MITCHAM INDUSTRIES, INC. |
Security | | 606501104 | | | Meeting Type | Annual |
Ticker Symbol | | MIND | | | Meeting Date | 24-Jul-2014 | |
ISIN | | US6065011040 | | | Agenda | 934044013 - Management |
Record Date | | 27-May-2014 | | | Holding Recon Date | 27-May-2014 | |
City / | Country | | | / | United States | | Vote Deadline Date | 23-Jul-2014 | |
SEDOL(s) | | | Quick Code | | |
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Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1. | DIRECTOR | Management | | | | |
| | 1 | BILLY F. MITCHAM, JR. | For | For | | |
| | 2 | PETER H. BLUM | For | For | | |
| | 3 | ROBERT P. CAPPS | For | For | | |
| | 4 | R. DEAN LEWIS | For | For | | |
| | 5 | JOHN F. SCHWALBE | For | For | | |
| | 6 | ROBERT J. ALBERS | For | For | | |
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Against | Against | | |
| | Comments-Pay and performance disconnect |
3. | RATIFICATION OF THE SELECTION OF HEIN & ASSOCIATES LLP AS MITCHAM INDUSTRIES, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | Management | For | For | | |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 10,000 | 0 | 27-Jun-2014 | 27-Jun-2014 |
VOXX INTERNATIONAL CORPORATION |
Security | | 91829F104 | | | Meeting Type | Annual |
Ticker Symbol | | VOXX | | | Meeting Date | 24-Jul-2014 | |
ISIN | | US91829F1049 | | | Agenda | 934044950 - Management |
Record Date | | 30-May-2014 | | | Holding Recon Date | 30-May-2014 | |
City / | Country | | | / | United States | | Vote Deadline Date | 23-Jul-2014 | |
SEDOL(s) | | | Quick Code | | |
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Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1. | DIRECTOR | Management | | | | |
| | 1 | PAUL C. KREUCH, JR. | For | For | | |
| | 2 | PETER A. LESSER | For | For | | |
| | 3 | STAN GLASGOW | For | For | | |
| | 4 | JOHN J. SHALAM | Withheld | Against | | |
| | | Comments: | Board is not majority independent. |
| | 5 | PATRICK M. LAVELLE | Withheld | Against | | |
| | | Comments: | Board is not majority independent. |
| | 6 | CHARLES M. STOEHR | Withheld | Against | | |
| | | Comments: | Board is not majority independent. |
| | 7 | ARI M. SHALAM | Withheld | Against | | |
| | | Comments: | Board is not majority independent. |
| | 8 | FRED S. KLIPSCH | Withheld | Against | | |
| | | Comments: | Board is not majority independent. |
2. | APPROVAL OF THE COMPANY'S 2014 OMNIBUS EQUITY INCENTIVE PLAN. | Management | For | For | | |
3. | NON-BINDING ADVISORY VOTE TO APPROVE NAMED EXECUTIVE COMPENSATION. | Management | Against | Against | | |
| | Comments-Not in shareholders' best interests |
4. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2015. | Management | For | For | | |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 200,000 | 0 | 28-Jun-2014 | 29-Jun-2014 |
MIND C.T.I. LTD. |
Security | | M70240102 | | | Meeting Type | Annual |
Ticker Symbol | | MNDO | | | Meeting Date | 04-Aug-2014 | |
ISIN | | IL0010851827 | | | Agenda | 934056866 - Management |
Record Date | | 03-Jul-2014 | | | Holding Recon Date | 03-Jul-2014 | |
City / | Country | | | / | Israel | | Vote Deadline Date | 01-Aug-2014 | |
SEDOL(s) | | | Quick Code | | |
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Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1. | TO RE-APPOINT BRIGHTMAN ALMAGOR ZOHAR (MEMBER OF DELOITTE TOUCHE TOHMATSU) AS THE COMPANY'S INDEPENDENT AUDITOR UNTIL THE CLOSE OF THE FOLLOWING ANNUAL GENERAL MEETING AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO DETERMINE ITS REMUNERATION OR TO DELEGATE THE AUDIT COMMITTEE THEREOF TO DO SO. | Management | For | For | | |
2. | TO ELECT MR. MEIR NISSENSOHN FOR A THREE-YEAR TERM AS AN EXTERNAL DIRECTOR (AS SUCH TERM IS DEFINED IN THE ISRAELI COMPANIES LAW 5759-1999). | Management | For | For | | |
3. | TO ELECT MR. JOSEPH TENNE FOR A THREE-YEAR TERM AS AN EXTERNAL DIRECTOR. | Management | For | For | | |
4. | TO RE-ELECT MR. MIHAIL ROTENBERG, THE COMPANY'S CHAIRMAN OF THE BOARD, AS A CLASS II MEMBER OF THE BOARD. | Management | For | For | | |
5. | TO APPROVE MRS. MONICA IANCU'S BONUS FOR 2013. | Management | For | For | | |
6. | TO APPROVE MRS. MONICA IANCU'S BONUS PLAN FOR 2014, 2015 AND 2016. | Management | For | For | | |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 265,000 | 0 | 11-Jul-2014 | 12-Jul-2014 |
