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SC 13D/A Filing
Battalion Oil (BATL) SC 13D/AHalcon Resources Corp
Filed: 8 Aug 19, 4:49pm
SECURITIES AND EXCHANGE COMMISSION | |
Washington, D.C. 20549 | |
SCHEDULE 13D | |
Under the Securities Exchange Act of 1934 | |
(Amendment No. 4)* | |
Halcón Resources Corporation | |
(Name of Issuer) | |
Common Stock, par value $0.0001 per share | |
(Title of Class of Securities) | |
40537Q605 | |
(CUSIP Number) | |
Brian Meyer | |
Fir Tree Capital Management LP | |
55 West 46th Street, 29th Floor | |
New York, NY 10036 | |
(212) 599-0090 | |
Copies to: Mark Cognetti, Esq. | |
Michael Brandt, Esq. | |
Willkie Farr & Gallagher LLP | |
787 Seventh Avenue | |
New York, NY 10019-6099 | |
(Name, Address and Telephone Number of Person | |
Authorized to Receive Notices and Communications) | |
August 5, 2019 | |
(Date of Event Which Requires Filing of This Statement) |
CUSIP No. 40537Q605 | Page 2 of 4 Pages |
1 | NAME OF REPORTING PERSON Fir Tree Capital Management LP | |||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☐ (b) ☐ | ||
3 | SEC USE ONLY | |||
4 | SOURCE OF FUNDS AF | |||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) | ☐ | ||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER -0- | ||
8 | SHARED VOTING POWER 3,382,582 shares of Common Stock | |||
9 | SOLE DISPOSITIVE POWER -0- | |||
10 | SHARED DISPOSITIVE POWER 3,382,582 shares of Common Stock | |||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 3,382,582 shares of Common Stock | |||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | ||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.06% | |||
14 | TYPE OF REPORTING PERSON IA, PN |
Item 5. | INTEREST IN SECURITIES OF THE ISSUER Item 5(a)-(e) of this Schedule 13D is hereby amended and restated to read as follows: | ||||
(a) | See rows (11) and (13) of the cover page to this Schedule 13D for the aggregate number of shares of Common Stock and percentages of the shares of Common Stock beneficially owned by the Reporting Person. As of 4:00 p.m., Eastern time, on August 8, 2019, the Reporting Person beneficially owned 3,382,582 shares of Common Stock, representing approximately 2.06% of the outstanding shares of Common Stock. The percentages used in this Schedule 13D are calculated based upon 164,256,015 shares of Common Stock issued and outstanding as of May 6, 2019, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2019, filed with the Securities and Exchange Commission on May 9, 2019. | ||||
(b) | See rows (7) through (10) of the cover page to this Schedule 13D for the number of shares of Common Stock as to which the Reporting Person has the sole or shared power to vote or direct the vote and sole or shared power to dispose or to direct the disposition. | ||||
(c) | The following table sets forth all transactions with respect to the Common Stock effected by the Reporting Person during the past sixty (60) days, inclusive of any transactions effected through 4:00 p.m., Eastern time, on August 8, 2019. All such transactions were sales of Common Stock effected in the open market, and the table in the per share prices column includes the commissions paid in connection with such sales. | ||||
(d) | No person other than the Reporting Person and the Fir Tree Funds is known to have the right to receive, or the power to direct the receipt of dividends from, or proceeds from the sale of, the shares of Common Stock held by the Fir Tree Funds. | ||||
Transaction Date | Purchase or Sale | Quantity | Price per Share (including commissions) | How effected | |
8/5/2019 | Sale | 1,112,700 | $0.1542 | Open Market | |
8/6/2019 | Sale | 74,660 | $0.1493 | Open Market | |
8/6/2019 | Sale | 2,089,794 | $0.1414 | Open Market | |
8/7/2019 | Sale | 255,616 | $0.1006 | Open Market | |
8/7/2019 | Sale | 1,200,000 | $0.1100 | Open Market | |
8/8/2019 | Sale | 274,815 | $0.1053 | Open Market | |
(e) | The Reporting Person ceased to be the beneficial owner of 5% or more of the Issuer’s Common Stock on August 5, 2019. |
Dated: August 8, 2019 | FIR TREE CAPITAL MANAGEMENT LP By: /s/ Brian Meyer Name: Brian Meyer Title: General Counsel |