Exhibit 1.01
CONFLICT MINERALS REPORT OF LG DISPLAY CO., LTD.
FOR THE YEAR ENDED DECEMBER 31, 2018
This is the Conflict Minerals Report of LG Display Co., Ltd. for the year ended December 31, 2018 (this “Report”). In this Report, the terms “we,” “us” and “our” refer to LG Display Co., Ltd. and its consolidated subsidiaries. Capitalized terms in this Report that have not been expressly defined herein have the meanings assigned to them in Rule13p-1 (“Rule13p-1”) under the Exchange Act of 1934, as amended (the “Exchange Act”), and Form SD.
A company is required to file Form SD with the U.S. Securities and Exchange Commission (“SEC”) pursuant to Rule13p-1 if it manufactures, or contracts to manufacture, products for which certain specified minerals are necessary to the functionality or production of the products. These minerals consist of columbite-tantalite (also referred to as “coltan”), cassiterite and wolframite (and their derivatives tantalum, tin, and tungsten), and gold and are referred to as “conflict minerals” (also referred to as “3TG minerals” in this Report) regardless of the geographic origin of the minerals and whether or not they fund armed conflict.
This Report is also publicly available on our website at:www.lgdisplay.com/eng/sustainability/safetyEnvironment/conflictMinerals/certification
This document includes forward-looking statements as defined in the Private Securities Litigation Reform Act of 1995, including (but not limited to) statements about expected future supplier diligence and engagement efforts, development of our systems supporting those efforts and participation in industry supply chain efforts. Many of the forward-looking statements contained in this document may be identified by the use of words such as “believe,” “expect,” “anticipate,” “should,” “planned,” “estimate” and “potential,” among others. These forward-looking statements are based on our expectations and beliefs concerning future events and involve risks and uncertainties that may cause actual results to differ materially from current expectations. These risks and uncertainties are difficult to predict accurately and may be beyond our control, and may include (but are not limited to) the following: regulatory changes and judicial developments relating to conflict minerals disclosure; changes in or developments related to our products or our supply chain; industry developments relating to supply chain diligence, disclosure and other practices; and cost considerations. Other risks and uncertainties relevant to our forward-looking statements are discussed in greater detail in our reports filed with the SEC. Forward-looking statements in this document speak only as of the date made, and we disclaim any obligation to update or revise these statements as a result of new developments or otherwise.
Company and Product Overview
We are a leading innovator of thin-film transistor liquid crystal display(“TFT-LCD”) technology and other display panel technologies, including organic light-emitting diode (“OLED”) technology. We manufacture and sell display panels in a broad range of sizes and specifications primarily toend-brand customers who incorporate our display panels as component parts in the manufacture and assembly of televisions, notebook computers, desktop monitors, tablet computers and mobile and other application products. We also manufacture and sell OLED light panels. 3TG minerals are commonly used in electronic products in general, and we have determined that they are necessary to the functionality of our display panels and light panels, which consist of thousands of component parts and raw materials, including circuit components such as chips, wires and electrodes that are coated using 3TG minerals, and transparent electrodes for which 3TG minerals are a key material.
1
For additional information about our business in general, please refer to our most recent annual report on Form20-F for the year ended 2018 filed with the SEC on April 30, 2019.
Conflict Minerals Policy
As a responsible corporate citizen, we believe in ethical sourcing and have formulated and announced a conflict minerals policy (our “Policy”), which is to eliminate from our products the use of 3TG minerals that directly or indirectly finance or benefit armed groups in the Democratic Republic of the Congo (“DRC”) or an adjoining country (together, the “Covered Countries”). Our current Policy is publicly available on our website at www.lgdisplay.com/eng/sustainability/safetyEnvironment/conflictMinerals/policy and serves as a common reference point for all our suppliers and us internally.
Results of Reasonable Country of Origin Inquiry
As required under Rule13p-1, we conducted in good faith a reasonable country of origin inquiry (“RCOI”) with respect to 3TG minerals contained in our products manufactured in 2018. We believe our RCOI was reasonably designed to determine whether any 3TG minerals contained in our products originated in the Covered Countries or were from recycled or scrap sources.
Based on our RCOI, and as described further below, although we did not find any indication that the 3TG minerals necessary to the functionality of our products originated from a Covered Country, we concluded that we had insufficient information to determine that there was no reason to believe that the 3TG minerals necessary to the functionality of our products may have originated from a Covered Country or were not from recycled or scrap sources.