CLIFTON BANCORP INC |
Security | | 186873105 | | | Meeting Type | Annual |
Ticker Symbol | | CSBK | | | Meeting Date | 07-Aug-2014 | |
ISIN | | US1868731050 | | | Agenda | 934052123 - Management |
Record Date | | 20-Jun-2014 | | | Holding Recon Date | 20-Jun-2014 | |
City / | Country | | | / | United States | | Vote Deadline Date | 06-Aug-2014 | |
SEDOL(s) | | | Quick Code | | |
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Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1. | DIRECTOR | Management | | | | |
| | 1 | PAUL M. AGUGGIA | For | For | | |
| | 2 | THOMAS A. MILLER | For | For | | |
2. | THE RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CLIFTON BANCORP INC. FOR THE YEAR ENDING MARCH 31, 2015. | Management | For | For | | |
3. | THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT. | Management | For | For | | |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 55,000 | 0 | 17-Jul-2014 | 18-Jul-2014 |
ROCK-TENN COMPANY |
Security | | 772739207 | | | Meeting Type | Annual |
Ticker Symbol | | RKT | | | Meeting Date | 30-Jan-2015 | |
ISIN | | US7727392075 | | | Agenda | 934110800 - Management |
Record Date | | 28-Nov-2014 | | | Holding Recon Date | 28-Nov-2014 | |
City / | Country | | | / | United States | | Vote Deadline Date | 29-Jan-2015 | |
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Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1. | DIRECTOR | Management | | | | |
| | 1 | TIMOTHY J. BERNLOHR | For | For | | |
| | 2 | JENNY A. HOURIHAN | For | For | | |
| | 3 | BETTINA M. WHYTE | For | For | | |
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ROCK-TENN COMPANY. | Management | For | For | | |
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | | |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 20,000 | 0 | 12-Jan-2015 | 13-Jan-2015 |
KULICKE & SOFFA INDUSTRIES, INC. |
Security | | 501242101 | | | Meeting Type | Annual |
Ticker Symbol | | KLIC | | | Meeting Date | 03-Feb-2015 | |
ISIN | | US5012421013 | | | Agenda | 934111511 - Management |
Record Date | | 10-Nov-2014 | | | Holding Recon Date | 10-Nov-2014 | |
City / | Country | | | / | United States | | Vote Deadline Date | 02-Feb-2015 | |
SEDOL(s) | | | Quick Code | | |
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Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1. | DIRECTOR | Management | | | | |
| | 1 | MR. BRUNO GUILMART | For | For | | |
| | 2 | MR. GREGORY F. MILZCIK | For | For | | |
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (SINGAPORE) AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 3, 2015. | Management | For | For | | |
3. | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE 2009 EQUITY PLAN. | Management | For | For | | |
4. | TO APPROVE, ON A NON-BINDING BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | | |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 140,000 | 0 | 14-Jan-2015 | 15-Jan-2015 |
CHARTER FINANCIAL CORPORATION |
Security | | 16122W108 | | | Meeting Type | Annual |
Ticker Symbol | | CHFN | | | Meeting Date | 18-Feb-2015 | |
ISIN | | US16122W1080 | | | Agenda | 934119163 - Management |
Record Date | | 31-Dec-2014 | | | Holding Recon Date | 31-Dec-2014 | |
City / | Country | | | / | United States | | Vote Deadline Date | 17-Feb-2015 | |
SEDOL(s) | | | Quick Code | | |
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Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1. | DIRECTOR | Management | | | | |
| | 1 | JANE W. DARDEN | For | For | | |
| | 2 | THOMAS M. LANE | For | For | | |
2. | THE RATIFICATION OF THE APPOINTMENT OF DIXON HUGHES GOODMAN LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CHARTER FINANCIAL CORPORATION FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2015. | Management | For | For | | |
3. | AN ADVISORY NON-BINDING RESOLUTION WITH RESPECT TO EXECUTIVE COMPENSATION MATTERS. | Management | Against | Against | | |
| | Comments-Not in shareholders' best interests; Poor disclosure |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 45,000 | 0 | 27-Jan-2015 | 28-Jan-2015 |
TETRA TECH, INC. |
Security | | 88162G103 | | | Meeting Type | Annual |
Ticker Symbol | | TTEK | | | Meeting Date | 05-Mar-2015 | |
ISIN | | US88162G1031 | | | Agenda | 934118692 - Management |
