COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED DISPOSAL SERVICES I | COM | 00790X101 | 9,661 | 425,000 | SH | | SOLE | none | 425,000 | 0 | 0 |
ALCOA CORP | COM | 013872106 | 6,530 | 200,000 | SH | | SOLE | none | 200,000 | 0 | 0 |
ALPHABET INC-CL A | COM | 02079K305 | 2,604 | 2,802 | SH | | SOLE | none | 944 | 0 | 1,858 |
ALPHABET INC-CL C | COM | 02079K107 | 3,950 | 4,346 | SH | | SOLE | none | 717 | 0 | 3,629 |
ALPHABET INC-CL C | COM | 02079K107 | 19,407 | 21,356 | SH | | OTR | 1 | 21,356 | 0 | 0 |
ALLERGAN PLC | COM | G0177J108 | 273,476 | 1,125,000 | SH | Put | SOLE | none | 1,125,000 | 0 | 0 |
ALLERGAN PLC | COM | G0177J108 | 273,768 | 1,126,200 | SH | Call | SOLE | none | 1,126,200 | 0 | 0 |
ALTERYX INC - CLASS A | COM | 02156B103 | 2,733 | 140,000 | SH | | SOLE | none | 140,000 | 0 | 0 |
ALTICE USA INC- A | COM | 02156K103 | 3,230 | 100,000 | SH | | SOLE | none | 100,000 | 0 | 0 |
AMPHENOL CORP-CL A | COM | 032095101 | 5,094 | 69,000 | SH | Put | SOLE | none | 61,100 | 0 | 7,900 |
AMYRIS INC | DEBT | 03236MAC5 | 1,301 | 2,000,000 | PRN | | SOLE | none | 2,000,000 | 0 | 0 |
AMYRIS INC | DEBT | 03236MAF8 | 2,533 | 3,625,000 | PRN | | SOLE | none | 3,625,000 | 0 | 0 |
ANADARKO PETROLEUM CORP | COM | 032511107 | 13,849 | 305,438 | SH | | SOLE | none | 231,996 | 0 | 73,442 |
APOLLO CMMRL REAL EST FI | DEBT | 03762UAA3 | 30,120 | 27,503,000 | PRN | | SOLE | none | 27,503,000 | 0 | 0 |
ARBOR REALTY TRUST INC | DEBT | 038923AA6 | 16,318 | 15,353,000 | PRN | | SOLE | none | 15,353,000 | 0 | 0 |
ATHENE HOLDING LTD-CLASS A | COM | G0684D107 | 4,961 | 100,000 | SH | | SOLE | none | 100,000 | 0 | 0 |
AUTODESK INC | COM | 052769106 | 444 | 4,413 | SH | | SOLE | none | 888 | 0 | 3,525 |
AVID TECHNOLOGY INC | DEBT | 05367PAB6 | 12,706 | 17,230,000 | PRN | | SOLE | none | 17,230,000 | 0 | 0 |
AVISTA HEALTHCARE PUBLIC-A | WRT | G0726L117 | 54 | 120,000 | SH | | SOLE | none | 120,000 | 0 | 0 |
BANCO MACRO SA-ADR | ADR | 05961W105 | 3,605 | 39,100 | SH | | SOLE | none | 39,100 | 0 | 0 |
BLUE CAPITAL REINSURANCE HOL | COM | G1190F107 | 829 | 45,285 | SH | | SOLE | none | 45,285 | 0 | 0 |
BOULEVARD ACQUISITION COR II | WRT | 10157Q110 | 599 | 855,100 | SH | | SOLE | none | 855,100 | 0 | 0 |
CHEVRON CORP | COM | 166764100 | 4,784 | 45,861 | SH | | SOLE | none | 35,573 | 0 | 10,288 |
CIMAREX ENERGY CO | COM | 171798101 | 5,514 | 58,660 | SH | | SOLE | none | 56,340 | 0 | 2,320 |
COGNIZANT TECH SOLUTIONS-A | COM | 192446102 | 4,360 | 65,681 | SH | | SOLE | none | 7,560 | 0 | 58,121 |
COMCAST CORP-CLASS A | COM | 20030N101 | 4,063 | 104,384 | SH | | SOLE | none | 30,743 | 0 | 73,641 |
COMMUNITY HEALTH SYSTEMS-CVR | COM | 203668116 | 103 | 5,303,225 | SH | | SOLE | none | 5,303,225 | 0 | 0 |
