The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 1,688 | 37,500 | SH | DFND | 37,500 | 0 | 0 | ||
ACCELERON PHARMA INC | COM | 00434H108 | 1,666 | 42,764 | SH | DFND | 42,764 | 0 | 0 | ||
ACTAVIS PLC | SHS | G0083B108 | 74,339 | 288,797 | SH | DFND | 288,797 | 0 | 0 | ||
ACUITY BRANDS INC | COM | 00508Y102 | 2,822 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
ADVANCE AUTO PARTS INC | COM | 00751Y106 | 28,060 | 176,170 | SH | DFND | 176,170 | 0 | 0 | ||
AES CORP | COM | 00130H105 | 2,798 | 203,226 | SH | DFND | 203,226 | 0 | 0 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 1,653 | 40,376 | SH | DFND | 40,376 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 11,732 | 81,344 | SH | DFND | 81,344 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 6,018 | 57,898 | SH | DFND | 57,898 | 0 | 0 | ||
ALKERMES PLC | SHS | G01767105 | 7,316 | 124,941 | SH | DFND | 124,941 | 0 | 0 | ||
ALLERGAN INC | COM | 018490102 | 76,421 | 359,479 | SH | DFND | 359,479 | 0 | 0 | ||
ALLISON TRANSMISSION HLDGS I | COM | 01973R101 | 9,150 | 269,913 | SH | DFND | 269,913 | 0 | 0 | ||
ALLY FINL INC | COM | 02005N100 | 848 | 35,883 | SH | DFND | 35,883 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 508 | 518,664 | SH | DFND | 518,664 | 0 | 0 | ||
AMBAC FINL GROUP INC | COM NEW | 023139884 | 4,195 | 171,240 | SH | DFND | 171,240 | 0 | 0 | ||
AMBAC FINL GROUP INC | COM NEW | 023139884 | 21,878 | 893,000 | SH | Call | DFND | 893,000 | 0 | 0 | |
AMER RLTY CAP HEALTHCAR TR I | COM | 02917R108 | 53,736 | 4,515,611 | SH | DFND | 4,515,611 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 150 | 2,799 | SH | DFND | 2,799 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 10,467 | 112,503 | SH | DFND | 112,503 | 0 | 0 | ||
AMERICAN RLTY CAP PPTYS INC | COM | 02917T104 | 2,036 | 225,000 | SH | Put | DFND | 225,000 | 0 | 0 | |
AMERICAN RLTY CAP PPTYS INC | NOTE 3.000% 8/0 | 02917TAA2 | 50,730 | 54,900,000 | PRN | DFND | 54,900,000 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 259 | 2,622 | SH | DFND | 2,622 | 0 | 0 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 20,011 | 375,439 | SH | DFND | 375,439 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 3,072 | 19,285 | SH | DFND | 19,285 | 0 | 0 | ||
AMPHENOL CORP NEW | CL A | 032095101 | 1,070 | 19,894 | SH | DFND | 19,894 | 0 | 0 | ||
AMREIT INC NEW | CL B | 03216B208 | 1,541 | 58,054 | SH | DFND | 58,054 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511107 | 1,166 | 14,137 | SH | DFND | 14,137 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511107 | 16,417 | 199,000 | SH | Call | DFND | 199,000 | 0 | 0 | |
ANIXTER INTL INC | COM | 035290105 | 17,049 | 192,726 | SH | DFND | 192,726 | 0 | 0 | ||
ANTERO MIDSTREAM PARTNERS LP | UNT LTD PARTN | 03673L103 | 653 | 23,751 | SH | DFND | 23,751 | 0 | 0 | ||
AOL INC | COM | 00184X105 | 2,541 | 55,029 | SH | DFND | 55,029 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 63,943 | 579,299 | SH | DFND | 579,299 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 847 | 33,983 | SH | DFND | 33,983 | 0 | 0 | ||
ARCELORMITTAL SA LUXEMBOURG | MAND CV NT 16 | L0302D178 | 3,526 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
ARES CAP CORP | NOTE 4.375% 1/1 | 04010LAM5 | 3,544 | 3,500,000 | PRN | DFND | 3,500,000 | 0 | 0 | ||
ARES CAP CORP | NOTE 4.750% 1/1 | 04010LAJ2 | 3,618 | 3,500,000 | PRN | DFND | 3,500,000 | 0 | 0 | ||
ARM HLDGS PLC | SPONSORED ADR | 042068106 | 12,924 | 279,137 | SH | DFND | 279,137 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 5,374 | 160,000 | SH | Call | DFND | 160,000 | 0 | 0 | |
ATLAS RESOURCE PARTNERS LP | COM UNT LTD PR | 04941A101 | 268 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
ATLAS RESOURCE PARTNERS LP | COM UNT LTD PR | 04941A101 | 268 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
AUTODESK INC | COM | 052769106 | 842 | 14,013 | SH | DFND | 14,013 | 0 | 0 | ||
AUXILIUM PHARMACEUTICALS INC | COM | 05334D107 | 16,371 | 476,121 | SH | DFND | 476,121 | 0 | 0 | ||
AVANIR PHARMACEUTICALS INC | CL A NEW | 05348P401 | 2,068 | 122,000 | SH | DFND | 122,000 | 0 | 0 | ||
B/E AEROSPACE INC | COM | 073302101 | 6,119 | 105,466 | SH | DFND | 105,466 | 0 | 0 | ||
B2GOLD CORP | NOTE 3.250%10/0 | 11777QAB6 | 4,350 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
BAKER HUGHES INC | COM | 057224107 | 19,668 | 350,772 | SH | DFND | 350,772 | 0 | 0 | ||
BARD C R INC | COM | 067383109 | 292 | 1,750 | SH | DFND | 1,750 | 0 | 0 | ||
BAYTEX ENERGY CORP | COM | 07317Q105 | 1,541 | 92,380 | SH | DFND | 92,380 | 0 | 0 | ||
