890U108 | 31,606 | 803,205 | SH | | DFND | 1,2 | 803,205 | 0 | 0 |
GLOBAL BLOOD THERAPEUTICS, INC. CMN | COM | 37890U108 | 7,870 | 200,000 | SH | Call | DFND | 1,2 | 200,000 | 0 | 0 |
INCYTE CORPORATION CMN | COM | 45337C102 | 6,660 | 70,323 | SH | | DFND | 1,2 | 70,323 | 0 | 0 |
IOVANCE BIOTHERAPEUTICS, INC. CMN | COM | 462260100 | 16,000 | 2,000,000 | SH | | DFND | 1,2 | 2,000,000 | 0 | 0 |
JOUNCE THERAPEUTICS INC CMN | COM | 481116101 | 3,732 | 292,673 | SH | | DFND | 1,2 | 292,673 | 0 | 0 |
KADMON HOLDINGS INC CMN | COM | 48283N106 | 3,042 | 840,303 | SH | | DFND | 1,2 | 840,303 | 0 | 0 |
KURA ONCOLOGY, INC. CMN | COM | 50127T109 | 33,618 | 2,197,283 | SH | | DFND | 1,2 | 2,197,283 | 0 | 0 |
NEUROCRINE BIOSCIENCES INC CMN | COM | 64125C109 | 31,036 | 400,000 | SH | | DFND | 1,2 | 400,000 | 0 | 0 |
NEWLINK GENETICS CORPORATION CMN | COM | 651511107 | 16,115 | 1,987,099 | SH | | DFND | 1,2 | 1,987,099 | 0 | 0 |
PTC THERAPEUTICS, INC. CMN | COM | 69366J200 | 18,111 | 1,085,800 | SH | | DFND | 1,2 | 1,085,800 | 0 | 0 |
REVANCE THERAPEUTICS INC CMN | COM | 761330109 | 10,725 | 300,000 | SH | | DFND | 1,2 | 300,000 | 0 | 0 |
RIGEL PHARMACEUTICALS INC CMN | COM NEW | 766559603 | 30,608 | 7,888,581 | SH | | DFND | 1,2 | 7,888,581 | 0 | 0 |
SAGE THERAPEUTICS, INC CMN | COM | 78667J108 | 32,942 | 200,000 | SH | | DFND | 1,2 | 200,000 | 0 | 0 |
SAVARA INC CMN | COM | 805111101 | 12,903 | 869,500 | SH | | DFND | 1,2 | 869,500 | 0 | 0 |
SPARK THERAPEUTICS INC CMN | COM | 84652J103 | 21,128 | 410,900 | SH | | DFND | 1,2 | 410,900 | 0 | 0 |
STREAMLINE HEALTH SOLUTNS, INC CMN | COM | 86323X106 | 220 | 130,137 | SH | | DFND | 1,2 | 130,137 | 0 | 0 |
VANDA PHARMACEUTICALS INC. CMN | COM | 921659108 | 12,122 | 797,531 | SH | | DFND | 1,2 | 797,531 | 0 | 0 |
ZOGENIX INC CMN | COM NEW | 98978L204 | 44,909 | 1,121,331 | SH | | DFND | 1,2 | 1,121,331 | 0 | 0 |
AXOVANT SCIENCES LTD CMN | COM | G0750W104 | 15,020 | 2,850,000 | SH | | DFND | 1,2 | 2,850,000 | 0 | 0 |
BIOHAVEN PHARMACEUTICAL HOLDING CO LTD. CMN | COM | G11196105 | 13,495 | 500,192 | SH | | DFND | 1,2 | 500,192 | 0 | 0 |
MYOVANT SCIENCES LTD CMN | COM | G637AM102 | 2,029 | 160,530 | SH | | DFND | 1,2 | 160,530 | 0 | 0 |
NOVOCURE, LTD. CMN | ORD SHS | G6674U108 | 17,762 | 879,286 | SH | | DFND | 1,2 | 879,286 | 0 | 0 |
FOAMIX PHARMACEUTICALS LIMITED CMN | SHS | M46135105 | 28,738 | 4,781,708 | SH | | DFND | 1,2 | 4,781,708 | 0 | 0 |
WAVE LIFE SCIENCES PTE LTD CMN | SHS | Y95308105 | 11,621 | 331,085 | SH | | DFND | 1,2 | 331,085 | 0 | 0 |
CIDARA THERAPEUTICS, INC. | COM | 171757107 | 5,440 | 800,000 | SH | | DFND | 1,2 | 800,000 | 0 | 0 |
SELECTA BIOSCIENCES, INC. | COM | 816212104 | 1,745 | 177,900 | SH | | DFND | 1,2 | 177,900 | 0 | 0 |
CONNECTURE INC | COM | 20786J106 | 660 | 4,127,232 | SH | | DFND | 1,2 | 4,127,232 | 0 | 0 |