UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) June 27, 2011
NAUGATUCK VALLEY FINANCIAL CORPORATION
(Exact Name of Registrant as Specified in Its Charter)
| United States | 0-50876 | 65-1233977 | ||
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||
| 333 Church Street, Naugatuck, Connecticut | 06770 | |||
| (Address of principal executive offices) | (Zip Code) | |||
(203) 720-5000
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 8.01 | Other Events |
On June 27, 2011, Naugatuck Valley Financial Corporation (the “Company”) announced the results of the stock offering conducted in connection with the “second step” conversion of its mutual holding company parent, Naugatuck Valley Mutual Holding Company. The closing of the conversion and offering, which is expected to occur on June 29, 2011, is subject to the satisfaction of customary closing conditions.
For more information, reference is made to the Company’s press release dated June 27, 2011, a copy of which is attached to the Report as Exhibit 99.1 and is furnished herewith.
| Item 9.01 | Financial Statements and Exhibits | |
| (d) | The following exhibit is filed herewith: | |
| Exhibit 99.1 Press Release dated June 27, 2011 | ||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| NAUGATUCK VALLEY FINANCIAL CORPORATION | ||||
Date: June 27, 2011 | By: | /s/ John C. Roman | ||
John C. Roman | ||||
| President and Chief Executive Officer | ||||
