The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLIANCEBERNSTEIN INCOME FUN | COM | 01881E101 | 224 | 31,811 | SH | SOLE | 31,811 | 0 | 0 | ||
ALLIANZGI EQUITY & CONV INCO | COM | 018829101 | 200 | 10,757 | SH | SOLE | 10,757 | 0 | 0 | ||
ALPINE TOTAL DYNAMIC DIVID F | COM SBI | 021060108 | 153 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
AMERICAN STRATEGIC INCOME II | COM | 03009T101 | 218 | 31,448 | SH | SOLE | 31,448 | 0 | 0 | ||
AMERN STRATEGIC INCOME PTFL | COM | 030099105 | 154 | 18,986 | SH | SOLE | 18,986 | 0 | 0 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 933 | 71,562 | SH | SOLE | 71,562 | 0 | 0 | ||
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 87 | 11,507 | SH | SOLE | 11,507 | 0 | 0 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 85 | 11,100 | SH | SOLE | 11,100 | 0 | 0 | ||
CENTRAL SECS CORP | COM | 155123102 | 501 | 21,369 | SH | SOLE | 21,369 | 0 | 0 | ||
COHEN & STEERS DIV MJRS FDIN | COM | 19248G106 | 137 | 10,001 | SH | SOLE | 10,001 | 0 | 0 | ||
DYNEX CAP INC | COM NEW | 26817Q506 | 309 | 35,185 | SH | SOLE | 35,185 | 0 | 0 | ||
FEDERATED ENHANC TREAS INCM | COM SH BEN INT | 314162108 | 282 | 21,900 | SH | SOLE | 21,900 | 0 | 0 | ||
GABELLI GLOBL UTIL & INCOME | COM SH BEN INT | 36242L105 | 241 | 12,266 | SH | SOLE | 12,266 | 0 | 0 | ||
ISHARES | MSCI AUST ETF | 464286103 | 904 | 35,786 | SH | SOLE | 35,786 | 0 | 0 | ||
MVC CAPITAL INC | COM | 553829102 | 10,701 | 819,378 | SH | SOLE | 819,378 | 0 | 0 | ||
NEWCASTLE INVT CORP | COM | 65105M108 | 191 | 33,900 | SH | SOLE | 33,900 | 0 | 0 | ||
NUVEEN DIV ADV MUNI FD 3 | COM SH BEN INT | 67070X101 | 750 | 59,024 | SH | SOLE | 59,024 | 0 | 0 | ||
NUVEEN DIV ADVANTAGE MUN FD | COM | 67070F100 | 1,169 | 90,147 | SH | SOLE | 90,147 | 0 | 0 | ||
NUVEEN DIVER CURRENCY OPPOR | COM | 67090N109 | 2,668 | 254,540 | SH | SOLE | 254,540 | 0 | 0 | ||
NUVEEN MUN ADVANTAGE FD INC | COM | 67062H106 | 535 | 42,783 | SH | SOLE | 42,783 | 0 | 0 | ||
NUVEEN MUN MKT OPPORTUNITY F | COM | 67062W103 | 207 | 16,883 | SH | SOLE | 16,883 | 0 | 0 | ||
NUVEEN QUALITY INCOME MUN FD | COM | 670977107 | 173 | 13,741 | SH | SOLE | 13,741 | 0 | 0 | ||
POWERSHS DB US DOLLAR INDEX | DOLL INDX BULL | 73936D107 | 398 | 18,400 | SH | SOLE | 18,400 | 0 | 0 | ||
ROYCE FOCUS TR | COM | 78080N108 | 181 | 25,106 | SH | SOLE | 25,106 | 0 | 0 | ||
SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 | 791 | 44,893 | SH | SOLE | 44,893 | 0 | 0 | ||
TIPTREE FINL INC | CL A | 88822Q103 | 794 | 105,124 | SH | SOLE | 105,124 | 0 | 0 | ||
WINTHROP RLTY TR | SH BEN INT NEW | 976391300 | 223 | 20,000 | SH | SOLE | 20,000 | 0 | 0 |