Source and Chain of Custody Due Diligence
Given the results of our RCOI, we engaged in additional due diligence on the source and chain of custody of the 3TG minerals necessary to the functionality of our products. As further described below, our due diligence conformed in all material respects to the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (Second Edition) and related Supplements (“OECD Guidance”) for downstream companies.
2
As an integral part of our source and chain of custody due diligence, we have conducted supply chain surveys by requesting that our suppliers of component parts and raw materials used in our products (the “Covered Suppliers”) fill out the Conflict Minerals Reporting Template (“CMRT”) developed by the Responsible Minerals Initiative (“RMI”), which is an initiative founded by members of the Electronic Industry Citizenship Coalition and the Globale-Sustainability Initiative and was formerly named the Conflict-Free Sourcing Initiative. Responsible Minerals Assurance Process (“RMAP”), which was formerly called the Conflict-Free Smelter Program, of the RMI uses an independent third-party audit to identify smelters and refiners that have systems in place to assure sourcing of only minerals not benefitting armed groups in the Covered Countries. Further, we have requested certifications from each Covered Supplier regarding the truthfulness of its CMRT responses.
Company Management System
Our senior management established a 3TG minerals task force consisting of managerial level employees from our Purchasing Planning Team, Legal Department and Investor Relations Team along with outside consultants (the “Task Force”) to take the lead in formulating our Policy, implementing our Policy with our suppliers and us internally and conducting due diligence on our supply chain based on the OECD Guidance. The Task Force assigned roles and responsibilities to relevant internal teams and departments to implement our Policy and established a process for monitoring 3TG minerals in our supply chain.
Further to our efforts to more accurately identify the use of 3TG minerals in our supply chain, we implemented a conflict minerals management system (our “System”) for the overall management and coordination of our processes related to 3TG minerals, including verification of supplier data, immediate risk assessments and analyses of 3TG minerals usage statistics. The implementation of our System has enabled us to categorize and monitor our 3TG minerals usage by buyer and model, on a real-time basis, and to track 3TG minerals throughout our supply chain.
In 2014, the continuing roles and responsibilities of the Task Force were transferred to the Purchasing Group. Within the Purchasing Group, the Purchasing Planning Team sets overall strategy and response processes, and the frontline purchasing teams obtain and verify data from our suppliers. Our chief production officer and the head of the Purchasing Group review monthly status reports and remain highly involved in the management of our System, as does our chief executive officer who is briefed with status updates periodically.
In 2013 and 2014, we engaged with senior management and working level personnel of our direct Covered Suppliers as well as second- and third-tier suppliers to raise awareness of regulations applicable to the sourcing of 3TG minerals and to educate them on our Policy, as well as to share policy guidelines and updates on conflict minerals management in an effort to facilitate compliance on their part. Since 2015, we have conducted additional supplier education outreach to suppliers for whom we deemed such additional outreach was necessary.
The implementation of our System and our supplier education efforts have also contributed to the reliability and accuracy of the information we are able to garner from and about our supply chain. In their 2013 CMRT responses, our Covered Suppliers had listed a total of approximately 500 entities as smelters or refiners from which 3TG minerals were sourced, and we faced many challenges in identifying the smelters and refiners so listed because either we could not locate or otherwise verify the listed entity or the listed entity was located but was found not to be a smelter or refiner. In 2014, as a result of additional verification efforts by us and our suppliers, including direct communications with listed entities and requests forproduct-by-product level CMRT responses from our suppliers, we were able to rationalize the list to 247 smelters and refiners that we believed were operational and still in our supply chain as of December 31, 2014. In 2018, we were able to identify 256 smelters and refiners that we believed were operational and still in our supply chain as of December 31, 2018.
3
We have continued in our efforts to identify and monitor smelters and refiners and encourage them to receive verification as independently audited under the RMAP of the RMI. We have also established an action plan to address unaudited smelters and refiners; to improve the integrity and accuracy of the information in our 3TG minerals database; and to hedge our exposure to operational risks associated with 3TG minerals.
