Investment Company Act File No. 811-21549
W. Scott Jardine
First Trust Portfolios L.P.
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
Item 1. Proxy Voting Record
NEW JERSEY RESOURCES CORPORATION | | | | | | | | |
Ticker: NJR | | | | | | | | |
Primary CUSIP: 646025106 | | | | | | | | |
Meeting Date: 20-Jan-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director M. William Howard, Jr. | | Management | | For | | Yes | | No |
Elect Director Donald L. Correll | | Management | | For | | Yes | | No |
Elect Director James H. DeGraffenreidt, Jr. | | Management | | For | | Yes | | No |
Elect Director M. Susan Hardwick | | Management | | For | | Yes | | No |
Elect Director George R. Zoffinger | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | Yes | | No |
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ATMOS ENERGY CORPORATION | | | | | | | | |
Ticker: ATO | | | | | | | | |
Primary CUSIP: 049560105 | | | | | | | | |
Meeting Date: 03-Feb-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director J. Kevin Akers | | Management | | For | | Yes | | No |
Elect Director Robert W. Best | | Management | | For | | Yes | | No |
Elect Director Kim R. Cocklin | | Management | | For | | Yes | | No |
Elect Director Kelly H. Compton | | Management | | For | | Yes | | No |
Elect Director Sean Donohue | | Management | | For | | Yes | | No |
Elect Director Rafael G. Garza | | Management | | For | | Yes | | No |
Elect Director Richard K. Gordon | | Management | | For | | Yes | | No |
Elect Director Robert C. Grable | | Management | | For | | Yes | | No |
Elect Director Nancy K. Quinn | | Management | | For | | Yes | | No |
Elect Director Richard A. Sampson | | Management | | For | | Yes | | No |
Elect Director Stephen R. Springer | | Management | | For | | Yes | | No |
Elect Director Diana J. Walters | | Management | | For | | Yes | | No |
Elect Director Richard Ware, II | | Management | | For | | Yes | | No |
Elect Director Frank Yoho | | Management | | For | | Yes | | No |
Amend Omnibus Stock Plan | | Management | | For | | Yes | | No |
Ratify Ernst & Young LLP as Auditors | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
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EDP RENOVAVEIS SA | | | | | | | | |
Ticker: EDPR | | | | | | | | |
Primary CUSIP: E3847K101 | | | | | | | | |
Meeting Date: 22-Feb-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Ratify Appointment of and Elect Miguel Stilwell de Andrade as Director | | Management | | For | | Yes | | No |
Ratify Appointment of and Elect Ana Paula Garrido Pina Marques as Director | | Management | | For | | Yes | | No |
Ratify Appointment of and Elect Joan Avalyn Dempsey as Director | | Management | | For | | Yes | | No |
Dismiss Antonio Luis Guerra Nunes Mexia as Director | | Management | | For | | Yes | | No |
Dismiss Joao Manuel Manso Neto as Director | | Management | | For | | Yes | | No |
Fix Number of Directors at 12 | | Management | | For | | Yes | | No |
Amend Articles Re: General Meetings | | Management | | For | | Yes | | No |
Authorize Board to Ratify and Execute Approved Resolutions | | Management | | For | | Yes | | No |
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TC PIPELINES, LP | | | | | | | | |
Ticker: TCP | | | | | | | | |
Primary CUSIP: 87233Q108 | | | | | | | | |
Meeting Date: 26-Feb-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Approve Merger Agreement | | Management | | Against | | Yes | | Yes |
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EDP RENOVAVEIS SA | | | | | | | | |
Ticker: EDPR | | | | | | | | |
Primary CUSIP: E3847K101 | | | | | | | | |
Meeting Date: 12-Apr-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Approve Consolidated and Standalone Financial Statements | | Management | | For | | Yes | | No |
Approve Allocation of Income and Dividends | | Management | | For | | Yes | | No |
Approve Consolidated and Standalone Management Reports, and Corporate Governance Report | | Management | | For | | Yes | | No |
Approve Non-Financial Information Statement | | Management | | For | | Yes | | No |
Appraise Management of Company and Approve Vote of Confidence to Board of Directors and Executive Committee | | Management | | For | | Yes | | No |
Reelect Miguel Stilwell de Andrade as Director | | Management | | For | | Yes | | No |
Reelect Rui Manuel Rodrigues Lopes Teixeira as Director | | Management | | For | | Yes | | No |
Reelect Vera de Morais Pinto Pereira Carneiro as Director | | Management | | For | | Yes | | No |
Reelect Ana Paula Garrido de Pina Marques as Director | | Management | | For | | Yes | | No |
Reelect Manuel Menendez Menendez as Director | | Management | | For | | Yes | | No |
Reelect Acacio Liberado Mota Piloto as Director | | Management | | For | | Yes | | No |
Reelect Allan J. Katz as Director | | Management | | For | | Yes | | No |
Reelect Joan Avalyn Dempsey as Director | | Management | | For | | Yes | | No |
Elect Antonio Sarmento Gomes Mota as Director | | Management | | For | | Yes | | No |
Elect Miguel Nuno Simoes Nunes Ferreira Setas as Director | | Management | | For | | Yes | | No |
Elect Rosa Maria Garcia Garcia as Director | | Management | | For | | Yes | | No |
Elect Jose Manuel Felix Morgado as Director | | Management | | For | | Yes | | No |
Approve Remuneration Policy | | Management | | For | | Yes | | No |
Renew PricewaterhouseCoopers as Auditor | | Management | | For | | Yes | | No |
Approve Capital Raising | | Management | | For | | Yes | | No |
Approve Dividends Charged Against Reserves | | Management | | For | | Yes | | No |
Authorize Board to Ratify and Execute Approved Resolutions | | Management | | For | | Yes | | No |
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AMERICAN ELECTRIC POWER COMPANY, INC. | | | | | | | | |
Ticker: AEP | | | | | | | | |
Primary CUSIP: 025537101 | | | | | | | | |
Meeting Date: 20-Apr-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Nicholas K. Akins | | Management | | For | | Yes | | No |