Record Date | | 09-Jan-2015 | | | Holding Recon Date | 09-Jan-2015 | |
City / | Country | | | / | United States | | Vote Deadline Date | 04-Mar-2015 | |
SEDOL(s) | | | Quick Code | | |
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Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1. | DIRECTOR | Management | | | | |
| | 1 | DAN L. BATRACK | For | For | | |
| | 2 | HUGH M. GRANT | For | For | | |
| | 3 | PATRICK C. HADEN | For | For | | |
| | 4 | J. CHRISTOPHER LEWIS | For | For | | |
| | 5 | KIMBERLY E. RITRIEVI | For | For | | |
| | 6 | ALBERT E. SMITH | For | For | | |
| | 7 | J. KENNETH THOMPSON | For | For | | |
| | 8 | RICHARD H. TRULY | For | For | | |
| | 9 | KIRSTEN M. VOLPI | For | For | | |
2 | TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | | |
3 | TO APPROVE THE COMPANY'S 2015 EQUITY INCENTIVE PLAN. | Management | For | For | | |
4 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015. | Management | For | For | | |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 55,000 | 0 | 14-Feb-2015 | 15-Feb-2015 |
FIFTH STREET FINANCE CORP. |
Security | | 31678A103 | | | Meeting Type | Annual |
Ticker Symbol | | FSC | | | Meeting Date | 18-Mar-2015 | |
ISIN | | US31678A1034 | | | Agenda | 934122778 - Management |
Record Date | | 21-Jan-2015 | | | Holding Recon Date | 21-Jan-2015 | |
City / | Country | | | / | United States | | Vote Deadline Date | 17-Mar-2015 | |
SEDOL(s) | | | Quick Code | | |
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Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1A. | ELECTION OF DIRECTOR: BERNARD D. BERMAN | Management | For | For | | |
1B. | ELECTION OF DIRECTOR: JAMES CASTRO- BLANCO | Management | For | For | | |
1C. | ELECTION OF DIRECTOR: SANDEEP K. KHORANA | Management | For | For | | |
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2015. | Management | For | For | | |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 110,000 | 0 | 24-Feb-2015 | 25-Feb-2015 |
SPEEDWAY MOTORSPORTS, INC. |
Security | | 847788106 | | | Meeting Type | Annual |
Ticker Symbol | | TRK | | | Meeting Date | 15-Apr-2015 | |
ISIN | | US8477881069 | | | Agenda | 934148253 - Management |
Record Date | | 02-Mar-2015 | | | Holding Recon Date | 02-Mar-2015 | |
City / | Country | | | / | United States | | Vote Deadline Date | 14-Apr-2015 | |
SEDOL(s) | | | Quick Code | | |
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Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1. | DIRECTOR | Management | | | | |
| | 1 | MR. MARCUS G. SMITH | For | For | | |
| | 2 | MR. TOM E. SMITH | For | For | | |
2. | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS OUR PRINCIPAL INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2015. | Management | For | For | | |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 40,000 | 0 | 25-Mar-2015 | 26-Mar-2015 |
ALLEGHANY CORPORATION |
Security | | 017175100 | | | Meeting Type | Annual |
Ticker Symbol | | Y | | | Meeting Date | 24-Apr-2015 | |
ISIN | | US0171751003 | | | Agenda | 934145447 - Management |
Record Date | | 02-Mar-2015 | | | Holding Recon Date | 02-Mar-2015 | |
City / | Country | | | / | United States | | Vote Deadline Date | 23-Apr-2015 | |
SEDOL(s) | | | Quick Code | | |
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Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1A. | ELECTION OF DIRECTOR: JOHN G. FOOS | Management | For | For | | |
1B. | ELECTION OF DIRECTOR: WILLIAM K. LAVIN | Management | For | For | | |
1C. | ELECTION OF DIRECTOR: PHILLIP M. MARTINEAU | Management | For | For | | |
1D. | ELECTION OF DIRECTOR: RAYMOND L.M. WONG | Management | For | For | | |
2. | PROPOSAL TO APPROVE THE ALLEGHANY CORPORATION 2015 DIRECTORS' STOCK PLAN. | Management | For | For | | |
3. | PROPOSAL TO APPROVE THE ALLEGHANY CORPORATION 2015 MANAGEMENT INCENTIVE PLAN. | Management | For | For | | |
4. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS ALLEGHANY CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2015. | Management | For | For | | |
5. | SAY-ON-PAY: ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF ALLEGHANY CORPORATION. | Management | For | For | | |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 4,750 | 0 | 18-Apr-2015 | 27-Apr-2015 |
GREENLIGHT CAPITAL RE, LTD. |
Security | | G4095J109 | | | Meeting Type | Annual |