In furtherance of our Policy, we require all of our suppliers to agree to terms that reflect our Policy. In the case of Covered Suppliers who responded that they do not use 3TG minerals or that they source from smelters or refiners that have been verified as conformant with the RMAP’s assessment protocols (“RMAP-conformant”), we require that they covenant not to use 3TG minerals that directly or indirectly finance or benefit armed groups in the Covered Countries. We have also developed a supplier code of conduct and we encourage our suppliers to formulate their own 3TG policies and identify all smelters and refiners that supply 3TG minerals in their supply chains. To encourage compliance with our Policy, we have also made the reporting center, including the cyber reporting center, of our Administrative Office of Ethics available to our employees, suppliers and other stakeholders to report any alleged violations of our Policy on a confidential basis. In addition, with a view to efficiently and practically address applicable regulations, we continue to attend governmental andnon-governmental forums and conferences, and actively participate in a consultation committee with our affiliates, LG Electronics, LG Chem and LG Innotek.
Supply Chain Risk Identification and Assessment
In their CMRT responses, our Covered Suppliers identified smelters and refiners that they listed as sources for the 3TG minerals contained in the component parts and raw materials they supply. We further checked whether any of these smelters or refiners were located in or near Covered Countries or areas suspected of transporting or sourcing 3TG minerals from Covered Countries. We utilized our System to perform immediate risk assessments on our Covered Suppliers’ 3TG mineral information and informed our Covered Suppliers of applicable risks. We continue to monitor the risk hedging activities of our Covered Suppliers.
Based on their CMRT responses, we assessed the risk associated with the Covered Suppliers, smelters and refiners and categorized each Covered Supplier into one of the following three categories:
| • | No Risk: Supplier either (i) reported no 3TG minerals are contained in component parts or raw materials it supplies or (ii) reported it sources 3TG minerals only from RMAP-conformant smelters and refiners, and confirmed such 3TG minerals do not directly or indirectly finance or benefit armed groups in the Covered Countries. |
| • | Low Risk: Supplier reported it sources 3TG minerals only from RMAP-conformant smelters but did not provide separate confirmation that such 3TG minerals do not directly or indirectly finance or benefit armed groups in the Covered Countries. |
4
| • | High Risk: Supplier reported it sources 3TG minerals from smelters and refiners that were not independently audited under the RMAP. |
Response Strategy to Identified Risk
To address the identified risks, we established a risk hedging plan with respect to suppliers in the High Risk category. Pursuant to the risk hedging plan, we instructed suppliers within the High Risk category to adhere to the following alternatives:
| • | Require thenon-conformant smelter or refiner to be independently audited under the RMAP; |
| • | Reroute sourcing of 3TG minerals to RMAP-conformant smelters and refiners; |
| • | Eliminate from their supply chain smelters or refiners that were not RMAP-conformant; or |
| • | Reroute sourcing toup-stream suppliers that source only from RMAP-conformant smelters and refiners. |
We have historically selected suppliers which were in the High Risk category for additional due diligence. The selection criteria for these suppliers also included whether the supplier had a 3TG minerals policy of its own, the importance of the supplier to our production process (in terms of proportion of purchases), the extent to which the supplier sourced 3TG minerals from smelters and refiners that were not independently audited under the RMAP, the geographic location of the supplier and the geographic location of the smelters and refiners identified by the supplier. We have conductedon-site due diligence of these selected suppliers and examined their 3TG minerals management levels by reviewing the CMRT responses, 3TG minerals policies and internal processes of theirup-stream suppliers. We have engaged in additional training and education with these selected suppliers on applicable regulations and how to improve their 3TG minerals management and we have assessed their improvements and grievances.
Third-party Independent Audit of Supply Chain
As a downstream company, there are many steps in the supply chain separating us from the mines, smelters and refiners that source the 3TG minerals contained in our products. With respect to smelters and refiners known to be in our supply chain, we make reference to independent third-party audits used by the RMAP to identify smelters and refiners that have systems in place to assure sourcing of only minerals not benefitting armed groups in the Covered Countries.We have not obtained an independent third-party audit of our own supply chain.
We will continue to support private and public efforts to encourage sourcing of 3TG minerals not benefitting armed groups in the Covered Countries.
5
Results of Source and Chain of Custody Due Diligence
We obtained CMRT responses from 100% of our Covered Suppliers, excluding suppliers no longer in our supply chain, as of December 31, 2018.We assessed the conformity and reliability of these CMRT responses, conducted risk analyses and compliance improvement activities, and provided regular progress updates to our chief executive officer and other relevant members of management. In addition, we implemented strict limitations on authorizing transactions with new suppliers where risks materialized. We believe that these efforts have driven the following results.