Elect Director David J. Anderson | | Management | | For | | Yes | | No |
Elect Director J. Barnie Beasley, Jr. | | Management | | For | | Yes | | No |
Elect Director Art A. Garcia | | Management | | For | | Yes | | No |
Elect Director Linda A. Goodspeed | | Management | | For | | Yes | | No |
Elect Director Thomas E. Hoaglin | | Management | | For | | Yes | | No |
Elect Director Sandra Beach Lin | | Management | | For | | Yes | | No |
Elect Director Margaret M. McCarthy | | Management | | For | | Yes | | No |
Elect Director Stephen S. Rasmussen | | Management | | For | | Yes | | No |
Elect Director Oliver G. Richard, III | | Management | | For | | Yes | | No |
Elect Director Daryl Roberts | | Management | | For | | Yes | | No |
Elect Director Sara Martinez Tucker | | Management | | For | | Yes | | No |
Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
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NEXTERA ENERGY PARTNERS, LP | | | | | | | | |
Ticker: NEP | | | | | | | | |
Primary CUSIP: 65341B106 | | | | | | | | |
Meeting Date: 20-Apr-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Susan D. Austin | | Management | | For | | Yes | | No |
Elect Director Robert J. Byrne | | Management | | For | | Yes | | No |
Elect Director Peter H. Kind | | Management | | For | | Yes | | No |
Elect Director James L. Robo | | Management | | For | | Yes | | No |
Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
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PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED |
Ticker: PEG | | | | | | | | |
Primary CUSIP: 744573106 | | | | | | | | |
Meeting Date: 20-Apr-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Ralph Izzo | | Management | | For | | Yes | | No |
Elect Director Shirley Ann Jackson | | Management | | For | | Yes | | No |
Elect Director Willie A. Deese | | Management | | For | | Yes | | No |
Elect Director David Lilley | | Management | | For | | Yes | | No |
Elect Director Barry H. Ostrowsky | | Management | | For | | Yes | | No |
Elect Director Scott G. Stephenson | | Management | | For | | Yes | | No |
Elect Director Laura A. Sugg | | Management | | For | | Yes | | No |
Elect Director John P. Surma | | Management | | For | | Yes | | No |
Elect Director Susan Tomasky | | Management | | For | | Yes | | No |
Elect Director Alfred W. Zollar | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | Yes | | No |
Approve Non-Employee Director Restricted Stock Plan | | Management | | For | | Yes | | No |
Approve Omnibus Stock Plan | | Management | | For | | Yes | | No |
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MAGELLAN MIDSTREAM PARTNERS, L.P. | | | | | | | | |
Ticker: MMP | | | | | | | | |
Primary CUSIP: 559080106 | | | | | | | | |
Meeting Date: 22-Apr-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Robert G. Croyle | | Management | | For | | Yes | | No |
Elect Director Stacy P. Methvin | | Management | | For | | Yes | | No |
Elect Director Barry R. Pearl | | Management | | Withhold | | Yes | | Yes |
Amend Restricted Stock Plan | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Ratify Ernst & Young LLP as Auditors | | Management | | For | | Yes | | No |
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CENTERPOINT ENERGY, INC. | | | | | | | | |
Ticker: CNP | | | | | | | | |
Primary CUSIP: 15189T107 | | | | | | | | |
Meeting Date: 23-Apr-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Leslie D. Biddle | | Management | | For | | Yes | | No |
Elect Director Milton Carroll | | Management | | For | | Yes | | No |
Elect Director Wendy Montoya Cloonan | | Management | | For | | Yes | | No |
Elect Director Earl M. Cummings | | Management | | For | | Yes | | No |
Elect Director David J. Lesar | | Management | | For | | Yes | | No |
Elect Director Martin H. Nesbitt | | Management | | For | | Yes | | No |
Elect Director Theodore F. Pound | | Management | | For | | Yes | | No |
Elect Director Phillip R. Smith | | Management | | For | | Yes | | No |
Elect Director Barry T. Smitherman | | Management | | For | | Yes | | No |
Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
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EQUITRANS MIDSTREAM CORPORATION | | | | | | | | |
Ticker: ETRN | | | | | | | | |
Primary CUSIP: 294600101 | | | | | | | | |
Meeting Date: 27-Apr-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Vicky A. Bailey | | Management | | For | | Yes | | No |
Elect Director Sarah M. Barpoulis | | Management | | For | | Yes | | No |
Elect Director Kenneth M. Burke | | Management | | For | | Yes | | No |
Elect Director Patricia K. Collawn | | Management | | For | | Yes | | No |
Elect Director Margaret K. Dorman | | Management | | For | | Yes | | No |
Elect Director Thomas F. Karam | | Management | | For | | Yes | | No |
Elect Director D. Mark Leland | | Management | | For | | Yes | | No |
Elect Director Norman J. Szydlowski | | Management | | For | | Yes | | No |
Elect Director Robert F. Vagt | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Eliminate Supermajority Vote Requirement to Amend Articles and Bylaws and Remove Directors Outside of the Annual Process | | Management | | For | | Yes | | No |
Ratify Ernst & Young LLP as Auditors | | Management | | For | | Yes | | No |
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EXELON CORPORATION | | | | | | | | |
Ticker: EXC | | | | | | | | |
Primary CUSIP: 30161N101 | | | | | | | | |
Meeting Date: 27-Apr-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Anthony Anderson | | Management | | For | | Yes | | No |
Elect Director Ann Berzin | | Management | | For | | Yes | | No |
Elect Director Laurie Brlas | | Management | | For | | Yes | | No |
Elect Director Marjorie Rodgers Cheshire | | Management | | For | | Yes | | No |
Elect Director Christopher Crane | | Management | | For | | Yes | | No |
Elect Director Yves de Balmann | | Management | | For | | Yes | | No |