BEST BUY INC | COM | 086516101 | 5,678 | 145,667 | SH | DFND | 145,667 | 0 | 0 | ||
BIOGEN IDEC INC | COM | 09062X103 | 3,339 | 9,835 | SH | DFND | 9,835 | 0 | 0 | ||
BLACKBERRY LTD | COM | 09228F103 | 3,066 | 279,200 | SH | Call | DFND | 279,200 | 0 | 0 | |
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 6,226 | 184,033 | SH | DFND | 184,033 | 0 | 0 | ||
BPZ RESOURCES INC | NOTE 8.500%10/0 | 055639AC2 | 2,210 | 6,500,000 | PRN | DFND | 6,500,000 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,996 | 33,820 | SH | DFND | 33,820 | 0 | 0 | ||
CABOT OIL & GAS CORP | COM | 127097103 | 971 | 32,797 | SH | DFND | 32,797 | 0 | 0 | ||
CAMECO CORP | COM | 13321L108 | 2,784 | 169,662 | SH | DFND | 169,662 | 0 | 0 | ||
CANADIAN PAC RY LTD | COM | 13645T100 | 8,760 | 45,462 | SH | DFND | 45,462 | 0 | 0 | ||
CANADIAN SOLAR INC | COM | 136635109 | 597 | 24,661 | SH | DFND | 24,661 | 0 | 0 | ||
CAPITOL ACQUISITION CORP II | *W EXP 05/15/201 | 14056V113 | 116 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
CAPITOL ACQUISITION CORP II | COM | 14056V105 | 4,940 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 54,145 | 670,698 | SH | DFND | 670,698 | 0 | 0 | ||
CAREFUSION CORP | COM | 14170T101 | 5,203 | 87,683 | SH | DFND | 87,683 | 0 | 0 | ||
CARNIVAL CORP | PAIRED CTF | 143658300 | 0 | 4 | SH | DFND | 4 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 4,899 | 43,795 | SH | DFND | 43,795 | 0 | 0 | ||
CENTRAL EUROPEAN MEDIA | NOTE 5.000%11/1 | 153443AH9 | 3,509 | 3,500,000 | PRN | DFND | 3,500,000 | 0 | 0 | ||
CENTRUS ENERGY CORP | CL A | 15643U104 | 774 | 180,083 | SH | DFND | 180,083 | 0 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 59,416 | 843,427 | SH | DFND | 843,427 | 0 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 36,826 | 523,100 | SH | Call | DFND | 523,100 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 19,818 | 281,500 | SH | Put | DFND | 281,500 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | NOTE 2.500% 5/1 | 165167CA3 | 1,950 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | ||
CHIQUITA BRANDS INTL INC | COM | 170032809 | 1,240 | 85,734 | SH | DFND | 85,734 | 0 | 0 | ||
CHYRONHEGO CORP | COM | 171607104 | 882 | 314,970 | SH | DFND | 314,970 | 0 | 0 | ||
CIENA CORP | COM NEW | 171779309 | 333 | 17,177 | SH | DFND | 17,177 | 0 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 12,489 | 121,358 | SH | DFND | 121,358 | 0 | 0 | ||
CIMATRON LTD | ORD | M23798107 | 4,342 | 490,022 | SH | DFND | 490,022 | 0 | 0 | ||
CIS ACQUISITION LTD | *W EXP 12/18/201 | G21490118 | 68 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 11,750 | 422,443 | SH | DFND | 422,443 | 0 | 0 | ||
CITIGROUP INC | *W EXP 01/04/201 | 172967226 | 2,025 | 2,328,084 | SH | DFND | 2,328,084 | 0 | 0 | ||
CITIGROUP INC | *W EXP 10/28/201 | 172967234 | 135 | 5,000,000 | SH | DFND | 5,000,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 7,197 | 133,000 | SH | Put | DFND | 133,000 | 0 | 0 | |
CITIZENS FINL GROUP INC | COM | 174610105 | 15,175 | 610,429 | SH | DFND | 610,429 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 1,620 | 28,931 | SH | DFND | 28,931 | 0 | 0 | ||
CME GROUP INC | COM | 12572Q105 | 13,315 | 150,199 | SH | DFND | 150,199 | 0 | 0 | ||
COACH INC | COM | 189754104 | 8,267 | 220,091 | SH | DFND | 220,091 | 0 | 0 | ||
COBALT INTL ENERGY INC | NOTE 2.625%12/0 | 19075FAA4 | 17,706 | 28,105,000 | PRN | DFND | 28,105,000 | 0 | 0 | ||
COBALT INTL ENERGY INC | NOTE 3.125% 5/1 | 19075FAB2 | 12,375 | 18,500,000 | PRN | DFND | 18,500,000 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 1,378 | 23,751 | SH | DFND | 23,751 | 0 | 0 | ||
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 6,267 | 178,035 | SH | DFND | 178,035 | 0 | 0 | ||
COVANCE INC | COM | 222816100 | 7,082 | 68,200 | SH | DFND | 68,200 | 0 | 0 | ||
COVIDIEN PLC | SHS | G2554F113 | 45,636 | 446,183 | SH | DFND | 446,183 | 0 | 0 | ||
CREDICORP LTD | COM | G2519Y108 | 1,085 | 6,773 | SH | DFND | 6,773 | 0 | 0 | ||
CRESCENT PT ENERGY CORP | COM | 22576C101 | 1,415 | 60,910 | SH | DFND | 60,910 | 0 | 0 | ||
CRITEO S A | SPONS ADS | 226718104 | 1,867 | 46,188 | SH | DFND | 46,188 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 387 | 4,915 | SH | DFND | 4,915 | 0 | 0 | ||
CROWN HOLDINGS INC | COM | 228368106 | 12,393 | 243,483 | SH | DFND | 243,483 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 15,769 | 16,170,000 | PRN | DFND | 16,170,000 | 0 | 0 | ||
CUBIST PHARMACEUTICALS INC | COM | 229678107 | 77,260 | 767,613 | SH | DFND | 767,613 | 0 | 0 | ||