Based on the CMRT responses provided by our Covered Suppliers and our further due diligence to confirm the usage of 3TG minerals within our supply chain, we identified a total of 256 entities as smelters or refiners from which 3TG minerals were sourced. All of the 256 smelters and refiners we identified in 2018 were independently audited under the RMAP and designated as “conformant,” and there were no smelters or refiners that were (x) progressing towards completion of an independent audit under the RMAP and designated as “active” or (y) not independently audited under the RMAP(“non-participating”).
As a result of our source and chain of custody due diligence for the year ended December 31, 2018, we were able to confirm that 100% of the tantalum, tin, tungsten and gold smelters known to be in our supply chain as of December 31, 2018 were RMAP-conformant. We therefore found no reasonable basis for concluding that our sourcing of 3TG minerals necessary to the functionality of our products directly or indirectly financed or benefitted armed groups in the Covered Countries.
The following table sets forth the number of smelters and refiners in our supply chain by RMAP status and type of mineral.
| Status of identified smelters and refiners | Tantalum | Tin | Tungsten | Gold | Total | |||||||||||||||
Conformant | 40 | 74 | 41 | 101 | 256 | |||||||||||||||
Active | — | — | — | — | — | |||||||||||||||
Non-participating | — | — | — | — | — | |||||||||||||||
Total | 40 | 74 | 41 | 101 | 256 | |||||||||||||||
Total conformant ratio (%) | 100 | % | 100 | % | 100 | % | 100 | % | 100 | % | ||||||||||
Based on the information provided by our suppliers and our own due diligence efforts with known smelters and refiners through December 31, 2018, we believe that the facilities that may have been used to process the 3TG minerals in our products include the smelters and refiners listed in Annex I below.
6
Future Measures
As a responsible corporate citizen, in 2019, we will continue to seek to source all 3TG minerals in our supply chain from smelters and refiners that are RMAP-conformant or that have otherwise been verified under an independent third-party audit as sourcing only minerals not benefitting armed groups in the Covered Countries, and we intend to do so through the following measures:
| • | Continue conducting due diligence of our supply chain and educating and training our Covered Suppliers in order to drive proactive measures by such suppliers; |
| • | Pursue voluntary participation in the RMAP by more smelters and refiners; |
| • | Continue information sharing and collaborative efforts with governmental andnon-governmental entities and academia; and |
| • | Aim to eliminate from our supply chain and products the use of not only 3TG minerals that directly or indirectly finance or benefit armed groups in the Covered Countries, but also minerals from other conflict regions or regions where human rights violations are occurring. |
7
Annex I
Conformant Smelters and Refiners
| Mineral | Smelter or Refiner Name | Country | ||||
| Tantalum | Asaka Riken Co., Ltd. | Japan | ||||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China | ||||
| Tantalum | D Block Metals, LLC | United States | ||||
| Tantalum | Exotech Inc. | United States | ||||
| Tantalum | F&X Electro-Materials Ltd. | China | ||||
| Tantalum | FIR Metals & Resource Ltd. | China | ||||
| Tantalum | Global Advanced Metals Aizu | Japan | ||||
| Tantalum | Global Advanced Metals Boyertown | United States | ||||
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | China | ||||
| Tantalum | H.C. Starck Co., Ltd. | Thailand | ||||
| Tantalum | H.C. Starck Hermsdorf GmbH | Germany | ||||
| Tantalum | H.C. Starck Inc. | United States | ||||
| Tantalum | H.C. Starck Ltd. | Japan | ||||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | ||||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | ||||
| Tantalum | Jiangxi Tuohong New Raw Material | China | ||||
| Tantalum | Jiujiang Janny New Material Co., Ltd. | China | ||||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | ||||
| Tantalum | Jiujiang Tanbre Co., Ltd. | China | ||||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | ||||