COMSTOCK RESOURCES INC | DEBT | 205768AM6 | 11 | 13,304 | PRN | | SOLE | none | 13,304 | 0 | 0 |
CONCHO RESOURCES INC | COM | 20605P101 | 14,654 | 120,575 | SH | | SOLE | none | 90,349 | 0 | 30,226 |
CONOCOPHILLIPS | COM | 20825C104 | 15,542 | 353,556 | SH | | SOLE | none | 272,629 | 0 | 80,927 |
CONTINENTAL RESOURCES INC/OK | COM | 212015101 | 1,830 | 56,637 | SH | | SOLE | none | 54,464 | 0 | 2,173 |
COWEN INC | DEBT | 223622AB7 | 17,842 | 17,270,000 | PRN | | SOLE | none | 17,270,000 | 0 | 0 |
CSX CORP | COM | 126408103 | 3,658 | 67,022 | SH | | SOLE | none | 17,187 | 0 | 49,835 |
CTRP US | ADR | 22943F100 | 238 | 4,411 | SH | | SOLE | none | 2,134 | 0 | 2,277 |
DELTA TECHNOLOGY HOLDINGS LT | WRT | G8477B113 | 48 | 576,058 | SH | | SOLE | none | 576,058 | 0 | 0 |
DOLLAR GENERAL CORP | COM | 256677105 | 6,128 | 85,000 | SH | | OTR | 1 | 85,000 | 0 | 0 |
DOLLAR GENERAL CORP | COM | 256677105 | 4,045 | 56,103 | SH | | SOLE | none | 12,595 | 0 | 43,508 |
DOLLAR GENERAL CORP | COM | 256677105 | 5,001 | 69,400 | SH | Call | SOLE | none | 60,900 | 0 | 8,500 |
DOUBLE EAGLE ACQUISITION-A | WRT | G28195116 | 768 | 1,600,000 | SH | | SOLE | none | 1,600,000 | 0 | 0 |
ELECTRUM SPECIAL ACQUISITION | WRT | G3105C112 | 582 | 1,617,500 | SH | | SOLE | none | 1,617,500 | 0 | 0 |
ENCORE CAPITAL GROUP INC | DEBT | 292554AH5 | 1,900 | 2,000,000 | PRN | | SOLE | none | 2,000,000 | 0 | 0 |
ENERNOC INC | DEBT | 292764AB3 | 4,065 | 4,092,000 | PRN | | SOLE | none | 4,092,000 | 0 | 0 |
EXTRACTION OIL & GAS INC | COM | 30227M105 | 3,363 | 250,000 | SH | | SOLE | none | 250,000 | 0 | 0 |
FAIRMOUNT SANTROL HOLDINGS I | COM | 30555Q108 | 2,546 | 652,821 | SH | | SOLE | none | 652,821 | 0 | 0 |
FIRST HAWAIIAN INC | COM | 32051X108 | 3,723 | 121,602 | SH | | SOLE | none | 121,602 | 0 | 0 |
FIVE POINT HOLDINGS LLC-CL A | COM | 33833Q106 | 738 | 50,000 | SH | | SOLE | none | 50,000 | 0 | 0 |
FLEX LTD | COM | Y2573F102 | 866 | 53,095 | SH | | SOLE | none | 45,243 | 0 | 7,852 |
FLOOR & DECOR HOLDINGS INC-A | COM | 339750101 | 2,945 | 75,000 | SH | | SOLE | none | 75,000 | 0 | 0 |
FOUNDATION BUILDING MATERIAL | COM | 350392106 | 1,286 | 100,000 | SH | | SOLE | none | 100,000 | 0 | 0 |
GARDNER DENVER HOLDINGS INC | COM | 36555P107 | 4,754 | 220,000 | SH | | SOLE | none | 220,000 | 0 | 0 |
GORES HOLDINGS II INC - A | COM | 382867109 | 2,006 | 200,000 | SH | | SOLE | none | 200,000 | 0 | 0 |
GORES HOLDINGS II INC - A | WRT | 382867117 | 99 | 66,666 | SH | | SOLE | none | 66,666 | 0 | 0 |
GSV CAPITAL CORP | DEBT | 36191JAB7 | 6,616 | 6,728,000 | PRN | | SOLE | none | 6,728,000 | 0 | 0 |