CUBIST PHARMACEUTICALS INC | NOTE 1.875% 9/0 | 229678AH0 | 8,046 | 5,910,000 | PRN | DFND | 5,910,000 | 0 | 0 | ||
DANAHER CORP DEL | COM | 235851102 | 3,281 | 38,277 | SH | DFND | 38,277 | 0 | 0 | ||
DAVE & BUSTERS ENTMT INC | COM | 238337109 | 1,265 | 46,349 | SH | DFND | 46,349 | 0 | 0 | ||
DEMANDWARE INC | COM | 24802Y105 | 1,747 | 30,355 | SH | DFND | 30,355 | 0 | 0 | ||
DEVELOPERS DIVERSIFIED RLTY | NOTE 1.750%11/1 | 251591AX1 | 37,005 | 30,000,000 | PRN | DFND | 30,000,000 | 0 | 0 | ||
DICKS SPORTING GOODS INC | COM | 253393102 | 7,474 | 150,525 | SH | DFND | 150,525 | 0 | 0 | ||
DISCOVER FINL SVCS | COM | 254709108 | 31,560 | 481,900 | SH | DFND | 481,900 | 0 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 3,831 | 52,562 | SH | DFND | 52,562 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 8,396 | 89,136 | SH | DFND | 89,136 | 0 | 0 | ||
DOLLAR GEN CORP NEW | COM | 256677105 | 786 | 11,113 | SH | DFND | 11,113 | 0 | 0 | ||
DOLLAR GEN CORP NEW | COM | 256677105 | 2,750 | 38,900 | SH | Call | DFND | 38,900 | 0 | 0 | |
DOW CHEM CO | COM | 260543103 | 1,107 | 24,271 | SH | DFND | 24,271 | 0 | 0 | ||
DRESSER-RAND GROUP INC | COM | 261608103 | 36,562 | 446,967 | SH | DFND | 446,967 | 0 | 0 | ||
DRYSHIPS INC | SHS | Y2109Q101 | 1,893 | 1,785,652 | SH | DFND | 1,785,652 | 0 | 0 | ||
DYCOM INDS INC | COM | 267475101 | 3,790 | 108,009 | SH | DFND | 108,009 | 0 | 0 | ||
DYNEGY INC NEW DEL | COM | 26817R108 | 2,342 | 77,150 | SH | DFND | 77,150 | 0 | 0 | ||
EAGLE ROCK ENERGY PARTNERS L | UNIT | 26985R104 | 249 | 113,307 | SH | DFND | 113,307 | 0 | 0 | ||
EASTMAN CHEM CO | COM | 277432100 | 2,615 | 34,466 | SH | DFND | 34,466 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 8,264 | 121,602 | SH | DFND | 121,602 | 0 | 0 | ||
ECOLAB INC | COM | 278865100 | 941 | 9,000 | SH | DFND | 9,000 | 0 | 0 | ||
EMBRAER S A | SP ADR REP 4 COM | 29082A107 | 4,829 | 131,012 | SH | DFND | 131,012 | 0 | 0 | ||
ENCORE CAP GROUP INC | NOTE 3.000% 7/0 | 292554AF9 | 5,681 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
ENERGIZER HLDGS INC | COM | 29266R108 | 7,199 | 56,000 | SH | DFND | 56,000 | 0 | 0 | ||
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 3,967 | 69,139 | SH | DFND | 69,139 | 0 | 0 | ||
ENERGY XXI BERMUDA LTD | NOTE 3.000%12/1 | 29274UAB7 | 2,144 | 7,145,000 | PRN | DFND | 7,145,000 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 54,875 | 703,350 | SH | DFND | 703,350 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 8,668 | 111,100 | SH | Put | DFND | 111,100 | 0 | 0 | |
FAMILY DLR STORES INC | COM | 307000109 | 27,181 | 343,152 | SH | DFND | 343,152 | 0 | 0 | ||
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 9,830 | 848,864 | SH | DFND | 848,864 | 0 | 0 | ||
FIDELITY NATIONAL FINANCIAL | NOTE 4.250% 8/1 | 31620RAE5 | 9,425 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
FIREEYE INC | COM | 31816Q101 | 466 | 14,744 | SH | DFND | 14,744 | 0 | 0 | ||
FIREEYE INC | COM | 31816Q101 | 2,962 | 93,800 | SH | Call | DFND | 93,800 | 0 | 0 | |
FIRST NIAGARA FINL GP INC | COM | 33582V108 | 1,932 | 229,172 | SH | DFND | 229,172 | 0 | 0 | ||
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 3,294 | 3,500,000 | PRN | DFND | 3,500,000 | 0 | 0 | ||
FLUOR CORP NEW | COM | 343412102 | 619 | 10,217 | SH | DFND | 10,217 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 1,219 | 78,641 | SH | DFND | 78,641 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 5,963 | 255,279 | SH | DFND | 255,279 | 0 | 0 | ||
FULLER H B CO | COM | 359694106 | 3,268 | 73,396 | SH | DFND | 73,396 | 0 | 0 | ||
GASLOG LTD | SHS | G37585109 | 531 | 26,110 | SH | DFND | 26,110 | 0 | 0 | ||
GASLOG LTD | SHS | G37585109 | 1,801 | 88,500 | SH | Call | DFND | 88,500 | 0 | 0 | |
GENERAL CABLE CORP DEL NEW | COM | 369300108 | 1,776 | 119,193 | SH | DFND | 119,193 | 0 | 0 | ||
GENERAL CABLE CORP DEL NEW | FRNT 4.500%11/1 | 369300AL2 | 4,651 | 6,600,000 | PRN | DFND | 6,600,000 | 0 | 0 | ||
GENERAL MTRS CO | *W EXP 07/10/201 | 37045V118 | 1,328 | 52,937 | SH | DFND | 52,937 | 0 | 0 | ||
GENERAL MTRS CO | *W EXP 07/10/201 | 37045V126 | 900 | 52,937 | SH | DFND | 52,937 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 17,243 | 493,937 | SH | DFND | 493,937 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 1,718 | 49,200 | SH | Call | DFND | 49,200 | 0 | 0 | |
GFI GROUP INC | COM | 361652209 | 3,311 | 607,545 | SH | DFND | 607,545 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 5,447 | 57,784 | SH | DFND | 57,784 | 0 | 0 | ||
GLIMCHER RLTY TR | SH BEN INT | 379302102 | 2,055 | 149,573 | SH | DFND | 149,573 | 0 | 0 | ||