| Tantalum | KEMET Blue Metals | Mexico | ||||
| Tantalum | KEMET Blue Powder | United States | ||||
| Tantalum | LSM Brasil S.A. | Brazil | ||||
| Tantalum | Metallurgical Products India Pvt., Ltd. | India | ||||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan | ||||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | ||||
| Tantalum | QuantumClean | United States | ||||
| Tantalum | Solikamsk Magnesium Works OAO | Russia | ||||
| Tantalum | Telex Metals | United States | ||||
| Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | ||||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | ||||
| Tantalum | Mineracao Taboca S.A. | Brazil | ||||
| Tantalum | Resind Industria e Comercio Ltda. | Brazil | ||||
| Tantalum | H.C. Starck Tantalum and Niobium GmbH | Germany | ||||
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | Germany | ||||
| Tantalum | NPM Silmet AS | Estonia | ||||
| Tantalum | Taki Chemical Co., Ltd. | Japan | ||||
| Tantalum | Guangdong Rising RareMetals-EO Materials Ltd. | China | ||||
| Tantalum | RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd. | China | ||||
| Tantalum | Power Resources Ltd. | Macedonia | ||||
| Tin | Alpha | United States | ||||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | ||||
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China | ||||
| Tin | China Tin Group Co., Ltd. | China | ||||
| Tin | CV Ayi Jaya | Indonesia | ||||
| Tin | CV Dua Sekawan | Indonesia | ||||
| Tin | CV Gita Pesona | Indonesia | ||||
| Tin | CV Tiga Sekawan | Indonesia | ||||
| Tin | CV United Smelting | Indonesia | ||||
| Tin | CV Venus Inti Perkasa | Indonesia | ||||
| Tin | Dowa | Japan | ||||
| Tin | EM Vinto | Bolivia | ||||
| Tin | Fenix Metals | Poland | ||||
| Tin | Gejiu Fengming Metallurgy Chemical Plant | China | ||||
| Tin | Gejiu Jinye Mineral Company | China | ||||
A-1
| Tin | Gejiu Kai Meng Industry and Trade LLC | China | ||
| Tin | GejiuNon-Ferrous Metal Processing Co., Ltd. | China | ||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | ||
| Tin | Guanyang Guida Nonferrous Metal Smelting Plant | China | ||
| Tin | HuiChang Hill Tin Industry Co., Ltd. | China | ||
| Tin | Huichang Jinshunda Tin Co., Ltd. | China | ||
| Tin | Jiangxi Ketai Advanced Material Co., Ltd. | China | ||
| Tin | Magnu’s Minerais Metais e Ligas Ltda. | Brazil | ||
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia | ||
| Tin | Metallic Resources, Inc. | United States | ||
| Tin | Minsur | Peru | ||
| Tin | Mitsubishi Materials Corporation | Japan | ||
| Tin | Modeltech Sdn Bhd | Malaysia | ||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | ||
| Tin | O.M. Manufacturing Philippines, Inc. | Philippines | ||
| Tin | Operaciones Metalurgical S.A. | Bolivia | ||
| Tin | PT Aries Kencana Sejahtera | Indonesia | ||
| Tin | PT Artha Cipta Langgeng | Indonesia | ||
| Tin | PT ATD Makmur Mandiri Jaya | Indonesia | ||
| Tin | PT Babel Inti Perkasa | Indonesia | ||
| Tin | PT Bangka Prima Tin | Indonesia | ||
| Tin | PT Bangka Serumpun | Indonesia | ||
| Tin | PT Bangka Tin Industry | Indonesia | ||
| Tin | PT Belitung Industri Sejahtera | Indonesia | ||
| Tin | PT Bukit Timah | Indonesia | ||
| Tin | PT DS Jaya Abadi | Indonesia | ||
| Tin | PT Eunindo Usaha Mandiri | Indonesia | ||
| Tin | PT Inti Stania Prima | Indonesia | ||
| Tin | PT Karimun Mining | Indonesia | ||
| Tin | PT Kijang Jaya Mandiri | Indonesia | ||
| Tin | PT Lautan Harmonis Sejahtera | Indonesia | ||
| Tin | PT Menara Cipta Mulia | Indonesia | ||
| Tin | PT Mitra Stania Prima | Indonesia | ||
| Tin | PT Panca Mega Persada | Indonesia | ||
| Tin | PT Prima Timah Utama | Indonesia | ||
| Tin | PT Refined Bangka Tin | Indonesia | ||
| Tin | PT Sariwiguna Binasentosa | Indonesia | ||
| Tin | PT Stanindo Inti Perkasa | Indonesia | ||
| Tin | PT Sukses Inti Makmur | Indonesia | ||
| Tin | PT Sumber Jaya Indah | Indonesia | ||
| Tin | PT Timah (Persero) Tbk Kundur | Indonesia | ||
| Tin | PT Timah (Persero) Tbk Mentok | Indonesia | ||
| Tin | PT Tinindo Inter Nusa | Indonesia | ||
| Tin | PT Tirus Putra Mandiri | Indonesia | ||
| Tin | PT Tommy Utama | Indonesia | ||
