SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) November 22, 2019
Corporate Asset Backed Corporation, on behalf of
CABCO Series2004-101 Trust (Goldman Sachs Capital I)
(Exact name of registrant as specified in its charter)
| Delaware | 001-32193 | 22-3281571 | ||
| (State or other jurisdiction of incorporation) | (Commission file number) | (I.R.S. employer identification no.) |
| 68 South Service Road | ||
| Suite 120 | ||
| Melville, New York | 11747 | |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (631)587-4700
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provision (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule14a-12 under the Exchange Act (17 CFR240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule14d-2(b) under the Exchange Act (17 CFR240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule13e-4(c) under the Exchange Act (17 CFR240.13e-4(c) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of exchange on which registered | ||
| $150,000,000 CABCO Series2004-101 Trust (Goldman Sachs Capital I) Floating Rate Callable Certificates | GYB | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule12b-2 of the Securities Exchange Act of 1934(§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 7.01. | Regulation FD Disclosure. | |
On November 22, 2019, U.S. Bank Trust National Association, as trustee (the “Trustee”) issued a Notice of Conditional Full Redemption to holders regarding a the potential exercise of a call option relating to the $150,000,000 CABCO Series2004-101 Trust (Goldman Sachs Capital I) Floating Rate Callable Certificates (the “Certificates”)
As stated in the notice to holders, the exercise of the call option is conditional upon receipt by the Trustee of the call price with respect to such exercise on the redemption date. There can be no assurance that the call options will in fact be exercised on the redemption date.
A copy of the notice to holders is furnished with this Current Report on Form8-K as Exhibits 99.1, and is incorporated herein by reference. This Current Report on Form8-K does not constitute a notice of conditional redemption under the Trust Agreement dated as of May 20, 2004 related to the Certificates.
The information included in Items 7.01 and 8.01 of this Current Report on Form8-K, including Exhibit 99.1, is deemed “furnished” and not filed under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such filing. | ||
| Item 8.01 | Other Events.
The information contained in Item 7.01 above is incorporated herein by reference into this Item 8.01 | |
| Item 9.01. | Financial Statements and Exhibits.
(d) Exhibits.
99.1 Notice of Conditional Full Redemption. | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| CORPORATE ASSET BACKED CORPORATION, as Depositor of CABCO Series2004-101 Trust (Goldman Sachs Capital I) | ||
| By: | /s/ Lee Thompson | |
| Name: Lee Thompson | ||
| Title: Vice President | ||
Date: November 22, 2019