Delaware | 23-3058564 | |
(State or other jurisdiction of | (IRS Employer | |
incorporation) | Identification No.) |
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Information to be included in the report
On November 27, 2006, Michael T. Philion, Executive Vice President and Chief Financial Officer of the Company entered into a Plan, pursuant to which certain common stock and stock options held by Mr. Philion will be sold during the period from December 27, 2006, through July 31, 2007, if the Company's common stock trades at the specified minimum price, and subject to other terms and conditions.
On November 30, 2006, Richard W. Zuidema, Executive Vice President - Administration, John A. Shea, Executive Vice President -Americas, and Raymond R. Kubis, President - EnerSys Europe, each entered into a Plan, pursuant to which certain of their respective common stock and/or stock options will be sold. For Messrs. Zuidema and Shea, such sales will occur during the period from December 30, 2006, through May 31, 2007, and for Mr. Kubis, during the period from January 1, 2007, through July 31, 2007, if the Company's common stock trades at the specified minimum price, and subject to other terms and conditions.
The Plans comply with the Company's insider trading policy and are intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. The Plans also meet the restrictions on sales set forth in the 2004 Securityholder Agreement, which was filed as Exhibit 4.2 to Amendment No. 4 to EnerSys' Registration Statement on Form S-1 (File No. 333-115553) on July 26, 2004.
EnerSys | ||||||||
Date: December 01, 2006 | By: | /s/ Frank M. Macerato | ||||||
Frank M. Macerato | ||||||||
Vice President & General Counsel | ||||||||
Exhibit No. | Description | |
EX-99.1 | Press Release, dated December 1, 2006, regarding Leclanche Transaction |