Elect Director Linda Jojo | | Management | | For | | Yes | | No |
Elect Director Paul Joskow | | Management | | For | | Yes | | No |
Elect Director Robert Lawless | | Management | | For | | Yes | | No |
Elect Director John Richardson | | Management | | For | | Yes | | No |
Elect Director Mayo Shattuck, III | | Management | | For | | Yes | | No |
Elect Director John Young | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | Yes | | No |
Report on Child Labor Audit | | Share Holder | | Against | | Yes | | No |
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THE WILLIAMS COMPANIES, INC. | | | | | | | | |
Ticker: WMB | | | | | | | | |
Primary CUSIP: 969457100 | | | | | | | | |
Meeting Date: 27-Apr-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Alan S. Armstrong | | Management | | For | | Yes | | No |
Elect Director Stephen W. Bergstrom | | Management | | For | | Yes | | No |
Elect Director Nancy K. Buese | | Management | | For | | Yes | | No |
Elect Director Stephen I. Chazen | | Management | | For | | Yes | | No |
Elect Director Charles I. Cogut | | Management | | For | | Yes | | No |
Elect Director Michael A. Creel | | Management | | For | | Yes | | No |
Elect Director Stacey H. Dore | | Management | | For | | Yes | | No |
Elect Director Vicki L. Fuller | | Management | | For | | Yes | | No |
Elect Director Peter A. Ragauss | | Management | | For | | Yes | | No |
Elect Director Rose M. Robeson | | Management | | For | | Yes | | No |
Elect Director Scott D. Sheffield | | Management | | For | | Yes | | No |
Elect Director Murray D. Smith | | Management | | For | | Yes | | No |
Elect Director William H. Spence | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Ratify Ernst & Young LLP as Auditors | | Management | | For | | Yes | | No |
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ALTAGAS LTD. | | | | | | | | |
Ticker: ALA | | | | | | | | |
Primary CUSIP: 021361100 | | | | | | | | |
Meeting Date: 30-Apr-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | For | | Yes | | No |
Elect Director Victoria A. Calvert | | Management | | For | | Yes | | No |
Elect Director David W. Cornhill | | Management | | For | | Yes | | No |
Elect Director Randall L. Crawford | | Management | | For | | Yes | | No |
Elect Director Jon-Al Duplantier | | Management | | For | | Yes | | No |
Elect Director Robert B. Hodgins | | Management | | For | | Yes | | No |
Elect Director Cynthia Johnston | | Management | | For | | Yes | | No |
Elect Director Pentti O. Karkkainen | | Management | | For | | Yes | | No |
Elect Director Phillip R. Knoll | | Management | | For | | Yes | | No |
Elect Director Terry D. McCallister | | Management | | For | | Yes | | No |
Elect Director Linda G. Sullivan | | Management | | For | | Yes | | No |
Elect Director Nancy G. Tower | | Management | | For | | Yes | | No |
Advisory Vote on Executive Compensation Approach | | Management | | For | | Yes | | No |
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DOMINION ENERGY, INC. | | | | | | | | |
Ticker: D | | | | | | | | |
Primary CUSIP: 25746U109 | | | | | | | | |
Meeting Date: 05-May-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director James A. Bennett | | Management | | For | | Yes | | No |
Elect Director Robert M. Blue | | Management | | For | | Yes | | No |
Elect Director Helen E. Dragas | | Management | | For | | Yes | | No |
Elect Director James O. Ellis, Jr. | | Management | | For | | Yes | | No |
Elect Director D. Maybank Hagood | | Management | | For | | Yes | | No |
Elect Director Ronald W. Jibson | | Management | | For | | Yes | | No |
Elect Director Mark J. Kington | | Management | | For | | Yes | | No |
Elect Director Joseph M. Rigby | | Management | | For | | Yes | | No |
Elect Director Pamela J. Royal | | Management | | For | | Yes | | No |
Elect Director Robert H. Spilman, Jr. | | Management | | For | | Yes | | No |
Elect Director Susan N. Story | | Management | | For | | Yes | | No |
Elect Director Michael E. Szymanczyk | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | Yes | | No |
Report on Lobbying Payments and Policy | | Share Holder | | Against | | Yes | | No |
Require Independent Board Chair | | Share Holder | | For | | Yes | | Yes |
Amend Proxy Access Right | | Share Holder | | For | | Yes | | Yes |
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ENBRIDGE INC. | | | | | | | | |
Ticker: ENB | | | | | | | | |
Primary CUSIP: 29250N105 | | | | | | | | |
Meeting Date: 05-May-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Pamela L. Carter | | Management | | For | | Yes | | No |
Elect Director Marcel R. Coutu | | Management | | For | | Yes | | No |
Elect Director Susan M. Cunningham | | Management | | For | | Yes | | No |
Elect Director Gregory L. Ebel | | Management | | For | | Yes | | No |
Elect Director J. Herb England | | Management | | For | | Yes | | No |
Elect Director Gregory J. Goff | | Management | | For | | Yes | | No |
Elect Director V. Maureen Kempston Darkes | | Management | | For | | Yes | | No |
Elect Director Teresa S. Madden | | Management | | For | | Yes | | No |
Elect Director Al Monaco | | Management | | For | | Yes | | No |
Elect Director Stephen S. Poloz | | Management | | For | | Yes | | No |
Elect Director Dan C. Tutcher | | Management | | For | | Yes | | No |
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | For | | Yes | | No |
Advisory Vote on Executive Compensation Approach | | Management | | For | | Yes | | No |
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EVERSOURCE ENERGY | | | | | | | | |
Ticker: ES | | | | | | | | |
Primary CUSIP: 30040W108 | | | | | | | | |
Meeting Date: 05-May-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Cotton M. Cleveland | | Management | | For | | Yes | | No |
Elect Director James S. DiStasio | | Management | | For | | Yes | | No |
Elect Director Francis A. Doyle | | Management | | For | | Yes | | No |
Elect Director Linda Dorcena Forry | | Management | | For | | Yes | | No |