HALLIBURTON CO | COM | 406216101 | 27,626 | 646,791 | SH | | SOLE | none | 546,184 | 0 | 100,607 |
HARMONIC INC | DEBT | 413160AB8 | 3,754 | 3,275,000 | PRN | | SOLE | none | 3,275,000 | 0 | 0 |
HP INC | COM | 40434L105 | 2,939 | 168,135 | SH | | SOLE | none | 18,794 | 0 | 149,341 |
ICHOR HOLDINGS LTD | COM | G4740B105 | 2,822 | 140,000 | SH | | SOLE | none | 140,000 | 0 | 0 |
INTEL CORP | COM | 458140100 | 3,187 | 94,468 | SH | | SOLE | none | 10,798 | 0 | 83,670 |
INVITATION HOMES INC | REIT | 46187W107 | 6,489 | 300,000 | SH | | SOLE | none | 300,000 | 0 | 0 |
ISHARES IBOXX USD HIGH YIELD | ETP | 464288513 | 278,429 | 3,150,000 | SH | Put | SOLE | none | 3,150,000 | 0 | 0 |
ISHARES MSCI EMERGING MARKET | ETP | 464287234 | 10,348 | 250,000 | SH | Put | SOLE | none | 250,000 | 0 | 0 |
J. JILL INC | COM | 46620W102 | 1,844 | 150,000 | SH | | SOLE | none | 150,000 | 0 | 0 |
JELD-WEN HOLDING INC | COM | 47580P103 | 10,387 | 320,000 | SH | | SOLE | none | 320,000 | 0 | 0 |
JUNIPER NETWORKS INC | COM | 48203R104 | 431 | 15,467 | SH | | SOLE | none | 3,028 | 0 | 12,439 |
KBS FASHION GROUP LTD | COM | Y46002203 | 0 | 18,000 | SH | | SOLE | none | 18,000 | 0 | 0 |
KEANE GROUP INC | COM | 48669A108 | 2,651 | 165,671 | SH | | SOLE | none | 165,671 | 0 | 0 |
KEYW HOLDING CORP | DEBT | 493723AA8 | 6,066 | 6,300,000 | PRN | | SOLE | none | 6,300,000 | 0 | 0 |
KINDER MORGAN INC | COM | 49456B101 | 1,935 | 101,026 | SH | | SOLE | none | 25,909 | 0 | 75,117 |
LAUREATE EDUCATION INC-A | COM | 518613203 | 780 | 44,500 | SH | | SOLE | none | 44,500 | 0 | 0 |
LAYNE CHRISTENSEN CO | DEBT | 521050AD6 | 5,623 | 5,380,000 | PRN | | SOLE | none | 5,380,000 | 0 | 0 |
LOWE'S COS INC | COM | 548661107 | 6,332 | 81,663 | SH | | SOLE | none | 24,196 | 0 | 57,467 |
MAMMOTH ENERGY SERVICES INC | COM | 56155L108 | 4,440 | 238,700 | SH | | SOLE | none | 238,700 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 2,558 | 37,117 | SH | | SOLE | none | 4,158 | 0 | 32,959 |
MINERVA NEUROSCIENCES INC | COM | 603380106 | 443 | 50,000 | SH | | SOLE | none | 50,000 | 0 | 0 |
MOBILEYE NV | COM | N51488117 | 102,452 | 1,631,402 | SH | | SOLE | none | 1,626,473 | 0 | 4,929 |
MODUSLINK GLOBAL SOLUTIO | DEBT | 60786LAB3 | 5,347 | 5,720,000 | PRN | | SOLE | none | 5,720,000 | 0 | 0 |
MOLSON COORS BREWING CO -B | COM | 60871R209 | 5,094 | 58,974 | SH | | SOLE | none | 16,477 | 0 | 42,497 |
NCS MULTISTAGE HOLDINGS INC | COM | 628877102 | 1,259 | 50,000 | SH | | SOLE | none | 50,000 | 0 | 0 |
NEW YORK MORTGAGE TRUST | DEBT | 649604AD7 | 6,553 | 6,500,000 | PRN | | SOLE | none | 6,500,000 | 0 | 0 |
NEWS CORP - CLASS A | COM | 65249B109 | 13,700 | 1,000,000 | SH | Put | SOLE | none | 1,000,000 | 0 | 0 |
