Registration No. 333-114495 File No. 811-21561 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. 5 [X] and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X] Amendment No. 6 - --------------------------------------------------------------------------------------------------------------- OPPENHEIMER PRINCIPAL PROTECTED TRUST III - --------------------------------------------------------------------------------------------------------------- (Exact Name of Registrant as Specified in Charter) 6803 South Tucson Way, Centennial, Colorado 80112-3924 - --------------------------------------------------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) Registrant's Telephone Number, including Area Code: (303) 768-3200 Robert G. Zack, Esq. OppenheimerFunds, Inc. Two World Financial Center, 225 Liberty Street, New York, New York 10281-1008 - --------------------------------------------------------------------------------------------------------------- (Name and Address of Agent for Service) It is proposed that this filing will become effective (check appropriate box): [ X ] immediately upon filing pursuant to paragraph (b) [ ] on _______________ pursuant to paragraph (b) [ ] 60 days after filing pursuant to paragraph (a)(1) [ ] on _______________ pursuant to paragraph (a)(1) [ ] 75 days after filing pursuant to paragraph (a)(2) [ ] on _______________ pursuant to paragraph (a)(2) of Rule 485. If appropriate, check the following box: [ ] this post-effective amendment designates a new effective date for a previously filed post-effective amendment.OPPENHEIMER PRINCIPAL PROTECTED TRUST III CONTENTS OF REGISTRATION STATEMENT This amendment comprises the following: o N-1A Facing Page o Part C of the Registration Statement (including signature page) o Exhibits (as indicated below) The Prospectus and Statement of Additional Information are incorporated by reference to Post-Effective Amendment No. 4 to the Registrant's Form N-1A Registration Statement (File No. 333-114495) (the "Registration Statement"), filed on December 28, 2007 in accession number 0000728889-07-001484. There have been no changes to the Prospectus or Statement of Additional Information. This Post-Effective Amendment No. 5 to the Registration Statement is made to add the following exhibits to the Registration Statement: o Exhibit 23(j)(ii) to the Registration Statement: Consent of Independent Registered Public Accounting Firm of Merrill Lynch Bank USA. o Exhibit 23(k)(i) to the Registration Statement: Audited financial statements of Merrill Lynch Bank USA, dated December 28, 2007. OPPENHEIMER PRINCIPAL PROTECTED TRUST III FORM N-1A PART C OTHER INFORMATION Item 23. - Exhibits (a) Declaration of Trust dated 3/18/04: Previously filed with Registrant's Initial Registration Statement, 4/15/04, and incorporated herein by reference. (b) By-Laws dated as of 3/18/04: Previously filed with Registrant's Initial Registration Statement, 4/15/04, and incorporated herein by reference. (c) Specimen Class A Share Certificate: Previously filed with Registrant's Pre-Effective Amendment No. 1, 10/4/04, and incorporated herein by reference. (d) Investment Advisory Agreement dated 6/28/04: Previously filed with Registrant's Pre-Effective Amendment No. 1, 10/4/04, and incorporated herein by reference. (e) (i) General Distributor's Agreement dated 6/28/04: Previously filed with Registrant's Pre-Effective Amendment No. 1, 10/4/04, and incorporated herein by reference. (ii) Form of Dealer Agreement of OppenheimerFunds Distributor, Inc.: Previously filed with Post-Effective Amendment No. 34 to the Registration Statement of Oppenheimer Main Street Funds, Inc. (Reg. No.33-17850), (10/23/06), and incorporated herein by reference. (iii) Form of Broker Agreement of OppenheimerFunds Distributor, Inc.: Previously filed with Post-Effective Amendment No. 34 to the Registration Statement of Oppenheimer Main Street Funds, Inc. (Reg. No.33-17850), (10/23/06), and incorporated herein by reference. (iv) Form of Agency Agreement of OppenheimerFunds Distributor, Inc.: Previously filed with Post-Effective Amendment No. 34 to the Registration Statement of Oppenheimer Main Street Funds, Inc. (Reg. No.33-17850), (10/23/06), and incorporated herein by reference. (v) Form of Trust Company Fund/SERV Purchase Agreement of OppenheimerFunds Distributor, Inc.: Previously filed with Post-Effective Amendment No. 45 to the Registration Statement of Oppenheimer High Yield Fund (Reg. No. 2-62076), (10/26/01), and incorporated herein by reference. (vi) Form of Trust Company Agency Agreement of OppenheimerFunds Distributor, Inc.: Previously filed with Post-Effective Amendment No. 34 to the Registration Statement of Oppenheimer Main Street Funds, Inc. (Reg. No.33-17850), (10/23/06), and incorporated herein by reference. (f) Form of Oppenheimer Funds Compensation Deferral Plan, As Amended and Restated Effective January 1, 2008: Previously filed with Post-Effective Amendment No. 18 to the Registration Statement of Oppenheimer International Bond Fund (Reg. No. 33-58383), (12/20/07), and incorporated herein by reference. (g) (i) Global Custody Agreement dated August 16, 2002: Previously filed with Post-Effective Amendment No. 51 to the Registration Statement of Oppenheimer Capital Appreciation Fund (Reg. No. 2-69719), (10/23/06), and incorporated herein by reference. (h) (i) Financial Warranty Agreement dated September 24, 2004 among Merrill Lynch Bank USA, OppenheimerFunds, Inc. and the Registrant: Previously filed with Registrant's Post-Effective Amendment No. 1, 10/25/05, and incorporated herein by reference. (ii) Service Agreement dated September 24, 2004 among OppenheimerFunds, Inc., the Registrant, J.P. Morgan Chase Bank and Merrill Lynch Bank USA: Previously filed with Registrant's Pre-Effective Amendment No. 1, 10/4/04, and incorporated herein by reference. (i) Opinion and Consent of Counsel dated 9/23/04: Previously filed with Registrant's Post-Effective Amendment No. 4, 12/28/07, and incorporated herein by reference. (j) (i) Consent of Deloitte & Touche LLP, independent registered public accounting firm, with respect to Registrant's audited financial statements and with respect to the audited financial statements of Oppenheimer Main Street Fund incorporated in the Statement of Additional Information by reference: Previously filed with Registrant's Post-Effective Amendment No. 4, 12/28/07, and incorporated herein by reference. (ii) Consent of Deloitte & Touche LLP, independent registered public accounting firm, with respect to the audited financial statements of Merrill Lynch Bank USA: Filed herewith. (k) (i) Audited financial statements of Merrill Lynch Bank USA as of 12/28/07: Previously filed with Post-Effective Amendment No. 10 to the Registration Statement of Oppenheimer Principal Protected Trust (Reg. 333-102588), (05/21/08), and incorporated herein by reference. (l) Investment Letter dated September 24, 2004 from OppenheimerFunds, Inc. to Registrant: Previously filed with Registrant's Pre-Effective Amendment No. 1, 10/4/04, and incorporated herein by reference. (m) (i) Amended and Restated Service Plan and Agreement for Class A shares for Oppenheimer Principal Protected Main Street Fund III dated 10/28/05: Previously filed with Registrant's Post-Effective Amendment No. 3, 12/5/06, and incorporated herein by reference. (ii) Amended and Restated Distribution and Service Plan and Agreement for Class B shares for Oppenheimer Principal Protected Main Street Fund III dated 10/28/05: Previously filed with Registrant's Post-Effective Amendment No. 3, 12/5/06, and incorporated herein by reference. (iii) Amended and Restated Distribution and Service Plan and Agreement for Class C shares for Oppenheimer Principal Protected Main Street Fund III dated 10/28/05: Previously filed with Registrant's Post-Effective Amendment No. 3, 12/5/06, and incorporated herein by reference. (iv) Amended and Restated Distribution and Service Plan and Agreement for Class N shares for Oppenheimer Principal Protected Main Street Fund III dated 10/28/05: Previously filed with Registrant's Post-Effective Amendment No. 3, 12/5/06, and incorporated herein by reference. (n) Oppenheimer Funds Multiple Class Plan under Rule 18f-3 updated through 8/29/07: Previously filed with the Initial Registration Statement of Oppenheimer Portfolio Series Fixed Income Investor Fund (Reg. No. 333-146105), (9/14/07), and incorporated herein by reference. (o) Powers of Attorney for all Trustees/Directors and Principal Officers: Previously filed with the Initial Registration Statement of Oppenheimer Portfolio Series Active Allocation Fund (Reg. No. 333-146105), 9/14/07, and incorporated herein by reference. (p) Amended and Restated Code of Ethics of the Oppenheimer Funds dated August 30, 2007 under Rule 17j-1 of the Investment Company Act of 1940: Previously filed with the Initial Registration Statement of Oppenheimer Portfolio Series Fixed Income Investor Fund (Reg. No. 333-146105), (09/14/07), and incorporated herein by reference. Item 24. - Persons Controlled by or Under Common Control with the Fund None. Item 25. - Indemnification Reference is made to the provisions of Article Seventh of Registrant's Declaration of Trust filed as Exhibit 23(a) to this Registration Statement, and incorporated herein by reference. Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to trustees, officers and controlling persons of Registrant pursuant to the foregoing provisions or otherwise, Registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Securities Act of 1933 and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by Registrant of expenses incurred or paid by a trustee, officer or controlling person of Registrant in the successful defense of any action, suit or proceeding) is asserted by such trustee, officer or controlling person, Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act of 1933 and will be governed by the final adjudication of such issue. Item 26. - Business and Other Connections of the Investment Adviser (a) OppenheimerFunds, Inc. is the investment adviser of the Registrant; it and certain subsidiaries and affiliates act in the same capacity to other investment companies, including without limitation those described in Parts A and B hereof and listed in Item 26(b) below. (b) There is set forth below information as to any other business, profession, vocation or employment of a substantial nature in which each officer and director of OppenheimerFunds, Inc. is, or at any time during the past two fiscal years has been, engaged for his/her own account or in the capacity of director, officer, employee, partner or trustee. - ---------------------------------------- -------------------------------------------------------------------------------- Name and Current Position with OppenheimerFunds, Inc. Other Business and Connections During the Past Two Years - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Timothy L. Abbuhl, Treasurer of Centennial Asset Management Corporation; Vice President and Vice President Assistant Treasurer of OppenheimerFunds Distributor, Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Patrick Adams None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Robert Agan, Senior Vice President of Shareholder Financial Services, Inc. and Shareholders Senior Vice President Services, Inc.; Vice President of OppenheimerFunds Distributor, Inc., Centennial Asset Management Corporation and OFI Private Investments Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Carl Algermissen, Assistant Secretary of Centennial Asset Management Corporation. Vice President & Associate Counsel - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Michael Amato, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Nicole Andersen, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Tracey Beck Apostolopoulos, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Janette Aprilante, Secretary (since December 2001) of: Centennial Asset Management Corporation, Vice President & Secretary OppenheimerFunds Distributor, Inc., HarbourView Asset Management Corporation (since June 2003), Oppenheimer Real Asset Management, Inc., Shareholder Financial Services, Inc., Shareholder Services, Inc., Trinity Investment Management Corporation (since January 2005), OppenheimerFunds Legacy Program, OFI Private Investments Inc. (since June 2003) and OFI Institutional Asset Management, Inc. (since June 2003). Assistant Secretary of OFI Trust Company (since December 2001). - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Dmitri Artemiev Formerly (until January 2007) Analyst/Developer at Fidelity Investments. Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Hany S. Ayad, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Paul Aynsley, Formerly Vice President at Kepler Equities (December 2006 - February 2008) Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- James F. Bailey, Senior Vice President of Shareholder Services, Inc. (since March 2006). Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Robert Baker, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- John Michael Banta, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Michael Barnes, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Adam Bass, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Kevin Baum, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jeff Baumgartner, Vice President of HarbourView Asset Management Corporation. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Marc Baylin, Vice President of OFI Institutional Asset Management, Inc. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Todd Becerra, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Kathleen Beichert, Vice President of OppenheimerFunds Distributor, Inc. Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Gerald B. Bellamy, Vice President (Sales Manager of the International Division) of OFI Vice President Institutional Asset Management, Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Erik S. Berg, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Emanuele Bergagnine, Assistant Vice President of OFI Institutional Asset Management, Inc. Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Robert Bertucci, None Assistant Vice President: Rochester Division - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Rajeev Bhaman, Vice President of OFI Institutional Asset Management, Inc. Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Craig Billings, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Mark Binning, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Robert J. Bishop, Treasurer (since October 2003) of OppenheimerFunds Distributor, Inc. and Vice President Centennial Asset Management Corporation; Assistant Secretary of Oppenheimer Acquisition Corp. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Julie Blanchard, Formerly Fund Accounting Manager at OppenheimerFunds, Inc. (April 2006 - Assistant Vice President February 2008). - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Beth Bleimehl, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Lisa I. Bloomberg, Assistant Secretary of Oppenheimer Real Asset Management, Inc. Vice President & Deputy General Counsel - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Veronika Boesch, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Chad Boll, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Antulio N. Bomfim, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Michelle Borre Massick, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Lori E. Bostrom, Assistant Secretary of OppenheimerFunds Legacy Program. Vice President & Deputy General Counsel - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- David J. Bowers Formerly (until July 2007) Analyst at Evergreen Investments. Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- John Boydell, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Richard Britton, Formerly CTO/Managing Director of IT Infrastructure at GMAC Residential Vice President Funding Corporation (October 2000 - October 2006). - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Garrett C. Broadrup, Formerly an Associate at Davis Polk & Wardwell (October 2002 - October 2006). Vice President & Assistant Counsel - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Michael Bromberg, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Holly Broussard, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Roger Buckley, Formerly Manager in Finance (May 2006 - February 2008) at OppenheimerFunds, Assistant Vice President Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Carla Buffulin, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Stephanie Bullington, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Paul Burke, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Mark Burns, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- JoAnne Butler, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Geoffrey Caan, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Christine Calandrella, Formerly Director of Empower Network (March 2007 - September 2007); formerly Assistant Vice President HR Manager of Arrow Electronics, Inc. (June 1998 - March 2007). - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Dale William Campbell, Formerly (until January 2007) Manager at OppenheimerFunds, Inc. Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Patrick Campbell, Vice President of OppenheimerFunds Distributor, Inc., Shareholder Services, Vice President Inc. and Shareholder Financial Services, Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Catherine Carroll, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Debra Casey, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Lisa Chaffee, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Ronald Chibnik, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Patrick Sheng Chu, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Brett Clark, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jennifer Clark, Formerly Manager at OppenheimerFunds, Inc. (February 2006 - February 2008). Assistant Vice President Assistant Vice President at Shareholder Financial Services, Inc., Shareholder Services, Inc., and OFI Private Investments Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- H.C. Digby Clements, None Senior Vice President: Rochester Division - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Thomas Closs, Formerly (until January 2007) Development Manager at OppenheimerFunds, Inc. Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- David Cole, Formerly Manager at OppenheimerFunds, Inc (May 2006 - January 2008). Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Eric Compton, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Gerald James Concepcion, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Susan Cornwell, Senior Vice President of Shareholder Financial Services, Inc. and Shareholder Senior Vice President Services, Inc.; Vice President of OppenheimerFunds Distributor, Inc., Centennial Asset Management Corporation and OppenheimerFunds Legacy Program. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Cheryl Corrigan, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Belinda J. Cosper, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Scott Cottier, None Vice President: Rochester Division - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Lauren Coulston, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Terry Crady, Formerly IT Development Manager at OppenheimerFunds, Inc. Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- George Curry, Vice President of OppenheimerFunds Distributor, Inc. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Julie C. Cusker, None Assistant Vice President: Rochester Division - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Kevin Dachille, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Rushan Dagli, Vice President of OFI Private Investments Inc., Shareholder Financial Vice President Services, Inc. and Shareholder Services, Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- John Damian, None Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jason Davis, Formerly Manager at OppenheimerFunds, Inc. Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Robert Dawson, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- John Delano, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Kendra Delisa, Formerly (until January 2007) Manager at OppenheimerFunds, Inc. Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Damaris De Los Santos, Formerly Senior Account Executive (July 2003 - February 2008). Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Richard Demarco, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Craig P. Dinsell, None Executive Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Randall C. Dishmon, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Rebecca K. Dolan, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Steven D. Dombrower, Senior Vice President of OFI Private Investments Inc.; Vice President of Vice President OppenheimerFunds Distributor, Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Sara Donahue, Formerly (until November 2006) Manager at OppenheimerFunds, Inc. Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Alicia Dopico, Formerly (until August 2007) Manager at OppenheimerFunds, Inc. Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Thomas Doyle, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Bruce C. Dunbar, None Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Brian Dvorak, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Richard Edmiston, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- A. Taylor Edwards, None Vice President & Assistant Counsel - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Venkat Eleswarapu, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Christopher Emanuel, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Daniel R. Engstrom, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- James Robert Erven, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- George R. Evans, None Senior Vice President & Director of International Equities - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Edward N. Everett, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Kathy Faber, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- David Falicia, Assistant Secretary (as of July 2004) of HarbourView Asset Management Assistant Vice President Corporation. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Rachel Fanopoulos, Formerly Manager (until August 2007) at OppenheimerFunds, Inc. Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Matthew Farkas, None Vice President and Assistant Counsel - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Kristie Feinberg, Assistant Treasurer of Oppenheimer Acquisition Corp. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- William Ferguson, Formerly Senior Marketing Manager at ETrade (June 2006 - January 2007) and Assistant Vice President Senior Marketing Manager at Axa Financial (April 2000 - June 2006). - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Emmanuel Ferreira, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Ronald H. Fielding, Vice President of OppenheimerFunds Distributor, Inc.; Director of ICI Mutual Senior Vice President; Insurance Company; Governor of St. John's College; Chairman of the Board of Chairman of the Rochester Division Directors of International Museum of Photography at George Eastman House. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Bradley G. Finkle, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Steven Fling, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- John E. Forrest, Senior Vice President of OppenheimerFunds Distributor, Inc. Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- David Foxhoven, Assistant Vice President of OppenheimerFunds Legacy Program; Vice President of Senior Vice President HarbourView Asset Management Corporation. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Colleen M. Franca, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Barbara Fraser, Secretary of OFI Trust Company (since December 2007). Vice President & Associate Counsel - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Dominic Freud, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Hazem Gamal, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Charles Gapay, Formerly (as of January 2007) Help Desk Manager at OppenheimerFunds, Inc. Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Seth Gelman, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Timothy Gerlach, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Phillip S. Gillespie, None Senior Vice President & Assistant Secretary - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Alan C. Gilston, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jacqueline Girvin-Harkins, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jill E. Glazerman, None Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Kevin Glenn, Formerly Tax Manager at OppenheimerFunds, Inc. (December 2006 - February 2008). Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Benjamin J. Gord, Vice President of HarbourView Asset Management Corporation and of OFI Vice President Institutional Asset Management, Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Raquel Granahan, Senior Vice President of OFI Private Investments Inc.; Vice President of Senior Vice President OppenheimerFunds Distributor, Inc., and OppenheimerFunds Legacy Program. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Robert B. Grill, None Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Carol Guttzeit, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Marilyn Hall, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Kelly Haney, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Steve Hauenstein, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Robert W. Hawkins, None Vice President & Assistant Counsel - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Thomas B. Hayes, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Bradley Hebert, Manager at OppenheimerFunds, Inc. (October 2004 - February 2008). Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Heidi Heikenfeld, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Annika Helgerson, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Daniel Herrmann, Vice President of OFI Private Investments Inc. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Benjamin Hetrick, Manager at OppenheimerFunds, Inc (May 2006 - December 2007). Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Dennis Hess, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Joseph Higgins, Vice President of OFI Institutional Asset Management, Inc. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Dorothy F. Hirshman, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Daniel Hoelscher, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Eivind Holte, Formerly Vice President at U.S. Trust (June 2005 - October 2007) Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Brian Hourihan, Assistant Secretary of Oppenheimer Real Asset Management, Inc., HarbourView Vice President & Deputy General Counsel Asset Management Corporation, OFI Institutional Asset Management, Inc. (since April 2006) and Trinity Investment Management Corporation. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Edward Hrybenko, Vice President of OppenheimerFunds Distributor, Inc. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jason Hubersberger, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Kevin Andrew Huddleston, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Scott T. Huebl, Assistant Vice President of OppenheimerFunds Legacy Program. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Douglas Huffman, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Margaret Hui, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Dana Hunter, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- John Huttlin, Senior Vice President (Director of the International Division) (since January Vice President 2004) of OFI Institutional Asset Management, Inc.; Director (since June 2003) of OppenheimerFunds International Distributor Limited. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- James G. Hyland, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Kelly Bridget Ireland, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Kathleen T. Ives, Vice President and Assistant Secretary of OppenheimerFunds Distributor, Inc. Vice President, Deputy General Counsel and Shareholder Services, Inc.; Assistant Secretary of Centennial Asset & Assistant Secretary Management Corporation, OppenheimerFunds Legacy Program and Shareholder Financial Services, Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- William Jaume, Senior Vice President of HarbourView Asset Management Corporation and OFI Vice President Institutional Asset Management, Inc.; Director of OFI Trust Company. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Frank V. Jennings, None Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- John Jennings, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jin Jo, Formerly Audit Manager at Deloitte & Touche LLP (as of August 2007) Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Lisa Kadehjian, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Charles Kandilis, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Amee Kantesaria, Formerly Counsel at Massachusetts Mutual Life Insurance Company Assistant Vice President and (May 2005-December 2006). Assistant Counsel - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Rezo Kanovich, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Thomas W. Keffer, Senior Vice President of OppenheimerFunds Distributor, Inc. Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- James Kennedy, Formerly self-employed (December 2005 - September 2006). Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Michael Keogh, Vice President of OppenheimerFunds Distributor, Inc. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- John Kiernan, None Vice President & Marketing Compliance Manager - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Michael Kim, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Audrey Kiszla, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Lisa Klassen, Vice President of OFI Private Investments Inc., Shareholder Financial Vice President Services, Inc. and Shareholder Financial Services, Inc.; Assistant Vice President of OppenheimerFunds Legacy Program and OppenheimerFunds Distributor, Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Richard Knott, President and Director of OppenheimerFunds Distributor, Inc.; Executive Vice Executive Vice President President of OFI Private Investments Inc.; Executive Vice President & Director of Centennial Asset Management Corporation. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Daniel Kohn, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Martin S. Korn, None Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Tatyana Kosheleva, Formerly (as of April 2007) Finance Manager at IBM Corp. Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Brian Kramer, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- S. Arthur Krause, Formerly Product Manager of OppenheimerFunds, Inc. (as of January 2007). Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Alexander Kurinets, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Gloria LaFond, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Lisa Lamentino, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Tracey Lange, Vice President of OppenheimerFunds Distributor, Inc. and OFI Private Vice President Investments Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jeffrey P. Lagarce, President of OFI Institutional Asset Management, Inc. as of January 2005. Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- John Latino, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Gayle Leavitt, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Christopher M. Leavy, Senior Vice President of OFI Private Investments Inc., OFI Institutional Asset Senior Vice President Management, Inc., and Trinity Investment Management Corporation - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Randy Legg, None Vice President & Associate Counsel - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Laura Leitzinger, Senior Vice President of Shareholder Services, Inc. and Shareholder Financial Senior Vice President Services, Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Justin Leverenz, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Michael S. Levine, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Brian Levitt, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Gang Li, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Shanquan Li, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Julie A. Libby, Senior Vice President and Chief Operating Officer of OFI Private Investments Senior Vice President Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Daniel Lifshey, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Mitchell J. Lindauer, None Vice President & Assistant General Counsel - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Bill Linden, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Malissa B. Lischin, Assistant Vice President of OppenheimerFunds Distributor, Inc. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Justin Livengood, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Christina Loftus, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- David P. Lolli, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Ian Loughlin, Formerly Financial Analysis Manager at OppenheimerFunds, Inc. (June 2005 - Assistant Vice President February 2008). - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Daniel G. Loughran None Senior Vice President: Rochester Division - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Patricia Lovett, Vice President of Shareholder Financial Services, Inc. and Senior Vice Senior Vice President President of Shareholder Services, Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Misha Lozovik, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Dongyan Ma, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Steve Macchia, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Matthew Maley, Formerly Operations Manager at Bear Stearns (June 2005 - February 2008). Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Daniel Martin, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jerry Mandzij, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Angelo G. Manioudakis, Senior Vice President of HarbourView Asset Management Corporation and of OFI Senior Vice President Institutional Asset Management, Inc.; Vice President of Oppenheimer Real Asset Management, Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Carolyn Maxson, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- William T. Mazzafro, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Trudi McCanna, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Neil McCarthy, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Elizabeth McCormack, Vice President and Assistant Secretary of HarbourView Asset Management Vice President Corporation. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- John McCullough, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Joseph McDonnell, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Joseph McGovern, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Charles L. McKenzie, Chairman of the Board, Director, Chief Executive Officer and President of OFI Senior Vice President Trust Company; Chairman, Chief Executive Officer, Chief Investment Officer and Director of OFI Institutional Asset Management, Inc.; Chief Executive Officer, President, Senior Managing Director and Director of HarbourView Asset Management Corporation; Chairman, President and Director of Trinity Investment Management Corporation and Vice President of Oppenheimer Real Asset Management, Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- William McNamara, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Mary McNamee, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Michael Medev, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Lucienne Mercogliano, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jay Mewhirter, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Andrew J. Mika, None Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jan Miller, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Scott Miller, Formerly Assistant Vice President at AXA Distributors, LLC (July 2005 - Vice President February 2008). - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Rejeev Mohammed, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Nikolaos D. Monoyios, Senior Vice President of OFI Institutional Asset Management, Inc. Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Sarah Morrison, Formerly (as of January 2007) Manager at OppenheimerFunds, Inc. Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jill Mulcahy, None Vice President: Rochester Division - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- John V. Murphy, President and Management Director of Oppenheimer Acquisition Corp.; President Chairman, Chief and Director of Oppenheimer Real Asset Management, Inc.; Chairman and Director Executive Officer & Director of Shareholder Services, Inc. and Shareholder Financial Services, Inc.; Director of OppenheimerFunds Distributor, Inc., OFI Institutional Asset Management, Inc., Trinity Investment Management Corporation, Tremont Group Holdings, Inc., HarbourView Asset Management Corporation and OFI Private Investments Inc.; Executive Vice President of Massachusetts Mutual Life Insurance Company; Director of DLB Acquisition Corporation; a member of the Investment Company Institute's Board of Governors. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Suzanne Murphy, Vice President of OFI Private Investments Inc. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Thomas J. Murray, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Christine Nasta, Vice President of OppenheimerFunds Distributor, Inc. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Paul Newman, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Richard Nichols, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- William Norman, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- James B. O'Connell, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Matthew O'Donnell, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Lisa Ogren, Formerly Manager at OppenheimerFunds, Inc. Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Tony Oh, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- John J. Okray, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Kristina Olson, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Lerae A. Palumbo, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Kathleen Patton, Assistant Vice President of Shareholder Services, Inc. Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- David P. Pellegrino, None Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Allison C. Pells, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Robert H. Pemble, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Lori L. Penna, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Brian Petersen, Assistant Treasurer of OppenheimerFunds Legacy Program. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Marmeline Petion-Midy, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- David Pfeffer, Treasurer of Oppenheimer Acquisition Corp.; Senior Vice President of Senior Vice President & Chief HarbourView Asset Management Corporation since February 2004. Financial Officer - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- James F. Phillips, None Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Gary Pilc, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- John Piper, Assistant Vice President of Shareholder Services, Inc. Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jeaneen Pisarra, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Nicolas Pisciotti, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Christine Polak, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Sergei Polevikov, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jeffrey Portnoy, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- David Preuss, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Ellen Puckett, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jodi Pullman, Formerly Product Manager at OppenheimerFunds, Inc. (January 2007 - February Assistant Vice President 2008); Senior Project Manager at OppenheimerFunds, Inc. (March 2006 - January 2007). - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Paul Quarles, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Michael E. Quinn, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Julie S. Radtke, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Timothy Raeke, Formerly (as of July 2007) Vice President at MFS Investment Management. Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Norma J. Rapini, None Assistant Vice President: Rochester Division - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Corry E. Read, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Marc Reinganum, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jill Reiter, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jason Reuter, Formerly Manager at OppenheimerFunds, Inc. (February 2006 - February 2008). Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Eric Rhodes, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Maria Ribeiro De Castro, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Eric Richter, Vice President of HarbourView Asset Management Corporation. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Claire Ring, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Grace Roberts, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- David Robertson, Senior Vice President of OppenheimerFunds Distributor, Inc.; President and Senior Vice President Director of Centennial Asset Management Corporation. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Robert Robis, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Antoinette Rodriguez, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Lucille Rodriguez, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Stacey Roode, None Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jeffrey S. Rosen, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Stacy Roth, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Richard Royce, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Adrienne Ruffle, Assistant Secretary of OppenheimerFunds Legacy Program. Vice President & Assistant Counsel - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Kim Russomanno, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Gerald Rutledge, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Julie Anne Ryan, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Timothy Ryan, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Matthew Torpey, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Rohit Sah, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Gary Salerno, Formerly (as of May 2007) Separate Account Business Liaison at Assistant Vice President OppenheimerFunds, Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Valerie Sanders, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Kurt Savallo, Formerly Senior Business Analyst at OppenheimerFunds, Inc. Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Rudi W. Schadt, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Mary Beth Schellhorn, Formerly Human Resources Generalist at Misys Banking Systems (November 2000 - Assistant Vice President June 2006). - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Ellen P. Schoenfeld, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Kathleen Schmitz, Assistant Vice President of HarbourView Asset Management Corporation. Formerly Assistant Vice President Fund Accounting Manager at OppenheimerFunds, Inc. (November 2004 - February 2008). - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Patrick Schneider, Formerly Human Resources Manager at ADT Security Services (December 2001 - Assistant Vice President July 2006). - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Scott A. Schwegel, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Allan P. Sedmak, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jennifer L. Sexton, Senior Vice President of OFI Private Investments Inc. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Asutosh Shah, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Kamal Shah, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Navin Sharma, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Tammy Sheffer, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Mary Dugan Sheridan, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Nicholas Sherwood, Formerly Manager at OppenheimerFunds, Inc. (February 2006 - February 2008). Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- David C. Sitgreaves, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Michael Skatrud, Formerly (as of March 2007) Corporate Bond Analyst at Putnam Investments. Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Enrique H. Smith, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Kevin Smith, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Paul Snogren None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Louis Sortino, None Vice President: Rochester Division - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Keith J. Spencer, None Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Marco Antonio Spinar, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Brett Stein, Formerly Vice President of Client Services at XAware, Inc. (October 2002 - Vice President August 2006). - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Richard A. Stein, None Vice President: Rochester Division - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Arthur P. Steinmetz, Senior Vice President of HarbourView Asset Management Corporation; Vice Senior Vice President President of OFI Institutional Asset Management, Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jennifer Stevens, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Benjamin Stewart, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Peter Strzalkowski, Vice President of HarbourView Asset Management, Inc. Formerly (as of August Vice President 2007) Founder/Managing Partner at Vector Capital Management. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- John P. Stoma, Senior Vice President of OppenheimerFunds Distributor, Inc. Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Amy Sullivan, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Carole Sumption, Formerly Vice President at Policy Studies, Inc. (July 2003 - April 2007). Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Michael Sussman, Vice President of OppenheimerFunds Distributor, Inc. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Thomas Swaney, Vice President of HarbourView Asset Management Corporation. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Brian C. Szilagyi, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Martin Telles, Senior Vice President of OppenheimerFunds Distributor, Inc. Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Charles Toomey, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Vincent Toner, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Melinda Trujillo, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Leonid Tsvayg, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Keith Tucker, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Cameron Ullyatt, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Angela Uttaro, None Assistant Vice President: Rochester Division - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Mark S. Vandehey, Vice President and Chief Compliance Officer of OppenheimerFunds Distributor, Senior Vice President & Chief Inc., Centennial Asset Management Corporation and Shareholder Services, Inc.; Compliance Officer Chief Compliance Officer of HarbourView Asset Management Corporation, Real Asset Management, Inc., Shareholder Financial Services, Inc., Trinity Investment Management Corporation, OppenheimerFunds Legacy Program, OFI Private Investments Inc. and OFI Trust Company and OFI Institutional Asset Management, Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Maureen Van Norstrand, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Nancy Vann, None Vice President & Associate Counsel - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Rene Vecka, None Assistant Vice President: Rochester Division - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Vincent Vermette, Assistant Vice President of OppenheimerFunds Distributor, Inc. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Elaine Villas-Obusan, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Ryan Virag, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jake Vogelaar, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Phillip F. Vottiero, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Mark Wachter, Formerly Manager at OppenheimerFunds, Inc. (March 2005 - February 2008). Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Lisa Walsh, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Darren Walsh, President and Director of Shareholder Financial Services, Inc. and Shareholder Executive Vice President Services, Inc. Formerly General Manager and Senior Vice President of Comverse (December 2005 - September 2006). - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Richard Walsh, Vice President of OFI Private Investments. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Deborah Weaver, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Jerry A. Webman, Senior Vice President of HarbourView Asset Management Corporation. Senior Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Christopher D. Weiler, None Vice President: Rochester Division - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Barry D. Weiss, Vice President of HarbourView Asset Management Corporation and of Centennial Vice President Asset Management Corporation. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Melissa Lynn Weiss, None Vice President & Senior Counsel - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Christine Wells, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Joseph J. Welsh, Vice President of HarbourView Asset Management Corporation. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Catherine M. White, Assistant Vice President of OppenheimerFunds Distributor, Inc.; member of the Assistant Vice President American Society of Pension Actuaries (ASPA) since 1995. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Troy Willis, None Assistant Vice President, Rochester Division - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Mitchell Williams, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Julie Wimer, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Donna M. Winn, President, Chief Executive Officer & Director of OFI Private Investments Inc.; Senior Vice President Director & President of OppenheimerFunds Legacy Program; Senior Vice President of OppenheimerFunds Distributor, Inc. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Brian W. Wixted, Treasurer of HarbourView Asset Management Corporation; OppenheimerFunds Senior Vice President & Treasurer International Ltd., Oppenheimer Real Asset Management, Inc., Shareholder Services, Inc., Shareholder Financial Services, Inc., OFI Private Investments Inc., OFI Institutional Asset Management, Inc., OppenheimerFunds plc and OppenheimerFunds Legacy Program; Treasurer and Chief Financial Officer of OFI Trust Company; Assistant Treasurer of Oppenheimer Acquisition Corp. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Carol E. Wolf, Senior Vice President of HarbourView Asset Management Corporation and of Senior Vice President Centennial Asset Management Corporation; Vice President of OFI Institutional Asset Management, Inc; serves on the Board of the Colorado Ballet. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Meredith Wolff, Vice President of OppenheimerFunds Distributor, Inc. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Oliver Wolff, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Kurt Wolfgruber, Director of OppenheimerFunds Distributor, Inc., Director of Tremont Group President, Chief Investment Officer & Holdings, Inc., HarbourView Asset Management Corporation and OFI Institutional Director Asset Management, Inc. (since June 2003). Management Director of Oppenheimer Acquisition Corp. (since December 2005). - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Caleb C. Wong, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Edward C. Yoensky, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Geoff Youell, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Lucy Zachman, None Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Robert G. Zack, General Counsel of Centennial Asset Management Corporation; General Counsel Executive Vice President & and Director of OppenheimerFunds Distributor, Inc.; Senior Vice President and General Counsel General Counsel of HarbourView Asset Management Corporation and OFI Institutional Asset Management, Inc.; Senior Vice President, General Counsel and Director of Shareholder Financial Services, Inc., Shareholder Services, Inc., OFI Private Investments Inc.; Executive Vice President, General Counsel and Director of OFI Trust Company; Director and Assistant Secretary of OppenheimerFunds International Limited; Vice President, Secretary and General Counsel of Oppenheimer Acquisition Corp.; Director and Assistant Secretary of OppenheimerFunds International Distributor Limited; Vice President of OppenheimerFunds Legacy Program; Vice President and Director of Oppenheimer Partnership Holdings Inc.; Director of OFI Institutional Asset Management, Ltd. - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Anna Zatulovskaya, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Mark D. Zavanelli, Vice President of OFI Institutional Asset Management, Inc. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Alex Zhou, None Assistant Vice President - ---------------------------------------- -------------------------------------------------------------------------------- - ---------------------------------------- -------------------------------------------------------------------------------- Ronald Zibelli, Jr. Formerly Managing Director and Small Cap Growth Team Leader at Merrill Lynch. Vice President - ---------------------------------------- -------------------------------------------------------------------------------- The Oppenheimer Funds include the following: Centennial California Tax Exempt Trust Centennial Government Trust Centennial Money Market Trust Centennial New York Tax Exempt Trust Centennial Tax Exempt Trust Limited Term New York Municipal Fund (a series of Rochester Portfolio Series) OFI Tremont Core Strategies Hedge Fund OFI Tremont Market Neutral Hedge Fund Oppenheimer Absolute Return Fund Oppenheimer AMT-Free Municipals Oppenheimer AMT-Free New York Municipals Oppenheimer Balanced Fund Oppenheimer Baring China Fund Oppenheimer Baring Japan Fund Oppenheimer Baring SMA International Fund Oppenheimer California Municipal Fund Oppenheimer Capital Appreciation Fund Oppenheimer Capital Income Fund Oppenheimer Cash Reserves Oppenheimer Champion Income Fund Oppenheimer Commodity Strategy Total Return Fund Oppenheimer Convertible Securities Fund (a series of Bond Fund Series) Oppenheimer Core Bond Fund (a series of Oppenheimer Integrity Funds) Oppenheimer Developing Markets Fund Oppenheimer Discovery Fund Oppenheimer Dividend Growth Fund Oppenheimer Emerging Growth Fund Oppenheimer Equity Fund, Inc. Oppenheimer Equity Income Fund, Inc. Oppenheimer Global Fund Oppenheimer Global Opportunities Fund Oppenheimer Global Value Fund Oppenheimer Gold & Special Minerals Fund Oppenheimer International Bond Fund Oppenheimer Institutional Money Market Fund Oppenheimer International Diversified Fund Oppenheimer International Growth Fund Oppenheimer International Small Company Fund Oppenheimer International Value Fund (a series of Oppenheimer International Value Trust) Oppenheimer Limited Term California Municipal Fund Oppenheimer Limited-Term Government Fund Oppenheimer Limited Term Municipal Fund (a series of Oppenheimer Municipal Fund) Oppenheimer Main Street Fund (a series of Oppenheimer Main Street Funds, Inc.) Oppenheimer Main Street Opportunity Fund Oppenheimer Main Street Small Cap Fund Oppenheimer Master Loan Fund, LLC Oppenheimer Master International Value Fund, LLC Oppenheimer MidCap Fund Oppenheimer Money Market Fund, Inc. Oppenheimer Multi-State Municipal Trust (3 series): Oppenheimer New Jersey Municipal Fund Oppenheimer Pennsylvania Municipal Fund Oppenheimer Rochester National Municipals Oppenheimer Portfolio Series (4 series) Active Allocation Fund Equity Investor Fund Conservative Investor Fund Moderate Investor Fund Oppenheimer Portfolio Series Fixed Income Active Allocation Fund Oppenheimer Principal Protected Main Street Fund (a series of Oppenheimer Principal Protected Trust) Oppenheimer Principal Protected Main Street Fund II (a series of Oppenheimer Principal Protected Trust II) Oppenheimer Principal Protected Main Street Fund III (a series of Oppenheimer Principal Protected Trust III) Oppenheimer Quest For Value Funds (3 series) Oppenheimer Quest Balanced Fund Oppenheimer Quest Opportunity Value Fund Oppenheimer Small- & Mid-Cap Value Fund Oppenheimer Quest International Value Fund, Inc. Oppenheimer Real Estate Fund Oppenheimer Rising Dividends Fund, Inc. Oppenheimer Rochester Arizona Municipal Fund Oppenheimer Rochester Maryland Municipal Fund Oppenheimer Rochester Massachusetts Municipal Fund Oppenheimer Rochester Michigan Municipal Fund Oppenheimer Rochester Minnesota Municipal Fund Oppenheimer Rochester North Carolina Municipal Fund Oppenheimer Rochester Ohio Municipal Fund Oppenheimer Rochester Virginia Municipal Fund Oppenheimer Select Value Fund Oppenheimer Senior Floating Rate Fund Oppenheimer Series Fund, Inc. (1 series): Oppenheimer Value Fund Oppenheimer SMA Core Bond Fund Oppenheimer SMA International Bond Fund Oppenheimer Strategic Income Fund Oppenheimer Transition 2010 Fund Oppenheimer Transition 2015 Fund Oppenheimer Transition 2020 Fund Oppenheimer Transition 2025 Fund Oppenheimer Transition 2030 Fund Oppenheimer Transition 2040 Fund Oppenheimer Transition 2050 Fund Oppenheimer Tremont Market Neutral Fund, LLC Oppenheimer Tremont Opportunity Fund, LLC Oppenheimer U.S. Government Trust Oppenheimer Variable Account Funds (11 series): Oppenheimer Balanced Fund/VA Oppenheimer Capital Appreciation Fund/VA Oppenheimer Core Bond Fund/VA Oppenheimer Global Securities Fund/VA Oppenheimer High Income Fund/VA Oppenheimer Main Street Fund/VA Oppenheimer Main Street Small Cap Fund/VA Oppenheimer MidCap Fund/VA Oppenheimer Money Fund/VA Oppenheimer Strategic Bond Fund/VA Oppenheimer Value Fund/VA Panorama Series Fund, Inc. (4 series): Government Securities Portfolio Growth Portfolio Oppenheimer International Growth Fund/VA Total Return Portfolio Rochester Fund Municipals The address of the Oppenheimer funds listed above, Shareholder Financial Services, Inc., Shareholder Services, Inc., OppenheimerFunds Services, Centennial Asset Management Corporation, and OppenheimerFunds Legacy Program is 6803 South Tucson Way, Centennial, Colorado 80112-3924. The address of OppenheimerFunds, Inc., OppenheimerFunds Distributor, Inc., HarbourView Asset Management Corporation, Oppenheimer Acquisition Corp., OFI Private Investments Inc., OFI Institutional Asset Management, Inc. Oppenheimer Real Asset Management, Inc. and OFI Trust Company is Two World Financial Center, 225 Liberty Street, 11th Floor, New York, New York 10281-1008. The address of Tremont Group Holdings, Inc. is 555 Theodore Fremd Avenue, Suite 206-C, Rye, New York 10580. The address of OppenheimerFunds International Ltd. is 70 Sir John Rogerson's Quay, Dublin 2, Ireland. The address of Trinity Investment Management Corporation is 301 North Spring Street, Bellefonte, Pennsylvania 16823. The address of OppenheimerFunds International Distributor Limited is Suite 1601, Central Tower, 28 Queen's Road Central, Hong Kong. Item 27. Principal Underwriter (a) OppenheimerFunds Distributor, Inc. is the Distributor of the Registrant's shares. It is also the Distributor of each of the other registered open-end investment companies for which OppenheimerFunds, Inc. is the investment adviser, as described in Part A and Part B of this Registration Statement and listed in Item 26(b) above (except Panorama Series Fund, Inc.) and for MassMutual Institutional Funds. (b) The directors and officers of the Registrant's principal underwriter are: - ------------------------------------------------ ------------------------------------ --------------------------------- Name & Principal Position & Office Position and Office Business Address with Underwriter with Registrant - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Timothy Abbhul(1) Vice President and Treasurer None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Robert Agan(1) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Anthony Allocco(2) Assistant Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Janette Aprilante(2) Secretary None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Tracey Apostolopoulos(1) Assistant Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- James Barker Vice President None 1723 W. Nelson Street Chicago, IL 60657 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Kathleen Beichert(1) Senior Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Rocco Benedetto(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Thomas Beringer Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Christopher Bergeron Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Rick Bettridge Vice President None 11504 Flowering Plum Lane Highland, UT 84003 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- David A. Borrelli Vice President None 105 Black Calla Ct. San Ramon, CA 94583 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Jeffrey R. Botwinick Vice President None 4431 Twin Pines Drive Manlius, NY 13104 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Sarah Bourgraf(1) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Bryan Bracchi Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Michelle Brennan(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Joshua Broad(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Kevin E. Brosmith Senior Vice President None 5 Deer Path South Natlick, MA 01760 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Jeffrey W. Bryan Vice President None 1048 Malaga Avenue Coral Gables, FL 33134 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Ross Burkstaller Vice President None 211 Tulane Drive SE Albuquerque, NM 87106 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Patrick Campbell(1) Assistant Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Robert Caruso Vice President None 15 Deforest Road Wilton, CT 06897 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Donelle Chisolm(2) Assistant Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Angelanto Ciaglia(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Melissa Clayton(2) Assistant Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Craig Colby(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Rodney Constable(1) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Susan Cornwell(1) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Neev Crane Vice President None 1530 Beacon Street, Apt. #1403 Brookline, MA 02446 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Michael Daley Vice President None 40W387 Oliver Wendell Holmes St St. Charles, IL 60175 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Fredrick Davis Vice President None 14431 SE 61st Street Bellevue, WA 98006 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- John Davis(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Stephen J. Demetrovits(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Steven Dombrower Vice President None 13 Greenbrush Court Greenlawn, NY 11740 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Beth Arthur Du Toit(1) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Kent M. Elwell Vice President None 35 Crown Terrace Yardley, PA 19067 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Gregg A. Everett Vice President None 4328 Auston Way Palm Harbor, FL 34685-4017 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- George R. Fahey Senior Vice President None 9511 Silent Hills Lane Lone Tree, CO 80124 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Eric C. Fallon Vice President None 10 Worth Circle Newton, MA 02458 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- James Fereday Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Joseph Fernandez Vice President None 1717 Richbourg Park Drive Brentwood, TN 37027 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Mark J. Ferro Senior Vice President None 104 Beach 221st Street Breezy Point, NY 11697 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Ronald H. Fielding(3) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Eric P. Fishel Vice President None 725 Boston Post Rd., #12 Sudbury, MA 01776 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Patrick W. Flynn Senior Vice President None 14083 East Fair Avenue Englewood, CO 80111 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- John E. Forrest(2) Senior Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- John ("J") Fortuna(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Jayme D. Fowler Vice President None 3818 Cedar Springs Road, #101-349 Dallas, TX 75219 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- William Friebel Vice President None 2919 St. Albans Forest Circle Glencoe, MO 63038 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Alyson Frost(2) Assistant Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Richard Fuerman(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Charlotte Gardner(1) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Lucio Giliberti Vice President None 6 Cyndi Court Flemington, NJ 08822 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Michael Gottesman Vice President None 255 Westchester