Elect Director Gregory M. Jones | | Management | | For | | Yes | | No |
Elect Director James J. Judge | | Management | | For | | Yes | | No |
Elect Director John Y. Kim | | Management | | For | | Yes | | No |
Elect Director Kenneth R. Leibler | | Management | | For | | Yes | | No |
Elect Director David H. Long | | Management | | For | | Yes | | No |
Elect Director William C. Van Faasen | | Management | | For | | Yes | | No |
Elect Director Frederica M. Williams | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Ratify Deloitte & Touche as Auditors | | Management | | For | | Yes | | No |
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DUKE ENERGY CORPORATION | | | | | | | | |
Ticker: DUK | | | | | | | | |
Primary CUSIP: 26441C204 | | | | | | | | |
Meeting Date: 06-May-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Michael G. Browning | | Management | | For | | Yes | | No |
Elect Director Annette K. Clayton | | Management | | For | | Yes | | No |
Elect Director Theodore F. Craver, Jr. | | Management | | For | | Yes | | No |
Elect Director Robert M. Davis | | Management | | For | | Yes | | No |
Elect Director Caroline Dorsa | | Management | | For | | Yes | | No |
Elect Director W. Roy Dunbar | | Management | | For | | Yes | | No |
Elect Director Nicholas C. Fanandakis | | Management | | For | | Yes | | No |
Elect Director Lynn J. Good | | Management | | For | | Yes | | No |
Elect Director John T. Herron | | Management | | For | | Yes | | No |
Elect Director E. Marie McKee | | Management | | For | | Yes | | No |
Elect Director Michael J. Pacilio | | Management | | For | | Yes | | No |
Elect Director Thomas E. Skains | | Management | | For | | Yes | | No |
Elect Director William E. Webster, Jr. | | Management | | For | | Yes | | No |
Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Eliminate Supermajority Vote Requirement | | Management | | For | | Yes | | No |
Require Independent Board Chair | | Share Holder | | For | | Yes | | Yes |
Report on Political Contributions and Expenditures | | Share Holder | | For | | Yes | | Yes |
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FORTIS INC. | | | | | | | | |
Ticker: FTS | | | | | | | | |
Primary CUSIP: 349553107 | | | | | | | | |
Meeting Date: 06-May-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Tracey C. Ball | | Management | | For | | Yes | | No |
Elect Director Pierre J. Blouin | | Management | | For | | Yes | | No |
Elect Director Paul J. Bonavia | | Management | | For | | Yes | | No |
Elect Director Lawrence T. Borgard | | Management | | For | | Yes | | No |
Elect Director Maura J. Clark | | Management | | For | | Yes | | No |
Elect Director Margarita K. Dilley | | Management | | For | | Yes | | No |
Elect Director Julie A. Dobson | | Management | | For | | Yes | | No |
Elect Director Lisa L. Durocher | | Management | | For | | Yes | | No |
Elect Director Douglas J. Haughey | | Management | | For | | Yes | | No |
Elect Director David G. Hutchens | | Management | | For | | Yes | | No |
Elect Director Gianna M. Manes | | Management | | For | | Yes | | No |
Elect Director Jo Mark Zurel | | Management | | For | | Yes | | No |
Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | For | | Yes | | No |
Advisory Vote on Executive Compensation Approach | | Management | | For | | Yes | | No |
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CMS ENERGY CORPORATION | | | | | | | | |
Ticker: CMS | | | | | | | | |
Primary CUSIP: 125896100 | | | | | | | | |
Meeting Date: 07-May-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Jon E. Barfield | | Management | | For | | Yes | | No |
Elect Director Deborah H. Butler | | Management | | For | | Yes | | No |
Elect Director Kurt L. Darrow | | Management | | For | | Yes | | No |
Elect Director William D. Harvey | | Management | | For | | Yes | | No |
Elect Director Garrick J. Rochow | | Management | | For | | Yes | | No |
Elect Director John G. Russell | | Management | | For | | Yes | | No |
Elect Director Suzanne F. Shank | | Management | | For | | Yes | | No |
Elect Director Myrna M. Soto | | Management | | For | | Yes | | No |
Elect Director John G. Sznewajs | | Management | | For | | Yes | | No |
Elect Director Ronald J. Tanski | | Management | | For | | Yes | | No |
Elect Director Laura H. Wright | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | Yes | | No |
Report on Costs and Benefits of Environmental Related Expenditures | | Share Holder | | Against | | Yes | | No |
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TC ENERGY CORPORATION | | | | | | | | |
Ticker: TRP | | | | | | | | |
Primary CUSIP: 87807B107 | | | | | | | | |
Meeting Date: 07-May-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Stephan Cretier | | Management | | For | | Yes | | No |
Elect Director Michael R. Culbert | | Management | | For | | Yes | | No |
Elect Director Susan C. Jones | | Management | | For | | Yes | | No |
Elect Director Randy Limbacher | | Management | | For | | Yes | | No |
Elect Director John E. Lowe | | Management | | For | | Yes | | No |
Elect Director David MacNaughton | | Management | | For | | Yes | | No |
Elect Director Francois L. Poirier | | Management | | For | | Yes | | No |
Elect Director Una Power | | Management | | For | | Yes | | No |
Elect Director Mary Pat Salomone | | Management | | For | | Yes | | No |
Elect Director Indira V. Samarasekera | | Management | | For | | Yes | | No |
Elect Director D. Michael G. Stewart | | Management | | For | | Yes | | No |
Elect Director Siim A. Vanaselja | | Management | | For | | Yes | | No |
Elect Director Thierry Vandal | | Management | | For | | Yes | | No |
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | For | | Yes | | No |
Advisory Vote on Executive Compensation Approach | | Management | | For | | Yes | | No |
Amend By-law Number 1 | | Management | | For | | Yes | | No |
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KEYERA CORP. | | | | | | | | |
Ticker: KEY | | | | | | | | |