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 1,557 | 42,696 | SH | DFND | 42,696 | 0 | 0 | ||
GOLDEN STAR RES LTD CDA | DEBT 5.000% 6/0 | 38119TAE4 | 15,883 | 26,750,000 | PRN | DFND | 26,750,000 | 0 | 0 | ||
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 2,048 | 71,700 | SH | DFND | 71,700 | 0 | 0 | ||
GOOGLE INC | CL C | 38259P706 | 3,802 | 7,223 | SH | DFND | 7,223 | 0 | 0 | ||
GRAN TIERRA ENERGY INC | COM | 38500T101 | 2,083 | 541,064 | SH | DFND | 541,064 | 0 | 0 | ||
GREEN PLAINS INC | COM | 393222104 | 354 | 14,300 | SH | DFND | 14,300 | 0 | 0 | ||
GREEN PLAINS INC | NOTE 3.250%10/0 | 393222AD6 | 10,157 | 7,500,000 | PRN | DFND | 7,500,000 | 0 | 0 | ||
HALCON RES CORP | COM NEW | 40537Q209 | 115 | 64,700 | SH | Call | DFND | 64,700 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 5,642 | 143,465 | SH | DFND | 143,465 | 0 | 0 | ||
HANWHA SOLARONE CO LTD | SPONSORED ADR | 41135V103 | 733 | 666,760 | SH | DFND | 666,760 | 0 | 0 | ||
HCA HOLDINGS INC | COM | 40412C101 | 66,571 | 907,082 | SH | DFND | 907,082 | 0 | 0 | ||
HEALTH CARE REIT INC | COM | 42217K106 | 227 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | *W EXP 01/23/201 | 425886116 | 120 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
HENNESSY CAP ACQUISITION COR | COM | 425886108 | 1,970 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
HERBALIFE LTD | COM USD SHS | G4412G101 | 1,659 | 44,000 | SH | DFND | 44,000 | 0 | 0 | ||
HERBALIFE LTD | COM USD SHS | G4412G101 | 566 | 15,000 | SH | Put | DFND | 15,000 | 0 | 0 | |
HF2 FINL MGMT INC | CL A | 40421A104 | 5,205 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
HOLOGIC INC | DEBT 2.000% 3/0 | 436440AC5 | 5,205 | 4,675,000 | PRN | DFND | 4,675,000 | 0 | 0 | ||
HOLOGIC INC | FRNT 2.000%12/1 | 436440AB7 | 6,270 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 1,598 | 15,222 | SH | DFND | 15,222 | 0 | 0 | ||
HOMEAWAY INC | COM | 43739Q100 | 769 | 25,811 | SH | DFND | 25,811 | 0 | 0 | ||
HOSPIRA INC | COM | 441060100 | 1,752 | 28,597 | SH | DFND | 28,597 | 0 | 0 | ||
HUDBAY MINERALS INC | *W EXP 07/20/201 | 443628136 | 209 | 233,206 | SH | DFND | 233,206 | 0 | 0 | ||
HUDBAY MINERALS INC | COM | 443628102 | 5,341 | 611,238 | SH | DFND | 611,238 | 0 | 0 | ||
HUDSON CITY BANCORP | COM | 443683107 | 40,311 | 3,983,310 | SH | DFND | 3,983,310 | 0 | 0 | ||
IMPERVA INC | COM | 45321L100 | 1,843 | 37,287 | SH | DFND | 37,287 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 2,840 | 38,855 | SH | DFND | 38,855 | 0 | 0 | ||
INFORMATICA CORP | COM | 45666Q102 | 1,760 | 46,141 | SH | DFND | 46,141 | 0 | 0 | ||
INGERSOLL-RAND PLC | SHS | G47791101 | 7,994 | 126,107 | SH | DFND | 126,107 | 0 | 0 | ||
INTEL CORP | SDCV 2.950%12/1 | 458140AD2 | 1,319 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 17,089 | 9,800,000 | PRN | DFND | 9,800,000 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 4,149 | 26,597 | SH | DFND | 26,597 | 0 | 0 | ||
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 484 | 4,777 | SH | DFND | 4,777 | 0 | 0 | ||
INTERNATIONAL RECTIFIER CORP | COM | 460254105 | 17,689 | 443,348 | SH | DFND | 443,348 | 0 | 0 | ||
INTREXON CORP | COM | 46122T102 | 3,009 | 109,290 | SH | DFND | 109,290 | 0 | 0 | ||
INTUIT | COM | 461202103 | 732 | 7,937 | SH | DFND | 7,937 | 0 | 0 | ||
ISHARES | IBOXX HI YD ETF | 464288513 | 1,672 | 18,663 | SH | DFND | 18,663 | 0 | 0 | ||
ISHARES | MSCI BRZ CAP ETF | 464286400 | 271 | 7,400 | SH | DFND | 7,400 | 0 | 0 | ||
ISHARES | US HOME CONS ETF | 464288752 | 647 | 24,999 | SH | DFND | 24,999 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 981 | 16,126 | SH | DFND | 16,126 | 0 | 0 | ||
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 6,262 | 20,643 | SH | DFND | 20,643 | 0 | 0 | ||
ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | 1,723 | 132,443 | SH | DFND | 132,443 | 0 | 0 | ||
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 3,308 | 3,000,000 | PRN | DFND | 3,000,000 | 0 | 0 | ||
JARDEN CORP | NOTE 1.875% 9/1 | 471109AH1 | 13,345 | 8,500,000 | PRN | DFND | 8,500,000 | 0 | 0 | ||
JDS UNIPHASE CORP | DBCV 0.625% 8/1 | 46612JAF8 | 8,853 | 8,390,000 | PRN | DFND | 8,390,000 | 0 | 0 | ||
JETBLUE AIRWAYS CORP | COM | 477143101 | 1,031 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
JOURNAL COMMUNICATIONS INC | CL A | 481130102 | 2,224 | 194,600 | SH | DFND | 194,600 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 9,121 | 145,748 | SH | DFND | 145,748 | 0 | 0 | ||
JUNIPER NETWORKS INC | COM | 48203R104 | 461 | 20,640 | SH | DFND | 20,640 | 0 | 0 | ||
KATE SPADE & CO | COM | 485865109 | 3,804 | 118,830 | SH | DFND | 118,830 | 0 | 0 | ||