Ticker Symbol | | GLRE | | | Meeting Date | 29-Apr-2015 | |
ISIN | | KYG4095J1094 | | | Agenda | 934143936 - Management |
Record Date | | 06-Mar-2015 | | | Holding Recon Date | 06-Mar-2015 | |
City / | Country | | | / | Cayman Islands | | Vote Deadline Date | 28-Apr-2015 | |
SEDOL(s) | | | Quick Code | | |
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Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1A) | ELECTION OF DIRECTOR: ALAN BROOKS | Management | For | For | | |
1B) | ELECTION OF DIRECTOR: DAVID EINHORN | Management | For | For | | |
1C) | ELECTION OF DIRECTOR: LEONARD GOLDBERG | Management | For | For | | |
1D) | ELECTION OF DIRECTOR: BARTON HEDGES | Management | For | For | | |
1E) | ELECTION OF DIRECTOR: IAN ISAACS | Management | For | For | | |
1F) | ELECTION OF DIRECTOR: FRANK LACKNER | Management | For | For | | |
1G) | ELECTION OF DIRECTOR: BRYAN MURPHY | Management | For | For | | |
1H) | ELECTION OF DIRECTOR: JOSEPH PLATT | Management | For | For | | |
2A) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, LTD: ALAN BROOKS | Management | For | For | | |
2B) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, LTD: DAVID EINHORN | Management | For | For | | |
2C) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, LTD: LEONARD GOLDBERG | Management | For | For | | |
2D) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, LTD: BARTON HEDGES | Management | For | For | | |
2E) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, LTD: IAN ISAACS | Management | For | For | | |
2F) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, LTD: FRANK LACKNER | Management | For | For | | |
2G) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, LTD: BRYAN MURPHY | Management | For | For | | |
2H) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, LTD: JOSEPH PLATT | Management | For | For | | |
3A) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE IRELAND, LTD: PHILIP HARKIN | Management | For | For | | |
3B) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE IRELAND, LTD: BARTON HEDGES | Management | For | For | | |
3C) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE IRELAND, LTD: FRANK LACKNER | Management | For | For | | |
3D) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE IRELAND, LTD: CARYL TRAYNOR | Management | For | For | | |
3E) | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE IRELAND, LTD: BRENDAN TUOHY | Management | For | For | | |
4) | TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | Management | For | For | | |
5) | TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF BDO CAYMAN LTD. AS THE INDEPENDENT AUDITORS OF GREENLIGHT REINSURANCE, LTD. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015, WHICH, PURSUANT TO THE ARTICLES, IS REQUIRED TO BE CONSIDERED BY THE SHAREHOLDERS OF THE COMPANY. | Management | For | For | | |
6) | TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF BDO, REGISTERED AUDITORS IN IRELAND AS THE INDEPENDENT AUDITORS OF GREENLIGHT REINSURANCE IRELAND, LTD. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015, WHICH, PURSUANT TO THE ARTICLES, IS REQUIRED TO BE CONSIDERED BY THE SHAREHOLDERS OF THE COMPANY. | Management | For | For | | |
7) | TO CONSIDER AND CAST A NON-BINDING ADVISORY VOTE ON A RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, OR "SAY-ON- PAY" VOTE. | Management | For | For | | |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 30,000 | 0 | 08-Apr-2015 | 30-Apr-2015 |
EMC CORPORATION |
Security | | 268648102 | | | Meeting Type | Annual |
Ticker Symbol | | EMC | | | Meeting Date | 30-Apr-2015 | |
ISIN | | US2686481027 | | | Agenda | 934146867 - Management |
Record Date | | 27-Feb-2015 | | | Holding Recon Date | 27-Feb-2015 | |
City / | Country | | | / | United States | | Vote Deadline Date | 29-Apr-2015 | |
SEDOL(s) | | | Quick Code | | |
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Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1A. | ELECTION OF DIRECTOR: JOSE E. ALMEIDA | Management | For | For | | |
1B. | ELECTION OF DIRECTOR: MICHAEL W. BROWN | Management | For | For | | |
1C. | ELECTION OF DIRECTOR: DONALD J. CARTY | Management | For | For | | |
1D. | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | Management | For | For | | |