Way Birmingham, MI 48009 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Raquel Granahan(4) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Ralph Grant Senior Vice President None 10 Boathouse Close Mt. Pleasant, SC 29464 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Kahle Greenfield(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Robert Grill(2) Senior Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Eric Grossjung Vice President None 4002 N. 194th Street Elkhorn, NE 68022 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Michael D. Guman Vice President None 3913 Pleasant Avenue Allentown, PA 18103 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- James E. Gunter Vice President None 603 Withers Circle Wilmington, DE 19810 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Garrett Harbron Vice President None 8895 Hillsboro Road Valles Mines, MO 63087 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Kevin J. Healy(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Kenneth Henry(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Wendy G. Hetson(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Jennifer Hoelscher(1) Assistant Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- William E. Hortz(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Edward Hrybenko(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Amy Huber(1) Assistant Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Brian F. Husch Vice President None 37 Hollow Road Stonybrook, NY 11790 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Patrick Hyland(2) Assistant Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Keith Hylind(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Kathleen T. Ives(1) Vice President & Assistant Assistant Secretary Secretary - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Shonda Rae Jaquez(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Eric K. Johnson Vice President None 8588 Colonial Drive Lone Tree, CO 80124 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Elyse Jurman Vice President None 5486 NW 42 Ave Boca Raton, FL 33496 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Thomas Keffer(2) Senior Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Michael Keogh(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Brian Kiley(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Lisa Klassen(1) Assistant Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Richard Klein Senior Vice President None 4820 Fremont Avenue South Minneapolis, MN 55419 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Richard Knott(1) President and Director None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Brent A. Krantz Senior Vice President None 61500 Tam McArthur Loop Bend, OR 97702 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Eric Kristenson(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- David T. Kuzia Vice President None 10258 S. Dowling Way Highlands Ranch, CO 80126 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Tracey Lange(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Jesse Levitt(2) Assistant Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Julie Libby(2) Senior Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Eric J. Liberman Vice President None 27 Tappan Ave., Unit West Sleepy Hollow, NY 10591 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Malissa Lischin(2) Assistant Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Christina Loftus(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Thomas Loncar Vice President None 1401 North Taft Street, Apt. 726 Arlington, VA 22201 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Peter Maddox(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Michael Malik Vice President None 546 Idylberry Road San Rafael, CA 94903 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Steven C. Manns Vice President None 1627 N. Hermitage Avenue Chicago, IL 60622 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Todd A. Marion Vice President None 24 Midland Avenue Cold Spring Harbor, NY 11724 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- LuAnn Mascia(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Michael McDonald Vice President None 11749 S Cormorant Circle Parker, CO 80134 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- John C. McDonough Senior Vice President None 533 Valley Road New Canaan, CT 06840 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Kent C. McGowan Vice President None 9510 190th Place SW Edmonds, WA 98020 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Brian F. Medina Vice President None 3009 Irving Street Denver, CO 80211 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- William Meerman Vice President None 4939 Stonehaven Drive Columbus, OH 43220 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Saul Mendoza Vice President None 503 Vincinda Crest Way Tampa FL 33619 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Mark Mezzanotte Vice President None 16 Cullen Way Exeter, NH 03833 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Matthew L. Michaelson Vice President None 1250 W. Grace, #3R Chicago, IL 60613 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Noah Miller(1) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Clint Modler(1) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Robert Moser Vice President None 9650 East Aspen Hill Circle Lone Tree, CO 80124 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- David W. Mountford Vice President None 7820 Banyan Terrace Tamarac, FL 33321 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Gzim Muja Vice President None 269 S. Beverly Dr. #807 Beverly Hills, CA 90212 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Matthew Mulcahy(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Wendy Jean Murray Vice President None 32 Carolin Road Upper Montclair, NJ 07043 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- John S. Napier Vice President None 17 Hillcrest Ave. Darien, CT 06820 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Christina Nasta(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Kevin P. Neznek(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Christopher Nicholson(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Chad Noel Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Bradford G. Norford Vice President None 5095 Lahinch Ct. Westerville, OH 43082 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Alan Panzer Vice President None 6755 Ridge Mill Lane Atlanta, GA 30328 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Maria Paster(2) Assistant Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Donald Pawluk(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Brian C. Perkes Vice President None 6 Lawton Ct. Frisco, TX 75034 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Wayne Perry Vice President None 3900 Fairfax Drive Apt 813 Arlington, VA 22203 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Charles K. Pettit(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Aaron Pisani(1) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Rachel Powers Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Nicole Pretzel Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Minnie Ra Vice President None 100 Dolores Street, #203 Carmel, CA 93923 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Dustin Raring Vice President None 27 Blakemore Drive Ladera Ranch, CA 92797 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Michael A. Raso Vice President None 3 Vine Place Larchmont, NY 10538 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Richard E. Rath Vice President None 46 Mt. Vernon Ave. Alexandria, VA 22301 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Ramsey Rayan(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- William J. Raynor(5) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Corry Read(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Ruxandra Risko(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- David R. Robertson(2) Senior Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Ian M. Roche Vice President None 7070 Bramshill Circle Bainbridge, OH 44023 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Michael Rock Vice President None 9016 Stourbridge Drive Huntersville, NC 28078 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Thomas Sabow Vice President None 6617 Southcrest Drive Edina, MN 55435 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- John Saunders Vice President None 2251 Chantilly Ave. Winter Park, FL 32789 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Thomas Schmitt Vice President None 40 Rockcrest Rd Manhasset, NY 11030 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- William Schories Vice President None 3 Hill Street Hazlet, NJ 07730 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Jennifer Sexton(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Eric Sharp Vice President None 862 McNeill Circle Woodland, CA 95695 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Debbie A. Simon Vice President None 55 E. Erie St., #4404 Chicago, IL 60611 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Bryant Smith Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Christopher M. Spencer Vice President None 2353 W 118th Terrace Leawood, KS 66211 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- John A. Spensley Vice President None 375 Mallard Court Carmel, IN 46032 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Michael Staples Vice President None 4255 Jefferson St Apt 328 Kansas City, MO 64111 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Alfred St. John(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Bryan Stein Vice President None 8 Longwood Rd. Voorhees, NJ 08043 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- John Stoma(2) Senior Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Wayne Strauss(3) Assistant Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Brian C. Summe Vice President None 2479 Legends Way Crestview Hills, KY 41017 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Michael Sussman(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- George T. Sweeney Senior Vice President None 5 Smokehouse Lane Hummelstown, PA 17036 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- James Taylor(2) Assistant Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Martin Telles(2) Senior Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Paul Temple(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Troy Testa Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- David G. Thomas Vice President None 16628 Elk Run Court Leesburg, VA 20176 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Mark S. Vandehey(1) Vice President and Chief Vice President and Chief Compliance Officer Compliance Officer - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Vincent Vermete(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Kenneth Lediard Ward Vice President None 1400 Cottonwood Valley Circle N. Irving, TX 75038 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Teresa