KB HOME | COM | 48666K109 | 727 | 43,900 | SH | Call | DFND | 43,900 | 0 | 0 | |
KINDRED HEALTHCARE INC | COM | 494580103 | 756 | 41,582 | SH | DFND | 41,582 | 0 | 0 | ||
KIRBY CORP | COM | 497266106 | 60 | 744 | SH | DFND | 744 | 0 | 0 | ||
KRAFT FOODS GROUP INC | COM | 50076Q106 | 10 | 165 | SH | DFND | 165 | 0 | 0 | ||
LAM RESEARCH CORP | COM | 512807108 | 6,284 | 79,200 | SH | Call | DFND | 79,200 | 0 | 0 | |
LAS VEGAS SANDS CORP | COM | 517834107 | 20,032 | 344,432 | SH | DFND | 344,432 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 3,238 | 64,493 | SH | DFND | 64,493 | 0 | 0 | ||
LIBERTY INTERACTIVE LLC | DEB 0.750% 3/3 | 530610AC8 | 36,828 | 25,840,000 | PRN | DFND | 25,840,000 | 0 | 0 | ||
LIBERTY MEDIA CORP | DEB 3.500% 1/1 | 530715AN1 | 28,612 | 52,500,000 | PRN | DFND | 52,500,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | NOTE 1.375%10/1 | 531229AB8 | 14,405 | 14,575,000 | PRN | DFND | 14,575,000 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 1,120 | 16,227 | SH | DFND | 16,227 | 0 | 0 | ||
LINKEDIN CORP | COM CL A | 53578A108 | 13,444 | 58,527 | SH | DFND | 58,527 | 0 | 0 | ||
LOMBARD MED INC | COM | G55598109 | 396 | 60,892 | SH | DFND | 60,892 | 0 | 0 | ||
LORILLARD INC | COM | 544147101 | 19,555 | 310,688 | SH | DFND | 310,688 | 0 | 0 | ||
LOUISIANA PAC CORP | COM | 546347105 | 1,999 | 120,700 | SH | Call | DFND | 120,700 | 0 | 0 | |
LULULEMON ATHLETICA INC | COM | 550021109 | 210 | 3,760 | SH | DFND | 3,760 | 0 | 0 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 17,702 | 317,300 | SH | Call | DFND | 317,300 | 0 | 0 | |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 814 | 10,248 | SH | DFND | 10,248 | 0 | 0 | ||
MACYS INC | COM | 55616P104 | 21,920 | 333,377 | SH | DFND | 333,377 | 0 | 0 | ||
MANCHESTER UTD PLC NEW | ORD CL A | G5784H106 | 2,914 | 183,271 | SH | DFND | 183,271 | 0 | 0 | ||
MARKET VECTORS ETF TR | BIOTECH ETF | 57060U183 | 2,484 | 21,529 | SH | DFND | 21,529 | 0 | 0 | ||
MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 1,807 | 98,300 | SH | Call | DFND | 98,300 | 0 | 0 | |
MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 994 | 54,102 | SH | DFND | 54,102 | 0 | 0 | ||
MARKET VECTORS ETF TR | RUSSIA ETF | 57060U506 | 1,416 | 96,757 | SH | DFND | 96,757 | 0 | 0 | ||
MARKETO INC | COM | 57063L107 | 1,537 | 46,988 | SH | DFND | 46,988 | 0 | 0 | ||
MASTEC INC | COM | 576323109 | 799 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
MCCORMICK & CO INC | COM NON VTG | 579780206 | 111 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 598 | 6,385 | SH | DFND | 6,385 | 0 | 0 | ||
MCGRAW HILL FINL INC | COM | 580645109 | 667 | 7,500 | SH | DFND | 7,500 | 0 | 0 | ||
MCKESSON CORP | COM | 58155Q103 | 48,838 | 235,275 | SH | DFND | 235,275 | 0 | 0 | ||
MCKESSON CORP | COM | 58155Q103 | 50,110 | 241,400 | SH | Call | DFND | 241,400 | 0 | 0 | |
MEAD JOHNSON NUTRITION CO | COM | 582839106 | 6,736 | 67,000 | SH | Call | DFND | 67,000 | 0 | 0 | |
MERCK & CO INC NEW | COM | 58933Y105 | 5,486 | 96,604 | SH | DFND | 96,604 | 0 | 0 | ||
MICHAEL KORS HLDGS LTD | SHS | G60754101 | 2,754 | 36,676 | SH | DFND | 36,676 | 0 | 0 | ||
MICHAEL KORS HLDGS LTD | SHS | G60754101 | 4,221 | 56,200 | SH | Call | DFND | 56,200 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 1,728 | 49,344 | SH | DFND | 49,344 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 3.000%11/1 | 595112AY9 | 2,655 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 0 | 1 | SH | DFND | 1 | 0 | 0 | ||
MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855RAC4 | 12,265 | 8,860,000 | PRN | DFND | 8,860,000 | 0 | 0 | ||
MOLSON COORS BREWING CO | CL B | 60871R209 | 4,017 | 53,900 | SH | DFND | 53,900 | 0 | 0 | ||
MOLYCORP INC DEL | COM | 608753109 | 105 | 119,600 | SH | DFND | 119,600 | 0 | 0 | ||
MOLYCORP INC DEL | NOTE 5.500% 2/0 | 608753AH2 | 4,241 | 13,000,000 | PRN | DFND | 13,000,000 | 0 | 0 | ||
MOLYCORP INC DEL | NOTE 6.000% 9/0 | 608753AF6 | 5,006 | 16,550,000 | PRN | DFND | 16,550,000 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 18 | 497 | SH | DFND | 497 | 0 | 0 | ||
NABORS INDUSTRIES LTD | SHS | G6359F103 | 58 | 4,474 | SH | DFND | 4,474 | 0 | 0 | ||
NATIONAL HEALTH INVS INC | NOTE 3.250% 4/0 | 63633DAE4 | 2,090 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | ||
NATIONAL OILWELL VARCO INC | COM | 637071101 | 98 | 1,495 | SH | DFND | 1,495 | 0 | 0 | ||
NAVIOS MARITIME ACQUIS CORP | SHS | Y62159101 | 15,220 | 4,192,825 | SH | DFND | 4,192,825 | 0 | 0 | ||