1E. | ELECTION OF DIRECTOR: JAMES S. DISTASIO | Management | For | For | | |
1F. | ELECTION OF DIRECTOR: JOHN R. EGAN | Management | For | For | | |
1G. | ELECTION OF DIRECTOR: WILLIAM D. GREEN | Management | For | For | | |
1H. | ELECTION OF DIRECTOR: EDMUND F. KELLY | Management | For | For | | |
1I. | ELECTION OF DIRECTOR: JAMI MISCIK | Management | For | For | | |
1J. | ELECTION OF DIRECTOR: PAUL SAGAN | Management | For | For | | |
1K. | ELECTION OF DIRECTOR: DAVID N. STROHM | Management | For | For | | |
1L. | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Management | For | For | | |
2. | RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Management | For | For | | |
3. | ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Management | For | For | | |
4. | APPROVAL OF THE EMC CORPORATION AMENDED AND RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Management | For | For | | |
5. | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO AN INDEPENDENT BOARD CHAIRMAN, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Shareholder | Against | For | | |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 62,500 | 0 | 09-Apr-2015 | 01-May-2015 |
VECTOR GROUP LTD. |
Security | | 92240M108 | | | Meeting Type | Annual |
Ticker Symbol | | VGR | | | Meeting Date | 30-Apr-2015 | |
ISIN | | US92240M1080 | | | Agenda | 934182471 - Management |
Record Date | | 03-Mar-2015 | | | Holding Recon Date | 03-Mar-2015 | |
City / | Country | | | / | United States | | Vote Deadline Date | 29-Apr-2015 | |
SEDOL(s) | | | Quick Code | | |
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Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1. | DIRECTOR | Management | | | | |
| | 1 | BENNETT S. LEBOW | For | For | | |
| | 2 | HOWARD M. LORBER | For | For | | |
| | 3 | RONALD J. BERNSTEIN | For | For | | |
| | 4 | STANLEY S. ARKIN | For | For | | |
| | 5 | HENRY C. BEINSTEIN | For | For | | |
| | 6 | JEFFREY S. PODELL | For | For | | |
| | 7 | JEAN E. SHARPE | For | For | | |
2. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION (SAY ON PAY) | Management | Against | Against | | |
| | Comments-Sizable one-time award; Poor compensation structure/performance conditions |
3. | APPROVAL OF RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2015 | Management | For | For | | |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 42,500 | 0 | 16-Apr-2015 | 01-May-2015 |
EBAY INC. |
Security | | 278642103 | | | Meeting Type | Annual |
Ticker Symbol | | EBAY | | | Meeting Date | 01-May-2015 | |
ISIN | | US2786421030 | | | Agenda | 934160627 - Management |
Record Date | | 18-Mar-2015 | | | Holding Recon Date | 18-Mar-2015 | |
City / | Country | | | / | United States | | Vote Deadline Date | 30-Apr-2015 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1A. | ELECTION OF DIRECTOR: FRED D. ANDERSON | Management | For | For | | |
1B. | ELECTION OF DIRECTOR: ANTHONY J. BATES | Management | For | For | | |
1C. | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | Management | For | For | | |
1D. | ELECTION OF DIRECTOR: JONATHAN CHRISTODORO | Management | For | For | | |
1E. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | | |
1F. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For | | |
1G. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | | |
1H. | ELECTION OF DIRECTOR: BONNIE S. HAMMER | Management | For | For | | |
1I. | ELECTION OF DIRECTOR: GAIL J. MCGOVERN | Management | For | For | | |
1J. | ELECTION OF DIRECTOR: KATHLEEN C. MITIC | Management | For | For | | |
1K. | ELECTION OF DIRECTOR: DAVID M. MOFFETT | Management | For | For | | |
1L. | ELECTION OF DIRECTOR: PIERRE M. OMIDYAR | Management | For | For | | |
1M. | ELECTION OF DIRECTOR: THOMAS J. TIERNEY | Management | For | For | | |
1N. | ELECTION OF DIRECTOR: PERRY M. TRAQUINA | Management | For | For | | |
1O. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For | | |
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | | |
3. | TO APPROVE THE MATERIAL TERMS, INCLUDING THE PERFORMANCE GOALS, OF THE AMENDMENT AND RESTATEMENT OF THE EBAY INCENTIVE PLAN. | Management | For | For | | |
4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2015. | Management | For | For | | |
5. | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT WITHOUT A MEETING, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | For | Against | | |