Primary CUSIP: 493271100 | | | | | | | | |
Meeting Date: 11-May-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Jim Bertram | | Management | | For | | Yes | | No |
Elect Director Doug Haughey | | Management | | For | | Yes | | No |
Elect Director Michael Norris | | Management | | For | | Yes | | No |
Elect Director Charlene Ripley | | Management | | For | | Yes | | No |
Elect Director Janet Woodruff | | Management | | For | | Yes | | No |
Elect Director Blair Goertzen | | Management | | For | | Yes | | No |
Elect Director Gianna Manes | | Management | | For | | Yes | | No |
Elect Director Thomas O'Connor | | Management | | For | | Yes | | No |
Elect Director Dean Setoguchi | | Management | | For | | Yes | | No |
Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | | Management | | For | | Yes | | No |
Advisory Vote on Executive Compensation Approach | | Management | | For | | Yes | | No |
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AMERICAN WATER WORKS COMPANY, INC. | | | | | | | | |
Ticker: AWK | | | | | | | | |
Primary CUSIP: 030420103 | | | | | | | | |
Meeting Date: 12-May-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Jeffrey N. Edwards | | Management | | For | | Yes | | No |
Elect Director Martha Clark Goss | | Management | | For | | Yes | | No |
Elect Director Veronica M. Hagen | | Management | | For | | Yes | | No |
Elect Director Kimberly J. Harris | | Management | | For | | Yes | | No |
Elect Director Julia L. Johnson | | Management | | For | | Yes | | No |
Elect Director Patricia L. Kampling | | Management | | For | | Yes | | No |
Elect Director Karl F. Kurz | | Management | | For | | Yes | | No |
Elect Director Walter J. Lynch | | Management | | For | | Yes | | No |
Elect Director George MacKenzie | | Management | | For | | Yes | | No |
Elect Director James G. Stavridis | | Management | | For | | Yes | | No |
Elect Director Lloyd M. Yates | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | Yes | | No |
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KINDER MORGAN, INC. | | | | | | | | |
Ticker: KMI | | | | | | | | |
Primary CUSIP: 49456B101 | | | | | | | | |
Meeting Date: 12-May-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Richard D. Kinder | | Management | | For | | Yes | | No |
Elect Director Steven J. Kean | | Management | | For | | Yes | | No |
Elect Director Kimberly A. Dang | | Management | | For | | Yes | | No |
Elect Director Ted A. Gardner | | Management | | For | | Yes | | No |
Elect Director Anthony W. Hall, Jr. | | Management | | For | | Yes | | No |
Elect Director Gary L. Hultquist | | Management | | For | | Yes | | No |
Elect Director Ronald L. Kuehn, Jr. | | Management | | For | | Yes | | No |
Elect Director Deborah A. Macdonald | | Management | | For | | Yes | | No |
Elect Director Michael C. Morgan | | Management | | For | | Yes | | No |
Elect Director Arthur C. Reichstetter | | Management | | For | | Yes | | No |
Elect Director C. Park Shaper | | Management | | For | | Yes | | No |
Elect Director William A. Smith | | Management | | For | | Yes | | No |
Elect Director Joel V. Staff | | Management | | For | | Yes | | No |
Elect Director Robert F. Vagt | | Management | | For | | Yes | | No |
Elect Director Perry M. Waughtal | | Management | | For | | Yes | | No |
Amend Omnibus Stock Plan | | Management | | For | | Yes | | No |
Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
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CHENIERE ENERGY, INC. | | | | | | | | |
Ticker: LNG | | | | | | | | |
Primary CUSIP: 16411R208 | | | | | | | | |
Meeting Date: 13-May-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director G. Andrea Botta | | Management | | For | | Yes | | No |
Elect Director Jack A. Fusco | | Management | | For | | Yes | | No |
Elect Director Vicky A. Bailey | | Management | | For | | Yes | | No |
Elect Director Nuno Brandolini | | Management | | For | | Yes | | No |
Elect Director David B. Kilpatrick | | Management | | For | | Yes | | No |
Elect Director Sean T. Klimczak | | Management | | For | | Yes | | No |
Elect Director Andrew Langham | | Management | | For | | Yes | | No |
Elect Director Donald F. Robillard, Jr. | | Management | | For | | Yes | | No |
Elect Director Neal A. Shear | | Management | | For | | Yes | | No |
Elect Director Andrew J. Teno | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Ratify KPMG LLP as Auditors | | Management | | For | | Yes | | No |
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SEMPRA ENERGY | | | | | | | | |
Ticker: SRE | | | | | | | | |
Primary CUSIP: 816851109 | | | | | | | | |
Meeting Date: 14-May-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Alan L. Boeckmann | | Management | | For | | Yes | | No |
Elect Director Andres Conesa | | Management | | For | | Yes | | No |
Elect Director Maria Contreras-Sweet | | Management | | For | | Yes | | No |
Elect Director Pablo A. Ferrero | | Management | | For | | Yes | | No |
Elect Director William D. Jones | | Management | | For | | Yes | | No |
Elect Director Jeffrey W. Martin | | Management | | For | | Yes | | No |
Elect Director Bethany J. Mayer | | Management | | For | | Yes | | No |
Elect Director Michael N. Mears | | Management | | For | | Yes | | No |
Elect Director Jack T. Taylor | | Management | | For | | Yes | | No |
Elect Director Cynthia L. Walker | | Management | | For | | Yes | | No |
Elect Director Cynthia J. Warner | | Management | | For | | Yes | | No |
Elect Director James C. Yardley | | Management | | For | | Yes | | No |
Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Amend Proxy Access Right | | Share Holder | | For | | Yes | | Yes |
Report on Corporate Climate Lobbying Aligned with Paris Agreement | | Share Holder | | Against | | Yes | | No |
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PPL CORPORATION | | | | | | | | |
Ticker: PPL | | | | | | | | |
Primary CUSIP: 69351T106 | | | | | | | | |
Meeting Date: 18-May-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Arthur P. Beattie | | Management | | For | | Yes | | No |
