The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 469,731 | 19,613 | SH | DFND | 19,613 | 0 | 0 | ||
ACM RESH INC | COM CL A | 00108J109 | 917,157 | 70,119 | SH | DFND | 70,119 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 401,164 | 4,813 | SH | DFND | 4,813 | 0 | 0 | ||
ALLOT LTD | SHS | M0854Q105 | 6,184,831 | 1,957,225 | SH | DFND | 0 | 1,957,225 | 0 | ||
ANTERIX INC | COM | 03676C100 | 15,969,890 | 503,941 | SH | DFND | 503,941 | 0 | 0 | ||
APPHARVEST INC | *W EXP 01/29/202 | 03783T111 | 15,200 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 12,665,446 | 32,498 | SH | DFND | 32,498 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 16,349,586 | 47,946 | SH | DFND | 47,946 | 0 | 0 | ||
BILIBILI INC | NOTE 0.500%12/0 | 090040AF3 | 2,281,508 | 2,600,000 | PRN | DFND | 2,600,000 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 383,906 | 4,429 | SH | DFND | 4,429 | 0 | 0 | ||
CARNIVAL CORP | COMMON STOCK | 143658300 | 3,765,000 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
CARNIVAL CORP | COMMON STOCK | 143658300 | 18,825,000 | 1,000,000 | SH | Put | DFND | 1,000,000 | 0 | 0 | |
ENVIVA INC | COM | 29415B103 | 542,500 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
EURONAV NV | SHS | B38564108 | 1,095,429 | 71,973 | SH | DFND | 71,973 | 0 | 0 | ||
FISKER INC | CL A COM STK | 33813J106 | 10,152,000 | 1,800,000 | SH | Put | DFND | 1,800,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 25,823,197 | 80,062 | SH | DFND | 80,062 | 0 | 0 | ||
GRAY TELEVISION INC | COM | 389375106 | 2,296,642 | 291,452 | SH | DFND | 291,452 | 0 | 0 | ||
H WORLD GROUP LTD | NOTE 3.000% 5/0 | 44332NAB2 | 2,282,292 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | ||
ILLUMINA INC | COM | 452327109 | 7,497,400 | 40,000 | SH | Call | DFND | 40,000 | 0 | 0 | |
IMMUNOGEN INC | COM | 45253H101 | 25,928,836 | 1,375,900 | SH | DFND | 1,375,900 | 0 | 0 | ||
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 4,777,091 | 678,564 | SH | DFND | 678,564 | 0 | 0 | ||
JD.COM INC | SPON ADR CL A | 47215P106 | 1,101,512 | 32,274 | SH | DFND | 32,274 | 0 | 0 | ||
LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 15,080,406 | 1,749,467 | SH | DFND | 1,749,467 | 0 | 0 | ||
MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 13,246,667 | 490,981 | SH | DFND | 490,981 | 0 | 0 | ||
MAKEMYTRIP LIMITED MAURITIUS | NOTE 2/1 | 56087FAB0 | 6,315,349 | 6,500,000 | PRN | DFND | 6,500,000 | 0 | 0 | ||
MERSANA THERAPEUTICS INC | COM | 59045L106 | 206,142 | 62,657 | SH | DFND | 62,657 | 0 | 0 | ||
MP MATERIALS CORP | COM CL A | 553368101 | 185,128,212 | 8,091,268 | SH | DFND | 8,091,268 | 0 | 0 | ||
NELNET INC | CL A | 64031N108 | 22,158,079 | 229,665 | SH | DFND | 229,665 | 0 | 0 | ||
NEW YORK TIMES CO | CL A | 650111107 | 12,481,373 | 316,947 | SH | DFND | 316,947 | 0 | 0 | ||
NEXSTAR MEDIA GROUP INC | COMMON STOCK | 65336K103 | 27,603,164 | 165,735 | SH | DFND | 165,735 | 0 | 0 | ||
NIO INC | NOTE 4.500% 2/0 | 62914VAB2 | 24,533,174 | 20,000,000 | PRN | DFND | 20,000,000 | 0 | 0 | ||
NIO INC | SPON ADS | 62914V106 | 3,876,000 | 400,000 | SH | Call | DFND | 400,000 | 0 | 0 | |
NUSCALE PWR CORP | *W EXP 05/02/202 | 67079K118 | 630,000 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
PDD HOLDINGS INC | SPONSORED ADS | 722304102 | 2,410,290 | 34,861 | SH | DFND | 34,861 | 0 | 0 | ||
REDFIN CORP | NOTE 1.750% 7/1 | 75737FAA6 | 4,819,444 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
ROIVANT SCIENCES LTD | SHS | G76279101 | 1,235,218,683 | 122,541,536 | SH | DFND | 122,541,536 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 356,959 | 3,117 | SH | DFND | 3,117 | 0 | 0 | ||
SEA LTD | NOTE 0.250% 9/1 | 81141RAG5 | 16,112,378 | 20,000,000 | PRN | DFND | 20,000,000 | 0 | 0 | ||
SELINA HOSPITALITY PLC | *W EXP 10/27/202 | G8059B119 | 6,188 | 144,913 | SH | DFND | 144,913 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 75,357,600 | 170,000 | SH | Put | DFND | 170,000 | 0 | 0 | |
TALARIS THERAPEUTICS INC | COM | 87410C104 | 1,791,515 | 589,314 | SH | DFND | 589,314 | 0 | 0 | ||
VERTEX ENERGY INC | COM | 92534K107 | 5,969,037 | 955,046 | SH | DFND | 955,046 | 0 | 0 | ||
VNET GROUP INC | SPONSORED ADS A | 90138A103 | 702,180 | 242,131 | SH | DFND | 242,131 | 0 | 0 | ||
VNET GROUP INC | NOTE 2/0 | 90138VAB3 | 7,770,833 | 10,000,000 | PRN | DFND | 10,000,000 | 0 | 0 | ||
ZIM INTEGRATED SHIPPING SERV | SHS | M9T951109 | 4,293,135 | 346,500 | SH | Put | DFND | 346,500 | 0 | 0 |