| | Comments-Shareholder action by written consent enables shareholders to take action on important issues that arise between annual meetings |
6. | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER PROXY ACCESS, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | For | Against | | |
| | Comments-A large, long-term shareholder should be able to nominate a director |
7. | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING GENDER PAY, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | Against | For | | |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 10,000 | 0 | 09-Apr-2015 | 04-May-2015 |
BERKSHIRE HATHAWAY INC. |
Security | | 084670702 | | | Meeting Type | Annual |
Ticker Symbol | | BRKB | | | Meeting Date | 02-May-2015 | |
ISIN | | US0846707026 | | | Agenda | 934139292 - Management |
Record Date | | 04-Mar-2015 | | | Holding Recon Date | 04-Mar-2015 | |
City / | Country | | | / | United States | | Vote Deadline Date | 01-May-2015 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1. | DIRECTOR | Management | | | | |
| | 1 | WARREN E. BUFFETT | For | For | | |
| | 2 | CHARLES T. MUNGER | For | For | | |
| | 3 | HOWARD G. BUFFETT | For | For | | |
| | 4 | STEPHEN B. BURKE | For | For | | |
| | 5 | SUSAN L. DECKER | For | For | | |
| | 6 | WILLIAM H. GATES III | For | For | | |
| | 7 | DAVID S. GOTTESMAN | For | For | | |
| | 8 | CHARLOTTE GUYMAN | For | For | | |
| | 9 | THOMAS S. MURPHY | For | For | | |
| | 10 | RONALD L. OLSON | For | For | | |
| | 11 | WALTER SCOTT, JR. | For | For | | |
| | 12 | MERYL B. WITMER | For | For | | |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 10,000 | 0 | 09-Apr-2015 | 04-May-2015 |
BROOKFIELD REAL ESTATE SERVICES INC. |
Security | | 11283T101 | | | Meeting Type | Annual |
Ticker Symbol | | BREUF | | | Meeting Date | 06-May-2015 | |
ISIN | | CA11283T1012 | | | Agenda | 934172949 - Management |
Record Date | | 27-Mar-2015 | | | Holding Recon Date | 27-Mar-2015 | |
City / | Country | | | / | Canada | | Vote Deadline Date | 04-May-2015 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | | |
A | DIRECTOR | Management | | | | |
| | 1 | LORRAINE BELL | For | For | | |
| | 2 | SIMON DEAN | For | For | | |
| | 3 | HON. TREVOR J. EYTON | For | For | | |
| | 4 | GAIL KILGOUR | For | For | | |
B | THE APPOINTMENT OF DELOITTE LLP AS THE EXTERNAL AUDITOR AND AUTHORIZING THE DIRECTORS TO SET THE EXTERNAL AUDITOR'S REMUNERATION. | Management | For | For | | |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | CIBC MELLON GLOBAL SECURITIES SERVICES | 58,500 | 0 | 16-Apr-2015 | 07-May-2015 |
OWENS-ILLINOIS, INC. |
Security | | 690768403 | | | Meeting Type | Annual |
Ticker Symbol | | OI | | | Meeting Date | 12-May-2015 | |
ISIN | | US6907684038 | | | Agenda | 934160615 - Management |
Record Date | | 16-Mar-2015 | | | Holding Recon Date | 16-Mar-2015 | |
City / | Country | | | / | United States | | Vote Deadline Date | 11-May-2015 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1. | DIRECTOR | Management | | | | |
| | 1 | GARY F. COLTER | For | For | | |
| | 2 | GORDON J. HARDIE | For | For | | |
| | 3 | PETER S. HELLMAN | For | For | | |
| | 4 | ANASTASIA D. KELLY | For | For | | |
| | 5 | JOHN J. MCMACKIN, JR. | For | For | | |
| | 6 | ALAN J. MURRAY | For | For | | |
| | 7 | HARI N. NAIR | For | For | | |
| | 8 | HUGH H. ROBERTS | For | For | | |
| | 9 | ALBERT P.L. STROUCKEN | For | For | | |
| | 10 | CAROL A. WILLIAMS | For | For | | |
| | 11 | DENNIS K. WILLIAMS | For | For | | |
| | 12 | THOMAS L. YOUNG | For | For | | |
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | Management | For | For | | |
3. | TO APPROVE, BY ADVISORY VOTE, THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | | |
4. | TO APPROVE THE AMENDMENT, RESTATEMENT AND CONTINUATION OF THE 2004 EQUITY INCENTIVE PLAN FOR DIRECTORS OF OWENS-ILLINOIS, INC. AND THE GRANT OF 33,623 RESTRICTED STOCK UNITS TO DIRECTORS IN 2014 THEREUNDER. | Management | For | For | | |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 37,500 | 0 | 28-Apr-2015 | 13-May-2015 |
CRYOLIFE, INC. |
Security | | 228903100 | | | Meeting Type | Annual |
Ticker Symbol | | CRY | | | Meeting Date | 20-May-2015 | |
ISIN | | US2289031005 | | | Agenda | 934200736 - Management |