PALO ALTO NETWORKS INC | COM | 697435105 | 545 | 4,079 | SH | | SOLE | none | 797 | 0 | 3,282 |
PANERA BREAD COMPANY-CLASS A | COM | 69840W108 | 22,432 | 71,293 | SH | | SOLE | none | 71,293 | 0 | 0 |
PARSLEY ENERGY INC-CLASS A | COM | 701877102 | 28,461 | 1,025,616 | SH | | SOLE | none | 1,005,360 | 0 | 20,256 |
PATTERSON-UTI ENERGY INC | COM | 703481101 | 20,695 | 1,025,000 | SH | | SOLE | none | 1,025,000 | 0 | 0 |
PDL BIOPHARMA INC | DEBT | 69329YAF1 | 8,099 | 8,109,000 | PRN | | SOLE | none | 8,109,000 | 0 | 0 |
PENNYMAC CORP | DEBT | 70932AAB9 | 14,707 | 14,848,000 | PRN | | SOLE | none | 14,848,000 | 0 | 0 |
PETROLEO BRASILEIRO-SPON ADR | ADR | 71654V408 | 2,797 | 350,000 | SH | | SOLE | none | 350,000 | 0 | 0 |
PHYSICIANS REALTY TRUST | REIT | 71943U104 | 1,808 | 89,776 | SH | | SOLE | none | 89,776 | 0 | 0 |
PIONEER NATURAL RESOURCES CO | COM | 723787107 | 8,774 | 54,984 | SH | | SOLE | none | 38,713 | 0 | 16,271 |
POST HOLDINGS INC | COM | 737446104 | 535 | 6,885 | SH | | SOLE | none | 6,885 | 0 | 0 |
PROPETRO HOLDING CORP | COM | 74347M108 | 2,394 | 171,486 | SH | | SOLE | none | 171,486 | 0 | 0 |
RAIT FINANCIAL TRUST | DEBT | 749227AB0 | 36,594 | 38,836,000 | PRN | | SOLE | none | 38,836,000 | 0 | 0 |
RANGE RESOURCES CORP | COM | 75281A109 | 926 | 39,970 | SH | | SOLE | none | 39,970 | 0 | 0 |
RED HAT INC | COM | 756577102 | 1,191 | 12,452 | SH | | SOLE | none | 4,311 | 0 | 8,141 |
REPLIGEN CORP | COM | 759916109 | 1,177 | 28,400 | SH | | SOLE | none | 28,400 | 0 | 0 |
RESOURCE CAPITAL CORP | DEBT | 76120WAB0 | 43,208 | 41,715,000 | PRN | | SOLE | none | 41,715,000 | 0 | 0 |
RESOURCE CAPITAL CORP | DEBT | 76120WAA2 | 30,975 | 30,630,000 | PRN | | SOLE | none | 30,630,000 | 0 | 0 |
REYNOLDS AMERICAN INC | COM | 761713106 | 311,102 | 4,783,248 | SH | | SOLE | none | 4,761,656 | 0 | 21,592 |
ROCKWELL AUTOMATION INC | COM | 773903109 | 3,502 | 21,624 | SH | | SOLE | none | 5,546 | 0 | 16,078 |
ROCKWELL COLLINS INC | COM | 774341101 | 1,354 | 12,893 | SH | | SOLE | none | 8,958 | 0 | 3,935 |
ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | 611 | 5,595 | SH | | SOLE | none | 3,832 | 0 | 1,763 |
RPC INC | COM | 749660106 | 11,126 | 550,530 | SH | | SOLE | none | 550,530 | 0 | 0 |
RSP PERMIAN INC | COM | 74978Q105 | 12,042 | 373,174 | SH | | SOLE | none | 373,174 | 0 | 0 |
RUBICON PROJECT INC/THE | COM | 78112V102 | 56 | 10,853 | SH | | SOLE | none | 10,853 | 0 | 0 |
RWT HOLDINGS INC | DEBT | 749772AB5 | 4,619 | 4,449,000 | PRN | | SOLE | none | 4,449,000 | 0 | 0 |
SAFEGUARD SCIENTIFICS | DEBT | 786449AK4 | 2,938 | 3,009,000 | PRN | | SOLE | none | 3,009,000 | 0 | 0 |
SALESFORCE.COM INC | COM | 79466L302 | 3,925 | 45,335 | SH | | SOLE | none | 5,184 | 0 | 40,151 |