NAVIOS MARITIME HOLDINGS INC | COM | Y62196103 | 237 | 57,553 | SH | DFND | 57,553 | 0 | 0 | ||
NETSUITE INC | COM | 64118Q107 | 2,062 | 18,887 | SH | DFND | 18,887 | 0 | 0 | ||
NEVSUN RES LTD | COM | 64156L101 | 1,397 | 361,303 | SH | DFND | 361,303 | 0 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 3,780 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 1,154 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
NIMBLE STORAGE INC | COM | 65440R101 | 27,537 | 1,001,350 | SH | DFND | 1,001,350 | 0 | 0 | ||
NORTH ATLANTIC DRILLING LTD | COM | G6613P202 | 147 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
NPS PHARMACEUTICALS INC | COM | 62936P103 | 1,568 | 43,832 | SH | DFND | 43,832 | 0 | 0 | ||
NUANCE COMMUNICATIONS INC | NOTE 2.750%11/0 | 67020YAF7 | 5,543 | 5,550,000 | PRN | DFND | 5,550,000 | 0 | 0 | ||
NVIDIA CORP | NOTE 1.000%12/0 | 67066GAC8 | 20,177 | 17,655,000 | PRN | DFND | 17,655,000 | 0 | 0 | ||
OMNICARE INC | COM | 681904108 | 4,752 | 65,153 | SH | DFND | 65,153 | 0 | 0 | ||
PACCAR INC | COM | 693718108 | 2,456 | 36,118 | SH | DFND | 36,118 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 3,788 | 30,905 | SH | DFND | 30,905 | 0 | 0 | ||
PARAMOUNT GOLD & SILVER CORP | COM | 69924P102 | 1,084 | 1,116,694 | SH | DFND | 1,116,694 | 0 | 0 | ||
PATTERSON COMPANIES INC | COM | 703395103 | 133 | 2,764 | SH | DFND | 2,764 | 0 | 0 | ||
PATTERSON UTI ENERGY INC | COM | 703481101 | 10,665 | 642,885 | SH | DFND | 642,885 | 0 | 0 | ||
PIONEER NAT RES CO | COM | 723787107 | 12 | 82 | SH | DFND | 82 | 0 | 0 | ||
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 2,308 | 99,382 | SH | DFND | 99,382 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 15,229 | 147,500 | SH | Put | DFND | 147,500 | 0 | 0 | |
PPG INDS INC | COM | 693506107 | 33,877 | 146,457 | SH | DFND | 146,457 | 0 | 0 | ||
PRECISION CASTPARTS CORP | COM | 740189105 | 6,049 | 25,113 | SH | DFND | 25,113 | 0 | 0 | ||
PRICELINE GRP INC | DEBT 1.000% 3/1 | 741503AQ9 | 12,852 | 9,700,000 | PRN | DFND | 9,700,000 | 0 | 0 | ||
PRICELINE GRP INC | NOTE 0.350% 6/1 | 741503AS5 | 5,635 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
PROLOGIS | NOTE 3.250% 3/1 | 74340XAT8 | 1,670 | 1,500,000 | PRN | DFND | 1,500,000 | 0 | 0 | ||
PROOFPOINT INC | COM | 743424103 | 1,994 | 41,337 | SH | DFND | 41,337 | 0 | 0 | ||
PROSPECT CAPITAL CORPORATION | NOTE 5.875% 1/1 | 74348TAM4 | 8,060 | 8,000,000 | PRN | DFND | 8,000,000 | 0 | 0 | ||
PROTECTIVE LIFE CORP | COM | 743674103 | 40,531 | 581,917 | SH | DFND | 581,917 | 0 | 0 | ||
PVH CORP | COM | 693656100 | 277 | 2,162 | SH | DFND | 2,162 | 0 | 0 | ||
QIAGEN NV | REG SHS | N72482107 | 919 | 39,170 | SH | DFND | 39,170 | 0 | 0 | ||
QLIK TECHNOLOGIES INC | COM | 74733T105 | 7,023 | 227,356 | SH | DFND | 227,356 | 0 | 0 | ||
RADIAN GROUP INC | NOTE 3.000%11/1 | 750236AK7 | 11,522 | 7,500,000 | PRN | DFND | 7,500,000 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 5,358 | 49,533 | SH | DFND | 49,533 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 4,703 | 11,463 | SH | DFND | 11,463 | 0 | 0 | ||
RENESOLA LTD | SPONS ADS | 75971T103 | 212 | 150,117 | SH | DFND | 150,117 | 0 | 0 | ||
RESOURCE CAP CORP | NOTE 6.000%12/0 | 76120WAA2 | 2,199 | 2,250,000 | PRN | DFND | 2,250,000 | 0 | 0 | ||
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 15,852 | 403,544 | SH | DFND | 403,544 | 0 | 0 | ||
RICE MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 762819100 | 272 | 16,221 | SH | DFND | 16,221 | 0 | 0 | ||
RING ENERGY INC | COM | 76680V108 | 3,500 | 333,334 | SH | DFND | 333,334 | 0 | 0 | ||
RIVERBED TECHNOLOGY INC | COM | 768573107 | 2,653 | 130,000 | SH | DFND | 130,000 | 0 | 0 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 25 | 228 | SH | DFND | 228 | 0 | 0 | ||
ROI ACQUISITION CORP II | *W EXP 09/17/201 | 74966G119 | 112 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
ROI ACQUISITION CORP II | COM | 74966G101 | 3,932 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
RYANAIR HLDGS PLC | SPONSORED ADR | 783513104 | 21,106 | 296,143 | SH | DFND | 296,143 | 0 | 0 | ||
SAEXPLORATION HLDGS INC | COM | 78636X105 | 1,731 | 435,000 | SH | DFND | 435,000 | 0 | 0 | ||
SAFE BULKERS INC | COM | Y7388L103 | 24 | 6,081 | SH | DFND | 6,081 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 3,045 | 51,344 | SH | DFND | 51,344 | 0 | 0 | ||
SALESFORCE COM INC | NOTE 0.250% 4/0 | 79466LAD6 | 12,321 | 10,845,000 | PRN | DFND | 10,845,000 | 0 | 0 | ||
SALIX PHARMACEUTICALS INC | COM | 795435106 | 3,629 | 31,572 | SH | DFND | 31,572 | 0 | 0 | ||
SANDISK CORP | COM | 80004C101 | 147 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