Elect Director Steven G. Elliott | | Management | | For | | Yes | | No |
Elect Director Raja Rajamannar | | Management | | For | | Yes | | No |
Elect Director Craig A. Rogerson | | Management | | For | | Yes | | No |
Elect Director Vincent Sorgi | | Management | | For | | Yes | | No |
Elect Director Natica von Althann | | Management | | For | | Yes | | No |
Elect Director Keith H. Williamson | | Management | | For | | Yes | | No |
Elect Director Phoebe A. Wood | | Management | | For | | Yes | | No |
Elect Director Armando Zagalo de Lima | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | Yes | | No |
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SUBURBAN PROPANE PARTNERS, L.P. | | | | | | | | |
Ticker: SPH | | | | | | | | |
Primary CUSIP: 864482104 | | | | | | | | |
Meeting Date: 18-May-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Matthew J. Chanin | | Management | | For | | Yes | | No |
Elect Director Harold R. Logan, Jr. | | Management | | For | | Yes | | No |
Elect Director Jane Swift | | Management | | For | | Yes | | No |
Elect Director Lawrence C. Caldwell | | Management | | For | | Yes | | No |
Elect Director Terence J. Connors | | Management | | For | | Yes | | No |
Elect Director William M. Landuyt | | Management | | For | | Yes | | No |
Elect Director Michael A. Stivala | | Management | | For | | Yes | | No |
Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | Yes | | No |
Amend Restricted Stock Plan | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
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ENPHASE ENERGY, INC. | | | | | | | | |
Ticker: ENPH | | | | | | | | |
Primary CUSIP: 29355A107 | | | | | | | | |
Meeting Date: 19-May-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Badrinarayanan Kothandaraman | | Management | | For | | Yes | | No |
Elect Director Joseph Malchow | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Increase Authorized Common Stock | | Management | | For | | Yes | | No |
Approve Omnibus Stock Plan | | Management | | For | | Yes | | No |
Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | Yes | | No |
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PLAINS ALL AMERICAN PIPELINE, L.P. | | | | | | | | |
Ticker: PAA | | | | | | | | |
Primary CUSIP: 726503105 | | | | | | | | |
Meeting Date: 19-May-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Greg L. Armstrong | | Management | | For | | Yes | | No |
Elect Director John T. Raymond | | Management | | For | | Yes | | No |
Elect Director Bobby S. Shackouls | | Management | | For | | Yes | | No |
Elect Director Christopher M. Temple | | Management | | For | | Yes | | No |
Ratify PricewaterhouseCoopers LLP as Auditor | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Amend Omnibus Stock Plan | | Management | | For | | Yes | | No |
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XCEL ENERGY INC. | | | | | | | | |
Ticker: XEL | | | | | | | | |
Primary CUSIP: 98389B100 | | | | | | | | |
Meeting Date: 19-May-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Lynn Casey | | Management | | For | | Yes | | No |
Elect Director Ben Fowke | | Management | | For | | Yes | | No |
Elect Director Robert Frenzel | | Management | | For | | Yes | | No |
Elect Director Netha Johnson | | Management | | For | | Yes | | No |
Elect Director Patricia Kampling | | Management | | For | | Yes | | No |
Elect Director George Kehl | | Management | | For | | Yes | | No |
Elect Director Richard O'Brien | | Management | | For | | Yes | | No |
Elect Director Charles Pardee | | Management | | For | | Yes | | No |
Elect Director Christopher Policinski | | Management | | For | | Yes | | No |
Elect Director James Prokopanko | | Management | | For | | Yes | | No |
Elect Director David Westerlund | | Management | | For | | Yes | | No |
Elect Director Kim Williams | | Management | | For | | Yes | | No |
Elect Director Timothy Wolf | | Management | | For | | Yes | | No |
Elect Director Daniel Yohannes | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | Yes | | No |
Report on Costs and Benefits of Climate-Related Activities | | Share Holder | | Against | | Yes | | No |
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ALLIANT ENERGY CORPORATION | | | | | | | | |
Ticker: LNT | | | | | | | | |
Primary CUSIP: 018802108 | | | | | | | | |
Meeting Date: 20-May-21 | | | | | | | | |
| | | | | | | | |
Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Roger K. Newport | | Management | | For | | Yes | | No |
Elect Director Dean C. Oestreich | | Management | | For | | Yes | | No |
Elect Director Carol P. Sanders | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | Yes | | No |
Report on Costs and Benefits of Environmental Related Expenditures | | Share Holder | | Against | | Yes | | No |
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DTE ENERGY COMPANY | | | | | | | | |
Ticker: DTE | | | | | | | | |
Primary CUSIP: 233331107 | | | | | | | | |
Meeting Date: 20-May-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Gerard M. Anderson | | Management | | For | | Yes | | No |
Elect Director David A. Brandon | | Management | | For | | Yes | | No |
Elect Director Charles G. McClure, Jr. | | Management | | For | | Yes | | No |
Elect Director Gail J. McGovern | | Management | | For | | Yes | | No |
Elect Director Mark A. Murray | | Management | | For | | Yes | | No |
Elect Director Gerardo Norcia | | Management | | For | | Yes | | No |
Elect Director Ruth G. Shaw | | Management | | For | | Yes | | No |
Elect Director Robert C. Skaggs, Jr. | | Management | | For | | Yes | | No |
Elect Director David A. Thomas | | Management | | For | | Yes | | No |
Elect Director Gary H. Torgow | | Management | | For | | Yes | | No |
Elect Director James H. Vandenberghe | | Management | | For | | Yes | | No |
Elect Director Valerie M. Williams | | Management | | For | | Yes | | No |
Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Amend Omnibus Stock Plan | | Management | | For | | Yes | | No |
Report on Political Contributions | | Share Holder | | For | | Yes | | Yes |
Report on Costs and Benefits of Environmental Related Expenditures | | Share Holder | | Against | | Yes | | No |
| | | | | | | | |
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EMERA INCORPORATED | | | | | | | | |
Ticker: EMA | | | | | | | | |
Primary CUSIP: 290876101 | | | | | | | | |
Meeting Date: 20-May-21 | | | | | | | | |
| | | | | | | | |
Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Scott C. Balfour | | Management | | For | | Yes | | No |
Elect Director James V. Bertram | | Management | | For | | Yes | | No |
Elect Director Henry E. Demone | | Management | | For | | Yes | | No |
Elect Director Kent M. Harvey | | Management | | For | | Yes | | No |
Elect Director B. Lynn Loewen | | Management | | For | | Yes | | No |
Elect Director John B. Ramil | | Management | | For | | Yes | | No |
Elect Director Andrea S. Rosen | | Management | | For | | Yes | | No |
Elect Director Richard P. Sergel | | Management | | For | | Yes | | No |
Elect Director M. Jacqueline Sheppard | | Management | | For | | Yes | | No |
Elect Director Karen H. Sheriff | | Management | | For | | Yes | | No |
Elect Director Jochen E. Tilk | | Management | | For | | Yes | | No |
Ratify Ernst & Young LLP as Auditors | | Management | | For | | Yes | | No |
Authorize Board to Fix Remuneration of Auditors | | Management | | For | | Yes | | No |
Advisory Vote on Executive Compensation Approach | | Management | | For | | Yes | | No |
Amend Stock Option Plan | | Management | | For | | Yes | | No |
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IDACORP, INC. | | | | | | | | |
Ticker: IDA | | | | | | | | |
Primary CUSIP: 451107106 | | | | | | | | |
Meeting Date: 20-May-21 | | | | | | | | |
| | | | | | | | |
Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Darrel T. Anderson | | Management | | For | | Yes | | No |
Elect Director Odette C. Bolano | | Management | | For | | Yes | | No |
Elect Director Thomas Carlile | | Management | | For | | Yes | | No |
Elect Director Richard J. Dahl | | Management | | For | | Yes | | No |
Elect Director Annette G. Elg | | Management | | For | | Yes | | No |
Elect Director Lisa A. Grow | | Management | | For | | Yes | | No |
Elect Director Ronald W. Jibson | | Management | | For | | Yes | | No |
Elect Director Judith A. Johansen | | Management | | For | | Yes | | No |
Elect Director Dennis L. Johnson | | Management | | For | | Yes | | No |
Elect Director Richard J. Navarro | | Management | | For | | Yes | | No |
Elect Director Mark T. Peters | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Ratify Deloitte & Touche LLP as Auditor | | Management | | For | | Yes | | No |
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NEXTERA ENERGY, INC. | | | | | | | | |
Ticker: NEE | | | | | | | | |
Primary CUSIP: 65339F101 | | | | | | | | |
Meeting Date: 20-May-21 | | | | | | | | |
| | | | | | | | |
Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Sherry S. Barrat | | Management | | For | | Yes | | No |
Elect Director James L. Camaren | | Management | | For | | Yes | | No |
Elect Director Kenneth B. Dunn | | Management | | For | | Yes | | No |
Elect Director Naren K. Gursahaney | | Management | | For | | Yes | | No |
Elect Director Kirk S. Hachigian | | Management | | For | | Yes | | No |
Elect Director Amy B. Lane | | Management | | For | | Yes | | No |
Elect Director David L. Porges | | Management | | For | | Yes | | No |
Elect Director James L. Robo | | Management | | For | | Yes | | No |
Elect Director Rudy E. Schupp | | Management | | For | | Yes | | No |
Elect Director John L. Skolds | | Management | | For | | Yes | | No |
Elect Director Lynn M. Utter | | Management | | For | | Yes | | No |
Elect Director Darryl L. Wilson | | Management | | For | | Yes | | No |
Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Approve Omnibus Stock Plan | | Management | | For | | Yes | | No |
Provide Right to Act by Written Consent | | Share Holder | | For | | Yes | | Yes |
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ONEOK, INC. | | | | | | | | |
Ticker: OKE | | | | | | | | |
Primary CUSIP: 682680103 | | | | | | | | |
Meeting Date: 26-May-21 | | | | | | | | |
| | | | | | | | |
Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Brian L. Derksen | | Management | | For | | Yes | | No |
Elect Director Julie H. Edwards | | Management | | For | | Yes | | No |
Elect Director John W. Gibson | | Management | | For | | Yes | | No |
Elect Director Mark W. Helderman | | Management | | For | | Yes | | No |
Elect Director Randall J. Larson | | Management | | For | | Yes | | No |
Elect Director Steven J. Malcolm | | Management | | For | | Yes | | No |
Elect Director Jim W. Mogg | | Management | | For | | Yes | | No |
Elect Director Pattye L. Moore | | Management | | For | | Yes | | No |
Elect Director Eduardo A. Rodriguez | | Management | | For | | Yes | | No |
Elect Director Gerald B. Smith | | Management | | For | | Yes | | No |
Elect Director Terry K. Spencer | | Management | | For | | Yes | | No |
Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
| | | | | | | | |
| | | | | | | | |
THE SOUTHERN COMPANY | | | | | | | | |
Ticker: SO | | | | | | | | |
Primary CUSIP: 842587107 | | | | | | | | |
Meeting Date: 26-May-21 | | | | | | | | |
| | | | | | | | |
Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Janaki Akella | | Management | | For | | Yes | | No |
Elect Director Juanita Powell Baranco | | Management | | For | | Yes | | No |
Elect Director Henry A. Clark, III | | Management | | For | | Yes | | No |
Elect Director Anthony F. Earley, Jr. | | Management | | For | | Yes | | No |
Elect Director Thomas A. Fanning | | Management | | For | | Yes | | No |
Elect Director David J. Grain | | Management | | For | | Yes | | No |
Elect Director Colette D. Honorable | | Management | | For | | Yes | | No |