Record Date | | 18-Mar-2015 | | | Holding Recon Date | 18-Mar-2015 | |
City / | Country | | | / | United States | | Vote Deadline Date | 19-May-2015 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1. | DIRECTOR | Management | | | | |
| | 1 | THOMAS F. ACKERMAN | For | For | | |
| | 2 | JAMES S. BENSON | For | For | | |
| | 3 | DANIEL J. BEVEVINO | For | For | | |
| | 4 | RONALD C. ELKINS, M.D. | For | For | | |
| | 5 | J. PATRICK MACKIN | For | For | | |
| | 6 | RONALD D. MCCALL, ESQ. | For | For | | |
| | 7 | HARVEY MORGAN | For | For | | |
| | 8 | JON W. SALVESON | For | For | | |
2. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION PAID TO CRYOLIFE'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES, AND NARRATIVE DISCUSSION. | Management | For | For | | |
3. | TO APPROVE CERTAIN AMENDMENTS TO THE CRYOLIFE, INC. SECOND AMENDED AND RESTATED 2009 STOCK INCENTIVE PLAN. | Management | Against | Against | | |
| | Comments-Minimum equity overhang of all plans, including this proposal, as a percentage of outstanding common stock, is excessive. |
4. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | Management | For | For | | |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 20,000 | 0 | 06-May-2015 | 21-May-2015 |
BLUCORA INC |
Security | | 095229100 | | | Meeting Type | Annual |
Ticker Symbol | | BCOR | | | Meeting Date | 28-May-2015 | |
ISIN | | US0952291005 | | | Agenda | 934206651 - Management |
Record Date | | 30-Mar-2015 | | | Holding Recon Date | 30-Mar-2015 | |
City / | Country | | | / | United States | | Vote Deadline Date | 27-May-2015 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1. | DIRECTOR | Management | | | | |
| | 1 | JOHN CUNNINGHAM | For | For | | |
| | 2 | LANCE DUNN | For | For | | |
| | 3 | WILLIAM RUCKELSHAUS | For | For | | |
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2015. | Management | For | For | | |
3. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | | |
4. | PROPOSAL TO APPROVE THE BLUCORA, INC. 2015 INCENTIVE PLAN. | Management | Against | Against | | |
| | Comments-Minimum equity overhang of all plans, including this proposal, as a percentage of outstanding common stock, is excessive. |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 50,000 | 0 | 13-May-2015 | 29-May-2015 |
FIFTH STREET ASSET MGMT |
Security | | 31679P109 | | | Meeting Type | Annual |
Ticker Symbol | | FSAM | | | Meeting Date | 04-Jun-2015 | |
ISIN | | US31679P1093 | | | Agenda | 934198587 - Management |
Record Date | | 09-Apr-2015 | | | Holding Recon Date | 09-Apr-2015 | |
City / | Country | | | / | United States | | Vote Deadline Date | 03-Jun-2015 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1A. | ELECTION OF DIRECTOR: DAVID J. ANDERSON | Management | For | For | | |
1B. | ELECTION OF DIRECTOR: WAYNE COOPER | Management | For | For | | |
1C. | ELECTION OF DIRECTOR: MARK J. GORDON | Management | For | For | | |
1D. | ELECTION OF DIRECTOR: THOMAS L. HARRISON | Management | For | For | | |
1E | ELECTION OF DIRECTOR: FRANK C. MEYER | Management | For | For | | |
1F | ELECTION OF DIRECTOR: LEONARD M. TANNENBAUM | Management | For | For | | |
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | Management | Against | Against | | |
| | Comments-Vote against auditor because non-audit fees are higher than audit fees. |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 85,000 | 0 | 15-May-2015 | 05-Jun-2015 |
THE PRICELINE GROUP INC. |
Security | | 741503403 | | | Meeting Type | Annual |
Ticker Symbol | | PCLN | | | Meeting Date | 04-Jun-2015 | |
ISIN | | US7415034039 | | | Agenda | 934200938 - Management |
Record Date | | 09-Apr-2015 | | | Holding Recon Date | 09-Apr-2015 | |
City / | Country | | | / | United States | | Vote Deadline Date | 03-Jun-2015 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1. | DIRECTOR | Management | | | | |
| | 1 | TIMOTHY M. ARMSTRONG | For | For | | |
| | 2 | HOWARD W. BARKER, JR. | For | For | | |
| | 3 | JEFFERY H. BOYD | For | For | | |
| | 4 | JAN L. DOCTER | For | For | | |
| | 5 | JEFFREY E. EPSTEIN | For | For | | |
| | 6 | JAMES M. GUYETTE | For | For | | |
| | 7 | DARREN R. HUSTON | For | For | | |
| | 8 | CHARLES H. NOSKI | For | For | | |
| | 9 | NANCY B. PERETSMAN | For | For | | |
| | 10 | THOMAS E. ROTHMAN | For | For | | |