SANDISK CORP | NOTE 0.500%10/1 | 80004CAF8 | 16,533 | 13,770,000 | PRN | DFND | 13,770,000 | 0 | 0 | ||
SANDISK CORP | NOTE 1.500% 8/1 | 80004CAD3 | 31,690 | 16,500,000 | PRN | DFND | 16,500,000 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 95 | 1,109 | SH | DFND | 1,109 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 1,606 | 18,800 | SH | Call | DFND | 18,800 | 0 | 0 | |
SCORPIO BULKERS INC | SHS | Y7546A106 | 712 | 361,438 | SH | DFND | 361,438 | 0 | 0 | ||
SCORPIO TANKERS INC | SHS | Y7542C106 | 4,871 | 560,516 | SH | DFND | 560,516 | 0 | 0 | ||
SEACOR HOLDINGS INC | NOTE 2.500%12/1 | 811904AM3 | 2,118 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 15,313 | 223,938 | SH | DFND | 223,938 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 596 | 7,525 | SH | DFND | 7,525 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 14,051 | 177,500 | SH | Put | DFND | 177,500 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 13,099 | 231,509 | SH | DFND | 231,509 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 8,330 | 171,472 | SH | DFND | 171,472 | 0 | 0 | ||
SEMGROUP CORP | CL A | 81663A105 | 5,085 | 74,347 | SH | DFND | 74,347 | 0 | 0 | ||
SEMPRA ENERGY | COM | 816851109 | 3,779 | 33,600 | SH | DFND | 33,600 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 30,710 | 452,622 | SH | DFND | 452,622 | 0 | 0 | ||
SERVICENOW INC | NOTE 11/0 | 81762PAB8 | 7,859 | 6,915,000 | PRN | DFND | 6,915,000 | 0 | 0 | ||
SHANDA GAMES LTD | SP ADR REPTG A | 81941U105 | 39,665 | 6,983,195 | SH | DFND | 6,983,195 | 0 | 0 | ||
SHIRE PLC | SPONSORED ADR | 82481R106 | 8,770 | 41,265 | SH | DFND | 41,265 | 0 | 0 | ||
SIGMA ALDRICH CORP | COM | 826552101 | 33,513 | 244,141 | SH | DFND | 244,141 | 0 | 0 | ||
SOLARFUN POWER HOLDINGS CO L | NOTE 3.500% 1/1 | 83415UAB4 | 28,506 | 28,794,000 | PRN | DFND | 28,794,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 44,191 | 215,000 | SH | Put | DFND | 215,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,942 | 19,177 | SH | DFND | 19,177 | 0 | 0 | ||
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 11,793 | 246,400 | SH | Put | DFND | 246,400 | 0 | 0 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 5,131 | 107,200 | SH | Call | DFND | 107,200 | 0 | 0 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 1,288 | 26,903 | SH | DFND | 26,903 | 0 | 0 | ||
SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | 6,138 | 142,613 | SH | DFND | 142,613 | 0 | 0 | ||
SPIRIT RLTY CAP INC NEW | NOTE 2.875% 5/1 | 84860WAA0 | 8,298 | 8,500,000 | PRN | DFND | 8,500,000 | 0 | 0 | ||
SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 5,850 | 6,000,000 | PRN | DFND | 6,000,000 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 19,292 | 327,268 | SH | DFND | 327,268 | 0 | 0 | ||
STARWOOD PPTY TR INC | NOTE 3.750%10/1 | 85571BAC9 | 3,559 | 3,500,000 | PRN | DFND | 3,500,000 | 0 | 0 | ||
STARWOOD PPTY TR INC | NOTE 4.000% 1/1 | 85571BAB1 | 7,276 | 6,540,000 | PRN | DFND | 6,540,000 | 0 | 0 | ||
STARWOOD PPTY TR INC | NOTE 4.550% 3/0 | 85571BAA3 | 5,866 | 5,525,000 | PRN | DFND | 5,525,000 | 0 | 0 | ||
SUNEDISON INC | COM | 86732Y109 | 295 | 15,114 | SH | DFND | 15,114 | 0 | 0 | ||
SUNPOWER CORP | COM | 867652406 | 272 | 10,527 | SH | DFND | 10,527 | 0 | 0 | ||
SUNPOWER CORP | COM | 867652406 | 2,795 | 108,200 | SH | Call | DFND | 108,200 | 0 | 0 | |
TABLEAU SOFTWARE INC | CL A | 87336U105 | 23,747 | 280,164 | SH | DFND | 280,164 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 11,971 | 534,891 | SH | DFND | 534,891 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | NOTE 1.000% 7/0 | 874054AD1 | 1,405 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
TE CONNECTIVITY LTD | REG SHS | H84989104 | 3,693 | 58,380 | SH | DFND | 58,380 | 0 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 29,341 | 579,065 | SH | DFND | 579,065 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION CORP | *W EXP 06/27/201 | 88104P112 | 125 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
TERRAPIN 3 ACQUISITION CORP | COM CL A | 88104P104 | 4,850 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
TESLA MTRS INC | NOTE 0.250% 3/0 | 88160RAB7 | 7,908 | 8,570,000 | PRN | DFND | 8,570,000 | 0 | 0 | ||
TESLA MTRS INC | NOTE 1.250% 3/0 | 88160RAC5 | 26,040 | 28,785,000 | PRN | DFND | 28,785,000 | 0 | 0 | ||
TESLA MTRS INC | NOTE 1.500% 6/0 | 88160RAA9 | 9,288 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
TESORO CORP | COM | 881609101 | 5,872 | 78,973 | SH | DFND | 78,973 | 0 | 0 | ||
