CBA Florida (CBAI) Form 3 Cord Blood America / George Gaines ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:	3235-0104
Estimated average burden
hours per response:	0.5

1. Name and Address of Reporting Person^*

CRYO CELL INTERNATIONAL INC

(Last) (First) (Middle)

700 BROOKER CREEK BLVD., SUITE 1800

(Street)

OLDSMAR FL 34677

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
02/13/2018

3. Issuer Name and Ticker or Trading Symbol
Cord Blood America, Inc. [ CBAI ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	114,207,446(1)(5)	D
Common Stock	16,268,554(2)(5)	D
Common Stock	4,061,770(3)(5)	D
Common Stock	25,000,000(4)(5)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

CRYO CELL INTERNATIONAL INC

(Last) (First) (Middle)

700 BROOKER CREEK BLVD., SUITE 1800

(Street)

OLDSMAR FL 34677

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

PORTNOY DAVID

(Last) (First) (Middle)

700 BROOKER CREEK BLVD., SUITE 1800

(Street)

OLDSMAR FL 34677

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Portnoy Mark L.

(Last) (First) (Middle)

700 BROOKER CREEK BLVD.

ST. 1800

(Street)

OLDSMAR FL 34677

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Gaines George

(Last) (First) (Middle)

700 BROOKER CREEK BLVD., SUITE 1800

(Street)

OLDSMAR FL 34677

(City) (State) (Zip)

Explanation of Responses:

1. Shares owned solely by CRYO-CELL International, Inc.

2. Shares owned solely by David I. Portnoy.

3. Shares owned solely by Mark L. Portnoy.

4. Shares owned solely by George Gaines.

5. Messrs. Portnoy, Portnoy and Gaines, along with CRYO-CELL International, Inc. are deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.

Remarks:

	/s/ David Portnoy, Individual, and Chief Executive Officer and Authorized Representative of Cryo-Cell, International, Inc.	02/21/2018
	/s/ David Portnoy	02/21/2018
	/s/ Mark Portnoy	02/21/2018
	/s/ George Gaines	02/21/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.