| Tin | Rui Da Hung | Taiwan | ||
| Tin | Soft Metais Ltda. | Brazil | ||
| Tin | Thaisarco | Thailand | ||
| Tin | Yunnan ChengfengNon-ferrous Metals Co., Ltd. | China | ||
| Tin | Mineracao Taboca S.A. | Brazil | ||
| Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil | ||
| Tin | Yunnan Tin Company Limited | China | ||
| Tin | Metallo Belgium N.V. | Belgium | ||
| Tin | Melt Metais e Ligas S.A. | Brazil | ||
| Tin | Resind Industria e Comercio Ltda. | Brazil | ||
| Tin | Metallo Spain S.L.U. | Spain | ||
| Tin | PT Premium Tin Indonesia | Indonesia | ||
| Tin | Jiangxi New Nanshan Technology Ltd. | China |
A-2
| Tin | Guangdong HanheNon-Ferrous Metal Co., Ltd. | China | ||
| Tungsten | A.L.M.T. TUNGSTEN Corp. | Japan | ||
| Tungsten | ACL Metais Eireli | Brazil | ||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Vietnam | ||
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China | ||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | ||
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | China | ||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China | ||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | ||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | ||
| Tungsten | Global Tungsten & Powders Corp. | United States | ||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | ||
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | China | ||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China | ||
| Tungsten | Hydrometallurg, JSC | Russia | ||
| Tungsten | Japan New Metals Co., Ltd. | Japan | ||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | ||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | ||
| Tungsten | Jiangxi TongguNon-ferrous Metallurgical & Chemical Co., Ltd. | China | ||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | ||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | ||
| Tungsten | Kennametal Fallon | United States | ||
| Tungsten | Kennametal Huntsville | United States | ||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | ||
| Tungsten | Niagara Refining LLC | United States | ||
| Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Vietnam | ||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | ||
| Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | China | ||
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | Vietnam | ||
| Tungsten | Unecha Refractory metals plant | Russia | ||
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | Vietnam | ||
| Tungsten | Woltech Korea Co., Ltd. | Republic of Korea | ||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | ||
| Tungsten | Xiamen Tungsten Co., Ltd. | China | ||
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | China | ||
| Tungsten | H.C. Starck Smelting GmbH & Co. KG | Germany | ||
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | China | ||
| Tungsten | H.C. Starck Tungsten GmbH | Germany | ||
| Tungsten | Moliren Ltd. | Russia | ||
| Tungsten | Wolfram Bergbau und Hutten AG | Austria | ||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | ||
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | China | ||
| Gold | Advanced Chemical Company | United States | ||
| Gold | Aida Chemical Industries Co., Ltd. | Japan | ||
| Gold | AllgemeineGold-und Silberscheideanstalt A.G. | Germany | ||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | ||
| Gold | Asaka Riken Co., Ltd. | Japan | ||
| Gold | AU Traders and Refiners | South Africa | ||
| Gold | Aurubis AG | Germany | ||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | ||
| Gold | Boliden AB | Sweden | ||
| Gold | C. Hafner GmbH + Co. KG | Germany | ||
| Gold | Chimet S.p.A. | Italy | ||
| Gold | Daejin Indus Co., Ltd. | Republic of Korea | ||
| Gold | Dowa | Japan | ||
| Gold | Eco-System Recycling Co., Ltd. | Japan | ||
| Gold | Emirates Gold DMCC | United Arab Emirates | ||
| Gold | Geib Refining Corporation | United States |
A-3
| Gold | HeeSung Metal Ltd. | Republic of Korea | ||
| Gold | Heimerle + Meule GmbH | Germany | ||
| Gold | Heraeus Precious Metals GmbH & Co. KG | Germany | ||
| Gold | Ishifuku Metal Industry Co., Ltd. | Japan | ||
| Gold | Istanbul Gold Refinery | Turkey | ||