| | 11 | CRAIG W. RYDIN | For | For | | |
2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | Management | For | For | | |
3. | TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | For | For | | |
4. | TO CONSIDER AND VOTE UPON A NON- BINDING STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | For | Against | | |
| | Comments-Shareholder action by written consent enables shareholders to take action on important issues that arise between annual meetings |
5. | TO CONSIDER AND VOTE UPON A NON- BINDING STOCKHOLDER PROPOSAL CONCERNING PROXY ACCESS. | Shareholder | For | Against | | |
| | Comments-A large, long-term shareholder should be able to nominate a director |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 700 | 0 | 21-May-2015 | 05-Jun-2015 |
IMMERSION CORPORATION |
Security | | 452521107 | | | Meeting Type | Annual |
Ticker Symbol | | IMMR | | | Meeting Date | 05-Jun-2015 | |
ISIN | | US4525211078 | | | Agenda | 934199262 - Management |
Record Date | | 09-Apr-2015 | | | Holding Recon Date | 09-Apr-2015 | |
City / | Country | | | / | United States | | Vote Deadline Date | 04-Jun-2015 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1 | DIRECTOR | Management | | | | |
| | 1 | JACK SALTICH* | For | For | | |
| | 2 | VICTOR VIEGAS* | For | For | | |
| | 3 | JOHN VESCHI** | For | For | | |
| | 4 | DAVID HABIGER*** | For | For | | |
2 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS IMMERSION CORPORATIONS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2015. | Management | For | For | | |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 90,000 | 0 | 16-May-2015 | 08-Jun-2015 |
TRINITY BIOTECH PLC |
Security | | 896438306 | | | Meeting Type | Annual |
Ticker Symbol | | TRIB | | | Meeting Date | 05-Jun-2015 | |
ISIN | | US8964383066 | | | Agenda | 934226348 - Management |
Record Date | | 04-May-2015 | | | Holding Recon Date | 04-May-2015 | |
City / | Country | | | / | United States | | Vote Deadline Date | 27-May-2015 | |
SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | |
Item | Proposal | | Proposed by | Vote | For/Against Management | | |
1. | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2014 TOGETHER WITH THE REPORTS OF THE DIRECTORS' AND AUDITOR'S THEREIN. | Management | For | For | | |
2. | TO RE-ELECT AS A DIRECTOR MR. DENIS BURGER WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE- ELECTION. | Management | For | For | | |
3. | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION. | Management | For | For | | |
4. | TO CONSIDER AND, IF THOUGHT FIT, PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "THAT A FINAL DIVIDEND BE AND IS HEREBY DECLARED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 AND SUCH DIVIDEND IS TO BE PAID AT THE RATE OF US $0.055 PER "A" ORDINARY SHARE (BEING THE EQUIVALENT OF US$0.22 PER ADS) TO THE HOLDERS OF "A" ORDINARY SHARES ON THE REGISTER OF MEMBERS AT CLOSE OF BUSINESS ON 9 JUNE 2015." | Management | For | For | | |
5. | TO CONSIDER AND, IF THOUGHT FIT, PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: "THAT THE COMPANY AND/OR A SUBSIDIARY (AS SUCH EXPRESSION IS DEFINED BY SECTION 155, COMPANIES ACT 1963 AS EXTENDED BY REGULATION 4 OF THE EUROPEAN COMMUNITIES (PUBLIC LIMITED COMPANIES SUBSIDIARIES) REGULATIONS 1997) (AND, FROM ITS COMMENCEMENT, AS DEFINED IN THE COMPANIES ACT 2014) OF THE COMPANY BE GENERALLY AUTHORIZED TO MAKE ONE OR MORE OVERSEAS MARKET PURCHASES (WITHIN THE MEANING OF SECTION 212 OF THE ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | For | For | | |
6. | TO CONSIDER AND, IF THOUGHT FIT, PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: "THAT, SUBJECT TO THE PASSING OF RESOLUTION 5 ABOVE AND TO THE PROVISIONS OF THE COMPANIES ACT 1990 (AS AMENDED) FOR THE PURPOSES OF SECTION 209 OF THE COMPANIES ACT 1990 (AND, FROM ITS COMMENCEMENT, SECTION 109 OF THE | Management | For | For | |
| COMPANIES ACT 2014), THE RE-ISSUE PRICE RANGE AT WHICH A TREASURY SHARE (AS DEFINED BY THE SAID SECTION 209) (AND, FROM ITS COMMENCEMENT, SECTION 1078 OF THE COMPANIES ACT 2014 FOR THE ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | | | | | |
Account Number | | | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed |
B01U4NF1002162B | | B01U4NF1002162 B | | BNY MELLON | 50,000 | 0 | 20-May-2015 | 29-May-2015 |