Elect Director Donald M. James | | Management | | For | | Yes | | No |
Elect Director John D. Johns | | Management | | For | | Yes | | No |
Elect Director Dale E. Klein | | Management | | For | | Yes | | No |
Elect Director Ernest J. Moniz | | Management | | For | | Yes | | No |
Elect Director William G. Smith, Jr. | | Management | | For | | Yes | | No |
Elect Director E. Jenner Wood, III | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Approve Omnibus Stock Plan | | Management | | For | | Yes | | No |
Ratify Deloitte & Touche LLP as Auditors | | Management | | For | | Yes | | No |
Reduce Supermajority Vote Requirement | | Management | | For | | Yes | | No |
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ONE GAS, INC. | | | | | | | | |
Ticker: OGS | | | | | | | | |
Primary CUSIP: 68235P108 | | | | | | | | |
Meeting Date: 27-May-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Robert B. Evans | | Management | | For | | Yes | | No |
Elect Director John W. Gibson | | Management | | For | | Yes | | No |
Elect Director Tracy E. Hart | | Management | | For | | Yes | | No |
Elect Director Michael G. Hutchinson | | Management | | For | | Yes | | No |
Elect Director Pattye L. Moore | | Management | | For | | Yes | | No |
Elect Director Pierce H. Norton, II | | Management | | For | | Yes | | No |
Elect Director Eduardo A. Rodriguez | | Management | | For | | Yes | | No |
Elect Director Douglas H. Yaeger | | Management | | For | | Yes | | No |
Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | Yes | | No |
Amend Qualified Employee Stock Purchase Plan | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Advisory Vote on Say on Pay Frequency | | Management | | One Year | | Yes | | No |
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QUANTA SERVICES, INC. | | | | | | | | |
Ticker: PWR | | | | | | | | |
Primary CUSIP: 74762E102 | | | | | | | | |
Meeting Date: 27-May-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Elect Director Earl C. (Duke) Austin, Jr. | | Management | | For | | Yes | | No |
Elect Director Doyle N. Beneby | | Management | | For | | Yes | | No |
Elect Director Vincent D. Foster | | Management | | For | | Yes | | No |
Elect Director Bernard Fried | | Management | | For | | Yes | | No |
Elect Director Worthing F. Jackman | | Management | | For | | Yes | | No |
Elect Director David M. McClanahan | | Management | | For | | Yes | | No |
Elect Director Margaret B. Shannon | | Management | | For | | Yes | | No |
Elect Director Pat Wood, III | | Management | | For | | Yes | | No |
Elect Director Martha B. Wyrsch | | Management | | For | | Yes | | No |
Advisory Vote to Ratify Named Executive Officers' Compensation | | Management | | For | | Yes | | No |
Ratify PricewaterhouseCoopers LLP as Auditors | | Management | | For | | Yes | | No |
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IBERDROLA SA | | | | | | | | |
Ticker: IBE | | | | | | | | |
Primary CUSIP: E6165F166 | | | | | | | | |
Meeting Date: 17-Jun-21 | | | | | | | | |
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Proposal Text | | Proponent | | Vote Instruction | | Voted | | Vote Against Management |
Approve Consolidated and Standalone Financial Statements | | Management | | For | | Yes | | No |
Approve Consolidated and Standalone Management Reports | | Management | | For | | Yes | | No |
Approve Non-Financial Information Statement | | Management | | For | | Yes | | No |
Approve Discharge of Board | | Management | | For | | Yes | | No |
Amend Articles Re: Update of the Name of the Governance and Sustainability System and Incorporation of Other Technical Improvements | | Management | | For | | Yes | | No |
Amend Article 10 to Reflect Changes in Capital | | Management | | For | | Yes | | No |
Amend Articles Re: New Regulations Regarding Long-Term Involvement of Shareholders | | Management | | For | | Yes | | No |
Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | | Management | | For | | Yes | | No |
Amend Article 32 Re: Climate Action Plan | | Management | | For | | Yes | | No |
Amend Articles Re: Meetings of Board of Directors and its Committees | | Management | | For | | Yes | | No |
Amend Articles Re: Annual Financial and Non-Financial Information | | Management | | For | | Yes | | No |
Amend Articles Re: Technical Improvements | | Management | | For | | Yes | | No |
Amend Articles of General Meeting Regulations Re: Update of the Name of the Governance and Sustainability System and Incorporation of Other Technical Improvements | | Management | | For | | Yes | | No |
Amend Articles of General Meeting Regulations Re: New Regulations Regarding Long-Term Involvement of Shareholders | | Management | | For | | Yes | | No |
Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | | Management | | For | | Yes | | No |
Approve Remuneration Policy | | Management | | For | | Yes | | No |
Approve Allocation of Income and Dividends | | Management | | For | | Yes | | No |
Approve Scrip Dividends | | Management | | For | | Yes | | No |
Approve Scrip Dividends | | Management | | For | | Yes | | No |
Reelect Juan Manuel Gonzalez Serna as Director | | Management | | For | | Yes | | No |
Reelect Francisco Martinez Corcoles as Director | | Management | | For | | Yes | | No |
Ratify Appointment of and Elect Angel Jesus Acebes Paniagua as Director | | Management | | For | | Yes | | No |
Fix Number of Directors at 14 | | Management | | For | | Yes | | No |
Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 30 Billion and Issuance of Notes up to EUR 6 Billion | | Management | | For | | Yes | | No |
Authorize Board to Ratify and Execute Approved Resolutions | | Management | | For | | Yes | | No |
Advisory Vote on Remuneration Report | | Management | | For | | Yes | | No |
Advisory Vote on Company's Climate Action Plan | | Management | | For | | Yes | | No |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
* Print the name and title of each signing officer under his or her signature.