UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
Amendment No. 1
x | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
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For the quarterly period ended September 30, 2007 | |
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OR | |
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o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
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For the transition period from to . |
Commission File No 000-51134 |
FAVRILLE, INC.
(Exact Name of Registrant as Specified in its Charter)
Delaware |
| 33-0892797 |
(State or other jurisdiction of |
| (I.R.S. Employer |
incorporation or organization) |
| Identification No.) |
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10445 Pacific Center Court |
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San Diego, California |
| 92121 |
(Address of principal executive offices) |
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(858) 526-8000
(Registrant’s telephone number, including area code)
N/A
(Former name, former address and former fiscal year if changed since last report)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES x NO o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act (Check one).
Large Accelerated Filer o | Accelerated Filer o | Non-Accelerated Filer x |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
YES o NO x
The number of shares of the Registrant’s common stock outstanding as of January 10, 2008 was 41,168,432.
FAVRILLE, INC.
EXPLANATORY NOTE
The cover page of the Quarterly Report on Form 10-Q for the quarter ended September 30, 2007 filed by Favrille, Inc. (the “Company”) with the Securities and Exchange Commission on November 14, 2007 inadvertently stated an incorrect number of outstanding shares of the Company’s common stock. Specifically, the number as of November 12, 2007 was 41,169,476, and not 49,169,476. This Amendment, together with the Quarterly Report on Form 10-Q of the Company previously filed for the quarter ended September 30, 2007, constitutes the Quarterly Report on Form 10-Q of the Company for the quarter ended September 30, 2007.
Except as identified in the immediately preceding paragraph, no other items included in the original Form 10-Q have been amended. Additionally, this Amendment on Form 10-Q/A does not purport to provide an update for or a discussion of any developments subsequent to the filing of the original Form 10-Q.
PART II
Item 6. Exhibits.
Part II, Item 6. Exhibits of such Form 10-Q is hereby amended to include the exhibits listed on the accompanying index to exhibits, as required by the filing of this Amendment.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
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| FAVRILLE, INC. | ||
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Date: | January 17, 2008 |
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| By: | /s/ Tamara A. Seymour |
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| Tamara A. Seymour |
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| Chief Financial Officer |
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| (On behalf of the registrant and as the registrant’s Principal Financial and Accounting Officer) |
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INDEX TO EXHIBITS
Exhibit |
| Description of Document |
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31.3 |
| Certification, dated January 17, 2008, of Registrant’s Chief Executive Officer required by Section 302 of the Sarbanes-Oxley Act of 2002. |
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31.4 |
| Certification, dated January 17, 2008, of Registrant’s Chief Financial Officer required by Section 302 of the Sarbanes-Oxley Act of 2002. |
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