| Gold | Italpreziosi | Italy | ||
| Gold | Japan Mint | Japan | ||
| Gold | JSC Uralelectromed | Russia | ||
| Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | ||
| Gold | Kazzinc | Kazakhstan | ||
| Gold | Kennecott Utah Copper LLC | United States | ||
| Gold | Kojima Chemicals Co., Ltd. | Japan | ||
| Gold | Kyrgyzaltyn JSC | Kyrgyzstan | ||
| Gold | LS-NIKKO Copper Inc. | Republic of Korea | ||
| Gold | Marsam Metals | Brazil | ||
| Gold | Materion | United States | ||
| Gold | Matsuda Sangyo Co., Ltd. | Japan | ||
| Gold | Metalor Technologies (Hong Kong) Ltd. | China | ||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | ||
| Gold | Metalor Technologies (Suzhou) Ltd. | China | ||
| Gold | Metalor USA Refining Corporation | United States | ||
| Gold | Mitsubishi Materials Corporation | Japan | ||
| Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | ||
| Gold | MMTC-PAMP India Pvt., Ltd. | India | ||
| Gold | Moscow Special Alloys Processing Plant | Russia | ||
| Gold | Nihon Material Co., Ltd. | Japan | ||
| Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | ||
| Gold | OJSC Novosibirsk Refinery | Russia | ||
| Gold | Planta Recuperadora de Metales SpA | Chile | ||
| Gold | Prioksky Plant ofNon-Ferrous Metals | Russia | ||
| Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | ||
| Gold | Rand Refinery (Pty) Ltd. | South Africa | ||
| Gold | Republic Metals Corporation | United States | ||
| Gold | Royal Canadian Mint | Canada | ||
| Gold | SAAMP | France | ||
| Gold | Safimet S.p.A | Italy | ||
| Gold | Samduck Precious Metals | Republic of Korea | ||
| Gold | SAXONIA Edelmetalle GmbH | Germany | ||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | ||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | ||
| Gold | Singway Technology Co., Ltd. | Taiwan | ||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russia | ||
| Gold | Solar Applied Materials Technology Corp. | Taiwan | ||
| Gold | Sumitomo Metal Mining Co., Ltd. | Japan | ||
| Gold | SungEel HiMetal Co., Ltd. | Republic of Korea | ||
| Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | ||
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | China | ||
| Gold | Tokuriki Honten Co., Ltd. | Japan | ||
| Gold | Torecom | Republic of Korea | ||
| Gold | Umicore Brasil Ltda. | Brazil | ||
| Gold | Umicore Precious Metals Thailand | Thailand | ||
| Gold | United Precious Metal Refining, Inc. | United States | ||
| Gold | WIELAND Edelmetalle GmbH | Germany | ||
| Gold | Yokohama Metal Co., Ltd. | Japan | ||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | ||
| Gold | Asahi Refining USA Inc. | United States | ||
| Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | ||
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil |
A-4
| Gold | Argor-Heraeus S.A. | Switzerland | ||
| Gold | Metalor Technologies S.A. | Switzerland | ||
| Gold | PAMP S.A. | Switzerland | ||
| Gold | Valcambi S.A. | Switzerland | ||
| Gold | SEMPSA Joyeria Plateria S.A. | Spain | ||
| Gold | Western Australian Mint (T/a The Perth Mint) | Australia | ||
| Gold | Asahi Pretec Corp. | Japan | ||
| Gold | Asahi Refining Canada Ltd. | Canada | ||
| Gold | Heraeus Metals Hong Kong Ltd. | China | ||
| Gold | OJSC The Gulidov KrasnoyarskNon-Ferrous Metals Plant | Russia | ||
| Gold | MetalurgicaMet-Mex Penoles S.A. De C.V. | Mexico | ||
| Gold | PX Precinox S.A. | Switzerland | ||
| Gold | CCR Refinery - Glencore Canada Corporation | Canada | ||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey | ||
| Gold | DSC (Do Sung Corporation) | Republic of Korea | ||
| Gold | Korea Zinc Co., Ltd. | Republic of Korea | ||
| Gold | DODUCO Contacts and Refining GmbH | Germany | ||
| Gold | Cendres + Metaux S.A. | Switzerland | ||
| Gold | Al Etihad Gold LLC | United Arab Emirates | ||
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria | ||
| Gold | T.C.A S.p.A | Italy | ||
| Gold | Yamakin Co., Ltd. | Japan | ||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | ||
| Gold | Jiangxi Copper Co., Ltd. | China | ||
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China | ||
| Gold | Remondis Argentia B.V. | Netherlands | ||
| Gold | L’Orfebre S.A. | Andorra |
A-5