Ward(1) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Janeanne Weickum(1) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Michael J. Weigner Vice President None 4905 W. San Nicholas Street Tampa, FL 33629 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Donn Weise Vice President None 3249 Earlmar Drive Los Angeles, CA 90064 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Chris G. Werner Vice President None 98 Crown Point Place Castle Rock, CO 80108 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Catherine White(2) Assistant Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Ryan Wilde(1) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Julie Wimer(2) Assistant Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Donna Winn(2) Senior Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Peter Winters Vice President None 911 N. Organce Ave, Pat. 514 Orlando, FL 32801 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Patrick Wisneski(1) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Kurt Wolfgruber(2) Director None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Meredith Wolff(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Michelle Wood(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Cary Patrick Wozniak Vice President None 18808 Bravata Court San Diego, CA 92128 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- John Charles Young Vice President None 3914 Southwestern Houston, TX 77005 - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Jill Zachman(2) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Robert G. Zack(2) General Counsel & Director Vice President & Secretary - ------------------------------------------------ ------------------------------------ --------------------------------- - ------------------------------------------------ ------------------------------------ --------------------------------- Steven Zito(1) Vice President None - ------------------------------------------------ ------------------------------------ --------------------------------- (1) 6803 South Tucson Way, Centennial, CO 80112-3924 (2) Two World Financial Center, 225 Liberty Street, 11th Floor, New York, NY 10281-1008 (3) 350 Linden Oaks, Rochester, NY 14623 (4) 555 Theodore Fremd Avenue, Rye, NY 10580 (5) Independence Wharf, 470 Atlantic Avenue, 11th Floor, Boston, MA 02210 (c) Not applicable. Item 28. Location of Accounts and Records The accounts, books and other documents required to be maintained by Registrant pursuant to Section 31(a) of the Investment Company Act of 1940 and rules promulgated thereunder are in the possession of OppenheimerFunds, Inc. at its offices at 6803 South Tucson Way, Centennial, Colorado 80112-3924. Item 29. Management Services Not applicable. Item 30. Undertakings During the Warranty Period, the Registrant hereby undertakes to mail notices to current shareholders promptly after the happening of significant events related to the Financial Warranty issued by Merrill Lynch Bank USA (or any successors or substituted entities thereto) to the Fund under the Financial Warranty Agreement. These significant events include (i) the termination of the Financial Warranty Agreement; (ii) a default under the Financial Warranty Agreement that has a material adverse effect on a shareholder's right to receive his or her Warranted Amount on the Maturity Date; or (iii) the insolvency of Merrill Lynch Bank USA (or any successors or substituted entities thereto). The Registrant hereby undertakes to update its registration statement on an annual basis under the Investment Company Act of 1940, as amended (the "1940 Act") to include updated audited financial statements for Merrill Lynch Bank USA (or any successors or substituted entities thereto), as applicable. Merrill Lynch Bank USA has represented to Registrant that its audited financial statements to be included in Registrant's Registration Statement, as it may be amended from time to time, have been and will be prepared in accordance with Regulation S-X and U.S. GAAP, as if Merrill Lynch Bank USA was required to file Form 10-K under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Further, the Registrant undertakes under such circumstances to include as an exhibit to its registration statement as it relates to the Fund, the consent of the independent auditors of Merrill Lynch Bank USA (or such successors or substituted entities), as applicable, regarding such financial statements. In the event that a Warranty Provider to the Fund is an entity other than Merrill Lynch Bank USA ("Substitute Warranty Provider"), and such Substitute Warranty Provider files Forms 10-K under the Exchange Act then Registrant hereby undertakes to incorporate by reference in its Statement of Additional Information on an annual basis under the 1940 Act updated audited financial statements for the Substitute Warranty Provider included in such Forms 10-K under the Exchange Act. In the event that at any time during the Warranty Period during which the Registrant is required to file amendments to its Registration Statement under the 1940 Act the Substitute Warranty Provider ceases to file a Form 10-K pursuant to the Exchange Act or if any other Substitute Warranty Provider is not required to file a Form 10-K pursuant to the Exchange Act, the Registrant undertakes to update its Registration Statement on an annual basis under the 1940 Act to include updated audited financial statements for the then-current Substitute Warranty Provider (or any successors or substituted entities thereto) and will obtain a representation from said Substitute Warranty Provider (or any successors or substituted entities thereto) that its audited financial statements provided to Registrant for inclusion in Registrant's Registration Statement, as it may be amended from time to time, have been and will be prepared in accordance with Regulation S-X and U.S. GAAP covering the periods that would be required if the Substitute Warranty Provider was required to file Form 10-K under the Exchange Act. Any Substitute Warranty Provider's audited financial statements will also be incorporated by reference in Registrant's Statement of Additional Information. Further, the Registrant undertakes under any circumstances described in this paragraph to include as an exhibit to its Registration Statement as it relates to the Fund, the consent of the independent auditors of the Substitute Warranty Provider (or such successors or substituted entities), as applicable, regarding such financial statements. During the Warranty Period, the Registrant hereby undertakes to include in the Registrant's annual and semiannual reports (with respect to the Fund) to shareholders, an offer to supply the most recent annual and/or quarterly report of Merrill Lynch Bank USA, or any Substitute Warranty Provider to the Financial Warranty or Financial Warranty Agreement, free of charge, upon a shareholder's request. SIGNATURES Pursuant to the requirements of the Securities Act of 1933 and/or the Investment Company Act of 1940, the Registrant certifies that it meets all the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York and State of New York on the 21st day of May, 2008. OPPENHEIMER PRINCIPAL PROTECTED TRUST III By: John V. Murphy* ----------------------------------- John V. Murphy, President, Principal Executive Officer and Trustee Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities on the dates indicated: Signatures Title Date William L. Armstrong* Chairman of the May 21, 2008 - --------------------- William L. Armstrong Board of Trustees John V. Murphy* President, Principal May 21, 2008 - ------------------------------- John V. Murphy Executive Officer and Trustee Brian W. Wixted* Treasurer, Principal May 21, 2008 - ------------------------------- Brian W. Wixted Financial & Accounting Officer George C. Bowen* Trustee May 21, 2008 - ------------------------------- George C. Bowen Edward L. Cameron* Trustee May 21, 2008 - ------------------------------- Edward L. Cameron Jon S. Fossel* Trustee May 21, 2008 - ------------------------------- Jon S. Fossel Sam Freedman* Trustee May 21, 2008 - ------------------------------- Sam Freedman Richard F. Grabish* Trustee May 21, 2008 - ------------------------------- Richard F. Grabish Beverly L. Hamilton* Trustee May 21, 2008 - ------------------------------- Beverly L. Hamilton Robert J. Malone* Trustee May 21, 2008 - ------------------------------- Robert J. Malone F. William Marshall, Jr.* Trustee May 21, 2008 - ------------------------------- F. William Marshall, Jr. *By: /s/ Mitchell J. Lindauer --------------------------- Mitchell J. Lindauer, Attorney-in-Fact SIGNATURES Oppenheimer Main Street Funds, Inc. has duly caused this Registration Statement of Oppenheimer Principal Protected Trust III relating to its series Oppenheimer Principal Protected Main Street Fund III to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York and State of New York on the 21st day of May, 2008. OPPENHEIMER MAIN STREET FUNDS, INC. By: John V. Murphy* ------------------------------------------------------------------ John V. Murphy, President, Principal Executive Officer & Director Pursuant to the requirements of the Securities Act of 1933, this Registration Statement of Oppenheimer Principal Protected Trust III relating to its series Oppenheimer Principal Protected Main Street Fund III has been signed below by the following persons in the capacities on the dates indicated: Signatures Title Date William L. Armstrong* Chairman of the May 21, 2008 - --------------------- William L. Armstrong Board of Directors John V. Murphy* President, Principal May 21, 2008 - ------------------------------- John V. Murphy Executive Officer and Director Brian W. Wixted* Treasurer, Principal May 21, 2008 - ------------------------------- Brian W. Wixted Financial & Accounting Officer George C. Bowen* Director May 21, 2008 - ------------------------------- George C. Bowen Edward L. Cameron* Director May 21, 2008 - ------------------------------- Edward L. Cameron Jon S. Fossel* Director May 21, 2008 - ------------------------------- Jon S. Fossel Sam Freedman* Director May 21, 2008 - ------------------------------- Sam Freedman Beverly L. Hamilton* Director May 21, 2008 - ------------------------------- Beverly L. Hamilton Robert J. Malone* Director May 21, 2008 - ------------------------------- Robert J. Malone F. William Marshall, Jr.* Director May 21, 2008 - ------------------------------- F. William Marshall, Jr. *By: /s/ Mitchell J. Lindauer --------------------------- Mitchell J. Lindauer, Attorney-in-Fact OPPENHEIMER PRINCIPAL PROTECTED TRUST III Post-Effective Amendment No. 5 Registration Statement No. 333-114495 EXHIBIT INDEX Exhibit No. Description 23(j) (ii) Consent of Deloitte & Touche LLP, independent registered public accounting firm, with respect to the audited financial statements of Merrill Lynch Bank USA
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POS EX Filing
Oppenheimer Principal Protected Trust Iii Inactive POS EXAdditional exhibits for listing
Filed: 21 May 08, 12:00am