SALESFORCE.COM INC | COM | 79466L302 | 3,595 | 41,500 | SH | Call | SOLE | none | 37,200 | 0 | 4,300 |
SCHNEIDER NATIONAL INC-CL B | COM | 80689H102 | 1,119 | 50,000 | SH | | SOLE | none | 50,000 | 0 | 0 |
SILVER RUN ACQUISITION COR-A | COM | 82812A103 | 1,013 | 100,000 | SH | | SOLE | none | 100,000 | 0 | 0 |
SILVER RUN ACQUISITION COR-A | WRT | 82812A111 | 60 | 33,333 | SH | | SOLE | none | 33,333 | 0 | 0 |
SINCLAIR BROADCAST GROUP -A | COM | 829226109 | 6,581 | 200,025 | SH | | SOLE | none | 200,025 | 0 | 0 |
SNAP INC - A | COM | 83304A106 | 2,792 | 157,100 | SH | Put | SOLE | none | 135,200 | 0 | 21,900 |
SOLARIS OILFIELD INFRAST-A | COM | 83418M103 | 2,306 | 200,000 | SH | | SOLE | none | 200,000 | 0 | 0 |
SPDR S&P 500 ETF TRUST | ETP | 78462F103 | 714,519 | 2,955,000 | SH | Put | SOLE | none | 2,955,000 | 0 | 0 |
SYMANTEC CORP | COM | 871503108 | 2,866 | 101,513 | SH | | SOLE | none | 11,370 | 0 | 90,143 |
SYNCHRONOSS TECHNOLOGIES | DEBT | 87157BAA1 | 35,342 | 37,959,000 | PRN | | SOLE | none | 37,959,000 | 0 | 0 |
TABLEAU SOFTWARE INC-CL A | COM | 87336U105 | 330 | 5,391 | SH | | SOLE | none | 5,391 | 0 | 0 |
TECHNIPFMC PLC | COM | G87110105 | 7,930 | 291,527 | SH | | SOLE | none | 280,261 | 0 | 11,266 |
TPG PACE ENERGY HOLDINGS COR | UNIT | 872656202 | 2,085 | 200,000 | SH | | SOLE | none | 200,000 | 0 | 0 |
TPG PACE HOLDINGS CORP | UNIT | G89827102 | 2,052 | 200,000 | SH | | SOLE | none | 200,000 | 0 | 0 |
TRADE DESK INC/THE -CLASS A | COM | 88339J105 | 2,506 | 50,000 | SH | | SOLE | none | 50,000 | 0 | 0 |
TREEHOUSE FOODS INC | COM | 89469A104 | 613 | 7,509 | SH | | SOLE | none | 7,509 | 0 | 0 |
VANECK VECTORS SEMICONDUCTOR | ETP | 92189F676 | 81,860 | 1,000,000 | SH | Put | SOLE | none | 1,000,000 | 0 | 0 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 5,396 | 120,800 | SH | | SOLE | none | 21,221 | 0 | 99,579 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 8,619 | 193,000 | SH | Call | SOLE | none | 170,200 | 0 | 22,800 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 15,154 | 339,322 | SH | | OTR | 1 | 339,322 | 0 | 0 |
WARRIOR MET COAL INC | COM | 93627C101 | 2,570 | 150,000 | SH | | SOLE | none | 150,000 | 0 | 0 |
WEATHERFORD INTERNATIONAL PLC | COM | G48833100 | 1,549 | 400,328 | SH | | SOLE | none | 400,328 | 0 | 0 |
WIDEOPENWEST INC | COM | 96758W101 | 4,357 | 250,400 | SH | | SOLE | none | 250,400 | 0 | 0 |
WPX ENERGY INC | COM | 98212B103 | 3,284 | 339,971 | SH | | SOLE | none | 339,971 | 0 | 0 |
WW GRAINGER INC | COM | 384802104 | 5,415 | 30,000 | SH | Put | SOLE | none | 30,000 | 0 | 0 |
YPF S.A.-SPONSORED ADR | ADR | 984245100 | 3,066 | 140,000 | SH | | SOLE | none | 140,000 | 0 | 0 |