TEVA PHARMACEUTICAL FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | 3,419 | 2,500,000 | PRN | DFND | 2,500,000 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 10,474 | 182,129 | SH | DFND | 182,129 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 17,324 | 138,271 | SH | DFND | 138,271 | 0 | 0 | ||
TIME WARNER CABLE INC | COM | 88732J207 | 56,673 | 372,700 | SH | DFND | 372,700 | 0 | 0 | ||
TIMKEN CO | COM | 887389104 | 11,687 | 273,840 | SH | DFND | 273,840 | 0 | 0 | ||
TJX COS INC NEW | COM | 872540109 | 21,460 | 312,924 | SH | DFND | 312,924 | 0 | 0 | ||
TRANSGLOBE ENERGY CORP | COM | 893662106 | 2,965 | 712,512 | SH | DFND | 712,512 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 44,632 | 2,434,900 | SH | Put | DFND | 2,434,900 | 0 | 0 | |
TRINA SOLAR LIMITED | SPON ADR | 89628E104 | 958 | 103,500 | SH | DFND | 103,500 | 0 | 0 | ||
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 69,334 | 674,129 | SH | DFND | 674,129 | 0 | 0 | ||
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 7,661 | 199,478 | SH | DFND | 199,478 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 3,025 | 84,320 | SH | DFND | 84,320 | 0 | 0 | ||
TYCO INTL PLC | SHS | G91442106 | 521 | 11,875 | SH | DFND | 11,875 | 0 | 0 | ||
U S G CORP | COM NEW | 903293405 | 719 | 25,700 | SH | Call | DFND | 25,700 | 0 | 0 | |
UNITED STATES NATL GAS FUND | UNIT PAR $0.001 | 912318201 | 9,973 | 675,200 | SH | DFND | 675,200 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 9,351 | 81,314 | SH | DFND | 81,314 | 0 | 0 | ||
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 7,741 | 54,093 | SH | DFND | 54,093 | 0 | 0 | ||
VANGUARD NAT RES LLC | COM UNIT | 92205F106 | 226 | 15,000 | SH | Put | DFND | 15,000 | 0 | 0 | |
VANTAGE DRILLING COMPANY | ORD SHS | G93205113 | 489 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
VEEVA SYS INC | CL A COM | 922475108 | 1,022 | 38,692 | SH | DFND | 38,692 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 7,007 | 58,985 | SH | DFND | 58,985 | 0 | 0 | ||
VIACOM INC NEW | CL B | 92553P201 | 1,299 | 17,267 | SH | DFND | 17,267 | 0 | 0 | ||
VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 18,375 | 15,380,000 | PRN | DFND | 15,380,000 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 12,274 | 46,810 | SH | DFND | 46,810 | 0 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 3,336 | 40,430 | SH | DFND | 40,430 | 0 | 0 | ||
VOLCANO CORPORATION | COM | 928645100 | 14,958 | 836,602 | SH | DFND | 836,602 | 0 | 0 | ||
VOLCANO CORPORATION | NOTE 1.750%12/0 | 928645AB6 | 2,481 | 2,500,000 | PRN | DFND | 2,500,000 | 0 | 0 | ||
VOYA FINL INC | COM | 929089100 | 1,497 | 35,327 | SH | DFND | 35,327 | 0 | 0 | ||
VULCAN MATLS CO | COM | 929160109 | 33 | 495 | SH | DFND | 495 | 0 | 0 | ||
VWR CORP | COM | 91843L103 | 731 | 28,266 | SH | DFND | 28,266 | 0 | 0 | ||
WABTEC CORP | COM | 929740108 | 7,243 | 83,217 | SH | DFND | 83,217 | 0 | 0 | ||
WASTE CONNECTIONS INC | COM | 941053100 | 880 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
WEATHERFORD INTL PLC | ORD SHS | G48833100 | 618 | 54,000 | SH | Call | DFND | 54,000 | 0 | 0 | |
WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 994 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 4,797 | 193,100 | SH | Call | DFND | 193,100 | 0 | 0 | |
WELLS FARGO & CO NEW | COM | 949746101 | 25,795 | 470,543 | SH | DFND | 470,543 | 0 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 15,925 | 290,500 | SH | Call | DFND | 290,500 | 0 | 0 | |
WESCO INTL INC | COM | 95082P105 | 21,018 | 275,793 | SH | DFND | 275,793 | 0 | 0 | ||
WHITEWAVE FOODS CO | COM | 966244105 | 7,698 | 220,000 | SH | Call | DFND | 220,000 | 0 | 0 | |
WHITING PETE CORP NEW | COM | 966387102 | 3,165 | 95,900 | SH | Call | DFND | 95,900 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 1,489 | 33,129 | SH | DFND | 33,129 | 0 | 0 | ||
WL ROSS HLDG CORP | *W EXP 06/11/201 | 92939D112 | 1,180 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
WL ROSS HLDG CORP | COM SHS | 92939D104 | 10,260 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
WORKDAY INC | CL A | 98138H101 | 1,804 | 22,100 | SH | DFND | 22,100 | 0 | 0 | ||
WORKDAY INC | NOTE 0.750% 7/1 | 98138HAC5 | 7,118 | 6,000,000 | PRN | DFND | 6,000,000 | 0 | 0 | ||
YAHOO INC | COM | 984332106 | 35 | 701 | SH | DFND | 701 | 0 | 0 | ||
YAHOO INC | NOTE 12/0 | 984332AF3 | 17,236 | 15,205,000 | PRN | DFND | 15,205,000 | 0 | 0 | ||
ZIONS BANCORPORATION | *W EXP 05/22/202 | 989701115 | 802 | 198,360 | SH | DFND | 198,360 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 25,785 | 599,226 | SH | DFND | 599,226 | 0 | 0 |